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Anti-Money Laundering Services 2240 Sunset Boulevard, San Diego, CA 92103 [email protected] (800) 421-2168 nccreports.com

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Page 1: Anti-Money Laundering Services - NCC ReportsNCC exclusively services casinos worldwide with the sole purpose of streamlining the credit/cage ... the Know Your Customer report 24/7/365

Anti-Money Laundering Services

2240 Sunset Boulevard, San Diego, CA [email protected]

(800) 421-2168nccreports.com

Page 2: Anti-Money Laundering Services - NCC ReportsNCC exclusively services casinos worldwide with the sole purpose of streamlining the credit/cage ... the Know Your Customer report 24/7/365

NCC exclusively services casinos worldwide with the sole purpose of streamlining the credit/cage approval process while making it more secure, cost-e�ective, and compliant. Any client can access the Know Your Customer report 24/7/365 so that a basic level of customer due diligence can be performed by the front line sta� to identify at-risk players before money is accepted.

�e Know Your Customer report is not meant to replace your compliance department procedures. Rather we aim to compliment them by protecting your casino from exchanging money with a known at-risk player.

NegativeNews

FCRAOFAC

FTC

NYSE

MSBs

OSFI

UN

PEPs

DOJ

FinCEN

EU List

MarijuanaBusiness

CIA

With a click of a button, your clerks will be able to…

Instantly search over 18,000 negative news sources

Screen global and domestic watch lists

Identify a PEP before improper gifts are provided

Provide clear results with no compliancetraining required

Add a first line of defense to protect your casino

Know Your Customer Report

License FeesSetup Fees Minimums

Page 3: Anti-Money Laundering Services - NCC ReportsNCC exclusively services casinos worldwide with the sole purpose of streamlining the credit/cage ... the Know Your Customer report 24/7/365

SEC

OSFI

BIS

DEA

Know Your Customer Report

US Securities & Exchanges

American Stock Exchange

Bureau of Industry and Securities

Commodity Futures Trading Commission

Chicago Mercantile Exchange

National Association of Securities Dealers

New York Stock Exchange

Securities and Exchange Commission

National Futures Association

Criminal & Judicial

Drug Enforcement Administration

Department of Justice

Federal Bureau of Investigation

Financial Crimes Enforcement Network

O�ce of the Attorney General World

US Treasury O�ce of Foreign Asset Control (OFAC)

Politically Exposed Person (PEP)

United Nations

Interpol

World Bank

Marijuana Related

Negative News

European Union

Canada

O�ce of the Superintendent of Financial Institutions

Canada Special Economic Measures Act Sanctions

Royal Canadian Mounted Police

Government of Canada/Justice Laws

US Government

US Marshals Service

US Postal Service

US Secret Service

Financial

Federal Deposit Insurance Corporation

Federal Reserve Bank

National Credit Union Administration

O�ce of the Controller of the Currency

O�ce of Thrift Supervision

Other

LOCAL POLICE DEPARTMENT RECOVERS PROCEEDS FROM DISMANTLING MAJOR INTERNET GAMBLING OPERATIONBOB L, 71, OF DALLAS, ALONG WITH OTHERS, PLEADED GUILTY TO PROHIBITION OF ILLEGAL GAMBLING BUSINESS. LEE WAS IMPLICATED IN AN ILLEGAL GAMBLING OPERATION THAT CONSPIRED TO COLLECT LARGE QUANTITIES OF WAGERS THROUGHOUT THE UNITED STATES THROUGH OFFSHORE SPORT BOOKS IN WILLEMSTAD CURACAO, NETHERLANDS ANTILLES.

Know Your Customer

Alert No match Under Review

US Department of StateCentral Intelligence Agency

DEPARTMENT OF JUSTICE OFFICE OF PUBLIC AFFAIRSName of Publication / Source:

2009/12/15Date of Publication / Source:

LEELast Name / Entity Name:

BOBFirst Name:

DALLAS, TX, 75303City, State, Zip:

Page 4: Anti-Money Laundering Services - NCC ReportsNCC exclusively services casinos worldwide with the sole purpose of streamlining the credit/cage ... the Know Your Customer report 24/7/365

Does the player have the means to reasonably fund his spending pattern at the casino?

�e Source of Funds report will instantly deliver the data points necessary for you to connect the dots and answer this question more e�ciently. It is delivered in a clean, easy-to-read format that can be stored with the player record. It will be o�ered on a per-transaction basis for domestic players and will not require permissible purpose or signed authorization from the player.

Coming Soon...

Verify the existence of a business

Name

Address

Telephone number

Employer and player name results

Street view of the business address

No manual re-entry necessary

Federal tax ID

Quick links to Internet search results

Source of Funds

(#11130)

SSN

XXX-XX-1111

United States

Address

351 Exeter Rd.Pittsburg, PA 19041United StatesDOB

XX/XX/1954

Requested Credit$100,000

Arrival DateIn 45 Days (9/29/2016)

Property

Spade Casino

Active

White, Walter S.

Employer Name

Main Street Abstract Co 1574 Weston Rd.Pittsburg, PA 18976

Tax IDXX-XXX3244 215-311-8441

Type of BusinessTitle Abstract Offices

Number of Years28

PositionOwner

Fax215-311-8432

Additional Employer Info

Address

Phone

CreditBank of America Source of FundsPrint

High association found between individual and company

COMPLETE

Page 5: Anti-Money Laundering Services - NCC ReportsNCC exclusively services casinos worldwide with the sole purpose of streamlining the credit/cage ... the Know Your Customer report 24/7/365

“Identifying and understanding a customer’s source of funds is not simply a ‘best practice’, it is a regulatory expectation”

-Tom Ott, Enforcement Associate Director for FinCEN

Be assured that a consistent and standardized process has been followed every time source of funds due diligence is performed. �e use of the new Source of Funds report saves on the manual labor of looking up a player on search engines or other resources and provides clear results for an audit.

Coming Soon...

Other known names and addresses

Estimated sales and employees

Establish date and type of business

Bankruptcies, judgements, and liens

Incorporation date, state, and status

Registry number

Principal contact names and titles

Search nationwide business entitiesReview company profile summary

Source of Funds

Source of Funds

Secretary of State Registry

StatusRegistry Number

Principals

Active1010098

Walter S WhitePresident

Incorporation DateIncorporation State

12/11/1987 (28 Years)PA

188 N Main StDoyleston, PA 18901-3731

Best Business Match

Name

Type

Established DateLiability

Main Street Abstract Co

Title Abstract O�cesTitle Abstract and Settlement O�ces

2011 (5 years)

Corporation

Contact Info

EmployeesAnnual Sales

1574 Weston Rd.Pittsburg, PA 18976215-311-7414

5 to 9 (small)

$1 - 2.5 million

Additional Names Main Street Abstract Co. Additional Contact Info

1574 Easton Rd, Ste 101Warrington, PA 18976-1506215-311-8441

High association found between individual and company

Page 6: Anti-Money Laundering Services - NCC ReportsNCC exclusively services casinos worldwide with the sole purpose of streamlining the credit/cage ... the Know Your Customer report 24/7/365

Early identi�cation of fraud is paramount to an e�cient credit approval process. �e Identity Veri-�cation report is the front line of your Customer Identi�cation Program. Available on a per transac-tion basis, it validates patrons’ identifying information and alerts you to potential Red Flag issues.

Identity Verification Report

Name

Social Security Number

Date of Birth

Email Address

Phone Number

Drivers License

Address

Red Flags

OFAC

Verified instantly...

United States

4

(#113383)

SSN666-123-1234666-123-1233

Address333 Halt StSan Jose, CA 91111United States

DOB10/21/1984

RecommendationReview - Manual review recommended

OFACNo match

Questions6 AskedOne or more questions answered incorrectly

InformationInquiry phone number is a land line

Red FlagSocial Security Number invalid because the number has not been issued by the Social Security Administration

Validated InfoFirst & Last Name is validated Date of birth is validatedVerifiable match found on consumer’s current addressDriver's License has been validated for state of issue

Clark, Donna

IDV

Phone(111) 232-3020IDV

[email protected]

IDV

IDV

Drivers License

ID Verification Score

72219815 CAExp. 2/1/2017

IDV

IDV

Page 7: Anti-Money Laundering Services - NCC ReportsNCC exclusively services casinos worldwide with the sole purpose of streamlining the credit/cage ... the Know Your Customer report 24/7/365

Keep casino credit a convenience for your players and accept applications more e�ciently and securely through NCC Online. NCC can host an electronic application environment that can capture a wet signature electronically, automatically generate reports, and help promote casino credit to more players. Accept only legible, complete and validated applications without any manual labor or training required.

Reports can be ordered as soon as an application is submitted, whether it’s midday or midnight. Don’t want them to be automated every time? We can set smart rules that will run reports depending on the validity of the patron, their credit limit, their arrival date, and/or whether they were referred.

SPADEHotel & Casino

Credit Application

FUNDS IDV BANK CREDIT PLAYER KYC

Servicing 123 casinos and counting...

Ensure compliance with...

USA PATRIOT Act

Title 31 Customer Identification Program (CIP)

Americans with Disabilities Act

FCRA Notices

121,122...

Red Flag Rule

Integrated Online Application

Page 8: Anti-Money Laundering Services - NCC ReportsNCC exclusively services casinos worldwide with the sole purpose of streamlining the credit/cage ... the Know Your Customer report 24/7/365

Next Generation Credit Services

Bringing you secure, cost-effective, and compliant solutions to make more informed and accurate decisions around the clock.

IdentityVerification

Player Activity

FCRA

Interpol

Vantage

SEC

FTC

NYSE

AccountClosed

AccountType

BIS

FDIC

OSFI

Equifax

Experian

Sanctions Lists

EU List

CSA

UN

Know YourCustomer

Credit

710

Credit Application

NCC ONLINE

Sourceof Funds

AverageBalance

Bank

2240 Sunset Boulevard, San Diego, CA [email protected]

(800) 421-2168nccreports.com