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An Evidenced Based Approach to Therapeutic Interventions in the NICU: By: Mary Vanesko MOT, OTR/L, CIMI

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Page 1: An evidenced based approach to therapeutic interventions in the … · An Evidenced Based Approach to Therapeutic Interventions in the NICU: By: Mary Vanesko MOT, OTR/L, CIMI. Objectives:

An Evidenced Based Approach to Therapeutic Interventions in the NICU:

By: Mary Vanesko MOT, OTR/L, CIMI

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Objectives:

1.Identify theoretical concepts that have guided implementation of developmental and family -centered care.

2.Implement a healing, neuroprotective environment, fostering brain care to positively affect short term and long term outcomes.

3.Utilize age appropriate, developmentally supported, evidence-based assessment and interventions.

4.Interpret the maturation of the brain and sensory systems and the most appropriate, safe, timely and effective interventions.

5.Examine how to overcome specific challenges in the NICU related to the unique culture, families in crisis and medically fragile infants.

6.Distinguish the current evidenced based research to be an effective advocate and leader in your NICU.

7.Establish a collaborative, therapeutic NICU team and program, becoming a leader in positively impacting the long term outcomes of our patients and families.

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WHAT IS THE HISTORY OF THE NICU 

Timeline1880- Stephane Tierne invented the first incubator1893-First special care unit for preterm newborns in Paris (Dr. Pierre Budin)1896- Physicians Alexandre Lion, Martin Couney, and Pierre Budin continued as pioneers in the evolution of the incubator. Soon after they introduced the incubator to the United States1898-1943 – “Incubator Baby slide shows”Preterm infants coined as congenital weaklings

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WHAT IS THE HISTORY OF THE NICU 

Timeline1930s-1960s- Julius Hess (American Physician) known as the father of Neonatology, created advanced incubators in which oxygen can be delivered to the babies, he tied together many strands of the development of neonatology1960s-70s – Brazelton’s NBAS (Neonatal Behavior Assessment Scale)

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WHAT IS THE HISTORY OF THE NICU

Timeline1985– NIDCAP (Newborn Individualized Developmental Care and Assessment Program), concern for how environmental factors effect babies outcomes (Als)1982- APIB (Assessment of Preterm Infants Behaviors)2000s-

IndividualizedRelationship-basedFamily CenteredDevelopmentally supportive care

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STATISTICS

14 million pre term deliveries (any baby born less than 37 weeks GA) occur per year around the world with an overall incidence of about 12% percentIn technologically advanced areas, the incidence caries from 5-12% In areas that are less developed, it maybe as high as 40%

Infants born at 24 weeks have a survival chance of 50% in modern tertiary care centers98% of Infants born after 28 weeks surviveMajor disability rate for infants born at or below 25 weeks stands at about 25%Infants 25-27 weeks GA at about 15%

10% dc home with no major disabilities at 23 weeks25% dc home with no major disability at 24 weeks35% dc home at 25 weeks with no major disability 50% dc home at 26 weeks or greater with no major disability

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Preterm Birth: Risk Factors Risk Factors:                                                                    

Previous preterm birth                         

Multiple births                                            

Medical conditions 

UTI

Obesity

Being Under weight 

Sexually transmitted diseases

Illegal drugs 

Stress

Domestic Violence

Drugs

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Preterm Birth: Risk Factors

Diabetes

High blood pressure

Late or no health care during pregnancy

Smoking

Certain racial and ethnic groups

Drinking alcohol

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NICU Basics

NICU levels of care

Classification of age

Prematurity classification 

Birth weight classification 

NICU environmental considerations and equipment

NICU baby families

Common diagnoses in the NICU 

NICU team

Role of the Neonatal Therapist 

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NICU Levels of Care

Level I: Well baby nursery>Evaluation and post natal care of newborns>Neonatal Resuscitation >Stabilization until transfer to facility at which specialty care is provided

Level II: (A-B)Transitional nursery - Need continuous ongoing care “Feeders and growers”>Level ll (A) No capabilities of ventilation >Level ll (B) can provide mechanical ventilation for brief durations ( 24 hours)>Birth weight <1500 grams >Resuscitation and stabilization before transfer to NICU

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NICU Levels of CareLevel III:(A-D) Neonatal Intensive Care unitMedically complexBabies on ventilatorsBabies requiring major surgeries

>Level lll (A) hospital and or state mandated restriction on type of mechanical ventilator

>Level lll (B) No restrictions on type of mechanical ventilation >Level lll (C) Major surgery performed on site, no surgical repair of serious

congenital heart anomalies that require ECMO >Level lll (D) or Level lV Major surgical repair or serious congenital heart

anomalies that require cardiopulmonary bypass and or ECMO

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Classification of Age

Gestational age (GA) 

Post Conception Age

Chronological age 

Corrected Age 

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Corrected Age Example

Example:

Infant born at 27 weeks old is now 6 weeks old (chronological age): 27 + 6 = 33 weeks

Once baby reaches 40 weeks, or his due date, then begin counting from there.

Example:

Infant has now reached his due date today, tomorrow he will be 1 day old, and next week will be 1 week old.

How long do we use corrected age?

Corrected age will be used until your infant reaches 2 years of age.

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Prematurity Classification

Prematurity = 28‐37 weeks GA

Micro Premie = <28 weeks GA

Full Term = 37‐42 weeks GA

Post Term = > 42 weeks GA

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Birth Weight

Normal ‐ > 2500 grams 

Low birth weight‐ 1500‐2500 grams 

Very low birth weight ‐ 1000<1500 grams 

Extremely low birth weight ‐ <1000 grams

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NICU Vital Signs

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Environmental Considerations: Open Bay vs Single Room

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Environmental Considerations: Equipment

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Environmental Considerations: Noise

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Environmental Considerations: Noise and Lighting

No noise > 45 decibals

Decrease loud noises at the bed side including our speaking voices 

Avoid direct light to newborns eyes at all times. 

Use natural light when able (regulates circadian function)

Cyclic lightening (12 hours on 12 hours off )

Protect and facilitate REM sleep

Know the light equipment lux levels to adjust and reduce infant exposure

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Families Families in crisis

Unexpected delivery 

Family unit is separated 

Overwhelming NICU environment 

Decreased effective communication 

Financial considerations

Maternal Health

Transportation or travel issues

Loss, shock, grief

Maternal depression and coping 

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Systems AffectedGastrointestinal 

Metabolic 

Hemolytic 

Dermatologic 

Orthopedic 

Vision 

Neurologic 

Musculoskeletal

Respiratory 

Cardiovascular

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Common issues associated with Diagnosis in the NICU Prematurity

Maternal complications 

Low Apgar scores

Neurologic disorders

Meconium aspiration

Dysmorphic or genetic abnormalities

Viral bacterial Infections

Drug/Alcohol exposure

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Common issues associated with Diagnoses in the NICU Prolonged rupture of membrane

Respiratory distress syndrome 

Rule out sepsis

Cardiac deficits 

IUGR, SGA, LGA

Neuoromuscular disorders

Infants requiring Echmo or Nitric Oxide

And the LIST GOES ON and ON 

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The Role of Neonatal Therapy

According to National Association of Neonatal Therapists (NANT):

Neonatal Therapy is defined as “the art of integrating Typical development of the infant and family into the environment of the NICU.”

Incorporates theories, scopes of practice from respective disciplines ( PT, OT, SLP)

It requires advanced knowledge  (diagnoses, medical intervention)

It promotes optimal long term developmental outcomes and  nurtures infant parent relationships

Address neurobehavioral, neuromotor, neuroendocrine musculoskeletal, sensory and psychosocial

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The Role of the Neonatal Therapist

Delivers direct patient care and consultative services to premature and medically complex infants.

Uses an integrated, neuro‐protective, family centered model.

Support optimal long term development, prevent adverse sequelae, nurture the infant‐family dyad.

Provide education to the family and NICU team.

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Scope of PracticeUnderlying assumptions according to NANT:

Promote safety and practice in a safe manner.

Are unique members of the NICU team and value collaboration.

Practice and advocate for age appropriate, neurodevelopemental care.

Are fervent advocates for infants and families

Respect cultural diversity

Respect the privacy rights of the infants and family and manage information accordingly

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Scope of Practice

Practice within their respective disciplines scope of practice

Strive to prevent iatrogenic problems associated with prematurity and the NICU environment 

Promote a healing, neuro‐protective environment in the NICU 

Are cognizant of current practice trends and strive to improve neurodevelopment outcomes based on research and evidence

Identify potential ethical conflicts and access proper avenues for resolution 

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Practice Environments

NICU Levels I‐V

NICU follow up program 

Newborn nursery 

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Theoretical Frameworks

Dynamic systems theory

Attachment Theory

Family centered care

Synactive Theory

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Dynamic Systems Theory

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Attachment Theory

“A bond between an infant and a caregiver, usually its mother.

Attachment is generally formed within the context of a family,

providing the child with the necessary feelings of safety and nurturing

at a time when the infant is growing and developing. This relationship

between the infant and his caregiver serves as a model for all future

relationships” (Gale, 2005)

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Family Centered Care

Family/Caregivers are the Center

Developmental care

Parent/caregiver education

Individualized treatment plans

Supporting and Collaborate  

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Synactive Theory of Development

Als proposed that developmental processes are based on the nuerodevelopmental subsystems interactions with neonates internal functioning, its environment and caregivers 

Hierarchical and independent organization of subsystems

Stability and differentiation of each subsystem emerges subsequently 

Neurobehavioral development is influenced by environmental 

Infants actively attempt to modulate their environment

Infants continue to communicate there levels of stress and stability through approach and avoidance behaviors 

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Synactive Theory of Development

Identifies 5 separate but interdependent subsystems of behavioral maturation:

Autonomic: breathing, HR, color, GI function, involuntary muscle actionsMotor: Infants muscle tone, posture, movement, and habituation of movmementState: deep sleep, light sleep, drowsy, quiet awake, active awake, cryingAttention -interaction Self-regulation: the task of the NICU infant

Achieved when the challenges of the task meet the competencies of the infant

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Synactive Model of Infant Behavioral Organization

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State & Attention

Restless, irritable, rapid state changes, eye floating, roving

eye movements, glassy-eyed alertness,

staring, hyperalert, frenzy, whimpering, crying, inconsolable

Motoric

Autonomic & Visceral

Tremors, startles, twitches, flaccidity or hyperextension,

frantic activity, gape face, stop signs, UE

high guard

HR and BP changes, increased oxygen

requirement, hypoxia, As and Bs, change of color,

coughing, sneezing, hiccups, gagging, spitting

up, grunting, straining, release of cortisol and

precursors gluconeogenesis, lypolysis, proteolysis,

immunosupression

Clear, robust sleep states, rhythmic

crying, effective self-quieting, reliable

consolability, shiny-eyed alertness, animated face,

mouth pursing, ooh-face, cooing, smiling

Smooth, well modulated posture & tone, hand/foot

clasping, grasping, finger folding, suck searching

Smooth, regular respiratory rate, stable HR, stable Sp02, pink color,

stable viscera with no hiccups, gags,

emesis or grunting

STRESS/ INSTABILITY =

Defensive, Avoidance Behaviors

STABILITY = Approach Behaviors

SELF

REGULATION

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AutonomicSigns of stress: 

Physiological instability including respiratory changes (Pauses, tachypnea, gasping), 

Color changes (changes to mottled, flushed, pale, dusky, cyanotic, gray or ashen) 

Visceral responses ( including Hiccups, gagging, spitting up, grunting, straining,  

Motor (tremors, startles, twitches, coughs, sneezes, yawns, sighs, seizures)

Signs of Stability:  

Smooth, regular respiratory rates, stable heart rates, stable SP02

pink in color

stable viscera with no hiccups or gags, emesis or grunting

No signs of tremors, startles, twitches, sighs, yawns or seizures. 

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Motor Signs of Stress: 

Fluctuating tone, uncontrolled activity

Flacidity (gape face, low tone in trunk, limp lower extremities and upper exrtremities)

Hypertonicity ( leg extensions an sitting on air, upper extremity salutes, finger splays, and fisting, trunk arching and tongue extensions

Hyperflexions (trunk, lower and or upper extremities, frantic, diffuse activity extremities

Signs of stability: 

Consistent tone, controlled activity, trunk and extremities appropriate for post‐conceptual age.

Smooth controlled posture, movements of extremities and head

Motor control can be used for self regulation 

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StateSigns of stress:

Diffuse or disorganized state including range and transition

During sleep notes twitches, sounds, whimpers, jerky movements, irregular RR, fussy, grimaces

During awake state abrupt changes, eye floating, glad eyes, gaze aversion, worried or dull look, hyper‐alert, panicked, weak cry, irritability 

Signs of Stability:

Clear state

well defined sleep states, smooth transitions between states

good self quieting and consolability, focused, clear alertness, robust cry

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Attention/InteractionSigns of stress: 

Effort to attend and interact to specific stimulus elicits stress signals of other subsystems

Autonomic‐ irregular RR, color changes, visceral responses, coughs, yawns, sneezes, sighs, straining, tremors, twitches

Motor state‐Fluctuating tone, frantic diffuse activity, eye floating, glassy eye, hyper‐alert, panicked, worried, gaze aversion, week cry, irritability, becomes stressed If more than one type of stimulus is given at a time, abrupt state changes

Signs of stability:

Responsive to auditory, visual and social stimulation, actively see out auditory stimulus

Able to shift attention, smoothly from one stimulus to another

Face demonstrates bright‐eyed purposeful interest varying between arousal and relaxation

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Self Regulation Infants use of physiologic, motor, and state strategies to move independently to a sleep or calm-alert stateInfant’s efforts to achieve, maintain or regain balance and self organization

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Stress/Avoidance vs. Readiness/Approach Signs Examples

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Stress/Avoidance vs. Readines/Approach Signs Examples

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Stressed vs Stable

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Approach vs Readiness

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States/Behavioral Organization (Als.)

Deep sleep (quiet)

Light sleep (active rem)

Drowsy (sub optimal for feeding, infants may not transition to higher state, transitional state)

Quiet alert (best for treatment interventions)

Active Alert

Crying (stress)

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http://www.youtube.com/watch?v=bgTVrxBfg8g

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Deep Sleep

Stable and Organized: Sleeps with regular breathing, relaxed and no activity

Stress and Disorganized: Sleeps with startles, jerks and tremors, irregular breathing

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Light Sleep

Organized: Low activity level, some startles and some sucking 

Disorganized: Diffuse movement, whimpering, irregular breathing, facial twitching 

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Drowsy

Organized: Drowsy with low activity, facial grimaces, vocalization.

Disorganized: Drowsy with glassy eyed dazed look, diffuse movements, many vocalizations, newborn sounds, grimacing. 

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Quiet Alert

Organized: Quiet Alert, minimal activity, bright focused attention, low or minimal activity.

Disorganized: Hyper‐Alert: awake, eyes wide open, frantic look, intense. Lidded‐Alert: awake, quiet, alert, appears fatigued, eyes glossed over

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Active Alert

Organized: Awake, aroused, smooth active movements

Disorganized: Awake and alert, distressed face

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Crying

Organized: Strong Rythmical

Disorganized: Weak/strained cry with grimace

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Theoretical Framework to NICU Practice

Developmentally supportive care has emerged from the Synactive Theory to what is now the NIDCAP (Newborn Individualized Developmental Care and Assessment Program)

It is a multidisciplinary approach to care

It begins at the birth of the infant rather than once the infant is medically stable

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NIDCAP

Aims to create a relationship‐based developmentally supportive environment for preterm infants and their families 

The approach is based on three assumptions (Als, 2009):

Observation of infant behavior 

Care‐giving staff benefits from supportive education and guidance 

Changes and adaptations of care lead to improved medical well‐being

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NIDCAP Research Trials

Several Randomized Controlled Research Trials 

Consistent evidence to support the following:

Improved lung function 

Feeding behavior and growth

Reduced length of hospital stay

Improved neurobehavioral, neurophysiological, and neurostructural functioning

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What is Developmentally Supportive Care?

Reflective, self aware practice as a framework of practice VERSUS task‐oriented, intensive care work.

Relationship engagement excellence

Technical skills in the face of physical and emotional vulnerability

Reduce the discrepancy between the womb and in the NICU environment

Take into account the infant’s current thresholds of behavioral organization

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What is Developmentally Supportive Care?

Diminishing stress and supporting each infant’s strengths and competencies

Interventions tailored to meet the unique needs of infants

Each infant is an active participant in all care

Family is valued as infants most consistent nurturer

Infant and parent must receive individualized support throughout the NICU hospitalization for optimal outcomes.

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Developmental Care is Family Centered Care

Recognizes family as the constant in the child’s lifeInvolves families in planning, delivery and evaluation of health care servicesFosters independence and empowerment while providing supportPromotes individualization of care

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Developmental Care is Family Centered Care

Allows unrestricted access to their infantAssess the emotional well-being and competence and evolving confidence in parenting their infant Access to resources and supports that assist them in their short and long term parenting needs

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Case Study

Meet baby “M”. M was born at 25 weeks GA. He spent 165 days in the hospital. M suffered from 

grade three IVH as well as suffered multiple complications including GERD and NEC. M is a 

survivor. 

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The Impact of Developmentally Supportive care on Brain and Sensory

Development Premature infants are fetuses developing rapidly in an extrauterine setting

Brain growth is developing more rapidly than any other time through out their life

Infants expect 3 secure environments, the womb, parents body and community

The intensive care unit provides challenges for the growth and development of the brain and sensory systems

The brain and the sensory systems are continuously dependent on each other for normal structural and functional development

Adverse sensory stimulation, repeated painful or stressful procedures alter intracranial pressure and cerebral blood flow

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The Impact of Developmentally Supportive care on Brain and Sensory

Development The neurologic and sensory systems DO NOT exist as separate entities

Every sensory experience is recorded in the brain >behavioral 

response >sensory experience. 

When premature infants have sensory experiences that are 

inappropriate for their stage of development >  neurodevelopment 

occurs differently than it would have in the womb.

Different neurosensory and neurobehavioral outcomes in premature 

vs. term

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Unknown 

“When we touch the skin we touch the brain.” 

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The Brain Basics

Frontal LobeBasal GangliaParietal LobeBrainstemTemporal LobeSpinal CordOccipital LobeDuraCraniumCortexCerebellum

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Brain Development

• Organization (24 weeks to post birth)- the “wiring” of the brain.

• Organizational disorders result in altered functioning and learning in the brain

• Mylenization (8 months to post birth)• Involves forming supportive tissues around nerve cell to

promote effective communication between the areas of the brain.

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Wider Than The Sky

https://youtu.be/MS5HUDVNbGs

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24 Weeks Versus Term

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Brain Development

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Brain Development

Cephalocaudal or also known as top-down; head to toe –Term infants

Development of the head and brain tends to be more advanced than the rest of the body.

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Brain Development

Prematurity leads to infants initially developing Caudo-Cephalic; toe to head or also known as bottom up.Involuntary and unconscious > related to physical effects of environmental stimuli. • For example: withdrawal from heel sticks promotes

flexion of the LE’sBabies rely on the bottom up – this becomes a cycle due to the early birth which is traumatizing for the infant and then becomes a Top-Down progression

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Brain Development

Cognitive structures of the brain impact the emotional and instinctive systems as well as motor development

Regulation of the Nervous System impacts Cognition

Affects the physical then the cognition - later impacts the emotional and instinctive systems

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Sensory Development

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Sensory Development

Develop in the following order from early gestation forward:

Tactile and ProprioceptionVestibularChemoreceptive- Gustatory and OlfactoryAuditoryVisual

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Tactile System

Tactile system is fully developed at 23 weeks GA, the first system to fully developTouch Develops first around the mouth—>Head—> Toe (mouth hands and feet are most sensitive)24 weeks GA infants are sensitive all over the body Only one that is fully myelinated at birth

“Touch is the foundation of all experiences”Touch is the only sense we cannot live without!

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Vestibular System

Vestibular- helps to stand up right against gravity, stabilize visual field, detect head movement and gravitational pull, impacts emotional regulationEarly in utero at 10 weeks

joined with cochlear system in the ear23-24 weeks Ga semi circular canals function moro reflex Is present at 30 weeks Ga full moro response at term

Muscle tone is influence by this system

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ChemoreceptorsChemoreceptors

Recognition of parentDevelopment of attachmentFeeding and later dietary preference

Olfactory is imbedded in mucous Olfactory tract transmits the signals to the olfactory cortez and limbic systemSmell is linked to memory

Taste buds are on the Tongue and soft Palate14-17 weeks Ga taste buds are detected24-27 weeks Ga Infants react to bitter tastes28-29 weeks infants react to sweet and sour, respond to mothers milk30 weeks infants have presence for some tasteBy end of the last trimester swallow huge amounts of amniotic fluid and taste different flavors

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Auditory systemAuditory

Auditory systems are in place at 24-25 wks GAAt 24 weeks GA, infant moves in response to loud noiseAt 26-28 weeks GA loud noises can produce physiological changes in HR, RR, BP and O2 saturationsAt 28 weeks GA infants can discriminate loud pure tones between mother and fatherHearing maturation for auditory processing continues to develop through 40 weeks

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Visual System

VisionStructures in place 23-24 wksMaturation and differentiation active until early infancy

At term: attend to forms, objects, faces and able to track horizontal, some verticalSee object to 2.5 feet and attend best at 8-12 inchesHuman face is preferenceVision is the last system to fully develop

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Muscle Tone

Physiological flexion is an excessive amount of flexor tone that is normally present at birth

Muscle tone develops between 32‐34 weeks Ga. Flexor posture begins first with the Les

Flexion begins in the Ues between 35‐38 weeks 

Hypotonia is normal for premature infants 

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IPAT Developed to standardize best positioning practice in the NICU 

A tool that is used to promote nursing education and carry over at the bedside

Used to optimize neurodevelopmental outcomes 

‐See handout‐

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Positioning/Lab

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Prone

✴Increased oxygenation

✴Ribcage mechanically supported by surface

✴Facilitates flexion (reflexively)

✴Facilitates hand to mouth

✴Prevents GERD, improved gastric emptying

✴Improved deep sleep

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How to Position in Prone

Provide circumfrential boundaries when able 

Roll from head to umbilicus 

Roll under chest

Swaddle

Diaper roll under hips 

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Prone Ideas

Prone over chest

Prone over boppy

Prone over blanket roll

Prone over leg

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Sidelying

✴Maybe used to facilitate flexion

✴Encourage hands to face/mouth activity

✴May benefit infants that demonstrate arching by providing them with boundaries to support flexion

✴Encourages neutral head position or chin tuck if gravity used as an assist

✴Place toys in visual field to promote the desired head position

✴Give infant rattle or toy that they can grasp

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How to Position in Sidelying

Roll between upper and lower extremities

Posterior support and roll from shoulders to hips

Midline orientation

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Supine

✴Promotes development of head control in midline with proper supports

✴promotes development of visual skills

✴Supports should allow for symmetry of arms and legs, hands to mouth, physiological flexion

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How to Position in Supine

Swaddle

Circumfrential boundaries

Nesting

Blanket rolls under shoulder and or knees

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Positioning Equipement Recommendations

Premie nestDandle rooBendy bumpersProne pillowGel pillow/mattressGel mattressBlanket rollFreddy frogSnuggle up

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Positioning Equipment Recommendations

http://www.nurturedbydesign.com/en/thezaky/medical-staff.php

http://www.dandlelionmedical.com/products/dandle-roo/

http://www.usa.philips.com/healthcare/product/HC989805606731/bendy-bumper-postnatal-positioning-aid

http://www.usa.philips.com/healthcare/solutions/mother-and-child-care/infant-soothing

http://www.usa.philips.com/healthcare/solutions/mother-and-child-care/infant-positioning

Samson and PrestonTumble Form feeding seat system

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Long Term Effects of Poor Positioning

“Frog lying”

“W” Shoulders

Neck and trunk hyperextension

Unstable postures 

Shoulder elevation and scapular retraction 

Head shape deformities

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Implications for head shape

Torticollis ‐ Head tilt to one side (lateral flexion)

Neck rotation

Limited ROM 

Congenital or due to poor positioning

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Torticollis Implications

Affects more than just the head and neck

Visual tracking

Visual perception

Visual awareness

Asymmetry in trunk 

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Head Shape Deformities

○ Plagiocephaly‐one side of occiput and diagonal frontal flattening, eyes, mouth, jaw and ears asymmetric

○ Scaphocephaly‐lateral flattening with elongated head, narrow face

○ Brachycephaly‐occiput flat, wide face

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Heidelise Als

“Experience is the Sculpture” 

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Assessment

Environmental (including equipment)

Neurobehavioral 

Neuromotor

Pre‐feeding skills 

Oral feeding and swallowing 

Musculoskeletal

Sensory 

Family 

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Assessment/Formal

‐Neurobehavioral 

NBAS‐Neurobehavioral Assessment Scale (Brazelton, 1973)

NNNS‐Nicu Network Neurobehavioral Assessment Scale (2o04)

APIB‐Assessment of Preterm Infant Behavior (1982)

NAPI‐ Neurobehavioral Assessment of Preterm Infant (Stanford)

‐Motor

TIMP‐ Test of Infant Motor Performance 

GMs‐ Prechtl’s Assessment of General Movements 

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Assessment/Observational Naturalistic Observation of Newborn Behavior

Startles/tremors

Quality of movement

Stress signs 

Posturing

Asymmetries

Transitions

Color changes

Fatigue 

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InterventionsNeurobehavioral (autonomic, Motor, state, attention/interaction and self regulation)

Neuromotor (positioning/handling, development of normal movement patterns, reflex development, tone)

Environment (modify and adapt to suit the needs of the infant’s current development)

Family (educate, promote parent participation and independence to transition home, psychological support, facilitate bonding and attachment)

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Interventions

ADLs (feeding, sleep, bathing, play/interaction)

Musculoskeletal (normal posture alignment, prevent effects of iatrogenic deformities, support and facilitate development of antigravity movements, strength, improve physiology tolerance)

Sensory/pain (protect and facilitate sensory development, sensory integration and provide non‐pharmacological interventions to prevent pain)

Safety (do no harm, engage with staff to promote a safe environment, risk management)

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Positive Touch/Hand Containment

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Fostering Parent-Child Bonding

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Kangaroo Care/Skin to Skin

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Infant Massage

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Infant Massage Benefits

Benefits for baby:

Relief‐Massage can relieve discomfort from teething, congestion, constipation, gas and colic.

Bonding‐More intimate interaction with parent and infant helping to foster.

Skin Stimulation‐All the physiological systems are stimulated by massage. Improves digestion for better weight gain.

Enhances neurological development.

Infant learns good touch and respect for his/her body.

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Infant Massage Benefits

✴Benefits Con’t for Baby: 

Better able to handle stimulation and self‐soothe.

Improves digestion for better weight gain.

Enhances neurological development.

Infant learns good touch and respect for his/her body.

Better able to handle stimulation and self‐soothe.

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Infant Massage BenefitsBenefits for parents

Better understanding about their infant’s cues of responsiveness

Enhances communication and emotional ties 

Increases confidence and handling skills 

Improves the bond of affectional attachment

Provides a mean t develop quality interaction time

Helps parents relax and listen to their baby

Improves communication with parent and child through out development 

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Supporting Activities of Daily Living

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Diapering

https://youtu.be/S4c-oMNCvBE

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Swaddling

Facilitate flexion 

Facilitate midline orientation

Soothing technique

Thermal regulation 

Promotes sleep

Mimics the womb

‐Position Hips: Promote slight abduction and and slight flexion, free movement hip flexion and abduction, avoid sustained adduction and sustained passive hip extension‐

‐Position Knees: Slight flexion

http://hipdysplasia.org/developmental-dysplasia-of-the-hip/hip-healthy-swaddling/

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Safe Sleep American Association of Pediatrics : Recommendations

Supine for 1 year 

Firm sleep surface

No bed sharing 

No pillows, blankets, bumper pads, toys

Avoid overheating

Consider pacifier nap time and bed time

Recommend breast feeding 

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Safe Sleep

Immunizations according to AAP and CDC 

No cardiorespiratory monitors 

Health care providers model 

Avoid commercial devices inconsistent with safe sleep (No wedges or positioners)

Supervised awake tummy time

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Conventional Bathing vs Swaddle Bathing

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Swaddle Bathing

Benefits of swaddle bathing include:✴Maintaining infant’s physiological stability✴Facilitating energy conservation✴Fosters positive interaction with parents✴Improves state control✴Facilitates better temperature stability✴Increases infant comfort ✴Shown to increase overall patient satisfaction.

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Swaddle Bathing RoutinePrepare the bath tub:✴Insert the disposable liner in the tub✴Fold the liner over top edge of the tub so that it is approximately 3 inches over the edge✴Place bathing hammock into the tub ✴The darts will be the foot end of the tub ✴Elastic edge goes outside the edge of the tub under the lip and over the plastic liner ✴The long piece of the elastic goes around the bottom of the tub.

Water temperature:✴Add water. The Association of Women’s Health Obstetric and Neonatal Nurses (AWHONN) state temp should be between 38-40 deg C or 100 deg to less then 104 deg F.

Prepare the infant for bathing:✴Remove all clothes ✴Remove leads✴Remove Pulse 02✴Remove diaper✴Swaddle lightly in a lightweight blanket or swaddle clothe

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Bathing procedure:✴Take baby’s axillary temperature ✴Disconnect leads, pulse O2 ✴Remove all clothes, diaper, pulse O2 ✴Swaddle baby in a flexed, midline position ✴Have parents clean the baby’s face ✴Place baby in tub✴Have parent gently unwrap one of infant’s arms, and use baby wash to wash arm✴ Rinse and re-swaddle arm✴ Repeat for all extremities, including stomach, genital areas and back✴ Wash hair ✴.Unswaddle baby and place against chest on dry warm blankets ✴ Dry baby and dress with hat and clean diaper✴ Place new leads and pulse Ox✴ Prepare baby for skin-to-skin if parent/caregiver present

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Gestational Development of Oral Feeding Skills

Gestational Age:       Behavior:16‐17 weeks Swallowing regulates amniotic fluid23 weeks          Practicing breathing by inhaling amniotic fluid28 weeks Rooting, sucking and swallowing reflexes present32 weeks Gag reflex and non‐nutritive suck present34 weeks Functional suck‐swallow‐breathe pattern, but poor                   

endurance36 weeks Coordinated nutritive suck

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Pre-feeding Readiness

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Pre-Feeding ReadinessIn preparation for oral feeding infants should achieve  “pre‐feeding” goals as a means by which to determine their readiness and potential safety with oral feeds…

✴ Awake, alert and calm✴ Active rooting reflex✴ Active sucking on pacifier✴ Oral/pharyngeal reflexes✴ Strong and coordinated non‐nutritive suck✴ Demonstrates hunger signals✴ Tolerates handling and holding✴ Stable medical status.                                           ✴ Stable airway✴ Tolerates tube feeds✴ Breathing comfortably with RR < 60‐70

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Activities to Support Feeding Readiness

✴Pleasant stimulation to face, mouth✴Hold infant during oral stimulation✴Hold infant during tube feeds✴Skin to skin with mother/father✴Non‐nutritive sucking on pacifier or breast✴Pacifier dipped in milk ✴Avoid oral/nasal suction, if possible

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Successful Bottle/Breast Feeding

FOCUS ON QUALITY FIRST,

NOT QUANTITY

Instead of defining oral feeding “success” on the amount the infant takes, base it on the following:-Medical and state stability-Oral feeding coordination and safety- Feeder comfort level

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Breast Feeding ✴Most complete source of nutrition for infants and is digested more easily than formula

✴Studies have shown that women who breast‐fed their children may have decreased stress and increased coping, reduced risk of developing breast and ovarian cancer, and less bone problems later in life.

✴Breast‐feeding can help new mothers and their babies bond. ✴Decreases incidence/severity of RSV, respiratory infections, gastroenteritis, ear infections, SIDS

✴Studies show infants can have improved visual acuity and achieve higher IQs

✴Infants who are receiving breast milk in the ICU may attain full enteral feeding more quickly

✴Improved gastric emptying time✴Decreased incidence of NEC and ROP

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Non nutritive versus nutritive sucking

Non‐Nutritive Sucking (NNS).                                                               – 2/second– 6‐8:1 suck/swallow ratio– Maintains same number of sucks per burst throughout

– Maintains same duration of breathing breaks throughout

Nutritive Sucking– 1/second– 1:1 suck/swallow ratio– Number of sucks per burst decreases as feeding progresses

– Duration of breathing breaks lengthens as feeding progresses

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Characteristics of Nutritive Sucking

✴Suck, Swallow, Breathe Bursts Patterns: How many suck, swallow, breathe sequences an infant takes prior to taking a longer breathing break✴Immature: 3‐5 suck, swallow, breathe sequences✴Transitional: 5‐7 suck, swallow, breathe sequences✴Mature: 10‐20 sucks, swallow, breathe sequence

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Cue-Based Feeding

At 32 weeks gestation, sometimes earlier, and if meeting medical criteria. 

Evaluate the infant using the Feeding Readiness Scale

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Cue Based Feeding Protocol Feeding Readiness Scale

✴1‐ drowsy, alert or fussy prior to care.  Rooting and/or hands to mouth, taking pacifier.  Awakens at scheduled feeding times.

✴2‐ drowsy or alert once handled.  Some rooting or taking of pacifier

✴3‐ briefly alert with care.  No hunger behaviors✴4‐ sleeping through care.  No hunger cues.✴5‐ needs increased O2 with care. Apnea and/or bradycardia with care.  Tachypnea greater than baseline with care.

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Quality Scale

Utilize and document the quality of each feedingScale used to systematically assess the quality of oral feeding:

• 1- nipples with a strong coordinated suck throughout feed• 2- nipples with a strong coordinated suck initially but fatigues with progression• 3- nipples with consistent suck but has difficulty coordinating swallow, some

loss of liquid or difficulty in pacing; benefits from external pacing• 4- nipples with a weak/inconsistent suck, little to no rhythm, may require some

rest breaks• 5- unable to coordinate suck-swallow-breathe pattern despite pacing, may

result in frequent or significant Apnea/Bradycardias or large amounts of liquid loss and/or tachypnea significantly greater than baseline with feeding

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Caregiver Techniques Scale

A Modified sidelying: Position infant in inclined sidelying position with head in midline to assist with bolus management

B External Pacing: Tip bottle downward/break seal at breast to remove or decrease the flow of liquid to facilitate suck-swallow-breathe pattern

C Specialty nipple: Use nipple other than standard for specific purpose (i.e., nipple shield, slow flow, Haberman)

D Cheek support: Provide gentle unilateral support to improve intra oral pressure

E Frequent burping: burp infant based on behavioral cues not on time or volume completed

F Chin support: Provide gentle forward pressure on mandible to ensure effective latch/tongue stripping if small chin or wide jaw excursion

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Interventions-Nipple Selections

• Material• Shape and size• Flow rate • Position of nipple/bottle• Parent preference

• Should be selected to:• Match the oral cavity of the infant• Be supportive of milk transfer • Facilitate safe swallow

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Nipple Selection

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Specialty Bottles

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Feeding Interventions

Nipple Selection ‐ Flow Rate

Pacing 

Modified side lying 

Environment changes/modifications

External support 

Manipulating Feeding Schedule

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GERD

Emesis        

Wet burps

Frequent spits

Milk/formula around mouth

Elevated RR

Apnea

Bradycardia 

Arching 

Fussiness

Head rotation during and After 

Rash/excema

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GERDOral aversion 

Gagging

Choking

Color changes 

Poor weight gain

Noisy breathing 

Restless

Chronic lung problems

Cough during sleep

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Parent Education TopicsCorrected age 

Approach/Avoidance signs

Hand containment 

Kangaroo care

Sensory 

Environmental modifications

Tummy time

Habits/routines 

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Parent Education TopicsTherapeutic exercise/stretches

Visual activities 

Developmental milestones 

Positioning 

Infant Massage

Prevention 

Infant driven feeding

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What I am ready for at 24-28 weeks GA

Containment

Possibile swaddle

Quiet periods with no touching                    

Move slowly

Whisper

Protect my sleep   

Flexed position

Skin to Skin

Boundaries

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What I am ready for at 28-30 weeks GA

Containment in a snuggle

Swaddle

Quiet time wen I am asleep

Dim environment

Flexed

Skin to skin

Let me hold your hand 

Position me in prone, side‐lying, supine

Swaddle bath

Boundaries

Keep Flexed 

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What I am ready for at 30-34 weeks GA

Swaddled

Quiet time when I am sleeping

Flexed 

Awake for short periods

Talk quiet or sing to me

Sucking on pacifier 

Containment

Let me hold your finger 

Let me look at you when I am awake

Keep me flexed

Swaddle bath

Move slowly

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What I am ready for at 34+ weeks GA

Swaddle

Quiet time when I am sleeping

Flexed 

Awake for short periods

Talk quiet or sing to me

Sucking on pacifier 

Containment

Let me hold your finger 

Let me look at you when I am awake

Keep me flexed

Swaddle bath

Move slowly

Let me lift my head up in prone on your chest 

Let me look at your face from side to side 

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Interventions

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Program DevelopmentTeam based approach 

Policies/procedures/protocols

PMR skills checklist and competencies

Work flow

Developmental Committee

Massage classes

Parent/sibling support groups 

Billing

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Transition Home

Early Intervention

Outpatient pediatrics 

Follow up clinic 

Long Term Care

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Evidence ?

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Early experience alters brain structure and function (Als 2004)

Study design: Randomized control trial tested the neurodevelopment effectiveness of the NIDCAP  (Newborn Individualized Developmental Care and Assessment Plan)

Subjects: 30 preterm infants and their families

Experimental Group: 16 infants received individualized interventions to reduce infant stress by NIDCAP trained professionals

Control Group: 14 infants received standard care practice 

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Early experience alters brain structure and function (Als 2004)

3 aspects of Development were measured:

Neurobehavioral outcomes: (APIB) 2 weeks corrected age and the Bayley Scales of Infant Development (9 months corrected age)

Neurophysiologic outcomes: Sleep EEG cortical spectral data gathered on the same day of developmental testing

Neurostructural outcomes: 2 MRI Methods

Weight, height and head circumference also measured at 9 mos

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Early Experience Alters Brain Structure and Function (Als 2004)

Developmental Outcomes

2 weeks PCA

Intervention group showed significant improvements in the Mental Development Index, Psychomotor Developmental Index, engagement, emotional regulation, motor quality (Bayley 2)

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Early Experience Alters Brain Structure and Function (Als 2004).

EEG Results/Neurophysiological Outcomes

Intervention group demonstrated increase coherence between the left frontal region, occipital and parietal regions

Changes were present in functional connectivity between brain regions, with preferentially broad enhancements of frontal to occipital coherence

MRI Results/Neurostructural Outcomes

Significant improvements in maturity, with specific trends in the frontal white matter, right internal capsule and left internal capsule

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Alterations in Brain Structure and Neurodevelopment Outcome in Preterm Infants Hospitalized in Different Neonatal Intensive Care Unit Environments (Pineda et

al, 2014)

Longitudinal study 136 preterm infants < 36 weeks GA(2007‐2010) in a 75 bed level 3 unit.

Evaluate between NICU room types: assigned open wards or assigned private rooms

Primary outcomes at 2 years: Significant delay in language 

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Alterations in Brain Structure and Neurodevelopment Outcome in Preterm Infants Hospitalized in Different Neonatal Intensive Care Unit Environments (Pineda et

al, 2014)

Study conclusion

Need for further research on the affects of different amounts of sensory exposure 

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Clinical Implications

Bright and noisy NICUs needed to be modified

Infant’s need their parents and families to provide appropriate stimulation for development

Appropriate and timed sensory stimulation is crucial for development

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Implications for the NICUProvide infant‐driven family‐centered, developmentally supported care

NICU care is Brain Care!

We must consider the developmental age of the infant before providing interventions 

Provide intentional bed side care

Understand that we are visitors in the home of these tiny newborns and their families 

Collaborate with one another

Consider your team members as supportive allies rather than competition

Modify the environment

Provide Infant‐driven assessment and intervention

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Conclusion

“If we are fortunate to stand on the shoulders of giants, it will allow us to see a broader vision.”

—Heidelise Als

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Questions

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Contact Information

Email: mary@well‐nurtured.com

Facebook : Well Nurtured Development 

Instagram: Well_Nurtured 

Website: Well‐Nurtured.com