Articles of Confederation: State Obligations

• Pledge to obey the Articles

• Provide funds/troops requested by Congress

• Give full faith and credit to public records, acts of judicial proceedings of other states

• Allow open travel and trade between states

Foundations of Democracy

• Five Foundations of Democracy:– Respect for the fundamental worth of every

person– Respect for the equality of all people (oppur./law)– Majority rule, but respect for minority rights– Compromise– Widest interpretation of individual freedom/

individualism– Popular Sovereignty/Consent

The Constitution

A Living Document

Key Events Preceding Constitution

• French & Indian War• Stamp Act… “No taxation without

representation”• Intolerable Acts• 1st & 2nd Continental Congress

– Olive Branch Petition (7/15/1775)– Declaration of Independence

• Nat’l Rights; Govt. by Consent…Social Contract

Declaration of Independence• “People of these colonies, solemnly publish and declare,

that the United Colonies are, and of right ought to be free and independent states; that they are absolved from all allegiance to the British Crown, and that all political connection between them and the state of Great Britain, is and ought to be totally dissolved, and that as free and independent states, they have full power to levy war, conclude peace, contract alliances, establish commerce, and to do all other acts and things which independent states may of right do. And for support of this declaration with a firm reliance on the protection of Divine Providence we mutually pledge to each other our Lives, our Fortunes and our sacred honor.”

Articles of Confederation (1781-1789)

• Written Constitution

• Influenced by state constitutions

• Weak central government; power to states…why?

Articles of Confederation

• What is a Confederate? – A Firm League of Friendship– “States keep their sovereignty, freedom, and

independence and every power, jurisdiction, and right not expressly delegated to the U.S. in Congress.”

• So why do states come together though at all if they want to maintain their independence?– Common defense, security of liberty and mutual

and general welfare

Articles of Confederation: Congress

• Make war/peace• Treaties; Send/receive ambassadors• Borrow $• Build navy, RAISE ARMY BY ASKING STATES

FOR TROOPS• Settle disputes of states• Why Limit Powers?

– Fear of big unitary government (listed 27 abuses by Brit. Govt.)

Articles of Confederation: Structure

• Unicameral Congress: Each State—One Vote– Why?

• No Executive or Judicial Branch– Why?– Impact?

Articles of Confederation: Weaknesses

• No power to tax…why? Impact?– No Revenue…No Power– Request $16 mill…get $2 mill. (none from GA/NC)

• 9/13 states needed to ratify; 13/13 to amend– Inflexible

• No power to regulate commerce…why? Impact?– Exper. Under British (Brit. E. India); Intolerable Acts;

Navigation Acts– States tax each others goods; ban some trade; no credit;

multiple currencies– Economy on verge of collapse

Articles of Confederation: Weaknesses

• Army Dependent on State Militias…Why? Impact?– Fear of Standing Army; Quartering Act– Can’t Respond in crisis like Shay’s Rebellion

• No Coherent Foreign Policy...Impact?– No way to work with foreign powers

• Shays Rebellion exposes inherent weaknesses …How?

Constitutional Convention (May 14, 1787- September 17,1787)

• Revise Articles of Confederation– I.D. Impfections; State Bill of Rights; No Rel. Requirements; Strong

Legislature

• Goal: Balance need for strong central govt., to preserve order, but not threaten liberty

• AMAZING document, adaptable & flexible while providing structure & organization

• What were the big issues at the conventions?

Key Word: Compromise• Connecticut/Great Compromise: Virginia Plan + New

Jersey Plan– VA Plan: Leg. Rep. based on state population (bicameral, 3

branches)– NJ Plan: Leg. Rep. based on equality (unicameral, 3

branches)– Great Compromise: Bicameral Congress (House & Senate)

• House of Representatives: Based on population• Senate: Equal Representation• Who Benefits More?

• 3/5 Compromise: Settles Issue of Slave Population– What’s the issue?

• Commerce & Slave Trade– Restricts action on slavery for 20 years– Congress regulate trade; but can’t tax exports

The Preamble: Philosophy on the Role of Government

1. Form a more perfect union

2. Establish Justice3. Insure domestic

tranquility4. Provide for the

common defense5. Promote the

general welfare6. Secure the blessing

of liberty

1. Make the country better & stronger

2. Laws=fair/impartial3. Control Factions4. Defend nation

against enemies5. Government serves

the people6. Secure

freedoms/rights

Constitution: 7 Articles

• Article I: Congress• Article II: Executive• Article III: Judiciary• Article IV: Relations Among States

– Necessary & Proper Clause• Article V: Amending the Constitution• Article VI: Role of National Government

– Supremacy Clause• Article VII: Ratification

6 Principles of Democracy

• Popular Sovereignty• Limited Government• Separation of

Powers• Checks & Balances• Judicial Review• Federalism

6 Principles of Democracy• Popular

Sovereignty: – “We the People”– People source of

govt. power– People created the

natl. govt.; gave power st. & local gov power

– Guarantees a Republic

• Limits: Why?• Electoral College• Selection of Senators• Senators= 6 yr. terms

6 Principles of Democracy

• Limited Government– Rule of Law; Habeas Corpus; No Ex Post Facto Law– Majority Rule, Minority Rights

• Checks & Balance, Sep. of Powers, Civil Libs/Rts.• Filibuster…Not in the Constitution

– Madisonian: Moderation/Compromise…protect minority

– Protect Nat’l Rts. From govt. abuse (paradox)

Limited Government

6 Principles of Democracy

• Separation of Powers– Division of power into 3 branches– Goal: Limit government– Can be inefficient/fragment policymaking

Separation of Powers

Separation of Powers

6 Principles of Democracy• Checks & Balances

– Each branch can limit the powers of the others– No one branch becomes to powerful; limit

government

Checks & Balances

6 Principles of Democracy

• Judicial Review– Power of courts to determine the constitutionality

of a law or executive action– Informal Amendment

• Marbury v. Madison

Brown v. Board of Education

6 Principles of Democracy• Federalism:

– A system of government in which power is both divided & shared between a central government & state/regional political units.

– 10th Amendment: “Those powers not delegated to the federal government, nor prohibited to the states, are reserved for the states.”

Key Federalism Clauses• Full Faith & Credit Clause:

– Each State has to honor the civil rulings and laws from other states; doesn’t apply to criminal matters.

• Supremacy Clause: – Constitution: Supreme Law of the Land– Sets up the hierarchy w/ the U.S. Constitution at the top.

• Necessary & Proper Clause: – Congress shall have power to make all laws necessary and proper to

carry out all other powers vested by Constitution in the government.

• Commerce Clause– Congress’ power to regulate “interstate commerce”

Federalism

Ratification• Requires 9/13 States…Really Need 13, Why?• Ratified by State Conventions (Federalism)• The Great Debate: Federalists v. Anti-Federalists

– Federalists (Consult Table 2.4; p. 53)• Favor ratification; govt. by elite; today’s white collar

– Anti-Federalists• Want strong state powers; rule by commoner; fear big govt…loss of

civil liberties• Fear Elite Rule, no Bill of Rights, weakened state govt.

• Compromise: Addition of Bill of Rights/10th Amendment; House selected directly by people

Amending: Formal Amendments

• “Flexible, Living, Breathing Document”• Formal Amendment: Actually changing

wording of document (27 Amendments)– Proposal: 2/3 in ea. House or National Convention

@ Request of 2/3 of States– Ratification: Approve by ¾ State Legislatures;

State Convention of ¾ States• Example of what principle?

– Federalism; requires action at nat’l & st. level

Formal Amendments

Bill of Rights

• 1st 10 Amendments added to the Constitution• Bill of Rights

– Added to the Constitution to get key states of New York and Virginia to ratify the Constitution

– Protects political rights• 1st Amendment: Free speech, press, petition, assemble,

religion

– Protects the rights of the accused• Protection from illegal search and seizure• Right to a trial by jury, right to an attorney, right to be free

from self-incrimination

Informal Amendments• Legislative Action

• Presidential Action

• Judicial Action-Supreme Court decisions

• Tradition

• Precedent

27 Amendments

• Create Flash Cards– Need to know main idea of each!