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An Ecosystem Perspective of Riparian Zones Focus on links between land and water Stanley V. Gregory, Frederick J. Swanson, W. Arthur McKee, and Kenneth W. Cummins R iparian zones are the inter- faces between terrestrial and aquatic ecosystems. As eco- tones, they encompass sharp gradients of environmental factors, ecological processes, and plant communities. Ri- parian zones are not easily delineated but are comprised of mosaics of land- forms, communities, and environ- ments within the larger landscape. We propose a conceptual model of riparian tones that integrates the physical processes that shape valley- floor landscapes, the succession of terrestrial plant communities on these geomorphic surfaces, the formation of habitat, and the production of nu- tritional resources for aquatic ecosys- Riparian zones have been investi- ing a diverse and often confusing array of definitions based on hydro- logic, topographic, edaphic, and veg- etative criteria (see reviews in Karr and Schlosser 1978, Swanson et al. 1982). Most riparian classification system focus on a few selected at- tems. gated from many perspectives, creat- Stanley V. Gregory is a stream ecologist in the department of Fisheries and Wildlife, Oregon State University, Corvallis, OR 97331-3803. Frederick J. Swanson is a biologist in the US Forest Service, Pacific Northwest Research Station, Forest Sci- ences laboratory, Corvallis, OR 97331- 3803. W. Arthur McKee is a plant ecolo- gist, Department of Forest Sciences, 97331-3803. Kenneth W. Cummins is a stream ecologist in the Department of Biological Sciences, University of Pitts- burgh, Pittsburgh, PA 15260. Oregon State University, Corvallis, OR Perspectives based on isolated components are ecologically incomplete tributes of riparian areas, such as hydric soil or hydrophylic plant asso- ciations (Cowardin et al. 1979). Al- though these perspectives adequately characterize terrestrial plant commu- nities, they provide little understand- ing of the wide array of ecological processes and communities associated with the land-water interface, and they encourage an inappropriately rigid delineation of riparian bound- aries. The imp ortance of landscape per- ture and function of stream ecosys- tems was eloquently described by H. B. N. Hynes (1975). Recent con- cepts in stream ecology emphasize the importance of the land-water inter- face (Newbold et al. 1981, Vannote et al. 1980), but primarily as sources of organic and inorganic material for aquatic ecosystems. Historically, aquatic research on major rivers of the world has focused on the strong interactions between the rivers and their floodplains in lowland fluvial landscapes (Amoros et al. 1987, Di- camps et al. 1988, Junk et al. 1989, Sioli 1984, Welcomme 1985). The ec- otonal nature of riverine boundaries has served as a framework for under- standing the organization, diversity, spectives or understanding the struc- and stability of aquatic communities in fluvial ecosystems (Naiman et al. 1988). In this article, we resent an ecosystem perspective of riparian zones that focuses on the ecological linkages between terrestrial and aquatic ecosystems within the context of fluvial landforms and the geomor- phic processes that create them. We define riparian zones function- ally as three-dimensional zones of di- rect interaction between terrestrial and aquatic ecosystems (Meehan et al. 1977, Swanson et al. 1982). Boundaries of riparian zones extend outward to the limits of flooding and upward into the canopy of streamside vegetation. Dimensions of the zone of cess are determined by its unique spa- tial patterns and temporal dynamics. Extending this concept in time and space, riparian zones can be viewed in terms of the spatial and temporal patterns of hydrologic and geomor- phic processes, terrestrial plant but- cession, and aquatic ecosystems (Fig- ure 1). This ecosystem model is based cesses create a mosaic of stream chan- nels and floodplains within the valley floor. Ctomorphic and other distur- bance processes of both upland and fluvial origin affect riparian tones, vegetation. Valley floor landforms and associated riparian vegetation within the active channels and flood- plains, and the streamside plant com- munities are major determinants of the abundance and quality of nutri- infl uence for a specific ecological pro- on the premise that geomorphic pro- determining the spatial pattern and successional development of riparian form the array of physical habitats 540 BioScience Vol. 41 No. 8

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An Ecosystem Perspective of Riparian Zones

Focus on links between land and water

Stanley V. Gregory, Frederick J. Swanson, W. Arthur McKee, and Kenneth W. Cummins

R iparian zones are the inter- faces between terrestrial and aquatic ecosystems. As eco-

tones, they encompass sharp gradients of environmental factors, ecological processes, and plant communities. Ri- parian zones are not easily delineated but are comprised of mosaics of land- forms, communities, and environ- ments within the larger landscape. We propose a conceptual model ofriparian tones that integrates the physical processes that shape valley- floor landscapes, the succession ofterrestrial plant communities on these geomorphic surfaces, the formation of habitat, and the production of nu- tritional resources for aquatic ecosys-

Riparian zones have been investi-

ing a diverse and often confusing array of definitions based on hydro- logic, topographic, edaphic, and veg- etative criteria (see reviews in Karr and Schlosser 1978, Swanson et al.1982). Most riparian classification system focus on a few selected at-

tems.

gated from many perspectives, creat-

Stanley V. Gregory is a stream ecologist in the department of Fisheries and Wildlife, Oregon State University, Corvallis, OR97331-3803. Frederick J. Swanson is abiologist in the US Forest Service, PacificNorthwest Research Station, Forest Sci- ences laboratory, Corvallis, OR 97331-

3803. W. Arthur McKee is a plant ecolo- gist, Department of Forest Sciences,

97331-3803. Kenneth W. Cummins is a stream ecologist in the Department of Biological Sciences, University of Pitts-burgh, Pittsburgh, PA 15260.

Oregon State University, Corvallis, OR

Perspectives based on isolated components

are ecologically incomplete

tributes of riparian areas, such ashydric soil or hydrophylic plant asso- ciations (Cowardin et al. 1979). Al- though these perspectives adequately characterize terrestrial plant commu- nities, they provide little understand- ing of the wide array of ecological processes and communities associated with the land-water interface, and they encourage an inappropriately rigid delineation of riparian bound- aries.

The imp ortance of landscape per-

ture and function of stream ecosys- tems was eloquently described by H. B. N. Hynes (1975). Recent con- cepts in stream ecology emphasize the importance of the land-water inter- face (Newbold et al. 1981, Vannote et al. 1980), but primarily as sources of organic and inorganic material for aquatic ecosystems. Historically, aquatic research on major rivers ofthe world has focused on the strong interactions between the rivers and their floodplains in lowland fluvial landscapes (Amoros et al. 1987, Di- camps et al. 1988, Junk et al. 1989,Sioli 1984, Welcomme 1985). The ec- otonal nature of riverine boundaries has served as a framework for under- standing the organization, diversity,

spectives or understanding the struc-

and stability of aquatic communities in fluvial ecosystems (Naiman et al. 1988). In this article, we resent anecosystem perspective of riparian zones that focuses on the ecological linkages between terrestrial and aquatic ecosystems within the context of fluvial landforms and the geomor- phic processes that create them.

We define riparian zones function- ally as three-dimensional zones of di- rect interaction between terrestrial and aquatic ecosystems (Meehan et al. 1977, Swanson et al. 1982).Boundaries of riparian zones extend outward to the limits of flooding and upward into the canopy of streamside vegetation. Dimensions of the zone of

cess are determined by its unique spa- tial patterns and temporal dynamics.

Extending this concept in time and space, riparian zones can be viewed in terms of the spatial and temporal patterns of hydrologic and geomor- phic processes, terrestrial plant but-cession, and aquatic ecosystems (Fig-ure 1). This ecosystem model is based

cesses create a mosaic of stream chan- nels and floodplains within the valley floor. Ctomorphic and other distur- bance processes of both upland and fluvial origin affect riparian tones,

vegetation. Valley floor landforms and associated riparian vegetation

within the active channels and flood- plains, and the streamside plant com- munities are major determinants ofthe abundance and quality of nutri-

infl uence for a specific ecological pro-

on the premise t hat geomorphic pro-

determining the spatial pattern and successional development of riparian

form the array of physical habitats

540 BioScience Vol. 41 No. 8

Figure 1. Diagrammatic representation ofrelationships among geomorphic pro- cesses, terrestrial plant succession, and aquatic ecosystems in riparian zones. Di- rections of arrows indicate predominant influences of geomorphic and biological components (rectangles) and physical and ecological processes (circles).

tional resources for stream ecosys-

This ecosystem persctive of ripar- ian zones emphasizes lotic ecosystems and the geomorphic organization offluvial landforms. This perspective draws heavily on examples from the Pacific Northwest, but t he con ceptualframework can be applied to the and- water interfaces of other ecosystems (e.g., lakes, wetlands, estuaries, and marine intertidal areas) and other geo- graphic regions. Although the impor- tance of specific links in other ecosys- tems may vary because of different geomorphic and hydrologic patterns or different ecological characteristics, this general ecosystem perspective ofriparian zones is applicable to any land-water interface.

tems.

Geomorphology Studies of fluvial geomorphology ex- amine both valley floor landformsand fluvial processes, which may beconsidered disturbances from an eco- system perspective (Swanson et al.1988). Geomorphic structure of Val- ley floors results from the interaction of basin geology, hydrology, and in- puts of inorganic and organic mate- rial from adjacent hillslopes and veg- etation. Geomorphic surfaces along river valleys create physical patterns

of riparian plant communities and that are reflected in the development

distributions of aquatic biota. Past research on relations among

pomorphic surfaces, vegetation, and channel hydraulics concentrated in lowland, floodplain rivers where lat- eral channel migration is a dominant processes of valley floor landform de- velopment (Leopold et al. 1964, Os-terkamp and Hupp 1984). In steepermontane landscapes, valley floor landforms are sculpted by fluvial pro- cesses and a variety of mass soilmovement processes from tributaries and adjacent hillslopes. Geomorphic processes that modify riparian zones operate on time scales ranging from

(decades to centuries) and on spatial scales ranging from localized shifts in channel position involving a few square meters to basin-wide flooding (Table 1). In addition to fluvial orerosional events that create new geo- morphic surfaces, sediment deposi- tion and battering during floods cause less severe but more frequent damage, which may influence the course and rate of vegetation succession.

Hierarchical structure of valley floor landforms Valley floors are mosaics of geomor- phie surfaces, which include active channels, floodplains, terraces, and alluvial fans (Figure 2). Active chan- nels carry channelized streamflow and are modified by frequent floodevents. Boundaries, or banks, of ac- tive channels commonly are topo-

rapkically abrupt and mark the lower extension of perennial terres- trial vegetation (Hedman and Os-terkamp 1982). During floods, fluvial

chronic (months to years) to episodic

deposition of mainstem sediments ad- jacent to active channels create flood- plains. These floodplain surfaces may extend great distances across valley floors, and several floodplains with successively higher surfaces can occur along a single transect across a valley. Remnants of old val1ey floors also

active channel or floodp lain at eleva-

modern hydrologic and geomorphic conditions. Alluvial fans form where sediment and debris-flow deposits from the tributary streams accumu- late on terrace and floodplain sur-faces.

The hierarchical organization ofdrainage basins is based on functional relationships between valley land- forms and the processes that create them (Frissell et al. 1986, Grant et al. 1990). Processes operating at one scale can affect geomorphic dynamics and structure at other scales. The network of valley floor landforms within a basin extends from headwa- ters to large rivers or estuaries and includes drainage segments, reach types, channel units, and channel sub-units. Within this hierarchical system, spatial scales are consistent with the physical mechanisms responsible for randform change.

Segments of a drainage network are defined by regional land form patterns that reflect different agents of land- scape formation (scale of 10 km to more than 100 km). Segments fre- quently are delineated by major top- graphic discontinuities such as high- gradient montane rivers or low-gradient lowland rivers in broad valleys.

may occur between hillslopes and the

tions too high to be flooded under

Table 1. Spatial dimensions and temporal scales of stability of channel features and factors thatinfluence stability. Stability is considered to be persistence of individual geomorphic features at a location within the drainage.

Time spatial scale of

dimensions stability Feature (channel widths) (years) Factors related to stability Particle composition ] o - L - f O - z 10(0) Shear stress, bed Subunit composition 10 1 00 Shear stress, bed composition,

Channel unit 100 10'-10' Hydraulics, bed composition,

Reach ro'-ld IO'-W Basin-wide aggradation/

Section 10'-104 IO'-IO' Tectonic and/or sea level

Network 10' lo"+ Geology

organic debris

organic debris

control

change, climate

degradation, local base-level

September 1991 541

Drainage segments are composed of reaches of various types. Reaches are distinguished by the type and de- gree of local constraint imposed on

the channel and valley floor by geo-morphic features such as bedrock, landslide de sits, and alluvial fans. Degree of local constraint controls fluvial development of geomorphic surfaces within river valleys and therefore influences both terrestrial and aquatic communities through topographic, cdaphic, and distur- bance mecha ni s ms. Constrainedreaches tend to have relatively straight, single channels (e.g., the lower reach in Figure 3). During flood flow, the position of the stream chm- nel is relatively fixed within narrow floodplains; stream depth and veloc- ity increase rapidly with increasing discharge. Valley floors in con- strained reaches are narrow and in- clude few geomorphic surfaces within the valley floor. Vegetation on adja- cent hillslopes is likely to be similar in tomposition to plant communities lo- cated further upslope. In studies ofCascade Mountain streams, we oper-ationally defined constrained reaches as valleys floors less than twice the width of the active channel.

Unconstrained reaches lack signifi- cant lateral constraint and are char- acterized by complex, commonly braided channels and extensive flood- plains (e.g., upper reach in Figure 3). At high flow, the stream spreads across the broad valley floor, dissipat- ing much of the energy of the current.

Figure 2. Geomorphic landforms associated with river valleys. The active channel includes the wetted channel (WC) and channel surface exposed during low flow (AC).Floodplains (FP) are located between the active channel and hillslope (HS).

Unconstrained reaches are common in low-gradient, lowland rivers, but these reaches also are important com- ponents of valley floors in mountain- ous topography. Riparian zones in unconstrained reaches are broad and complex, with a diverse array of geo- morphic surfaces and plant commu- nities of various ages. Riparian stands include components of hillslope com- munities but are composed largely ofspecies adapted to valley floor envi- ronments. Effects of fluvial distur- bance are widespread, including nu- merous patches of early-successional- age vegetation.

Reaches are composed of sequences of channel units, whose distinct hy- draulic and geomorphic structures re- flect different processes of formation (Grant et al. 1990). Different types ofchannel units ore distinguished on the basis of water-surface slope, width: depth ratio of the channel, and extent of turbulent, hi h-velocity flow. Clas- sical studies of fluvial geomorphology in low-gradient, sand- and gravel- dominated streams typically classify channel units as pools and riffles (Leopold et al. 1964). Riffles are found in steep montane streams with stepped streambed morphology, but additional types of higher-gradient channel units may occur-rapids, cas- cades, and falls (Grant 1986, Grant et al. 1990). Channel units are a major scale of variation in the structure ofstream ecosystems and are major de- terminants of the physical habitat for aquatic organisms.

At flows lower than those required to fi l l the active channel, boulders, logs, or gravel bars may create local hydraulic features at scales less than the active channel width, which are termed subunits. Subunits are transi- to hydraulic features over annual hydrological cycles, changing rapidly with rising or fallin water levels. As

is completely inundated, channel units attain uniform surfaces and de-lineations between subunits become less distinct. Like the larger channel

units within the main channel axis are classified as riffles, pools, rapids, or cascades based on local hydraulic conditions. Ceomorphic features Iat- era1 to the main axis of flow (i.e., thalweg), such as backwaters, eddies, and side channels, are also included as subunits and lay distinctly differ-

lic features within the main channel (Moore and Gregory 1988a, Tschap- linski and Hartman 1983). Habitat types described in studies of stream communities frequently correspond to channel subunits. .

Valley-floor landforms also are or- ganized hierarchically in a temporal sense because the force’ required to modify geomorphic surfaces at differ- ent spatial scales is directly linked tothe recurrence intervals for floods or ocher geological events of such m a g nitude (Frisscll et al. 1986, Swanson 1980, Swanson et al. 1988). Long- term geomorphic processes (e.g., vol- canism, glaciation, and tectonic up- lift) modify landscapes over tens of thousands to hundreds of thousands of years (Figure 4). More localized geomorphic processes (e.g., land- slides) extending over many square kilometers and occurring over hun- dreds to thousands of years may con- strain valley development within stream reaches. Smaller channel fea- tures (10-3-10-2 mZ) are altered by high-flow events that recur over sev-eral years to several decades, and small patches of sediment particles orhydraulic features (<lo m’) niay be reshaped several times each year.

flow increases and the active channel

units that contain them, channel sub-

ent ecological roles similar to hydrau-

Riparian vegetation Riparian vegetation occupies one ofthe most dynamic areas of the land- scape. Distribution and composition

542 BioScience Vol. 41 No. 8

Alluvial Fans Floodplains < 3 meters elevation

t;.d Floodplain > 3 meters elevationD Active Channel

Figure 3. Map of the valley floor of Lookout Creek, a tributary in the McKenzie River basin in Oregon. In the upstream section in the upper right comer, width of the valley is more than four timer the active channel width and is considered an unconstrained reach. Note the secondary channels and complex floodplains of the unconstrained reach. The downstream section is a constrained reach, with a valley width less than twice the active channel width.

of riparian plant communities reflect histories of both fluvial disturbance from floods and the nonfluvial distur- bance rcgimes of adjacent upland ar-eas, such as fire, wind, plant disease, and insect outbreaks. Soil properties and topography of valley floors are extremely varied, ranging from peren- nially wet to well-drained soils over short distances (Hawk and Zobel 1974). Consequently, riparian plant communities exhibit a high degree ofstructural and compositional diversity.

Geomorphic surfaces of the valley floor and lower hillslopes adjacent to the channel provide a physical tem- plate for development of riparian plant communities (Figure 5). During periods of low discharge in moststreams, the exposed active channel is colonized by herbs and seedlings ofshrubs and trees. Frequent flooding within this zone discourages estab- lishment of terrestrial vegetation both by surface erosion and physiological effects of periodic inundation. Flood- plains, terraces, or hillslopes immedi- ately adjacent to active channels may be occupied by herbs, shrubs, and

classes reflecting the history of flood- ing.

Magnitude, frequency, and dura- tion of floods diminish laterally away from the active channel. Development of riparian vegetation reflects distur-

trees, often with a mixture of age

bance regimes on these lateral sur-faces. Riparian Vegetation on surfaces closer to the active channel is charac- terized by younger stands, commonly composed of deciduous shrubs and trees. Floodplains farther from the active channel may contain older plant communities composed of ei- ther typical riparian species (e.g., al- der, cottonwood, and willow) or up

land species extending down onto thefloodplain (Hawk and Zobel 1974).Lateral meandering of stream chan- nels tends to modify this pattern by cutting into older riparian plant com. munities along the outer edge of ameander and creating depositional surfaces for dcvelopment of younger stands along the inner margin of me-anders (Everitt 1968, Fonda 1974).

Spatial dimensions of riparian veg-etation patches reflect the heterogene- ity of geomorphic surfaces within the river valley. In streams and rivers flowing through conifer forests, flu-vial processes commonly create nar- row bands of early successional or sera1 stages, predominantly decidu- ous, bordered by the stream on one ride and much taller conifers on the other. Vegetation within such early seral patches commonly are asymmet- rical, with young, shorter stands bor-dering one stream bank and older, taller forests along the other. In con- strained reaches, riparian plant com- munities are narrow and closely re- semble those of upslope forests. In contrast, riparian plant communities in unconstrained reaches are com-plex, heterogeneous patches of differ- cnt successional stages, including herbs and grasses, deciduous trees, and coniferous stands of many ages.

restrial vegetation differ greatly amongAbundance and composition o ter-

.- I . I I I 8 8 1 '

lo4 1.0 100 10' ' 10' 10' Spatial Scale (m)

figure 4. Temporal and spatial scales of hierarchical organization of valley landforms (modified from Frirsell et al. 1986 and Swanson 1980). Spatial scale represents thelongitudinal dimensions of geomorphic features and landforms created by different geomorphic processes. Temporal scale of stability is the period over which these geomorphic features persist without major change in dimensions or locations.

September 1991 543

riparian successional stages. Forested riparian zones, both deciduous and coniferous, contain much greater bio- mass of total plant material than do zones of nonforested vegetation. In the McKenzie River drainage of Ore- gon, old-growth conifer riparian stands support approximately five times more biomass, mostly in the form of wood, than do deciduous stands (Table 2). Foliar biomass is also greatest in the conifer riparian tone. Quantity and composition ofthis plant matter greatly influence both the terrestrial and aquatic ecol- ogy of riparian areas.

The high diversity of microsites and complex, high-frequency disturbance regimes along river valleys leads to agreater species diversity in riparian zones than in upslope habitats. In stands of vegetation in Oregon rang-

old-growth forests in excess of 500years, riparian communities con- tained approximately twice the num- ber of species observed in upslope communities (Figure 6a). Similar pat- terns of total species richness in hill- slope and riparian areas occur in comparisons of plant communities in

ing in age from recent clearcuts to

Table 2. Total above-ground plant biomass and leaf biomass by vegetation stratum in conifer-ous, deciduous, and herb and shrub-dominated riparian zones (kg/ha), estimated from maps of vegetation within 100 meters of the active channel. Litterfall values are based on annual means of ten litterfall traps at each stream. Vegetation component Stratum Shrub Deciduous Coniferous Total plant Moss

Herb 436 315 337

Total 1820 175,042 1,103,323

31

Shrub 1173 1807 2199 Tree 202 172,876 1,100,736

Foliar Moss Herb Shrub Tree Total

9 44 31 368 314 267 148 165 194

13,673

548 4425 16,167

Litterfall Herb and moss 377 358 298 Shrub 148 150 193

1853 3171 Tree Total 530 2361 3662

5

the Cascade Range in Oregon and the Sierra Nevada in California (Figure 7). The sharpness of gradients in spe-cies richness reflects patterns in envi- ronmental gradients from the stream to the hillslope, as indicated in the comparison of Cascades and Sicrran riparian zones.

Figure 5. Typical patterns of riparian plant communities associated with different geomorphic surfaces of river valleys in the Pacific Northwest. Scattered patches ofgrasses and herbs occur on exposed portions of the active channel (AC), but little terrestrial vegetation is found within the low-flow wetted channel (WC). Floodplains (FP) include mosaics of herbs, shrubs, and deciduous trees. Conifers are scattered dong floodplains and dominate older surfaces. The overstory species in riparian forests on lower hillslopes (HS) consist primarily of conifers.

~ ~

Though species richness was much greater in riparian areas within the total areas sampled, species diversity indices (Shannon-Weiner H') were only slightly higher in riparian forests than in similar sampling areas (0.25m2) of hillslope plant communities (Figure 6b). This observation indi-cates that many of the species con- tained within riparian plant commu- nities in Oregon are rate. The patchy nature of the frequently disturbed ri- parian zones may account for the high number of species in riparian areas, but patterns of local diversity that are not substantially greater than those found in hillslope habitats.

Riparian zones are commonly rec- ognized as corridors for movement of animals within drainages, but they also play a potentially important role within landscapes as corridors for dis-persal of plants. Because of their per-sistence as open habitats, floodplainshave been suggested as one of the original habitats of weedy plants (i.e., grasses and forbs) before human modification of North American for-ests (Marks 1983). Streamside habi- tats commonly include most hillslope species as well as plants associated with hydric soils; therefore riparianzones may be major sources of mostplant colonists throughout the land- scape. The importance of riparian zones in plant dispersal increases dur-ing periods of rapid climatic changebecause of the ameliorated microcli- mates along river valleys.

344 BioScience Vol. 41 No. 8

9 44

Mosaics of landforms strong in- fluence spatial patterns of riparian plant communities, but riparian veg- etation also influences the evolution of geomorphic surfaces. Root net- works of riparian stands increase re- sistance to erosion. Aboveground stems of streamside vegetation in. crease channel roughness during overbank flow, there by decreasing the

material in transport. plant communities also

contr ibute Riparian

large woody debris to channels, a major geomorphic feature m streams and rivers (Bilby 1981, Keller and Swanson 1979, Swanson etal. 1976). Relative influences of large woody debris on development of gcomorphic surfaces decrease from headwaters to large rivers (Harmon et al. 1986, Swanson et al. 1982). Wood debris can influence both floodplains and channels in headwa- ter streams;but channel-spanning dc-

erosive action of flood s and retaining

. .

I

- -' -1

.*1-- --- .-.---.\\--I

Figure 6. (a) Species richness of plant communities per 300-square-meter belt transect and (b) species heterogeneity (H': Shannon-Wiener index) of plant communities m hillslope and riparian habitats m the McKenzie River valley, Oregon (hillslope data modified from Schoonmaker and McKee 1988). Points represent means for riparian and hills- slope habitats for three rites for each stand age(total of 23 rites; only 2 sites for 10-year stands); bars represent stan- dard deviations.

.c * W n w *.I.I.)Im

O J I I I i I

Dis tance from stream b

Figure 7. Gradients of species richness along lateral transectsfrom the stream channel to upper hillslopes along threestreams on the west slope of rhc Cascade Mountains of Oregon and three streams in the Sierra Nevada of California (from unpublished data). Richness is expressed as numhcr of species m one-square.meter plots sampled in longitudinal, one-meter x five-meter belt transects. Points represent means for more than 45 transects per surface; bars represent standard deviations.

bris accumulations are less common in larger rivers, where woody debris accumulates on streambanks, heads of islands, and floodplains. Histori- cally, large rivers contained numerous islands and secondary channels be- fore forest clearing, log removal, and channelization by man (Sedelll and Froggatt 1984).

Riparian interactions: links between forest and stream The importance of riparian zones far exceeds their minor proportion of the

location within the landscape and the intricate linkages between terrestrial and aquatic ecosystems. Fluxes of wa- ter, air masses, dissolved and particu- late matter, and organisms across a landscape are channeled into and along valley floors. Interactions be- tween terrestrial and aquatic ecosys- tems include modification of microcli- mate (e.g., light, temperature, and humidity), alteration of nutrient in- puts from hillslopes, contribution of organic matter to streams and flood- plains, and retention of inputs.

land base because of their prominent

Solar radiation. Solar radiation is se- lectively absorbed and reflected as it passes through the riparian canopy adjacent to streams, thus the quantity and quality of light available for aquatic primary producers i s altered. Degree of shading of streams is a function of the structure and compo- sition of riparian vegetation. Dense, low, overhanging canopies greatly re-

face, but high, relatively open cano- pies allow greater amounts of light to reach the stream. Deciduous riparian vegetation shades streams during summer, but it only slightly modifies

evergreen riparian zones shade stream channels continuously. Degree of shading is a function of channel sire relative to the lateral and vertical di- mensions of the streamside vegeta- tion. As channel width increases, the canopy opening over the stream in- creases and the influence of stream- side vegetation on solar inputs to the stream channel decreases.

Solar radiation striking the water's surface also contributes energy in the form of heat. Riparian vegetation

duce light intensity at the water's sur-

light conditions after leaf fall, and

September 1994 545

plays a major role in modifying solar inputs and influencing stream temper- atures (Barton et al.1985). Density of the riparian canopy is one of the most critical factors in determining the heat input in agiven reach of stream. The upstream kngth of forested channel, riparian vegetation width and den- sity canopy opening, and groundwa- ter influencc the contribution of heat to a reach.

Dissolved nutrient inputs. Dissolved nutrients are transported from terres- trial ecosystems into streams primar- ily in the form of material in ground- water. Riparian zones are uniquely situated within watersheds to inter- cept soil solution as it passes through the riparian rooting zone before en- tering the stream channel. Riparian plant communities also deliver sea- sonal pulses of dissolved leachates

streams and rivers (Fisher and Likens 1973). As a result, riparian zones may

form, and timing of nutrient export from watersheds.

Nutrient concentrations in riparian roils exhibit patterns related to com- position of streamside plant commu- nities and to the history of fluvial disturbance. In riparian zone roils in thePacific Northwest, concentration of available nitrogen is higher in al-der-dominated stands than in conifer- ous riparian zones, a reflection of the nitrogen-fixing ability of alder. This influence of alder on nitrogen avail- ability also has been observed in the

surface water chemistry of aquatic ecosystems (Goldman 1961, Thut and Haydu 1971).

Microbial transformations of nitro- gen alter relationships between roil dynamics and nitrogen content in stream water. In alder-dominated ri- parian zones in the Cascade Moun- tains of Oregon, elevated concentrationsof nitrate in stream water are

derived from terrestrial liner into

significantly modify the amount,

not observed. Rates of denitrification were higher in the alder-dominated stand than in the conifer- or herb. and shrub-dominated stands (Table 3). an observation that may account for the similarity in nitrogen concentration in the stream reacbes. In both deciduous and coniferous riparian sites, rates of denitrification were greater in ripar- ian mils near the stream than in toe- slope or hillslope roils, presumably a

and the availability of organic sub- strates for denitrifiers. Although mils in the active channel and floodplain are disturbed more frequently than soils in upslope areas, high moisture

ter deposited by floods enhance mi- crobial activity.

As soil solution passes through ri- parian zones before entering streams, vegetative demand for dissolved nu- trients may greatly reduce nutrient loads. Riparian forests were found to be responsiblc for removal of more

nitrate transported from croplands into a Maryland river (Peterjohn and Correll 1984). In coastal plains of Georgia, riparian forests retained more than 65% of the nitrogen and 30% of the phosphorus contributed in soil solution from surrounding ag- ricultural lands (Lowrance et al. 1984). Because of their central loca- tion at the base of terrestrial ecosys- tems, riparian zones play a critical role in controlling the flux of nutri- ents from watersheds.

reflection of the roil moisture content

levels and abundance of organic mat-

than ree-quarters of the dissolved

Particulate terrestrial inputs. Riparian plant communities offer an abundant and diverse array of food resources for both aquatic and terrestrial con- sumers. Much of the food base for stream ecosystems is derived from ad- jacent terrestrial ecosystems. In Bear Brook, New Hampshire, more than 98% of the organic matter was sup-plied by thesurrounding forest (Fish-

tr and Likens 1973). Gallery forests along a prairie stream in Kansas con- tribute greater quantities of organic matter than do the gtasslands in up- tream reaches (Gurtz et al,1988).

Although total Plant biomass dif- fers by severalorders of magnitude among the different stages of successsion in riparian zones (Table 2), foliar biomass is only 5 to 20 times greater in deciduous and coniferous stands, respectively, than in herb- and shrub.

dominated stands. Most studies of terrestrial liner inputs have focused on leaves and needles of trees, but herbaceous and shrub litter represent a significant input of litter in many riparian zones. In herb- and shrub- dominated riparian zones in the McKenzie River drainage, herbaceous plants can account for up to 75% of the foliar production. Although coni- fer stands contain greater foliar bio- mass, only a fraction of that biomass is lost as litterfall in any given year. As a result, litterfall in deciduous stands may exceed that of coniferous stands

sonal patterns of input. Timing of leaf absassion of trees and shrubs is spe- cies specific and more constant from year to year than is herb senescence. Senescence of herbs is strongly influ- enccd by the timing of frost, but her- baceous material primarily enters the stream during floods. Thus the contri- bution of herbaceous plants to the food base of streams is influenced largely by the spatial distribution of herbs and by temporal patterns of flooding.

In recent years, stream ecologists have investigated organic-matter sources for stream ecosystems, but generally they have overlooked the contribution of terrestrial soils to stream (...annels. In floodplain soils, most of the fine sediments are hig h-

composed of soil particles or mineral sediments that became coated with organics while in the stream (Dahm 1981, Rounick and Winterbourn 1983). Proportions of fine sediments in different density fractions of soils differ by location within a riparian zone (Sollins et al. 1985). Foliage and wood fragments are found primarily in the light- and intermediate-densityfractions.

The large proportion of high. density material in floodplain Soils

and exhibit more pronounced sea-

density material that is most probably

546

position these materials during floods. floodplain soils of major world rivers, such as the Amazon, frequently contain large percentages of highly weathered clay minerals re- sulting om extensive processing dur- ing erosion, transport,and storage (Sombrock 1984). Erosion and depo- sition within valley floors create com- plex patterns of soil development and mineralogy, which strongly influence riparian plant communities.

Retention, Geomorphic and hydrau- l i eprocesses, riparian vegetation, and aquatic biota are linked functionally through processes of retention. Or- ganic material and inorganic sedi- ment must be retained within a stream to serve as either nutritional resources or habitats for most aquatic organisms. Boulders, lops, a n d branches trap material in transport, and low-velocity zones arc dcposi- tional areas where particles drop out of suspension. These features of chan- nel complexity also slow the trans- port of water and dissolved solutes, increasing the potential for biological uptake or physical adsorption of dis- solved materials.

Retentive characteristics of stream channels ;are closely linked to the structure and composition of adjacent riparian zones. Channels with greater relative streambed roughness (i.e.,

tive to water depth) retain inputs more efficiently. Woody debris also creates major obstructions that alter flow patterns and remove both dis-

transport in forest streams (Bilby 1981). Stream reaches with debris dams in Oregon are four times more retentive than are reaches without de- bris dams (Speaker et al. 1984). Smaller woody debris, such as branches, sticks, and twigs, create tievelike accumulations, which a r e the most efficient structures for re-

woody debris enhance the ability of streams to retain organic matter.

Valley landforms and location along a drainage also influence the ability of a stream to physically retain particulate inputs. Retention effi- ciency for particulate organic matter

height of streambed sediments rela-

solved and particulate material from

taining leaves (Speaker et al. 1988). Complex arrays of different tires of

decreases from headwaters to large

ing the decrcase in relative streambed roughness and longitudinal bed relief and the influence of rdiacent riparian vegetation. After high flows, storage of litter on streambanks in a prairie stream in Kansas was greater in a forested reach than in upstream reaches in grassland (Gurtz et al. 1988). In Lookout Creek, a tributary of the Mckenrie River in Oregon, travel distances of leaves in uncon-

strained reach types (37 meters for the average leaf) were less than a third those in constrained reaches (127 meters), reflecting the more retentive nature of streams associated with broad floodplains.

Physical and biological factors that influence the process of retention are defined explicitly in the nutrient spiral- ing concept (Newbold et al. 1981). Longitudinal patterns of dissolved nu- trient concentrations are functions of flux and uptakc and can beexpressed quantitatively as spiralin length (i.e.,

at dissolved ions in transport, patti- cles, or consumers). lncreases in either algal production or inputs of leaves from the riparian forest decreased spi- raling lengths for phosphorus in Walker Branch, Tennessee, where some spiraling lengths were as short as

Valley landforms also influence longitudinal patterns of nutrient transport. In unconstrained reaches of Lookout Creek, Oregon, retention of ammonium was more than double that observed in constrained reaches (Lamberti et al. 1989). In this study, rates of leaf retention in the broad floodplain reaches were more than three times those measured in the more narrow valleys.

As stream channels pass from mon- tane segments into broader stream valleys with lower channel gradients, they meander across the valley and form complex, braided channels. The longitudinal pattern of decreasing re- tention efficiency is reversed in this portion of river basins because the braided rivers create smaller channel dimensions and increased channel roughness. Modification of large riv- ers through practices such as rhan- nelization, levee construction, and land drainage has reduced the ability of these rivers to retain dissolved and particulate inputs.

distance the average mo ecule travels

10 m (Mulholland et al. 1985).

. tion strongly influence; primary pro- duction in lotic ecosystems through attenuation of light energy (Minshall 1978). Riparian control of aquatic primary production is a cornertone of the river continuum concept (Van. note et al. 1980). The influence of vegetation i s most pronounced in for. ested headwater streams, where a small fraction of total solar radiation teaches the stream. Larger streams receive more solar radiation, and the production by aquatic plants in- creases accordingly (Minshall et al.

Successional stage of riparian plant communities also determines the amount of light energy available for hotosynthesis (Bott et al.1985, Naiman 1983). In streams of compa- rable sire but differing forest structure in Oregon. we observed that light intensities in summer rarely exceed 5% of full solar radiation in an old- growth coniferous stand and 7-15% of full sun in a 40-year-old deciduous stand. However, light intensities are 30-100% of total solar radiation in a recently clearcut stand. Net primary production was greatest in the open reach, averaging 2 10 mg C · m-2d-1 Significantly less primary production occurred in the forested reaches, though primary production in the de- ciduous site (58 mg C · m-2d-1) was approximately double that in thc to- niferous site (26 mg C · m-2d-1).

Processing of organic matter. Compo- sition and abundance of riparian plant

of litter processing rates and consumer community structure (Cummins 1974, Cummins et al. 1989). Riparian vege- tation controls the quantity and type of terrestrially derived organic matter delivend into streams. Vegetational composition also determines seasonal patterns of litter inputs. This organic material is decomposed by hetero- trophic microorganisms, consumed or fragmented by aquatic macroinverte- brates, physically abraded into smaller panicles, or leached and released as dissolved organic matter.

Leaf structure and chemical com- position control the time required for processing of common riparian plants in streams, which ranges from several weeks to more than one year (see review in Webster and Benfield

1983, Naiman and Scdell 1980).

communities are major determinants

September 1991 547

1986). In general leaves of herba tiona1 areas where organic matter ac- ceous plants and many shrubs are cumulates, so riparian influence on

leaves that are high in nutrients or are my affect the spatial distribution of morp hic and biological complexity not structurally resistant to break- stream detritivores (Anderson and within riparian zones. Abundances of down require ur to six months for Sedell 1979, Cummins et a1.1989). both juvenile and adult trout in un. complete processing. Leaves of other Influences of riparian vegetation on constrained reaches of Lookout treespecies (e.g., oak and aspenand aquatic primary producers indirectly Creck, 8 tributary to the McKenzie

for one to two years. A few shrubs streams. Heavil shaded stream in constrained reaches (Moore and

suchaswillow and sword fern, also lower relative abundances of berbi- sitis were adjusted for wetted chanrequire more than a year for complete vores than do areas with open ripar- nel area (which was approximately decompositiaon. Although the quan- ian canoies, which contain high den- 30% greater in unconstrained reach-

higher abundances than adjacent con- standsis greater than that of herb- Sedell 1981). and shrub-dominated communities, Woody debris from riparian zones strained reaches. In broad, complex, food availability to aquatic consum- provides important invertebrate hab- unconstrained reaches, diversity of ersm different riparian settings differs itat (Anderson and Sedell 1979), and habitats and availability of refuges far lessthan total litter inputs would it strongly influences the formation of during floods are much greater than suggest because the material from pools and lateral habitats. ln sand- in structurally simple, constrained herbs and shrubs has a higher nutri- dominate d rivers, woody debris serves reaches. Numerous patches of diverse tional quality. as the major substrate for inverte- riparian plant communities on the

brate assemblages (Wallace and multiple geomorphic surfaces con- Aquatic invertebrates. Influences of Benke 1984). In addition, wood is tribute greater amounts of allochtho- streamside vegetation on allochtho- directly consumed by a few special- nous litter to the active channel and nous (produced outside the stream ized aquatic insects, and it provides floodplain. Even if fish populations ecosystem) and autochthonous (pro- an abundant but low-quality source are equal on the basis of wetted chan- duced within the stream ecosystem) of organic matter for other detriti- nel area or volume, broad valleys of food rcsources for aquatic inverte- vores. unconstrained reaches potentially brates are potentially reflected in the contain greater abundances of fish trophic structure of invertebrate as- Aquatic vcrtebrates. Riparian zones within a river basin than uncon- semblages and relative composition are major determinants of both the strained reaches are able to support. of feed ing functional-groups (i.e., food resources and habitats of Productivity of riverine fish com- classification based on method of aquatic vertebrates in streams and munities is determined by both habi- food acquishion). These finks may be rivers. In headwater segments of tat and food resources, factors that manifested in the growth rates, abun- drainages, riparian zones control al- are intricately linked to the structure

and captured less effieiently. Prouctivity of aquatic biota is

processd quickly (30-50 days). Tree the retention effciency of a stream closely linked to the degree of

conifer needlesmay persist in streams affect the production of herbivores in River, were more than double those

andherbswith thick waxy cuticles, reaches support ow densities and Gregory 1989). Even when trout den.

tity of litter contributed by forest sities of herbivores (Hawkins and es), unconstrained reaches contained

dance, and community structure of lochthonous and autochthonous food and corposition of riparian zones. macroinvertebrate consumers in resources for invertebrate consumers, Geomorphic processes within the Val- streams. Abundance and composition which are the food base for preda- ley floor and modification of those of detritivore assemblages in streams ccous fish. Furthermore, riparian processes by riparian plant communi- are determined in large part by the zones directly control the food re- ties create the habitat for fish commu-plant composition of riparian tones sources of herbivorous and detritivo- nities. Channel morphology is (Vannote et al. 1980). rous fishes. strongly influenced by streambank

Trophic groups of consumers are In response to greater availability stabilization by rip arian vegetation based on the type of food consumed, of prey, production and abundance of and large woody debris (Keller and but aquatic macroinvertebrates also fish may be greater in reaches that are Swanson 1979). Complex lateral hab- have been classified into functional relatively unshaded by the riparian itats, such as backwaters, eddies, and groups by the mode of food acq uisi- canopy (Murphy et al. 1981, Tschap- side channels, are created by the in-

Shredders which break apart and ability is a function of increased roughness elements that indudc living consume larger food particles, he- abundance'of invertebrate consumers vegetrtion and large woody debris. quently comprise more than 30% of (Gregory et. al. 1987). Forested These areas provide critical refugethe invertebrate densities in forested nrches offer lower abundances of during floods and serve as rearing stream reaches (Hawkins and Sedell prey, a reflection of the lower quality areas for juvenile fish(Moore and 1981, Minshallet al. 1983). Even in of allochthonous food resources for Gregory 1988a,b). relatively open streams bordered by aquatic invertebrates. In addition, fish In large, lowland rivers, floodplains herbs and shrubs, shredders may be are able to capture rey more effi- provide food and habitat for migra- locally numerous in response to the ciently in areas of higher solar radia- tory and resident fish communities less-adundant but higher-quality al- tion (Wilzbach et al. 1986). As a (Welcome 1988). Much of the lochthonous food resources. Aquatic result, food for fish in forested world's freshwater fish production detritivores generally feed in deposi- reaches is potentially less abundant occurs in large floodplain rivers, Pro-

tion (Cummins and Merritt 1984). linski and Hartman 1983). Prey avail- teraction of streamflow and lateral

548 BioScience Vol. 41 No. 8

ductivity in these rivers depends on the exchange of dissolved nutrients, particulate organic matter, and orga- nisms between active channels and flood lains (Junk et al. 1989).

Although the spatial and temporal extene of floodingin small, headwater rivers differs from that in large flood- plain rivers, the fundamental ecologi- a! links an functionally similar in thc two systems. Throughout a drain- age, lateral habitats exhibit lower ve- locities and shallower dimensions than main channels and serve as dcp- ositionnl zones and rcfugia during high flows. Flooding of riparian for- ests along large rivers occurs during prediictabe reasons, covers extensive areas, and persistsfor many months. Forest-river interactions in these pro- ductive, flood-pulsed ecosystems pre- dominantly occur within the flooded forest. In steep, montane streams, floodplains comprise less of the valley floor; consequently, interactions be- tween the forest and the stream occur predominantly along the active chin- neland narrow floodplains.

Ecosystem perspectives of ripiuian zones More than any other ecosystem, the structure and processes of lotic eco- systems arc determined by their inter- face with adjacent ecosystems. The narrow, ribbon-like networks of streams and rivers intricately dissect the landscape, accentuating the inter-

ing terresstrial ecosystems. Along this interface, aquatic and terrestrial com- munities interact along steep gradi- ents of ecosystem properties.

The linear nature of lotic ecosys- tems enhances the importance of ri- parian zones in landscape ecology. River valleys connect montane head- waters with lowland terrains, provid-

nutrients, sediment, particulate or- pnic matter, and organisms. These fluxes arenot solely in a downstream direction. Nutrients, sediments, and organicmatter move laterally and aredeposited onto flood lains, as well as

steamRiver Vallcy an important routes for the dispersal of plants and animals, both upstream and down- stream, and provide corridors for mi- gratoryspecies. The low topographic

action beween aquatic and surround-

ingavenues for the transfer of water,

being transported off the land into the

September 1991

position of valley floorswithin a ba- sin makes them avenues for the head- ward movement of warm air masses and the descent of cold air masses.

Riparian zones arc one of the most dynamic portions of the landscape (Swanson et al. 1988). Frequent dis- turbance events in riparian zones cre- ate complex mosaics of landforms and associated biological communi- ties that often an more heteroge- neous and diverse than those asso- ciated with upslope Iandscapes. Flooding is frequent, often annual or evenmore often, and a single flood

kilometers of river valle . Individual aches created by flooding in valley

floors are smalland discontinuous relative to the total area influenced by the disturbance within a river basin. In contrast, many common distur- bance events on hillslopes are limited in total area to tens of hectares or less, but the area affected is relatively con- tinuous.

Riparian zones contain valuable water resources, plant communities,

riparian zones based on isolated com- ponents of the terrestrial-aquatic in- terface are ecologically incomplete and have limited application to un- derstanding of ecosystems. Manage- ment of riparian resources requires a

physical processes that create valley floor plan forms, patterns of terrestrial plant succession, and structural and functional attributes of stream eco-

systems. An ecosystem perspective of riparian zones provides a rigorous ecological basis for identifying ripar- ian management objectives, cvaluat- ing Current land-use practices, and developing future resource altema- tives.

may modify hundreds of square

fisheries, and wildlife. Perspectives of

conceptual framework integrating the

Acknowledgments We thank Gordon Grant, Gary Lam- bcrti, Linda Ashkenas, Kelly Moore, and Randy Wildman for their contri- butions to the research and valuable comments on the manuscript. We also appreciate the valuable sugges-

broadening the geographical scope of the original manuscript. Many other scientists in our riparian research as-

opment of these concepts; partici-

tions of the anonymous reviewers for

sisted in both field studies and devel-

pants include N. H. Anderson, N. G. Aumen, K. Cromrck, C. N. Dahm, J. F. Franklin, C. P. Hawkins, C. W. Lienkaemper, J. R. Sedell, P. Sollins, A. K. Ward, C. M. Ward, and M. A. Wiltbach. This mearch was sup. portedby grantsBSR.8508356 and BSR-85014-25 from the National Sci- ence Foundation.

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tions Division,Rome, Italy.

Call for Nominees for the 1992

AIBS Distinguished Service Award Since 1972, the AIBS Distinguished Service Award has been presented toindividuals who have contributed significantly in the service of biology. The principal criteriafor this award are that the recipients Shall have made an outstanding contribution toward:

0 advancing and integrating the biological disciplines. 0 applying biological knowledge to the solution of world problems. and 0 introducing pertinent biological considerations that improve public policy

and planning.

Emphasis is placed on distinguished service. Scientific discovery per se is no1 included as criterion for this award. although some nominees will carry this distinction as well.

Previous recipients of the award have been:

1972 - H arve Carlson, George Miller, Detlev Bronk 0 1973-Theodosius Dobzhansky, Rene Dubos 0 l974 - James G. Horsfall 0 1975 - W. FrankBlair, Theodore Cooper 0 1976-Paul B. Scan, Edward 0. Wilson 0 1977 - P aul J. Kramer, Elvin C. Stakman, William C. Steere 0 1978 - Eugene P. Odum. Howard T. Odum. George Gaylord Simpson 0 1979-Theodore C. Byerly, H. C. Chiang. Lee M. Talbot 0 1980-Arthur D. Hasler, A. Starker Leopold, Ruth Patrick 0 1981-Peter H. Raven 0 1982 - George M. Woodwell

1983-Karl Maramorosch e 1984 - Arnold B. Grobman

1985 - Sayed 2. El-Sayed 0 1986 - Garrett Hardin 0 1987 - Perry L. Adkisson 0 1988-Donald E. Stone 0 1989-Alfred E. Harper 0 l990 - Gene E. Likens 0 1991 - John S. Niederhauser

AIBS members are Invited to submit nominations for this award. which will be presented at the 1992 Annual AIBS Meeting. Each nomination must accompanied by a complete cumculum vitae and a statement of the individ- ual's service to the biology profession. In particular. the supporting statement should highlight the nominee's accomplishments in each of the three award criteria given above. Nominators should note that traditional academic vitae often omit contributions to public affairs. Because this area is considered equally important in the overall consideration, care should be taken 10 bringout the nominee's relevant accomplishments. Since 1981, recipients have been limited to single individuals. but nominations will remain active for three consecutive years. e.g., for the 1992. 1993, and 1994 awards.

Send nominations (with biographies) to the AIBSExecutive Director. 730 11thStreet. NW, Washington, DC 20001-4521. by 1 October 1991.

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