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Tea with the IRB: “Top 10 Tips When Submitting to the IRB” Rocio Yong, M.P.H., C.I.P. 10/30/2019

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Page 1: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

Tea with the IRB:

“Top 10 Tips When Submitting to the IRB”Rocio Yong, M.P.H., C.I.P. 10/30/2019

Page 2: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

Introductions

• Department / Division

• Research Role

• Submissions to HSPP

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Page 3: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

#1 Obtain Human Subjects Certification

• Step 1

– Complete one or both of the CITI Program Human Research Basic

Courses (Biomedical or Social/Behavioral)

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Page 4: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

#1 Obtain Human Subjects Certification

• If research is considered more than minimal risk, also complete

Basic Good Clinical Practice (GCP) Courses (GCP and GCP - Social

and Behavioral Research Best Practices for Clinical Research)

• Access CITI at www.citiprogram.org

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Page 5: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

#2 iStar Application – Answer All Questions

• Reference the Study Protocol (e.g. See Section X of the Study

Protocol) whenever possible

• In #12.1 - Include a description of the research procedures and

the routine clinical care procedures

– To evaluate risks and benefits, the IRB needs to consider those risks

and benefits that may result from the research (as distinguished

from risks and benefits of therapies subjects would receive even if

not participating in the research)

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Page 6: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

#2 iStar Application – Answer All Questions

• If not applicable #22d.4 (study instructions) and #22d.5

(instruments) may be left blank

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Page 7: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

#2 iStar Application – Answer All Questions

• If the research does not involve greater than minimal risk skip

#25.3 or click “Other” and enter “Not applicable” in #25.3.1

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Page 8: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

#3 iStar Application – Upload Study Documents

• Submit

– Study Protocol

– CRFs, REDCap Forms, Data Collection Forms

– Instruments, Surveys

– Focus Group Guides

– Recruitment Materials

– Consent and Assent Forms

• Submit translated Consent and Assent Forms only

• Use a template Study Protocol from the HSPP website (new –

coming soon)

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Page 9: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

#3 iStar Application – Upload Study Documents

• Submit FDA regulatory status of drug or device

– Documentation that includes IND#

• Sponsor protocol imprinted with the IND#

• Written documentation from the sponsor documenting IND#

• Written communication from the FDA documenting the IND#

(required if the investigator holds the IND)

– Revised Investigator Brochure (IB) must be submitted by the

investigator

• Submit IDE

– Documentation that includes IDE#

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Page 10: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

#3 iStar Application – Upload Study Documents

• Submit device information

– Premarket Approval (PMA) (https://www.fda.gov/home)

– 510(k) (https://www.fda.gov/home)

– Non Significant Risk – PI Documentation

– Device Brochure

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Page 11: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

#3 iStar Application – Upload Study Documents

• Premarket Approval (PMA) Database

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Page 12: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

#3 iStar Application – Upload Study Documents

• 510(k) Premarket Notification Database

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Page 13: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

#3 iStar Application – Upload Study Documents

• Non Significant Risk – PI Documentation

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Page 14: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

#4 Submit to IRB

• Applications in Pre Submission and an APP# have not been

received by the HSPP

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Page 15: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

#5 Contact the iStar Helpdesk

• If your application is in Department or Division review for

extended amounts of time

• If you have not received an “Agree to Participate” notice

• If you receive an error message

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Page 16: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

#6 Answer Communications

• Address comments requesting

clarifications, reconciling of

discrepancies, requests for

additional information

• Review edits and acknowledge

these (if accurate)

• If edits are not accurate revise

these and provide an

explanation

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Page 18: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

#8 Amendments

• Provide description and rationale for proposed changes

• Avoid emailing documents to IRB Administrators to review

• “Upload Revision” function has become “…”

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Page 19: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

#8 Continuing Review

• Submit continuing review applications with sufficient time for

review. The recommended (per the IRB approval memo) is at

least 8 weeks before the expiration date

• Do not let research expire

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Page 20: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

#10 Ceded Submissions

• For Ceded review access the “Investigator Guidance” section in

the Human Subjects Protection Program intranet space

• For IRB reliance agreement questions email

[email protected]

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Page 21: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

A Few More Things

• Edit Personnel function should only be used when consenting

privileges do not need to be designated.

• Edit Personnel function can be used to remove study personnel

(except Principal Investigator)

• Review the Approval Letter

• Close the study once the research is completed

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Page 22: “Top 10 Tips When Submitting to the IRB” · #2 iStar Application –Answer All Questions • Reference the Study Protocol (e.g. See Section X of the Study Protocol) whenever possible

QUESTIONS?

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