as of september 30,2018 well mark health plan of iowa, inc

I 111111 11111 11111 11111 11111 11111 11111 11111 11111 11111 II 11111111111111111111111111111111111111111 .9553 1 201 820 1 001 03'

HEALTH QUARTERLY STATEMENT As of September 30,2018 of the Condition and Affairs of the

Well mark Health Plan of Iowa, Inc. NAIC Group Code ..... 0770, 0770 NAIC Company Code ..... 95531 Employer's ID Number ..... 42-1455449

(Current Pened) (Pnor Pened)

Organized under the Laws of IA State of Domicile or Port of Entry IA Country of Domicile US

Licensed as Business Type Health Maintenance Organization Is HMO Federally Qualified? Yes [ J No [X J

Incorporated/Organized ..... March 13, 1996 Commenced Business ..... January 1, 1997

Statutory Home Office 1331 Grand Avenue .. Des Moines .. IA .. US .. 50309-2901 (Street and Number) (Cftyor Town, State, Countl}' and Zip Code)

Main Administrative Office 1331 Grand Avenue .. Des Moines .. IA .. US .. 50309-2901 (Street and Number) (City or Town, State, Countl}' and Zip Cede)

Mail Address 1331 Grand Avenue .. Des Moines .. IA .. US .. 50309-2901 (Street and Number or P. O. Box) (City or Town, State, Countl}' and Zip Code)

Primary Location of Books and Records 1331 Grand Avenue .. Des Moines .. IA .. US .. 50309-2901

Internet Web Site Address

Statutory Statement Contact

Name 1. Cory Randall Harris # 3. Michele Ann Druker

John Thomas Clendenin # Timothy Robert Gutshall M.D.

Ron Joseph Corbett

(Street and Number) (City or Town, State, Countl}' and Zip Cede)

www.welimark.com

Christa Daneen Kuennen (Name)

[email protected] (E-Mail Address)

OFFICERS Title

President, CEO & Chairman Secretary

Name 2. David Seth Brown 4.

OTHER Michael James Crowley Laura Jean Jackson

DIRECTORS OR TRUSTEES Cory Randall Harris-Chairman # Douglas Dwight Laird

515-376-4500 (Area Code) (Telephone Number)

515-376-4500 (Area Code) (Telephone Number)

515-376-4144 (Area Code) (Telephone Number) (Ex/ension)

515-376-9054 (Fax Number)

Title EVP, CFO & Treasurer

RECEIVED

NOV 1 4 2018

COMMISSION OF INSURANCE INSURANCE DIVISION OF IOWA

State of.. ...... Iowa County of.... Polk

The officers of this reporting entity being duly sworn, each depose and say that they are the described officers of said reporting entity, and that on the reporting period stated above, all of the herein described assets were the absolute property of the said reporting entity, free and clear from any liens or claims thereon, except as herein stated, and that this statement, together with related exhibits, schedules and explanations therein contained, annexed or referred to, is a full and true statement of all the assets and liabilities and of the condition and affairs of the said reporting entity as of the reporting period stated abcve, and of its income and deductions therefrom for the period ended, and have been completed in accordance with the NAIC Annual Statement Instructions and Accounting Practices and Procedures manual except to the extent thaI: (1) state law may differ; or, (2) that state rules or regulations require differences in reporting not related to accounting practices and procedures, according to the best of their information, knowledge and belief, respectively. Furthermore, the scope of this attestation by the described officers also includes the related spondin electronic filing with the NAIC, when required, that is an exact copy (except for formatting differences due to electronic filing) of the enclosed

onic filing may be requested by various regulators in lieu of or in addition to the enclosed statement.

_~~~_--Ptcd& t2 '~ (Signature)

President, CEO & Chairman (Title)

Subscribed aQ~ sworn to before meA l/..._ •

This fl~ day of --,/-".1£ VlwYr'=,-,=I,).fJ=----,/).=--D...::lt,----

~ l ffiub~·tk SHELLY R. GRIFFITH

fij Commission Number 178387 • • My Commission Expires

0" March 6, 2019

David Seth Brown 2. (Printed Name)

EVP, CFO & Treasurer (Title)

a. Is this an original filing? b. If no: 1. State the amendment number

2. Date filed 3. Number of pages attached

Michele Ann Druker 3. (Pnnted Name)

Secretary (Title)

Yes [XI No [ I

StatementasofSeptember30,2018ofltle Wellmark Health Plan of Iowa, Inc.

ASSETS

Assets

Current Statement Date 2

Nonadmitted Assets

3 Net Admitted

Assets (Cols.1 - 2t

4

Prior Year Net Admitted Assets

1. Bonds .................................................................................................................................. . ................ 164,522,210 ................ 164,522,210 ................ 182,034,241

2. Stocks:

2.1 Preferred stocks ...................... .................. ........................ ......................................... . ................................... . .................................. 0 .................. 965

2.2 Common stocks .......................................................................................................................... .71,720,810 ..................................... .... ............. 71,720,810 .................. 50,555,158

3. Mortgage loans on real estate:

3.1 First liens ............................................................................................................. . .................................. 0

3.2 Other than first liens ........................................................................................... . . ................................. 0

4. Real estate:

4.1 Properties occupied by the company (less $ ......... 0 encumbrances) ............................................................................................................................................... . .................................. 0

4.2 Properties held for the production of income (less $ .......... 0 encumbrances).................... ................................................ ......................................... ........... ......................... . ................................... . .................................. 0

4.3 Properties held for sale (less $ ......... 0 encumbrances)......................... ....................... ..................................... . ................................. . . ................................ 0

5. Cash ($ ..... 5,646), cash equivalents ($ ..... 4,775,206) and short-term invesbnents ($ ..... 865,187) ............................................................................................... 5,646,039 ................................... . . ........... 5,646,039 .................... 2,394,350

6. Contract loans (including $ ......... 0 premium notes).......... ................................ ..................... . ............................. .

7. Derivatives.......... .............. ...... ................. .... ................ .... ........................ ............. ............... . ...................... .

8. Other invested assets ........................................................................................................... . .................... 6,225,077

9. Receivables for securities .................................................................................................... . ........................... 6,956

10. Securities lending reinvested collateral assets ............................................................................................................ .

11. Aggregate write-ins for invested assets ................................................................ . .................................. 0 ................................. 0

. ................................. 0

.................................. 0

.............. 6,225,077

........................... 6,956

. ................... 0

................................. 0

. ............................ 683

. ....................... 0

12. Subtotals, cash and invested assets (Lines 1 to 11)......................... ..................................... . ............... 248,121,092 .................................. 0 ................ 248,121,092 ................ 234,985,397

13. Title plants less $ .......... 0 charged off (for Title insurers only).................................................. ................. ................... ..................................... . ................................. 0 ........................... .

14. Invesbnent income due and accrued.......... ....................................................... .................... . ................... 1,462,355 ................... . ............ 1,462,355 .......... 1 ,597,397

15. Premiums and considerations:

15.1 Uncollected premiums and agents' balances in the course of collection ..................... . ....................... 439,032 ........................... 5,887 ..................... .433,145 . .................... 805,921

15.2 Deferred premiums, agents' balances and installments booked but deferred and not yet due (including $ .......... 0 eamed but unbilled premiums) ............................................................ .. . ............. 0

15.3 Accrued retrospective premiums ($ .......... 0) and contracts subject to redetermination ($ ..... 2,001 ,983) .................................... . . ................... 2,001,983 ........................ ............ . .................. 2,001 ,983 .................... 2,000,000

16. Reinsurance:

16.1 Amounts recoverable from reinsurers ................................................................. . ................. 3,281 ........................... 3,281 . ................................ 0

16.2 Funds held by or deposited with reinsured companies ................................................. . . .. 0 ........................... .

16.3 Other amounts receivable under reinsurance contracts ................................................................................... . . ................................ 0

17. Amounts receivable relating to uninsured plans ...................................................................................... 32,791,587 .................. 32,791,587 ....... 38,970,062

18.1 Current federal and foreign income tax recoverable and interest thereon......... ..................... . .................................. . . ................................ 0

18.2 Net deferred tax asset.......... .. ...................... ............ .... ...................................... ........ ........... . .................................. . . ................................ 0

19. Guaranty funds receivable or on deposit............. ... ........................ ............... .................. ...... . .................................. . . ................................. 0

20. Electronic data processing equipment and software............................................. .................. . ................................... . . ................................ 0

21. Furniture and equipment, including health care delivery assets ($ .......... 0)............................. . ................................... . . ................................. 0

22. Net adjusbnent in assets and liabilities due to foreign exchange rates ....................................................................... . . ............................................................ 0 .......................... .

23. Receivables from parent. subsidiaries and affiliates .......................................... . .................. 11,536,127 .................. 11,536,127

24. Health care ($ ..... 4,675,289) and other amounts receivable ....................................................................... 5,041,638 ....................... 366,049 ............. 4,675,589 .................. ..4,716,949

25. Aggregate write-ins for other than invested assets.................................................................. . .................. .4,365,661 .................... 4,365,661 .................................. 0 ................................. 0

26. Total assets excluding Separate Accounts, Segregated Accounts and Protected Cell Accounts (Lines 12 through 25).... ......................................................... ......................... . ............... 305,762,756 .................... 4,740,878 ................ 301,021,878 ......... 283,075,726

27. From Separate Accounts, Segregated Accounts and Protected Cell Accounts....................... . .................................. . . ................................. 0

28. Total (Lines 26 and 27) ........................................................................................................................ 305,762,756 ................... .4,740,878 ................ 301,021,878 ................ 283,075,726

DEl AILS OF WRITE·INS

1101 ................................................................................................................................................................................ . .................................. 0

1102 ............................................................................................................................................. . . .............................. 0

1103 ..................................................................................................................................... . . ................................. 0

1198. Summary of remaining write-ins for Line 11 from overflow page ........................................... . ................ 0 .................................. 0 ................................. 0 . ............... 0

1199. Totals (Lines 1101 thru 1103 plus 1198) (Line 11 above) ..................................................... . ....................... 0 .................................. 0 . ................................ 0 .................................. 0

2501. Prepaid Expenses ................................................................................................................ . ............ 4,365,661 . ........... .4,365,661 ...................... 0

2502 ............................................................................................................................ . . ................................ 0

2503 .............................................................................................................................................. . ...................... . ...................................................................... 0

2598. Summary of remaining write-ins for Line 25 from overflow page ............................. . . ........................ 0 .................................. 0 .................................. 0

2599. Totals (Lines 2501 thru 2503 plus 2598) (Line 25 abov~ ...................................................... . . ................... 4,365,661 .................... 4,365,661 .................................. 0

Q02

................. 0

................................. 0

Statement as of September 30, 2018 of the Wellmark Health Plan of Iowa, Inc.

LIABILITIES, CAPITAL AND SURPLUS

1. Claims unpaid (less $", "",,0 reinsurance ceded)""""""""""", """""''',''''''''',,''''''''''''''''''

2, Accrued medical incentive pool and bonus amounts",

3, Unpaid claims adjustment expenses"""""""""""""", ""'"'''''''''''',,'''''','''''''''''''',,'''''

4, Aggregate health policy reserves, including the liability of $, """,,0 for

medical loss ratio rebate per the Public Health Service Act"

5, Aggregate life policy reserves"""""", """"""""" ",,",,""""""",,""""",,""""" """""""""

6, Property/casualty uneamed premium reserve ",,""""',,""" """""""""""

7, Aggregate health claim reserves"""""""""" """"""',,""",,"""

8, Premiums received in advance",

9, General expenses due or accrued"""""""""""" ",,"","""""""",,""

10,1 Cument federal and foreign income tax payable and interestthereon (including $"",378,000 on realized gains (losses))""""",

10,2 Net defemed tax liability""""""""""" """"""""""",,""

11, Ceded reinsurance premiums payable, """""""""""""

12, Amounts withheld or retained for the account of others""

13, Remittances and ttems not allocated""""""", """""",,"",,""""""""""""" """""""",,"

14, Bonrowed money (including $"""",,0 cument) and interest thereon $"""",,0 (including $"""",,0 cument)""""""""" """"""""""""

15, Amounts due to parent, subsidiaries and affiliates"""""""""""""

16, Derivatives""""""""""" """"'"'''''',''''' """"""""",,","""""""",'

17, Payable forsecurilies"""""""" """,,""""""""""

18, Payable forsecurilies lending""""""" "",,"""""""''',,

19, Funds held under reinsurance treaties with ($"""",,0 authorized reinsurers, $"""",,0 unauthoriized reinsurers and certified $"""",,0 reinsurers)",

20, Reinsurance in unauthorized and certified ($"""",,0) companies""""""",

21, Net adjustments in assets and liabilities due to foreign exchange rates"" """""''''''''',

22, Liability for amounts held under uninsured plans"""""""", """"""""""'" ",,"""""""""",,'

Covered

""""""','" ,31 ,464,831

""""""""",,2,962,500

",,' """"""", ,362,894

"""",5,959,912

""""'''''''''' 12,818,601

",,"""""""" 1 ,298,772

""""'" ,26,573,324

""""""""",,2,233,000

""""""""""",,134

"""""""""""".41,752

,,,,,,,,,,,,,,,,,,,,1,271,604

"""""""",,12,785,797

Cument Period 2

Uncovered 3

Total

Prior Year 4

Total

",31,464,831 """""""",,29,413,279

""" """",,2,962,500 """""",,,,,,..7,008,696

""",,,,,,,,,,,,,,,,,362,894 ",,899,275

""""" ,5,959,912 """"""""",,7,558,918

"",,,,,,,,,,,,,,,,,,,,,,,,,,,,,,0

"""""",,""'" """"""'" """""""""""""""",,0

",,""""'"'''''''' ",0

",,,,,,,,,,,,,,,,12,818,601 ",,,,,,,,,,,,,,,,10,022,086

",,,,,,,,,,,,,,,,,,1,298,772 "",,,,,,,,,,,,,,,,3,093,172

""""""" ,,26,573,324 ",,""""""" 14,568,324

""""""""",,2,233,000 ", """"""",,1,978,000

",0

"""""""""""",134

"""""""""""",41,752 ",861,292

",0

"""""""",,,,,0 """"""""",,4,251,649

",0 "",,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,

"""""""""""" ,,""""""""" 1 ,271 ,604

"""""""'"'' "" """""""""""" ",0

'"'''''''''''''''''''''''' ,,,,0 '''''''''''''''",,'''''''''' " "" "

"""""""""""""""",,0

",0

"",12,785,797 """",,,,,,,,,,12,373,710

23, Aggregate write-ins for other liabilities (including $"".490,000 cument)"""", ,,",,"""""'"'''''' r=~"~" '~" '~"'~"'-'-" 1,-" 1",80~,0~0~0 +"'"~'''~'''''''''''''''~'''~'''~'''~''''''''''''''''-='0-t-''''''' ,~",,,,,,,,,,,,,,,,,,,,,,,,,-,-,1 ,-,-,18",0""0""00+,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,-,-,,1,-,,4,,,26,,-,1,,,5"-16

24, Totalliabiltties (Lines 1 to 23)"""""", """"""""""",,"

25, Aggregate write-ins for special surplus funds"""""""" """"""""",,""",""""""""",,"""""

26, Common capital stock"""", """""""""""" """"""""","" """"""""'"'' """""""""'"

27, Prefemed capital stock"""""" """",,"'"'',,''' """""""''''''''''''''''

28, Gross paid in and contributed surplus"""" ",,""""""",'" ",,"""""""""",",," """"""",,"""

29, Surplus notes""""""""" ,,",,""""",,""'" """"""""""" ''',,'''''''''''''''''''''' """"""""""",,'"

30, Aggregate wrile-ins for other than special surplus funds, """""""""""",,""""""""""",,"'"

31, Unassigned funds (surplus) """"""""""""""""""""","""""""""""

32, Less treasury stock, at cost:

32,1 "",0,000 shares common (value included in Line 26 $", "",,0)

"",,,,,,,,,,,,,,98,953,121 """""""",0 """""""",,98,953,121 """""""",,93,454,557

"""""",XXX"",,,,,,,,,,,,, """""",XXX""""""",

""""",,,XXX,,,,,,,,,,,,,,,,, '" """ " ,XXX"" ,

"""""" ,XXX,

""""'" "XXX,

"""""",XXX,

""""" ",XXX,

, """""XXX"""""""",

"XXX""""""""'

""""",,,XXX,,,,,,,,,,,,,,,,, """""",XXX"" ,

,,'" ,XXX" ,,""""" """""" ,XXX"'

""""",,,XXX,,,,, """"'" """""",XXX"""""""",

""""""""""" ,0 """"""""",,7,000,000

"""'" .24,000,000 """""""",,24,000,000

""""""""",,,,,0 """""""""""""""",,0

",,"" 178,068,757 """"""",,158,621,169

32,2 "",0,000 shares prefemed (value included in Line 27 $"""",,0), """""",,,,",,""""""'" 1-"""",,,,,,,,,,,,,,,,,,,,,,,XXX="'-"''''''''''''''''''''''''''''''t==,,,,,,,,,XXX=''''''''==F'''''''''''''''"'''''''''''''''''''''''''''''''''''''''''''''''''''''-1' 1"""''''''''''''''''''''''''''''''''''===-1

33, Total capital and surplus (Lines 25 to 31 minus Line 32)"""" """"""""""""""""""""""""

34, Total liabilities, capital and surplus (Lines 24 and 33)"",

"""""XXX"""""" ",XXX,

""",XXX", """""",XXX,

"""",,,,,,202,068,757 "",,,,,,,,,,,,189,621,169

,,,,,,,,,,,,,,,,301,021,878 """"""",,283,075,726

DEl AILS OF WRITE-INS

2301, Health Assessments""""""""", "",,""""'"'',,'''''

2302, """""",,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, '""""""""" " , """""""""""""""",,,,,,,,,,,,

2303, """"""""""""""""""""" """"""",,,,,,,,,,,,,, """"''''',,'''''',,''''''

2398, Summary of remaining write-ins for Line 23 from overflow page",

2399, Totalsjlines 2301 thru 2303 plus 2391llJLine 23 above)"""""""""""""

"",,,,,,,,,,,,,,,,1,180,000

"""""""",,"'" ",0

""""""",1,180,000

"''',,'''',,'''''''''''' """"'" ,""" " , """",1,180,000 ,,,,,,,,,,,,,,,,,,,,1,426,156

""""""""" "",.""",0

,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,0

""""""""",0 ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,0 """""""",,'" """"",,0

"",0 "",,1,180,000 """"""""",,1,426,156

2501, Special Surplus for Health Insurer Fee""""""""" """,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, """""XXX""""""", """""'" "XXX, """,,,,,,,,,,,,,,7,000,000

2502, , """"""",,""""",""'"'''''' """"""","""""" """"""',,""""",,""

2503, ,,""''',,''''''''''''''''',,'''''', """'''''''''''''''''''''' "'"''''''''''''',,''''' """""""""','

2598, Summary of remaining write-ins for Line 25 from overflow page """"""",XXX"" """ "" """"",,,,,XXX,,,,,,,,,,,,,,, ",0 """""""""""""""",,0

2599, Totals (Lines 2501 thru 2503 plus 2598) (Line 25 above)""""", """"""","""'" """"""""'" """"""",XXX""""""",

3001, ,,"""",,' "" """"",""",,"""""""""""""""""""""'" ","""""""""""",

3002,

3003,

3098, Summary of remaining write-ins for Line 30 from overflow page """"""","""''''',,''''''''''''''''

3099, Totals (Lines 3001 tIlru 3003 olus 3098) (Line 30 above)."", """""""""" """"""''''''''''''''"

, """""""XXX""""""",

""""""" ,XXX"'

Q03

",XXX"" """"" """, """""""'"'''''' ,,0 """""""""..7,000,000

",XXX""""""" ,

""'" "XXX"""'

""""",0 """""""""""""",,,,,,0

"""""",,"" """",,,,,0 """""""",,"'" """",,0

Stalement as of September 30, 20'8 of the Wellmark Health Plan of Iowa, Inc.

STATEMENT OF REVENUE AND EXPENSES

1. Member months ................................................................................................................... .

2. Net premium income (including $ .......... 0 non-health premium income) ................................... ..

3. Change in unearned premium reserves and reserve lor rate credits ..................................... .

Current Year To Date

2 Uncovered Total

........... XXX ........................................ 740.639

Prior Year To Date

3 Total

Prior Year Ended December 31

4 Total

.................... 725.782 ...................... 969.724

.. .... XXX................. .. ............. 311.760.148 ............... 291 ,732,966 ............... 384.066,358

........... XXX. .. ................... (198,936) ............ (2.711.574) ....... (57,593)

4. Fee-lor-service (net of $ .......... 0 medical expenses)........ ..................... ........................ ............ .. ......... XXX.

5. Risk revenue ............................................................................................................................. . .. ......... XXX ................ ..

6. Aggregate write-ins for other health care related revenues ....................................................... . ........... XXX ....... . ................................ 0 . .................... 0 . ....................... 0

7. Aggregate write-ins for other non-health revenues ........................................................ .. ........... XXX. . ................ 0 ................................. 0 ................................. 0

8. Total revenues (Lines 2 to 7) .................................................................................... . .. ......... xxx ................................ 311.561.212 ............... 289.021,392 ............... 384,008,765

Hospital and Medical:

9. Hospital/medical benefits ................................................................................................... . .. ............. 132,450,449 ............... 126,420,293 ............... 172.349.213

10. Other professional services ................................................................................................ . . ................ 24.859.981 ................. 20,564.268 ................. 28,412.739

11. Outside referrals ..................................................................................................................... .. .. ................. 6.697,123 ................... 4.954.266 ................... 6,986,640

12. Emergency room and out-of-area ............................................................................................ . .. ................ .7.137,947 ................... 6.306,860 ................... 8,534.693

13. Prescription drugs .................................................................................................... .. . ................ 47,214.609 ................. 45,797,395 ................. 60.895.445

14. Aggregate write-ins lor other hospMI and medical .................................................................... .. .. ............... 0 .......................... 0 ............................ 0 ................................. 0

15. Incentive pool. w~hhold adjustments and bonus amounts .......................................................... re'''''' "''''''''''''''''''''''''''''''''''''''''''''''",'''''''''''-'' +-"""",,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,",1.,,,844=,2,,,66,,+,,, ... ,,, ... ,,, ... ,,, ... ,,, ... ,,, ... ,,,.5'-'..15"-1",,8,,,2,,-3 +", ... ", ... ", ... ", ... ", ... ", ... ",.9",.8",85",.3",°"-13

16. Subtotal (Lines 9 to 15) ............................................................................................................................................. 0 ............. 220,204.375 ............... 209,194.905 ............... 287.064,233

Less:

17. Net reinsurance recoveries ........................................................................................................ r""'''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''-'' t==="""''''''''''''''''''''''''''''''-'' +-.", ... ", .. ", ... ", ... ", ... ", ... ", ... ", .. .7""3,,-.1,,,5,,-0 +-", ... ", ... ", ... ", ... ", ... ", ... ", ... ", ... ,-,73"-.1,,,8"-13

18. Total hospital and medical (Lines 16 minus 17) .......................................................................... . .. ..................... 0 ............... 220.204,375 ............... 209.121,755 ............. 286.991,050

19. Non-health claims (net) ................................................................................................................................ .

20. Claims adjustment expenses. including $ ..... 2,495.661 cost containment expenses ................ .. ................... 6,927.558 .. .. 9,755,161 ................. 13.045,683

21. General administrative expenses ................................................................................................................................. . .. ............... 38.321,824 ................. 35.183.319 ................. 47,813,931

22. Increase in reserves lor life and accident and health contracis (including $ .......... 0 increase in reserves for lije only) .............................................................................. P=="'''''''''''''''''''''''''''''''''''-'' r'''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''-'' F", .. ", .. ·", .. ·", .. ·", .. ·", .. ·", .. ·", .. ·", ... ", ... ", .. -t=== .. ·", .. ·", ... ", ... ", ... ", ... ", .. '"""-j"

23. Total underwriting deductions (Lines 18 through 22) .................................................................. f-""''''''''''''''''''''''''''''''''''''''' ", ... ", ... ", ... "" .. 0,+= .. ", ... "" ... "" .. 2",6""5.",45""3",.7",57,+==.", ... 2,,,54=.06,,,0",.2",35"+", ... ", ... ", ... ", ... ", ... ",34"7""8,,,50,,,.6,,,64"-1

24. Net underwriting gain or (loss) (Lines 8 minus 23) .................................................................... r'''''''''''''''''''''-'XXX=.", ... ", ... ", ... ",. =t'.", ... ", ... ", ... "" ... "" ... ",.4""6'ccl0",7",,4c=c55=+.,,, ... ,,, .. ,,, ... ,,, ... ,,, ... ,,, .. 34=.96=-1"-.1,,,5,-7 +-", ... ", ... ", ... ", ... ", ... ", .. 3",6,-"1",58,,-,1,,,0-'-11

25. Net investment income eamed ............................................................................................ . .. ................. 4,898,887 .... 4, 144,407 ................... 5,538.375

26. Net realized capMI gains (losses) less capital gains tax of $ ..... (8,000) ...................................... r""""'''''''''''''''''''''''''''''' =="'+"' ... "' ... "' ... "' .... "' ... "' ... "' ... "' .. 5"'8"'.50"-'1-+-'=="' .... "' ... "'.4=-01"'.7-=096=-t-."' ... "' ... "' ... "' ... "' ... "' .... "' .. 6""6"'5,"'95"-{7

27. Net investment gains or (losses) (Lines 25 plus 26) ............................................... .. ................................. 0 ................... 4.957.388 . ......... 4.546.203 ................... 6,204,332

28. Net gain or (loss) from agents' or premium balances charged off [(amount recovered $ .......... 0) (amount charged off $ .......... 0)1 ................................................................................ .. . ....................... 14.096 .................... (47,906)

29. Aggregate write-ins for other income or expenses ................................................................ .. .. .............................. 0 ................................ 0 ......................... 0 ................................. 0

30. Net income or (loss) after capMI gains tax and before all other federal income taxes (Lines 24 plus 27 plus 28 plus 29) .................................................................................... . .. ... XXX.................. .. ............... 51.064,843 ................ 39.521,456 ................. 42.314,527

31. Federal and foreign income taxes incumed ................................................................................. f-""''' ", ... ", ... ",.XXX=.", ... ", ... ", ... ", ... ", ... ", .. +-,.", ... ", ... ", ... "" ... "" ... ",.1",2.",01-,-,3",.0",00"+",.", ... ", ... ", ... ", ... ", .. 1,,,3""69",0",.0",00"+", ... ", ... ", ... ", ... ", ... "-.. 1",4",,,1,-,75,,,,0,,,°"-1°

32. Net income (loss) (Lines 30 minus 31) ..................................................................................... . ........... XXX. .. ............... 39,051.843 ................. 25,831,456 ................. 28.139.527

DETAILS OF WRITE-INS

0601 .................................................................................................................................................. . .. ......... XXX ................ ..

0602 ................................................................................................................................................. . . .......... XXX ................. .

0603 ............................................................................................................................... .. .. ......... XXX ................. .

0698. Summary of remaining write-ins for Line 6 from overflow page ................................................ . ........... XXX ................. . .. .......................... 0 .................... 0

0699. Totals (Lines 0601 thru 0603 plus 0698) (Line 6 abovel.. .................................. ....................... .. ........ XXX .... . ................................ 0 ................................ 0

0701 .......................................................................................................................................... . .. ......... XXX.

0702. ............................ ...................... ............................................ .................................. ................. .. ......... XXX ................ ..

0703. . .. XXX ................ ..

0798. Summary of remaining write-ins for Line 7 from overflow page... .............. ................................. ..XXX.................. .. ............................... 0 ................................ 0

0799. Totals (Lines 0701 thru 0703 plus 0798) (Line 7 abovel.......................... ................................. .. ......... XXX.................. .. .............................. 0 ................................. 0

1401 ................................................................................................................................................................................... ..

1402 ..................................................................................................................................................................................... .

1403 ..................................................................................................................................................................................... .

................................ 0

.. .............................. 0

.................... 0

............................ 0

1498. Summaoy of remaining write-ins lor Line 14 from overflow page ................................................ . . ............................. 0 ................................. 0 ................................. 0 ................................. 0

1499. Totals (Lines 1401 thru 1403 plus 1498) (Line 14 above) .............................................. .. .. .............................. 0 ................................. 0 ................................. 0 ................................ 0

2901 .................................................................................................................................................................................... .

2902 .................................................................................................................................................................................... .

2903 .................................................................................................................................................. .

2998. Summaoy of remaining write-ins for Line 29 from overflow page .............................................. .. .......................... ...... 0 ................................ 0 ................................. 0 ................................. 0

2999. Totals [Lines 2901 thru 2903 jlius 2998) [Line 29 abov~ ........................................................ . .. ................... 0 ................................. 0 .............................. 0 .................... 0

Q04

SlalemenlasofSeplember30,2018oflhe Wellmark Health Plan of Iowa, Inc.

STATEMENT OF REVENUE AND EXPENSES (Continued)

CAPITAL AND SURPLUS ACCOUNT

33. Capital and surplus prior reporting year .................. .

34. Net income or (loss) from Line 32 ............................................................................................................................ .

35. Change in valuation basis of aggregate policy and claim reserves.

36. Change in net unrealized capital gains (losses) less capital gains tax of $ ..... 331 ,000 ............................... .

37. Change in net unrealized foreign exchange capital gain or (loss) .......................... .

38. Change in net defemed income tax ................................. .

39. Change in nonadmitted assets .....

40. Change in unauthorized and certified reinsurance ................................ .

41. Change in treasury stock ....... .

42. Change in surplus notes ................................................................. .

43. Cumulative effect of changes in accounting principles .......... .

44. Capital changes:

44.1 Paid in ..................................................... .

44.2 Transfemad from surplus (Stock Dividend) ..... .

44.3 Transfemed 10 surplus ...................................... .

45. Surplus adjustments:

45.1 Paid in ........................................................................ .

45.2 Transfemed to capital (Stock Dividend) ........................ .

45.3 Transfemad from capital ...................................................................................................... .

46. Dividends to stockholders ............................ .

CumentYear

10 Date

2 Prior Year

To Date

3 Prior Year

Ended December 31

. .............. 189,621,169 .............. 153,641,781 ............... 153,641,781

. ................ 39,051,843 ................. 25,831,456 ................. 28,139,527

................... 1,422,823 . ....... 2,446,305 ........ 6,595,678

. .................... (181,317) ...................... 795,592 ...................... 917,930

...... 76,000 .................... (644,000) . ............ (2,664,000)

........................ 78,239 ................... 2,861,257 . ... 2,990,253

. ............... (28,000,000) .................................. .

47. Aggregate write-ins for gains or (losses) in surplus ........... . . ..................................................................... C' .. "" ... "" ... "' .... "" ... "' ... "' .... "" ... "' ... "' .... "".O-+" ... "" ... '" ... "" .... "" ... "' ... "" .... "" ... "' ... "" .... "'-0 -f= .... "" ... "' ... "" .... "" ... "' ... "" .... "". ,,,,,,,,"" ... 0,,-,

48. Net change in capital and surplus (Lines 34 to 47) ................................ . . ............. 12,447,588 ................. 31,090,610 ................. 35,979,388

49. Capttal and surplus end of reporting period (Line 33 plus 48) .......................................................................................... . ............... 202,068,757 ............... 184,732,391 . .......... 189,621,169

DETAILS OF WRITE-INS

4701 ...................................................................... .

4702 ............................... .

4703 ......................................................................................................................................................................................... .

4798. Summary of remaining write-ins for Line 47 from overflow page .... ................................ 0 ......................... 0 . ....................... 0

4799. Totals (Lines 4701 thru 4703 plus 4798) (Line 47 above) .... . ................................ 0 ........... 0 ................................. 0

Q05

StatementasofSeptember30.201Boflhe Wellmark Health Plan of Iowa, Inc.

1.

2.

CASH FLOW

CASH FROM OPERATIONS Premiums oollected net 01 reinsurance ...................................................................................................... .

Net investment inoome .............................................................. .

Current Year to Date

2 Prior Year To Date

3 Prior Year Ended

December 31

............... 313.140.531 ............... 283.699.275 ............... 378.170,472

........... 6.344.252 ................... 5.245.991 ................... 6,723,085

3. Miscellaneous inoome.. ........................ .. ....................................................... ............................................................. .................................... . ................................ .

4. Total (Lines 1 through 3) ........................................................................................................................................... . ............... 319,484,783 ............... 288,945,266 ............... 384,893,557

5. Benefit and loss related payments ............................................................................................................................................. 222,174,765 ............... 207.628,280 . ........... 283,464, 762

6. Net translers to Separate Acoounts. Segregated Acoounts and Protected Cell Acoounts................. ........... ............... . ........................... .

7. Commissions, expenses paid and aggregate write-ins for deductions............ .............................. ............................. . ................ 40,909.561 ................. 35,480,613 ................. 54,692,764

8. Dividends paid to policyholders.......... ................... ................................................ ....................... ........................ ..... .............................. .................................... . .................................. .

9. Federal and foreign income taxes paid (reoovered) net 01 $ .......... 0 tax on capital gains (losses).............. .................................... ....................... ............ . .................. 4,845,814

10. Total (Lines 5 through 9)...................... ....................................................... ............................ ................................ . .............. 263,084,326 ............... 243.108,893 ............... 343,003,340

11. Net cash from operations (Line 4 minus Line 10) ............................................................................................. . ................. 56,400,457 ......... 45.836,373 . ........... .41,890,217

CASH FROM INVESTMENTS 12. Proceeds from investments sold. matured or repaid:

12.1 Bonds ............................................................................................................................................ . . ................ 95,900.990 ................. 32,277,653 ................. 55,545,422

12.2 Stocks ........................................................................................................................................................... . ................. 11,795,894 ................... 3,980.556 ................... 4,824,395

12.3 Mortgage loans ................................................. '" ............................ .......... .......................... ........ .................. .............................. ..... .......... ............... ...... .... . ................................. .

12.4 Real estate .................................................................................................................................................................................... .

12.5 Other invested assets ......................................................................................................................................................................... .

12.6 Net gains or (losses) on caSh. cash equivalents and short-term investments ................................. . . ............................ ..40 .......................... 2,973 ............................ 172

12.7 Miscellaneous proceeds......... .................... ............ . .......................................................................... . . .................. 1.271.604 ........ 164.664 .......... 2.014

12.B Total investment proceeds (Lines 12.1 to 12.7) ................................................................................ . ............... 108,968,528 . .......... 36,425,866 ................. 60,372,003

13. Cost 01 investments acquired (long-term only):

13.1 Bonds ............................................................................................................................................................. . ..... 80,073.291 ................. 63,471,193 . .......... 96,003,734

13.2 Stocks ..................................................................................... . ................. 30,967.769 . ..... 6,848,408 ................... 7,954,112

13.3 Mortgage loans ............................................................................................................................................................................... .

13.4 Real estate. ................. ......... .................. .......................... ................................ ........ .................... ...... ............... . ................................. .

13.5 Other invested assets ....................................................................................................................................... . .. ............... 6,235,310

13.6 Miscellaneous applications............. ........... . ....................................................................................................... 1-' .. "" ... "" ... "" ... "' ... "' ... "' .... "" ... "" .. 8"",2"'4::-3 t==.", ... "' ... "' ... "' ... "' .. 1"'4,""60"'3+ .. "' ... "' .... "" ... "" ... "' ... "' ... "' ... ", ... ", .. 1",,56"-1

13.7 Total investments acquired (Lines 13.1 to 13.6) ................................................................................................ . ............... 117,284,613 ................. 70,334,204 ............... 103,958,002

14. Net increase or (decrease) in oontract loans and premium notes........... .............................. .................................. .................................... .................................... . ................. .

15. Net cash from investments (Line 12.8 minus Line 13.7 and Line 14) ............................................................................................ (8,316,085) ................ (33.908,338) ............... (43,585,999)

CASH FROM FINANCING AND MISCELLANEOUS SOURCES 16. Cash provided (applied):

16.1 Surplus notes, capital notes ................................................................................................................................................................. .

16.2 Capital and paid in surplus, less treasury stock................................. ............................. ................................... ........................... ........ . .............................. .

16.3 Borrowed funds.................... ...................................... ................................................. ............................... ...... .................................... . .................... .

16.4 Net deposits on depos~-type oontracts and other insurance liabMies ............................................................. .

16.5 Dividends to stockholders. ............................................................................... ................................. ................ .................................... ............................ . .................................. .

16.6 Other cash provided (applied) ........................................................................................................................................... (44,832,683) .................. (8,605,982 ...................... 886.866

17. Net cash from financing and miscellaneous sources (Lines 16.1 through 16.4 minus Line 16.5 plus Line 16.6) .......................... (44,832.683) .................. (8.605,982' ...................... 886,866

RECONCILIATION OF CASH, CASH EQUIVALENTS AND SHORT·TERM INVESTMENTS 18. Net change in cash, cash equivalents and short-term investments (Line 11 plus Line 15 plus Line 17) ...................... . ....... 3,251.689 ................... 3.322,053 . ........... (808,916)

19. Cash. cash equivalents and short-term investments:

19.1 Beginning 01 year ............................................................................................................................................. . ................... 2,394,350 . ............. 3,203.266 ................... 3,203,266

19.2 End 01 period (Line 18 plus Line 19.1) ............................................................................................................... . . ............... 5,646,039 ................... 6,525.319 ................... 2,394.350

lemental disclosures of cash flow information for non-cash transactions: Non-cash dividend to rent ............................................................................................................................... . ................ 28,000,000

Q06

Statement as of September 30, 201Softhe Wellmark Health Plan of Iowa, Inc.

EXHIBIT OF PREMIUMS, ENROLLMENT AND UTILIZATION Comprehensive (Hospital & Medical)

2 3 Total Individual Group

Total Members at End of:

1. Prioryear .............................................................................. . ........................... 81,802 ............................. 6,717 ......................... 75,085

2. First Quarter .......................................................................... .. ........................... 78,790 .. .......... 1,278 ................. 77,512

3. Second Quarter ............................................................ . .. ....................... 78,959 ....................... 1,241 ........................... 77,718

4. Third Quarter ........................................................................ .. .................... ...... 89,411 .. ......... 1,194 ........................... 88,217

5. Current year............................................................................. . ..... .. .... 0

6. Current Year Member Months .... ............ .740,639 .. ....... 11,297 ....................... 729,342

Total Member Ambulatory Encounters for Period:

7. Physician .............................................................................. .. .... 270,437 ............................ 3,116 ........................ 267,321

4 Medicare

Supplement

5 Vision Only

6 Dental Only

7 Federal Employees Health Benefit Plan

8 Title XVIII Medicare

9 Title XIX Medicaid

10

Other

g 8 . Non-Physician ... ............................. ............................ F=== .. ·"'19,,7..-:,9.::.:97'-+=."" ... "" ... "' ... "' ... "' .......... "" .. 2"",0:.=8=-2-t"""=."" ... "' ... "' ... "' ......... -'-'19c=.5,""91"'5-+==="' ...................... "" ... "" .. +"'== .... "" ... "" ... "' ... "' ... "' ... "' ......... '-j. =c====='-+= ... "' ... "' ... "' ......... "' .... "" ... = ....... -t""" .... "" ... "" ... "' ... "' ... "' ... ==='+=== ....... "' ................ "" .. +."' ... "' .......... "" ... "" ... ==='"""-1

...... 9. Total.. .............................................. . .. .......... 468,434 .. .......................... 5, 198 ........................ 463,236 ....................... 0 .......................... 0 ............ 0 .... .. ........... 0 ................................. 0 ................................... 0 ................... 0

10. Hospital Patient Days Incurred. .. ....................... 10,001 .............. .71 .................. 9,930

11. Number of Inpatient Admissions .......................................... .. ...................... ...... 2,891 ....... 31 ............................. 2,860

12. Health Premiums Written (a) ...... .................. 311,760,148 ...... 2,791,458 ....... 308,968,690

13. Life Premiums Direct ............................................................. .. .. ... 0

14. Property/Casualty Premiums Written .................................... .. ......................... .......... 0

15. Health Premiums Eamed .................................... . .................. 311,561,212 ............... 2,655,615 .................. 308,905,597

16. Property/Casualty Premiums Eamed ..................................... . .................................... 0

17. Amount Paid for Provision of Health Care SelVices ................................... 222,307,500 ........... 4,559,412 ........ 217,748,088

18. Amount Incurred for Provision of Health Care SelVices ............................. 220,204,375 ...................... 2,288,930 .................. 217,915,445

(a) For health premiums written: Amount of Medicare Title XVIII exempt from state taxes or fees $ .......... 0.

o c co

SlatementasofSeptember30,2018ofthe Wellmark Health Plan of Iowa, Inc.

CLAIMS UNPAID AND INCENTIVE POOL, WITHHOLD AND BONUS (Reported and Unreported)

StatementasofSeptember30,20tBofthe Wellmark Health Plan of Iowa, Inc.

Line of Business

1. Comprehensive (hospital and medical) ....

2. Medicare Supplement...

3. Dental only .................... .

4. Vision only.

5. Federal Employees Health Benefits Plan ........................................................................... .

6. Title XVIII - Medicare.

7. Title XIX - Medicaid... ........ ................. .

8. Other health

D 9. Health subtotal (Lines 1 to 8).

e CO 10. Healthcare receivables (a).

11. Other non-health ...

12. Medical incentive pools and bonus amounts .....

13. Totals (Lines 9-10+11+12)............. . ................................. .

(a) Excludes $ ......... 0 loans or advances to proViders not yet expensed.

UNDERWRITING AND INVESTMENT EXHIBIT Anal sis of Claims Unpaid - Prior Year - Net of Reinsurance

Claims Paid Vear to Date

On Claims Incurred Prior to January 1 of Current Year

..................... 22,297,224

. .......................... 22,297,224

.... 199,556

. ............................ 5,890,462

........................... 27,988,130

2 On Claims

Incurred During the Year

................. 194,119,814

.............. 194,119,814

. ....................... 4,824,944

. .................... 189,294,870

Liability End of Current Quarter 3 4

On Claims Unpaid On Claims December 31 of Incurred During

Prior Year the Year

....................... 377,481 . ............. 31,087,350

..... 377,481 .............. 31,087,350

...... 16,838

................ 2,962,500

....................... 377,481 ............. 34,033,012

5

Claims Incurred in Prior Years

(Columns 1 + 3)

.. 22,674,705

........................ 0

. ...................... 0

. ........................ 0

. ................... 0

. ......... 0

. ............................................ 0

.................... 0

.......... 22,674,705

............... 199,556

. ......................... 0

............ 5,890,462

.......... 28,365,611

6 Estimated Claim Reserve

and Claim Liability December 31 of

Prior Year

................. 29,413,279

..... 29,413,279

....... 4,932,856

...... .7,008,696

..... 31,489,119

Statement as of September 30. 2018 of the Wellmark Health Plan of Iowa, Inc.

NOTES TO FINANCIAL STATEMENTS

Note 1 - Summary of Significant Accounting Policies and Going Concern

A. Accounting Practices

The financial statements of Well mark Health Plan of Iowa, Inc. (the Company) have been prepared in conformity with the accounting practices prescribed by the National Association of Insurance Commissioners (NAIC) and the State of Iowa.

The NAIC Accounting Practices and Procedures manual has been adopted as a component of prescribed or permitted practices by the State of Iowa. The Commissioner of Insurance has the right to permit specific practices that deviate from prescribed practices. The Company does not have any permitted practices.

1 SSAP# 1 F/S Page 1 F/S Line # 1 2018 1 2017 NET INCOME (1 ) Well mark Health Plan of Iowa, Inc. Company state basis

1 1 1 1$ 39,051,843 1$ jPage 4, Line 32, Columns 2 & 4) XXX XXX XXX 28,139,527 (2) State Prescribed Practices that are an increase/(decrease) from NAIC

SAP 1 1 1 1$ 1$

(3) State Permitted Practices that are an increase/(decrease) from NAIC SAP

I 1 1 1$ 1$ 4) NAIC SAP (1 - 2 - 3 = 4) 1 XXX 1 XXX 1 XXX 1$ 39,051,843 1 $ 28,139,527

SURPLUS (5) Well mark Health Plan of Iowa, Inc. Company state basis

1 1 1 1$ 202,068,757 1$ 189,621,169 (Page 3, line 33, Columns 3 & 4) XXX XXX XXX (6) State Prescribed Practices that are an increase/(decrease) from NAIC

SAP

1 1 1 1$ 1$ (7) State Permitted Practices that are an increase/(decrease) from NAIC

SAP

1 1 1 1$ 1$ 8) NAIC SAP (5 - 6 - 7 = 8) 1 XXX 1 XXX 1 XXX 1$ 202,068,757 1$ 189,621169

B. Use of Estimates in the Preparation of the Financial Statement

No significant changes

C. Accounting Policy

(1) Basis for Short-Term Investments


(2) Basis for Bonds and Amortization Schedule

No Significant changes

(3) Basis for Common Stocks


(4) Basis for Preferred Stocks


(5) Basis for Mortgage Loans

Not applicable

(6) Basis for Loan-Backed Securities and Adjustment Methodology

Loan-backed securities that are NAIC designation 1 or 2 are reported at cost adjusted for amortization of premiums and accretion of discounts using the effective interest method. For all securities except for interest only securities or securities where the yield had become negative, the amortization of premiums and accretion of discounts on loan-backed securities is adjusted annually using the currently estimated cash flows, including any new prepayment assumptions, using the retrospective adjustment method. Interest only securities and securities where the yield had become negative are valued using the prospective method. Loan-backed securities are stated at the lower of amortized cost or fair value if they are NAIC designation 3 through 6.

(7) Accounting Policies for Investments in Subsidiaries, Controlled and Affiliated Entities

Not applicable

(8) Accounting Policies for Investments in Joint Ventures, Partnerships and Limited Liability Entities

Not applicable

(9) Accounting Policies for Derivatives

On occasion, the Company receives stock rights through corporate actions by common stock issuers which are reported as derivatives. The Company does not enter into derivative transactions for hedging, income generation, or replication purposes. All derivatives are reported at fair value.

Q10

--------------,-_.---------------------------------------------Statement as of September 30, 2018 of the Wellmark Health Plan of Iowa, Inc.


(10) Anticipated Investment Income Used in Premium Deficiency Calculation


(11) Management's Policies and Methodologies for Estimating Liabilities for Losses and Loss/Claim Adjustment Expenses for A&H Contracts


(12) Changes in the Capitalization Policy and Predefined Thresholds from Prior Period


(13) Method Used to Estimate Pharmaceutical Rebate Receivables


D. Going Concern

Management has evaluated the Company's ability to continue as a going concern and has concluded that there are no events or circumstances that raise any doubt about the Company's ability to continue as a going concern.

Note 2 - Accounting Changes and Correction of Errors

Not applicable

Note 3 - Business Combinations and Goodwill

Not applicable

Note 4 - Discontinued Operations

Not applicable

Note 5 - Investments

A. Mortgage Loans, including Mezzanine Real Estate Loans

Not applicable

B. Debt Restructuring

Not applicable

C. Reverse Mortgages

Not applicable

D. Loan-Backed Securities

(1) Description of Sources Used to Determined Prepayment Assumptions

For fixed-rate agency mortgage-backed securities, prepayment speeds are calculated utilizing Mortgage Industry Advisory Corporation (MIAC) Mortgage Industry Medians (MIMs). MIMs are derived from a semi-monthly dealer-consensus survey of long-term prepayment projections. For other mortgage-backed, loan-backed, and structured securrties, prepayment assumptions are utilized from Moody's Analytics. Moody's applies a flat economic credit model and utilizes a vector of multiple monthly speeds as opposed to a single speed for more robust projections. In instances where Moody's projections are not available, data from Reuters is used, which utilizes the median prepayment speed from contributors' models.

(2) Other-Than-Temporary Impairments

There are no loan-backed securities with a current year recognized other-than-temporary impairment.

(3) Recognized OTTI securities

There are no loan-backed securities with a current year recognized other-than-temporary impairment.

(4) All impaired securities (fair value is less than cost or amortized cost) for which an other-than-temporary impairment has not been recognized in eamings as a realized loss (including securities with a recognized other-than-temporary impairment for non-interest related declines when a non-recognized interest related impairment remains):

a. The aggregate amount of unrealized losses: 1. Less than 12 Months $ 263,448 2. 12 Months or Longer $ 526,912

b. The aggregate related fair value of securities with unrealized losses: 1. Less than 12 Months $ 24,651,041 2. 12 Months or Longer $ 15,521,919

(5) Information Investor Considered in Reaching Conclusion that Impairments are Not Other-Than-Temporary

The unrealized losses on the Company's investments in loan-backed securities were due to temporary changes in interest rates and market conditions. The contractual cash flows of the agency mortgage-backed investments are guaranteed by an agency of the U.S. government and the non-agency mortgage-backed and asset-backed securities include collateral which reduce the risk of loss. Based on cash flow projections, the Company believes it will recover the carrying value of these investments. Because the Company does not have the intent to sell these securities, nor is it more likely than not the Company will be required to sell these securities until a recovery of carrying value, which may be maturity, the Company does not consider these investments to be other-than-temporarily impaired.

Q10.1

Stalemenl as of September 30, 20lSofthe Wellmark Health Plan of Iowa, Inc.


E. Dollar Repurchase Agreements and/or Securities Lending Transactions

Not applicable

F. Repurchase Agreements Transactions Accounted for as Secured Borrowing

(1 ) Company Policies or Strategies for Repo Programs

(2)

The Company participated in a repurchase agreement with Bankers Trust (the Bank). The repurchase agreement was an obligation of the Bank to repay the Company the principal amount invested by the Company with interest due upon demand by the Company. To secure the obligations under the repurchase agreement, the Bank granted to the Company an undivided security interest in certain United States government securities having a market value equal to at least 102% of the principal amount invested. The United States government securities comprising the collateral were at all times owned by the Bank; therefore, this collateral was not recorded on the Company's statutory Balance Sheet and the Company did not have the authority to reinvest the collateral. No securities were sold as part of this agreement. Since the repurchase agreement matured upon demand, there was no asset-liability mismatch. The repurchase agreement was terminated effective February 15, 2018.

Type of Repo Trades Used 1 2 3 4

First Quarter Second Quarter Third Quarter Fourth Quarter a. BilateraI1YES/NO) YES b. T ri-Party (YES/NO NO

aturity Ime rame (3) M T F First Quarter Second Quarter

1 2 3 4 5 6 7 8 Average Daily Ending Average Daily Ending

Minimum Maximum Balance Balance Minimum Maximum Balance Balance a. Open - No Maturity $ $ 528,757 $ 22,988 $ $ $ $ $ b. Ovemight $ $ $ $ $ $ $ $ c. 2 Days to 1 Week $ $ $ $ $ $ $ $ d. >1 Week to 1 Month $ $ $ $ $ $ $ $ e. >1 Month to 3 Months $ $ $ $ $ $ $ $ f. >3 Months to 1 Year $ $ $ $ $ $ $ $ g. > 1 Year $ $ $ $ $ $ $ $

Third Quarter Fourth Quarter 9 10 11 12 13 14 15 16

Average Daily Ending Average Daily Ending Minimum Maximum Balance Balance Minimum Maximum Balance Balance

a. Open - No Maturity $ $ $ $ $ $ $ $ b. Overnight $ $ $ $ $ $ $ $ c. 2 Days to 1 Week $ $ $ $ $ $ $ $ d. > 1 Week to 1 Month $ $ $ $ $ $ $ $ e. >1 Month to 3 Months $ $ $ $ $ $ $ $ f. >3 Months to 1 Year $ $ $ $ $ $ $ $ g. > 1 Year $ $ $ $ $ $ $ $

(4) Counterparty, Jurisdiction and Fair Value (FV)

No securities were sold and/or acquired that resulted in default.

(5) Securities 'Sold' Under Repo - Secured Borrowing

The Company would deposit cash into an overnight sweep account. The Bank would sweep cash out of the Company's account and invest these funds into a Repurchase Agreement. The Company did not sell any securities as part of this agreement.

(6) Securities Sold Under Repo - Secured Borrowing by NAIC Designation

The Company would deposit cash into an ovemight sweep account. The Bank would sweep cash out of the Company's account and invest these funds into a Repurchase Agreement. The Company did not sell any securities as part of this agreement.

(7) C II o ateral Received - Secured BorrOWing First Quarter Second Quarter

1 2 3 4 5 6 7 8 Average Daily Ending Average Daily Ending

Minimum Maximum Balance Balance Minimum Maximum Balance Balance a. Cash $ $ 539,356 $ 23,448 $ $ $ $ $ b. Securities(FV) $ $ $ $ $ $ $ $

Third Quarter Fourth Quarter 9 10 11 12 13 14 15 16

Average Daily Ending Average Daily Ending Minimum Maximum Balance Balance Minimum Maximum Balance Balance

a. Cash $ $ $ $ $ $ $ $ b. SecuritiesJEYL $ $ $ $ $ $ $ $

(8) Cash & Non-Cash Collateral Received - Secured Borrowing by NAIC DeSignation

Not applicable as the repurchase agreement was terminated effective February 15, 2018.

Q10.2

~~ ~"~""",,,,,,,,~ .. -.--.-.--~-------------------------------StatementasofSeptember30,2018ofthe Wellmark Health Plan of Iowa, Inc.


(9) Allocation of Aggregate Collateral by Remaining Contractual Maturity

Not applicable as the repurchase agreement was terminated effective February 15, 2018,

(10) Allocation of Aggregate Collateral Reinvested by Remaining Contractual Maturity

The Bank held the collateral for the benefit of the Company during the term of the repurchase agreement. The Company did not have any authority to reinvest the collateral.

(11) Liability to Return Collateral- Secured Borrowing (Total)

The Bank held the collateral for the benefit of the Company during the term of the repurchase agreement. The Bank retained all rights of ownership in the collateral unless or until a default under the repurchase agreement. As a result, no liability has been recognized on the Company's balance sheet.

G, Reverse Repurchase Agreements Transactions Accounted for as Secured Borrowing Repurchase Transactions - Cash Provider - Overview of Secured Borrowing Transactions

Not applicable

H, Repurchase Agreements Transactions Accounted for as a Sale Repurchase Transaction - Cash Taker - Overview of Sale Transactions

Not applicable

I. Reverse Repurchase Agreements Transactions Accounted for as a Sale Repurchase Transaction - Cash Provider - Overview of Sale Transactions

Not applicable

J. Real Estate

Not applicable

K, Low-Income Housing Tax Credits (LlHTC)

Not applicable

L~ Restricted Assets

Not applicable

M, Working Capital Finance Investments

Not applicable

N~ Offsetting and Netting of Assets and Liabilities

Not applicable

0, Structured Notes

Not applicable

P~ 5* Securities

Not applicable

Q, Short Sales

Not applicable

R Prepayment Penalty and Acceleration Fees


Note 6 - Joint Ventures, Partnerships and Limited Liability Companies

Not applicable

Note 7 - Investment Income


Note 8 - Derivative Instruments

A, Market Risk, Credit Risk and Cash Requirements

On occasion, the Company receives stock rights through corporate actions by common stock issuers which are reported as derivatives, The Company does not purchase derivatives and has no future cash commitments related to derivatives,

B, Objectives for Derivative User

On occasion, the Company receives stock rights through corporate actions by common stock issuers which are reported as derivatives, The Company does not enter into derivative transactions for hedging, income generation, or replication purposes,

Q10.3

StatementasofSeptember30,201Bofthe Wellmark Health Plan of Iowa, Inc.


C. Accounting Policies for Recognition and Measurement

All derivatives are reported at fair value with changes in fair value recorded in surplus. Realized gains and losses upon settlement or expiration of the derivatives are reported in net realized capital gains (losses) on the Statement of Revenue and Expenses.

D. Identification of Whether the Reporting Entity has Derivative Contracts with Financing Premiums

Not applicable

E. Net Gain or Loss Excluded from the Assessment of Hedge Effectiveness

Not applicable

F. Net Gain or Loss from Derivatives that no Longer Qualify for Hedge Accounting

Not applicable

G. Derivatives Accounted for as Cash Flow Hedges

Not applicable

H. Total Premium Costs for Contracts

Not applicable

Note 9 - Income Taxes


Note 10 -Information Concerning Parent, Subsidiaries, Affiliates and Other Related Parties

A. Nature of the Relationship Involved


B. Transactions

The Company distributed a dividend of $28,000,000 to its parent Wellmark, Inc. in September 2018.

C. Dollar Amounts of Transactions


D. Amounts Due From or To Related Parties


E. Guarantees or Undertakings

Not applicable

F. Material Management or Service Contracts and Cost-Sharing Arrangements


G. Nature of the Control Relationship


H. Amount Deducted from the Value of Upstream Intermediate Entity or Ultimate Parent Owned

Not applicable

I. Investments in SCA that Exceed 10% of Admitted Assets

Not applicable

J. Investments in Impaired SCAs

Not applicable

K. Investment in Foreign Insurance SubSidiary

Not applicable

L. Investment in Downstream Noninsurance Holding Company

Not applicable

M. All SCA Investments

Not applicable

Q10.4

Slalemenl as of September 30, 2018 oflhe Wellmark Health Plan of Iowa, Inc.


N. Investment in Insurance SCAs

Not applicable

Note 11 - Debt

Not applicable

Note 12 - Retirement Plans, Deferred Compensation, Postemployment Benefits and Compensated Absences and Other Postretirement Benefit Plans

Not applicable

Note 13 - Capital and Surplus, Dividend Restrictions and Quasi·Reorganizations

(1) Number of Share and Par or State Value of Each Class


(2) Dividend Rate, Liquidation Value and Redemption Schedule of Preferred Stock Issues

Not applicable

(3) Dividend Restrictions

Not applicable

(4) Dates and Amounts of Dividends Paid

On August 3,2018, the Company's board of directors approved to distribute a dividend to parent. In September 2018, the Company distributed a dividend in the amount of $28,000,000 to Wellmark, Inc,

(5) Profits that may be Paid as Ordinary Dividends to Stockholders

Not applicable

(6) Restrictions Plans on Unassigned Funds (Surplus)

Not applicable

(7) Amount of Advances to Surplus not Repaid

Not applicable

(8) Amount of Stock Held for Special Purposes

Not applicable

(9) Reasons for Changes in Balance of Special Surplus Funds from Prior Period

The balance in special surplus funds for the prior year is due to the reclassification from unassigned surplus to special surplus funds, as required under SSAP 106, for the amount the Company anticipated it would pay for its 2018 health insurance provider fee, Nothing was reclassified from unassigned surplus to special surplus in the current year due to the suspension of the fee for 2019 under H.R. 195 Legislation signed by President Trump on January 22,2018,

(10) The Portion of Unassigned Funds (Surplus) Represented or Reduced by Unrealized Gains and Losses is: $21,311,222,

(11) The Reporting Entity Issued the Following Surplus Debentures or Similar Obligations

Not applicable

(12) The Impact of any Restatement Due to Prior Quasi-Reorganizations

Not applicable

(13) Effective Date of Quasi-Reorganization for a Period of Ten Years Following Reorganization

Not applicable

Note 14 - Liabilities, Contingencies and Assessments


Note 15 - Leases

Not applicable

Note 16 -Information about Financial Instruments with Off· Balance Sheet Risk and Financial Instruments with Concentrations of Credit Risk

Not applicable

Q10.5

StatementasofSeptember30,2018ofthe Wellmark Health Plan of Iowa, Inc.


Note 17 - Sale, Transfer and Servicing of Financial Assets and Extinguishments of Liabilities

A. Transfers of Receivables Reported as Sales

Not applicable

B. Transfer and Servicing of Financial Assets

Not applicable

C. Wash Sales

(1) Description of the Objectives Regarding These Transactions

During the quarter, the Company's extemal investment managers entered into two transactions that met wash sale criteria. The transactions occurred as a result of reallocation of funds.

(2) The details by NAIC designation 3 or below, or unrated of securities sold during the current period and reacquired within 30 days of the sale date are:

NAIC Number of Book Value of Cost of Securities Description Designation Transactions Securities Sold Repurchased Gain/(Loss)

Common Stocks 2 $ 158638 $ 89,777 $ (23,492)

Note 18 - Gain or Loss to the Reporting Entity from Uninsured Plans and the Portion of Partially Insured Plans


Note 19 - Direct Premium Written/Produced by Managing General AgentsfThird Party Administrators

Not applicable

Note 20 - Fair Value Measurements

A. Fair Value Measurements (1) Fair Value Measurements at Reporting Date

Net Asset Value (NAV) Included

Level 1 Level 2 Level 3 Total in Level 2 Assets at Fair Value

Cash Equivalents $ $ $ $ $ Other MM Mutual Fund $ 4,775,206 $ $ $ 4,775,206 $

Bonds $ $ $ $ $ Industrial & Misc. $ $ 2,786,458 $ $ 2,786,458 $

Common Stock $ $ $ $ $ Industrial & Misc. $ 57,612,918 $ $ $ 57,612,918 $ Mutual Funds $ 14,107,892 $ $ $ 14,107,892 $

Total $ 76,496,016 $ 2,786,458 $ $ 79,282,474 $ Liabilities at Fair Value

$ $ 1$ $ $ Total $ $ 1$ $ $

(2) Fair Value Measurements in (Level 3) of the Fair Value Hierarchy

Not applicable

(3) Policies when Transfers Between Levels are Recognized

The Company recognizes transfers between fair value hierarchy levels at the end of the reporting period. During the reporting period, foreign currency denominated, publicly traded common stocks were transferred from Level 2 to Level 1 based on a detailed review of the pricing inputs and management judgment.

(4) Description of Valuation Techniques and Inputs Used in Fair Value Measurement

Bonds, structured securities, and surplus notes are reported within Level 2 of the fair value hierarchy; all of these securities have direct or indirect price inputs that are observable in active markets. Fair values of these fixed income instruments are based on quoted market prices where available. The Company obtains one price for each security primarily from a third party pricing service or its custodian, which also uses a pricing service. The pricing service normally derives the security prices through recently reported trades for identical or similar securities, making adjustments through the reporting date based upon available observable market information. For securities not actively traded, the pricing service may use quoted market prices of comparable instruments or discounted cash flow analyses, incorporating inputs that are currently observable in the markets for similar securities. Inputs that are oflen used in the valuation methodologies include, but are not limited to, benchmark yields, credit spreads, default rates, prepayment conditions, and nonbinding broker quotes.

(5) Fair Value Disclosures

Not applicable

B. Fair Value Reporting under SSAP 100 and Other Accounting Pronouncements

Statutory guidance requires the disclosure of fair values for certain other financial instruments for which it is practicable to estimate fair value, whether or not such values are recognized in the statements of assets, liabilities, capital and surplus. The carrying amounts for cash, receivable for securites, accrued investment income, premium receivables, other receivables, amounts due tolfrom affiliates, unearned premiums, accounts payable and accrued expenses, and certain other liabilities approximate fair value because of the short-term nature of these items.

Q10.6

---_ .... ,-,-----, ... ' ------------.. '_. --------_ ..... -StatementasofSeptember30,2018ofthe Wellmark Health Plan of Iowa, Inc.


C. Fair Value Level

Net Asset Value Aggregate Fair Not Practicable (NAV) Included

Type of Financial Instrument Value Admitted Assets (Level 1) (Level 2) (Level 3) (Carrying Value' in Level 2 Cash Equivalents $ 4,775,206 $ 4,775,206 $ 4,775,206 $ $ $ $ Short-Term Investments $ 865,810 $ 865,187 $ $ 865,810 $ $ $ Bonds $ 162,436,238 $ 164,522,210 $ $ 162,436,238 $ $ $ Common Stock $ 71,720,810 $ 71,720,810 $ 71,720,810 $ $ $ $ Other Invested Assets $ 1,224,460 $ 1,225,077 $ $ 1,224,460 $ $ $

D. Not Practicable to Estimate Fair Value

Not applicable

Note 21 - Other Items


Note 22 - Events Subsequent


Note 23 - Reinsurance

The Company had an excess loss reinsurance agreement with Zurich American Insurance Company for individual business for the year ended December 31, 2017. The Company does not have any reinsurance agreements effective for 2018.

Note 24 - Retrospectively Rated Contracts and Contracts Subject to Redetermination

A. Method Used to Estimate Accrued Retrospective Premium Adjustments


B. Retrospective Premiums Recorded Through Written Premium or Adjustment to Earned Premium


C. Amount and Percentage of Net Premiums Written Subject to Retrospective Rating Features


D. Medical Loss Ratio Rebates Required Pursuant to the Public Health Service Act


Q10.7

SlatemenlasofSeplember30,2018ofthe Wellmark Health Plan of Iowa, Inc.


E. Risk Sharing Provisions of the Affordable Care Act

(1) Did the reporting entity write accident and health insuranoe premium which is subject to the Affordable Care Act risk sharing provisions

(2) ImQact of Risk hanng Provisions 0 the A or a e are ct on a mitte assets, la lIlies an revenue or t e current year: S . ffdblC A d d r bT' d f h a. Permanent ACA Risk Adjustment Program Assets

1. Premium adjustments reoeivable due to ACA Risk Adjustment Liabilities

2. Risk adjustment user fees payable for ACA Risk Adjustment 3. Premium adjustments payable due to ACA Risk Adjustment

Operations (Revenue & Expenses) 4. Reported as revenue in premium for accident and health contracts (written/collected) due to ACA Risk

Adjustment 5. Reported in expenses as ACA Risk Adjustment user fees (incurred/paid)

b. Transitional ACA Reinsuranoe Program Assets

1. Amounts recoverable for claims paid due to ACA Reinsuranoe 2. Amounts recoverable for claims unpaid due to ACA Reinsuranoe (contra liability) 3. Amounts reoeivable relating to uninsured plans for contributions for ACA Reinsuranoe

Liabilities 4. Liabilities for contributions payable due to ACA Reinsuranoe - not reported as oeded premium 5. Ceded reinsurance premiums payable due to ACA Reinsuranoe 6. Liabilities for amounts held under uninsured plans contributions for ACA Reinsuranoe

~ations (Revenue & Expenses) 7. Ceded reinsuranoe premiums due to ACA Reinsuranoe 8. Reinsuranoe recoveries (income statement) due to ACA Reinsuranoe payments or expected payments 9. ACA Reinsuranoe contributions - not reported as oeded premium

c. TemporaryACA Risk Corridors Program Assets

1. Accrued retrospective premium due to ACA Risk Corridors Liabilities

3. Reserve for rate credits or policy experienoe rating refunds due to ACA Risk Corridors Operations (Revenue & Expenses)

3. Effect of ACA Risk Corridors on net premium income (paid/reoeived) 4. Effect of ACA Risk Corridors on change in reserves for rate credits

Q10.8

Yes [X] No[]

AMOUNT

$ 2,001,983

1$ 28,767 $ 5,702,058

$ 925,281 $ 28,564

AMOUNT

$ $ $

$ $ $

$ $ $

1 AMOUNT

1$

1$

1$ 1$

Statement as 01 September 30, 2018 01 the Wellmark Health Plan of Iowa, Inc.


(3) Roll forward of prior year ACA Risk Sharing Provisions for the following asset (gross of any nonadmission) and liability balances along with the reasons for adjustments to prior year balance:

Accrued During the Prior Year on

Business Written Before Dec. 31 01

the Prior Year 1 I 2

Receivable (Payable) a. Permanent ACA

Risk Adjuslment Program 1. Premium adjustments receivable $ 2,000,000 $ $ 2. Premium adjuslments (payable) (7,500,000) 3. Subtotal ACA Permanent Risk Adjustment Program $ 2,000,000 $ (7,500,000) $

b. Transitional ACA Reinsurance Program 1. Amounts recoverable for claims paid $ 136,017 2. Amounts recoverable for claims unpaid (contra liability) 3. Amounts receivable relating to uninsured plans 4. Uabilities for contributions payable due to ACA Reinsurance - not reported as ceded premiums 5. Ceded reinsurance premiums payable 6. Liability for amounts held under uninsured plans 7. Subtotal ACA Transitional Reinsurance Program $ 136,017

c. Temporary ACA Risk Corridors Program 1. Accrued retrospective premium $ 2. Reserve for rate credits or policy experience rating refunds 3. Subtotal ACA Risk Corridors Program $

d. Total for ACA Risk Sharing Provisions $ 2,136,017

Explanattons of Adjustments A. Revised data received. 8. Revised data received.

$ $

$ $

$ $

$ $

$ (7,500,000) $

Differences Received or Paid as of the Current Year on Prior Year Prior Year

Business Written Accrued Less Accrued Less Before Dec. 31 01 Payments (Col. Payments (Col.

the Prior Year 1-3) 2-4) 3 I 4 5 6

Receivable (Payable) Receivable (Payable)

$ $ 2,000,000 $ $

(874,644) (6,625,356)

$ (874,644) $ 2,000,000 $ (6,625,356) $

132,736 $ $ 3,281 $ $

132,736 $ $ 3,281 $ $

$ $ $ $

$ $ $ $

132,736 $ (874,644) $ 2,003,281 $ (6,625,356) $

(4) Roll-Forward of Risk Corridors Asset and Liability Balances by Program Benefit Year

Not applicable

(5) ACA Risk Corridors Receivable as of Reporting Date

Not applicable

Note 25 - Change in Incurred Losses and Loss Adjustment Expenses

A. Change in Incurred Losses and Loss Adjustment Expenses

Unsettled Balances Adjustments ReI as 01 the Reporting Date

Cumulative Cumulative Balance from Balance from

To Prior Year To Prior Year Prior Years Prior Years Balances Balances (Col. 1-3+7) (Col. 2-4+8)

7 8 0 10 Receivable (Payable) Receivable (Payable)

1,983 $ A $ 2,001,983 $

5,423,298 B (1,202,058)

1,983 $ 5,423,298 $ 2,001,983 $ (1,202,058)

$ $ 3,281 $

$ $ 3,281 $

$ $ $

$ $ $

1,983 $ 5,423,298 $ 2,005,264 $ (1,202,058)

The Company's reserves for incurred claims and claim adjustment expenses attributable to insured events of prior years have decreased $6,815,611 from $30,312,554 in 2017. Because unpaid claims are estimated based on past experience and accumulated statistical data, the Company's actual benefit payments have varied from the original estimates.

B. Information about Significant Changes in Methodologies and Assumptions

There have been no significant changes in methodologies and assumptions used in calculating the liability for unpaid losses and loss adjustment expenses.

Note 26 - Intercompany Pooling Arrangements

Not applicable

Q10.9

SlatemenlasofSeptemberJO,2018ofthe Well mark Health Plan of Iowa, Inc.


Note 27 - Structured Settlements

Not applicable

Note 28 - Health Care Receivables


Note 29 - Participating Policies

Not applicable

Note 30 - Premium Deficiency Reserves


Note 31 - Anticipated Salvage and Subrogation

Not applicable

Q10.10


GENERAL INTERROGATORIES PART 1· COMMON INTERROGATORIES

GENERAL

1.1 Did the reporting entity experience any material transactions requiring the filing of Disclosure of Material Transactions with the State of Domicile, as required by the Model Act?

1.2 If yes, has the report been filed with the domiciliary state?

2.1 Has any change been made during the year of this statement in the charter, by-laws, articles of incorporation, or deed of settlement of the reporting entity?

2.2 If yes, date of change:

3.1 Is the reporting entity a member of an Insurance Holding Company System consisting of two or more affiliated persons, one or more of which is an insurer? If yes, complete Schedule Y, Parts 1 and 1A.

3.2 Have there been any substantial changes in the organizational chart since the prior quarter end?

3.3 If the response to 3.2 is yes, provide a brief description of those changes.

3.4 Is the reporting entity publicly traded or a member of a publicly traded group?

3.5 If the response to 3.4 is yes, provide the CIK (Central Index Key) code issued by the SEC for the entity/group.

4.1 Has the reporting entity been a party to a merger or consolidation during the period covered by this statement?

4.2 If yes, provide name of entity, NAIC Company Code, and state of domicile (use two letter state abbreviation) for any entity that has ceased to exist as a result of the merger or consolidation.

1

Name of Entity

5. If the reporting entity is subject to a management agreement, including third-party administrato~s), managing general agent(s), attomey-in-fact, or similar agreement, have there been any significant changes regarding the tenms of the agreement or prinCipals involved? If yes, attach an explanation.

6.1 State as of what date the latest financial examination of the reporting entity was made or is being made.

6.2 State the as of date that the latest financial examination report became available from either the state of domicile or the reporting entity. This date should be the date of the examined balance sheet and not the date the report was completed or released.

6.3 State as of what date the latest financial examination report became available to other states or the public from either the state of domicile or the reporting entity. This is the release date or completion date of the examination report and not the date of the examination (balance sheet date).

6.4 By what department or departments?

Iowa Insurance Division

6.5 Have all financial statement adjustments within the latest financial examination report been accounted for in a subsequent financial statement filed with Departments?

6.6 Have all of the recommendations within the latest financial examination report been complied with?

7.1 Has this reporting entity had any Certificates of Authority, licenses or registrations (including corporate registration, if applicable) suspended or revoked by any govemmental entity during the reporting period?

7.2 If yes, give full infonmation:

8.1 Is the company a subsidiary of a bank holding company regulated with the Federal Reserve Board?

8.2 If response to 8.1 is yes, please identify the name of the bank holding company.

8.3 Is the company affiliated with one or more banks, thrifts or securities finms?

8.4 If the response to 8.3 is yes, please provide below the names and location (city and state of the main office) of any affiliates regulated by a federal regulatory services agency [I.e. the Federal Reserve Board (FRB), the Office of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC) and the Securities Exchange Commission (SEC)] and identify the affiliate's primary federal regulator].

1 2 Affiliate Name Location (City, State)

9.1 Are the senior officers (principal executive Officer, principal financial Officer, principal accounting officer or controller, or persons perfonming Similar functions) of the reporting entity subject to a code of ethics, which includes the following standards?

3 FRB

(a) Honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest between personal and professional relationships;

(b) Full, fair, accurate, timely and understandable disclosure in the periodiC reports required to be filed by the reporting entity;

(c) Compliance with applicable govemmentallaws, rules and regulations;

(d) The prompt intemal reporting of violations to an appropriate person or persons identified in the code; and

(e) Accountability for adherence to the code.

9.11 If the response to 9.1 is No, please explain:

9.2 Has the code of ethics for senior managers been amended?

9.21 If the response to 9.2 is Yes, provide infonmation related to amendment(s).

9.3 Have any provisions of the code of ethics been waived for any of the specified officers?

9.31 If the response to 9.3 is Yes, provide the nature of any waive~s).

Q11

Yes[ I No[X]

Yes [] No [ ]

Yes[] No[X]

Yes[X] No[]

Yes[] No[X]

Yes [ ] No[X]

Yes[] No[X]

2 3 NAIC

Company State of Code DomiCile

Yes [ ] No[X] N/A[]

12131/2016

12/31/2016

06/29/2018

Yes[] No[] N/A[X]

Yes[] No[] N/A[X]

Yes [ ] No[X]

Yes[] No[X]

Yes [ ] No[X]

4 5 6 OCC FDIC SEC

Yes[X] No[]

Yes[] No[X]

Yes[] No[X]

StatementasofSeptember30,2018ofthe Wellmark Health Plan of Iowa, Inc,

GENERAL INTERROGATORIES PART 1 • COMMON INTERROGATORIES

FINANCIAL

10.1 Does the reporting entity report any amounts due lrom parent, subsidiaries or affiliates on Page 2 01 this statement?

10.2 II yes, indicate any amounts receivable lrom parent included in the Page 2 amount:

INVESTMENT

11.1 Were any 01 the stocks, bonds, or other assets 01 the reporting entity loaned, placed under option agreement, or otherwise made available lor use by another person? (Exclude securities under securities lending agreements.)

11.2 II yes, give full and complete inlonmation relating thereto:

12. Amount 01 real estate and mortgages held in other invested assets in Schedule BA:

13. Amount 01 real estate and mortgages held in short-tenm investments:

14.1 Does the reporting entity have any investments in parent, subsidiaries and affiliates?

14.2 II yes, please complete the lollowing:

1 Prior Year End Book/Adjusted

14.21 Bonds 14.22 Prelerred Stock 14.23 Common Stock 14.24 Short-Tenm Investments 14.25 Mortgage Loans on Real Estate 14.26 All Other 14.27 Total Investment in Parent, Subsidiaries and Affiliates (Subtotal Lines 14.21 to 14.26) 14.28 Totallnvesiment in Parent included in Lines 14.21 to 14.26 above

15.1 Has the reporting entity entered into any hedging transactions reported on Schedule DB?

15.2 II yes, has a comprehensive desCription 01 the hedging program been made available to the domicilialY state?

II no, attach a description with this statement.

16. For the reporting entity's security lending program, state the amount 01 the lollowing as 01 current statement date:

16.1 Total lair value 01 reinvested collateral assets reported on Schedule DL, Parts 1 and 2:

16.2 Total book adjusted/carrying value 01 reinvested collateral assets reported on Schedule DL, Parts 1 and 2:

16.3 Total payable lor securities lending reported on the liability page:

Carrying Value $

$ $

17. Excluding nems in Schedule E-Part 3-Special Deposns, real estate, mortgage loans and investments held physically in the reporting entity's offices, vaults or safety deposn boxes, were all stocks, bonds and other securities, owned throughout the current year held pursuant to a

0 0 0 0 0 0 0 0

custodial agreement with a qualified bank or trust company in aocordance with Section 1, III - General Examination Considerations, F. Outsourcing 01 Critical Functions, Custodial or Safekeeping Agreements 01 the NAIC Financial Condftion Examiners HandbooK?

17.1 For all agreements that comply with the requirements 01 the NAIC Financial Condftion Examiners Handbook, complete the following:

1 2

Yes[X] No[]

$ 11,536,127

Yes [] No[X]

$ 0

$ 0

Yes[] No[X]

2 Current Quarter Book/Adjusted

Carrying Value $ 0

0 0 0 0 0

$ 0 $ 0

Yes[] No[X]

Yes [ ] No[]

$ 0

$ 0

$ 0

Yes[X] No[]

Name 01 Custodian(s) Custodian Address The Bank 01 New Yori< Mellon BNY Mellon Center, 500 Grant Street, PntsbUlllh, PA 15258

17.2 For all agreements that do not comply with the requirements 01 the NAIC Financial Condftion Examiners Handbook, provide the name, location and a complete explanation:

1 2 3 Name(s) Location(s) Complete Explanation(s)

17.3 Have there been any changes, including name changes, in the custodian(s) identified in 17.1 during the current quarter?

17.4 II yes, give full and complete infonmation relating thereto:

1 2

Old Custodian New Custodian

Yes [ ] No[X]

3 4 Date of Change Reason

17.5 Investment management -Identify all investment advisors, investment managers, broker/dealers, including individuals that have the authority to make investment decisions on behall 01 the reporting entity. For assets that are managed intemally by employees of the reporting entity, note as such r ... that have access to the investment aocounts', 'handle securities').

1 2 Name 01 Finm or Individual Affiliation

Metropolitan West Asset Management LLC U NISA Investment Advisors LLC U Fisher Investments, Inc. U Wellington Management Company LLP U

17.5097 For those finmslindividuals listed in the table for Question 17.5, do any finmsJindividuals unaffiliated with the reporting entity (i.e., designated with a 'U') manage more than 10% 01 the reporting entity's assets? Yes [ X ] No [ ]

17.5098 ForfinmsJindividuals unaffiliated with the reporting entity (i.e., designated with a 'U') listed in the table for Question 17.5, does the total assets under management aggregate to more than 50% of the reporting entity's assets? Yes [X] No [ ]

17.6 For those finms or individuals listed in the table for 17.5 with an affiliation code of 'A' (affiliated) or 'U' (unaffiliated), provide the inlonmation for the table below.

1 2 3 4 5 Investment

Central Registration DepositolY Management Number Name of Finm or Individual Legal Entity Identifier (LEI) Registered With Agreement (IMA) Filed

104571 Metropolitan West Asset Management 5493004MDKGXCOOIY283 SEC NO LLC

107313 NISA Investment Advisors LLC 549300L l1G2JOW7XNY28 SEC NO

Q11,1

Statement as of September 30, 201Bofthe Wellmark Health Plan of Iowa, Inc.

GENERAL INTERROGATORIES PART 1· COMMON INTERROGATORIES

1 2 3 4

Central Registration Depository Number Name of Firm or Individual Legal Entity Identifier (LEI) Registered With

107342 Fisher Investments, Inc. 549300YOG7L5RIDRN993 SEC 106595 Wellington Management Company 549300YHP12TEZNLCX41 SEC

LLP

18.1 Have all the filing requirements 01 the Purposes and Procedures Manual 01 the NAIC Investment Analysis Office been followed?

18.2 If no, list exceptions:

19. By self-jjesignating S·GI securities, the reporting entity is certifying the following elements for each self-jjesignated 5'GI security: a. Documentation necessary to permit a full credit analysis of the security does not exist. b. Issuer or obligor is current on all oontracted interest and principal payments. c. The insurer has an actual expectation of ultimate payment of all oontracted interest and principal. Has the reporting entity seW-designated S'GI securities?

Q11.2

5 Investment

Management Agreement (IMAl Filed

NO NO

Yes[X] No[]

Yes[] No[X]

Statement as of September 30, 2016 of the Well mark Health Plan of Iowa, Inc.

1. Operating Percentages:

GENERAL INTERROGATORIES (continued) PART 2 • HEALTH

1.1 A&H loss percent ......................................................................................................................................................................................................... . 71.5 %

1.2 A&H cost conlainment percent ........................................................................................................................................................................................................................ __ --'O~.8'-%"'-

1.3 A&H expense percent excluding cost conlainment expenses ........................................................................................................................................................................ ___ 1",3",.7-,%,,-

2.1 Do you act as a custodian for health savings accounts? ......................................................................................................................................................... .. Yes [ No[X]

2.2 If yes, please provide the amount of custodial funds held as of the reporting date. o 2.3 Do you act as an administrator for health savings accounts? ...................................................................................................................................... .. Yes [ No[X] 2.4 If yes, please provide the amount of funds administered as of the reporting date. o

3. Is the reporting entity licensed or chartered, registered, qualified, eligible or writing business in at least two slates? ................................................................ . Yes [ No[X] 3.1 If no, does the reporting entity assume reinsurance business that covers risks residing in at least one slate other than the

slate of domicile of the reporting entity? ................................................................................................................................................................................... . Yes [ No[X]

Q12

Slatemeni as ofSeplember 30, 20180flhe Well mark Health Plan of Iowa, Inc.

SCHEDULE S • CEDED REINSURANCE Sh oWing ew elnsurance AIIN R' T r rea les- c urren ear 0 ae t Y t D t

1 2 3 4 5 6 7 8 9

Effective Date NAIC Type of Certified of Certified

Company Effective Domiciliary Reinsurance Type of Reinsurer Rating Reinsurer Code 10 Number Date Name of Reinsurer Jurisdiction Ceded Reinsurer (1 through 6) Rating

NONE

Q13


SCHEDULE T· PREMIUMS AND OTHER CONSIDERATIONS Current Year to Date - Allocated by States and Territories

Direct Business Only 23456

State, Etc.

Active Status

(a)

Accident and Health Premiums

1. Alabama ........................................ AL .... N..... .. ...................... . 2. Alaska ............................................ AK .... N..... .. ..................... .. 3. Arizona .......................................... AZ. .... N..... .. ...................... . 4. Arkansas ...................................... AR .... N ............................. . 5. Califomia ....................................... CA .... N..... . ....................... . 6. Colorado ...................................... CO .... N..... .. ...................... . 7. COnnecticut ................................... CT .... N ............................. . 8. Delaware ...................................... DE .... N.... .. .................. .. 9. District of Columbia ..................... .DC .... N..... .. ...................... . 10. Florida ........................................... FL .... N ............................. . 11. Georgia ........................................ GA .... N..... .. ...................... . 12. Hawaii.. ........................................... HI .... N ........................... .. 13. Idaho ............................................... ID .... N ............................ . 14. Illinois ............................................. IL .... N..... .. .................... .. 15. Indiana .......................................... IN .... N ............................. . 16. Iowa ............................................. .lA ... L ......... 311,760,148 17. Kansas ........................................... KS .... N ............................. . 18. Kentucky ...................................... .Ky .... N ............................. . 19. Louisiana ....................................... LA .... N ............................. . 20. Maine ........................................... ME .... N... .. ...................... . 21. Maryland ...................................... MD .... N..... .. ..................... . 22. Massachusetts .............................. MA .... N .... .

Medicare Tille XVIII

Medicaid Tille XIX

Federal Employees

Health Benefrts Program

Premiums

23. Michigan ......................................... MI .... N..... ......... ......................... .. ..................... .. .................... .. 24. Minnesota ..................................... MN .... N..... .... .................... ................ ......................... .. ...................... . 25. Mississippi .................................... MS .... N..... ......................... .. ................ .. 26. Missouri ...................................... MO .... N..... .. ................ .. ...................... . 27. Montana ...................................... MT .... N..... ............. .. ...................... . 28. Nebraska ....................................... NE .... N..... .. ................ . 29. Nevada .......................................... NV .... N... .. ...................... . 30. New Hampshire ............................ NH .... N ............................. . 31. New Jersey .................................... NJ .... N .... . 32. New Mexico .................................. NM .... N..... ...... .................. ......................... ......................... .. ...................... . 33. New yorK ...................................... Ny .... N... .. ...................... . 34. North Carolina .............................. NC .... N ............................. . 35. North Dakota ................................ ND .... N..... .. ................ . 36. Ohio .............................................. OH .... N .... . 37. Oklahoma ...................................... OK .... N .... . 38. Oregon ......................................... OR .... N... .. ...................... . 39. Pennsylvania ................................ PA .... N..... ......................... .. ..................... . 40. Rhode Island .................................. RI .... N..... .. .......... .. 41. South Carolina .............................. SC .... N .... . 42. South Dakota ................................. SD .... N..... .................... .. ...................... . 43. Tennessee .................................... TN .... N ............................ . 44. Texas ........................................... TX .... N ................... . 45. Utah ............................................. UT .... N .... . 46. Venoon!.. ...................................... VT .... N..... .. .................... ..

Life and Annuity

Premiums and Other

Considerations

7

Propertyl Casualty Premiums

8

Total Columns

2 throUQh 7 .. ........................ 0

.. .............. 0 . ......................... 0 .......................... 0 .. ....................... 0 .. ....................... 0 .. ........................ 0 . ......................... 0 .......................... 0 .. ....................... 0 .. ........................ 0 .......................... 0 .. ........................ 0 .. ........................ 0 . ......................... 0 ........ 311,760,148

.. .............. 0 ........................ 0

. ......................... 0 .. ......... 0

.. ............. 0 . ......................... 0

.. .................................. 0 .. ........... 0

.. ............. 0 .. ....... 0

. ......................... 0

. ......................... 0 .. ....... 0

.. ............. 0 .. ............... 0

. ......................... 0

.......................... 0 .. ........ 0

.. ........................ 0

.......................... 0 .. ....... 0

.. ........ 0 .. ........................ 0

.. .............................................. 0 . ......................... 0

.. .............. 0 .. ................................................ 0 ...................... . ......................... 0

. ......................... 0

. ......................... 0 47. Virginia ........................................... VA .... N.... ......................... .. ......................... ......................... .. ....................... 0

9

Deposit-Type Contracts

48. Washington .................................. .wA .... N..... ......................... ......................... ....................... ......................... ............. .......... .. ...................... .. ................. 0 ........................ . 49. West Virginia .............................. WV .... N..... ......................... ......................... ................... ................... ......................... ........................ .. ........................ 0 .................. . 50. Wisconsin ...................................... WI .... N..... ......................... ......................... ......................... ......................... ......................... ......................... .. ....................... 0 51. Wyoming ..................................... WY .... N.... ......................... ...................... ......................... ......................... ......................... ......................... .. ........................ 0 ....................... . 52. American Samoa ......................... AS .... N.... ......................... ......................... ......................... ......................... ......................... .. ............. 0 ........................ . 53. Guam ........................................... GU .... N..... ......................... ...................... ......................... ...................... .................. .. .............. 0 .................. . 54. Puerto Rico .................................... PR .... N..... ......................... ......................... ......................... ......................... ......................... ......................... . .................... 0 55. U.S. Virgin Islands ........................ VI .... N..... ......................... ...................... .................... ...................... .. ....................... 0 ........................ . 56. Northern Mariana Islands ............. MP .... N..... ......................... ........................ ....................... ......................... ......................... .. ....................... 0 57. Canada ....................................... CAN .... N.... ......................... ............ .............. ......................... ......................... .. ....................... 0 ...................... . 58. Aggregate Other alien .................. OT .. XXX.. .. .................... 0 ...... 0 ...................... 0 ...................... 0 ...................... 0 .............. 0 .......................... 0 ...................... 0 59. Subtotal.................................. ..XXX ...... 311,760,148 ...................... 0 ........... 0 ....... 0 ........... 0 ...................... 0 ...... 311,760,148 ...................... 0 60. Reporting entity contributions for

Employee Benefit Plans ..................... f" .. ",XXX= .. '-t"''''-''''-''''''-''''''-''''''-''''''-''''''-'''''-' +=-"'-"''''-''''''''''''''''''''''''''''''''-+",''''''''''''''''''''''''''''''''''''''''''''''-1' P=="'''''''''''-'' t'.", ... ", ... ", .. "''''''''''''''''''''''''''''-+",''''''''''''''''''''''''''''''''''''''''''''''-' 1-'.", ... ", ... ", ... ", ... ", ... ", ... ", ... ", ... ",.0-+","''''''''''''''''''''''''''''''''''''''''''''''''''''-1. 61. Total (Direct Business) ...... .. .. XXX.. .. .. 311,760,148 ....... 0 ...................... 0 ...................... 0 ..................... 0 .. ............ 0 ........ 311,760,148 ................ 0

DEl AILS OF WRITE-INS 58001 ........................................... . .. ........ 0 58002 .......................................................... .. . ......................... 0 58003 ......................................................... .. .. ....................... 0 58998. Summary of remaining write-ins

for line 58 from overflow page ........................ .. .................... 0 ...................... 0 ........ 0 ...................... 0 ..................... 0 ............... 0 .......................... 0 ...................... 0 58999. Total (Lines 58001 thru 58003 plus 58998)

tLine 58 above).............. ....................... ......... .. ................... 0 ..................... 0 .................... 0 .................... 0 ...................... 0 ....... 0 ................. 0 ...................... 0 (a) Active Status Count

L - Licensed or Chartered - Licensed insurance carrier or domiciled RRG .................... . R - Registered - Non-domiciled RRGs .... o E - Eligible - Reporting entities eligible or approved to write surplus lines in the state .. Q - Qualified - Qualified or accredited reinsurer .... o

N - None of the above - Not allowed to write business in the state .... 56

Q14

StatementasoISeptember30,20t8olthe Wellmark Health Plan of Iowa, Inc.

SCHEDULE Y -INFORMATION CONCERNING ACTIVITIES OF INSURER MEMBERS OF A HOLDING COMPANY GROUP PART 1 - ORGANIZATIONAL CHART

IF

SOLE

~ MEMBER

THE WELLMARK FOUNDATION

(FEIN 42-1368650)

CHARITABLE FOUNDATION

.. MIDWEST BENEFIT

CONSULTANTS, INC. (FEIN 36-3436606)

INSURANCE AGENCY

lIIIELLMARK

HOLDINGS, INC. (FEIN 42-1254496)

HOLDING COMPANY

100%

OWNERSHIP

FIRST

ADMINISTRATORS, INC.

(FEIN 42-1267807) THIRD PARTY

ADMINISTRATOR

WELLMARK, INC. (FEIN 42-0318333)

NAIC CO CODE 88848 IA

lIIIELLMARK OF

SOUTH DAKOTA, INC. (FEIN 42-1459204)

NAIC CO. CODE 60128 SD

,

WELLMARK HEALTH PLAN OF IOWA, INC.

(FEIN 42-1455449) NAI C CO. CODE 95531 IA

75%

OWNERSHIP 50%

OWNERSHIP

UNIVERSITY OF IOWA

HEALTH SYSTEM (FEIN 42-1431503)

MERCY HEALTH

NETWORK, INC. (FEIN 42-1476417)

IF Ir

16.25%

OWNERSHIP

WELLMARK SYNERGY HEALTH, INC.

(FEIN 37-1800647) NAIC CO. CODE 159351A

50%

OWNERSHIP

WELLMARKVALUE

HEALTH PLAN, INC. (FEIN 36-3968543)

NAIC CO. CODE 15934IA

{ .i

I

I I

I' .... (I)


SCHEDULE Y PART 1A - DETAIL OF INSURANCE HOLDING COMPANY SYSTEM

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 Name of Type of Securities Control Exchange (Ownership Is an ~ Publicly Board, If Control is SCA

NAIC Traded Names of Relationship Management, Ownership Filing Group Group Company 10 Federal (U.S. or Parent, Subsidiaries Domiciliary to Reporting Directly Controlled by Attomey-in-Fact, Provide Ultimate controllin~l R~~red? Code Name Code Number RSSD CIK Intemational) or Affiliates Location Entity (Name of Entity/Person) Influence, Other Percentage EnLity(ies)/Person(s IN) Members

0770 Wellmar1< Group.................... 88848 ... 42-0318333 .. ................... .. .... "............. ........................ Wellmar1<, Inc .................................................... IA.............. UDP ............ ........... .. .... "................. ................ ........ Wellmar1<, Inc.................................................. .. ... N .. .

0770 Wellmar1< Group ...... " .......... .. 60128". 42-1459204 .. ................... ...... "............. .. ...... Wellmar1< of South Dakota, Inc......................... SO.......... IA ................. Wellmar1<, Inc ................................................ Ownership...... ... tOO.OOO Wellmar1<, Inc ................................ " .................... N ...... .

0770 Wellmar1< Group .................. .. 95531 ... 42-1455449 .. . ...................................... " .... " ............ Wellmark Health Plan of Iowa, Inc""......... IA .. " ......... RE ................ Wellmark, Inc .................................................. Ownership......... ...100,000 Wellmark, Inc ....... ,,', ..................... , .............. " ..... N ...... .

0770 Wellmar1< Group .................. .. 15935 ... 37-t800847 .. .......... ..................... ........ Wellmar1<SynergyHealth, Inc ........................... IA .............. IA ................. Wellmar1<, Inc .................................................. Ownership .............. 75.000 ....................................... .. ... N 1 ......... ..

0770 Wellmar1< Group .................. .. 15935 ... 37-1800847 .. .. ....................... "............. ......... Wellmar1< Synergy HeaHh, Inc ...................... " ... IA.............. IA................. University of Iowa HeaHh System..... ............. Ownership......... .. ... 16.250 .......................... ".. ........................................ .. ... N....... 1.. ..

0770 Wellmar1< Group .................. .. 15934". 38-3988543 .. .. ....................... " ..................................... Wellmar1< Value HeaHh Plan, Inc...................... IA .............. IA ................. Wellmar1<, Inc .............. " ................................. Ownership......... .. ... 50.000 ...................................................... " ................... N ....... 2 .......... .

0770 Wellmar1< Group .................. .. 15934 ... 38-3988543 .. Wellmar1< Value HeaHh Plan, Inc...................... IA.... ......... IA................. Mercy HeaHh Networ1<, Inc .............................. Ownership......... .. ... 50.000 .. ... N ....... 2 .......... .

........ Wellmar1< Group .................. .. 00000 ... 36-3436608 .. Midwest Benefit ConsuHants, Inc ...................... IA .............. NIA ............... Wellmar1<, Inc .................................................. Ownership ............ 100.000 Wellmar1<, Inc ................................................ . .. ... y ...... .

........ Wellmar1< Group .................. .. 00000 ... 42-1254496 .. Wellmar1< Holdings, Inc ..................................... IA .............. NIA .............. Wellmar1<, Inc....................... .. ...... Ownership ............ 100.000 Wellmar1<, Inc .................. . .. ... y

Wellmar1< Group .................... 00000 ... 42-1287807 .. First Adrrinistrators, Inc ................................... IA. ............. NIA .............. Wellmar1<, Inc ................................................. Ownership......... ... tOO.ooo Wellmar1<, Inc ...................................................... y ....... ..

Wellmar1< Group.............. ..... 00000 ... 42-1368650 .. The Wellmar1< Foundation................................. IA ............. OTH............. Wellmar1<, Inc .................................................. Other ................ Wellmar1<, Inc.............. ................................... .. ... N....... 3 .......... .

A E I ster xPlanatlon 1 This entrty is 75% owned by Wellmar1<, Inc., 16.25% owned by the Univershy of Iowa Health System, and 8.75% owned by other heaHh care provider systems. Each party has voting rights. 2 This entity is 50% owned by Wellmar1<, Inc. and 50% owned by MercyHeaHh Networ1<, Inc. Each party_has voting rights. 3 Wellmar1<, Inc. is the sole member of The Wellmar1< Foundation.

StatementasofSeptember30,2018ofthe Well mark Health Plan of Iowa, Inc"

SUPPLEMENTAL EXHIBITS AND SCHEDULES INTERROGATORIES The following supplemental reports are required to be filed as part of your statement filing. However, in the event that your company does not transact the type of

business for which the special report must be filed, your response of NO to the specific interrogatory will be accepted in lieu of filing a "NONE" report and a bar code

will be printed below. If the supplement is required of your company but is not being filed for whatever reason, enter SEE EXPLANATION and provide an

explanation following the interrogatory questions.

1. Will the Medicare Part D Coverage Supplement be filed with the state of domicile and the NAIC with this statement?

Explanation: 1. The data for this supplement is not required to be filed.

BarCode:

11111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111 .95 5 3 1 201 836 5 0 0 0 03·

Q17

Response

NO

StatementasofSeptember30,20t8ofthe Wellmark Health Plan of Iowa, Inc.

Overflow Page for Write-Ins

NONE

Q18

Statement as of September 30, 2018 of the Wellmark Health Plan of Iowa, Inc. SCHEDULE A· VERIFICATION

Real Estate

Vearto Date 1. Book/adjusted canying value, December 31 of prior year. ............ . 2. Cost of acquired:

2.1 Actual cost at time of acquisition.............................. ·············N···· '0' ···N···· ··E··············· 2.2 Additional investment made after acquisition....... .................... ............. . ........ .. . .............. .

3. Current year change in encumbrances..... ............ ........................... .............. .... ... .......... . ............. . 4. Total gain (loss) on disposals................... ........................................ ........................ .................. ..................... . .............................. . 5. Deduct amounts received on disposals......... ....................................... .................. . ................ . 6. Total foreign exchange change in book/adjusted canying value ................................................................................................... . 7. Deduct current yea~s other-than-temporary impainnent recognized ............. . 8. Deduct current yea~s depreciation .............................................. .

. ........... 0

2 Prior Vear Ended

December 31

9. Book/adjusted canying value at end of current period (Lines 1 +2+3<4-5-16-7-8)............. . ..................................... . . .................................... 0 ................................................... 0 10. Deduct total nonadmitted amounts............ ......................... . ................................................................. . 11. Statement value at end of current oeriod (Line 9 minus Line 10) ............................................................................................................................................. 0

SCHEDULE B· VERIFICATION MDrtgage Loans

Vearto Date 1. Book value/recorded investment excluding accrued interest, December 31 of prior year....................................... ............... . ............................. . . ...... 0 2. Cost of acquired:

2.1 Actual cost at time of acquisition................. . ................. . 2.2 Additional investment made after acquisition. ................. . ................................................. .

3. Capitalized deferred interest and other....................... ····························k,·'··n a::, E" .. :: ~~~~~~~d~:~:~~~~~~~~~·(decrea~~i:::::::::::·· ..... :::.:.:·.:::::::I~:\;;;ll~.. . .. 6. Total gain (loss) on disposals...................... ............................ . ............................................ . 7. Deduct amounts received on disposals................ .. ................... ................... ....................................... .................... . 8. Deduct amortization of premium and mortgage interest points and commitment fees ........................................................... . 9. Total foreign exchange change in book value/recorded investment excluding accrued interest... ......................................... .

..................... 0

2 Prior Vear Ended

December 31

10. Deduct current yea~s other-than-temporary impainnent recognized ................................................................. r===""''''''''''''''''''''''''''''''''''''''''''''''''''''''==F====''''''''''''''''''''''''''''''''''''''''''''''''''''''-1'' 11. Book value/recorded investment excluding accrued interest at end of current period (Lines 1 +2+3<4+5-16-7-8+9-10)... . . ................................... 0 .......................................... 0

12. Total valuation allowance.................... .......................... .................... ........................ . ........................ r"""""""""''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''' .. "'. ==-F""""""""""""""""""'''''''''''''''''''''''''''''''''''''''''."' ... "' ... "' .. ""1 13. Subtotal (Line 11 plus Line 12)............ ..................... ......................... . ...................... r."' ... "' ... "' ... "' .... "' ... "' ... "' ... "' ... "' ... "' ... :::. ... "' ... "' ... "' ... "' .. ", ... ",.0+,"""""""""""""""""""""""""""'''''''''''''", ... ", ... ", ... ", ... ", ... ",.0,-, 14. Deduct total nonadmitted amounts..... ................... . ........................................................................................ r=====""""""""''''''''''''''''''''''''''''''''''''''-'' t'.", ... ", ... ", ... ", .. ", ... ", ... ", ... ", ... ", ... ", .. ", ... ", ... ", ... ",.""""""'''''''''''''''-1'' 15. Statement value at end of current period (Line 13 minus Line 14) .......................................................................................................................................... 0 ............................................... 0

SCHEDULE BA· VERIFICATION Other Long-Term Invested Assets

1. Book/adjusted canying value, December 31 of prior year ..... . 2. Cost of acquired:

2.1 Actual cost at time of acquisition ........................................................ . 2.2 Additional investment made after acquisition

3. Capitalized deferred interest and other ............................................................................................................ . 4. Accrual of discount. ........................... ..................... . ............................................................................................. . 5. Unrealized valuation increase (decrease) .......................................................................................................................... . 6. Total gain (loss) on disposals ........................................................................................................................................... . 7. Deduct amounts received on disposals........... . ............................................ . 8. Deduct amortization of premium and depreciation.............. . ........................................................................................ . 9. Total foreign exchange change in book/adjusted canying value ............................................................................................ .

Vearto Date . ....................................... 0

....... 6,235,310

. ........................... 10,233

2 Prior Vear Ended

December 31

10. Deduct current yea~s other-than-temporary impainnent recognized ................................................................. F=='''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''''=-j-''''' ... "' ... "' ... "' ... "' ... "' .. "' ... "' ... "' ... "' ... "' ... "' .. "' ... "' ... '""''''''''''''''''''''-1''

11. Book/adjusted canying value at end of current period (Lines 1+2+3<4+5-16-7 -8+9-10)........... ............................................. . .................................. 6,225,077 ......... 0

12. Deduct total nonadmitted amounts. ................... ............................................................... ........ ............ ........................ 1-' .. "' .. "' ... "' ... "' ... :::. ... "' ... "' .. "' ... "' ... "' .. ="'."' ... "' ... "' ... "' ... :::. ... "-. j-'."' ... "' ... "' ... :::. .. "' .. "' ... "' ... ;.:: ... ;.:: ... :::. ... :::.."' ... "' ... ;.:: ... ;'::"''''''':::'''''''''''-1''

13. Statement value at end of current oeriod (Line 11 minus Line 12)................... . ................... . ...................... 6,225,077 ............................................... 0

SCHEDULE D· VERIFICATION Bonds and Stocks

2 Prior Vear Ended

Vear to Date December 31 1. Book/adjusted canying value of bonds and stocks, December 31 of prior year.. ................. ................ ................... . ............................... 232,590,364 ................................ 181,959,289 2. Cost of bonds and stocks acquired.......... ...................... .................................................... ............. . ................................ 111 ,041 ,059 ................................ 103,957,846 3. Accrual of discount........ ............................. ...................... ...................... .............................. . ......................... 156,098 ........................................ 142,820 4. Unrealized valuation increase (decrease) ........................ ..................................... . ..................... 1,753,484 .................................... 6,390,678 5. Total gain (loss) on disposals...... ......................... .......................................... ...................... ........................ . ........................................ 52,431 ..................................... 1,102,031 6. Deduct consideration for bonds and stocks disposed of. ................................. ..................... ....................... . ............................... 107,739,411 ................................... 60,369,817 7. Deduct amortization of premium. ........................ ....................... .................. ...................... ....................... ......... ............ . .............. 1,472,327 ................ 1,460,323 8. Total foreign exchange change in book/adjusted canying value... .................................... .................... . ....................... (181,205) ................................ 917,930 9. Deduct current yea~s other-than-temporary impainnent recognized.. ......................... ....................... ................. .... ...................... .................. . ......................................... 50,090 10. Total investment income recognized as a result of prepayment penalties and/or acceleration fees ............................................................................... .42,527 ................................ . 11. Book/adjusted canying value at end of current period (Lines 1+2+3<4+5-6-7-16-9+10) ........................................................................................ 236,243,020 ............................... .232,590,364 12. Deduct total nonadmitted amounts.......................... ........................................ ..................... ..................... .................... ........................ .................. . .......................................... . 13. Statemert value at end of current period~Line 11 minus Line 12L................... ............................ . ................... 236,243,020 ................................. 232,590,364

QSI01


NAIC Designation

BONDS

1. NAIC 1 (a) ................. .

2. NAIC 2 (a) ....

3. NAIC 3 (a) ...

4. NAIC 4 (a) ....... .

5. NAIC 5 (a) ....

6. NAIC 6 (a) .. I)

~ 7. Total Bonds.

!\)

PREFERRED STOCK

8. NAIC 1... .......

9. NAIC 2 .......

10. NAIC 3 ......... .

11. NAIC 4 .......

12. NAIC 5 ...

13. NAIC6.

SCHEDULE D • PART 1 B Showing the Acquisitions, Dispositions and Non·Trading Activity

During the Current Quarter for all Bonds and Preferred Stock by NAIC DesiQnation 2 3 4 5

Book/Adjusted ClI!Ying

Value Beginning

of Current Quarter

Acquisitions

During

Current Quarter

.. 122,048,362 """. .. ................ 30,202,155

.............. 37,999,836 .. ..... 1,379,401

......... 2,862,065 . ..... 2,616, 181

................ 253,163 ....................... 129,919

............ 380,414 . ... 107,320

. ...... 1,006,822 .. ..... 86,816

.. 164,550,662 .............. 34,521,791

......... (1,221) .

Dispositions

During

Cument Quarter

.. 32,058,284

.......... 477,565

....................... , ... 576,486

........................... 19,046

....... 15,023

... 30,858

.................. 33,177,262

.. ...... (1,221) .

Non-Trading Activity

During

Cument Quarter

.................... (3,426,638)

..... 2,833,212

... 69,190

Book/Adjusted Carrying

Value End of

First Quarter

............ 133,645,739

.44,042,909

... ... 2,968,006

.. ..... (111,611) ....... . .. 672,029

.......... 130,075 .... 374,247

............. (2,0211 ............... 1,048,756

.. ......... (507,794) ........ 182,751,686

6 Book/Adjusted Carrying

Value End of

Second Quarter

.............. 122,048,362

7

Book/Adjusted Carrying

Value End of

Third Quarter

.116,765,594

................... 37,999,836 ........ ........ 41,734,885

8 Book/Adjusted Carrying

Value December 31

Prior Year

........ 136,943,213

....... 41,581,556

............................ 2,862,065 ... 4,970,949 ....... .. 2,693,319

... 253,163 .... 252,424 ............. .783,190

.... 380,414 ...... 602,786 ........... 606,164

............................ 1,006,822 ............ 1,060,759 .............................. 399,683

......... 164,550,662 ........... 165,387,397 ....... 183,007,125

..... 0 ................... 965

. ..................................... 0

. .. 0

.. ...... 0

.. ...... 0

.. ... """"""""" ........ 0

14. Total Pnelerred Stock .. ........................ ' . F==="""""""''''''''''''''''''~O F= .. = .... "' .. ·= .... "' .. ·= .... "" .. ~ .. ·(l-"11,~22'..'.11)'+'.=. ==="" ... "' ... "" .... ~(·1~,220.'.1\4-."" ... "'. ====.", ... = .... "" ... "" .. 0'---1-"'="''''''''''''''''''''''''''''''''''''' "'. "" .... ", ... ~ ... O"--+,= ... = .... ", ... = .... ", ... = .... ==.",, ... ~O -1-' .. "' ... = .... "' ... = .... "' ... "' ... "" ... "' .... "" ... "' ... = .... "' ... "',0-+==== ... "' ... "" .... '" .... "" ... "'.96=-j5

15. Total Bonds and Pnelerred Stock...... ........................ ......................... 164,550,662 .................. 34,520,570 .33,176,041 ........ . .......... (507,794) ......................... 182,751,686 .............. 164,550,662 ........ 165,387,397 .......................... 183,008,090

(a) Book/Adjusted Carrying Value column for the end of the current reporting period indudes the following amount of short-term and cash eqUivalent bonds by NAIC designation:

NAIC 1 $ ..... 865,187; NAIC 2 $ .......... 0; NAIC 3 $ .......... 0; NAIC 4 $ .......... 0; NAle 5 $ .......... 0; NAIC 6 $ .......... 0.

Statement as of September 30, 2018 01 the Wellmark Health Plan of Iowa, Inc.

SCHEDULE DA· PART 1 Short· Term Investments

1 2 3 4 BooI</Adjusted Actual Interest Collected Carrying Value Par Value Cost Year To Date

9199999 ........ . .... 865, 187 ...... XXX ... ........ . ... 864,863 . ......... .......... 305

SCHEDULE DA· VERIFICATION Short·Term Investments

1. Book/adjusted carrying value, December 31 of prior year ...... .

2. Cost of short-tenm investments acquired

3. Accrual of discount... ....

4. Unrealized valuation increase (decrease) ....... .

5. Total gain (loss) on disposals ............................ .

Year To Date

..... 903,904

.............................. 1,861,932

. ............................................. 1,871

. ............................... ..40

5 Paid for Accrued Interest

YearTo Date

. ..•............. ....... 295

2 Prior Year Ended

December 31

. ....... 3,091,454

............................. 72,684,969

............ 18,306

. .............................. ..406

6. Deduct consideration received on disposals ....................................... . . ...... 1,902,560 ...................................... 74,891,231

7. Deduct amortization of premium .................................. .

8. Total foreign exchange change in book/adjusted carrying value ..... .

9. Deduct current yeafs other·than·temporary impainment recognized ................................................................................. f""""""""""""""" =======}==="' .. "' ... "' ... "' ... "' .... "' ... "' ... "' ... "' .. =="-j

10. Book/adjusted carrying value at end of current period (Lines 1 +2+3<4-+5-6·7<8·9) .................................... . ................................... 865,187 . .......... 903,904

11. Deduct total nonadmitted amounts ............................................................... .

12. Statement value at end of current period (Line 10 minus Line 11). ................... 865,187 . ........................... 903,904

QSI03

Statement as of September 30, 201Bof Ihe Wellmark Health Plan of Iowa, Inc.

Sch. DB - Pt. A - Verification NONE

Sch. DB - Pt. B - Verification NONE

Sch. DB - Pt. C - Sn. 1 NONE

Sch. DB - Pt. C - Sn. 2 NONE

Sch. DB - Verification NONE

QSI04, QSI05, QSI06, QSI07

SlalemenlasofSeplember30,2018oflhe Wellmark Health Plan of Iowa, Inc.

SCHEDULE E - PART 2 - VERIFICATION Cash Equivalents

Year To Date

1. Book/adjusted carrying vatue, December 31 of prior year. """""""""'",,. ",,"""""""," """",,1,486,762

2 Prior Year Ended

December 31

.... "","""""""""""",,.,,. " ..... ,.123,240

2. Cost of cash equivalents acquired",,,, """"""'''''''''''''''''''''''''''" """""""'". """"""""""""""""",,. """.70,975,752 ......... , .. ,' "",,,,,,,,,,,,,,,,,,,,,,,,,.26,481 ,921

3, Accrual of discount""",,, """""""""" """"""""., """"""""""""""""""""""""""""""",,,,,,,,,,,,,,,,,,,,,,,,,,,,, ""'" ..... """"""""""",,.18 " .. " .. """""",,,,,,,,,,,"""""'" ....... 2,969

4. Unrealized valuation increase (decrease)"" """""""""""",,.

5. Total gain (loss) on disposals"",,,,,. ,.,,,,,,,,,"""""",,,,,,,,,,""""""" .. "".(234)

6. Deduct consideration received on disposats """"""""" """""",,"'"'' """".".,,""" ,,,"""",,"""",,. ... "", .. 67,687,326 """",,""""",," """"",,25,121,134

7. Deduct amortization of premium"""""",,,, """""",,""""",,""",,.

8, Total foreign exchange change in book/ adjusted carrying value"",,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,

9. Deduct current yea~s other-than-temporary impainment recognized""",,,, ..... , , , , " """",,""""""" "".,,""" f""",," ',",," ====',",,'" ,"," "",,' ",",," ","," '",," ."''' ","," '''-1' F="'"''' ',",",",," "",," ',"," ''"-'' ',"," ',",," .'"-" "",," ',"," ''"-'' "",,"='1

10. Book/adjusted carrying value at end of current period (Lines 1 +2+3;4->;5-6-7-t£-9)"""""",,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, """""""""" """"".4,775,206 """"""""""""""""""". "",,1,486,762

11. Deduct total nonadmitted amounts".

12. Statement value at end of current period (Line 10 minus Line 11). """""""""" """""""'''"'',,. ,,,""""",,""" ,,',,""""","""" ,,,,,4,775,206 """".,,""'" """"""""",,,,,,,,,1,486,762

Q5108

Statement as of September 30,2018 oftha Wellmark Health Plan of Iowa, Inc.

Sch. A - Pt. 2 NONE

Sch. A - Pt. 3 NONE

Sch. B - Pt. 2 NONE

Sch. B - Pt. 3 NONE

QE01, QE02

D m C) w

Statement as of September 30, 20tBofthe Wellmark Health Plan of Iowa, Inc.

SCHEDULE BA· PART 2 Showing Other Long-Term Invested Assets ACQUIRED AND ADDITIONS MADE During the Current Quarter

1 2 Location 5 6 7 B 9 10 3 4

NAIC Date Desig- Originally Type and Actual Cost at Time of Add'~ional Investment

CUSIP IdenliflCation Name or Descriction Ci1y State Name of Vendor or General Partner nation Acquired Sira1egy ACQuisition Made after Acquisition

Joint Venture or Partnership Interests That Have Undertying Charactenstics of Other· Unaffiliated 000000 00 01 Apollo Total Retum Fund {Onshore) LP Senes A-2-D... . .............. I .. .. .. ........ 1 DE.. .. 1 Apollo Total Retum Fund {Onshore) LP So ... .. ....................... 1 ............... 10910112018 .... I .. . .............. 5,000,000

2199999. Total- Joint Venture or PartnershiD Interests That Have Underlvina Characteristics of Other - Unaffiliated ..... . .............. 5,000,000 ................................ 0

4499999. Subtotal - Unaffiliated .... .............. 5,000,000 ................................ 0

4699999. Totals ... . ............. 5,000,000 ................................ 0

SCHEDULE BA· PART 3 Showing Other Long-Term Invested Assets DISPOSED, Transferred or Repaid During the Current Quarter

1 2 location 5 6 7 8 Chan es in Book/Ad'ustad CarrvinQ Value 15 16 3 4 9 10 11 12 13 14

Book/Adjusted Current Year's Current Year's Book/Adjusted Carrying Value Unrealized (Depreciation) Other-Than- Capitalized Total Foreign Carrying Value

Date Less Valuation or Temporary Deferred Total Change Exchange Less Originally Disposal Encumbrances, Increase (Amortization) Impairment Interest and in B./A.C.v. Change In Encumbrances

CUSIP Identification Name or Description City State Name of Purthaser or Nature of Disposal Acquired Date Prior Year {Decrease) I Accretion RecO!tnized Other {9+1D-ll+12) B.lA.C.V. on Disoosal ConSideration

NONE

11 12 13

Amount of Commitment for Percentage of Encumbrances Additional Investment Owners~

.. ......... 0.600

.. ..... 0 ............. 0 ....... XXX ....

... 0 ............. 0 ....... XXX ....

...... 0 ............. 0 ....... XXX ...

17 18 19 20

Foreign Exchange ReaBzed Gain Total Gain

Gain (Loss) on (Loss) on (LosS) on Investment Disposal Disposal DisDOsal Income

D m c ,flo.

Statement as of September 30, 2018 of the Wellmark Health Plan of Iowa, Inc. SCHEDULE D . PART 3

Showing all Long-Term Bonds and Stocks ACQUIRED During Current Quarter

CUSIPldentification Desai 'on

Bond.· U.S. Government

912828 4U UNITED STATES TREASURY ...

912828 5D 8 UNITED STATES TREASURY .. .

912828 Y6 1 UNITED STATES TREASURY .. .

0599999. Total- Bonds - U.S. Govemment...

Bond.· Us. Special Revenue and Special As .... ment

3132WW 3M 2 FH WA3303 - CMBSIRMBS .....

3132WW YE 6 FH WA3208 - CMBSIRMBS ...

3136A0 FK 8 FNA llM4A2-CMBS ...

3137B2 GW 4 FHMS K713 A2 - CMBS ...

3137BJ PH 0 FHMS KF08 A - CMBS ...

3137BT 7H 8 FHMS KJl0Al- CMBS ...

3137BY M2 3 FHMS KF31 A - CMBS ...

3137FG 6T 7 FHMS K1505 A3 - CMBS .....

3137FH CD 3 FHMS KJ21 A 1 - CMBS ...

3137FH 07 1 FHMS K1507 A3 - CMBS ...

3137FH OB 2 FHMS 0007 APl - CMBS ....

3137FH OC 0 FHMS 0007 AP2 - CMBS ...

3138EO L6 7 FN AL7548 - RMBS ...

3138LJ 5B 2 FN AN6241- CMBSIRMBS .......

3138LN PE 5 FN AN9420 • RMBS ...

392274 W6 9 GREATER ORLANDO AVIATION AUTH ORLANDO FL...

419794 ZX 3 HAWAii ST ARPTS SYS REV ....

442349 CH 7 HOUSTON TEX ARPT SYS REV .... ................. 44244C SV 0 HOUSTON TEX UTIL SYS REV ...

57563N AB 4 MEFA 18AA·ABS. ........ 59447T SE 4 MICHIGAN FIN AUTH REV ...

64971X HM 3 NEW YORK NY CITY TRANSITIONAL FIN AUTH ...

677560 XM 4 OHIO ST HSG FIN AGY RESIDENTIAL MTG REV ...

976890 BZ 8 WISCONSIN HSG & ECONOMIC DEV AUTH HOME 0 ...

3199999. Total· Bonds - U.S. Special Revenue and Special Assessments ...

Bondi - Industrlallnd Mlscellln80UI

035287 AE

037640 AH

04033B AC

05363L AC

05363L AU

05491Y AA

05524V AA

05607C AA

06759F AS 06759M AG

07400H AA

07401M AD 08161H AG

ANIXTER INC .....

APID 12R AR - COO... ...

ARIFL 18B A3· ABS ...

7 AVERY 6 A· COO ...

7 AVERY 6R AR· COO ...

BAMLL 18PARK A· CMBS .. .

BAMLL llFSHN A- CMBS .. .

BXP 17CC A . CMBS ...... ..

BABSN 152R AR . COO .... .

BABSN 161R B1R- COO ... .

1 BSMF 06AR31Al· RMBS.

3 BSMF07ARllX-RMBS .... .

5 BMARK 1884 XA· CMBS .. ..

Name of Vendor

07/23/2018 . ...... TORONTO DOMINION SECS USA INC ...

09/2612018 . ...... VARIOUS .. .

09/2512018 ....... VARIOUS .... .

09/14/2018. ...... MIZUHO SECURITIES USAlFIXED INCOME ...

0912612018. ...... CANTOR FITZGERALD + CO ...

0810912018 ... SUNTRUST ROBINSON HUMPHREY INC ...

09/1212018 ... BARCLA YS CAPITAL INC ........

0812912018 ... .. PERSHING DIV OF DLJ SEC LNDING ...

07102/2018. ...... Amherst Pk>rpont. .............. . ............. 08130/2018. ...... BARCLAYS CAPITAL INC ...

08/1012018 ... HILLTOP SECURITIES INC ...

0910612018 ... MERRILL LYNCH PIERCE FENNER. ..

09/20/2018 ... MERRILL LYNCH PIERCE FENNER ...

...................... 09119/2018 ... ... PNC CAPITAL MKTS ...

09/19/2018. ...... PNC CAPITAL MKTS ...

08101/2018. ...... Security Transfer ...

09/2612018 .... MIZUHO SECURITIES USNFIXED INCOME ...

0710112018. ...... JP MORGAN SECURITIES INC ...

09/0412018 ... MESIROW FINANCIAL INC ...

08110/2018. ...... MORGAN STANLEY CO ...

07/18/2018 ... NATL FINANCIAL SERVICES CORP (NFS) .....

......... 08/08/2018 ... Piper ...

09/1912018 ... RBC. ..... .. ...... " .... 08/0912018 ... GOLDMAN ......

0910712018. ...... Loop Capital Markets ...

09/12/2018 ... .. JP Morgan ...

09/10/2018. ...... Ravmond James ... ..................... . ..................... ...............................

07/1912018... WELLS FARGO SECURITIES LLC ...

08/0212018... Citigroup (SSB) ...

09/18/2018 . ...... JP Morgan ...

07105/2018 .. ..... WELLS FARGO SECURITIES LLC ...

08122/2018... FREIMARK BLAIR & COMPANY, INC/ .........

08/23/2018 .. . MERRILL LYNCH PIERCE FENNER .. .

08103/2018 .. . CREDIT SUISSE SECURITIES (USA) ... .

0911112018. DEUTSCHE BANK SECURITIES, INC .. .

C .. . 07105/2018... Stilel Nicolaus & Co ... . ................. C .. .. 08/01/2018... MORGAN STANLEY CO ............................... ..

09128/2018 ....... GOLDMAN .....

08129/2018... NOMURA SECURITIESIFIXED INCOME ..

0710112018. DEUTSCHE BANC ALEX. BROWN INST... ..

08181B AS BENEFIT STREET PARTNERS CLO IX. LTD .• C .................................................... .. 07/1612018. Citigroup (SSB) ...

125039 AG CD 17CD6 XA - CMBS ......... 09101/2018 . ...... VARIOUS ....

Number of Stuns of Stock

. ............ . ........

Actual Cost

.. ........ 238,378

.. ................................. 248,773

. ........ 2,536,402

..... ................................ 3,023,554

.. ..... 147,984

.......................... 151,078

............... 146,837

........................... 121,690

............. 83,704

.............................. 68.271

................ 121,664

.. ............. 19,850

... 99,999

...................... 101,338

............. 99,390

..... 99,658

.. ........................ 63

........... 55,875

.... 50.336 ........... 1,076,464

.. ........ 961,196

...................... 335,907

.. ........ 632,587

............................ 633.944

.. ............ 1,444,563

......... 508,455

...... 1.081,740

............................ 724,787

............... 8,767,381

.. ............................ 358,855

P .. Value

... 240,000

................... 250,000

.. ..... 2,550,000

........................ 3,040,000

........ 150,000

.................... 150,000

.. .. 144,032

. .................. 122,581

........ 83,626

............................ 69,070

.. ............ 121,484

.... 20,000

........................... 100.000

.. ................ 100,000

...... 100,000

............................ 100,000

...................... 61

.. ... 60.000

........................ 50.000

......... 950,000

..... 845,000

. ................. 290,000

.... 545.000

.. ..................... 640.000

........ 1.250,000

. .... 440,000

.. ...................... 1,000.000

...................... 700.000

.. .......... 8,030,853

............................ 350,000

.. ............ .714,643 ............. 715,000

.. ............................ 219,966 ....................................... 220.000

.. .......... 1.000,500

...... 1.000,000

... 36,182

.. ............ 10,286

.. .................... 58,313

.. .... 1,002,156

.. ......... 405,000

.. ................ 116,771

.. ............. 86,816

.. ......... 259.986

.. 725.000 .. ........... 812,007

.......................... ........... 1,000.000

..... 1.000,000

.. ...................... 35,000

.............. 10,000

..... 60,000

.... 1,000.000

............ ..405.000

.......... 126,409

........ 725.000

Paid for Accrued Interest and Dividends

.......... 411 1... ........ 20 1... ....

.................. 4,027 1.... ........... 4,458 ............ XXX .. .

.................. 287 1... 1...

. .................. 194 1...

........ 126 1... ..

. .................... 33 1 ............................ .......... 20 1.. ...

.... 91 1... .................. 29 1...

.. ........ 138 1....

........... 288 1 ............ .................... 216 1... .

. ............ 240 1... . .................. .. .......................... 0 1...

1.. .... ........ 63 1...

............... 20,451 lFE ...

lFE ...

lFE .......

lFE...

lFE ....

lFE ....

lFE ...

lFE ....

....... 856 lFE ........

................... 23,034 .. .......... xxx ...

........ 5,581 3FE .. .

.................... 1,426 lFE.. .... ..

lFE ...... .

...6,673 lFE ..

lFE ...

............. 44 lFE...

.......... .7 lFM.

...... 69 lFE ........................ .

.......... .7,886 lFE .....

lFE.

.. .......... 59 lFM ....................... .

...1.419 6FE .......

............. 1,520 lFE.

lFE ...... .

.. ............... 2,834 lFE .. .

D m C)

~ ....

Statement as of September JO, 2018 of the Wellmark Health Plan of Iowa, Inc.

CUSIP Identification Desai""'n 12591T AC COMM 14LC15 ASB - CMBS .. ..

12592R BD COMM 14CR21 A2 - CMBS .... ..

12595X AV CSAIL 18CX12 XA - CMBS ... ..

12596E AE CNH 18B B - ABS ...

14317P AC CGMS 182 A2 - COO ...

15032A

169905

173200

21870P

26249B

AS CEDF 5R BR - COO ...

AE 6 CHOICE HOTELS INTERNATIONAL INC ...

AJ CGCMT 13GJll AAB-CMBS ...

AA CORE 15TEXW A - CMBS ....

AS DRSLF JOR BR - COO ...

26969P AA

27830T AE

29273V AC

30291K AN

32051G PY

34531L AF

36249K AE

36252A

36252R

36254X

36256G

36259A

404121

44421L

AE

AT

AA

AF

AA

AD

AA

46590K AN

46634N AD

EAGLE MATERIALS INC .. .

EATON 141RR B - COO .. .

ENERGY TRANSFER CO .. .

FREMF 13K30 B - CMBS .. .

FHAMS 05AA6 2Al - CMOIRMBS ...

FORDL 18B B - ABS ...

GSMS 1OC1 X - CMBS ...

GSMS 15GSl XA - CMBS .. .

GSMS 14GC18 XA - CMBS .... ..

GSMS 17FARM A - CMBS ... .

GMALT 183 B - ABS ....

GSMS 18HULA A - CMBS ....

HCA INC ...

HY 1610HY A - CMBS ...

JPMCC 15JPl XA - CMBS ... .

JPMCC 10Cl A2 - CMBS .. .

46634S

46646G

526057

61691M

AD 7 JPMCC 12C6 ASB - CMBS ... ..

AA 5 JPMCC 16NINE A - CMBS ... .

BY LENNAR CORP ...

AC MSC 18SUN XCP - CMBS ....

61761Q AC

61764P BR

62854A AP

654902 AD

68162M AA

74733V AA

83607E AC

83609Y AC

83611M EU

86362X AP

88947E AK

891027 AS

92890N AV

92890P AF

92890P AL

94989X BF

MSBAM 13C8 ASB - CMBS .... ..

MSBAM 14C19 A2 - CMBS ... ..

MYLAN NV .. .

NOKIAOYJ .. .

OT 170T A - CMBS ...

QEP RESOURCES INC ...

SNDPT 5RR B - COO .. .

SNDPT 4RR A - COO .. .

SVHE 052 M5 - RMBS .. .

SAMI 07ARl 2Al- RMBS ...

TOLL BROTHERS FINANCE CORP ...

TORCHMARK CORP ....

WFRBS 12Cl0 ASB - CMBS .... .

WFRBS 13C14 ASB - CMBS .... .

WFRBS 13C14 XA - CMBS ... ..

WFCM 15NXS4 XA - CMBS .... ..

Foreign

C ...

.. ................... C .. .

SCHEDULE D • PART 3 Showing all Long-Term Bonds and Stocks ACQUIRED During Current Quarter

Date Acouired Name of Vendor

09105/2018 ... . MORGAN STANLEY CO ...

0812012018 ... . MERRILL LYNCH PIERCE FENNER .....

0810912018 ...... CREDIT SUISSE SECURITIES (USA) ...

09118/2018 ... ... FUNB FUNDS II... ..

08101/2018 ... ... JP MORGAN SECURITIES INC ...

0710312018 ... ... Jefferies ...

07/1912018.... MARKETAXESS CORPORATION ...

08128/2018 ... ... MERRILL LYNCH PIERCE FENNER .... .

07/17/2018 ... ... MERRILL LYNCH PIERCE FENNER .... .

07125/2018 ...... JP MORGAN SECURITIES INC ...

08/2812018 ... ... Jeffenes & Co., Inc ...

0810212018.... BARCLAYS CAPITAL INC FIXED INC ...

07/19/2018.... JP MORGAN SECURITIES INC ...

09114/2018.... Bank of America Merrill Lynch ...

0812012018.... Brownstone Investment... 09/1812018 ... ... JP Morgan .. .

07/23/2018 ... ... VARIOUS ... .

09101/2018.... MERRILL LYNCH PIERCE FENNER .....

0910112018.... DEUTSCHE BANC ALEX. BROWN INST...

09/11/2018 ... ... Citigroup (SSB) ......

09/18/2018.... RBC ...

0810212018...... GOLDMAN ...

0710612018.... DEUTSCHE BANK SECURITIES, INC .. .

09/11/2018.... DEUTSCHE BANK SECURITIES, INC .. .

0810312018 ... ... CREDIT SUISSE SECURITIES (USA) .. .

07/2612018.... JP MORGAN SECURITIES INC .. .

0710312018 ... ... JP MORGAN SECURITIES INC .. .

09/1212018.... DEUTSCHE BANK SECURITIES, INC ...

07/19/2018.... MORGAN STANLEY CO .. .

08101/2018.... MORGAN STANLEY CO .. .

08109/2018... MERRILL LYNCH PIERCE FENNER .... .

08/20/2018 ... ... MERRILL LYNCH PIERCE FENNER .... .

0910612018 ... ... MILLENIUM ADVISORS LLC .. .

07/19/2018 ... ... SUMRIDGE PARTNERS LLC .. .

09/11/2018.... DEUTSCHE BANK SECURITIES, INC ...

0711912018... MARKETAXESS CORPORATION ...

07/12/2018 ... .. Citigroup (SSB) ......

08102/2018 ... ... CREDIT SUISSE SECURITIES (USA) ...

07/11/2018.... GOLDMAN ...

0911312018... .. JP MORGAN SECURITIES LLC ...

07/0612018... .. SUMRIDGE PARTNERS LLC ...

09/25/2018... USBANC ...

09101/2018 ... ... Bank of NYC ...

07/2612018... DEUTSCHE BANK SECURITIES, INC ...

07/0112018... KGS ALPHA CAPITAL MARKETS ...

0710912018... DEUTSCHE BANC ALEX. BROWN INST...

Number of Shares of stock Actual Cost

...... 85,900

.... 120,234

.. .. 121,790

.... 499,992

.... 725,000

................................ 1,000,000

.... 288,486

...... 92,818

........ 9,950

.... 988,000

.... 375,469

.... 725,000

.... 347,243

.... 794,656

.... 107,320

.. .. 499,887

.. .... 25,955

...... 65,007

.... 965,007

...... 48,949

.... 194,993

.... 725,000

.... 409,875

.. .... 51,511

..... 56,133

.... 141,418

.... 114,948

.. .... 23,500

.... 370,781

....... 9,337

... 109,352

.. .. 130,223

.... 420,471

...363,863

..... 73,515

... 347,844

.... 725,000

.... 435,174

... 129,919

.. ... 24,026

... 417,720

... 269,020

... 153,651

... 122,673

... 283,122

P..-Value

.............................. 85,000

............................. 120,000

............................ 500,000

............................. 725,000

.......................... 1,000,000

............................ 275,000

.............................. 93,560

............................... 10,000

.. ........................ 1,000,000

............................ 375,000

............................. 725,000

............................ 325,000

............................. 800,000

............................. 110,073

............................. 500,000

............................... 50,000

............................. 195,000

............................. 725,000

.. ........................... 375,000

............................... 55,000

............................ 140,018

............................. 114,696

............................... 25,000

.. ........................... 375,000

.......................... 7,000,000

............................ 110,187

............................. 130,000

............................. 450,000

............................ 375,000

.. ............................. 75,000

............................. 325,000

.. .......................... .725,000

.. ........................... 435,000

.. ........................... 130,000

............................. 25,458

.................... ........ 400,000

............................ 270,000

.. ........................... 155,516

.. ........................... 123,202

............................... 50 1 FE.. .

.......................... 217 1FE .. .

.......................... 1,163 fFE .. .

1FE...

1FE .. .

1FE .. .

............................. 966 2FE ..

.......................... 203 1FM .. .

.............................. 15 1FM .. .

........................ .7,285 lFE .. .

......................... 1,359 2FE...

1FE .. .

........................ 6,635 3FE .. .

........................ 1,386 lFM .. .

.......................... 266 5AM .. .

1FE .. .

.......................... 692 2FE .. .

........................... 147 lFE...

......................... 6,582 1FE ...

.. ........................... 61 1FE ...

lFE .. .

lFE .. .

....................... 11 ,328 3FE .. .

.. ............................ 52 lFM .. .

.......................... 230 lFE.. .

.. ......................... 520 1FM .. .

.............................. 50 1FE .. .

............................. 27 lFM .. .

.. ......................... 344 3FE .. .

1FE .. .

............................. 99 1FE .. .

........................... 235 1FM .. .

......................... 5,578 2FE .. .

......................... 1,441 3FE ...

.. .......................... 89 lFM .. .

.. ....................... 8,813 3FE .. .

1FE .. .

......................... 4,633 1FE .. .

.......................... 200 4AM .. .

.............................. 33 1FM .. .

.. ....................... 9,465 3FE .. .

.. 2FE .. .

.. ... 32 1FE .. .

........................... 295 1FE .. .

............................. 80 1FE .. .

....................... 1,844 lFE...

10

£) m o ~ N



CUSIP Identification Description Foreign Date _~ired Name of Vendor Number of Sha-es of stock

95000A M WFCM 15P2 XA - CMBS. 08/0612018 ...... SG AMERICAS SECURITIES, LLC ...

95000H BJ WFCM 16LC24 XA - CMBS ...................................... .. 0910112018... MERRILL LYNCH PIERCE FENNER ...

95001N AZ WFCM 18C45 XA - CMBS .. . 0710112018 ....... WELLS FARGO SECURITIES LLC ...

98162J AA WPT 17WWPA - CMBS ...... .. 09/1112018 ....... VARIOUS ...

BCCX1B Z7 STRU TCW-1128 COLL - MBS ... 0710112018 ....... Miuslmen!.. ....

3899999. Total- Bonds -Industrial and M~celianeouL ...

8399997. Total- Bonds - Part 3 ...

8399999. Total- Bonds.

Preferred stocks· Industrial MId Misceilaneoul

000000 00 0 1 ROLLS-ROYCE HOLDINGS PLC. ................................................. IB... .. ... 10710112018 ....... I CORPORATE ACTION ... ........................... 1 ............................ (1,100,500.000)

8499999. Total- Preferred Stocks -Industrial and Miscellaneous ...

8999997. Total- Preferred Stocks - Part 3.

8999999. Total- Preferred Stocks ....

Common Stocks . Indultr1lll and Milcellaneous

10 AESORD ............................. .

10 4 AMC ENTERTAINMENT HOLDINGS CL A ORD ...

10 ABBOTT LABORATORIES ORD .. .

10 ACTIVISION BLIZZARD ORD ...... .

10 ALCOA ORD ...

10 ALlBA8A GROUP HOLDING ADR REP lORD .. .

40 ALIMENTATION COU TARD SUBVTNG B ORD .... .

10 ALLEGIANTTRAVEL ORD .. .

30 ALPHABET CL A ORD ........ .

10 AMAZON COM ORD ...

10 AMBEV ADR REP ONE ORD ...

10 5 AMERICA MOVIL ADR REP 20 SR LORD ...

10 9 AMERICAN EXPRESS ORD .... .

10 AMERIPRISE FINANCE ORD .. .

10 ANALOG DEVICES ORD ....

10 ANIKA THERAPEUTICS ORD .....

10 APERGY ORD .....

10 APPLIED MATERIAL ORD

10 7 AVISTA ORD ...

10 4 BANK OF AMERICA ORD ...

10 9 BAXTER INTERNATIONAL ORD ...

10 BECTON DICKINSON ORD ...

70 BERKSHIRE HATHWAY CL B ORD ...

10 4 BIO TECHNE ORD ........ .

10 BOISE CASCADE ORD .... .

20 3 BRANDYWINE REAL TV REIT ORD

10 8 CARDINAL HEALTH ORD ........

C ...

C ...

C .. . ..... .................... C .. ..

00130H

00165C

002824

00507V

013872

01609W

01626P

01748X

02079K

023135

02319V

02364W

025816

03076C

032654

035255

03755L

038222

05379B

060505

071813

075887

084670

09073M

09739D

105368

14149Y

16119P

17243V

172967

189054

201723

10 8 CHARTER COMMUNICATIONS CL A ORD ................................ .

10 2 CINEMARK HOLDINGS ORD ......

42 4 CITIGROUP ORD .......

10 9 10 3

CLOROXORD ........................................... .

COMMERCIAL METALS ORD ......

09107/2018..... BTIG LLC ...

0911912018... DEUTSCHE BANK SECURITIES, INC ....

0910712018... BTIG LLC .... .

09107/2018. BTIG LLC .. .

09107/2018 ....... BTIG LLC .. .

0910512018 ....... Jefferies ....... .

0910512018 ....... Jefferies .. .

0910712018... BTIG LLC .. .

0910712018... BTIG LLC .... ..

09107/2018... BTIG LLC .. .

0910512018 ....... Jefferies ...... ..

09105/2018 ...... Jeffenes .. .

0910712018... BTIG LLC .. .

0910712018... BTIG LLC .... ..

0910712018... BTIG LLC .... ..

09107/2018..... BTIG LLC .. .

09107/2018... BTIG LLC .. .

0910712018... BTIG LLC .... ..

0910712018..... BTiG LLC.

0910712018.... BTIG LLC .......................... ..

0910712018... BTIG LLC .. .

09107/2018... BTIG LLC .. .

09107/2018 ....... BTIG LLC ... .

09107/2018... BTiG LLC .. .

0811512018... DEUTSCHE BANK SECURITIES, INC ...

0910712018... BTIG LLC .. .

0910712018... BTIG LLC ........ .

09107/2018... BTIG LLC .. .

0910712018 ....... BTIG LLC .. ..

0910712018 ....... BTIG LLC ..... .

0910712018... BTIG LLC .. .

0910712018... BTIG LLC .. ..

............... 1,100.000

........ 2,100.000

. ........................ 200.000

........... 1,100.000

............................ 1,200.000

. ............... .415.000

........ 834.000

............................ 100.000

..................... 100.000

... 100.000

. ................. 1,375.000

. ...... 2,036.000

.... 300.000

.................. 200.000

................ 500.000

.... 1,000.000

........................... 1,900.000

.................. 1,800.000

........... 200.000

.......................... 500.000

.............. 500.000

............................. 300.000

............... 900.000

...100.000

................ 1,100.000

... 3,900.000

.. ................ 100.000

.. ...... 300.000

.. ................................ 200.000

.. ............. 300.000

.. ... 100.000

.. ............................... 500.000

Actual Cost

. .............. 29,745

.............................. 397,108

. ............. 271,113

...... 77,975 . .......................... 80,000

. ................. (50,336 ............ (50,0001 .

.. ... 21,521,717 ................................... 25,104,120

................. 33,312,652 ............. 36,174,974

....... 33,312,652 ................................ 36,174,974

.. ............. (1,2211 .

.. ........................ (1,2211

............... (1,221)

...... (1,221)

............... 14,427

.. ... 43,376

........................ 13,243

............. 80,933

............................ 49,206

................... 68,677

.. .......... 39,532

.. ......................... 13,256

.............. 117,760

................................ 195,208

.. ...................... 6,087

............ 32,408

. ............................ 31,826

.. .............. 28,497

.. ............. 46,983

. ... 41,535

.. ............................ 82,812

...................... 71,739

............ 10,309

...15,433

.. ............. 37,298

......................... 76,313

.. ............ 192,641

......... 19,137

.. ................ .48,378

............. 64,253

.. .................... 5,263

................. 91,559

............... 7,593

..20,894

................ 15,075

.............. 10,413

xxx xxx xxx

xxx XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

Paid for Accrued Interest.,d Dividends

. ........ 132

. ......................... 816

10

NAIC Designation or ...... lInd .... (.)

lFE .

lFE ...................... ..

.... .......... 1,816 lFE .. .

. ........ 94 lFM .. .

........................... (631 lZ ..... .

.. ....... 102,530 ............ XXX .. .

. ......................... 130,022 ............ XXX .. .

............ 130,022 ........... XXX .... .

P1UZ ...

.. ...... 0 ......... XXX ...

.. .................... 0 ............ XXX ... ..

.. ............ 0 ......... XXX .. .

l.

L .....

L...

l. ........................ ..

L .... .

L .. .

U .. ..

L...

............................. l.

L ...................... .

L.. .....

L.. .

L.. .......................... ..

L .. .

L .. .

L ...... .

L.. ....................... .

L .. .

L .. ..

L ...... ..

............................. L...

L.. ..

L .. ..

L .. .

L .. .

L.. ..

L...

L ......

L

L...

l.

L...

D m Q ,.. Co)

Statement as of September 30, 2018 of the Wellmark Health Plan of Iowa, Inc. SCHEDULE D • PART 3

Showing all Long-Term Bonds and Stocks ACQUIRED During Current Quarter 1 , 3 4 5 6

CUSIP Identffication Description FORIign OalsAcq,"'" Name of Vendor Number of Sha'8s of stock

206787 10 3 CONDUENT ORD ... ............................ 0910712018 ... BTIG LLC ... .. ...... 3,600.000

20825C 10 4 CONOCOPHILLIPS ORD ... 0910712018 .... BTiG LLC ... .. ...... 1,300.000

209034 10 7 CONSOLIDATED COMMUNICATIONS HLDG ORD ... 09107/2018 ... BTIG LLC ... .. ......... 200.000

219350 10 5 CORNING ORD ... 0910712018 ... BTIG LLC ... ........ 1,000.000

232806 10 9 CYPRESS SEMICONDUCTOR ORD ... 09/0712018 ... BTIG LLC ... ........ 1,600.000

244199 10 5 DEERE ORD ... 0910712018 ... BTIG LLC ... ........... 200.000

25264R 20 7 DIAMOND HILL INVESTMENT GRP CL A ORD .... 09107/2018 ... BTIG LLC ... .. ......... 300.000

254687 10 6 WALT DISNEY ORD ... 0910712018 ... BTIG LLC ... ........... 500.000

260003 10 8 DOVERORD ... 0910712018 ... .. BTIG LLC ... ........... 500.000

26078J 10 0 DOWDUPONT ORD ... 0910712018 ... BTIG LLC ... ........ 1,200.000

278642 10 3 EBAYORD ... 0910712018 ... BTIG LLC ... ........... 800.000

291011 10 4 EMERSON ELECTRIC ORD ..... 09107/2018 ... BTIG LLC ... .. ......... 100.000

29358P 10 1 ENSIGN GROUP ORD ... 0910712018 ... .. BTIG LLC ... ........... 600.000

293639 10 0 ENTERCOM COMMUNICATIONS CL A ORD ... 09107/2018 ... BTIG LLC ... ........ 2,300.000

30303M 10 2 FACEBOOK CL A ORD ... 09107/2018 ... BTIG LLC ... ........... 400.000

343498 10 1 FLOWERS FOODS ORD ... 0910712018 ... BTIG LLC ..... ........... 300.000

36174X 10 1 GGPORD ... 0710512018 ... DEUTSCHE BANK SECURITIES, INC ... ........ 2,000.000

36191G 10 7 GNC HOLDINGS CL A ORD ..... 0910712018 ... BTIG LLC ... ........ 3,000.000

371901 10 9 GENTEXORD ... 0910712018 ... BTIG LLC ... ........ 3,000.000

38141G 10 4 GOLDMAN SACHS GROUP ORD ... 0910712018 ... BTIG LLC ... .. ......... 100.000

38376A 10 3 GOVERNMENT PROPERTIES INCOME REIT ORD ... 0910712018 ... BTIG LLC ... ....... 1,400.000

384109 10 4 GRACOORD ... 0910712018 ... BTIG LLC ... .. ...... 1,300.000

391416 10 4 GREAT WESTERN BANCORP ORD ... 09107/2018 ... BTIG LLC ... ........... 200.000

395259 10 4 GREENHILL ORD ... 0910712018 ... BTiG LLC .... ........ 1,400.000

40049J 20 6 GRUPO TELVISAADS REP 5 ORD PTG CERL. . C ... 0910512018 ... .. Jefferies ... .. ......... 904.000

40415F 10 1 HDFC BANK ADR REP 30RD ... C ... 0910512018 ... .. Jefferies ... ........... 488.000

42225P 50 1 HEALTHCAR TRST OF AM CL A REIT ORD ... 0910712018 ... .. BTiG LLC ... .. ...... 1,100.000

446150 10 4 HUNTINGTON BANCSHARES ORD ... 0910712018 ... BTIG LLC ... ........... 400.000

452308 10 9 ILLINOIS TOOL ORD ... 09107/2018 ... BTIG LLC .... ........... 100.000

45688C 10 7 INGEVITY ORD ... 0910712018 ... BTIG LLC ... ........... 900.000

465562 10 6 ITAU UNIBANCO HOLDING ADR REP 1 PRF ... C ... 0910512018 ... .. Jefferies ... .. ..... 1,306.000

47215P 10 6 JD.COM ADR REP 2 CL A ORD ... C ... 0910512018 .... .. Jefferies ... .. ......... 659.000

48238T 10 9 KAR AUCTION SERVICES ORD ... 0910712018 ...... BTIG LLC ... ........... 600.000

489170 10 0 KENNAMETAL ORD ... 0910712018 ... BTIG LLC ... .. ........ 100.000

49271V 10 0 KEURIG DR PEPPER ORD ..... C ... 0711012018 ... .. CORPORATE ACTION ... .......... 600.000

499049 10 4 KNIGHT SWIFT TRANSPRTATN CL A ORD ... 0910712018 ... BTIG LLC ... ......... 900.000

552676 10 8 MDC HOLDINGS ORD ... 0910712018 ... BTIG LLC ... ........ 1,200.000

55303.1 10 6 MGP INGREDIENTS ORD .... 0910712018 ... BTIG LLC ... .......... 200.000

553498 10 6 MSA SAFETY ORD ... 0910712018 ... .. BTiG LLC ... .. ........ 600.000

553530 10 6 MSC INDUSTRIAL CL A ORD ... 0910712018 ... BTIG LLC ... .......... 300.000

56585A 10 2 MARATHON PETROLEUM ORD ... 0910712018 ... BTIG LLC ... .......... 200.000

57636Q 10 4 MASTERCARD CL A ORD .... 0910712018 ... BTiG LLC ... .......... 300.000

577081 10 2 MATTELORD ... 0910712018 ... BTiG LLC ... .. ..... 3,100.000

589584 10 1 MERIDIAN BIOSCIENCE ORD ... 0910712018 ... BTIG LLC ... .. ........ 600.000

59522J 10 3 MID AMERICA APT COMMUNITI REIT ORD ... 0910712018 ... BTIG LLC ... .......... 200.000

60871R 20 9 MOLSON COORS BREWING NONVTG CL B ORD ... 09/0712018 ... BTiG LLC ... .......... 400.000

609207 10 5 MONDELEZ INTERNATIONAL CL A ORD ... 0910712018 ... BTiG LLC ... .......... 600.000

7 8 9 10

NAIC Designation or Actual Cost P. Value Paid for Accrued Interest and Dividends Mlri:et Indicator (a)

..... 82,206 XXX L...

..... 91,293 XXX L ...

....... 2,393 XXX L. ..

..... 33,585 XXX L...

.. ... 25,176 XXX L ...

..... 29,527 XXX L ...

..... 54,002 XXX L. ..

..... 55,488 XXX L ...

..... 42,373 XXX L. ..

..... 84,006 XXX L...

..... 27,196 XXX L ...

....... 7,580 XXX L. ..

..... 22,353 XXX L. ..

.. ... 17,262 XXX L ...

..... 65,218 XXX L. ..

....... 6,119 XXX L. ..

..... 41,150 XXX L. ..

....... 8,535 XXX L ....

..... 70,425 XXX L. ..

..... 23,392 XXX L..

.. ... 23,317 XXX L ...

..... 60,885 XXX L. ..

....... 8,821 XXX L. ..

..... 36,407 XXX L ...

..... 15,821 XXX L. ...

.. ... 48,103 XXX L. ..

..... 30,388 XXX L ...

....... 6,502 XXX L. ..

..... 14,084 XXX L. .

..... 89,393 XXX L ...

.. ... 13,292 XXX L ...

..... 17,775 XXX L. ..

.. ... 38,193 XXX L ...

...... .4,017 XXX L ...

..... 24,839 XXX L. ..

.. ... 31,748 XXX L...

..... 37,314 XXX L ...

..... 15,807 XXX L. ..

..... 61,857 XXX L ...

.. ... 25,721 XXX L ...

.. ... 16,503 XXX L. ..

..... 63,329 XXX . L.. .

..... 48,624 XXX L ....

....... 9,393 XXX L. ..

.... 20,551 XXX L. ..

.. ... 25,514 XXX L ... .... 25,515 XXX L. ..

D m o ~

~

StatementasofSeptember30,2018oflhe Wellmark Health Plan of Iowa, Inc.

SCHEDULE D • PART 3 Showing all Long·Term Bonds and Stocks ACQUIRED During Current Quarter

CUSIP Identification Oesai---.Ption Foreign I Date Acquired N.."e of Vendor

617446

61945C

626717

62942X

63938C

641100

64110L

64110W

654106

674599

69007J

693B6X

70450Y

713448

715347

71654V

731068

73179P

737630

74144T

749607

756109

75B86F

761152

78573M

796050

800422

805B9M

806857

808513

808625

44

10

10

40

10

MORGAN STANLEY ORO ...

MOSAIC ORO ...

MURPHY OIL ORO ...

NRG YIELD CL CORD ...

NAVIENT ORO ...

09107/2018 ....... BTIG LLC .. .

09107/2018....... BTIG LLC ... ..

09107/2018... BTIG LLC .. .

0910712018... BTIG LLC .. .

0910712018 ..... BTIG LLC ... .

10 4 NETAPP ORO... 09/0712018... BTIG

10 6 NETFLIX ORO..... 0910712018 ....... BTIG LLC .... .

10 2 NETEASE AOR... C... 09105/2018. ...... Jefferies .. .

10 3 NIKE CL B ORO... 0910712018...... BTIG LLC

10 OCCIDENTAL PETROLEUM ORO... 09107/2018 ....... BTIG LLC .. .

10 OUTFRONT MEDIA ORO... .................... 0910712018... BTiG LLC .... ..

10

10

10

BANK RAKYAT INDONESIA UNSPONSORE AOR... . ........................... 1 C ........... 109105/2018 ...... CREDIT SUISSE SECURITIES (USA) ... .. PAYPAL HOLDINGS ORO..... .. . ......... .. ............ 09107/2018 ....... BTIG LLC

PEPSICO ORO ..... 09107/2018. BTIG LLC ..... ..

0910712018.... BTIG LLC .. . :~ ~ I ~~~~~~~~AB:~;~~I~~~~~~~~~~~; ORO ....... . C... . ... I 09105/2018 ....... Jefferies .. .

10

10

10

POLARIS INDUSTRIES ORO ...

POL YONE ORO ...

POTLA TCHOEL TIC ORO ...

0910712018 ....... BTiG LLC ...... ..

0910712018 ....... BTIG LLC .. .

09/10/2018 ....... Jefferies .. .

10 T ROWE PRICE GROUP ORO... 09107/2018... BTIG LLC .... .

10 7 RLI ORO... 0910712018... BTIG LLC .. .

10 4 REALTY INCOME REIT ORO..... 0910712018... BTIG LLC .. ..

10 REGENERON PHARMACEUTICALS ORO... 0910712018 ....... BTiG LLC .. .

10 RESMEO ORO... 0910712018 ....... BTIG LLC .. .

10 4 SABRE ORO...... 0910712018... BTIG LLC .... .

88 SAMSUNG ELECTRONICS 1 GOS REP 25 ORO... C..... 09106/2018 ..... Jefferies .. .

10 JOHN B SANFILIPPO AND SON ORO... 08/0112018... BTIG LLC .. .

10 2 SCANA ORO.... 07105/2018 ....... DEUTSCHE BANK SECURITIES, INC ...

10 8 SCHLUMBERGER ORO... C..... 09/0712018 ....... BTiG LLC ...... . 10

10

CHARLES SCHWAB ORO ............................ . 0910712018 ....... BTIG LLC .. ..

0910712018 ....... BTIG LLC .. .

830879 10

SCIENCE APPLICATIONS INTERNATIAL ORO ....

SKYWEST ORO ....... 09107/2018... BTIG LLC .... .

83175M

831865

855244

87165B

871829

874039

882508

891180

898047

90130A

910340

91307C

918204

91912E

20 SMITH NEPHEW AOR REP 2 ORO... C.... 09105/2018 ....... Jefferies .. .

20 A 0 SMITH ORO...... 0910712018... BTIG LLC .. .

10 STARBUCKS ORO.... 0910712018 ....... BTIG LLC .. .

10 SYNCHRONY FINANCIAL ORO... 09/0712018 ....... BTiG LLC .. .

10 7 SYSCO ORO........ 0910712018 ....... BTiG LLC .. .

10 0 TAIWAN SEMICONDUCTOR MNFTG AOR 5 ORO... C....... 09105/2018.... Jefferies .. .

10 4 TEXAS INSTRUMENTS ORO........ 09107/2018... BTIG LLC ........ .

50 9 TORONTO DOMINION ORO..... 09105/2018. ... Jefferies .. .

50

10

TRIBUNE MEDIA CL A ORO .....

TWENTY FIRST CENTURY FOX CL A ORO ..

~~ ! I:~~~~~~:~~~~~~~~:: ........................ . 10 VALE AOR REPTG ONE ORO ...

0910712018... BTIG LLC .... ..

0910712018 . ...... BTIG LLC... .. ............................ .

0810112018 ....... BTiG LLC... .. ............................................ ..

0910712018 ....... BTIG LLC ...... ..

0910712018 ........ BTIG LLC .. .

C ........... I 09105/2018 .. VARIOUS ........

Number of Shns of Stock

... 1,900.000

...1,600.000

... 1,300.000

...1,100.000

.... 300.000

... 200.000

...200.000

...92.000

... 500.000

...100.000

...1,300.000

... 4,973.000

... 1,100.000

...300.000

... 2,100.000

... 2,418.000

...300.000

...700.000

...800.000

.... 500.000

...300.000

...100.000

...100.000

...100.000

...300.000

...131.000

.. ... 800.000

...1,300.000

...600.000

... 1,200.000

...100.000

100.000

...680.000

...700.000

...100.000

...1,600.000

...100.000

...3,009.000

...100.000

... 500.000

200.000

.. .. 2,100.000

...... 1,000.000

... 400.000

... 100.000

.. .7,933.000

AdualCost

...91,628

...47,912

...38,630

...21,786

...4,043

... 16,623

... 69,737

... 17,593

... 40,153

.. .7,666

..... 26,176

... 48,636

... 97,708

...33,824

...50,432

... 25,649

...33,299

... 29,481

...38,049

...53,868

... 23,489

... 5,815

... 39,542

... 11,205

... 7,679

... 134,146

... 46,601

... 52,735

... 47,764

... 80,188

... 8,987

...6,096

... 24,421

............................ 40,954

... 5,487

... 50,776

... 7,471

... 133,194

... 10,847

...29,997

...7,361

.94,952

.. ..... 80,864

...47,394

.. .... 8,946

...100,865

P ... VaIue

xxx XXX XXX

XXX XXX

XXX XXX

XXX XXX

XXX XXX

XXX XXX XXX XXX

XXX XXX

XXX XXX XXX

XXX XXX XXX

XXX XXX

XXX XXX XXX XXX

XXX XXX XXX XXX

XXX XXX

XXX XXX XXX

XXX XXX

XXX XXX XXX XXX

XXX XXX

10

NAIC Designation or Paid for Aca'ued Interest and Dividends I Mll'ket Indicator (a)

1 :::::.:::." ..... : ... : ... :.::::::::::::::::::::::: 1 ~::::::: .. ::........... ..

.:·.····:··.:· •• 1 ~ ..... I.··:: •• :.······· ······················IL.. .................... .

I ······IL ..

........................................ 1 L ....

......... ···········I L ..

.................. IL ....

I..·IL ..

.................... ·IL ........ .

.. I L ...

D m Q

~ (II


SCHEDULE D . PART 3 Showing all Long-Term Bonds and Stocks ACQUIRED During Current Quarter

CUSIP Identification I Desa;ption Foreign I Date Acquired I Name of Vendor Number of Shares of Stock

92532F 10 0 I VERTEX PHARMACEUTICALS ORO ...

948741 10

98310W 10

WEINGARTEN RLTY REIT ORO ...

WYNOHAM OESTINA TlONS ORO ... :~;;~~~: :~:~ ~~~..... . ..................................................... ····················I·······;::~~: 09/0712018... BTIG LLC..... ........ . .................. 1, 100.000

983919 10 lIXILlNXORO .......... .

B639CJ 10 8 AB INBEV ORO .. .

0910712018.... BTiG LLC .... .

B... 09106/2018... Jefferies ... ..

006216 31 BASF N ORO... B... 0910612018... Jefferies ... ..

007120 16 BAYER N ORO... B... 0910612018... Jefferies ... ..

01668R 12 OAIMLER N ORO... B..... 09/0612018... Jeffenes ... ..

019225 10 OEUTSCHE POST N ORO... B... 09106/2018... Jefferies ... ..

066992 10 SAP ORO... B... 09106/2018... Jefferies ... .

069671 21 SIEMENS N ORO.. B... 0910612018 ....... Jeffenes ... .

E19790 10 BANCO SANTANDER ORO... B... 09106/2018... Jeffenes ... .

FI058Q 23 BNP PARIBAS ORO... . B... 09106/2018... Jeffenes ... .

F12033 13 OANONE ORO... B... 09106/2018... Jefferies ... .

F22797 10 CREOIT AGRICOLE ORO... B... . 09/0612018..... Jeffenes ... .

F2457H 10 OASSAULT SYSTEM ORO... B... 0910612018... Jeffenos ... .

F4035A 55 SAFRAN ORO... B... 0910612018... Jeffenes .... ..

F43638 14 SOCIETE GENERALE ORO... B... 09106/2018... Jefferies ... .

F5548N 10 SANOFIORO... B... 09/06/2018... Jeffenes ... .

F58149

F58485

F80343

F92124

G03764

G1151C

G12793

G16249

G32655

G3910J

G39420

G42089

G4634U

G491BT

G5533W

G74079

G75754

G76225

G7690A

G7S00T

G84720

G87572

G93882

H42097

H58200

JI3440

J32491

13 L'OREAL ORO ... . , B.... 09106/2018... Jeffenos ... .

11 LVMH MOET HENNESSY LOUIS VUITTON SE ORO ...

10 COMPAGNIE OE SAINT GOBAIN ORO ...

10 TOTAL ORO ...

B ............. I 09106/2018. .. ... ) Jeffenes ............. .

09106/2018 . ...... Jefferies .......... .

09106/2018 ....... VARIOUS .... .. B ....

13 4 ANGLO AMERICAN ORO .. .

10 ACCENTURE CL A ORO .. .

.............. lB. C ....

0910612018 ....... I VARIOUS ...... 09107/2018 . ...... BTIG

10 BP ORO... B... 09/06/2018 ....... VARIOUS ......

10 BROOKFIELD PROPERTY PARTNERS UNT.. 08/20/2018..... Corporate AcUon ...

10 EXPERIAN ORO... B... 09106/2018 ....... JEFFERIES INTERNATIONAL LTD .. .

11 GLAXOSMITHKLINE ORO... B... 09106/2018 . ...... JEFFERIES INTERNATIONAL LTD .. .

10 GLENCORE ORO... B... 09106/2018... VARIOUS ......

11 3 DlAGEOORO... B... 09106/2018 ....... JEFFERIES INTERNATIONAL

16 9 HSBC HOLOINGS ORO.... B... 0910612018 ....... JEFFERIES INTERNATIONAL LTD ....

10 INVESCO ORO... 09107/2018... BTIG LLC ......

24 LLOYOS BANKING GROUP ORO... B.... 09/06/2018... JEFFERIES INTERNATIONAL LTD. ..

10

10

10 4

10 0

10

10

16

19

10

15

10

10

RECKITT BENCKISER GROUP ORO ....................................................................... ) B ............. ) 09/0612018 . ...... ) JEFFERIES INTERNATIONAL

RIO TINTO ORO.... ......................... ..... ............................. B. ........... 0910612018 ....... VARIOUS .... ..

ROLLS-ROYCE HOLOINGS ORO... .. .......................... B ............. 0910612018 . ...... VARIOUS ................................... ..

ROYAL OUTCH SHELL CLA ORO... B .. .

PENTAIR ORO... ...................................... C .. . 0910612018 ....... I Jefferies ... 09107/2018 . ...... BTIG

STERIS ORO... 0 .. . 0910712018.... BTIG LLC .....

TENCENT ORO... B .. . 0910612018 ....... JEFFERIES HONG KONG LIMITED .. .

VOOAFONE GROUP ORO... .. ........................... B .. . 09106/2018 ....... JEFFERIES INTERNATIONAL LTD .. .

UBS GROUP NORD... B .. . 09/06/2018 ....... Jefferies .. .

NOVARTIS N ORO... .. .......................... B .. . 0910612018 ....... Jeffenes .. .

FANUC ORO... B .. . 09106/2018... Jeffenes .. .

KEYENCE ORO.... B .. . 09106/2018... Jefferies .. .

... 700.000

...667.000

... 703.000

... 537.000

...541.000

... 1,851.000

... 1,029.000

...552.000

... 9,893.000

...447.000

.. .... 677.000

.. .... 2,328.000

...431.000

... 550.000

...581.000

... 487.000

...218.000

..... 376.000

...... 1,331.000

... 2,763.000

... 7,736.000

.... 200.000

... 28,781.000

..... 752.000

... 2,817.000

... 2,138.000

... 35,889.000

... 1,109.000

.. .4,687.000

...... 1,300.000

..... 37,953.000

... 549.000

...3,177.000

...4,764.000

... 2,643.000

... 500.000

... 700.000

... 3,200.000

... 12,955.000

.... 3,216.000

..... 685.000

... 300.000

... 300.000

AcbJal Cost

...35,895

...54,513

.. ... 45,535

...54,044

... 60,419

... 63,122

... 48,616

... 34,174

... 65,652

... 118,358

... 69,578

... 48,891

... 26,564

... 51,478

... 33,189

... 65,232

...73,513

... 24,438

... 41,161

...50,606

...123,470

.. ... 56,294

...167,659

...167,526

... 33,815

...202,978

.. .... 15,190

.. .... 68,897

.. .43,074

... 152,909

... 38,755

...40,720

.. .... 31,272

.. .... 29,912

.... 46,884

... 163,246

... 48,882

...85,535

... 21,548

...79,328

...129,274

...27,745

.. ... 51,103

...56,185

... 56,912

...163,386

P.Value

xxx XXX

XXX

XXX

XXX

XXX

XXX

XXX XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

Paid for Acaued Intarest and Dividends

10

NAtC Designation or Mll'ket Indicator {a}

............ 1 L ...

L. I" L ..

L .

u.. .... ... 1

I································

u ... u .. U .. U .. U .. U U .. L ...

L.

L ..

I················ ···················• ••••••••••• I~ .• · •••• •.·•···•······ ...... . I

U .. L ..

U .. U ... U .. . u .. .

I u .. L.

I··· ..... .

1 .......... ..

U .. U .. U .. U ... L

L ...

u ..

·.·.·.·.· •. ·.·.·.·.·.·.·1

Statement as of September 30, 2018 of the Wellmark Health Plan of Iowa, Inc. SCHEDULE D - PART 3


CUSIP Identification DescriDtion

J44497

J44690

J59009

10 MITSUB UFJ FG ORD .........

13 MITSUI ORO ....

15 9 NOMURA HOLDINGS ORO ...

J64264 10

J75963 10

K72807 13

N07059 20

N4578E 59

NB981F 27

P22561 32

01498M 10

026915 10

03018U 10

R8413J 10

T55067 10

T6444Z II

W26049 II

YOO2AI 10

RAKUTEN ORO ...

SOFTBANK GROUP ORO .. .

NOVO NORDISK B ORO ... .

ASML HOLDING ORO ...

ING GROEP ORO ...

UNILEVER DUTCH CERT...

CEMEXCPO ...

BHP BILLITON ORD ...

COMMONWEALTH BANK OF AUSTRALIA ORO ...

CSLORO... .. .............................. .

EOUINOR ORO ...

INTESA SANPAOLO ORO .. .

LUXOITICA GROUP ORO ... .

ERICSSON B ORO ......

AlA ORO ....

Y15010 10 4 SINOPEC CORP ORO H ...

D YI771G 10 2 COSTAMARE ORO ...

m 9099999. Total- Common Stocks -Industrial and Miscellaneous ... g Common stocks· Mutual Fundi

• 72201F 49 0 1 PIMCO:INCOME INST.. ......

Q) 9299999. Total- Common Stocks - Mutual Funds .......

9799997. Total- Common Stocks - Part 3 ...

9799999. Total- Common Stocks .....

9899999. Total- Preferred and Common Stocks ...

9999999. Total- Bonds, Preferred and Common Stocks ...

Foreign Date AcQuired N.ne of Vendor

B .. . 09/0612018 ....... Jefferies .... .

B .. . 09106/2OIB ....... VARIOUS .. .

B .. .. 091061201 B....... Jefferies ... ..

B .. .. 0910612018 ....... Jefferies .. .

B .. .. 09/0612018 ....... Jefferies .. .

B .. .. 09/0612018 ....... Jeffenos .. .

...... B .. . 0910612018 ....... Jefferies .. .

B .. .. 09106/201 B....... Jefferies .. ..

B .. .. O9/06120IB ....... Jefferies .. .

B .. .. 0910512018 ....... Jeffenos .. .

B .. .. 0910512018 ....... VARIOUS .. .

B. 0910612018 ........ Jeffenos ... .

B .. .. 091061201 B ...... Jeffenos .... .

B .. .. 091061201B ....... Jefferies .... ..

B ... . 09I06I2018 ....... Jefferies .... .

............ B ... . 09/0612018... . Jeffenos .. .

B .. .. 0910612018 ....... Jeffenos .. .

B .. .. 09106/2018 ....... JEFFERIES HONG KONG LIMITED ...

B .. .. 091061201B ....... VARIOUS ...

0 .. .. 071051201B ....... DEUTSCHE BANK SECURITIES, INC ...

... ...................... Ic ...... 1 0912812018 ....... I VARIOUS .....

(a) For all common stock beanng NAIC market indicator wu~ provide the number of such ISSues: .... 44.

. ...... 1 .. .

Number of Shns of Stock

.............. 4,300.000

.. ... B,800.000

.. ........... .7,700.000

....... 5,100.000

.. ................. 900.000

.. .. 1,750.000

.................... .774.000

.. ..... 3,623.000

.. .................... 6B2.000

...30,900.000

...................... 8,486.000

.... ............. 270.000

.. ............................. 504.000

.. ............... 3,554.000

........... 20,157.000

.. .... 578.000

.................... 1,727.000

........ 4,600.000

........................ 2Z2,000.000

................. 5,000.000

.......... I ,523,234.560

Actual Cost

.. ............... 25,871

. ......................... ..... 145,306

...................... 35,5B7

.. ....... 37,771

...................... 79,08B

............... 84,181

.......................... 149,57B

..................... 48,434

. ... 38,100

.. ......... 21,041

...204,459

.. ............ 13,632

.... 82,469

........................ 89,290

.. ............... 54,441

.. ............. 37,338

.. ...................... 14,661

. .................. 38,135

...206,663

. ...................... 41,425

......... 9,670,411

............ IB,232,531

. ........................... IB,232,531

. ................ 27,902942

.. ................................. 27,902,942

.. ...................... 27,901,722

.. ............... 61,214,373

xxx XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

10

NAIC DesIgnation or Paid for AccruecIlnterest and DivIdends Mlrket Indicator fa)

U ...... .

U .. .

U .. .

U .... .

U ... ..

U .. .

L...

l. ..

l. ..

U .. .

U .. ..

U .. .

U .. ..

U .. .

U .. .

U ... .

U .. .

U ..

U

L ...

.. ................ 0 ....... XXX .. .

l. ..

............... 0 ........... XXX ... ..

.. ..... 0 ... XXX .. .

..................... 0 ............ XXX ..................................... 0 ....... xxx .....

....................................... 130,022 ............ XXX ...... .

Statement as of September 30, 20180flhe Wellmark Health Plan of Iowa, Inc. SCHEDULE D . PART 4

Showing all Long-Term Bonds and Stocks SOLD, REDEEMED or Otherwise DISPOSED OF During Current Quarter 1 2

CUSIP Identification Desenplion

Bonds· U,S. Government 38376G 2G 4 GNR 1192 B· CMBS ...

38376G 7G GNR 1114410· CMBS .. .

38376G 09 GNR 112710· CMBS .. .

38376G N9 GNR 115310· CMBS .. .

38378B BC GNR 12410· CMBS .. .

38378N 70 GNR 1488 IE . CMBS .. .

38378N RK GNR 1413A·CMBS .. .

38378N W2 GNR 1452 AC· CMBS .. ..

38378X OR GNR 14103A 10· CMBS .. .

38379R 5W GNR 1714510· CMBS .. .

38379R YM GNR 1770 AC· CMBS .. .

38380J BD GNR 1714810· CMBS .. .

912828 4L UNITED STATES TREASURY .. .

912828 4U UNITED STATES TREASURY .. .

D 912828 Y6 UNITED STATES TREASURY .. .

m 0599999. Total· Bonds· U.S. Govemment... .. .

Q Bonds· U.S. Special Revenue and Special Assessment UI 3128JM NB 9 FH1B2285·RMBS ...

3128JN BV

3128MB G8

3128MB 09

31335A GB

313637 MW

313637 MW

313637 NO

FH lB2851· RMBS .. .

FH G12723· RMBS .. .

FH G12980· RMBS .. .

FH G60194 . RMBS .. .

FN 109373· RMBS .. .

FN 109373· CMBSIRMBS ....

FN 109388· RMBS ...

313637 NO 8 FN 109388 . CMBSIRMBS ....

3136AO FK FNA 11 M4 A2 . CMBS ...

3136A4 TZ 2 FNA 12M2 X· CMBS ...

3136A9 MR 6 FNA 12M14 X2. CMBS .. .

3136AR P4 4 FNA 16M04B X2. CMBS .. .

3136AT 5H 3 FNA 16MllB X2·CMBS .. .

31371L F4 FN 254987 . RMBS .. .

31377P 4U FN 383435· RMBS .. .

31377P 4U 5 FN 383435· CMBSIRMBS ....

3137AL TB FHR 3996A EN . CMOIRMBS ...

3137B4 WA 0 FHMS K033 AI· CMBS .. .

3137B5 JL 8 FHMSK034Al·CMBS .. .

313786 ZN FHMS K714 XI . CMBS .. .

3137BE F6 FHMS K503 XI . CMBS .. .

3137BJ PH FHMS KF08 A . CMBS .. .

3137BK W3 0 FHMS KF09 A· CMBS ...

3

F 0 r ei 9 n

4 5

Disposal Date Name of Purchaser

0910112018. Paydown ...

0910112018. Direct .. .

0910112018. Direct .. .

09101/2018. Direct .. .

09101/2018. Direct .. .

0910112018. Direct .. .

09101/2018. Paydown .. ..

09101/2018. Paydown .. .

0910112018. Direct ...

0910112018. Direct....

09101/2018. Paydown ...

09101/2018. Direct ....

0810912018. VARIOUS .. .

09/1112018. VARIOUS .. .

09126/2018. VARIOUS .. .

09101/2018. Paydown .. ..

09/01/2018. Paydown .. .

09101/2018. Paydown .. .

09/0112018. Paydown .. .

09101/2018. Paydown .. .

08/01/2018. Paydown .. .

09/01/2018. Paydown .. .

0810112018. Paydown .. ..

0910112018. Paydown .. .

0910112018. Paydown .. .

0910112018. Direct....

0910112018. Direct....

0910112018. Direct....

0910112018. Direct ....

0910112018. Paydown .. .

0810112018. Paydown .. .

0910112018. Paydown .. .

09/0112018. Paydown .. .

0910112018. Paydown .. .

0910112018. Paydown .. .

0910112018. Direct ...

09/01/2018. Direct....

09/2512018. Paydown .. .

09/25/2018. Paydown .. .

6

Number of Shares of Stock

7 8

Consideration Par Value

............. 6,283 .............. 6,283

............. 3,312 .............. 3,312

......... 234,689 .......... 234,689

............ ~1~ ............. ~1~

9 10

Prior Year Book/Adjusted

Actual Cost Carryino'Value

....... 6,291 .................. 6,291

........... 125 ..... 51

........... 194

........... 148

........... 104 ..... 50

........... 109 ... 113

........ 3,338 .................. 3,337

..... 243,086 .............. 242,454

............. 77 ..... 79

........... .79 .... .79

........ 2, 187 ................. 2, 187

........... 122 ... 119

...... 1,335,059 ....... 1,340,000 ....... 1,334,916

......... 793,377 .......... 800,000 ..... 796,243

.. .... 1,705,916 ....... 1,720,000 ....... 1,712,764

...... 4,080,826 ....... 4, 106,475 ....... 4,099,783 .............. 254,760

............. 5,342 .............. 5,342

.................. 24 ...... 24

............. 5,033 .............. 5,033

............. 7,079 .............. 7,079

............. 1,557 .............. 1,557

................ 487 .... 487

................ 246 .... 246

................ 582 .... 582

.. .............. 294 .... 294

... ......... 3,426 ............. 3,426

............. 7,487 .............. 7,487

........... 13,556 ............ 13,556

............ 6,842 ............. 6,842

........... 51,091 ............ 51,091

. ........... ~160 .............. ~160

.. ......... 27,775 ............ 27,775

............. 5,913 .............. 5,913

.. ........... 4,656 ............ ..4,656

........ 5,290 .................. 5,307

............. 24 ..... 24

.. ....... 5,490 .................. 5,209

........ 6,948 ................. 7,027

........ 1,646 .................. 1,642

.......... .495 ... 494

........... 250 ... 250

........... 602 ... 599

............ 304 ... 302

......... 3,493

........ 3, 118 ................. 2,760

.. .......... 513 ... 681

........... 396 ... 395

......... 1,784 .................. 1,781

......... 7,980 ................. 7,579

....... 14,030 ................ 13,919

......... 7,081 ................ ..7,025

....... 52,037 ................ 52,016

......... 2,215 .................. 2,212

....... 28,512 ................ 28,376

............ 360 ... 560

.. ....... 1,983

......... 5,919

.. ....... 4,664 .................. 4,664

11

Unrealized Valuation

ci"cre~) Decrease

.......... 0

Chanae in BookfAdiusted Carrying Value 12 13

Current Yea(s

Current Other-Than-Years Temporary

(Amortization) Impairment I Accretion Recoanized

.............. (8) .

............ (50) .

.......... (181)

.......... (145)

............ (46) .

.......... (109) .

............ (26)

....... (7,768) .

............ (78) .

............ (78)

.............. .4

.......... (118) .

.......... 237

........... 104

14 15

Total Foreign Total Change Exchange in B./A.C.v. Change in Cl1+12·13)

. .. (8)

.. ............... (50)

............... (181) .

.. ............. (145)

.. ............... (46)

............... (109) .

............ (26) ...

............. (7,768) .

................. (78) .

................. (78) .

.... 4

.. ............. (118) .

................. 237

................. 104

B./A.C.v.

.. ......... 158 ................ 158

...... .f8,102)1 .............. 0 ............. (8,102) .

............. 36

............... 0

.......... (177) .

............. 52

..... ...... (85) .

............. (7) .

.............. (4)

............ (17) .

............. (9) .

..... ...... (67)

....... (2,386)

.......... (587) .

.......... (384) .

....... (1,735)

............ (92) .

.......... (363) .

.......... (183)

. ......... (926)

.. ......... (52) .

.......... (602) .

.......... (429)

....... (1,622) .

.............. (6) .

.............. (8) .

.. ................. 36

.... 0 ............... (177) .

................... 52

................. (85) .

... (7) .

... (4)

................. (17)

... (9) .

................. (67) .

.. ........... (2,386)

............... (587) .

. .............. (384) .

. ............ (1,735)

................ (92)

............... (363) .

.. ............. (183)

............... (926)

................. (52) .

.. ............. (602) .

............... (429)

............. (1,622)

...(6) .

... (8)

....... 0

16

Book/Adjusted Carrying Value at

Disposal Date

........... 6,283

........... 3,312

.. ..... 234,689

........... 2,191

..... 1,335,153

.. ..... 796,347

.... 1,712,922

17

Foreign Exchange

Gain (Loss) on Disoosal

.. ... 4,090,897 ................ 0

........... 5,342

................ 24

........... 5,033

........... 7,079

........... 1,557

.. ............ 487

.............. 246

.. ........... 582

.. ............ 294

........... 3,426

........... 7,487

.. ........ 13,556

........... 6,842

.......... 51,091

........... 2,160

......... 27,775

.. ......... 5,913

.. .......... 4,656

18 19 20 21 22

Bond Interest I

Stock Stated NAIC Realized Total Gain Dividends Contractual Designation

Gain (Loss) (LosS) on Received Matunty or Market on Disoosal DiscOsal During Year Date Indicator Ca

.. ..... 0 ..... 158 11116/2044. 1.. ....

.. ..... 0 08/16/2053. 1... ..

....... 0 0711612045. 1... ..

....... 0 05/1612051. 1.. ...

.. ..... 0 05/1612052. 1... ..

....... 0 03116/2055. 1... ..

... 0 ....... 0 ..... 273 09/1612042. 1.. ...

.. ..... 0 ......... 3,992 08/16/2041. 1... ..

.. ..... 0 05/1612055. 1.. .. .

....... 0 04/1612057. 1.. .. .

....... 0 ....... 33 05/16/2058. 1... ..

....... 0 07116/2059. 1... ..

............. (95) .... (95) ... 9,428 0413012023. 1.. ...

........ (2,970) .......... (2,970) ......... 3,562 06/30/2023. 1... ..

........ fl,006) .......... 17,006 ......... 6,589 07/3112023. 1... ..

.... (10,071) ..... :::(i0,0711 ....... 24,035 xxx xxx

. ............. (0)

....... 0

....... 0

....... 0

....... 0

....... 0

....... 0

....... 0

....... 0 .. ..... 0

....... 0

....... 0 .. ..... 0

....... 0

....... 0

....... 0

....... 0

....... 0

....... 0

...... (0)

....... 0

....... 0

.. ..... 0

....... 0

....... 0

....... 96 0810112035. 1... ..

......... 1 0410112035. 1... ..

.. ... 181 06101/2022. 1... ..

..... 194 08/01/2022. 1... ..

....... 31 08/0112045. 1... ..

....... 21 12/01/2031. 1... ..

....... 13 1210112031. 1... ..

....... 22 1210112020. 1.. ...

...... 14 12101/2020. 1... .

06125/2021. 1... ..

0212512022. 1... ...

09/2512022. 1... ..

01125/2039. 1... ..

07/2512039. 1.. ...

..... 269 12101/2018. 1... ..

..... 532 04101/2019. 1... ..

.... 332 0410112019. 1... ..

..... 942 0711512039. 1....

....... 37 02125/2023. 1... ..

..... 438 02125/2023. 1... ..

1012512020. 1... ..

08/25/2019. 1... ..

0112512022. 1... ..

.... 54 0512512022. 1... .....


SCHEDULE D - PART 4 Showing all Long-Term Bonds and Stocks SOLD, REDEEMED or Otherwise DISPOSED OF During Current Quarter

CUSIP Identification Description

3137BM UC 8 FHMS KJ03 Al - CMBS .... .

3t37BP WF 2 FHMS KJ05Al- CMBS .. .

3137BT 7H 8 FHMS KJl0 Al- CMBS .... ..

3137BT TZ 4 FHMSK724Al-CMBS .. .

3137BY M2 3 FHMSKF31A-CMBS ...... ..

3137F2 K2 1 FHMSKJI5Al-CMBS .. .

3137F5 LM 9 FHMSKJ(03A1X-CMBS .. .

3137FA RN 0 FHMS QOO4 XFL - CMBS .... .

3137FC L5 FHMS QOO6 API - CMBS .. .

3137FE V3

31381M 4Q

31381M 4Q

31381M PU

31381M PU

31381N 7G

FHMS KJ19 Al- CMBS ...

FN 465331 - RMBS ......

FN 465331 - CMBSIRMBS .. .

FN 464935 - RMBS ................................ ..

FN 464935 - CMBSIRMBS .. .

2 FN 466295 - RMBS ... o 31381N 7G 2 FN 466295 - CMBSIRMBS ...

3 FN 465491 - RMBS ...... m o U'I ...

31381N C4

31381N C4 FN 465491 - CMBSIRMBS ...

31381P PM FN 466728- RMBS ........

31381P PM 4 FN466728-CMBSIRMBS ...

31381P UY 2 FN 466899 - RMBS .......

31381P UY

31381P XA 31381P XA 31381Q 5H

FN 466899 - CMBSIRMBS ...

FN 466973 - RMBS .........


FN 466048 - RMBS ..........

31381Q 5H FN 468048 - CMBSIRMBS ...

31381Q 6B 7 FN 468066 - RMBS ...

31381Q 6B 7 FN 468066 - CMBSIRMBS ...

31381Q BN

31381Q BN

31381R LL

31381R LL

31381S VW

31381V FK

31381V FK

3138AA YX

3138EG KC

FN 467245 - RMBS ...

FN 467245 - CMBSIRMBS.

FN 468431 - RMBS ...


FN 469629 - RMBS .. .

FN 471870 - RMBS .. .


FN AH8825 - RMBS .. .

FN AL0290 - RMBS .... ..

3138EG KC 7 FN AL0290 - CMBSIRMBS .................... ..

3138EG U4 4 FN AL0602 - RMBS ...

3138EG U4 4 FN AL0602 - CMBSIRMBS .. .

3138EG X2 FN AL0696 - RMBS ............ ................ .

3138EG X2 FN AL0696 - CMBSIRMBS ...

F o

ei g Disposal

Date Name of Purchaser 0910112018. Paydown .. .

0910112018. Paydown ...... .

0910112018. Paydown .. .

0910112018. Paydown .... ..

0912512018. Paydown .. .

0910112018. Paydown .. .

0910112018. Paydown .. .

0912512018. Direct ....

0910112018. Paydown .... .

0910112018. Paydown .. .

0810112018. Paydown .. .

09101/2018. Paydown ..... ..

0810112018. Paydown .. .

09101/2018. Paydown .. .

0810112018. Paydown ...... .

09/2512018. VARIOUS .. .

08101/2018. Paydown .. .

09101/2018. Paydown ...... ..

0810112018. Paydown .. .

0910112018. Paydown ............................. ..

0810112018. Paydown ..... .

0910112018. Paydown .. .

0810112018. Paydown ...... .

0910112018. Paydown .. .

0810112018. Paydown .. .

0910112018. Paydown .. .

0810112018. Paydown .... .

0910112018. Paydown .. .

0810112018. Paydown .. .

0910112018. Paydown .. .

0810112018. Paydown .. .

0910112018. Paydown ... .

0813012018. Paydown .. .

0810112018. Paydown ....... .

0910112018. Paydown .. .

09101/2018. Paydown .. .

0810112018. Paydown .. .

0910112018. Paydown .. .

0810112018. Paydown .. ..

0910112018. Paydown .. ..

0810112018. Paydown

0910112018. Paydown ...

Numberof Shares of Stock

10


Consideration Par Value Actual Cost Canying Value

..... 8,610 .............. 8,610 ..... 8,570 .................. 8,574

.. .......... 16,670 ........... 16,670 ............ 16,373

. ..... 48,210 ...... 48,210 ............ 48,093 ................ 26,153

.............. 1,112 .............. 1,112 .............. 1,110

.. ......... 10,211 ............ 10,2tl ............ 10,226

............ 26,384 ............ 26,384 ............ 26,648 ............... 26,601

. .......... 365 ....... 365 ....... 356

.. ............... 291 ..................... 271

.............. 9,377 ............. 9,377 .......... 9,421

...... 12,727 ........ 12,727 ............ 12,727

....... 170 .... 170 ................. t81 ..................... 180

.... 82 ................... 82 ................... 87 ..................... 87

.............. 185 ......... 185 ....... 196 ............. 194

....... 90 ...... 90 ................... 95 ..... 94

.. ............... 162 ................. 162 ................. 166

....... 45,478 ......... 45,351 .......... 46,353

. ........ 184 ................. 184 ................. 194 ..................... 193

................... 89 .................. 89 .................. 94 ....................... 93

......... 238

. .... 115

................ 201

...... 96

...... 238 ........ 249 .................... 247

.. ............... 115 ................. 121 ..................... 120

............. 201 ......... 204

... 96 ................... 98 ...313 ................. 313 ................. 330 .................... 329

....... 152 ................. 152 ............... 160 ................ 159

................ 73 .......... .73 ......... 77 ....... 77

............ 35 .35 ............ 37 ................. 37

138 ................. 138 ................. 148 ..................... 147

.. ............... 66 ................ 66 ............. 71 ................. 70

....... 380 ... 380 ................ .402 ..................... 402

................. 183 ................. 183 ................ 193 ............... 193

........ 150 ... 150 ................. 157

.. ................ .73 .................. .73 .... 76

.. .... 97,588 ............ 97,568 ............ 98,453

...... 672 ................. 672 ................. 665

.............. 333 ........ 333 ... 330

... 3,889 .............. 3,889 .............. 3,958 ................ 3,943

.............. 4,431 .. ...... 4,431 .......... 4,747 ... 4,715

.. ........... 61 ...... 61 ................... 66 ....................... 65

.. ............... 221 ................. 221 ................. 228

.. .......... 3,182 ....... 3,182 .............. 3,287

..... 9,441 .... 9,441 .............. 9,903

................... 59 ................. 59 ...... 62

Change in Book/Adjusted Carrying Value 11 12 13 14 15

Current Year's

Unreal~ed Current Other-Than-Valuation Year's Temporary Increase (Amortization) Impairment

(Decrease) 1 Accretion Recognized

................ 37

..... 297

.............. 132

............ 2 ............... (15) .

. ....... (217) .

..... 9

........... (264) ....

. .... (45) .

.................. 0

............... (10) ..

. ........ (5) .

......... (9) .

. .............. (5) ..

..... (4) .

.. ........... (290) .

.............. (9) .....

... (4) .

............... (10) .

........... (5) ..

................. (4) .

................. (2) ....

..... (16) .

................. (8) .

.. (3) .

................ (2) ....

. ........ (9) .

................. (4)

............... (22) ...

............... (11) .

................ (7) ....

.... (3) .

............. (865) ....

.......... 7

.... 3

.............. (55) .....

... (284) .

................. (4) ....

................. (7) .

............. (105) .

............. (462) .....

................. (3)

Total Change inB.lA.C.V. J11.12-131

.............. 37

.... 297

................ 132

...... 2

Total Foreign Exchange Change in B.lA.C.v.

.. (15) .

.... (217) .

.. .................. 9

........ ..... (264) .

. .. (45) .

.................... 0

...... (10) .

... (5) .

................... (9) .

........ . ....... (5) .

................... (4) .

.. ........ (290) .

.. ..... (9) .

.. ................. (4) .

.. ............. (10) ...

..... (5) .

.. ................. (4) .

. .............. (2) ..

. .. (16) .

.. ................. (8) .

.. ................ (3) .

.. ............... (2) .

. .... (9) .

................... (4) .

................. (22) .

................. (11) .

.. ....... (7) ..

... (3) .

. ............ (865) .. .

.. ..... 7

.. ...... 3 ....... (55) .

............... (284) .

.............. (4) ......

...... (7) .

.. ............ (105) .

.. ............ (462) .

...... (3) .

16

Book/Adjusled Carrying Value at

Disoasal Date

.... 8,610

................ 16,670

.. ... 48,210

.................. 1,112

...... 10,211

.. .............. 26,384

.............. 365

.................. 9,377 ......... 12,727

· ....... 170

. ...................... 82

............... 185

.. ... 90

. .................... 162

..... 46,063

.. ................... 184

.. ................... 89

· ...... 238

.. ................... 115

............... 201

...96 . ................... 313

.............. 152

· ........ 73 ..... 35

.. ................... 138

.. .................. 66

..... 380

..................... 183

.. ....... 150 ....................... 73

....... 97,568

..................... 672

..................... 333

...... 3,889

.................. 4,431

..... 61

......... 221

.................. 3,182

................. 9,441

.. ..................... 59

17

Foreign Exchange


18

Realized Gain (Loss) on Disoosal

............... 0

19 20

Bond Interest!

21 22

Stock Stated NAIC Total Gain Dividends Contractual Designation (Loss) on Received Matunty or Market Disposal Dunna Year Date Ind~atar la

.................. 0 .............. 93 01125/2021. 1...

.. ......... 0 ...... 86 0512512021. 1... ..

....... 0 ............ 383 1212512022. 1...

.............. 0 ......... 10 03125/2023. 1...

.. .... 0 0412512024. 1.. ......

.. .......... 0 .......... 398 07/2512020. 1...

........ 0

.. ............... 0 ........... 0

.. ... 2 0312512025. 1...

0512512044. 1... .

.... 51 04125/2028. 1...

.. ........ 0 ............ 171 0212512022. 1...

.............. (0) ................. (0) ............... .4 0710112020. 1...

.. ............. 0 ............ 2 0710112020. 1...

.. ... 0 ...... 0 ....... 4 0410112020. 1...

.. ................ 0 ................ 3 0410112020 .

.......... 0 ....... 2 1010112020. 1...

..................... (585) ............. (585) ......... 1,114 10101/2020. 1.. .. . .............. (0) ............... (0) ............ .4 07101/2020. 1...

....... 0 .... 2 07101/2020. 1...

.............. (0) ..... (0) ................ 5 1210112020 1...

.. ........... 0 ............ 3 1210112020. 1.. .... . ........ 0 .... 2 12101/2020. 1...

.. ................ 0 ................ 1 1210112020. 1...

.......... 0 .......... 7 0110112021. 1.. .... .. ....... 0 ..... 4 0110112021. 1

.................. 0 .2 05/0112021. 1...

.................. 0 ................ 1 05/01/2021. 1.. .. .. .. ............. 0 ........... 3 0810112021. 1 ...... ..

. ...... 0 ...... 0 ... 2 0810112021. 1.. ..

................ 0 .................. 0 ................ 9 0210112021. 1...

............ 0 .... 5 0210112021. 1.. ...

.............. (0) .......... (0) ................ 3 0710112021. 1

.. ............ 0 .......... 2 0710112021. 1

....... 0 ......... 2,997 1210112021. 1.. ...

.. ................ 0 ............... 2 07101/2022. 1...

.. 0 ........ 2 0710112022. 1.. ....

........ 0 ............ 102 0310112041. 1..

.. .............. 0 .................. 0 ............ 124 0410112021. 1 .

.. .......... 0 .............. 2 0410112021. 1.. .. .. .. ............ (0) ...... (0). .. ........ 0 07101/2021. 1...

... 0 ... 23 07101/2021. 1

...0 ........ 234 0810112021. 1... ...

........ 0 .............. 2 0810112021. 1...

£) m o (II

N


Showing all Long-Term Bonds and Stocks SOLD, REDEEMED or Otherwise DISPOSED OF During Current Quarter

CUSIP IdentifICation DescriDtion

3138EH AJ 1 FN AL0908 - RMBS ...

3138EH AJ

3138EJ RP

3138EJ RP

3138EP JW 3138EP JW

3138EQ L6

3138ET DR

3138LO RM

3138LO RM

3138L6 M

3138L6 M

3138L6 GJ

3138L6 GJ

3138LN PE

3138LN PE

FN AL0908 - CMBSIRMBS ...

FN AL2293 - RMBS ...


FN AL6576 - RMBS ...


FN AL7548 - RMBS .. .

FN AL8211 - RMBS .. .

FN AM0491 - RMBS .. .

FN AM0491 - CMBSIRMBS ....

FN AM5400 - RMBS ...

FN AM5400 - CMBSIRMBS... .

FN AM5600 - RMBS ...

FN AM5600 - CMBSIRMBS ....

FN AN9420 - RMBS ...

FN AN9420 - CMBS/RMBS ...

3138NJ AB 4 FN FN0001 - RMBS ...

3138NJ AB FN FN0001 - CMBSIRMBS ...

3138NJ AF FN FNOOO5 - RMBS ...

3138NJ AF FN FN0005 - CMBSIRMBS ...

3138WF 2Y FN AS6190 - RMBS .. .

31402R N9 FN 735816 - RMBS .. .

31410U C7 FN 897494 - RMBS .. .

31411E P7 FN 905946-RMBS .. .

31412N MY FN 930175 - RMBS .. .

31413Y 6T 3 FN 959982 - RMBS .. .

31414R WJ 0 FN 974149 - RMBS .. .

31416B RB FN 995182 - RMBS .. .

31416C KH FN 995896 - RMBS .. .

31418M 5K 4 FN AD0849 - RMBS .. .

31418M 5K

31418M EY

FN AD0849 - CMBS/RMBS... .

FN AD0150 - RMBS ...

31418M EY 4 FN AD0150 - CMBSIRMBS ....

31418M WW 8 FN AD0660 - RMBS .....

31418M WW FN AD0660 - CMBSIRMBS ...

31419A EG

31419A GX

FN AE0134 - RMBS .. .

FN AE0213 - RMBS .. .

4

o

ei Disposal

Date Name of Purchaser

0810112018. Paydown .. .

09/0112018. paydown .. .

0810112018. Paydown .. ..

0910112018. paydown .. ..

08101/2018. paydown .... .

09101/2018. paydown .. ..

0910112018. Paydown .. .

0910112018. Paydown .. .

08101/2018. Paydown .. .

0910112018. Paydown .. .

0810112018. Paydown .. .

0910112018. Paydown .. .

08101/2018. Paydown .. .

09101/2018. Paydown .. .

0810112018. Paydown .. .

09/0112018. Paydown .. .

08101/2018. Paydown .. .

09101/2018. Paydown .. .

0810112018. paydown ... .

0910112018. Paydown .. .

09101/2018. Paydown .. .

09101/2018. Paydown .. .

09/01/2018. Paydown .. .

09101/2018. paydown .. .

09101/2018. Paydown .. .

09101/2018. Paydown ...

09101/2018. Paydown .. .

0910112018. Paydown .. .

09101/2018. Paydown .. .

08101/2018. Paydown ...

09/0112018. Paydown .. .

0810112018. Paydown .. .

09101/2018. Paydown .. .

0810112018. Paydown .. .

09/0112018. Paydown .. .

07101/2018. Paydown ... .

0910112018. Paydown ... .

31419A P8 4 FN AE0448 - RMBS... 08101/2018. Paydown ...

31419A P8 FN AE0446 - CMBSIRMBS... 09101/2018. Paydown ...

3199999. Total- Bonds - U.S. Speci .. Revenue and Special Assessments.

Number of Shares of Stock Consideration

....... 88

....... 42

.............. 1,050

.............. 2,749

..... 274

..... 132

.......... ..71,853

............ 69,560

..... 462

.. ... 227

.. ... 301

.. ... 142

.............. 3,056

.............. 1,462

....... 88

....... 89

..... 272

....... 52

..... 445

..... 217

.............. 2,358

..... 540

..... 383

.............. 6,344

.. ........... 3,764

..... 199

......... 4 .............. 1,626

.. ............ 8,907

.............. 9,849

....... 79

............ 11,172

....... 90

..... 762

.. ... 367

Par Value

.. ....... 88

......... 42

..... 1,050

.. .. 2,749

....... 274

....... 132

... 71,853

... 69,560

.. ..... 462

....... 227

....... 301

...... 142

.. .. 3,056

..... 1,462

......... 88

.. ....... 89

.. ..... 272

.. ....... 52

....... 445

....... 217

.... 2,358

....... 540

.. ..... 383

.... 6,344

..... 3,764

.. ..... 199 .. ......... 4

.. .. 1,626

..... 8,907

.. ... 9,849

......... 79

...11,172

.. ....... 90

....... 762

....... 367

.......... 106,764 .......... 106,764

.. ............ 2,654 .... .2,654

..... 109

............ 13,973

.. ..... 109

... 13,973

.......... 768,244 .......... 768,117

Actual Cost ............ 93

............ 44

....... 1,124

....... 2,943

.......... 284

.......... 136

..... 77,646

..... 73,168

.......... 463

.......... 227

......... 307

.......... 145

.. ..... 3,300

....... 1,579

............ 89

............ 89

.......... 282

............ 54

.......... 458

.......... 223

....... 2,478

.......... 536

.......... 385

....... 6,411

....... 4,015

.......... 213

............. .4

....... 1,775

....... 9,281

..... 10,305

............ 82

..... 11,588

............ 94

.......... 793

.......... 382

... 111,201

....... 2,867

.......... 115

..... 14,733

... 800,249

10 11

Unrealized Prior Vear Valuation

Book/Adjusted Increase Carrvina Value (Decreaset

.............. 1,116

............. 2,924

................ 283

................. 136

............ 76,526

............ 73,032

................ 463

................ 227

............. 3,237

.............. 1,549

................ 281

.................. 54

................ 458

.. .............. 223

.............. 2,473

................ 537

.. .............. 384

............. 6,385

.. ........... 3,963

................ 210

.................... 4

............. 1,661

.............. 9,204

............ 10,230

.................. 82

........... 11,497

.................. 93

................ 790

................ 381

.......... 111,141

.............. 2,797

................ 114

............ 14,632

.......... 552,851 ................. 0

Chana. in Book/Musted Carryin. V .. ue 12 13 14 15

Current Year's

Current Other-Than-Year's Temporary

(Amortization) Impairment 1 Accretion Recogn~ed

................. (5) .

.. ............... (2) .

............... (67) .

............. (175)

. ................ (9) .

.. ............... (4) .

.......... (4,677)

.. ........ (3,473)

................. (1) .

................. (1)

................. (6)

................. (3) .

............. (181) .

. .............. (87) .

.. ............... (1)

................. (1) .

................. (9) .

................. (2)

.. ............. (13) .

.. ............... (6) .

. ............ (115)

.. ................ 2 ................. (1) .

. .............. (40) .

.. ........... (200) .

........... ... (10)

................ (0) .

............... (36) .

............. (297) ..

............. (381)

................. (3) .

............. (325) .

................. (3)

.. ............ (28)

. .............. (14) .

.. ........ (4,377) .

............. (143)

................. (5) .

............ .(658

........ (27,285' ............... 0

Total Change in BJA.C.v. (11+12-13)

................ (5)

................ (2)

Total Foreign Exchange Change in BJA.C.V.

.............. (67) ... .

............ (175) ... .

................ (9)

................ (4) ... .

......... (4,677) .. ..

......... (3,473)

................ (1)

................ (1) .. ..

................ (6) .. .

................ (3)

............ (181)

.............. (87) ... .

................ (1) ... .

................ (1)

................ (9)

. ............... (2) .. ..

.............. (13)

................ (6)

............ (115) ....

................. 2

................ (1)

. ............. (40) .. .

............ (200) ... .

.............. (10) ... .

................ (0)

.. ............ (36)

............ (297) ....

. ........... (381)

................ (3)

............ (325) ..

................ (3) ....

.............. (28)

.............. (14) ....

......... (4,377) ."

............ (143) ....

. .............. (5)

.. .......... (658) ....

....... (27,285) ................ 0

16 17 18 19 20 21 22

Foreign Book/Adjusted Exchange Realized Total Gain

Carrying Value at Gain (Loss) Gain (Loss) (Loss) on D~sal Date on Disoosal on Disposal Disposal

Bond Interest I

Stock Dividends Received

Durina Year

Stated Contractual

Maturity Date

NAIC Designation or Market

Indicator (a'

............] ..... 3 09101/2021. 1...

.................... 42 ................ 0 ......... 2 09101/2021. 1...

............... 1,050 ................ 0 ........... 32 0610112021. 1...

.............. 2,749 ................ 0 .......... 107 06101/2021. 1...

................. 274 ................ 0 ............. 6 08101/2022. 1...

.................. 132 ................ 0 ............. 3 0610112022. 1 .. .

............ .71,853 ................ 0 .............. 0 ....... 1,925 0110112027. 1...

............ 69,560 ................ 0 ....... 1,469 12101/2030. 1...

.................. 462 ................ 0 ............. 5 11101/2022. 1...

.................. 227 ................ 0 ............. 3 1110112022. 1...

................. 301 ................ 0 ............. 1 0410112022. 1...

.................. 142 ................ 0 ............ 1 04101/2022. 1...

............... 3,056 ................ 0 ................ 0 ............ 61 0610112025. 1...

.. ............ 1,462 ................ 0 ............ 36 0610112025. 1...

.. .................. 88 ................ 0 07101/2043. 1...

.................... 89 ................ 0 ............. 0 07101/2043. 1.. ..

.................. 272 ................ 0 ............ 6 12/0112020. 1...

.................... 52 ................ 0 ............. 1 12101/2020. 1...

.................. 445 ............... 0 ............. 9 11101/2020. 1...

................. 217 ................ 0 ............ 5 11101/2020. 1...

.. ............. 2,358 .............. (0) ............... (0) ........... 47 1110112045. 1...

.................. 540 .............. (0) ............... (0) ........... 11 11101/2034. 1...

.................. 383 ................ 0 ................ 0 ............. 8 1210112036. 1...

.............. 6,344 .............. (0) ............... (0) ......... 136 01101/2037. 1.. ..

............... 3,764 ................ 0 .......... 109 11101/2038. 1...

.................. 199 ............... 0 ................ 0 ............. 7 11101/2037. 1...

...................... 4 ............... 0 ............. 0 02101/2038. 1...

............... 1,626 .............. (0) .............. (0) ........ 61 06101/2020. 1 .. .

............... 8,907 ................ 0 ........ 269 06101/2039. 1...

............... 9,849 ................ 0 ......... 247 0210112020. 1.. ... .

.................... 79 ................ 0 ............. 3 02101/2020. 1...

............. 11,172 .............. (0) ............... (0) ......... 388 05101/2019. 1...

.................... 90 ............... 0 ........... ..4 0510112019. 1...

.................. 762 ................ 0 ........... 19 1210112019. 1...

.. ................ 367 ................ 0 ........... 11 12101/2019. 1 .. .

........... 106,764 ................ 0 ...... 2,375 02101/2020. 1 .. .

............... 2,654 ................ 0 ................ 0 .......... 86 1210112029. 1...

.................. 109 ................ 0 ............. 3 09101/2020. 1...

............. 13,973 ................ 0 ......... 430 09101/2020. 1...

.. ......... 768,830 ................ 0 ........... (5851 ............ (585' ...... 16,936 XXX XXX

Bonds· Industrial and Miscellaneous 100442u M 7IACE07ASP2A1-RMBS... .... ...... I .. 109125/2018.lpaydown ......... 1 .............. 2,684 I.. . .... 2,684 I.. . ..... .2,219 I .. ..1 ................... 1 ............ 465 1 ................. I ............... 465 I ................... 1 ................. 2,684 1 .................. 1 .................. 1 ............... 0 I ............. 25 1 06I25/2037.16FE ........... 1



F o

ei DiSposal

CUSIP Identification DescnDtion Date Name of Purchaser

00507U AT 8 ACTAVIS FUNDING SCS... C 09/0612018. BZW SECS ...

02660T AW 3 AHM 042 2A. RMBS... 09101/2018. Paydown .. .

02660U AA AHMA 063 Al . RMBS... 09101/2018. Paydown ...... .

02665W AZ 4 AMERICAN HONDA FINANCE CORP ..... C 08/15/2018. Citigroup (SSB) ...

037833 AK APPLE INC ...

05363L AC 7 AVERY6A·CDO ...

CREDIT AGRICOLE SECURITIES 0710912018. (USA) I

09/11/2018. CORPORATE ACTION ....

MERRILL LYNCH PIERCE 05524U AA BAMLL 12PARKA·CMBS... 09/11/2018. FENNER

05524V AA BAMLL llFSHNA·CMBS... 09/1112018. CANTORFITZGERALD+CO ...

055650 BP BP CAPITAL MARKETS PLC .................... C 0811512018. Citigroup (SSB) .. .

058931 AV BAFC 063A13· CMOIRMBS...... . 0910112018. Paydown .... .

058931 BC 9 BAFC 063 AlO· CMOIRMBS... 09/0112018. Paydown .. .

058933 AG BAFC OSDB SAl· CMOIRMBS 09/01/2018. Paydown .. .

05949C CB BOAMS 05F 2A3· CMOIRMBS.... . 0910112018. Paydown ...... .. o 05949C MS BOAMS 05K 2Al· CMOIRMBS... 0910112018. Paydown .... . m o (II

W

O64OSF AA

O6406f AB

073659 AB

07366H RA

07366H WR

073662 AC

07401C AV

07401M AD

07401N AP

0740W AP

0740W AA

BANK OF NEW YORK MELLON CORP ...

BANK OF NEW YORK MELLON CORP ...

BSABS OlHE5 Al· RMBS ...

SALTA 052B 2A4· CMOIRMBS .....

SALTA 058B lA 1 . RMBS ...

BSARM 064 2A 1 . CMOIRMBS .. .

BSARM 074 221 • CMOIRMBS ...... .

BSMF07AR11X·RMBS ...

BSMF 06AR5 2A 1 . RMBS. ....................... .

BSMF 07AR3 2Al· RMBS .. .

BSMF 07AR41Al· RMBS .. .

08161H AG 5 BMARK 18B4 XA· CMBS ...

09247X AJ

12189L AD

12465M AD

12489W GJ

1248MB AH

1248MG AK

1248Pl AA

125039 AG

12592G AZ

12595X AV

126192 AC

126220 AF

BLACKROCK INC ...

BURLINGTON NORTHERN SANTA FE LLC

CBASS 06CB9 A4 . RMBS .. .

7 CBASS 03CB3 AFl • RMBS .. .

8 CBASS 07CB2 AlB . RMBS .. .

o CBASS 07CBl Al· RMBS .. . CBASS 06CBB A 1 . RMBS .. ..

CD 17CD6 XA· CMBB ...

COMM 14CC 19 Al • CMBS .. .

CSAIL 18CX12 XA· CMBS .. .

COMM 12LC4 A3· CMBS .. .

1 COMM lOCl XWA· CMBS .. .

07/0612018. GOLDMAN .. .

0712612018. GOLDMAN ... ..

09125/2018. Paydown ...

0910112018. Paydown.

0912512018. Paydown .. .

0910112018. Paydown .. .

09101/2018. Paydown .... .

09101/2018. Direct ...

0912512018. Paydown .. .

0912512018. Paydown .. .

09/2512018. Paydown .... ..

0910112018. Direct. ...

CREDIT SUISSE SECURITIES 0811512018. (USA)

PERSHING DIV OF DU SEC 08115/2018. LNDING

09/2512018. Paydown .. .

0910112018. Paydown .. .

0910112018. Paydown .. .

09101/2018. Paydown ...... ..

0912512018. Paydown .. .

09101/2018. Direct .............................. .

0812812018. Cltigroup (SSB)

0910112018. Direct ....

0910112018. Paydown ......

0910112018. Direct ....

Number of Shares of Stock Consideration Par Value Actual Cost

......... 161,405 . .... 165,000 ...... 163,525

10

Prior Year BOOk/Adjusted Carryin. Value

....... 163,582

. ... 5,516 .............. 5,516 .............. 5,516 .................. 5,516

............. 3,012 ........... 3,012 ........... 2,892 ............... 2,850

.. ....... .742,035 .......... 750,000 .......... 754,568 .............. 752,622

...... 842,253 .... 873,000 ......... 871,839 ........ 872,346

....... 1,000,000 ....... 1,000,000 ....... 1,000,500

............ 34,571 ............ 35,000 ........... 35,326 .............. 20,466

.. ....... 30,754 ... 30,000 ... 31,591 ........... 21,288

...463,550 .......... 450,000 .......... 480,434 ............. 478,876

............ 12,495 ............ 12,495 .12,565 ................ 12,554

............. 7,085 ........... 7,085 ............ .7,173 ........... 7,171

.. ......... 8,238 .... 8,309 .... 8,019

.. .......... 11,068 ............ 11,112 ............ 10,612 ................ 10,612

........ 11,091 .... 11,101 ........... 11,021 .......... 11,021

.......... 296,757 .......... 302,000 .......... 314,354 .............. 310,586

.. ........ 532,450 .......... 550,000 .......... 561,336 .......... 557,909

.... .7,322 ....... 7,322 ..... 7,290 ................ 7,291

............ 10,782 ............ 10}82 ............ 10,701 ................ 10,702

.. ......... 3,314 ....... 3,314 ........... 3,259 ........... 3,259

..... 5,395 .............. 5,514 .............. 5,494 .................. 5,494

.............. 5,549 .............. 6, 179 .............. 6,075

.. ............. 144

.. ......... 3,373 ....... 3,373 ............. 3,175

..... 2,692 .............. 2,692 .............. 2,553

....... 3,175

.. .. 2,553

..... 3,903 .............. 3,903 .. 3,579 .................. 2,713

. ....... 148

.......... 809,008 .......... 800,000 .......... 827,576 .............. 827,429

........ 866}41 ...... 848,000 .......... 844,328 .......... 846,582

... 3,410 .............. 3,410 .............. 2,208

............. 1,007 ......... 1,007 ............ 1,002 .............. 1,002

. .... .7,554 .............. 7,564 .............. 5,900 ....... 5,922

Chanae in Book/Adlusted C~ng Value 11 12 13 14 15

Current Year's

Unrealized Current Other-Than-Valuation Yea~s Temporary Increase (Amortization) Impairment

(Decrease) 1 Accretion Recoanized

... 58

.............. 283

......... 42 ..... 121

............. (571) .

.... 75

............. (500) .

......... (52) .

.... (261) .

.......... (6,427) .

.............. (69) ....

..... (87) .

.............. 291

......... .500

....... 80

.......... (1,371) .

.. ...... (1,351) .

... 31

.............. 80 ...... 55

................ 21

........ 104

... (144) .

.............. 198

.............. 139 ......... 325

.... (147) .

......... (3,700) .

.... 272

......... 1,202

........... 2

Total Change inBJA.C.V. (11+12·13)

................... 58

......... 283

.. ............... 163

Total Foreign Exchange Change in BJA.C.v.

.. .......... (571) ..

................... 75

........... (500) ...

........ ....... (52) .

............... (261) .

.. ......... (6,427) ...

. ........... (69) .

..... (87) .

............. 291

............... 500

................... 80 . .......... (1,371) .

............. (1,351) .

.. ................ 31

...... 80 .. ................. 55

............. 21

............... 104

.. ............. (144)

............... 198 ............. 139

.. ... 325

............... (147) .

......... (3,700) ..

... 272

.......... 1,202

.................. 2

................. 908 ............. 908 ................. 445 ................... 448 ................ 2

........... 1,640

......... 457

............. 1,640

........... 459

..... 4,099 ..... 4,099

...... 100,043 .... 100,000

... 3,679

.............. 1,109

102,117 ........... 102,097

...44

.............. 3,471 .............. 3,471 ............. 3,494 .................. 3,494

...... 133 .............. 133

..... 420

.......... (1,097) ...

.......... (892) .

....... (44) .

............... (23) .

........ (104) .

................. 420

......... (1,097) ....

..... (892) .

.......... (44) .

.. ........... (23) .

............... (104) .

16

BooklAdjusted Carrying Value at

Disoosal Date

........... 163,640

....... 5,516

................. 3,012

. .... 752,050

.. ........... 872,421

........... 1,000,000

.. .............. 35,263

.. ............. 31,312

....... 472,449

.. ...... 12,495

.. ................ 7,085

.......... 8,309

................ 11,112

............... 11,101

...... 309,215

.............. 556,558

. .......... .7,322

................ 10,782

................ 3,314

. ..... 5,514

.................. 6,179

.......... 3,373

......... 2,692

... 3,903

....... 823,729

.............. 846,854

. .......... 3,410

.... 1,007

.. .7,564

.......... 908

................ ..4,099

..... 101,204

.................. 3,471

17

Foreign Exchange

Gain (Loss) on Dlsoosal

18 19 20 21 22

Stated NAIC Real~ed Total Gain

Bond Interest!


During Year

Contractual Des~natJon Gain (Loss) (Loss) on Maturity or Market on DisDOsal Disposal Date Indk:ator (a

....... (2,235) ...... (2,235) ........ .7,403 0311512035. 2FE ......

..... (0) ................. (0) .............. 89 02125/2044. lFM .. .

............... 0 ..... .45 10125/2046. 2FM ... ..

...... (10,015) ........ (10,015) ....... 16,486 0912412020. lFE ...

..... (30,168) ..... (30,168) ....... 14,434 0510312023. lFE.. .

.. ................ 0 ....... 13.429 08105/2027. lFE .. .

.. ........ (693) ............ (693) ....... .700 1211212030. lFM ... .

. .... ... (558) ...... (558). .. .. 744 07/11/2033. lFM .. .

........ (8,899) .... (8,899) ....... 17,775 10101/2020. lFE .. .

.................. 0 ............ 349 0312512036. 3FM .. .

.. .............. 0 ......... 207 0312512036. 4FM .. .

............ (71) .. ...... (71). ...26 05/2012036. 3FM .. .

... ............. (44)

........... (11)

............... (44) ............ 261 07125/2035. lFM ...... .

.. ........ (11) ...... 227 1212512035. lFM .. .

.. .... (12,458)

.. .... (24,109)

........... (120)

........... (630)

........ (12,458) ......... 5,558 04/1512021. lFE .. .

...... (24,109) ..... 8,268 0510312021. lFE .... ..

....... 0 .... 87 1112612035. lFM .. .

.................. 0 ............ 217 0412512035. 1 FM .. .

.. .......... 0 ..... 39 1012512035. lFM ..... .

............. (120) ............ 123 1012512036. 2FM .. .

.. .......... (630) ............ 78 06/2512047. lFM .. .

............ 0 01125/2037. 6FE .. .

....... 0 ... 35 0112512037. lFM .. .

.......... 0 .............. 37 0412512037. lFM .. .

.. ................ 0 .............. 44 04/2712037. lFM .. ..

................. 0 07117/2051. lFE ........

...... (14,721) ........ (14,721) ....... 19,200 0610112022. lFE ...

....... 19,887 ......... 19,887 .... 24,724 0610112021. lFE.. .

... (0). . ...... (0) . ...35 11/25/203& 6FE .. .

.. ................ 0 .............. 20 1212512032. lFM ... ..

.. ............ (0) ............ (0). ...148 0212512037. lFM .. .

...0 .......... 0 .............. 11 01/2512037. lFM .. .

.. ................ 0 .............. 23 10/2512036. 6FE .. .

............. 0 11/1512050. lFE .. .

.. ...... (1,161) .......... (1,161) ......... 2,215 0811212047. lFM ..... .

.. ................ 0 08/1712051. lFE.. .....

................................. 0 ............... 0 .............. 63 1211212044. lFM .. .

.. ....... 0 07/10/2046. lFE ..... .

£) m o UI ~

StatementasofSeptember30,20tBofthe Wellmark Health Plan of Iowa, Inc. SCHEDULE D • PART 4


CUSIP IdentifICation DeSCriotion 12624K AC 0 COMM 12CRE2 ASB· CMBS ....

12624P AF

126240 AS

12626B AB

12626G AB

12630B BB

126310 AX

12668B DC

12669G TO

12669G YY

144531 DN

14912L 6R

15032A AA

161571 GA

COMM 12CRE3 XA· CMBS ... ..

COMM 12CRE4 XA· CMBS ... ..

COMM 13CC10 A2· CMBS ... .

COMM 13LC13 A2· CMBS ... .

COMM 13CC13 XA· CMBS ... ..

COMM 14RE17 A2. CMBS ... .

CWALT 05761Al· RMBS .. .

CWHL 0531A2· CMOIRMBS .. ..

CWHL 059 lA 1 • CMOIRMBS .. ..

CARR 05NC5 Ml . RMBS ...

CATERPILLAR FINANCIAL SERVICES CORP

CEDF 5 AI· COO .. .

CHAIT 136 A . ABS .. .

166764 AG 5 CHEVRON CORP ...

17307G E4 6 CMLTI 05812A· CMOIRMBS ....

17311Y AD CBASS 07CB3 A4· RMBS ...

17312B AD 4 CMLTI 07WFE2A4· RMBS ... ..

173200 AJ 7 CGCMT 13GJll AAB· CMBS .. ..

17321R AB

21870P AA

CGCMT 13GC17 A2. CMBS ......

CORE 15TEXW A • CMBS ...

22540A FU 7 CSFB 9BCl X· CMBS ...

22541 a ZR 6 CSFB 03A26A 3A 1 . CMOIRMBS ...

23305U AA DBRR 11 LC2 A4A . CMBS .. .

25151A AA DBALT OSAR3 AI· RMBS .. .

30231G AV 4 EXXON MOBIL CORP ...

302470 AE

32027N RU

32029A AE

FFML 06FFI3A2D· RMBS ....

FFML 05FF5 M2· RMBS ...

FFML 06FF18 A2D· RMBS ....

32029G AD FFML 07FF2 A2C . RMBS ...

32051G 2Z 7 FHAMS 06FA21A5· CMOIRMBS .. .

32051G PY 5 FHAMS05AA62Al·CMOIRMBS .. .

32051G sa FHAMS 05AA7 2Al· CMOIRMBS .. .

32051G TX FHASI OSAR4 2Al· CMOIRMBS .. .

350910 AN FTST 064TS A· CMBS ...

36192H AA GSMS 12HOLA A· CMBS ...

36192K AT 4 GSMS 12GCJ7 A4· CMBS ... .

36192L AA 3 GSMS 12SHOP A· CMBS .. .

36193A AA GSMS 13KING A· CMBS ... .

36198F AB GSMS 13GC14 A2. CMBS ... .

F

ei DiSposal


0910112018. Paydown ...

0910112018. Direct...

0910112018. Direct....

0911412018. VARIOUS .. .

0911312018. VARIOUS .. .

0910112018. Direct...

0910112018. Paydown .. .

0910112018. Paydown .. .

0912512018. Paydown .. .

0912512018. Paydown .. .

0912512018. paydown .. .

0712012018. MARKETAXESS CORPORATION ..

0712412018. CORPORATE ACTION ...

0711612018. VARIOUS ...

0912012018. SOCiete Generale ...

0910112018. Paydown .. .

0910112018. Paydown .. .

0912512018. paydown .. .

0910112018. Paydown .. .

0911112018. VARIOUS .. .

0810112018. Paydown .. .

0911112018. Di .. ct ...

09101/2018. Paydown ...

0911112018. BMO Capital Martets...

0912512018. Paydown ...

0710612018. SG AMERICAS SECURITIES, LLC

0912512018. Paydown .. .

0912512018. Paydown .. .

0912512018. Paydown .. .

0912512018. paydown .. .

0910112018. paydown .. .

0910112018. paydown .. .

0910112018. Paydown .. .

0910112018. Paydown .. .

0911112018. Paydown .. .

MERRILL LYNCH PIERCE 0811512018. FENNER

0910112018. Paydown ...

0911112018. MORGAN STANLEY CO ...

0910112018. paydown ...

0910112018. paydown ...

Number of Shares of Stock Consideration Par Value

.. ............ 7,499 ..... 7,499

.......... 116,440 .......... 116,583

............ 86,782

............ 49,101

.............. 5,852

........ ..... 4,048

.............. 1,616

.............. 8,145

... 86,782

.. .49,101

..... 5,852

..... 4,048

.. ... 1,616

..... 8,145

.. ........ 281,865 .......... 285,000

.......... 150,000 .......... 150,000

Actual Cost

...... .7,469

........ ... 93

........... .72

... 117,013

..... 87,345

.......... 819

..... 50,751

....... 5,846

....... 3,856

....... 1,474

....... 8,140

... 281,720

... 151,594

.. ..... 1,325,000 ....... 1,325,000 ....... 1,325,000

....... 2,876,017 ....... 2,900,000 ....... 2,924,911

............. 6,582 ..... 6,582 ....... 5,858

.............. 4,699

............ 15,811

.. ............ 1,570

.. ... 4,699

...15,811

.. ... 1,570

.. ........ 119,967 .......... 120,000

..... 188

.............. 7,861

.. ........ 102,208

.. ............ 6,200

.. ...... 188

.. ... 7,861

... 99,990

..... 6,154

....... 2,620

..... 15,673

....... 1,557

... 120,455

.......... 187

.. ........ 111

...... .7,861

... 106,778

....... 5,600

.. ..... 1,375,556 ....... 1,400,000 ....... 1,390,270

.............. 3,624 ..... 3,624 ....... 2,818

............ 13,417

............. 3,175

.............. 2,734

.. ... 280

............. .4,241

.. ............ 4,097

..... 488

..... 145

............ 25,195

.............. 1,875

............ 20,009

..... 474

.............. 5,615

...13,417

..... 3,175

.. ... 2,734

........ 300

.. .. .4,241

..... 4,308

.. ...... 489

.. ...... 145

... 25,000

.. ... 1,875

...20,000

........ 474

..... 5,615

..... 13,400

....... 2,330

....... 1,757

.......... 234

.. .... .4,135

.. ..... 4,168

.......... 444

.......... 154

..... 26,301

....... 1,926

..... 20,320

......... .481

....... 5,642

10 11

Unrealized Prior Year Valuation

Book/Adjusted Increase Carrvino'Value (Dec .. aso)

................... 93

................. .71

............ 51,961

........... .43,926

................. 819

............ 50,638

.............. 4,788

.............. 3,859

.......... 283,137

......... 151,511

....... 1,325,000

.. ..... 2,924,114

.............. 5,858

.. ............ 2,634

............ 15,675

Chanae in Bock/Adjusted Carrying Value 12 13 14 15

Current Year's


(Aroortization) Impairment I Accretion ~ized

.. .............. 30

.. ............ (82) .

............... (63) .

............. (148)

............. (548)

............. (733) .

... ...... (1,540) .

.. ................ 8

.. ............ 189

.............. 141

.................. 5

.............. 752

.......... (1,511) .

. ......... (7,229)

.. ............ 724

........... 2,066

.............. 138

................ 12

............. (439)

.................. 0

Total Change in B.lA.C.V. (11+12·13)

................ 30


............... (82) ... .

............... (63) ... .

............. (148)

............. (548) ... .

............. (733) ... .

.......... (1,540) ... .

.................. 8

.............. 189

.. ............ 141

.................. 5

.............. 752

.. ........ (1,511) ....

.................. 0

.......... (7,229)

............. .724

........... 2,066

.. ............ 138

................ 12

............. (439)

.................. 11 ............. 100 ............... (99)

.................. 0

.................. 1

.................. 0 .. ............ 7,861

.......... 105,997

.............. 5,600

............ 13,400

.............. 2,335

............. 1,770

................ 234

.............. 4,170

...... ......... 444

............ 26,268

.............. 1,925

........... 20,311

.. ............... 481

.............. 5,642

.......... (1,267) .

.............. 554

........... 1,390

.............. 806

................ 16

.. ............ 841

.............. 968

.. .............. 66

.............. 106

.............. 139

.. .............. 44

. ................ (9) .

............. (181)

............... (50)

............. (155) .

................. (7) .

.. ............. (28)

.. ........ (1,267) ....

.............. 554

........... 1,390

.............. 806

................ 16

.............. 841

.. ............ 968

................ 66

.............. 106

.............. 139

................ 44

................ (9) ....

............. (181)

.............. (50) .. ..

............ (155) .. ..

................ (7)

.............. (28)

16


Disposal Date

............... 7,499

.. ......... 116,862

.. ........... 86,790

.. ........... 49,101

.............. 5,852

............... 4,048

............... 1,616

.. ............. 8,145

........... 283,889

........... 150,000

.. ....... 1,325,000

........ 2,916,885

.. ............. 6,582

.............. .4,699

............. 15,811

............... 1,570

.. ......... 120,015

.................. 188

............... 7,861

........... 104,731

............... 6,154

........ 1,391,660

.. ............. 3,624

............. 13,417

............... 3,175

............... 2,734

.................. 300

............... 4,241

............... 4,308

.................. 489

.................. 145

............. 26,087

............... 1,875

............. 20,156

.................. 474

............... 5,615

17

Foreign Exchange

Gain (Loss) on DisDosal

18

Realized Gain (Loss) on DisDOsal

.............. (0)

19

Total Gain (Loss) on DisDOsal

............... (0)

................ 0

20

Bond Interest'


During Year

............ 17

21

Slated Contractual

Maturity Date

0811712045 .

22


Ind~ator (al

lFM .....

10117/2045. IFE .....

.. .............. 0 10/1712045. lFE .... ..

........... (422) ........... (422) ....... 1,993 08/1012048. lFM .... .

.............. (8) ............... (8) ....... 1,604 08/1012046. IFM .... .

................ 0 11/13/2046. lFE .... ..

.. ............ (0) .............. (0) .......... 864 05/10/2047. lFM .... .

................ 0 ................ 0 ........... .73 0112512036. IFM ... ..

.............. (0) ............... (0) ............ 59 0412512035. lFM .... .

................ 0 ............ 24 0512512035. lFM .... .

.............. (0) ............... (0) ......... 100 1012512035. 4AM .... .

........ (2,024) ........ (2,024) ....... 2,618 05/1612019. lFE .... ..

.. .............. 0 ....... 3,892 0711712028. IFE .... ..

................ 0 ..... 17,062 0711512020. IFE .... ..

...... (40,868) ...... (40,888) ..... 52,787 0612412020. lFE ...... .

.............. (0) ............... (0) .......... I 30 0912512035. 1 FM .... .

................ 0 ........... 67 0312512037. 6FE .... ..

................ 0 ................ 0 .......... 237 0312512037. lFM .... .

................ 0 0411212046. IFM .... .

............. (48) ............. (48) ....... 2,313 1111212046. IFM .... .

................ 0 .............. 1 0211012034. lFM .... .

................ 0 05/1712040. 6FE .... ..

................ 0 .......... 153 11/2512033. IFM .... .

.. ...... (2,523) ........ (2,523) ....... 3,554 0711412044. lFM .... .

............ ..46 ............. .46 ............ 60 0812512036. lFM .... .

...... (16,104) ...... (16,104) ..... 26,615 0310112021. lFE .... ..

................ 0 ................ 0 ........... 38 1012512036. 6FE .... ..

................ 0 .......... 186 01/2512035. lFM .... .

............... 0 ............ 37 1212512037. 2FM .... .

................ 0 ................ 0 ............ 35 0312512037. IFM .... .

............. (19) ............. (19) .......... 11 0512512036. 2FM .... .

................ 0 0612512035. SAM .... .

........... (212) ........... (212) ............ 89 0912512035. 2FM .... .

.............. (0) ............... (0) .............. 9 1012512035. lFM .... .

.............. (0) ............... (0) ................ 3 1211312028. lFM .... .

........... (891) ........... (891) .......... 631 0411212034. IFM ...

................ 0 ........... 38 05/1212045. lFM .... .

........... (147) ........... (147) ......... 459 06/0612031. lFM .... .

.............. (0) ............... (0) .......... 8 1211012027. IFM .... .

................ 0 .......... 176 0811012046. lFM .... .

StatementasofSeptember30,2018oflhe Wellmark Health Plan of Iowa, Inc.

SCHEDULE D • PART 4 Showing all Long-Term Bonds and Stocks SOLD, REDEEMED or Otherwise DISPOSED OF During Current Quarter

CUSIP Identification Desenotion

362341 OF 9 GSM 0511 3Al - RMBS ...

36248E M GSMS IOC2 Al- CMBS ...... ..

36248G AS GSMS 13GC16 A2 - CMBS .. .

36249K AE 0 GSMS lOCI X - CMBS ...... .

36252A AE 6 GSMS 15GSI XA - CMBS .. .

36252R AT GSMS 14GC18 XA - CMBS .. .

39536W GJ 1 GPMF 06AR2 4A 1 - RMBS.

41161V M 8 HVMLT0671A-RMBS .. ..

41165B M 8 HVMLT0761M-RMBS ... .

45254N KR 7 IMM 048 2A 1 - RMBS ........ .

45660G AB 6 INDX 06ARI91A2 - CMOIRMBS .. .

45660G AL 4 INDX06AR19 SAl- CMOIRMBS .. .

45660L R3 INDXOSAR25 2Al- CMOIRMBS .... ..

45660L VM INDX 05AR15 A2 - CMOIRMBS ...

45660N 02 INDX O4AR41A - CMOIRMBS ... o 45661E AV 6 INDX06AR4A1A-RMBS ... m 45661E GK 4 INDX 06AR9 3A3 - CMOIRMBS ...

U'I 46361T M 0 ICOT 131RV AI - CMBS ...

U'I 46590K AN 4 JPMCC 15JPl XA - CMBS ...

46616A M 2 HENDR 142 A - ABS ....

46626G AL JPAL T 06A2B 3A 1 - CMOIRMBS .. ..

46629D BA JPMMT 06A7 3A2 - CMOIRMBS .. ..

466290 AV 8 JPMAC OSCH2 AV4 - RMBS ...

46630U AE 4 JPMMT 07 A3 2A3 - CMOIRMBS ...

46631J M 6 JPMMT 07A41Al- CDO/CMOIRMBS ...

46634N AD JPMCC lOCI A2 - CMBS ...

46634N AK 2 JPMCC lOCI XA - CMBS ...

46634S AD 7 JPMCC 12C6 ASB - CMBS .. .

46637W AC 7 JPMCC 12CIBXA3 - CMBS .. .

46637Y M JPMCC 12HSBC A - CMBS .. .

46639E AG

46639Y AR

46640N AB

46640N AG

46641B AB

46641B AF

46642E AV

46642N BB

JPMCC 12LC9 XA - CMBS ...

JPMCC 13LCII ASB - CMBS ....

4 JPMBB 13CI5A2-CMBS .. .

3 JPMBB 13CI5XA-CMBS .. .

9 JPMCC 13CI6A2-CMBS .. .

JPMCC 13C16 XA - CMBS .. . JPMBB 14C21 A2 - CMBS ... .

JPMBB 14C22 A2 - CMBS .. .

46643A BB JPMBB 14C23 A2 - CMBS .. .

46643A BG 7 JPMBB 14C23 XA - CMBS .. .

46644R BB 0 JPMBB 15C29XA-CMBS .. .

46646G M 5 JPMCC 16NINEA-CMBS ...

F o

ei

4

DiSposal Date Name of Purchaser

09/2512018. Paydown .. .

09/11/2018. VARIOUS .. .

09111/2018. VARIOUS .. .

09101/2018. Direct... ..

0910112018. Direct

0910112018. Direct.

09101/2018. Paydown .. .

09119/2018. Paydown .. .

09/19/2018. Paydown ............................. ..

09/2512018. Paydown ... .

0910112018. Paydown .... ..

0910112018. Paydown .... .

09/0112018. Paydown ... .

09101/2018. Paydown .. .

0910112018. Paydown ...... ..

0912512018. Paydown .. .

0910112018. Paydown .. .

09/1012018. Paydown .. .

09101/2018. Direct ...

0911512018. Paydown .. .

09101/2018. Paydown .. .

0910112018. Paydown .. .

09/2512018. Paydown .................... ..

09101/2018. Paydown ... ..

0910112018. Paydown .. .

09101/2018. Paydown .... .

0910112018. Direct..

0910112018. Paydown .. .

0910112018. Paydown .. .

0910112018. Paydown ... ..

09101/2018. VARIOUS .. .

0910112018. Paydown ............................ ..

08109/2018. VARIOUS .. .

0910112018. Direct....

0910112018. VARIOUS ...

0910112018. Direct

08101/2018. VARIOUS ....

08109/2018. MORGAN STANLEY CO .....

0910512018. VARIOUS

09101/2018, Direct.

0910112018. Direct .......... ..

MERRILL LYNCH PIERCE 09/2612018. FENNER

6


10 Change in Book/AdjUsted Carrying Value 11 12 13 14 15

Consideration ... 16,801

............ 90,ne

........ 29,842

Par Value

............ 16,801

......... 90,129

Actual Cost

............ 16,749

.. .......... 91,153

Pr10r Year Book/Adjusted Carrving Value

................ 16,750

. .... 29,843 ............ 30,132 ................ 30,129

... ............ 105

.. ............... 103

......... 104,668

Current Year's

Unrealized Current Other· Than-Valuation Year's Temporary Increase (Amortization) Impainnent

(Decrease) I Accretion Recoonlzed

......... 51

............. (252) .

... ...... (281) .

.. ........... (102) .

........ (101) .

...... (101,891) .

.. ..... 1,365 ......... 1,365 ...... 1,299 .................. 1,299 ................ 66

.. ............ 4,986 .............. 4,993 .............. 4,595 .................. 4,595 ... 398

.............. 1,543 ........... 1,543 ...... 1,419 ................. 1,419 .............. 123

.......... 2,746 .... 2,748 .... 2,710 .................. 2,700 ............... 10 .............. 38

. ....... 5,433 .............. 6,034 .............. 5,205 .................. 5,217 ..... 817

.. ............ 4,051 ............. 4,023 .............. 3,752 .................. 3,731 ...... 21 .............. 272

............... 338 ......... 666 ..... 623 .................. 624 ................ 43

.. .... 3,874 .............. 4,590 .............. 4,246 .................. 4,233 .... 356

.............. 4,551 ........... 4,551 ....... 4,529 .............. 4,485 ........ 43 ................ 23

.. .... 5,167 ....... 5,167 .............. 4,993 .................. 4,887

.. ............ 5,394 .............. 5,394 .............. 5,407 ................ 5,407

............ 1,252 .......... 1,252 .... 1,223

.. .... 42

.. ............ 2,537 .............. 2,537 .............. 2,457 ............ 2,458

...... 11,927 ... 13,665 ............ 11,479 ... 11,511

.. ............ 5,289 .............. 5,289 .............. 5,236 ................. 5,237

.. .......... 23,941 ............ 23,941 ........... 23,821

.............. 5,765

.......... 2,931

........ 5,765 ...... 5,535 .... 5,535

...... 2,933 .............. 2,882 .................. 2,882

.... 1,823 .............. 1,823 .............. 1,863 ..................... 722

................. 181

.............. 3,367 .. ...... 3,367 ... 3,371

.. ............ 5,585 .............. 5,585 .............. 5,640 .................. 5,639

.. ............... 115 ............. 115 ...... 119 ...... 119

......... 276 ................. 975 ..................... 975

............ 43,478 ....... 43,478 ..... 44,019 ................ 39,536

... 52,829 ............ 52,845 ............ 53,546 ................ 53,264

..... 3,248

....... 50,880 .... 50,892 ............ 51,611 ................ 51,600

...... 1,229 ............... 1,229

. ........ 66,796 .... 66,536 ............ 67,722 ................ 67,704

.. ........ 100,059 .......... 100,000 ......... 102,063 .............. 102,035

.. ........ 110,142 ........ 110,000 .......... 112,423 .............. 112,389

............ 23,414

................. 188

........ 96

..... 25,000 ............ 23,500

.. .. 175

.. .............. 96

............ 281

....... (13) .

................ 29

........... (42) .

................ 79

........... 2,154

....... 52

.............. 120

.. ............ 231

............... 51

.. .... (40) .

............. (173) .

................. (4)

...... (55) .

.. ............... (4) .

....... (847) .

............. (525) .

.. (371) ..

.. ........ (3,005)

............. (501) ..

....... (1,103) .

.......... (1,168) .

............. (876) ....

....... , .. (1,093) .

......... (161) .

............... (88) ..

.................. 7

Total Change in B./A.C.v. (11.12-13)

Total Foreign Exchange Change in B.lAC.v.

... 51

............ (252) ....

.. ........... (281) .

.. ............. (102) .

. ... (101) .

....... (101,891) .......

...... 66 ................. 398

............ 123

............. 48

............. 817

................ 292

.............. .43

.. ............... 356

.. .............. 66

... 281

................. (13) .

.. .............. 29

......... ..... (42) .

.. .............. 79

.............. 2,154

................... 52

.............. 120

.. ....... 231

... 51

................. (40) .

............. (173) ...

............... (4) .

................. (55) .

.............. (4)

............... (847) .

............... (525) .

............... (371) .

............. (3,005) ...

. ........... (501) .

.......... (1,103) .

.. ........... (1,168) ..

.. ... (876) .

.. ........... (1,093) .

.. ............. (161)

.. ............... (88) .

.. ............ 7

16


Disoosal Date

................ 16,801

......... 90,901

................ 29,849

.................. 1,365

.. ......... 4,993

.. ... 1,543

.................. 2,748

.................. 6,034

........ 4,023

. ... 666

................. 4,590

........ 4,551

.................. 5,167

.. .......... 5,394

.. ...... 1,252

...... 2,537

................ 13,665

.. ........... 5,289

... 23,941

.................. 5,765

.................. 2,933

................ 1,823

.................. 3,367

................ 5,585

. ....... 115

.. .... 43,478

.. .............. 52,893

....... 51,099

........... 66,536

..... 101,159

.............. 111,295

................ 23,507

17

Foreign Exchange

Gain (Loss) on DlsODSal

18

Realized Gain (Loss) on Disoosal

19

Total Gain (Loss) on Disoosal

........ 0

20

Bond Interest I


Dun"" Year ............ 249

21

Stated Contractual

Maturity Date

10/2512035 .

22

NAIC Designation or Market Ind~ator(a

lFM ...

.. ......... (123) ............. (123) ......... 1,240 1211012043 lFM .. ..

.............. (7) .......... (7). .. .. 696 11/13/2046. lFM ..... .

.. ................ 0 08110/2043. 2FE .. .

.. ......... 0 11/13/2048. lFE.. .. ..

.. ................ 0 01/1112047. lFE ... .

........... 0 ...... 22 03/25/2036. lFM .. .

...(7) .... (7) .............. 56 09119/2036. lFM .. .

.................. 1 .................. 1 .............. 16 08119/2037. lFM ... .

.. ............ 0

...(601)

.. .. 27

........... (328)

. .... (716)

................ 0

... (0)

.............. (0)

.. ...... (1,739)

...... 0 .............. (0)

.. ........... (2)

.... ........ (0)

.. ........... 0 ........ 36 10/2512034. lFM .. .

...... (601). .. ... 134 0612512036. lFM .. .

................ 27 .............. 81 06125/2036. 3FM ..... .

............. (328) ........... 14 1212512035. lFM .. .

... (716). .. ..... 93 09/2512035. lFM .. .

.................. 0 .............. 94 08/2512034. 3FM ...... .

.. ............ 0 ....... 61 0512512046. lFM .... .

.. ..... (0) ............ 110 06125/2036. lFM .. .

.. ............... (0) ............. .7 0511512048. lFM ...... .

........ 0 ........ 01/1512049. lFE .. .

.................. 0 .............. 53 01/1712073. lFE .. .

..... (1,739) ........ 301 05125/2036. lFM ... ..

.. ....... 0 ............ 121 0112512037. lFM

................. (0) ........... 266 0712512036. lFE .. .

............... 0 ............. (2) .

..... (0) .

.. ................ 0

....... 122 05/2512037. lFM ....

... 63 0612512037. lFM

. .... 21 0611512043. lFM ...

0611512043. lFE.. .

.................. 0 .......... .4 05/17/2045. lFE ... .

...... 0 ............ 158 06/1612045. lFM .. .

.. ................ 0 ............... 2 0710812032. lFM .. .

.......... 0 12117/2047. lFE ...... .

.. .. (0) ................. (0) ............ 599 04/1712046. lFM .. .

. ........... (64) ............. (64) .... 1,174 11/1712045. lFM .... ..

. ...... 0 11/1712045. lFE .. .

................. (219) ............. (219) ......... 1,323 1211712046. lFM .. .

.... ........ (0)

........ (1,100)

. ....... (1,153)

................ 0 ...... 1211712046. lFE

...... (0) ......... 1,455 0811612047. lFM ......

.. ........ (1,100) ... 2,101 09/1712047. lFM ..

....... (1,153) ......... 2,702 09/1712047. lFM .. .

......... 0 09/17/2047. lFE ... ..

.................. 0 0511512048. lFE .. .

...... (93) ............... (93) . ... 55 09/0912038. lFM ...

o m o c.n 0,



CUSIP Identilicat~n

46849L SH

50180L AC

525220 AM

DescriDtion

JACKSON NATIONAL LIFE GLOBAL FUNDING

LBUBS 08C 1 A2 - CMBS .. .

LXS 0616N A4A - RMBS .. .

52525B AD 4 LXS 0716N 2A2 - RMBS ...

542514 OR 8 LBMLT 06WL l1A3 - RMBS .....

542514 RH

55027Y AD

57629W CC

576433 FM

57643L OU

58933Y AO

59023L AC

59024V AF

59024V AG

617451 EF

617458 AJ

61748H BF

61760R BA

617610 AC

61762T AF

61764P BR

61913P AP

61915R AC

61915R AU

63743H EN

63938J AA

63938W AA

63940C AA

64352V PP

LBML T 061 lA - RMBS ...

LUM 066 AI - RMBS ...

MASSMUTUAL GLOBAL FUNDING II. ..

MARM OJARM5 6Al- CMOIRMBS ...

MABS 06HEI A4 - RMBS ...

MERCK & CO INC ...

FFMER 071 A2B - RMBS .. .

FFMER 073 A2B - RMBS ... .

FFMER 073 A2C - RMBS .. .

MSAC 06NC2 A2D - RMBS .....

MSC llCl XA-CMBS ...

MSM O46ARA lA - RMBS ...

MSC l1C3 A3 - CMBS ...

MSBAM 13G8 ASB - CMBS ... ..

MSBAM 13Cll XA - CMBS ..... ..

MSBAM 14C19 A2 - CMBS ... .

MHL 0511Al - RMBS .. .

MHL 052 2A - RMBS .. .

MHL 055 AI - RMBS .. .

NATIONAL RURAL UTILITIES COOPERATIVE FIN

NAVSL 143A-ABS .. .

NAVSL 145A-ABS .. .

NAVSL 175 A - ABS .. .

NCHET 050 A2D - RMBS ...

67087M AA 4 OBP 100BP CTF - CMBS ...

694308 HS PACIFIC GAS AND ELECTRIC CO ...

717081 DL PFIZER INC ........

PUBLIC SERVICE ELECTRIC AND GAS 744560 BJ 4 CO

74922M AA 9 RALI 06QA6 AI - RMBS ...

75115B AA RALI 06QA5A lAl- RMBS ....

761118 MY RALI 05QA 12 CBl - CMOIRMBS .. .

761118 UG RALI 06QS21Al- CMOIRMBS .. .

o

ei Disposal


TORONTO DOMINION SECS USA C 0810212018. INC

0711712018. Paydown .. .

0912512018. Paydown .. .

0912512018. Paydown .... .

0912512018. Paydown .. ..

0912512018. Paydown .. .

0912512018. Paydown .. .

0810212018. Citigroup (SSB) .....

0910112018. Paydown .. .

0912512018. Paydown .. .

0911912018. MITSUBISHI UFJ SecunUes ...

0912512018. Paydown .. .

0912512018. Paydown .. .

0912512018. Paydown .. .

0912512018. Paydown .. .

0910112018. Direct...

0912512018. Paydown .. .

0910112018. Paydown .. .

0910112018. Paydown .. .

0910112018. Direct....

0911012018. JP MORGAN SECURITIES LLC ...

0912512018. Paydown .. .

0912512018. Paydown .. .

0912512018. Paydown ... .

0712012018. BB&T SECURITIES, LLC ...

0912512018. Paydown .. .

0912512018. Paydown .. .

0912512018. Paydown .. .

0912512018. Paydown .. .


08131/2018. Bank of America Menill Lynch ... "'

0711312018. UBS SECURITIES LLC ...

US BANCORP INVESTMENTS 0710912018. INC.

0912512018. Paydown .. .

0912512018. Paydown .. .

0910112018. Paydown .. .

0910112018. Paydown .. .


9 10 Chana. in Book/Adjusted Carrvino Value 11 12 13 14 15

Current Year's

Unrealized Current Other-Than-

ConSideration Par Value Actual Cost

....... 1,496,640 ....... 1,500,000 ....... 1,525,995

...... 363 ........ 363 ........... 380

... 3,818

... 9,886

........... 12,701

... 3,221

... 4,248

..... 3,818

..... 9,886

... 12,701

..... 3,221

..... 4,248

.. ...... 3,498

.. ...... 9,523

.. .... 12,685

.. ...... 3,093

.. ...... 4,064

.......... 986,770 ....... 1,000,000 ....... 1,000,570

............ 12,492 ... 12,492 ...... 12,461

... 8,032 .... 8,032 ....... 8,002

....... 1,460,160 ....... 1,500,000 ....... 1,454,400

Prior Year Valuation Book/Adjusted Increase CarrvinaValue IDecreas~\

.... 1,511,561

................. 363

.............. 3,503

............. 7,180

............ 12,685

.............. 4,064

...... 1,000,348

............ 12,461

.. ............ 8,002

.. ..... 1,470,763

Year's Temporary (Amortization) Impainnent

I Accretion Recognized

.......... (5,310)

................. (0) .

.............. 316

.............. 363

................ 16

.............. 129

.............. 184

............. (109)

................ 31

................ 30

........... 4,935

... 3,041 ..... 3,041 ........ 1,764 ............. 1,779 .......... 1,262

... 3,032 ..... 3,032 ........ 2,359 .............. 2,357 ................ 7 .............. 666

... 3,155

... 3,386

............ 67,490

... 2,638

.. .7,182

..... 3,155

..... 3,386

... 67,490

..... 2,638

..... 7,182

.......... 130,081 .......... 130,000

... 3,150 ..... 3,150

... 4,932 ..... 4,932

... 4,749 ..... 4,749

.......... 353,797

... 3,111

... 2,288

... 5,909

.. .......... 10,383

............ 25,563

.. 360,000

..... 3,111

.... 2,288

..... 5,909

... 10,383

.... 25,000

.......... 460,870 ......... 500,000

.. ........ 930,367 .......... 934,000

.. ...... 2,445

.. ...... 3,285

........... 197

...... 67,490

........ 2,660

.. ...... 7,124

.. ......... 311

.. .. 130,223

........ 3,050

........ 4,932

........ 4,690

............ 3,287

................. 197

............ 67,490

................ 310

.............. 3,052

.............. 4,932

.............. 4,691

.. .. 357,271 .......... 358,139

........ 3,076 .............. 3,076

........ 2,261 .............. 2,261

.. ...... 5,902 .............. 5,902

...... 10,279 ............ 10,281

...... 26,655 ............ 26,633

.... 474,945

.... 942,686 .......... 939,878

.............. 710

.............. 100

............. (159) .

............... (22)

................ 58

............. (278)

............... (17)

............... 98

. ................ (0)

............... .45

.............. 564

................ 35

................ 27

.................. 7

.............. 102

............ (408)

.............. 948

.......... (2,309) .

....... 1,386,588 ....... 1,400,000 ....... 1,436,708 ........ 1,418,832 .......... (6,382)

...2,398

...6,981

... 2,509

... 3,201

..... 2,448

..... 6,981

.. ... 1,872

...... 3,816

........ 2,178

........ 4,677

........ 1,418

.. ...... 3,339

.............. 270

.............. 4,712 ........... 2,258

.............. 1,418 .............. 454

.............. 3,326 ............... 13 ............ ..477

Total Change in B.lA.C.v. (11+12-13)

.......... (5,310)

................. (0)

.............. 316

.............. 363

............... 16

.............. 129

.............. 184

Total Foreign Exchange Change in B.lA.C.V.

............. (109) ....

................ 31

................ 30

........... 4,935

........... 1,262

.............. 673

............ 710

.............. 100

. ............ (159) .. ..

.................. 0

............... (22) ....

................ 58

............. (278)

............... (17) ....

................ 98

................. (0)

............... .45

.............. 564

................ 35

............... 27

.................. 7

.............. 102

............. (408) .

.............. 948

.. ........ (2,309) ... .

......... (6,382) .

............... 270

............ 2,258

.............. 454

............... 490

16


Disposal Date

......... 1,506,251

.......... ........ 363

................ 3,818

................ 9,886

......... ... 12,701

................ 3,221

.............. 4,248

......... 1,000,239

.............. 12,492

................ 8,032

......... 1,475,698

................ 3,041

.. .............. 3,032

................ 3,155

................ 3,386

.............. 67,490

................ 2,638

................ 7,182

............ 130,206

................ 3,150

................ 4,932

................ 4,749

... ........ 358,703

....... ........ 3,111

................ 2,288

................ 5,909

.............. 10,383

.............. 26,225

.. .......... 475,907

............ 937,569

.. ....... 1,412,449

................ 2,448

................ 6,981

.. .............. 1,872

................ 3,816

17

Foreign Exchange

Gain (Loss) on Disposal

18

Realized Gain (Loss) on DisDosal

19

Total Gain (Loss) on DiSODsal

20

Bond Interest I


DurinQ Year

21

Slated Contractual

Maturity Date

22


Indicator (a

........ (9,611) ......... (9,611) ..... 27,792 04116/2019. lFE .... .

................. 0 ............ 81 0411512041. lFM .. ..

................. 0 ............ 50 1112512046. lFM .. ..

................ 0 ......... 176 0912512047. lFM .. ..

.............. (0) ................ (0) .......... 281 0112512036. lFM .. ..

............... 0 ........... .41 0212512036. SAM .. ..

................. 0 ............ 51 1012512046. lFM .. .

...... (13,469) ...... (13,469) ..... 12,701 1011112019. lFE .... .

................. 0 ......... 292 1112512033. lFM .. ..

................ 0 ......... 121 0112512036. lFM .. ..

...... (15,538) ....... (15,538) ..... 39,265 0211012022. lFE .... .

................. 0 ............ 35 0412512037. lFM .. ..

............. (0) ................ (0) ........... 31 0612512037. 6FE ...... .

................. 0 ............ 37 0612512037. 2FM .. ..

................. 0 ............ 45 0212512036. lFM .. ..

................. 0 0911712047. lFE .... .

.............. (0) ................ (0) ....... 1,520 0712512034. lFM .. ..

............... 0 ................. 0 ............. .4 0711612049. lFM .. ..

................ 0 ................. 0 ............ 13 1211712048. lFE .... .

................. 0 0811712046. lFE .... .

........... (125) ............ (125) ........ ..459 1211712047. lFM .. ..

................. 0 ............ 40 0212512035. lFM .. ..

................ 0 ................. 0 ............ 92 0512512035. lFM .... .

................. 0 ............ 71 12125/2035. lFM .. ..

....... (4,906) ......... (4,906) ....... 3,930 1110112019. lFE .... .

.............. (0) ............... (0) ........... .45 0312512083. lFE .... .

.. ........... (0) ................ (0) ............ 33 0312512043. lFE .... .

................ 0 ............ 92 0712612066. lFE .... .

.............. (0) ................ (0) .......... 134 0212512036. lFM .. ..

........... (662) ............ (662) ........ 826 07/1512045. lFM .. ..

...... (15,037) ....... (15,037) ....... 7,792 0311512027 lFE .... .

........ (7,202) ......... (7,202) ..... 13,185 0511512019. lFE .... .

...... (25,861) ....... (25,861) ..... 25,356 0811512019. lFE .... .

.. .......... (50) .............. (50) ............ 20 0712512036. lFM .. .

................. 0 ............ 65 0712512036. lFM .. ..

............ 637 ............. 637 ........... .47 1212512035. lFM .... .

........... (615) ............ (615) .......... 126 0212512036. 4FM .. ..

D m o c.n :....

Statement as of September 30, 2018 of the Wellmark Health Plan of Iowa, Inc. SCHEDULE D· PART 4


CUSIP Ident~~ation

76112B TT 7

76112B YB 0

Description

RAMP 05RS6 M2 - RMBS ...

GMACM 05AR5 3A 1 - CMOIRMBS ...

o

ei DiSposal

Date Name of Purchaser 09125/2018. Paydown .. .

0910112018. Paydown ... .

784427 AG SLCLT 061 B - ABS... 09/1712018. Paydown .. .

78442G MR 4 SLMA 048 B - ASS........ 0712512018. Paydown .. .

78443B AI< 2 SLMA 0610 B - ABS..... 08/01/2018. Paydown .. .

784442 AC 9 SLMA 082A A3 - ASS..... 07/25/2018. Paydown .. .

78445R AA SLMA 093 A -ABS........ 0912512018. Paydown ... .

78447A AA 2 SLMAI23A-ABS.................................... 0912512018. Paydown .. .

78473T AC 4 STARM 072 2Al- CMOIRMBS... 0910112018. Paydown ..... .

80556Y AD 7 SAST 072 A.2C - RMBS... 09/2512018. Paydown .. .

80558Y f>J'. 5 SAST 072 A2D - RMBS... 09/2512018. Paydown .. .

81375W HH 2 CBASS 06CBl AF2 - RMBS... 09101/2018. Paydown.

822582 BG 6 SHELL INTERNATIONAL FINANCE BV... C 09/17/2018. MILLENIUM ADVISORS LLC ...

83611M EU SVHE 052 M5 - RMBS... 0912512018. Paydown.

855541 AE

863579 PM

863587 AE

86358E JS

86358H NX

86359A S9

86359L NA

86359L as 86359L TG

86382R AA

86382X AP

88167A AB

89352H AF 90269G AG

90276E AA

91830M AA

92890F AR

92890P AF

92890P AL

92922F 7P

92922F BW

92922F EB

92922F R7

929265 AC

92938C AN

92939K AB

92939K AH

STARM 07S1 SAl - CMOIRMBS ...

SARM 057A 4A - CMOIRMBS ...

1 SAIL 063 AS - RMBS .... .

6 SAIL 046 A3 - RMBS .. .

3 SAMI02AR3Al-CMOIRMBS .. .

SASC 0326A 3A5 - CMOIRMBS .. .

SAMI OSAR6 2A 1 - CMOIRMBS... .

SAMI OSAR7 SAl - CMOIRMBS ... SAMI 06ARI 3Al - RMBS ... .

SARM 0612A lAl - RMBS .. .

SAMI 07ARI2Al- RMBS.

TEVA PHARMACEUTICAL FINANCE NETHERLANDS

TRANSCANADA PIPELINES L TO.

UBSCM 12Cl XA - CMBS .. .

UBSCM 17Cl Al- CMBS .... .

VNDO 13PENN A - CMBS .. .

WFRBS 14C20 A2 - CMBS .. .

WFRBS 13C14 ASB - CMBS ..... .

WFRBS 13C14 XA - CMBS .. .

WAMU 05AR171Al- CMOIRMBS .. .

WAMU 03AR9 lA7 - CMOIRMBS ....... .

WAMU 03AR10 A7 - CMOIRMBS .. .

WAMU OSAR8 2A 1 - CMOIRMBS .. .

WMHE 07HE2 2A2 - RMBS ...

WFRBS llC4 XA - CMBS.

WFRBS 14C24 A2 - CMBS .. .

WFRBS 14C24 XA - CMBS ..... .

0910112018. Paydown ... .

0910112018. Paydown .. .

09125/2018. Paydown ...................... .

09/25/2018. Paydown .. .

09/1912018. Paydown .. .

0910112018. Paydown.

0912512018. Paydown .. .

0910112018. Paydown .. .

09/2512018. Paydown ...... .

0912512018. Paydown .. .

09/2512018. Paydown .. .

C 09/1212018. Corporate Action .. .

C 0811512018. Matunty@ 100.00 .. .

0910112018. Direct ...

09/1712018. VARIOUS ....

09/1112018. BARCLAYS CAPITAL INC ...

09/17/2018. VARIOUS .. .

09/25/2018. VARIOUS .. .

09101/2018. Direct

0912512018. Paydown .. .

0910112018. Paydown .... .

0910112018. Paydown ..... .

09/2512018. Paydown ... .

09/2512018. Paydown .. .

0910112018. Direct ...

08128/2018. VARIOUS ....

0910112018. Direct...


9 10 Chanae in Book/Adjusted Carrying Value 11 12 13 14 15

Current Year's

Unrealized Current Other-Than-Prior Year Valuation

Book/Adjusted Increase Canvi",,'Value IDecre";" Consideration Par Value Actual Cost

............ 20,087 ............ 20,087 ......... 20,062 ................ 20,063

........... 6,607 ... 6,607 .............. 6,541 .................. 6,541

.............. 2,300 .............. 2,300 .............. 2,073 ......... 2,081

. ............ 3,130 ...... 3,130 .............. 2,914 .................. 2,916

.............. 4,803 ............. .4,803 ............ 4,322 .......... 4,329

........ 4,746 ..... 4,746 .............. 4,743

. ............. 4,579 .............. 4,579 .............. 4,556 ...... 4,558

.. 5,243 .......... 5,243 ..... 5,275 .................. 5,275

Year's Temporary (Amortization) Impairment

1 Accretion Recoan~ed

. .......... 25

................ 66

............. 218

... 214

............. .473

.... 3 ................ 23

. ........... (32) .

............ 7,041 ............. .7,041 .............. 5,897 ........... 1,144

. ............. 2,271 .............. 2,271 ............. 1,863 .............. 1,813 ............... 52 ............. .405

. ............. 2,112 .............. 2,112 ..... 1,684 .................. 1,689 .......... 421

· .............. 994 ........ 994 .... 870 ..................... 872 ........ 120

. ...... 1,381,394 ....... 1,400,000 ....... 1,394,792 ......... 1,396,381 ........... 1,099

. ............. 5,155 .............. 5,155 ..... 5,152 ............ 3

· ............... 648 ......... 648 ................. 648 ................... 648

.............. 6,396 .............. 6,396 .............. 6,380 ....... 6,380

.............. 5,613 ....... 5,613 .... 5,427 .................. 5,428

.............. 3,406 .............. 3,406 .............. 3,381 ....... 3,382

............. .7,647 ............. 7,647 .... 7,551 ................. .7,553

............ 13,025 ............ 13,025 ............ 13,090 ................ 13,088

.............. 3,423 .............. 3,423 ............. 3,291 ............. 3,291

.............. 1,583 ........... 2,855 ...... 2,764 .................. 2,764

........ 1,882 ...... 1,882 .............. 1,659 .................. 1,659

. ...... 12,818 .............. 2,789 .............. 2,496 ........... 2,496

.............. 3,116 .............. 3,116 .............. 2,940

. ......... 511,875 .......... 546,000 ........ 546,888 .............. 547,525

.......... 290,000 ....... 290,000 .......... 336,490 .... 297,973

................. 184

.......... 697,372 ........ 713,519 .......... 713,742 .............. 713,733

............ 20,184 ............ 20,000 ............ 21,008 ........... 20,873

.......... 122,917 ......... 122,872 .......... 124,430 .............. 124,423

. ....... 122,570 .......... 123,202 .......... 122,673

......... 117

· ........... 4,079 ......... 4,079 .............. 3,977 ............. 3,978

. ............. 3,233 .............. 3,233 ......... 3,249 .................. 3,249

.............. 2,238 .............. 2,238 .............. 2,257 .................. 2,257

............ 10,238 ............ 10,238 ............ 10,031 .......... 10,034

.............. 3,573 .............. 3,573 ... 1,943 .................. 1,947

................. 222 ................... 222

............ 12,639 ............ 12,651 . ... 12,602

................... 51 ....................... 51

................ 16

.......... 186

. ............... 24

. .......... 94

. .... (63)

.............. 133

........ 91

.............. 223

.............. 293

.............. 176

............ (243)

.... (7,973) .

............. (175) .

...... (148)

. ............ (208) .

. ........ (926)

................ 18

........... (113)

.............. 101

............... (16) .

... .... (19) .

.............. 202

........... 1,627

. ..... (184)

................. .4

....... (46)

Total Change in B.lA.C.V. 111+12-131

... 25

.............. 66

..... 218

................ 214

...... 473

. .................. 3 .... 23

................. (32)

......... 1,144

..... 457

................ .421

.............. 120

....... 1,099

.................... 3 ............. 0

. ...... 16

................. 186

........ 24

................... 94

............... (63)

....... 133

................... 91

........... 223

... 293

................. 176

Total Foreign Exchange Change in B.lA.C.V.

............... (243) .

............. (7,973) ...

. .. (175)

............... (148)

. ..... (208)

............... (926)

........... 18

............... (113) .

............ 101

. .. (16) .

. ................ (19)

............ 202

.............. 1,627

..... (184) .

.................. .4 ....

... (46) .

16


Disposal Date

........ 20,087

... 6,607

. .............. 2,300

.................. 3,130

. ............... .4,803

... 4,746

................. 4,579

.... 5,243

................. .7,041

.................. 2,271

........ 2,112

... 994

........... 1,397,480

.. ... 5,155

. .................... 648

. ............ 6,396

..... 5,613

.................. 3,406

..... 7,647

................ 13,025

. .............. 3,423

...... 2,855

.................. 1,882

.................. 2,789

. ............. 3,116

...... 546,822

......... 290,000

. ............ .713,584

. ............... 20,665

.............. 123,497

.............. 122,690

.................. 4,079

.................. 3,233

. ........ 2,238

. .......... 10,236

. ................. 3,573

. ............... 12,606

17

Foreign Exchange


18


................ 0 ........... 0

19 20

Bond Interest 1

Stock

21 22

Stated NAIC Total Gain Dividends Contractual Designation (Loss) on Received Matunty or Marf<et DisDOsal Dunng Year Date Ind~ator la

................. 0 ........ 401 06125/2035. lFM .. .

..... 0 ............ 145 09/1912035. lFM .. .

.................. 0 .............. 25 0311512039. lFE

........ 0 .............. 33 01/2512040. lFE .. .

.................. 0 ............. 44 03/25/2044. lFE .. .

........ 0 ... 31 04125/2023. 2AM .... .

..... 0 .................. 0 .............. 69 0112512045. lFE. ..

.............. 0 .... .76 1212612025. lFE .. .

. ....... 0 .............. 81 04/2512037. 6FE .... .

....... 0 .................. 0 .............. 23 0512512037. 6FE .. .

.................. 0 ........ 0

........ 18 05125/2037. lFM .. .

... 12 0112512036. lFM ..... .

...... (16,086) ........ (16,086) ....... 25,453 05/11/2020. lFE .. .

.............. (0) ................. (0) ... . ..... 25 07/2512035. SAM .. .

........... 0 .............. 14 01/25/2037. lFM ....... .

.................. 0 ........ 138 0412512035. lFM .. .

....... 0 .... 62 0612512038. lFM .. .

.................. 0 ............. .46 07/2512034. lFM ..... .

............... 0 ......... 123 09/1912032. lFM .. .

............ 0 ... 0 ............ 267 09/25/2033. lFM .. .

...... (0) ................. (0) ............ 51 0912512045. lFM ...... .

........ (1,272) ..... (1,272) .... 47 03/2512046. lFM .. .

...... 0 .............. 22 0212512036. lFM .. .

. ...... 10,029 ......... 10,029 ............. 42 01/2512037. lFM ..... .

.................. 0 ........ 29 01/2512037. lFM .

...... (34,947) ........ (34,947) .... 6,214 07/1912019. 3FE .. .

.......... 0 ....... 18,850 0811512018. 2FE .. .

. ................. 0 05/1212045. lFE.

. ..... (16,213) ....... (16,213) ....... 10,748 06/17/2050. lFM ..... .

... (481) ............. (481) ............ 597 12114/2029. lFM .. .

........... (580) ............. (580) ..... 3,075 0511712047. lFM .. .

. ....... (120) ............. (120) ............ 865 0811512046. lFE ....... .

. ................. 0 0611512046. lFE .. .

............ 0 ... 49 1212512045. lFM.

. .. 0 .............. 69 0912512033. 1 FM ..... .

.................. 0 .............. 47 10/2512033. lFM ..... .

. .... (0) ............... (0) ......... 147 07/2512045. lFM ... .

......... 0 ...... 43 0412512037. lFM .. .

. .. 0 06/1712044. lFE ..... .

........... 33 ................ 33 ............ 190 11/1812047. lFM.

............... 0 11/18/2047. lFE .....


SCHEDULE D • PART 4 Showing all Long-Term Bonds and Stocks SOLD, REDEEMED or Otherwise DISPOSED OF During Current Quarter

CUSIP Identification oescnption

92978T AJ 0 WBCMT 07C31 AJ - CMBS ...

933634 AA

93364B AA

939336 6H

939336 Z4

94985J CA

94988H AD

94989X BF

95000A AX

95000G AW

95000H BJ

9500lN AZ

96221T AH

981464 EY

D 981464

~ 3899999. (II 8399997.

00 8399999.

FJ

WAMU 07HY31AI- CMOIRMBS .. .

WAMU 070A51A - CMOIRMBS .. .

WMALT 054 CI3 - CMOIRMBS .. .

WAMU 05AR3 AZ - CMOIRMBS .. .

WFMBS 077 A49 - CMOIRMBS .. .

WFCM 12LC5 ASB - CMBS... .

WFCM 15NXS4 XA - CMBS ....

WFCM 15P2 XA - CMBS ...

WFCM 16BNKI AI- CMBS .... .

WFCM 16LC24 XA - CMBS .. .

WFCM 18C45 XA - CMBS ... .

WFRBS 14LCI4 XA- CMBS .....

WFNMT 15B A - ABS ...

WFNMT ISA A - ABS ...

Total- Bonds· Industrial and Miscellaneous ...

Total - Bonds - Part 4 ...

Total- Bonds ...

Preferred Stocks -Industrial and Miscellaneous

F

ei o~POsaJ

Date Name of Purchaser 08/1712018. Paydown .. .

09/01/2018. Paydown .... .

09/01/2018. Paydown .. .

09125/2018. Paydown .. .

09101/2018. Paydown .. .

0910112018. paydown .. .

0910112018. Paydown .... .

09101/2018. Di"",t...

09101/2018. oi"",t...

09101/2018. Paydown ...

09101/2018. Di"",t...

09101/2018. Direct...

0910112018. Direct...

0811612018. HSBC SECURITIES ...

BARCLAYS CAPITAL INC FIXED 08/16/2018. INC

000000 00 0 I ROLLS-ROYCE HOLDINGS PLC ............. I B I 07101/2018.1 Adjustment...

8499999. Total· Preferred Stocks -Industrial and Miscellaneous ...

8999997. Total- Preferred Stocks - Part 4 ...

8999999. Total- Preferred Stocks .....

Common Stocks· Industrial and Miscellaneous 00123Q 10 4 AGNC INVESTMENT REIT ORO ...

00206R 10 AT&T ORO ...

00287Y 10 ABBVIEORD ...

ADVANCED EMISSIONS SOLUTIONS 00770C 10 ORO

025932 10 4 AMERICAN FINANCIAL GROUP ORO ...

03349M 10 5 ANoEAVOR ORO ...

042315 50

04316A 10

05508R 10

067774 10

08915P 10

118440 10

ARMOUR RESIDENTIAL REIT ORO ...

ARTISAN PARTNERS ASSET MGMT CL A ORO

BAND G FOODS ORO ...

BARNES AND NOBLE ORO ....

BIG 5 SPORTING GOODS ORO ...

BUCKLE ORO ...

09/0712018. BTiG LLC .. .

09/0712018. BTIG LLC .. .

09107/2018. BTIG LLC .. .

09107/2018. BTIG LLC .. .

09/07/2018. BTiG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

09107/2018. BTiG LLC .. .

09107/2018. BTIG LLC .. .

0910712018. BTiG LLC .. .

09107/2018. BTIG LLC .. .

09107/2018. BTIG LLC .. .

124830 10 CBL AND ASSOCIATES PROP REIT ORO. 09107/2018. BTIG LLC ...

126117 10

134429 10

CNA FINANCIAL ORO ...

CAMPBELL SOUP ORO ...

09107/2018. BTIG LLC .. .

09107/2018. BTIG LLC .. .

Number of Shares of Stock Consideration Par Value

............ 95,842 ............ 95,842

.............. 6,'50 .............. 6,775

.............. 5,514 .............. 5,514

... 1,951 .............. 2,175

............ .4,763 .............. 4,763

.............. 2,079 .............. 2,405

.............. 5,698 .............. 5,698

............. .7,021 .............. 7,021

.......... 884,063 .......... 875,000

10


Actual Cost Canying Value

..... 97,451 ................ 39,673

....... 6,453 .................. 6,459

....... 5,252 .................. 5,252

....... 1,843 .................. 1,843

....... 4,811 .................. 4,811

Chanae in Book/Ad"usted Carrvina Value II 12 13 14 15

Current Year's

Unrealized Current Other-Than-Valuation Year's Temporary Increase (Amortization) Impairment

jpecrease) I Accretion Recoanized

.......... (1,602)

.............. 316

. ............. 262

.............. 332

.............. (48)

Total Foreign Total Change Exchange in B.fAC.V. Change in 111+12-13) B.lA.C.Y.

............. (1,602) ...

................. 316

................. 262

................. 332

................. (48)

....... 2,405 .................. 2,392 ............... 14 . .................. 14

................... 57 ....... 5,842

... ...... 401

........... 20

....... 6,825

....... 6,598

. ......... 152

.......... 103 ...................... 94

... 886,621 .............. 885,820

................ 57

............. (395) ...

............... (20)

.............. 196

.......... (6,533)

............. (152)

............... (85) ... .

.......... (2,487) ... .

............... (395) ...

................. (20)

. ................ 196

............. (6,533)

............... (152) .. .

................ (85) .. .

. ............ (2,487) .. .

16

Book/Adjusted Carrying Value at oi~aloate

................ 95,842

.................. 6,775

.................. 5,514

.................. 2,'75

.................. 4,763

............. .... 2,405

...... ........... 5,698

................. .7,021

. ............. 883,333

17

Foreign Exchange


18


19 20

Bond Interest'

Stock

21 22

Stated NAIC Total Gain Dividends Contractual DeSignation (Loss) on Received Maturity or Market oisoosaJ Dun"" Year Date Indicator (al

.............. 0 ......... 2,814 04/15/2047. IFM .. .

.......... (625) ........... (625) ............ 118 0312512037. IFM .. .

................ 0 ................ 0 .. 65 06/2512047. IFM .. .

........... (223) ........... (223) .............. 29 06/25/2035. IFM .. .

. ............... 0 ............ 104 03/25/2035. IFM .. .

. ......... (326) ........... (326) .............. 86 06125/2037. 5FM .. .

................ 0 ............ 12 10/1712045. IFE .. .

................ 0 1211712048. IFE ...

. .............. 0 1211712048. IFE...

................ 0 .............. 8 08/1712049. IFM .. .

................ 0

................ 0

................ 0

10/18/2049. IFE .. .

06116/2051. IFE .. .

03115/2047. IFE ... .

. ..... (19,271) ...... (19,271) ....... '5,'89 06/1712024. IFE .. .

....... 2,415,918 ....... 2,500,000 ....... 2,465,234 ........... 2,468,411 .......... 5,449 .............. 5,449 ........... 2,473,860 ...... (57,942) ....... (57,942 ....... 34,801 04/15/2025. IFE .. .

..... 27,476,261 ..... 27,828,586 ..... 28,059,819 ......... 24,'86,523 ............. 304 ...... (130,988) ............... 0 ......... (130,683 ............... 0 ......... 27,861,536 ................ 0 . .. .(385,811) ...... 1385,8111 ..... 518,740 XXX XXX

..... 32,325,331 ..... 32,703,177 ..... 32,959,850 ......... 24,994, 133 ............. 304 ...... (166,375) ............... 0 ......... (166,071 .............. 0 ......... 32,721,263 ............... 0 . ... (396,467) ...... (396,467 .... 559,711

..... 559,711 . .... 32,325,331 .... 32,703,177 ..... 32,959,850 ......... 24,994,'33 ............. 304 ...... 1166,375) ............... 0 ......... 1166,0711 ................ 0 ......... 32,721,263 ................ 0 . ... (396,467) ...... (396,467)

........ 0

........ 0

........ 0

.......... 1,800.000 ........... 34,389

.......... 6,900.000 .......... 221,591

.......... 1,000.000 ............ 94,'64

.......... 5,000.000 ............ 56,271

............. 200.000 ............ 22,505

............. 400.000 ............ 61,313

............. 600.000 ............ 14,235

.......... 1 ,900.000 ............ 62,690

.......... 1,600.000 ............ 50,391

......... 4,300.000 ............ 22,768

.......... 3,300.000 ............ 17,551

............. 400.000 .............. 8,978

.......... 4,'00.000 ........... '8,'0'

............. 500.000 ............ 22,457

............. 200.000 .............. 8,043

xxx xxx xxx

xxx XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

0m) .................. ~ ..... (1,221) ......................... 0 ................. 0 .................. 0 ............... 0 .................... 0 ............... 0

..... 1,,22,) ......................... 0 ................. 0 .................. 0 ............... 0 .................... 0 ............... 0

..... (1,221) ......................... 0 ................. 0 .................. 0 ............... 0 .................... 0 ............... 0

.... 38,583 ................ 36,342 .......... 2,241

... 198,150 .............. 234,757 ...... (65,182)

..... 56,315 ................ 96,710 ...... (40,395) .

..... 56,179

.... 22,343

.... 31,773 ................ 45,775 ....... (14,002)

..... 11,'95 ................ 15,432 ......... (4,238).

..... 55,519 ............... .75,050 ....... (19,531).

..... 49,256 ................ 56,240 ........ (6,984).

..... 37,475 ............ .28,810 .......... 8,665

.... 26,252 ................ 25,080 .......... ','72

...... 6,502 .................. 9,500 ......... (2,998).

.... 31,796 ................ 23,206 .......... 8,590

..... 21,241 ................ 26,525 ......... (5,284) .

...... 8,'43 ............... 9,622 ......... (1,479).

. ........... 2,241

.......... (65,'82)

........... (40,395)

.................... 0

.................... 0

........... (14,002)

............. (4,238)

........... (19,531) .. .

............. (6,984) .. .

.............. 8,665

............. 1,172

............. (2,998)

.............. 8,590

............. (5,284)

............. (1,479) ...

................. (1,221 ............ 213 ......... 1,008 ......... 1,221

................. 11,2211 ............ 213 ......... 1,008 ......... 1,221 ................ 0

................. 1,,22,1 ............ 213 ......... 1,008 ......... 1,221 ................ 0

. ................ (1,221 ............ 213 ........ 1,008 ......... 1,221 ................ 0

................ 38,583 ........ (4, 194) ........ (4,'94) ......... 2,916

............. '98,'50

................ 56,315

............... 56, 179

............... 22,343

................ 31,773

. ............... ",'95

. ............... 55,519

. .............. .49,256

................ 37,475

................ 26,252

.................. 6,502

................ 31,796

. ............... 21,241

................. 8,'43

....... 23,440 ....... 23,440 ......... 9,488

....... 37,849 ....... 37,849 ......... 2,630

. ............. 93

............ 162

....... 29,541

......... 3,040

......... 7,171

......... ','35

...... (14,706)

........ (8,700)

........ 2,476

...... (13,694)

......... 1,216

........... (100)

............. 93 ......... 2,500

. .......... 162 ............ 370

....... 29,541 .......... ..472

......... 3,040 ............ 912

......... 7,'7' ......... 4,921

......... ','35 ......... 2,248

..... (14,706) ......... 1,935

....... (8,700) ......... 1,485

........ 2,476 ......... 1,000

..... (13,694) ......... 2,460

. ....... 1,216 ......... 1,475

. ......... (100) ............ 210

xxx XXX

xxx xxx xxx xxx

xxx XXX

PIUZ ...

xxx xxx xxx

XXX L-

XXX L.

XXX L ....

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

L.

L .

L ..

L ...

L ...

L ..

L ..

L ..

L .. .

L .. .

L ..

L ..

Statement as of September 30,2018 of the Wellmark Health Plan of Iowa, Inc. SCHEDULE D • PART 4

Showing all Long·Term Bonds and Stocks SOLD, REDEEMED or Otherwise DISPOSED OF During Current Quarter

CUSIP Identification DescriDtion

136375 10 2 CANADIAN NATIONAL RAILWAY ORO ....

149205 10 6 CATOCLAORO ......

156700 10 6 CENTURYLINK ORO ...

16934Q 20 CHIMERA INVESTMENT REIT...

17275R 10 CISCO SYSTEMS ORO ...

191216 10 COCA-COLA ORO ...

194162 10

22160K 10

22410J 10

23334L 10

257867 20

COLGATE PALMOLIVE ORO ..... .

COSTCO WHOLESALE ORO .. .

CRACKER BARREL OLD COUNTRY STORE ORO

OSWCLAORO ...

RR OONNELLEY AND SONS ORO .....

F

ei Disposal



09107/2018. BTiG LLC .. .

09107/2018. BTIG LLC .. .

09107/2018. BTIG LLC .. .

09107/2018. BTIG LLC ..... .

09107/2018. BTIG LLC .. .

09107/2018. BTIG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTiG LLC .. .

0910712018. BTiG LLC .. .

0910712018. BTIG LLC .... .

26138E 10 9 DR PEPPER SNAPPLE GROUP ORO ..... C 0713112018. CORPORATE ACTION .....

26441C 20 DUKE ENERGY ORO... 0910712018. BTIG LLC .. . o 297602 10 4 ETHAN ALLEN ORO... 09107/2018. BTIG LLC .................................. .

m 30231G 10 2 EXXON MOBIL ORO... 09107/2018. BTIG LLC .. . C (II 302635 10 7 FS INVESTMENT ORO.... . 09107/2018. BTIG LLC .. .

CQ 345370 86 0 FORD MOTOR ORO... 09107/2018. BTIG LLC .... ..

354613 10

36162J 10

36174X 10

FRANKLIN RESOURCES ORO ...

GEO GROUP REIT ORO ...

GGPORD ...

GAMING AND LEISURE PROPERTIES 36467J 10 REIT ORO

36467W 10 9 GAMESTOP CL A ORO ........

36473H 10 4 GANNETT ORO ...

364760 10 8 GAP ORO ...

369604 10 GENERAL ELECTRIC ORO ...

370334 10 4 GENERAL MILLS ORO ...

37045V 10 0 GENERAL MOTORS ORO .....

393657 10 GREENBRIER ORO ...

40414L 10

40416E 10

45378A 10

459200 10

478160 10

49803T 30

500255 10

502175 10

517834 10

HCP REIT ORO ...

HCI GROUP ORO .....

INDEPENDENCE REAL TV ORO ...

INTERNATIONAL BUSINESS MACHINES ORO

JOHNSON & JOHNSON ORO ...

KITE REAL TV GROUP REIT ORO .......

KOHL'S ORO .........

LTC PROPERTIES REIT ORO

LAS VEGAS SANDS ORO ....

524660 10 7 LEGGETT & PLATT ORO ......

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

C 0812712018. CORPORATE ACTION ...

0910712018. BTiG LLC .. .

09107/2018. BTIG LLC .. .

0910712018. BTIG LLC ...... .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

09107/2018. BTIG LLC ...... ..

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

09/07/2018. BTIG LLC .. .

09/07/2018. BTIG LLC .. .

09/07/2018. BTIG LLC .. ..

0910712018. BTIG LLC ..... .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .... .

0910712018. BTiG LLC .. .

0910712018. BTIG LLC ........................... .

6


.......... 3,665.000 .......... 299,621

.......... 1,300.000 ............ 27,423

.. ........... 800.000 .... 17,548

....... 1,300.000 ............ 24,602

.......... 1 ,500.000 .... .70,567

... ..... 500.000 ............ 22,857

............. 300.000 ............ 20,101

............. 400.000 ............ 96,581

.. ........... 100.000 ....... 15,524

. ..... 100.000 .............. 3,224

.......... 6,300.000 ............ 34, 114

.. ........... 600.000 ........ 69,389

.... 800.000 ............ 65,971

.......... 1 ,300.000 ............ 29,243

.......... 1,600.000 .......... 130,918

.......... 4,500.000 ............ 33,518

...... 6,000.000 ......... 55,589

.......... 1,600.000 ............ 48,215

.. ........ 2,500.000 ............ 62,362

.......... 2,000.000 ........ 15,190

......... 1,000.000 ............ 34,485

.. ........ 2,000.000 ............ 32,250

.......... 1,900.000 ............ 18,306

.. ........ 2,400.000 ............ 69,443

.......... 4,200.000 ............ 52,058

..... 400.000 ............ 19,018

.......... 1 ,600.000 ............ 54,247

.. ........... 400.000 ............ 22,638

.......... 1,600.000 .... 42,311

.. .... 200.000 .............. 8, 148

.. ........ 1,000.000 ............ 10,285

. . ....... 500.000 ............ 72,722

............. 200.000 ........ 27,463

.......... 1,100.000 ............ 18,958

............. 100.000 .............. 8,024

.......... 1,100.000 ... 49,901

............ 800.000 ............ 48,491

............. 200.000 ........ 9,141

Par Value

xxx XXX

XXX XXX

XXX XXX

XXX XXX

XXX XXX

XXX XXX XXX

XXX XXX

XXX XXX XXX

XXX XXX

XXX XXX

XXX XXX XXX

XXX XXX

XXX XXX

XXX XXX

XXX

XXX XXX

XXX XXX

XXX XXX

10 Chanae In Book/Ad usted CarTYin. Value 11


12 13 14

Current Year's

Current Other-Than-Year's Temporary Total Change

15

Book/Adjusted Increase (Amortization) Impainment in B.lA.C.v.

Total Foreign Exchange Change in B.lA.C.V. Actual Cost CanvincValue IDecreaset 1 Accretion Recogn~ed (11.12·13)

.......... 214,780 .............. 302,363 ....... (87,582).

............ 15,386

............ 17,876 ................ 13,344

............ 24,603 ........... 24,024

..... ...... 41,828

............ 21,833

........ 57,450

........ 22,940

. .......... 22,040 ................ 22,635

.... 4,532

............. 579

.... (15,623) .

.. ....... (1,108) ."

.. ......... (596) .

...... .... 72,983 ................ 74,448 ......... (1,465).

............ 15,759

.............. 2,132 ........ 2,141

........... 44,641 ................ 23,250

........... 69,389 ............... 58,236

............ 62,390 ................ 67,288

............ 31,402

.............. (10) ..

. ..... (3,813) .

....... (33,398) .

.. ....... (4,898) .

.......... 131,226 ............. 133,824 ......... (2,598) .

............ 42,623 ................ 33,075 .......... 9,546

............ 69,945 ................ 74,940 ......... (4,996).

............ 63,016

............ 73,476 ................ 59,000 ........ 14,476

............ 41,150

............ 31,945 ................ 37,000 ......... (5,055) ...

............ 44,350 ................ 35,900 .......... 8,450

............ 17,110 ................ 22,021

.......... 57,852 ................ 81,744

............ 64,922 ...... 73,290

.......... 19,747 ................ 23,716

............ 48,520 ............. 65,584

.............. 9,630 ................ 21,320

.. (4,912)

....... (23,892) .

.. ....... (8,369) .

. ........ (3,969) .

....... (17,064) ."

. .... (11,690) .

........... .45,884 ................ 41,728 .......... 4,156

.............. 6,072 .................. 5,980 ............... 92

.......... 10,405 ................ 10,090 ............. 315

.. .......... 72,068 ................ 76,710 ......... (4,643).

... 25,071

............ 21,436 ........ 21,560 ............ (124) .

.. ........... 4,668 .................. 5,423 ........... (755).

............ 52,696 ................ 47,905 .......... 4,791

............ 37,420 .55,592 ... (18,172) ..

.. ............ 8,785 .................. 9,546 ......... (761) .

.. ......... (87,582) .

................. 0

.............. 4,532

.... 579

.. ......... (15,623) .

· ......... (1,108) .

..... (596) ...

............ (1,465) .

.................... 0

................. (10) ....

............. (3,813) ..

. .......... (33,398) .

............. (4,898) ....

.................... 0 · .......... (2,598) .

.............. 9,546

............. (4,996) .

......... 0

............ 14,476

............... 0

............. (5,055) .

.............. 8,450

............. (4,912) .

.. ...... (23,892) .

............. (8,369) .

............. (3,969) ..

. .... (17,064) .

........... (11,690) ......

· ........... 4,156

................... 92

................. 315

. ....... (4,643) .

...... 0 ....

............ (124) .

............... (755) .

.............. 4,791

.... (18,172) .

.......... (761)

16


Disposal Date

.............. 214,780

.. .............. 15,386

........... 17,876

................ 24,603

................ 41,828

................ 21,833

................ 22,040

.. ..... 72,983

............ 15,759

.................. 2,132

................ 44,641

................ 24,839

.. .............. 62,390

......... 31,402

.............. 131,226

................ 42,623

. .... 69,945

................ 63,016

................ 73,476

................ 41,150

.. .. 31,945

................ 44,350

............... 17,110

........ 57,852

.......... 64,922

................ 19,747

................ 48,520

.................. 9,630

.... 45,884

.................. 6,072

.... 10,405

............... .72,068

.. .............. 25,071

.. ... 21,436

.................. 4,668

.. ... 52,696

.. ...... 37,420

.................. 8,785

17

Foreign Exchange

Gain (Loss) on Disposal

18

Realized Gain (Loss) on Disposal

..... 84,841

....... 12,038

........ (328)

.............. (0)

19

Tolal Gain (Loss) on Disposal

20

Bond Interest I

S10ck Dividends Received

Dunne Year

.. ....... 84,841 ......... 2,175

......... 12,038 ............ 858

............. (328). . .... 884

.. ....... (0) ......... 1,950

.... 28,739 ......... 28,739 ......... 1,425

......... 1,025 ........... 1 ,025 ............ 390

.. ...... (1,938) .......... (1,938) ........... 582

...23,598 ......... 23,598 .......... ..428

...... (234) ............. (234) ............ 500

......... 1,093 .......... 1,093 .............. 50

...... (10,726) ........ (10,726) ......... 1,421

.. ..... 44,550 ......... 44,550 ....... 18,396

......... 3,581 ........... 3,581 ......... 2,166

....... (2, 158) .......... (2,158) ............ 247

.. ............................ (308) ........ (308) ......... 3,611

.. ...... (9, 105) .......... (9,105) ...... 2,565

.. .... (14,355) ........ (14,355) ......... 3,480

...... (14,801) ...... (14,801) ......... 5,536

.... (11,114) ........ (11,114) ....... 3,525

.. .... (25,960) ........ (25,960) ....... 29,724

......... 2,540 ........... 2,540 ......... 1,890

.. .... (12,100) ........ (12,100) ......... 1,520

....... 1,197 ........... 1,197 ....... 608

.... 11,591 ......... 11,591 ......... 1,716

...... (12,863) .... (12,863) ......... 1,512

.. ........ (729) ............. (729) ........ 588

......... 5,727 .......... 5,727 ......... 1,824

....... 13,008 ......... 13,008 ........... 292

.. ...... (3,573) .......... (3,573) .1,776

.. ....... 2,077 ........... 2,077 ............ 145

.......... (120) ............. (120) ............ 420

....... 654 .............. 654 ......... 2,320

......... 2,392 ........... 2,392 ............ 360

.. .... (2,478) .......... (2,478) ..... 1,048

.. ....... 3,357 ........... 3,357 ........ 122

........ (2,795) .......... (2,795) ......... 1,672

.... 11,071 ......... 11,071 ... 1,200

............ 356 .......... 356 ... 220

21 22

S1aIed Contractual

Maturity Date


Indk:a1or (a'

XXX L ... XXX L...

XXX L.. ....

XXX L...

XXX L .. .

XXX L .. .

XXX L .. . XXX L .. ..

XXX XXX XXX

XXX XXX XXX

XXX XXX XXX

XXX XXX XXX

L ...

L...

L...

L...

L...

L .. .

L .. .

L .. .

L .. .

L .. .

L ... .

L...

XXX L...

XXX L.. ..

XXX L...

XXX L .. . XXX L .. .

XXX L. XXX XXX L...

XXX L ...

XXX L.. ..

XXX L...

XXX L...

XXX XXX L.

XXX L .. .

XXX L .. ..

XXX L XXX

StatementasofSeptember30,20180fthe Wellmark Health Plan of Iowa, Inc. SCHEDULE D . PART 4

Showing all Long·Term Bonds and Stocks SOLD, REDEEMED or Otherwise DISPOSED OF During Current Quarter

£) m o UI

CUSIP Identification Description

55608B 10 5 MACQUARIE INFRASTRUCTURE ORO ...

58470H 10

58933Y 10

61022P 10

635309 10

63888P 40

64704V 10

655664 10

676220 10

68389X 10

690732 10

69351T 10

703395 10

709102 10

717081 10

718172 10

723484 10

724078 10

MEDIFAST ORO ...

MERCK & CO ORO ...

MONOTYPE IMAGING HOLDINGS ORO ..

NATIONAL CINEMEolA ORO ....

NATURAL HEALTH TRENDS ORO ....

NEW MEDIA INVESTMENT GROUP ORO

NORDSTROM ORO ...

OFFICE DEPOT ORO ...

ORACLE ORO ...

OWENS & MINOR ORO ...

PPL ORO ...

PATTERSON COMPANIES ORO ...

PENNSYLVANIA REIT ORO ..... .

PFIZER ORO .....

PHILIP MORRIS INTERNATIONAL ORO ..

PINNACLE WEST ORO .. .

PIPER JAFFRAY ORO .. .

4

a

ei Disposal


0910712018. BTIG LLC

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC ... .

0910712018. BTiG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTiG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC ..... .

0910712018. BTiG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

Q 724479 10 PITNEY BOWES ORO .. . 0910712018. BTIG LLC ... .

742718 10 PROCTER & GAMBLE ORO ..... .

747301 10 9 QUAD GRAPHICS CL A ORO ...

78648T 10

80589M 10

808541 10

81663A 10

SAFETY INSURANCE GROUP ORO ...

SCANAORO ..... .

SCHWEITZER MAUD ORO .....

SEMGROUP CL A ORO ...

81721M 10 9 SENIOR HOUSING REIT ORO ...

83175M 20 5 SMITH NEPHEW AoR REP 2 ORO ...

83416M 10 SOLAR SENIOR CAPITAL ORO ...

842587 10 7 SOUTHERN ORO ...

85571B 10 5 STARWOOO PROPERTY REIT ...

871503 10

87403A 10

SYMANTEC ORO ...

TAILORED BRANDS ORO ...

87612E

899896

911312

10 TARGET ORO ...

10 4 TUPPERWARE BRANOS ORO ....

10 6 UNITED PARCEL SERVICE CL B ORO ...

91325V 10

913456 10

91913Y 10

UNITI GROUP ORO ...

UNIVERSAL ORO ...

VALERO ENERGY ORO ...

92240M 10 8 VECTOR GROUP ORO ...

92276F 10 0 VENTAS REIT ORO ...

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTiG LLC .. .

0910712018. BTiG LLC .. .

C 0811612018. MORGAN STANLEY CO ...

0910712018. BTIG LLC .. .

0910712018. BTiG LLC .. .

0910712018. BTiG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC ... .

0910712018. BTIG LLC .. .

0910712018. BTIG LLC .. .

0910712018. BTiG LLC .... .

0910712018. BTIG LLC ... .

0910712018. BTIG LLC .. .

92343V 10 VERIZON COMMUNICATIONS ORO... 0910712018. BTIG LLC .. .

930059 10 WADOELL REEO FINANCIAL CL A ORO.. 0910712018. BTIG LLC .. .

7


.......... 1,200.000 ............ 55,913

. ............ 100.000 ............ 23,655

............. 500.000 ............ 34,832

.......... 1,100.000 ............ 22,159

.......... 4,600.000 ............ 41,330

............. 800.000 ............ 19,688

.......... 3,700.000 ............ 58,034

............. 200.000 ............ 13,143

.......... 1,500.000 .. .4,972

.......... 1,000.000 ............ 47,804

............. 200.000 ... 3,605

......... 5,500.000 .......... 163,595

............. 200.000 ... 4,883

.......... 3,900.000 ............ 39,682

.......... 2,200.000 ............ 92,828

.......... 1,000.000 ........... .78,594

............. 500.000 ............ 39,792

............. 600.000 ............ 44,546

.......... 6,700.000 ............ 48,809

.......... 1,800.000 .......... 147,427

............. 900.000 ............ 19,372

............ 100.000 ... 9,800

............. 300.000 ............ 10,978

............. 500.000 ............ 20,012

.......... 2,200.000 ........... 52,238

.......... 1,200.000 ............ 22,434

.......... 2,211.000 ............ 77,899

.......... 1,200.000 ............ 20,031

. ......... 1,800.000 ........... .79,784

.......... 4,600.000 .......... 102,694

............. 800.000 ............ 15,860

.......... 2,200.000 ............ 49,730

............. 400.000 ............ 35,494

.......... 1,100.000 ............ 35,227

. ............ 200.000 ............ 24,597

............. 800.000 ............ 15,620

............. 800.000 ............ 48,115

............ .400.000 ............ 46,029

.......... 3,638.000 ............ 57,061

. ............ 200.000 ............ 11,769

. ......... 2,100.000 .......... 113,388

. ......... 1,300.000 ............ 26,071

Par Value

xxx XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

10 11


Chanae in Book/Adjusted Carrvin. Value 12 13 14

Current Year's


15

Book/Adjusted Increase Actual Cosl CalT'lin. Value (Decreasel

(Amortization) Impairment I Accretion 8~nized

Total Change in B.lA.C.V. 111+12-(3)


...... 46,854

........ 3,702

. ..... 28,413

. ..... 24,756

. ..... 31,622

. ..... 16,873

...... 63,262

. ....... 9,293

. ...... 3,458

. ..... 44,495

....... 3,233

.... 200,954

....... 4,473

. ..... 47,366

. ..... 73,508

. ..... 94,139

. ..... 42,883

. ..... 59,564

. ..... 74,305

. ... 150,823

. ..... 15,877

. ....... 7,316

...... 12,170

...... 19,268

. ..... 56,441

. ..... 23,610

. .... 48,963

. ..... 19,050

...... 84,942

...... 99,641

...... 13,548

...... 31,779

. ..... 21,442

. ..... 59,615

...... 20,821

...... 14,932

...... 55,964

. ..... 22,162

. ..... 71,924

. ..... 11,135

.......... 6,981 ......... (3,279)

............ 28, 135 ............. 278

............ 18,522 ............ (419) .

.............. 9,476 ............ (183)

........... .47,280 ......... (2,785)

......... 170,225 ........ 30,729

........... 46,371 ............. 995

............ 79,684 ........ (6,177)

.......... 105,650 ....... (11,511).

............ 42,590 ............. 293

............ 36,894 .......... 6,386

.......... 165,384 ....... (14,561)

............ 20,340 ......... (4,463)

.............. 8,040 ............ (725).

........... 22,680 ......... (3,413)

............ 22,980 ............. 630

. ........... 77,407 ....... (28,444).

. ........... 21,312 ......... (2,262)

.......... 86,562 ......... (1 ,620)

............ 98,210 .......... 1,431

............ 22,448 ......... (8,900).

........... .48,026 ....... (16,247) .

............ 26, 100 ......... (4,658)

............ 68,970 ........ (9,356)

............ 23,830 ....... (3,009).

. ........... 14,232 ............. 700

........... 42,000 ........ 13,964

............ 36,764 ....... (14,602)

............ 81,424 ........ (9,501) .

............ 12,002 ............ (867).

...... 68,282 .......... 111,153 ....... (42,871)

...... 25,919 ............ 29,042 ......... (3,123)

.................. 0

.......... (3,279) ....

.............. 278

................. 0

............. (419) ....

.................. 0

.................. 0

............. (183)

.................. 0

.......... (2,785) ....

.................. 0

......... 30,729

.................. 0 ............. 995

.......... (6,177) ....

. ...... (11,511)

............. 293

................. 0

........... 6,386

........ (14,561)

.......... (4,463)

............. (725) ....

.................. 0

.......... (3,413)

................. 0

.............. 630

. ...... (28,444) ... .

.......... (2,262)

.......... (1,620)

........... 1,431

. ......... (8,900) ... .

........ (16,247) ... .

.......... (4,658)

.......... (9,356)

. ........ (3,009) ... .

............. .700

......... 13,964

. ....... (14,602)

.......... (9,501)

............. (867) ....

........ (42,871)

.......... (3,123)

16

BooklAdjusted Carrying Value at O~DOsal Oate

.............. 46,854

................ 3,702

.............. 28,413

.............. 24,756

.............. 31,622

.............. 16,873

.............. 63,262

................ 9,293

............... 3,458

. ............. 44,495

. ............... 3,233

............ 200,954

.............. .4,473

.............. 47,366

............. 73,508

.............. 94,139

.............. 42,883

............. 59,564

............. 74,305

............ 150,823

.............. 15,877

. ............... 7,316

.............. 12,170

.............. 19,268

.............. 56,441

............. 23,610

. ............. 48,963

.............. 19,050

.............. 84,942

............. 99,641

.............. 13,548

.............. 31,779

.............. 21,442

.............. 59,615

. ............. 20,821

.............. 14,932

.............. 55,964

.............. 22,162

.............. 71,924

. ............. 11,135

............. 68,282

.............. 25,919

17

Foreign Exchange


18

Realized Gain (Loss) on Disoosaf ......... 9,059

19

Total Gain (Loss) on oisDOsal

.......... 9,059

20

Bond Interest I

SJock Dividends Received

During Year

....... 2,400

....... 19,953 ........ 19,953 .......... 144

......... 6,420 .......... 6,420 .......... 720

........ (2,596) ......... (2,596) .......... 128

......... 9,708 .......... 9,708 ....... 2,023

......... 2,815 .......... 2,815 ....... 1,840

........ (5,228) ......... (5,228) ....... 3,404

......... 3,850 .......... 3,850 .......... 148

......... 1,515 .......... 1,515 ............ 38

......... 3,309 .......... 3,309 .......... 570

... ... . ... 372 ............. 372 ............ 52

...... (37,358) ....... (37,358) ....... 6,683

............ 410 ............ .410 .......... 104

........ (7,684) ......... (7,684) ....... 2,457

....... 19,320 ........ 19,320 ....... 2,244

...... (15,545) ....... (15,545) ....... 3,280

........ (3,091) ......... (3,091) ....... 1,043

...... (15,018) ....... (15,018) ...... 1,647

...... (25,496) ....... (25,496) ....... 3, 131

........ (3,396) ......... (3,396) ...... .3,823

......... 3,495 .......... 3,495 .......... 540

. ........ 2,484 .......... 2,484 .......... 160

........ (1,191) ......... (1,191) ............ 37

............ 745 ........... .745 .......... 430

........ (4,203) ......... (4,203) ....... 2,079

........ (1,176) ......... (1,176) ....... 1,404

....... 28,937 ....... 28,937 .......... 982

............ 981 ............. 981 ....... 1,269

....... (5,158) ......... (5,158) ....... 3,204

......... 3,053 .......... 3,053 ....... 6,624

........ 2,312 .......... 2,312 ......... 120

....... 17,951 ........ 17,951 .......... 792

....... 14,052 ........ 14,052 .......... 496

. ..... (24,387) ....... (24,387) ....... 2,244

......... 3,776 .......... 3,776 .......... 546

............ 688 ............. 688 ....... 1,440

........ (7,849) ......... (7,849) ....... 1,480

....... 23,867 ........ 23,867 .......... 960

...... (14,862) ....... (14,862) ....... 2,910

............ 634 ............. 634 .......... 474

....... 45, 106 ........ 45, 106 ....... 3,717

............ 152 ............. 152 .......... 975

21

Slaled Contractual

Maturity Date

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

XXX

22


Indicator (a

L. ..

L. ..

L ...

L. ..

L. .

L...

L ...

L. ..

L...

L ....

L. ..

L. ..

L. ..

L ...

L. ..

L.. ... .

L .. .

L .. .

L.. .

L .. .

L .. .

L. ..

L...

L .. .

L .. .

L. ..

L...

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L. ..

L... L .... .

L .. .

L. ..

L...

L ...

L. ..

L. ..

L .. .

L .. .

L .. .

XXX L. .

XXX L ...

£) m CI UI .... ....

---.-..... -••............

StatementasofSeptember3O,201Bofthe Wellmark Health Plan of Iowa, Inc.

SCHEDULE D • PART 4 Showing all Long-Term Bonds and Stocks SOLD. REDEEMED or Otherwise DISPOSED OF During Current Quarter

4

ei DiSposal

CUSIP Identffication Descnption Date Name of Purchaser 931142 10 3 WALMART ORD ... 09107/2018. BTIG LLC .. .

93627C 10 1 WARRIOR MET COAL ORD ... 09107/2018. BTiG LLC .. .

93964W 10 8 WASHINGTON PRIME GROUP ORD ... 09107/2018. BTIG LLC ... .

960400 10 4 WELL TOWER ORD ..... 09107/2018. BTIG LLC .. .

969457 10 0 WILLIAMS ORD ... 09107/2018. BTIG LLC ... .

969904 10 WILLIAMS SONOMA ORD ... 09107/2018. BTiG LLC .. .

984121 60 XEROXORD .. . 09107/2018. BTiG LLC .. .

98421B 10 XPERIORD ......... . 09107/2018. BTIG LLC ...

D0712D 16 BAYER NORD .. . B 08116/2018. GOLDMAN SACHS & CO, NY .... .

F5548N 10 SANOFIORD ... ................. B 0811612018. GOLDMAN SACHS & CO, NY .. .

G16249 10

G3910J 11

G76225 10

G7945M 10

G81075 10

G9787K 10

BROOKFIELD PROPERTY PARTNERS UNT 091071201& BTIG LLC ...

GLAXOSMITHKLlNE ORD... B 0811612018. GOLDMAN SACHS & CO, NY ...

ROLLS-ROYCE HOLDINGS ORD ...

7 SEAGA TE TECHNOLOGY ORD...... .

6 SHIP FINANCE INT ORD ...

WPPORD.

B 0710112018. Adjustment... ..... .

C 09/07/2018. BTIG LLC .. .

C 09107/2018. BTIG LLC .. .

MERRILL LYNCH INTL LONDON B 07103/2018. EQUITIES

6

Number of Shares of Stock Cons~eration

......... 200.000 ............ 19,165

. ............ 600.000 ........... 14,517

. ...... 4,700.000 ... 35,602

. ........... .700.000 ............ 46,469

. ... 1 ,000.000 ............ 28,575

. ............ 100.000 ............. 6,992

.... 200.000 . .... 5,393

. ......... 2,800.000 ............ 44,085

........... .797.000 . ... 70,401

. ..... 790.000 ............ 64,745

............. 752.000 ............ 14,750

.......... 3,800.000 ........... .77,121

.......... 1,500.000 ............ 74,692

. ......... 2, 100.000 ........ 29,074

...... 6,004.000 ...... 92,016

H5820Q 15 NOVARTIS NORD ...

ROCHE HOLDING PAR. ..

NOVO NORDISK B ORD ....

COSTAMARE ORD ...

B 0811612018. GOLDMAN SACHS & CO, NY... . ............ 932.000 ........... .76,015

H69293 21 B 0711112018. GOLDMAN SACHS & CO, Ny....... . ............ 985.000 ...... 221,376

K72807 13 B 08/1612018. GOLDMAN SACHS & CO, Ny...... . ... 1,648.000 ............ 78,593

Y1771G 10 D 09107/2018. BTIG LLC .......... 5,000.000 ............ 32,127

9099999. Total- Common Stocks . Industrial and Miscellaneous ..... . ...... 5,367,098

Common Stocks· Mutual Funds 72201F 49 0 I PIMCO:INCOME INST ..... ........ 1 C I 0910412018.1 DIRECT ... ................ 1 ..... 336,700.337 ....... 4,000,000

9299999. Total· Common Stocks· Mutual Funds .... . ..... .4,000,000

9799997. Total· Common Stocks· Part 4 ... . .... 9,367,098

9799999. Total· Common Stocks .......... . ....... 9,367,098

9899999. Total· Preferred and Common Stocks. . ...... 9,367,098

9999999. Total· Bonds, Preferred and Common Stocks ... . .... 41,692,429

(a) For all common stock beanng the NAIC marKet Inchcator ·u· provide. the number of such ISSUes. 7.

Par Value

xxx XXX

XXX XXX

XXX XXX

XXX XXX

XXX

XXX

XXX XXX

XXX XXX

XXX

XXX

XXX

XXX XXX

XXX

XXX

XXX

XXX

XXX XXX

XXX

XXX

10 Chanoe in Book/Ad usted Carrying Value 11 12 13 14 15

Current Year's

Unrealized Current Other-Than-Prior Year

Book/Adjusted Actual Cost Carrvino Value

........... 16,257 ................ 19,750

............ 17,085

Valuation Yea~s Temporary Increase (Amortization) Impairment

(Decrease) I Accretion RecOQn~ed

......... (3,493) ..

............ 39,269 ............... 33,464 .......... 5,805

........... .48,907 ................ 44,639 ...... 4,268

........... 30,425 ............... 30,490 .............. (65)

.............. 5,375 .................. 5,170 ......... 205

. ............. 5,235 ..... 5,830 ............ (595).

..... 58,954

............ 80,576 ............. 99,532 ..... (24,993)

............ 78,062 ............. 68,159 .......... 4,054

.......... 15,190

............ 85,833 ................ 67,982 .......... 9,155

... 72,818 ................ 62,760 ........ 10,058

............ 28.466 ............... 32,550 ....... (4,085)

Total Change in B./A.C.V. (11+12·13)

............. (3,493)

................. 0

.............. 5,805

.............. 4,268

................. (65)

................. 205

Total Fore~n Exchange Change in B./A.C.V.

............... (595) .

.................... 0

....... (24,993) .......... 6,037

.............. 4,054 .......... 5,848

.................... 0 .............. 9,155 ......... 8,696

....... 0 ............ 10,058

............. (4,085)

16 17 18

Foreign Book/Adjusted Exchange Real~ed

Carrying Value at Gain (Loss) Gain (Loss) DiSDOSal Dale on DisDosal on DisDOsal

. ....... 16,257 ......... 2,908

................ 17,085 ........ (2,568)

...... 39,269 ........ (3,666)

................ 48,907 ....... (2,436)

...... 30,425 ........ (1,850)

.................. 5,375 ......... 1,618

........ 5,235 ............ 158

................ 58,954 ...... (14,869)

................ 80,576 ...... (9,864) .......... (311)

........ 78,062 ... (9,556) ........ (3,761)

19

Total Gain (Loss) on D~DOsal

. ....... 2,908

.......... (2,568)

. ......... (3,666)

.......... (2,438)

. ......... (1,850)

20

Bond Interest!


Dunna Year

... 414

......... 3,977

.... 3,525

......... 1,827

..... 1,020

.... 1,618 ............ 125

.............. 158 .......... 150

........ (14,869) ......... 1,120

........ (10,175) ......... 1,908

........ (13,317) ...... 1,988

.... 15,190

................ 85,833

........... (440) ............ (440) .... 130

. ......... (5,850)

..... 72,818

. ............... 28,466

...... (13,272) ......... 4,560 .......... (8,712) ......... 3,176

...... 5,850

......... 1,874

..... 609

........... 5,850

......... 1,874 ...... 2,835

.... 609 ......... 1,470

. ......... 120,584 ......... 108,915 ............. 534 ......... 534 ........ 11,136 ......... 120,584 ..... (14,114) ...... (14,455) ........ (28,569) ......... 2,971

. .. 64,128 ............... .78,806 ....... (16,314). . .......... (16,314) ....... 1,635 .... 64,128 ........ (2,901) ....... 14,788 ... 11,887 .. .1,788

.......... 233,124 ........... 249,156 ....... (21,780). . ......... (21,780) .......... 5,748 ............. 233,124 ........ (9,973) ....... (1,775) ........ (11,748) ......... 5,588

............ 57,913 ............... 88,907 ....... (35,246) ........... (35,246) ......... .4,253 .... 57,913 ........ (7,089) ....... 27,768 ......... 20,680 ........ 971

........... .41,425 ................... 0 ................ 41,425 ........ (9,297) .......... (!l,297) ............ 500

....... 5,236,365 .......... 4,913,940 ..... (558,041 .................. 0 .............. 0 ......... {558,041) ....... .43,353 ..... 5,185,965 ...... {60,919) ..... 242,052 ....... 181,134 ..... 238,390

. ...... 4030,303 .................... 0 ........... 4,030,303 ...... (30,303 ...... ,1.30,303) ....... 38,620

....... 4,030,303 ......................... 0 .............. 0 ........ 0 ............... 0 .... 0 ......... 0 ........... 4,030 303 ................ 0 ..... {3O,303 ........ (30,303) ....... 38,620

....... 9,266,668 ........... 4,913,940 ..... {558041 .................. 0 ............... 0 ......... (558,041) ........ 43,353 ........... 9,216,268 ...... (60,919) ..... 211,749 ....... 150830 ..... 277,010

....... 9,266,668 .......... .4,913,940 .... .(558,041\ .................. 0 ....... 0 ....... ,.(558,041\ ........ 43,353 ........... 9,216,268 ...... {60.91ID. ..... 211,749 ....... 150,830 ..... 277,010

....... 9,265,447 .......... 4,913,940 ..... (558,041 ..... 0 ............... 0 ......... (558,041 .. 43,353 ........... 9,215047 ...... (60,706) ..... 212,757 ....... 152,051 ..... 277,010

. .... 42,225,297 ......... 29,908,073 ..... (557,737) ...... (166,375) ............ 0 ......... (724,111) ....... .43,353 ......... 41,936,310 ...... (60,706) .... (183,711) ...... (244,416) ..... 836,720

21

Stated Contractual

Matur1ty Dale

XXX XXX

XXX

XXX

XXX XXX

XXX XXX XXX

XXX

XXX XXX

XXX

XXX XXX

XXX

XXX XXX

XXX XXX XXX

22


Indicatorra

L .. .

l.. .. .

l...

l. ..

l. ..

l...

l.

l.. .. .

U .. .

L .. .

l.. .. . U ....... .

U .. .

l. ..

L .....

U .. .

U .. .

U .... .

U .. .

l...

XXX

XXX l. ..

XXX XXX XXX XXX

XXX XXX

XXX XXX XXX XXX

D m CI 0)


SCHEDULE DB • PART A • SECTION 1 Showing all Options, Caps, Floors, Collars, Swaps and Forwards Open as of Current Statement Date

10 11 12 13 14 15 16

Cumulative Prior Year(s) Current Yea'"

Type(s) Strike Price, Initial Cost of Initial Cost of C Schedule of Date of Rate of Index Premium Premium

Description of ltem(s) Hedged, Used for Income I Exhibit Risk(s) Exchange, Counterparty Trade Maturity or NUmber.of Notional Received (Received) (Received) Current Year Book/Adjusted DescriDtion Generation or Reolicated Identifier {ai or Central Clearinahouse Date ExDiration Contracts Amount (Paid) Paid Paid Incon-.. C .... naVaue Fair Value

Purchased ODtions • Other • Other

Total SA 04.10.18 Ri.hts .... ..................... L ............................ 1 ........ 1 .... . TOTAL SA ... 529900S21EQ1B04ESM68 ... 09124120181 ............. 1 .............. 1 .... . .. .............. 588

0349999. Total-Purchased DrItions-Other-Other .... ................... 0 ......... 0 ............... 588 ....................... 0 XX ...................... 0

0359999. Total-Purchased OOtions-Other .... .................... 0 ......... 0 .............. 588 ....................... 0 XX. .. ........... 0

0419999. Total-Purchased ODtions-Other .... ................... 0 ......... 0 ................ 588 ...................... 0 XX ...................... 0

0429999. Total-Purchased Options ... ................... 0 .. ....... 0 ................ 588 .................... o)() .................... 0

1439999. Tofaj-01her ...... ................ 0 .. ....... 0 ............... 588 ...................... 0 XX ..................... 0

n n <AA n n

17 18 19 20 21 22 23

Adjustment Hedge Unrealized Total Foreign Current to Carrying Credit Effectiveness Valuation Exchange Year's Value of Quality of at InceptiOn Increase Change in (Amortization Hedged :::tial Reference and at Year-

{Decreasel B.lA.C.v. -)1 Accretion llems sure Enti1v end (til

.......... 0 .................. 0 .................. 0 ....... 0 .. ........ .. ... 0 XXX XXX

.......... 0 .................. 0 ................. 0 ....... 0 ..... ..... .. .. 0 XXX XXX

........... 0 ................ 0 .................. 0 .. .... 0 . ......... ....... .0 XXX XXX

........... 0 ................. 0 ................ 0 ....... 0 ... ............. 0 XXX XXX

......... 0 .................. 0 ................. 0 ....... 0 ... ............... 0 XXX XXX

... 0 .. 0 .. 0 n n XXX XXX

£) m Q ~


1 2 3 4 5 6 7 8

Number Descnption of ltem(s) Hedged, Schedu~ Type(s) Date of Ticker of Notional Used for Income Generation or I Exhibit Of Risk(s) Maturity or

Symbol Contracts Amount Descnption Replicated Identifier (a) Expiratkm

SCHEDULE DB • PART B . SECTION 1 Futures Contracts Open as of the Current Statement Date

9 10 11 12 13 14

Trade Transaction Reporting Book/Adjusted Exchange Date Price Date Poco Fair Value Carrying Value

NONE

H~h~ Effective Hedges 18 19 20 21 22

15 16 17

Change in Variation Change in

Margin Gain Variation Hedge (Loss) Used to Cumulative Margin Gain Effectiveness

Cumulative Defemed Adjust Basis Variation (Loss) at Inception Variation Variation of Hedged Margin for All Recognized in Potential and at Year- Value of One Margin Margin 1tem Other Hedges Current Year Exposure end (b) (1) Point

D m o CO


SCHEDULE DB - PART 0 - SECTION 1 Counterparty Exposure for Derivative Instruments Open as of Current Statement Date

1 2 3 4 Book Adjusted Cmying Value

5 6 7

Credit - support Contracts with Contracts 'Mth

Desaiption of Exchange, Counterpaty or Central Cleilinghouse Agreement ~~nex Fair Value of Acceptable Book/Adjusted Cowrying BookIAdjusted C~ng ExpoSln Net Iv",NI ",NI Collateral Value) 0 Value < 0 of Collateral

NAlC 1 De.igndlon

TOTALS.A ... 529900S2fEQfB04ESM68 .. I Y ............... 1 N ... .. .. ...................... 0 0299999. Total NAIC f D~nation ... .. ............................... 0 .................................. 0 ................................. 0 ........................ 0 0999999. Gross Totals ... .. ................................ 0 .................................. 0 ................................. 0 ........................ 0 1. Offset DOr SSAP No. 64 ...

2. Net after richt of offset DOr SSAP No. 64 ... . ................................ D ................................ D

Fair Value 11 12 6 9 10

Contracts with Contracts with ExpoSln Net Potential Off·Balance Fair Value> 0 Fair Value < 0 of Coltateral Exoosure Sheet Exoosure

.................................. 0 .............................. 0 .............. 0 ...... D ................................. D ................................ D .............................. 0 ................ 0 ....... 0 .................................. 0 ................................. 0 ............................... 0


Sch. DB - Pt. D - Sn. 2 NONE

Sch. DL - Pt. 1 NONE

Sch. DL - Pt. 2 NONE

QE09, QE10, QE11

c-'"_ • ..,."~~ ....... _~,_c~p,,,.,,,,"",_~ ____ ~#_,.~, __________ , __________________ .... ____________________ _

Statement as of September 30, 20t8ofthe Wellmark Health Plan of Iowa, Inc.

SCHEDULE E • PART 1 • CASH

Open Depositories

Bankers Trust... ..

Bri of New Yoo. Mellon Custodial....

0199999. Total Open Depositories ....

0399999. Total Cash on Deposit ....

0599999. Total Cash ...

,

D.,,,.,,,,,

Des Moines, IA ...

P_rgh,PA"

Month End Deposito~ Balances 2 3 4

Amount of Interest Received Oiling

Cod. Ra~ of Intare. Current Quater

xxx xxx ....................... ,0

XXX XXX ....................... 0

XXX XXX . ...................... 0

QE12

5

Amount of Interest Accrued at Current

Statement Date

.... .... ,0

........... ,0

.... ",0

Book Balance at End of Each 9 Month DlSina Current Quarter

6 7 6

FiI'st Month Second Month Third Monlh

....... ................ 120 ........... 1,311 .. ............. "I''') XXX

.. ........ ....... .. 4,397 .... 3,993,032 . ................ ..... 5,841 XXX

..................... 4,517 .... 3,994,343 ............... ,5,646 XXX

................. .4,517 .... 3,994,343 ....................... 5,646 XXX

....... .... ........ 4,517 .... 3,994,343 ....... . ..... .... ,5,646 XXX

(;) m -Co)

Statement as 01 September 30, 2018 of the Wellmark Health Plan of Iowa, Inc.

1 2

CUSIP Descnpllon All Other Money Martel Mutual Funds

4812C2 68 4 1 JPMORGAN:US GVT MM INST ...

8699999. Total- All Other Money MarXet Mutual Funds ...

8899999. Total- Cash Equivalents

SCHEDULE E . PART 2 • CASH EQUIVALENTS Show Investments Owned End of Current Quarter

3 4 5 6

Code Date Acouired Rate 01 I nteresl Matuntv Date

.............. 1 ............. 109/2812018 ....... 1.... . .. 1.980 I····

7 8 9

Amount of Interest Due & Book/Adjusted Carrying Value Accrued Amount Received Dunng Year

................ .4,775,206 . .................. 4,924 ................................... 2,712 ........ 4,775,206 . .......... 4,924 ..... 2,712

................... 4,775,206 ........................... 4,924 ................................... 2,712

as of september 30,2018 well mark health plan of iowa, inc

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