assessment existing building,laatsch
TRANSCRIPT
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2009 WSSPC Annual MeetingFebruary 12, 2009
Earthquakes and Existing Buildings:
Where Do We Stand?
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Ear t hquak es and Ex is t ing Bu i ldingsEar t hquak es and Ex is t ing Bu i ld ings
Progress being made but theres a long way to go
2006 National Research Council reports states the economical retrofit of existing structures is
perhaps the most important issue facing earthquake-
prone communities today. A new generation ofretrofit technologies that cost less than existing, lesseffective techniques but preserve cultural andarchitectural resources and protect real estate
investments from total loss is long overdue If these are some of the challenges then what are
possible solutions?
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Ear t hquak es and Ex is t ing Bu i ldingsEar t hquak es and Ex is t ing Bu i ld ings
Whats the size of the problem? HAZUS AAL Study (FEMA P-366/April
2008) $5.3B annual losses 2/3 in California
HAZUS study of Utahs Wasatch Front
Estimates daytime event will causemore than 6,000 deaths w/ mostcasualties due to collapsedcommercial and educational buildings
estimates 80% of severe casualties inthe scenario earthquake caused byURMs
HAZUS-MH determined that casualtiesfrom schools would be approximately1,100.
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FEMA Ex ist ing Bui l d ings Program What s Been Done So FarFEMA Ex ist ing Bui ld ings Program What s Been Done So Far
FEMA 178 NEHRP Handbook for the Seismic Evaluationof Existing Buildings, (1992)
FEMA 273, 274 NEHRP Guidelines for the SeismicRehabilitation of Buildings, NEHRP
Commentary on the Guidelines for theSeismic Rehabilitation of Buildings, (1997)
FEMA 154 Rapid Visual Screening of Buildings for PotentialSeismic Hazards: A Handbook, (1988, 2002)
FEMA 310 Handbook for the Seismic Evaluation ofBuildings, (1998)
FEMA 237 Seismic Rehabilitation of BuildingsPhase I:
Issues Identification and Resolution
Guidance documents since 1985
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FEMA Ex ist ing Bui l d ings Program What s Been Done So FarFEMA Ex ist ing Bui ld ings Program What s Been Done So Far
FEMA 172 NEHRP Handbook for Seismic Rehabilitation of
Existing Buildings (1992)
FEMA 156, 157 Typical Costs for Seismic Rehabilitation of ExistingBuildings, Volume I: Summary, July and
Supporting Documentation, (year) Second edition,1994 (Online calculator tool 2006)
FEMA 227, 228 A Benefit-Cost Model for the SeismicRehabilitation of Buildings: A Users Manual, and
Supporting Documentation.
FEMA 255. 256
(EO 12941)
Seismic Rehabilitation of Federal Buildings: ABenefit/Cost Model, Volume I: A Users Manual,and Supporting Documentation (1994)
Guidance documents since 1985
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FEMA Ex is t ing Bui ld ing Program What s Been Done So FarFEMA Ex is t ing Bui ld ing Program What s Been Done So Far
1985 1988
19942006
2007
2002
2000 2003
Strate
gicPlan
FEMA
315
Techniq
uesforSe
ismic
Rehabilita
tion(
FEMA
172)
1992
EO
12941EB
Actio
n
Plan/W
orksh
op
1997
Typic
alCo
stsforS
R
(FEMA
156)
1998
RapidVis
ualS
creening
(FEM
A15
4)
NonStru
ctural
(2nd)
1994
RapidVis
ualS
creening
(FEMA
154)Up
date
Handbook forSeismic Evaluation
(FEMA 178)
ASCE 31
Prestandard for SR(FEMA 356)
Prestandard forEvaluation(FEMA 310)
Guidelines for SR(FEMA 273, 274)
ASCE 41
EBActio
n
Plan/W
orksh
op
NEH
RPWork
sh
ATC
71
Increme
ntalS
eismi
cRehab
(FEMA
395)
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Ex is t ing Bu i ld ings Des ign Guidanc e,s t andards and m odel bu i lding c odesEx is t ing Bu i ld ings Des ign Guidanc e,s t andards and m odel bu i ld ing c odesFEMA EB Guidance has been incorporated intoFEMA EB Guidance has been incorporated intoNational Consensus Standards and now referencedNational Consensus Standards and now referencedin IEBC, IBC, and NFPA 5000in IEBC, IBC, and NFPA 5000
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Ex ist ing Bui l d ings and NEHRPEx ist ing Bui l d ings and NEHRP
NEHRP Strategic Plan
Strategic Priority:Improve Techniques forEvaluating and Rehabilitating
Existing Buildings Objective 7 Develop tools to
improve the seismic performance ofbuildings and other structures
FEMA E i i B i ld i P
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FEMA Ex ist ing Bu i ld ings ProgramSom e k ey quest ionsFEMA Ex ist ing Bui ld ings ProgramSom e k ey quest ions
What are the biggest barriers to the implementation of seismicrehabilitation, including technical, practical, and regulatorychallenges?
What is our vision for the future of seismic rehabilitationresearch, practice, and implementation?
What types of guidance, tools and products would best helpachieve this vision?
Who are our partners? How can we find common objectives andstrategies to improve progress toward earthquake risk reductionin existing buildings?
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FEMA Ex ist ing Bu i ld ings ProgramNex t St eps ATC 71FEMA Ex ist ing Bui ld ings ProgramNex t St eps ATC 71
Comprehensive effort to analyze/prioritize investmentin guidance development and technology transfer for
existing buildings Workshop Meeting the Challenges of Existing
Buildings
Develop an Action Plan for Seismic Rehabilitation underway
Updating FEMAs Seismic Rehabilitation Guidance Program Definition and Guidance Development
New and creative implementation strategies for thecreation and maintenance of rehabilitation guidance
More effectively leverage FEMAs resources with our
partners
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FEMA Ex ist ing Bui ld ings ProgramNex t St eps ATC 71FEMA Ex ist ing Bui ld ings ProgramNex t St eps ATC 71
NEHRP Workshop
Status Report (Technology, Practice, Policy)
Action Report
Implementation
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FEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shopFEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shop
NEHRP Workshop (ATC and EERI)
Meeting the Challenges of ExistingBuildings, September, 2007
Participants-Stakeholders: Earthquake/Structural Engineering Practitioners
Regulatory (Building Officials) Public Policy/Social Science experts
Research/Academia (ATC 73)
Building Owner and Manager/Developers
FEMA E i i B i ld i ATC P jFEMA E i t i B i ld i ATC 71 P j t
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Workshop Framework:
Open Forum, Discussions and Electronic Voting Breakout Sessions
Identification of Issues and Impediments and
priorities:
TechnicalTechnical
PracticalPractical
Regulatory/Public PolicyRegulatory/Public Policy
ResearchResearch(ATC 73(ATC 73--NSF)NSF)
FEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shopFEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shop
FEMA E i t i B i ld i ATC 71 P j tFEMA E i t i B i ld i ATC 71 P j t
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Technical: Engineering Guidelines, procedures,analytical procedures, algorithms, forming technical basis for
evaluation and rehabilitation. Practical: Applicationof technical resources to design and
construction practice.
Regulatory/Public Policy: Building codes, policydevelopment, legislative, economic, and social issues thataffect building design/construction/investment decisions.
Research: System, material testing, experimentalinvestigation, new knowledge development activities related toseismic behavior of buildings, components, ground motionand social science issues.
FEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shopFEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shop
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FEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shopFEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shop
Plenary Voting: Most Valuable Contribution tomeet EB Seismic Challenges?
FEMA E i t i B i ld i ATC 71 P j tFEMA Ex is t ing Bui ld ings ATC 71 Pro jec t
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FEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shopFEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shop
Workshop Plenary Voting: BiggestImpediment to Mitigation?
FEMA Ex is t ing Bui ld ings ATC 71 Pro jec tFEMA Ex is t ing Bui ld ings ATC 71 Pro jec t
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FEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shopFEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shop
Technical Issues Strong Support for:
Case Studies to validate ASCE 31, 41
Building Rating System that could be understood
by tenants, owners, and other stakeholders More clarification of whether acceptance criteria inthe standards are based on testing or expert
opinion.
FEMA Ex is t ing Bui ld ings ATC 71 Pro jec tFEMA Ex is t ing Bui ld ings ATC 71 Pro jec t
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FEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shopFEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shop
Technical Group Highest Priority Needs Focused Case Studies
Identify shortcomings in the current standards Demonstrating rehabilitation technologies
Generate consistent information for stds comm and public policy
Transition research into practice
Translation into practical tools in a more timely manner. Process should fit within context of standards adoption practice
Development of Application Examples Example manuals to introduce concepts and terminology:
ASCE 31 & 41 analysis procedures and design criteria Nonlinear modeling and analysis of new and existing elements
Establish relationships between component response andsystem performance
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FEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shopFEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shop
Practical Issues Strong Support for:
Peer review guidelines
Prescriptive (simplified) procedures for select
building types.
Development of example applications.
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FEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shopFEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shop
Practical Group Highest Priority Needs Development of building specific loss estimation procedures
Education and training Stakeholders (Owners, tenants, decision makers)
Engineers, Code Officials, Colleges/Universities
System to incorporate engineering judgment into standards
Business continuity guidelines Assist decision makers to examine risk and weigh benefits and costs.
Consistency in code enforcement Inconsistencies in interpretation of ASCE 31, 41
Incremental seismic mitigation strategies Improve evaluation and rehabilitation of nonstructural components
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FEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shopFEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shop
Regulatory Issues Strong Support for:
Consistency in adoption/enforcement of seismicprovisions across jurisdictions
Development of a Rating System to communicate
with decision makers the advantages of seismicrehabilitation
More access to training for Plan Reviewers
Peer Review (mandated)
FEMA Ex is t ing Bui ld ings - ATC 71 Pro jec tFEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t
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FEMA Ex is t ing Bui ld ings - ATC 71 Pro jec t NEHRP Work shopFEMA Ex is t ing Bui ld ings ATC 71 Pro jec t NEHRP Work shop
Regulatory Highest Priority Needs/Issues
Policies to encourage seismic rehabilitation (Rating System)
Education and training in seismic rehabilitation
Simplified and/or prescriptive procedures
Consistency in Plan Review
Rehabilitation Codes and Standards (consistency in adoptionand enforcement).
Vacant buildings as a result of mandatory retrofit policies
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FEMA Ex is t ing Bui ld ings ATC 71 Pro jec t NEHRP Work shopFEMA Ex is t ing Bui ld ings ATC 71 Pro jec t NEHRP Work shop
Public Policy Issues Strong Support for:
Development of materials to help communities weighseismic risks against other risks.
Advocating that seismic safety is part of greenbuilding and sustainability.
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FEMA Ex is t ing Bui ld ings ATC 71 Pro jec t NEHRP Work shopFEMA Ex is t ing Bui ld ings ATC 71 Pro jec t NEHRP Work shop
Public Policy Highest Priority Needs/Issues
Incentives for seismic rehabilitation
Voluntary vs. Mandatory Triggers
Costs for seismic rehabilitation
Social impacts of seismic rehabilitation on vulnerable groups
Public misconception and education on seismic risk
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FEMA Ex is t ing Bui ld ings ATC 71 Pro jec t NEHRP Work shopFEMA Ex is t ing Bui ld ings ATC 71 Pro jec t NEHRP Work shop
Research Highest Priority Needs/Issues
Establishment of a coordinated research program forexisting buildings within NEES.
Mitigation of building collapse risks.
Advancement of guidelines and standards- existingbuildings.
Communication of earthquake risks
Calibration of engineering tools with realistic data.
Development of new materials and new building systems.
Development of building investigative technologies
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The Project Management Committee (PMC) lookedat the following issues in context of Seismic
Rehabilitation of Existing Buildings in the U.S.: Current regulatory structure and public/private
policies that define when and how seismic
evaluations and rehabilitation projects areundertaken
Current structural engineering practice involving
existing buildings The available technical resources that can be used by
structural engineers to perform seismic evaluations
and rehabilitations
FEMA Ex is t ing Bui ld ings ATC 71 Pro jec t St at us Report FEMA Ex is t ing Bui ld ings ATC 71 Pro jec t St at us Repor t
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FEMA Ex is t ing Bui ld ings ATC 71 Pro jec t St at us Report
g g jSt at us Report
Policy and Regulation Generally the result of experience with past earthquakes
California Long Beach, 1933 Outlawed URM construction Los Angeles- retrofit ordinance for Tilt-Ups in 1994, (Northridge)
Much variation across the country and across jurisdictions
within States
Mandatory programs California URM law (SB 547)
California SB 1953 Hospitals (State Legislation) City of Berkeley, (Soft Story Ordinance City of Los Angeles, (Tilt Up Ordinance)
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st g u d gs C ojec tSt at us Report
g g jSt at us Report
Policy and Regulation
Triggered Rehabilitation
Change of occupancy/use or majoraddition
Most common trigger
current code
AlterationsNot as common, but used in some
jurisdictions
- Los Angeles, San Francisco, Seattle,
PortlandGenerally use value of permitted
work, or square footage
Repair of Substantial Damage
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g g jSt at us Report
g g jSt at us Report
Policy and Regulation
Voluntary Rehabilitation Policies
Building Officials will permit this work as long as building is no lessconforming when the work is complete.
Without specific criteria, design and construction quality assurancebecomes unclear.
Some jurisdictions refer to model code provisions (IEBC, IBC) to guidevoluntary work.
City of Los Angeles, (wood frame cripple walls, soft stories, hillsidebuildings and certain reinforced concrete and reinforced masonrybuildings.
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g g jSt at us Report
g g jSt at us Report
Policy and Regulation
Impediments to implementation of regulation
Economic/Market forces -- Cost $$$
Additional code requirements imposed on owners
Lack of knowledge and understanding of the risk
Dont want to know Liability concerns
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g g jSt at us Report St at us Report
Policy and Regulation -Opportunities
Building sustainability (Green)movement
Importance of Historic Preservation
Post 9/11 and Katrina Awarenessof the Importance of CommunityResiliency
Importance of protecting vulnerablecitizens
Media attention on disasters andtheir impacts
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g g jSt at us Report St at us Report
Engineering Practice and Existing Buildings
Nature/Extent of Current Rehabilitation Work
Projects range from a minor strengthening and nonstructural tobringing building into compliance current new code requirements
Commonly part of broader improvement strategy for existing
facility (change in occupancy, bldg addition, re-use, renovation) Project scope is frequently influenced by:
the nature of the triggering-mechanism for the rehabilitation,
the local jurisdictional mandates
real or perceived economic value/benefits for the rehabilitation.
Extent of voluntary seismic rehabilitations varies substantially
Very few projects in regions of low seismicity
A little more common in higher seismic areas.
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St at us Report St at us Report
Engineering Practice and Existing Buildings
Regional Variation - West
Coast/Intermountain West - California Majority of seismic rehab projects are
upgrades triggered by changes inuse/occupancy
Many mandated rehab programs in CA haveproduced a large number of projects inclURMs, and parapet bracing in Los Angelesand San Francisco
Some jurisdictions require compliance with theCalifornia Building Code but are unwilling toconsider other approaches such as ASCE 41
because theyre not referenced in CA Code
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St at us Report St at us Report
Engineering Practice and Existing Buildings
Regional Variation - West Coast/Intermountain West Washington: Seismic design has long history in the seismically
active region around Seattle, Washington after large seismicevents in the 1940s. Practitioners report more frequent use ofresources such as ASCE 31 and ASCE 41 (or FEMA 356) asacceptable alternative rational engineering approaches permittedby building officials enforcing the Code. Practitioners
Oregon: and the metropolitan area around Portland, have amuch more recent understanding of seismic risk gained in the1980s. Portland practitioners experiences are similar to those inSeattle with respect to use of ASCE 31 and ASCE 41
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St at us Report St at us Report
Engineering Practice and ExistingBuildings
West Coast/Intermountain West -Utah
Like Oregon Seismic risk in Salt LakeCity and the potential effects of theWasatch Fault discovered more recentlythan California and Seattle.
Large stock of URMs includingresidential
Utah Parapet Ordinance (URMs)
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St at us Report St at us Report
Engineering Practice and Existing Buildings
Midwest No experience with major earthquakes (New Madrid, 1811)
Seismic design has not been a significant consideration -
practitioners in the region report that there is strong reluctance toacknowledge the potential seismic risk.
Many practitioners today do not consider earthquake shaking tobe a significant
Some voluntary rehabilitation occurs on a voluntary basis forindustrial facilities and hospitals work generally driven by
concerns about Business Continuity
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St at us Report St at us Report
Engineering Practice and Existing Buildings
East Coast The eastern U.S. possesses the oldest building inventory in U.S.,
much of which was constructed without consideration of seismicdesign
Generally (with exception of Charleston, SC) most of the eastcoast seismicity is low to moderate
Where seismic rehabilitation does occur, it is largely triggered by
changes in use and occupancy in a building renovation oraddition and is met with significant resistance
Some voluntary rehabilitation occurs on a voluntary basis work
generally driven by concerns about Business Continuity.
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St at us Report St at us Report
Available Technical Resources - Two Broad
Themes Despite the availability of resources targeted toexisting buildings, building codes continue to
trigger and regulate seismic work with reference toinappropriate provisions for new construction
Need to create interest in seismic performancebeyond mere safety including damage control,business continuity, and community resilience weare not there yet
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St at us Report St at us Report
Impediments to Seismic Evaluation and
Rehabilitation(Engineering perspective):
Lack of building specific loss estimation procedures
Difficult/ineffective communication betweenengineers and owners and stakeholders aboutseismic rehabilitation (Owners Manual).
Seismic standards limit engineering judgment Lack of Business Continuity Guidelines
Inconsistent code enforcement
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St at us Report St at us Report
Impediments to Seismic Evaluation andRehabilitation:
Limited training access/opportunities in SeismicRehabilitation
Lack of acceptance of incremental mitigation
strategies for seismic rehabilitation Inconsistencies in the evaluation and rehabilitation of
Nonstructural components
Simplified and/or Prescriptive Procedures in currentstandards are inadequate
Lack of Policies/Guidelines for the SeismicRehabilitation of Historic Buildings
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St at us Report St at us Report
FEMA Existing Buildings - ATC 71 Project
Status Report
REGION
Method of
Initiation
WEST MIDWEST EAST
Mandatory Medium Low Very Low
Triggered Good Medium Medium
Voluntary Excellent Good Low
Potential Strategies:
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Potential Strategies
In general, plans or programs that rely on voluntaryevaluations and rehabilitations have the greatest potentialif they are effective in communicating seismic risk inmarket terms.
Programs with the next highest potential for success arethose that are triggered by building regulations.
Resistance will be greatest to Mandatory programs,
especially where there hasnt been experience withearthquakes.
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Ac t ion Report Ac t ion Report
Where should we go next?
Compile results of Workshop and Status ReportFindings
Analyze what types of projects are most feasible and
will have the largest impact on the needs andpriorities as expressed by the stakeholdercommunity.
Determine how FEMA can best leverage resourcesand partnerships to accomplish the goals.
FEMA Ex ist ing Bui l d ings Program Fina l Thought sFEMA Ex ist ing Bui ld ings Program Fina l Thought s
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Final Thought s Fina l Thought s
Progress made but theres a long way to go
How do we motivate action based on more thangood science?
Creative solutions that resonate are needed
Frame the issues in terms people understand andrelate to economically and emotionally as well as
technically
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