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i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
ROHS II REvIEw Update yoUr roHS
InformatIon to acHIeve complIance
assenT compliance
Krystal Noseworthy-BaKer regUlatory manager – Key accoUntS
613.882.1429 [email protected]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
c u s T o m s o l u T i o n s f o r c o m p l i a n c y [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
agenda•ReviewofRequirements
•RoHS
•RoHSrecast(RoHSII)
•DoCs
•TechnicalFile
• ExpiringExemptions
•DueDiligenceandTesting
•TechnicalFileSample
• StandardsassociatedwithRoHSII
• Enforcement
•Q&A
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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ASSENTCOMPLIANCE
AbOuT ASSENTAssentCompliancedeliversSaaSEnvironmentalComplianceServices tocompanieswhomustcomplywithlocal,nationalandglobalenvironmentalregulations.Assentalsosupportsitssoftwaredivisionwithateamofhighlyexperienced industry consultants to provide our clients with turnkeycompliance solutions. Industry experts atTier 1 companies rankAssentComplianceamongst thetopenvironmentalcompliancesolutions intheworldandoneoftheonlyglobalsolutionproviderstoofferafullservicesolutionfromendtoend.
OuR MISSIONIstohelpourclientscomplywithenvironmentalregulationsinthemostefficientandcosteffectivemannerpossible.Thisisachievedthrough SaaS automation of processes andworkingwith clientstobuildefficient internal complianceprograms thatmeetglobalcompliancerequirements.
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
HOw THE ASSENT COMPLIANCE MANAgEMENT SySTEM wORkS
inTegraTes wiTH major erp/plm
sysTems
BuilT-in crm for compliance Tasks, due diligence reporTing
and audiT Trails
modules To comply wiTH all major environmenTal
regulaTions
pulls Bill of maTerial (Bom) inTo a cenTralized compliance
daTa Base or operaTes as a sTand-alone sysTem.
Build ipc 1752-a forms. imporT/exporT via xml
allows inTernal sTaff To make engineering override
assessmenTs
communicaTes wiTH supply cHain in Bi-direcTional fasHion
To procure environmenTal informaTion from suppliers
Homogenize proprieTary supplier doc formaTs in xml
acTs as a reposiTory for any compliance relaTed maTerial
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
ComplianceAssessmentServicesForEnvironmentalRegulations
InternalStandardOperatingProcedureConsulting
CompliancePlanDevelopment
ComplianceStrategyConsulting
ConflictMineralCompliance
ITSystemIntegration
CONSuLTINg SERvICES
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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ASSENTCOMPLIANCE
OTTAwA, ONTARIO CAN-AdA (HQ)
NEw yORk, NEw yORk
TAIPEI, TAIwAN
MuNICH, gERMANyLONdON, uk
kENyA(CONfLICT MINERALS)
bANgALORE, INdIA
OuR OffICES
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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REvIEw Of REQuIREMENTSmajor differences BeTween roHs recasT and roHs• SizeandComprehensiveness
•RoHSRecast–Twenty-three(23)pages
•RoHS–Five(5)pages
•CEMarking
• RoHSIIispartoftheFreeMovementofGoods–Regulation765/2008/EC
•Conformityassessmentproceduresareaffected
• Scope
• Furtherdetailsgivenlaterinthepresentation
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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ASSENTCOMPLIANCE
REvIEw Of REQuIREMENTSmajor differences BeTween roHs and roHs ii – key definiTion cHange
Homogeneousmaterialsandcoatings:
•NevermentionedinRoHS
•RoHS II states:
» Article 4.2: For the purposes of this Directive, no more than the maximum concentration value by weight in homogeneous materials as specified in Annex II shall be tolerated.
» AnnexIIofcoursedetailstherestrictedsubstanceswhichhavenotchanged:
• Lead(0,1%)•Mercury(0,1%)•Cadmium(0,01%)•Hexavalentchromium(0,1%)• Polybrominatedbiphenyls(PBB)(0,1%)• Polybrominateddiphenylethers(PBDE)(0,1%)
NOTE:Article4.2goesontostatethattheCommissionisresponsibleforcreatingdetailedrulesforcom-plyingwiththemaximumconcentrationvaluesforsurfacecoatings
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REvIEw Of REQuIREMENTSroHs ii overview•DIRECTIVE2011/65/EUOFTHEEUROPEANPARLIAMENTANDOFTHECOUNCILof8Juneontherestrictionoftheuseofcertainhazardoussubstancesinelectricalandelectronicequipment(recast)
• PublishedintheOfficialJournaloftheEuropeanUnion:July 2011
• InEffect: July 21, 2011
• IntoMemberStatelaw:January 2, 2013
• PreviousRoHSDirective(2002/95/EC)repealed: January 3, 2013
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ASSENTCOMPLIANCE
REvIEw Of REQuIREMENTSroHs ii – caTegories1. Largehouseholdappliances.
2. Smallhouseholdappliances.
3. ITandtelecommunicationsequipment.
4. Consumerequipment.
5. Lightingequipment.
6. Electricalandelectronictools.
7. Toys,leisureandsportsequipment.
8. Medicaldevices.
9. Monitoringandcontrolinstrumentsincludingindustrialmonitoringandcontrolinstruments.
10. Automaticdispensers.
11. OtherEEEnotcoveredbyanyofthecategoriesabove.
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REvIEw Of REQuIREMENTSroHs ii – scope•Medicaldevices
•Controlandmonitoringinstruments
•Category11
NowallpartofRoHSRecast
•Directivedoesnotapplyto:
•Equipment which is necessary for the protection of the essential interests of the security of Member States, including arms, munitions and war material intended for specifically military purposes
» Defense
•Equipment to be sent into space
•Equipment which is specifically designed, and is to be installed, as part of another type of equip-ment that is excluded or does not fall within the scope of this Directive, which can fulfil its func-tion only if it is part of that equipment, and which can be replaced only by the same specifically designed equipment
•Large-scale stationary industrial tools
•Large-scale fixed installations
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•Means of transport for persons or goods, excluding electric two-wheel vehicles which are not type-approved
•Non-road mobile machinery made available exclusively for professional use
•Active implantable medical devices
•Photovoltaic panels intended to be used in a system that is designed, assembled and installed by professionals for permanent use at a defined location to produce energy from solar light for public, commercial, industrial and residential applications
•Equipment specifically designed solely for the purposes of research and development only made available on a business-to-business basis.
» R&DB2B
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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REvIEw Of REQuIREMENTSroHs ii – new producTs in scope
Medical Devices: 22 July 2014
ConsumerMonitoringandControlInstruments:
22 July 2014
InVitroDiagnosticDevices:22 July 2016
ProfessionalMonitoringandControlInstruments:
22 July 2017
Category11(other)Equipment:
22 July 2019
TODAY29 January 2013
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ASSENTCOMPLIANCE
REvIEw Of REQuIREMENTSroHs ii and THe ce mark•CEMarkingDirective
•DoC,TechnicalFile,CEMark
» Declaration of Conformity:
•DecisionNo768/2008/EC
• FormatintheRoHSrecast,AnnexVI
» Technical file:
•ModuleAofDecisionNo768/2008/EC
» CE Mark:
•Directive93/68/EECof22July1993
• SubjecttoArticle30ofRegulation(EC)No765/2008.
•Applicableto:
» FinishedproductsinscopeofRoHSrecast
» PlacedonthemarketafterJanuary2,2013
• ForthoseproductsalreadyunderscopeofRoHS
• Forthenewproductsunderscope,thepreviousslideprovidesthedates
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REvIEw Of REQuIREMENTSroHs ii responsiBiliTies
MANufACTuRER IMPORTER
EUDeclarationofConformity EUDeclarationofConformityfrommanufactureronrecord
TechnicalFile Ensuremanufacturerhascompletedthetechnicalfile
CEMarking EnsureCEMarkisaffixedtotheproduct
Productmarking(brandname,serialnumber,contactinformation)
Ensuremanufacturerhascompletedrequiredproductmarking
Note:Article 7(h) states: manufacturers (shall) indicate their name, registered trade name or registered trade mark and the address at which they can be contacted on the EEE or, where that is not possible, on its packaging or in a document accompanying the EEE.
Article 7(d) states: importers indicate their name, registered trade name or registered trade mark and the address at which they can be contacted on the EEE or, where that is not possible, on its packaging or in a document accompanying the EEE.
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REvIEw Of REQuIREMENTS (CONTINuEd)roHs ii responsiBiliTies
Article8aallowsforanauthorizedrepresentativetobeappointedbywrittenmandatebyamanu-facturer.Shouldanauthorizedrepresentativebeappointedtheycandealwithallmanufacturer’sobligationsexceptforbeingresponsiblefortheRoHScompliantdesignandmanufactureandthedrawingupofthetechnicaldocumentation.
Practical Application:Non-EUmanufacturerscanassignanauthorizedrepresentativeandthataddresswouldbepresentORtheimporter’sinformationmustbeontheproductoronitspack-agingorinanaccompanyingdocument.Havingthemanufacturerinformationaswellastheim-porter’sisnotanissuebutthepointistohaveamemberstateentity’sinformationwiththeEEE.
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REvIEw Of REQuIREMENTSdeclaraTion of conformiTyGeneralRequirements:
1. No…(uniqueidentificationoftheEEE):
2. Nameandaddressofthemanufacturerorhisauthorisedrepresentative:
3. Thisdeclarationofconformityisissuedunderthesoleresponsibilityofthemanufacturer(orinstaller):
4. Objectofthedeclaration(identificationofEEEallowingtraceability.Itmayincludeaphoto-graph,whereappropriate):
5. TheobjectofthedeclarationdescribedaboveisinconformitywithDirective2011/65/EUoftheEuropeanParliamentandoftheCouncilof8June2011ontherestrictionoftheuseofcertainhazardoussubstancesinelectricalandelectronicequipment(recast)
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6. Whereapplicable,referencestotherelevantharmonisedstandardsusedorreferencestothetechnicalspecificationsinrelationtowhichconformityisdeclared:
7. Additionalinformation:
SIgNATuRE:
•Signed for and on behalf of:
• (place and date of issue):
• (name, function) (signature):
DeclarationmustbetranslatedintothelanguageorlanguagesrequiredbytheMemberStateofthemarketonwhichtheproductisplacedormadeavailableANDsafetyin-structionsmustbeinalanguagethatcanbeeasilyunderstoodineverycountryintheEUinwhichtheproductissold.
NOTE:
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ASSENTCOMPLIANCE
REvIEw Of REQuIREMENTSTecHnical file•BasedonModuleAofDECISIONNo768/2008/EC
•Has to contain at least the following elements:
• ageneraldescription of the product,
• conceptual design and manufacturing drawings and schemes of components, sub-assemblies, circuits, etc.
•descriptions and explanations necessary for the understanding of those drawings and schemes and the operation of the product,
• a list of the harmonised standards and/or other relevant technical specifications the references of which have been published in the Official Journal of the European Union, applied in full or in part, and descriptions of the solutions adopted to meet the essential requirements of the legislative instrument where those harmonised
• standards have not been applied. In the event of partly applied harmonised standards, the technical documentation shall specify the parts which have been applied,
• results of design calculations made, examinations carried out, etc., and
• test reports.
•The documentation shall make it possible to assess the product’s conformity to the relevant requirements, and shall include an adequate analysis and assessment of the risk
•N50581–StandardforEUTechnicalFiles–PublishedSept2012
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REvIEw Of REQuIREMENTSTecHnical file – en 50581 Technical documentation for the assessment of electrical and electronic products with respect to the restriction of hazardous substances
•Combination of:
•RoHSRecast(Directive2011/65/EU)
•ModuleAofDecision768/2008
• IEC62476–Guidanceforevaluationofproductswithrespecttosubstance-userestric-tionsinelectricalandelectronicproducts[ExistedPrevioustoRoHSRecast]
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REvIEw Of REQuIREMENTSTecHnical file – en 50581BeyondEN50581,itshouldnotbeexpectedthattherewillbesignificantlymoredetailfromtheEUCommission.OfficialstatementbytheEUCommissionregardingRoHSrecast:
…as a general rule and in the interests of legal certainty, it is inappropriate for the Commission to make interpretative statements on legislative texts, which should be comprehensible in themselves.
…note that it is in any event for the Court of Justice alone to provide authoritative interpretations as to the meaning of Union law.
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REvIEw Of REQuIREMENTSTecHnical file – en 50581
FOUR MAJOR TASKS:
•Determinetheinformationneeded
•Collecttheinformation
•Evaluate the information for:
• qualityandtrustworthiness
•whethertoincludethedocumentationinthetechnicalfile
• Ensurethatthetechnicaldocumentationremainsvalid
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REvIEw Of REQuIREMENTSroHs ii – exempTionsRoHS recast has two (2) groups of Exemptions:
•AnnexIII–ApplicationsexemptedfromtherestrictioninArticle4(1)
•AnnexIV–ApplicationsexemptedfromtherestrictioninArticle4(1)specifictomedicaldevicesandmonitoringandcontrolinstruments
Validity Date
•AnnexIII:
• FortheexemptionslistedinAnnexIIIasat21July2011,themaximumvalidityperiod,whichmayberenewed,shall,forcategories1to7and10ofAnnexI,be5yearsfrom21July2011and,forcategories8and9ofAnnexI,7yearsfromtherelevantdateslaiddowninArticle4(3),unlessashorterperiodisspecified.
•AnnexIV:• Fortheexemptions listed inAnnexIVasat21July2011,themaximumvalidityperiod,whichmayberenewed,shallbe7yearsfromtherelevantdateslaiddowninArticle4(3),unlessashorterperiodisspecified.
•Unlessotherwisespecified
•Thirty-eight (38) Annex III exemptions currently have a specifiedsunsetdate
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If an exemption is not renewed, it would proceed to a revocation process
•Applicationsforrenewalarerequiredtobesubmittedatleasteighteen(18)monthsbeforetheexpirydateofanexemption
• SimilartotheAuthorisationProcessunderREACH
• Ifadecisionismadetorevokeanexemption,theexemptionwillexpiretwelve(12)toeighteen(18)monthsfromthedateofthedecision
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REvIEw Of REQuIREMENTSroHs ii – exempTions
no. exempTion scope and daTes of applicaBiliTy
1Mercuryinsinglecapped(compact)fluorescentlampsnotexceeding(perburner):
1a Forgenerallightingpurposes<30W:5mg
Expiredon31December2011;3,5mgmaybeusedperburnerafter31December2011until31December2012;2,5mgshallbeusedperburnerafter31December2012
1bForgenerallightingpurposes≥30Wand<50W:5mg
Expiredon31December2011;3,5mgmaybeusedperburnerafter31December2011
1cForgenerallightingpurposes≥50Wand<150W:5mg
1d Forgenerallightingpurposes≥150W:15mg
1eFor general lighting purposes with circularor square structural shape and tube diameter≤17mm
Nolimitationofuseuntil31December2011;7mgmaybeusedperburnerafter31December2011
1f Forspecialpurposes:5mg
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REvIEw Of REQuIREMENTSroHs ii – exempTions
no. exempTion scope and daTes of applicaBiliTy
2aMercury in double-capped linear fluorescentlampsforgenerallightingpurposesnotexceed-ing(perlamp):
2a1Tri-bandphosphorwithnormal lifetimeandatubediameter<9mm(e.g.T2):5mg
Expired on 31December 2011; 4 mgmay beusedperlampafter31December2011
2a2Tri-bandphosphorwithnormal lifetimeandatubediameter≥9mmand≤17mm(e.g.T5):5mg
Expired on 31December 2011; 3 mgmay beusedperlampafter31December2011
2a3Tri-bandphosphorwithnormal lifetimeandatubediameter>17mmand≤28mm(e.g.T8):5mg
Expiredon31December2011;3,5mgmaybeusedperlampafter31December2011
2a4Tri-bandphosphorwithnormal lifetimeandatubediameter>28mm(e.g.T12):5mg
Expiredon31December2012;3,5mgmaybeusedperlampafter31December2012
2a5Tri-bandphosphorwithlonglifetime(≥25000h):8mg
Expired on 31December 2011; 5 mgmay beusedperlampafter31December2011
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REvIEw Of REQuIREMENTSroHs ii – exempTions
no. exempTion scope and daTes of applicaBiliTy
2bMercuryinotherfluorescentlampsnotexceed-ing(perlamp):
2b1Linearhalophosphatelampswithtube>28mm(e.g.T10andT12):10mg
Expiredon13April2012
2b2Non-linearhalophosphatelamps(alldiameters):15mg
Expireson13April2016
2b3Non-lineartri-bandphosphorlampswithtubediameter>17mm(e.g.T9)
No limitation of use until 31December 2011;15mgmaybeusedperlampafter31December2011
2b4Lamps for other general lighting and specialpurposes(e.g.inductionlamps)
No limitation of use until 31December 2011;15mgmaybeusedperlampafter31December2011
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
REvIEw Of REQuIREMENTSroHs ii – exempTions
no. exempTion scope and daTes of applicaBiliTy
3
Mercuryincoldcathodefluorescentlampsandexternalelectrodefluorescentlamps(CCFLandEEFL) for special purposesnot exceeding (perlamp):
3a Shortlength(≤500mm)No limitation of use until 31December 2011;3,5mgmaybeusedperlampafter31December2011
3b Mediumlength(>500mmand≤1500mm)No limitation of use until 31December 2011;5mgmaybeusedperlampafter31December2011
3c Longlength(>1500mm)No limitation of use until 31December 2011;13mgmaybeusedperlampafter31December2011
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
REvIEw Of REQuIREMENTSroHs ii – exempTions
no. exempTion scope and daTes of applicaBiliTy
4aMercuryinotherlowpressuredischargelamps(perlamp)
No limitation of use until 31December 2011;15mgmaybeusedperlampafter31December2011
4b
Mercury in High Pressure Sodium (vapour)lampsforgenerallightingpurposesnotexceed-ing(perburner)inlampswithimprovedcolourrenderingindexRa>60:
4b-I P≤155WNolimitationofuseuntil31December2011;30mgmaybeusedperburnerafter31December2011
4b-II 155W<P≤405WNolimitationofuseuntil31December2011;40mgmaybeusedperburnerafter31December2011
4b-III P>405WNolimitationofuseuntil31December2011;40mgmaybeusedperburnerafter31December2011
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
REvIEw Of REQuIREMENTSroHs ii – exempTions
no. exempTion scope and daTes of applicaBiliTy
4cMercury in other High Pressure Sodium (va-pour) lamps for general lighting purposes notexceeding(perburner):
4c-I P≤155WNolimitationofuseuntil31December2011;25mgmaybeusedperburnerafter31December2011
4c-II 155W<P≤405WNolimitationofuseuntil31December2011;30mgmaybeusedperburnerafter31December2011
4c-III P>405WNolimitationofuseuntil31December2011;40mgmaybeusedperburnerafter31December2011
4dMercury in High Pressure Mercury (vapour)lamps(HPMV)
Expireson13April2015
4e Mercuryinmetalhalidelamps(MH)
4fMercuryinotherdischargelampsforspe-cialpurposesnot specificallymentionedinthisAnnex
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
REvIEw Of REQuIREMENTSroHs ii – exempTions
no. exempTion scope and daTes of applicaBiliTy
5a Leadinglassofcathoderaytubes
5bLeadinglassoffluorescenttubesnotexceeding0,2%byweight
6aLeadasanalloyingelementinsteelformachin-ingpurposesandingalvanisedsteelcontainingupto0,35%leadbyweight
6bLeadasanalloyingelementinaluminiumcon-tainingupto0,4%leadbyweight
6cCopper alloy containing up to 4 % lead byweight
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
REvIEw Of REQuIREMENTSroHs ii – exempTions
no. exempTion scope and daTes of applicaBiliTy
7aLead in high melting temperature type sol-ders(i.e.lead-basedalloyscontaining85%byweightormorelead)
7b
Lead in solders for servers, storageandstoragearraysystems,networkinfrastructureequipmentforswitching,signalling,transmission,andnet-workmanagementfortelecommunications
7c-I
Electricalandelectroniccomponentscontaininglead inaglassor ceramicother thandielectricceramic in capacitors, e.g. piezoelectronic de-vices,orinaglassorceramicmatrixcompound
7c-II Leadindielectricceramicincapacitorsforarat-edvoltageof125VACor250VDCorhigher
7c-III Leadindielectricceramicincapacitorsforarat-edvoltageoflessthan125VACor250VDC
Expired on1 January 2013 and after that datemaybeusedinsparepartsforEEEplacedonthemarketbefore1January2013
7c-IV
LeadinPZTbaseddielectricceramicmaterialsfor capacitorswhicharepartof integratedcir-cuitsordiscretesemiconductors(*Amendmenton18/12/2012)
Expireson21July2016
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
REvIEw Of REQuIREMENTSroHs ii – exempTions
no. exempTion scope and daTes of applicaBiliTy
8a Cadmiumanditscompoundsinoneshotpellettypethermalcut-offs
Expired on1 January 2012 and after that datemaybeusedinsparepartsforEEEplacedonthemarketbefore1January2012
8b Cadmium and its compounds in electricalcontacts
9
Hexavalentchromiumasananticorrosionagentofthecarbonsteelcoolingsysteminabsorptionrefrigeratorsupto0,75%byweightinthecool-ingsolution
9b
Leadinbearingshellsandbushesforrefrigerant-containingcompressorsforheating,ventilation,air conditioning and refrigeration (HVACR)applications
11a Leadused inC-presscompliantpinconnectorsystems
MaybeusedinsparepartsforEEEplacedonthemarketbefore24September2010
11b LeadusedinotherthanC-presscompliantpinconnectorsystems
Expired on1 January 2013 and after that datemaybeusedinsparepartsforEEEplacedonthemarketbefore1January2013
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
REvIEw Of REQuIREMENTSroHs ii – exempTions
no. exempTion scope and daTes of applicaBiliTy
12 Leadasacoatingmaterialforthethermalcon-ductionmoduleC-ring
MaybeusedinsparepartsforEEEplacedonthemarketbefore24September2010
13a Leadinwhiteglassesusedforopticalapplications
13b Cadmiumand lead infilter glasses andglassesusedforreflectancestandards
14
Leadinsoldersconsistingofmorethantwoele-mentsfortheconnectionbetweenthepinsandthepackageofmicroprocessorswithaleadcon-tentofmorethan80%andlessthan85%byweight
Expired on1 January 2011 and after that datemaybeusedinsparepartsforEEEplacedonthemarketbefore1January2011
15Lead in solders to complete a viable electricalconnectionbetweensemiconductordieandcar-rierwithinintegratedcircuitflipchippackages
16 Lead in linear incandescent lampswithsilicatecoatedtubes Expireson1September2013
17Lead halide as radiant agent in high intensitydischarge(HID)lampsusedforprofessionalre-prographyapplications
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
REvIEw Of REQuIREMENTSroHs ii – exempTions
no. exempTionscope and daTes of applicaBil-
iTy
18a
Leadasactivatorinthefluorescentpowder(1%leadbyweightorless)ofdischargelampswhenusedasspecialitylamps fordiazoprintingreprography, lithography, insecttraps, photochemical and curing processes containingphosphorssuchasSMS((Sr,Ba)2MgSi2O7:Pb)
Expiredon1January2011
18b
Leadasactivatorinthefluorescentpowder(1%leadbyweightorless)ofdischargelampswhenusedassuntan-ninglampscontainingphosphorssuchasBSP(BaSi2O5:Pb)
19LeadwithPbBiSn-HgandPbInSn-Hginspecificcompo-sitionsasmainamalgamandwithPbSn-Hgasauxiliaryamalgaminverycompactenergysavinglamps(ESL)
Expiredon1June2011
20Leadoxideinglassusedforbondingfrontandrearsub-strates offlatfluorescent lampsused forLiquidCrystalDisplays(LCDs)
Expiredon1June2011
21Lead and cadmium inprinting inks for the applicationofenamelsonglasses,suchasborosilicateandsodalimeglasses
23Leadinfinishesoffinepitchcomponentsotherthancon-nectorswithapitchof0,65mmandless
Maybeused in spareparts forEEEplacedonthemarketbefore24September2010
24Leadinsoldersforthesolderingtomachinedthroughholediscoidalandplanararrayceramicmultilayercapacitors
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
REvIEw Of REQuIREMENTSroHs ii – exempTions
no. exempTionscope and daTes of applicaBil-
iTy
25Lead oxide in surface conduction electron emitterdisplays(SED)usedinstructuralelements,notablyinthesealfritandfritring
26 Leadoxideintheglassenvelopeofblacklightbluelamps Expiredon1June2011
27
Lead alloys as solder for transducers used in high-powered (designated to operate for several hoursatacousticpower levelsof125dBSPLandabove)loudspeakers
Expiredon24September2010
29Lead bound in crystal glass as defined in Annex I(Categories 1, 2, 3 and 4) of Council Directive69/493/EEC(1)
30
Cadmium alloys as electrical/mechanical solderjointstoelectricalconductorslocateddirectlyonthevoicecoilintransducersusedinhigh-poweredloud-speakers with sound pressure levels of 100 dB (A)andmore
31Leadinsolderingmaterialsinmercuryfreeflatfluo-rescentlamps(which,e.g.areusedforliquidcrystaldisplays,designorindustriallighting)
32 Leadoxide inseal fritusedformakingwindowas-sembliesforArgonandKryptonlasertubes
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
REvIEw Of REQuIREMENTSroHs ii – exempTions
no. exempTionscope and daTes of applicaBil-
iTy
33 Leadinsoldersforthesolderingofthincopperwiresof100μmdiameterandlessinpowertransformers
34 Lead in cermet-based trimmer potentiometerelements
36Mercury used as a cathode sputtering inhibitor inDCplasmadisplayswithacontentupto30mgperdisplay
Expiredon1July2010
37 Lead intheplating layerofhighvoltagediodesonthebasisofazincborateglassbody
38 Cadmiumandcadmiumoxide in thickfilmpastesusedonaluminiumbondedberylliumoxide
39CadmiumincolourconvertingII-VILEDs(<10μgCdpermm2oflight-emittingarea)foruseinsolidstateilluminationordisplaysystems
Expireson1July2014
40Cadmium in photoresistors for analogue opto-couplers applied in professional audio equipment(*Amendmenton10/10/2012)
Expireson31Dec2013
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
duE dILIgENCE ANd TESTINgwHaT is THeir role in roHs ii compliance –specifically THe TecHnical file?Determination of Necessary Information
• Assesswhattypesofdocumentsarerequiredbasedonsubstancepresenceriskandsupplierrisk
•Technicaljudgementallowed
Collection of Information
•Typesofalloweddocumentation
» Supplierdeclarations
» MaterialDeclarations
» Analyticaltestresults
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
duE dILIgENCE ANd TESTINgwHaT is THeir role in roHs ii compliance –specifically THe TecHnical file?EvaluationofData
•Mandatory for Manufacturers
•Requirementsinclude:
• Establishproceduresforevaluatingcollectedinformation/documentation
•Evaluatewhether each part, component, ormaterialmeets thematerials restriction re-quirementsofRoHSRecast
• Evaluate whether the document is of sufficient quality to include in the technicaldocumentation
» Criteriamet=Included
» Criterianotmet=furthercorrectiveactionsoranalysis
EnsuringValidityofData•Requirements:
• periodicreviewofthedocumentscontainedinthetechnicaldocumentationtoensurethattheyarestillvalid;
• technicaldocumentationmustreflectanychangestomaterials,partsorsub-assemblies
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
duE dILIgENCE ANd TESTINgwHaT is THeir role in roHs ii compliance –specifically THe TecHnical file?
STANDARD PRACTICE:
•AnnualUpdates–withtheAnnualAudit!
• SignificantProductChanges=UpdateFile
•CompletenessintheTechnicalFile:
•Consumables
•OutofScopeParts
•NotpartoftheRoHSComplianceTHEREFOREnotrequiredtobeincluded
» Recommendedthattheoutofscopeandconsumablepartsarefootnoted
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
duE dILIgENCE ANd TESTINg – EN 62321wHaT is THeir role in roHs ii compliance –specifically THe TecHnical file?
Electrotechnical products – Determination of levels of six regulated substances (lead, mercury, cadmium, hexavalent chromium, polybrominated biphenyls, and polybrominated diphenyl ethers)
• EUStandardforRoHStesting
•NotMandatory…HOWEVER:
» Mosteffectivemethodofriskmanagement
» Usually less costly than alternative (further/increased) supplier data gatheringand/orcorrectiveactionmethods
» Testingtoanestablishedstandardallowsyoutoquoteitinthefile=lendscredibility
• If you have done it right, others don’t have to!
•RecommendedtohaveatleastscantestingtoEN62321:2009intechnicalfile
» XRF
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
MATERIAL DECLARATION SHEET
No. Construction Element Material Group Report Note
1 Element Ink + Ceramic B
2 Back plate 263 Copper alloy A
3 Back plate 220 Copper alloy A
4 Wire Copper Alloy A
5 Mold compound Various A
Note A: RoHS compliance. Note B: ROHS Compliant By Exemption 5 (lead in glass of electronic components)
Requirement:
Contain Pb Hg Cr+6 PBB and PBDE< 0.1 % (1000 ppm) by weight.Contain Cd < 0.01 % (100 ppm) by weight
BOURNS TRIMPOT ELECTRONICAS, LIMITADA *CE/2010/22946*
DEL CURCE A SAN ANTONIO DE BELEN AUTOPISTA CANAS-150 MTSAL OESTE HEREDIA, COSTA RICA.
Test Report No. : CE/2010/22946 Date : 2010/02/24 Page : 4 of 5
PBB/PBDE analytical FLOW CHART
First testing process
Optional screen process
Confirmation process
Sample
Screen analysis
Issue Report
Sample pretreatment
Sample extraction/Soxhlet method
Concentrate/DiluteExtracted solution
Analysis by GC/MS
Filter
1) Name of the person who made measurement: Roman Wong2) Name of the person in charge of measurement: Shinjyh Chen
SGS Taiwan Ltd.台灣檢驗科技股份有限公司 Chemical-Taipei 33 WuChyuan Road, Wuku Industrial Zone, Taipei County, Taiwan /台北縣五股工業區五權路33號 t + 886 (02)2299 3279 f + 886 (02)2299 3237 www.sgs.com
Member of the SGS Group (SGS SA)
Unless otherwise stated the results shown in this test report refer only to the sample(s) tested. This test report cannot be reproduced, except in full, without prior written permission of the Company.除非另有說明,此報告結果僅對測試之樣品負責。本報告未經本公司書面許可,不可部分複製。This Test Report is issued by the Company under its General Conditions of Service printed overleaf or available on request and accessible at http://www.sgs.com/terms_and_conditions.htm. Attention is drawn to the limitation of liability, indemnification and jurisdiction issues defined therein. Any holder of this Test Report is advised that information contained hereon reflects the Company’s findings at the time of its intervention only and within the limits of Client’s instructions, if any. The Company’s sole responsibility is to its Client and this document does not exonerate parties to a transaction from exercising all their rights and obligations under the transaction documents. Any unauthorized alteration, forgery or falsification of the content or appearance of this document is unlawful and offenders may be prosecuted to the fullest extent of the law.
DEL CURCE A SAN ANTONIO DE BELEN AUTOPISTA CANAS-150 MTSAL OESTE HEREDIA, COSTA RICA.
*CE/2010/22946*
Test Report No. : CE/2010/22946 Date : 2010/02/24 Page : 3 of 5
BOURNS TRIMPOT ELECTRONICAS, LIMITADA
1) These samples were dissolved totally by pre-conditioning method according to below flow chart.(Cr6+ test method excluded)
2) Name of the person who made measurement: Climbgreat Yang3) Name of the person in charge of measurement: Troy Chang
Cr6+
Sample Material Digestion Acid
Steel, copper, aluminum, solder Aqua regia, HNO3, HCl, HF, H2O2
Glass HNO3/HF
Gold, platinum, palladium, ceramic Aqua regia
Silver HNO3
Plastic H2SO4, H2O2, HNO3, HCl
Others Any acid to total digestion
Pb、Cd
Solution
ICP-AES
Acid digestion by suitable aciddepended on different samplematerial (as below table)
Filtration
Residue
1) Alkali Fusion2) HCl to dissolve
Sample Measurement
Cutting / Preparation
Microwave digestion with
HNO3/HCl/HF
Heat to appropriate
temperature to extract
Cool, filter digestate
through filter
Add diphenyl-carbazide for
color development
measure the absorbance
at 540 nm by UV-VIS
Add appropriate amount of
digestion reagent
Hg
SGS Taiwan Ltd.台灣檢驗科技股份有限公司 Chemical-Taipei 33 WuChyuan Road, Wuku Industrial Zone, Taipei County, Taiwan /台北縣五股工業區五權路33號 t + 886 (02)2299 3279 f + 886 (02)2299 3237 www.sgs.com
Member of the SGS Group (SGS SA)
Unless otherwise stated the results shown in this test report refer only to the sample(s) tested. This test report cannot be reproduced, except in full, without prior written permission of the Company.除非另有說明,此報告結果僅對測試之樣品負責。本報告未經本公司書面許可,不可部分複製。This Test Report is issued by the Company under its General Conditions of Service printed overleaf or available on request and accessible at http://www.sgs.com/terms_and_conditions.htm. Attention is drawn to the limitation of liability, indemnification and jurisdiction issues defined therein. Any holder of this Test Report is advised that information contained hereon reflects the Company’s findings at the time of its intervention only and within the limits of Client’s instructions, if any. The Company’s sole responsibility is to its Client and this document does not exonerate parties to a transaction from exercising all their rights and obligations under the transaction documents. Any unauthorized alteration, forgery or falsification of the content or appearance of this document is unlawful and offenders may be prosecuted to the fullest extent of the law.
Bourns Trimpot Electronicas, Limitada Del Cruce a San Antonio de Belen
Autopista Cañas - 150 Mts Al Oeste Heredia, Costa Rica
Power Resistor RoHS Test Report
MODEL: PWR263S
** End of Report **
BOURNS TRIMPOT ELECTRONICAS, LIMITADA *CE/2010/22946*
DEL CURCE A SAN ANTONIO DE BELEN AUTOPISTA CANAS-150 MTSAL OESTE HEREDIA, COSTA RICA.
Test Report No. : CE/2010/22946 Date : 2010/02/24 Page : 5 of 5
SGS Taiwan Ltd.台灣檢驗科技股份有限公司 Chemical-Taipei 33 WuChyuan Road, Wuku Industrial Zone, Taipei County, Taiwan /台北縣五股工業區五權路33號 t + 886 (02)2299 3279 f + 886 (02)2299 3237 www.sgs.com
Member of the SGS Group (SGS SA)
Unless otherwise stated the results shown in this test report refer only to the sample(s) tested. This test report cannot be reproduced, except in full, without prior written permission of the Company.除非另有說明,此報告結果僅對測試之樣品負責。本報告未經本公司書面許可,不可部分複製。This Test Report is issued by the Company under its General Conditions of Service printed overleaf or available on request and accessible at http://www.sgs.com/terms_and_conditions.htm. Attention is drawn to the limitation of liability, indemnification and jurisdiction issues defined therein. Any holder of this Test Report is advised that information contained hereon reflects the Company’s findings at the time of its intervention only and within the limits of Client’s instructions, if any. The Company’s sole responsibility is to its Client and this document does not exonerate parties to a transaction from exercising all their rights and obligations under the transaction documents. Any unauthorized alteration, forgery or falsification of the content or appearance of this document is unlawful and offenders may be prosecuted to the fullest extent of the law.
duE dILIgENCE ANd TESTINg – EN 62321declaraTion and TesT reporT sample review
ResultNo.1n.d. 2
2520 2n.d. 2n.d. 2
n.d. -n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. -n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5
Hexavalent Chromium Cr(VI) byalkaline extractionSum of PBBs
Hexabromobiphenyl
Heptabromodiphenyl ether
Pentabromodiphenyl ether
NO.1 : MIXED ALL PARTS
Heptabromobiphenyl
(4)
Lead (Pb)Mercury (Hg) (3)
(2)
Monobromobiphenyl
Tribromobiphenyl
Octabromodiphenyl ether
Decabromobiphenyl
Pentabromobiphenyl
Tetrabromodiphenyl ether
Monobromodiphenyl ether
Tetrabromobiphenyl
Dibromodiphenyl ether
Nonabromobiphenyl
(1)Cadmium (Cd)
Dibromobiphenyl
Test Item (s): Method(Refer to)
MDL
Test Report No. : CE/2010/22946 Date : 2010/02/24 Page : 2 of 5
Octabromobiphenyl
2. n.d. = Not Detected
Tribromodiphenyl ether
Sum of PBDEs
Hexabromodiphenyl ether
TEST PART DESCRIPTION:
Decabromodiphenyl etherNonabromodiphenyl ether
(5)
4. "-" = Not Regulated
BOURNS TRIMPOT ELECTRONICAS, LIMITADA *CE/2010/22946*
Test results by chemical method (Unit: mg/kg)
DEL CURCE A SAN ANTONIO DE BELEN AUTOPISTA CANAS-150 MTSAL OESTE HEREDIA, COSTA RICA.
5. The sample(s) was/were analyzed on behalf of the applicant as mixing sample in one testing.The above result(s) was/were only given as the informality value.
3. MDL = Method Detection Limit
Note: 1. mg/kg = ppm; 0.1wt% = 1000ppm
SGS Taiwan Ltd.台灣檢驗科技股份有限公司 Chemical-Taipei 33 WuChyuan Road, Wuku Industrial Zone, Taipei County, Taiwan /台北縣五股工業區五權路33號 t + 886 (02)2299 3279 f + 886 (02)2299 3237 www.sgs.com
Member of the SGS Group (SGS SA)
Unless otherwise stated the results shown in this test report refer only to the sample(s) tested. This test report cannot be reproduced, except in full, without prior written permission of the Company.除非另有說明,此報告結果僅對測試之樣品負責。本報告未經本公司書面許可,不可部分複製。This Test Report is issued by the Company under its General Conditions of Service printed overleaf or available on request and accessible at http://www.sgs.com/terms_and_conditions.htm. Attention is drawn to the limitation of liability, indemnification and jurisdiction issues defined therein. Any holder of this Test Report is advised that information contained hereon reflects the Company’s findings at the time of its intervention only and within the limits of Client’s instructions, if any. The Company’s sole responsibility is to its Client and this document does not exonerate parties to a transaction from exercising all their rights and obligations under the transaction documents. Any unauthorized alteration, forgery or falsification of the content or appearance of this document is unlawful and offenders may be prosecuted to the fullest extent of the law.
Sample Description :Style/Item No. :Sample Receiving Date :Testing Period :
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Test Requested :
Test Method :
(1)(2)(3)(4)(5)
Test Result(s) :
Determination of Cadmium by ICP-AES.
Please refer to next page(s).
Determination of Lead by ICP-AES.Determination of Mercury by ICP-AES.Determination of Hexavalent Chromium by UV/Vis Spectrometry.Determination of PBB and PBDE by GC/MS.
2010/02/11 TO 2010/02/24
THICKFILM POWER RESISTORS/ELEMENT
In accordance with the RoHS Directive 2002/95/EC, and its amendmentdirectives.
With reference to IEC 62321: 2008Procedures for the Determination of Levels of Regulated Substances inElectrotechnical Products.
Test Report
2010/02/11
BOURNS MODELS PWR263, PWR163, PWR220T, PWR221T
*CE/2010/22946*
No. : CE/2010/22946 Date : 2010/02/24 Page : 1 of 5
BOURNS TRIMPOT ELECTRONICAS, LIMITADADEL CURCE A SAN ANTONIO DE BELEN AUTOPISTA CANAS-150 MTSAL OESTE HEREDIA, COSTA RICA.
The following sample(s) was/were submitted and identified by/on behalf of the client as :
SGS Taiwan Ltd.台灣檢驗科技股份有限公司 Chemical-Taipei 33 WuChyuan Road, Wuku Industrial Zone, Taipei County, Taiwan /台北縣五股工業區五權路33號 t + 886 (02)2299 3279 f + 886 (02)2299 3237 www.sgs.com
Member of the SGS Group (SGS SA)
Unless otherwise stated the results shown in this test report refer only to the sample(s) tested. This test report cannot be reproduced, except in full, without prior written permission of the Company.除非另有說明,此報告結果僅對測試之樣品負責。本報告未經本公司書面許可,不可部分複製。This Test Report is issued by the Company under its General Conditions of Service printed overleaf or available on request and accessible at http://www.sgs.com/terms_and_conditions.htm. Attention is drawn to the limitation of liability, indemnification and jurisdiction issues defined therein. Any holder of this Test Report is advised that information contained hereon reflects the Company’s findings at the time of its intervention only and within the limits of Client’s instructions, if any. The Company’s sole responsibility is to its Client and this document does not exonerate parties to a transaction from exercising all their rights and obligations under the transaction documents. Any unauthorized alteration, forgery or falsification of the content or appearance of this document is unlawful and offenders may be prosecuted to the fullest extent of the law.
• DirectiveStated• StandardStated• Dates• Signature• Thislabisfairlywellknown• ProductIdentificationisveryclear
review poinTs
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
456 Seastrom St. Twin Falls, ID 83301
October 13, 2011 Certificate of ComplianceEuropean Union Directive 2002/95/EC
Restriction of Hazardous Substances
Any Seastrom part number, produced by Seastrom Manufacturing Co., Inc. that meets the following conditions is classified as compliant in accordance with European Union Directive 2002/95/EC (RoHS).
Material: Any of the materials listed below without a process/finish.
Non-Metals: Delrin (Acetal) Epoxy Glass
(Fiberglass) Fluorocarbon (Viton) Fluorosilicone Kapton KEL-F (PCTFE)
Mica Mylar Neoprene Nitrile (Buna-N) Nylatron Nylon Phenolic
Polyethylene PVC (Polyvinyl Chloride) Santoprene Silicone Teflon
Vulcanized Fibre
Metals: Brass Copper Beryllium Copper
Phosphorus Bronze Cold Rolled Steel Spring Steel
Stainless Steel Steel Titanium
The following base materials contain > 0.1% lead, but are exempt under note 6 of the Directive’s Annex: 12L14 Steel (0.35% of weight max) C - 360 Brass Rod (3.7% of weight max)
Process/Finish: Any Seastrom part number produced with a process/finish listed below is compliant under the Directive, unless the base material is Aluminum. (Contact Seastrom for Aluminum part status)
Compliant Process/Finish: Denoted @ end of part # as: Less Finish -LF Sulfuric Anodize, Type II -A2 Hard Anodize, Type III -A3 Black Oxide -BO Passivate -P Phosphate -PH Electrolytic Nickel Plate -N Silver Plate -S Tin Plate -T1 Tin Dip -T2 Zinc Plate, Type I (Blue) -Z1 Zinc Plate, Type III (Clear) -Z3 Designated Electroless Nickel Plate (RoHS Compliance must be requested by customer)
Sincerely,
Maegan Melton Brad Mohr Quality Engineer Process Engineer
456 Seastrom St. Twin Falls, ID 83301
October 13, 2011 Certificate of Non-Compliance
European Union Directive 2002/95/EC Restriction of Hazardous Substances
The following materials and processes used at Seastrom Manufacturing Co., Inc. have been classified as Non-Compliant in accordance with the European Union Directive 2002/95/EC (RoHS). This Directive, however, does not affect the use of parts in applications outside of the Directive’s specified countries.
Non-Compliant Process/Finish
Process/Finish: Denoted @ end of part # as: Chemical Film Finish -CF Hexavalent Chromium Finish -CHR Cadmium -C1, -C2 Chrome -CHR 60/40 Tin Lead Finish -TL1, -TL2 Zinc Plate, Type II (Yellow) -Z2 Chromatic Anodize, Type I -A1 Standard Electroless Nickel Plating (can be RoHS compliant if specified by customer on order)
Non-Compliant Materials: 2011 Aluminum Rod (primarily used in shoulder washers, spacers, and washers with thin side walls.) For Aluminum parts, please contact Seastrom at [email protected] to see if Aluminum 2011 is used for a specified part. Sincerely,
Maegan Melton Brad Mohr Quality Engineer Process Engineer
Seastrom Manufacturing Co., Inc. is Certified ISO 9001:2000 and AS9100:2004
duE dILIgENCE ANd TESTINg – EN 62321declaraTion and TesT reporT sample review
• DirectiveStated• Notethatthisisinaccordancewiththe“original”RoHSandnottherecasthoweveryouwillalsonotethatmostoftheimportantelementsareincluded
• Regulatorywordingmaybeslightlydifferentbutthedeclarationspeakstoit!• Highlightsnon-compliantandcompliantparts/processes/finishes
• Includespart#denotations• Exemptions(asapplicable)• Dated• SignatureandFunction• Letterhead• Contactforfurtherinformation
review poinTs
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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ASSENTCOMPLIANCE
RoHS DIRECTIVE 2011/65/EU MATERIALDECLARATION CERTIFICATE
Linear Technology Corporation certifies the deliverable products, when ordered as lead-free meet the RoHS DIRECTIVE2011/65/EU.
• Restriction of the use of certain hazardous substances in electrical and electronic equipment (Recast) does not pertain toLinear Technology Corporation.
• Linear Technology Corporation also complies with: People’s Republic of China RoHS Directive EIS SJ/T11364-2006
RoHS Definitions:• Concentration limit of 0.1% by mass (1000 PPM) in homogeneous material for Lead (Pb), Mercury (Hg),
Hexavalent Chromium (Cr), Polybrominated Biphenyl (PBB), Polybrominated Diphenyl Ether (PBDE),Decabromodiphenyl Ether (Deca-BDE), Toluene, Trichlorobenzene, and Hexabromocyclododecane (HBCDD),Bis (2-ethylhexyl) phthalate (DEHP), Butyl benzyl phthalate (BBP), Dibutylphthalate (DBP)
• Concentration limit of 0.01% by mass (100 PPM) of homogeneous material for Cadmium (Cd)
• Concentration limit of 0.005% by mass (50 PPM) for Perfluorooctane Sulfonates (PFOS)
RoHS Exemption:• Products in the TO-220, DDPAK, SOT223 and TO247 packages are currently assembled with a Soft Solder Die Attach material
containing Lead (Pb). Article 4, Annex 7a (>85% Lead, Pb, in high melting point solders) exempts this material at this time.The Chinese RoHS EFUP Logo 2 applies when these packages are shipped to the People’s Republic of China.
• The micro modules products contain lead in the glass frit. Article 4, Annex 7(c)-1, (electronic components containing lead in aglass or ceramic other than dielectric ceramic in capacitors, e.g. piezoelectronic devices, or in a glass or ceramic matrix compound.The Chinese RoHS EFUP Logo 2 applies when these packages are shipped to the People’s Republic of China.
Substances of Concern:• Antimony Trioxide, Sb2O3 (CAS# 1309-64-4) and Bromine, Br (CAS# 10097-32-2) are used as a flame retardant in mold
compound in several products. Linear Technology Corporation is evaluating and qualifying new mold compounds that containno Sb2O3, or Br. Once qualified these products will be considered Halogen-Free.
• Polyvinyl Chloride (PVC) – in shipping tubes, CAS #9002-86-2. The tubes are reused 2 times then recycled.
• Linear Technology Corporation products do not contain or have termination finishes of Pure Lead or Pure Zinc.
Linear Technology Corporation’s Device Material Declaration concentrations are estimated and are derived from engineeringcalculations.
Linear Technology Corporation has a lifetime warranty on all our products, with Linear Technology Corporation standard liabilitylimited to the replacement of confirmed defective products. Linear Technology Corporation’s ongoing Environmental Program willhelp ensure we are in compliance with our customer’s environmental needs.
_____________________________________________________
Paul ChantalatVice President, Quality and ReliabilityLINEAR TECHNOLOGY CORPORATION ACCEPTS NO DUTY TO NOTIFY USERS OF THIS DECLARATION OFUPDATES OR CHANGES TO THIS DECLARATION.
LTC Revision 7 February 3, 2012CONTACT INFORMATION:Name: Bobbi Bennett Title: QA Specification Review Manager and Product Environmental Specialist Email: [email protected]
Linear Technology Corporation, 1630 McCarthy Blvd, Milpitas, CA 95035-7417, 408-432-1900
1630 McCarthy BoulevardMilpitas, CA 95035-7417
duE dILIgENCE ANd TESTINg – EN 62321declaraTion and TesT reporT sample review
• DirectiveStated• RoHSrecast
» Doesnotincludethespecificregulatorywording(asindicatedintheearlierslide)
• Confusingwording• CertifiesthatitmeetsthedirectiveHOWEVER
» Restriction of the use of certain hazardous substances in electrical and electronic equipment (Recast) does not pertain to Linear Technology Corporation.
• Exemptions(asapplicable)• Dated• SignatureandFunction• Letterhead• Contactforfurtherinformation• Thefinalstatementdoesnotprovideconfidenceinthelong-termcompliance
review poinTs
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
duE dILIgENCE ANd TESTINg – EN 62321declaraTion and TesT reporT sample review
• DirectiveStated• Notethatthisisinaccordancewiththe“original”RoHS
• Exemptionissimplystatedasexceptionwithnodetail• Dated• NoSignatureorFunction• Letterhead• Contactforfurtherinformation
review poinTs
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
ENfORCEMENT•DeclarationofConformity
• Easydiagnosisofcompliance
•TechnicalFile
•MemberStateEnforcementAgency’s–firstlineofdefense
•RoHSmaterialrestrictionsareMUCHeasierandlessdestructivetotestforthanREACH
•BeAWARE
• Fines–memberstatebymemberstate
• StuckatCustoms
•RejectedatCustoms
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
i n f o @ a s s e n T c o m p l i a n c e . c o m w w w. a s s e n T c o m p l i a n c e . c o m T e l : 6 1 3 . 2 9 0 . 8 0 4 4
ASSENTCOMPLIANCE
QuESTIONS?PleasesubmityourquestionsinwritingusingtheQ&Atoolalongthetopmenutoolbar.
AnyquestionsnotaddressedduringtheQ&Aportionofthiswebinarwillbeaddressedinprivatecorrespondenceafterthewebinar.