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Vectors

CHAPTER 7

Copyright © Jones and Bartlett;滄海書局 Ch7_2

Chapter Contents

7.1 Vectors in 2-Space7.2 Vectors in 3-Space7.3 Dot Product7.4 Cross Product7.5 Lines and Planes in 3-Space7.6 Vector Spaces7.7 Gram-Schmidt Orthogonalization Process

Copyright © Jones and Bartlett;滄海書局 Ch7_3

7.1 Vectors in 2-Space

Review of VectorsPlease refer to Fig 7.1.1 through Fig 7.1.6.

Copyright © Jones and Bartlett;滄海書局 Ch7_4

Copyright © Jones and Bartlett;滄海書局 Ch7_5

Copyright © Jones and Bartlett;滄海書局 Ch7_6

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Copyright © Jones and Bartlett;滄海書局 Ch7_8

Example 1 Position Vector

Please refer to Fig 7.1.7.

Copyright © Jones and Bartlett;滄海書局 Ch7_9

Let a = <a1, a2>, b = <b1, b2> be vectors in R2

(i) Addition: a + b = <a1 + a2, b1 + b2> (1)(ii) Scalar multiplication: ka = <ka1, ka2 > (2)(iii)Equality: a = b if and only if a1 = b1, a2 = b2 (3)

Definition 7.1.1 Addition, Scalar Multiplication, Equality

a – b = <a1− b1, a2 − b2> (4)

1 2 2 1 2 1 2 1,PP OP OP x x y y ������������������������������������������

Copyright © Jones and Bartlett;滄海書局 Ch7_10

Graph Solution

Fig 7.1.8 shows the graph solutions of the addition and subtraction of two vectors.

Copyright © Jones and Bartlett;滄海書局 Ch7_11

Example 2 Addition and Subtraction of Two Vectors

If a = <1, 4>, b = <−6, 3>, find a + b, a − b, 2a + 3b.

Solution: Using (1), (2), (4), we have

17,169,188,232

1,734),6(1

7,534),6(1

ba

ba

ba

Copyright © Jones and Bartlett;滄海書局 Ch7_12

(i) a + b = b + a(ii) a + (b + c) = (a + b) + c(iii) a + 0 = a(iv) a + (−a) = 0(v) k(a + b) = ka + kb, k scalar(vi) (k1 + k2)a = k1a + k2a, k1, k2 scalars(vii) k1(k2a) = (k1k2)a, k1, k2 scalars(viii) 1a = a(ix) 0a = 0 = <0, 0>

Theorem 7.1.1 Properties of Vectors← commutative law

← associative law

← additive identity

← additive inverse

← (Zero Vector)

0 = <0, 0>

Copyright © Jones and Bartlett;滄海書局 Ch7_13

Magnitude, Length, Norm

a = <a1 , a2>, then

Clearly, we have ||a|| 0, ||0|| = 0

22

21|||| aa a

Copyright © Jones and Bartlett;滄海書局 Ch7_14

Unit Vector

A vector that ha magnitude 1 is called a unit vector. u = (1/||a||)a is a unit vector, since

1||||||||

1||||

1|||| a

aa

au

Copyright © Jones and Bartlett;滄海書局 Ch7_15

Example 3 Unit Vectors

Given a = <2, −1>, then the unit vector in the same direction u is

and

51

,5

21,2

51

51 au

51

,5

2 u

Copyright © Jones and Bartlett;滄海書局 Ch7_16

The i, j vectors

If a = <a1, a2>, then

(5)

Let i = <1, 0>, j = <0, 1>, then (5) becomes

a = a1i + a2j (6)

1,00,1,00,

,

2121

21

aaaa

aa

Copyright © Jones and Bartlett;滄海書局 Ch7_17

Copyright © Jones and Bartlett;滄海書局 Ch7_18

Example 4 Vector Operations Using i and j

(i) <4, 7> = 4i + 7j

(ii) (2i – 5j) + (8i + 13j) = 10i + 8j

(iii)

(iv) 10(3i – j) = 30i – 10j

(v) a = 6i + 4j, b = 9i + 6j are parallel and b = (3/2)a

2|||| ji

Copyright © Jones and Bartlett;滄海書局 Ch7_19

Example 5 Graphs of Vector Sum/Vector Difference

Let a = 4i + 2j, b = –2i + 5j. Graph a + b, a – b

Solution:

Copyright © Jones and Bartlett;滄海書局 Ch7_20

7.2 Vectors in 3-Space

Simple ReviewPlease refer to Fig 7.2.1 through Fig 7.2.3.

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Example 1 Graphs of Three Points

Graph the points (4, 5, 6), (3, −3, −1) and (−2, −2, 0).Solution: See Fig 7.2.4.

Copyright © Jones and Bartlett;滄海書局 Ch7_24

Distance Formula

(1)

212

212

21221 )()()(),( zzyyxxPPd

Copyright © Jones and Bartlett;滄海書局 Ch7_25

Example 2 Distance Between Two Points

Find the distance between (2, −3, 6) and (−1, −7, 4)

Solution:

29)46())7(3())1(2( 222 d

Copyright © Jones and Bartlett;滄海書局 Ch7_26

Midpoint Formula

(2)

2,

2,

2212121 zzyyxx

Copyright © Jones and Bartlett;滄海書局 Ch7_27

Example 2 Coordinates of a Midpoint

Find the midpoint of (2, −3, 6) and (−1, −7, 4)

Solution:From (2), we have

5 ,5 ,21

246

,2

)7(3,

2)1(2

Copyright © Jones and Bartlett;滄海書局 Ch7_28

Vectors in 3-Space

321 ,, aaaa

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Let a = <a1, a2 , a3>, b = <b1, b2, b3 > in R3

(i) a + b = <a1 + b1, a2 + b2, a3 + b3>

(ii) ka = <ka1, ka2, ka3>

(iii) a = b if and only if a1 = b1, a2 = b2, a3 = b3

(iv) –b = (−1)b = <− b1, − b2, − b3>

(v) a – b = <a1 − b1, a2 − b2, a3 − b3>

(vi) 0 = <0, 0 , 0>

(vi)

Definition 7.2.1 Component Definitions in 3-Space

23

22

21|||| aaa a

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Copyright © Jones and Bartlett;滄海書局 Ch7_31

Example 4 Vector Between Two Points

Find the vector from P1(4, 6, −2) to P2(1, 8, 3).

Solution:

5,2,3

)2(3,68,411221 OPOPPP

21PP

Copyright © Jones and Bartlett;滄海書局 Ch7_32

Example 5 A Unit Vector

The magnitude of a is

A unit vector in the direction of a is

749632|||| 222 a

76

,73

,72

6 ,3 ,271

aa

Copyright © Jones and Bartlett;滄海書局 Ch7_33

The i, j, k vectors

i = <1, 0, 0>, j = <0, 1, 0>, k = <0, 0, 1>

a = < a1, a2, a3> = a1i + a2j + a3j

1,0,00,1,00,0,1

,0,00,,00,0,

,,

321

321

321

aaa

aaa

aaa

Copyright © Jones and Bartlett;滄海書局 Ch7_34

Copyright © Jones and Bartlett;滄海書局 Ch7_35

Example 6a = <7, −5, 13> = 7i − 5j + 13k

Example 7(a) a = 5i + 3k is in the xz-plane(b)

Example 8If a = 3i − 4j + 8k, b = i − 4k, find 5a − 2b.

Solution:5a − 2b = 13i − 20j + 48k

3435||35|| 22 ki

Copyright © Jones and Bartlett;滄海書局 Ch7_36

7.3 Dot Product

In 2-space the dot product of two vectors a = <a1, a2>and b = <b1, b2> is the number

a‧b = a1b1 + a2b2 (1)In 3-space the dot product of two vectors a = <a1, a2 , a3> and b = <b1, b2, b3> is the number

a‧b = a1b1 + a2b2 + a3b3 (2)

Definition 7.3.1 Dot Product of Two Vectors

Copyright © Jones and Bartlett;滄海書局 Ch7_37

Example 1 Dot Product Using (2)

If a = 10i + 2j – 6k, b = (−1/2)i + 4j – 3k, then

21)3)(6()4)(2(21

)10(

ba.

Copyright © Jones and Bartlett;滄海書局 Ch7_38

Example 2 Dot Products of the Basis Vectors

Since i = <1, 0, 0>, j = <0, 1, 0>, and k = <0, 0, 1>, we see from (2) we that

i‧j = j‧i = 0, j‧k = k‧j = 0, and k‧i = i‧k = 0. (3)

Similarly, by (2)i i = 1, j j = 1, k k = 1

(4)

Copyright © Jones and Bartlett;滄海書局 Ch7_39

(i) a b = 0 if and only if a = 0 or b = 0

(ii) a b = b a

(iii) a (b + c) = a b + a c

(iv) a (kb) = (ka) b = k(a b)

(v) a a 0

(vi) a a = ||a||2

Theorem 7.3.1 Properties of the Dot Product

← commutative law

← distributive law

23

22

21 aaaaaa

Copyright © Jones and Bartlett;滄海書局 Ch7_40

The dot product of two vectors a and b is

(5)where is the angle between the vectors 0 .

cos|||||||| baba .

Theorem 7.3.2 Alternative Form of the Dot Product

Copyright © Jones and Bartlett;滄海書局 Ch7_41

Component Form of Dot Product

(6)

cos||||||||2|||||||||||| 22 baabc

)||||||||||(||21

cos|||||||| 222 cabba

Copyright © Jones and Bartlett;滄海書局 Ch7_42

Copyright © Jones and Bartlett;滄海書局 Ch7_43

Orthogonal Vectors

(i) a b > 0 if and only if is acute(ii) a b < 0 if and only if is obtuse (iii) a b = 0 if and only if cos = 0, = /2

Note: Since 0 b = 0, we say the zero vector is orthogonal to every vector.

Two nonzero vectors a and b are orthogonal if and only if a b = 0.

Theorem 7.1 Criterion for Orthogonal Vectors

Copyright © Jones and Bartlett;滄海書局 Ch7_44

Example 3 Orthogonal Vectors

If a = –3i – j + 4k and b = 2i + 14j + 5k, then

a‧b = (–3)(2) + (–1)(14) + (4)(5) = 0.

From Theorem 7.3.3, we conclude that a and b are orthogonal.

Copyright © Jones and Bartlett;滄海書局 Ch7_45

Angle between Two Vectors

By equating the two forms of the dot product, (2) and (5), we can determine the angle between two vectors from

(7)||||||||

cos 332211

ba

bababa

Copyright © Jones and Bartlett;滄海書局 Ch7_46

Example 4 Angle Between Two Vectors

Find the angle between a = 2i + 3j + k, b = −i + 5j + k.

Solution:

14,27||||,14|||| baba .

942

271414

cos

44.9

77.0942

cos 1

Copyright © Jones and Bartlett;滄海書局 Ch7_47

Direction Cosines

Referring to Fig 7.3.3, the angles , , are called the direction angles. Now by (7)

We say cos , cos , cos are direction cosines, and

cos2 + cos2 + cos2 = 1

||k||||a||ka

||j||||a||ja

||i||||a||ia ... cos,cos,cos

||a||||a||||a||321 cos,cos,cos

aaa

kjik||a||

j||a||

i||a||

a||a||

)(cos)(cos)(cos1 321 aaa

Copyright © Jones and Bartlett;滄海書局 Ch7_48

Copyright © Jones and Bartlett;滄海書局 Ch7_49

Example 5 Direction Cosines/Angles

Find the direction cosines and the direction angles of a = 2i + 5j + 4k.

Solution:

The direction angles are

5345452|||| 222 a

534

cos,53

5cos,

532

cos

4.53orradians 93.053

4cos

8.41orradians 73.053

5cos

7.72orradians 27.153

2cos

1

1

1

Copyright © Jones and Bartlett;滄海書局 Ch7_50

Component of a on b

Since a = a1i + a2j + a3k, then(8)

We write the components of a as(9)

See Fig 7.3.4. The component of a on any vector b is compba = ||a|| cos (10)

Rewrite (10) as

(11)

kajaia ... 321 ,, aaa

,comp iaai . ,comp jaaj . kaak .comp

bba

bb

a

bba

bba

ab

||||1

||||||||cos||||||||

comp

Copyright © Jones and Bartlett;滄海書局 Ch7_51

Copyright © Jones and Bartlett;滄海書局 Ch7_52

Example 6 Component of a Vector on Another Vector

Let a = 2i + 3j – 4k, b = i + j + 2k. Find compba and compab.

Solution:Form (10), a b = −3

)2(6

1||||

1,6|||| kjib

bb

63

)2(6

1)432(comp kjikjiab .

)432(291

||||1

,29|||| kjiaa

a

293

)432(291

)2(comp kjikjibb .

Copyright © Jones and Bartlett;滄海書局 Ch7_53

Projection of a onto b

See Fig 7.3.5, the projection of a onto i is

See Fig 7.3.6, the projection of a onto b is

(12)b

bbba

bb1

aa bb

)(compproj

iaiiaiaa ii 1)()(compproj

Copyright © Jones and Bartlett;滄海書局 Ch7_54

Copyright © Jones and Bartlett;滄海書局 Ch7_55

Copyright © Jones and Bartlett;滄海書局 Ch7_56

Example 7 Projection of a Vector on Another Vector

Find the projection of a = 4i + j onto the vector b = 2i + 3j. Graph.

Solution:

1311

)(2131

)(4comp 3jijiab

jijiab 1333

1322

)3(2131

1311

proj

Copyright © Jones and Bartlett;滄海書局 Ch7_57

Copyright © Jones and Bartlett;滄海書局 Ch7_58

Physical Interpretation of the Dot Product

See Fig 7.3.8. If F causes a displacement d of a body, then the work done is

W = F d(13)

Copyright © Jones and Bartlett;滄海書局 Ch7_59

Example 8 Work Done by a Constant Force

Let F = 2i + 4j. If the block moves from P1(1, 1) toP2(4, 6), find the work done by F.

Solution: d = 3i + 5j

W = F d = 26 N-m

Copyright © Jones and Bartlett;滄海書局 Ch7_60

7.4 Cross Product

(1)

(2)

122121

21 bababb

aa

31

213

31

312

32

321

321

321

321

cc

bba

cc

bba

cc

bba

ccc

bbb

aaa

Copyright © Jones and Bartlett;滄海書局 Ch7_61

The cross product of two vectors a = <a1, a2 , a3> and b = <b1, b2, b3> is the vector

(3)

Definition 7.4.1 Cross Product of Two Vectors

kjiba )()()( 122113312332 babababababa

Copyright © Jones and Bartlett;滄海書局 Ch7_62

We also can write (3) as

(4)

In turn, (4) becomes

(5)

kjiba21

21

31

31

32

32

bb

aa

bb

aa

bb

aa

321

321

bbb

aaa

kji

ba

Copyright © Jones and Bartlett;滄海書局 Ch7_63

Example 1 Cross Product Using (4) and (5)

Let a = 4i – 2j + 5k, b = 3i + j – k, Find a b.

Solution:From (5), we have

kji

kji

kji

ba

10193

13

24

13

54

11

52

113

524

Copyright © Jones and Bartlett;滄海書局 Ch7_64

Example 2 Cross Product of Two Basis Vectors

If i = <1, 0, 0> and j = <0, 1, 0>, then

kkji

kji

ji 10

01

00

01

01

00

010

001

001

01

01

01

00

00

001

001 kji

kji

ii

Copyright © Jones and Bartlett;滄海書局 Ch7_65

Proceeding as in Example 2, it is readily shown that

(6)

(7)

(8)

The results in (6) can be obtained using the circular mnemonic illustrated in Fig 7.4.1.

0kk0jj0ii

jkiijkkij

jikikjkji

,,

,,

,,

Copyright © Jones and Bartlett;滄海書局 Ch7_66

Copyright © Jones and Bartlett;滄海書局 Ch7_67

Properties

a b is orthogonal to the plane containing a and b. (9)

(i) a b = 0, if a = 0 or b = 0(ii) a b = −b a(iii) a (b + c) = (a b) + (a c)(iv) (a + b) c = (a c) + (b c)(v) a (kb) = (ka) b = k(a b), k is scalar(vi) a a = 0(vii) a (a b) = 0(viii) b (a b) = 0

Theorem 7.4.1 Properties of the Cross Product

← distributive law

← distributive law

Copyright © Jones and Bartlett;滄海書局 Ch7_68

Right-Hand Rule

The vectors a, b, and a b form a right-handed system or a right-handed triple. This means that a b points in the direction given by the right-hand rule:

If the fingers of the right hand point along the vector a and then curl toward the vector b, the thumb will give the direction of a b. (10)

See Fig 7.4.2(a). In Figure 7.4.2(b), the right-hand rule shows the direction of b a.

Copyright © Jones and Bartlett;滄海書局 Ch7_69

Copyright © Jones and Bartlett;滄海書局 Ch7_70

Combining (9), (10), and Theorem 7.4.2 we see for any pair of vectors a and b in R3 that the cross product has the alternative form

(12)where n is a unit vector given by the right-hand rule that is orthogonal to the plane of a and b.

For nonzero vectors a and b, if is the angle between a and b (0 ≤ ≤ ), then

(11)

Theorem 7.4.2 Magnitude of the Cross Product

sin|||||||| baba

nbaba )sin||||||(||

Copyright © Jones and Bartlett;滄海書局 Ch7_71

Parallel Vectors

Two nonzero vectors a and b are parallel, if and only if a b = 0.

Theorem 7.4.3 Criterion for Parallel Vectors

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Example 3 Parallel Vectors

Determine whether a = 2i + 3j – k and b = –6i – 3j + 3k are parallel vectors.Solution:

0kji

kji

kji

ba

000

36

12

36

12

33

11

336

112

Copyright © Jones and Bartlett;滄海書局 Ch7_73

Special Products

We have(13)

is called the triple vector product.

(14)

The following results are left as an exercise.

(15)

321

321

321

)(

ccc

bbb

aaa

cba.

cbabcacba )()()( ..

cbacba )()(

Copyright © Jones and Bartlett;滄海書局 Ch7_74

Area and Volume

Area of a parallelogram A = || a b|| (16)

Area of a triangleA = ½||a b|| (17)

Volume of the parallelepiped V = |a (b c)| (18)

See Fig 7.4.3 and Fig 7.4.4.

Copyright © Jones and Bartlett;滄海書局 Ch7_75

Copyright © Jones and Bartlett;滄海書局 Ch7_76

Example 4 Area of a Triangle

Find the area of the triangle determined by the points P1(1, 1, 1), P2(2, 3, 4) and P3(3, 0, –1).SolutionUsing (1, 1, 1) as the base point, we have two vectors a = <1, 2, 3>, b = <1, –3, –5>

kji

kji

kji

58

31

21

51

31

53

32

531

3213221

PPPP

1023

||58||21 kjiA

Copyright © Jones and Bartlett;滄海書局 Ch7_77

Coplanar Vectors

a (b c) = 0 if and only if a, b, c are coplanar.

Copyright © Jones and Bartlett;滄海書局 Ch7_78

Physical Interpretation of the Cross Product

To understand the physical meaning of the cross product, please see Fig 7.4.5 and 7.4.6. The torque done by a force F acting at the end of position vector r is given by = r F.

Copyright © Jones and Bartlett;滄海書局 Ch7_79

7.5 Lines and Planes in 3-Space

Lines: Vector EquationSee Fig 7.5.1. We find r2 – r1 is parallel to r – r2, then

r – r2 = t(r2 – r1)(1)If we write

a = r2 – r1 = <x2 – x1, y2 – y1, z2 – z1> = <a1, a2, a3>

(2)then (1) implies a vector equation for the line L a is

r = r2 + tawhere a is called the direction vector.

Copyright © Jones and Bartlett;滄海書局 Ch7_80

Copyright © Jones and Bartlett;滄海書局 Ch7_81

Example 1 Vector Equation of a Line

Find a vector equation for the line through (2, –1, 8) and (5, 6, –3).

Solution:Define a = <2 – 5, –1 – 6, 8 – (– 3)> = <–3, –7, 11>.The following are three possible vector equations:

(3)

(4)

(5)

11,7,38,1,2,, tzyx

11,7,33,6,5,, tzyx

11,7,33,6,5,, tzyx

Copyright © Jones and Bartlett;滄海書局 Ch7_82

Parametric equation

We can also write (2) as

(6)

The equations (6) are called parametric equations.

tazztayytaxx 322212 ,,

Copyright © Jones and Bartlett;滄海書局 Ch7_83

Example 2 Parametric Equations of a Line

Find the parametric equations for the line in Example 1.

Solution:From (3), it follows

x = 2 – 3t, y = –1 – 7t, z = 8 + 11t (7)

From (5),

x = 5 + 3t, y = 6 + 7t, z = –3 – 11t (8)

Copyright © Jones and Bartlett;滄海書局 Ch7_84

Example 3 Vector Parallel to a Line

Find a vector a that is parallel to the line L a : x = 4 + 9t, y = –14 + 5t, z = 1 – 3t

Solution:a = 9i + 5j – 3k

Copyright © Jones and Bartlett;滄海書局 Ch7_85

Symmetric Equations

From (6)

provided ai are nonzero. Then

(9)

are said to be symmetric equation.

3

2

2

2

1

2

azz

ayy

axx

t

3

2

2

2

1

2

azz

ayy

axx

Copyright © Jones and Bartlett;滄海書局 Ch7_86

Example 4 Symmetric Equations of a Line

Find the symmetric equations for the line through (4, 10, −6) and (7, 9, 2).

Solution:Define a1 = 7 – 4 = 3, a2 = 9 – 10 = –1, a3 = 2 – (–6) = 8, then

82

19

37

zyx

Copyright © Jones and Bartlett;滄海書局 Ch7_87

Example 5 Symmetric Equations of a Line

Find the symmetric equations for the line through (5, 3, 1) and (2, 1, 1).

Solution:Define a1 = 5 – 2 = 3, a2 = 3 – 1 = 2, a3 = 1 – 1 = 0,then

1,2

33

5 z

yx

Copyright © Jones and Bartlett;滄海書局 Ch7_88

Copyright © Jones and Bartlett;滄海書局 Ch7_89

Example 6 Line Parallel to a Vector

Write vector, parametric and symmetric equations for the line through (4, 6, –3) and parallel to a = 5i – 10j + 2k.

Solution:Vector: <x, y, z> = < 4, 6, –3> + t(5, –10, 2)

Parametric: x = 4 + 5t, y = 6 – 10t, z = –3 + 2t, Symmetric:

23

106

54

zyx

Copyright © Jones and Bartlett;滄海書局 Ch7_90

Planes: Vector Equations

Fig 7.5.3(a) shows the concept of the normal vector to a plane. Any vector in the plane should be perpendicular to the normal vector, that is

n (r – r1) = 0 (10)

Copyright © Jones and Bartlett;滄海書局 Ch7_91

Cartesian Equations

If the normal vector is n = ai + bj + ck , then the Cartesian equation of the plane containing P1(x1, y1, z1) is

a(x – x1) + a(y – y1) + c(z – z1) = 0(11)

Equation (11) is sometimes called the point-normal form of the equation of a plane.

Copyright © Jones and Bartlett;滄海書局 Ch7_92

Example 7 Equation of a Plane

Find the plane contains (4, −1, 3) and is perpendicular to n = 2i + 8j − 5k.

Solution:From (11):

2(x – 4) + 8(y + 1) – 5(z – 3) = 0or

2x + 8y – 5z + 15 = 0

Copyright © Jones and Bartlett;滄海書局 Ch7_93

Equation (11) can always be written as

ax + by + cz + d = 0(12)

The graph of any ax + by + cz + d = 0, a, b, c not all

zero, is a plane with the normal vector n = ai + bj + ck

Theorem 7.5.1 Plane with Normal Vector

Copyright © Jones and Bartlett;滄海書局 Ch7_94

Example 8 A Vector Normal to a Plane

A vector normal to the plane 3x – 4y + 10z – 8 = 0 is n = 3i – 4j + 10k.

Copyright © Jones and Bartlett;滄海書局 Ch7_95

Given three noncollinear points, P1, P2, P3, we arbitrarily choose P1 as the base point. See Fig 7.5.4, Then we can obtain

(13)

0)()]()[( 11312 rrrrrr .

Copyright © Jones and Bartlett;滄海書局 Ch7_96

Copyright © Jones and Bartlett;滄海書局 Ch7_97

Example 9 Three Points That Determine a Plane

Find an equation of the plane contains (1, 0 −1), (3, 1, 4) and (2, −2, 0).Solution:We arbitrarily construct two vectors from these three points, say, u = <2, 1, 5> and v = <1, 3, 4>.

.)2()2() , ,(

)0 ,2 ,2(

,43)0 ,2 ,2(

)4 ,1 ,3(,52

)4 ,1 ,3(

)1 ,0 ,1(

kjiw

kjivkjiu

zyxzyx

Copyright © Jones and Bartlett;滄海書局 Ch7_98

Example 9 (2)

If we choose (2, −2, 0) as the base point, then<x – 2, y + 2, z – 0> <−11, −3, 5> = 0

kji

kji

vu 5311

431

512

05)2(3)2(11 zyx

0165311 zyx

Copyright © Jones and Bartlett;滄海書局 Ch7_99

Graphs

The graph of (12) with one or two variables missing is still a plane.

Copyright © Jones and Bartlett;滄海書局 Ch7_100

Example 10 Graph of a Plane

Graph 2x + 3y + 6z = 18.

Solution:Setting:y = z = 0 gives x = 9x = z = 0 gives y = 6x = y = 0 gives z = 3See Fig 7.5.5.

Copyright © Jones and Bartlett;滄海書局 Ch7_101

Example 11 Graph of a Plane

Graph 6x + 4y = 12.

Solution:This equation misses the variable z, so the plane is parallel to the z-axis. Since x = 0 gives y = 3

y = 0 gives x = 2See Fig 7.5.6.

Copyright © Jones and Bartlett;滄海書局 Ch7_102

Example 12 Graph of a Plane

Graph x + y – z = 0.

Solution:First we observe that the plane passes through (0, 0, 0). Let y = 0, then z = x; x = 0, then z = y. See Fig 7.5.7.

Copyright © Jones and Bartlett;滄海書局 Ch7_103

Two planes P1 and P2 that are not parallel must intersect in a line L. See Fig 7.5.8. Fig 7.5.9 shows the intersection of a line and a plane.

Copyright © Jones and Bartlett;滄海書局 Ch7_104

Example 13 Line of Intersection of Two Planes

Find the parametric equation of the line of the intersection of

2x – 3y + 4z = 1 x – y – z = 5

Solution:First we let z = t,

2x – 3y = 1 – 4t x – y = 5 + tthen x = 14 + 7t, y = 9 + 6t, z = t.

Copyright © Jones and Bartlett;滄海書局 Ch7_105

Example 14 Point of Intersection of a Line and a Plane

Find the point of intersection of the plane 3x – 2y + z = −5 and the line x = 1 + t, y = −2 + 2t, z = 4t.

Solution:Assume (x0, y0, z0) is the intersection point.

3x0 – 2y0 + z0 = −5 and x0 = 1 + t0, y0 = −2 + 2t0, z0 = 4t0

then 3(1 + t0) – 2(−2 + 2t0) + 4t0 = −5, t0 = −4Thus, (x0, y0, z0) = (−3, −10, −16)

Copyright © Jones and Bartlett;滄海書局 Ch7_106

7.6 Vector Spaces

n-SpaceSimilar to 3-space

(1)

(2)

nn bababa ,,, 2211 ba

nkakakak ,,, 21 a

nn

nn

bababa

bbbaaa

2211

2121 ,,,,,, ..ba

Copyright © Jones and Bartlett;滄海書局 Ch7_107

Let V be a set of elements on which two operations, vector addition and scalar multiplication, are defined. Then V is said to be a vector spaces if the following are satisfied.

Definition 7.6.1 Vector Space

Copyright © Jones and Bartlett;滄海書局 Ch7_108

Axioms for Vector Addition(i) If x and y are in V, then x + y is in V.(ii) For all x, y in V, x + y = y + x(iii) For all x, y, z in V, x + (y + z) = (x + y) + z(iv) There is a unique vector 0 in V, such that

0 + x = x + 0 = x(v) For each x in V, there exists a vector −x in V,

such that x + (−x) = (−x) + x = 0

Definition 7.6.1 Vector Space

← commutative law

← associative law

← zero vector

← negative of a vector

Copyright © Jones and Bartlett;滄海書局 Ch7_109

Properties (i) and (vi) are called the closure axioms.

Axioms for Scalars Multiplication(vi) If k is any scalar and x is in V, then kx is in V.

(vii) k(x + y) = kx + ky

(viii) (k1+k2)x = k1x+ k2x

(ix) k1(k2x) = (k1k2)x

(x) 1x = x

Definition 7.6.1 Vector Space

← distributive law

← distributive law

Copyright © Jones and Bartlett;滄海書局 Ch7_110

Example 1 Checking the Closure Axioms

Determine whether the sets (a) V = {1} and (b) V = {0} under ordinary addition and multiplication by real numbers are vectors spaces.

Solution: (a) V = {1}, violates many of the axioms.(b) V = {0}, it is easy to check this is a vector space.

Moreover, it is called the trivial or zero vector space.

Copyright © Jones and Bartlett;滄海書局 Ch7_111

Example 2 An Example of a Vector S

Consider the set V of all positive real numbers. If x and y denote positive real numbers, then we write vectors as x = x, y = y. Now addition of vectors is defined by

x + y = xyand scalar multiplication is defined by

kx = xk

Determine whether V is a vector space.

Copyright © Jones and Bartlett;滄海書局 Ch7_112

Example 2 (2)

Solution: We go through all 10 axioms.(i) For x = x > 0, y = y > 0 in V, x + y = x + y > 0

(ii) For all x = x, y = y in V, x + y = xy = yx = y + x

(iii) For all x = x , y = y, z = z in Vx + (y + z) = x(yz) = (xy)z = (x + y) + z

(iv) Since 1 + x = 1x = x = x, x + 1 = x1 = x = xThe zero vector 0 is 1 = 1

Copyright © Jones and Bartlett;滄海書局 Ch7_113

Example 2 (3)

(v) If we define −x = 1/x, thenx + (−x) = x(1/x) = 1 = 1 = 0−x + x = (1/x)x = 1 = 1 = 0

(vi) If k is any scalar and x = x > 0 is in V, then kx = xk > 0

(vii) If k is any scalar, k(x + y) = (xy)k = xkyk = kx + ky

(viii) For scalars k1 and k2,

(ix) For scalars k1 and k2,

(x) 1x = x1 = x = x

xxx 21)(

212121)( kkxxxkk kkkk

xx )()()( 21212112 kkxxkk kkkk

Copyright © Jones and Bartlett;滄海書局 Ch7_114

If a subset W of a vector space V is itself a vector space under the operations of vector addition and scalar multiplication defined on V, then W is called a subspace of V.

Definition 7.6.2 Subspace

Copyright © Jones and Bartlett;滄海書局 Ch7_115

A nonempty subset W is a subspace of V if and only ifW is closed under vector addition and scalar multiplication defined on V:(i) If x and y are in W, then x + y is in W.(ii) If x is in W and k is any scalar, then kx is in W.

Theorem 7.6.1 Criteria for a Subspace

Copyright © Jones and Bartlett;滄海書局 Ch7_116

Example 3 A Subspace

Suppose f and g are continuous real-valued functions defined on (−, ). We know f + g and kf, for any real number k, are continuous real-valued. From this, we conclude that C(−, ) is a subspace of the vector space of real-valued function defined on (−, ).

Copyright © Jones and Bartlett;滄海書局 Ch7_117

Example 4 A Subspace

The set Pn of polynomials of degree less than or equal to n is a subspace of C(−, ).

Copyright © Jones and Bartlett;滄海書局 Ch7_118

A set of vectors B = {x1, x2, …, xn} is said to be linearly independent, if the only constants satisfying

k1x1 + k2x2 + …+ knxn = 0 (3)

are k1= k2 = … = kn = 0. If the set of vectors is not

linearly independent, it is linearly dependent.

Definition 7.6.3 Linear Independence

Copyright © Jones and Bartlett;滄海書局 Ch7_119

For example: i, j, k are linearly independent.

a = <1, 1, 1>, b = <2, –1, 4> and c = <5, 2, 7> are

linearly dependent, because3<1, 1, 1> + <2, –1, 4> − <5, 2, 7> = <0, 0, 0>3a + b – c = 0

Copyright © Jones and Bartlett;滄海書局 Ch7_120

Basis

It can be shown that any set of three linearly independent vectors is a basis for R3. For example

<1, 0, 0>, <1, 1, 0>, <1, 1, 1>

Consider a set of vectors B = {x1, x2, …, xn} in a vector space V. If the set is linearly independent and if every vector in V can be expressed as a linear combination of these vectors, then B is said to be a basis for V.

Definition 7.6.4 Basis for a Vector Space

Copyright © Jones and Bartlett;滄海書局 Ch7_121

Standard Basis

Standard Basis: {i, j, k} For Rn: e1 = <1, 0, …, 0>, e2 = <0, 2, …, 0> …..

en = <0, 0, …, 1> (4)

If B is a basis for a vector space, then there exists scalars such that

(5)where these scalars ci, i = 1, 2, .., n, are called the coordinates of v related to the basis B.

cnccc xxxv 2211

Copyright © Jones and Bartlett;滄海書局 Ch7_122

The number of vectors in a basis B for vector space V is said to be the dimension of the space.

Definition 7.6.5 Dimension of a Vector Space

Copyright © Jones and Bartlett;滄海書局 Ch7_123

Example 5 Dimensions of Some Vector Spaces

(a) The dimensions of R, R2, R3, and Rn are in turn 1, 2, 3, and n.

(b) There are n + 1 vectors in B = {1, x, x2, …, xn}. The dimension is n + 1

(c) The dimension of the zero space {0} is zero.

Copyright © Jones and Bartlett;滄海書局 Ch7_124

Linear Differential Equations

The general solution of following DE

(6)

can be written as y = c1y1 + c1y1 + … cnyn and it is said to be the solution space. Thus {y1, y2, …, yn} is a basis.

0)()()()( 011

1

1

yxadxdy

xadx

ydxa

dxyd

xa n

n

nn

n

n

Copyright © Jones and Bartlett;滄海書局 Ch7_125

Example 6 Dimension of a Solution Space

The general solution of y” + 25y = 0 is

y = c1 cos 5x + c2 sin 5x

then {cos 5x , sin 5x} is a basis.

Copyright © Jones and Bartlett;滄海書局 Ch7_126

Span

If S denotes any set of vectors {x1, x2, …, xn} then the linear combination of the vector x1, x2, …, xn in S,

{k1x1 + k2x2 + … + knxn}

where the ki, i = 1, 2, …, n are scalars, is called a span of the vectors and written as Span(S) or Span(x1, x2, …, xn).

Copyright © Jones and Bartlett;滄海書局 Ch7_127

Rephrase Definition 7.8 and 7.9

A set S of vectors {x1, x2, …, xn} in a vector space V is a basis, if S is linearly independent and is a spanning set for V. The number of vectors in this spanning set S is the dimension of the space V.

Copyright © Jones and Bartlett;滄海書局 Ch7_128

7.7 Gram-Schmidt Orthogonalization Process

Orthonormal Basis All the vectors of a basis are mutually orthogonal and have unit length .

Copyright © Jones and Bartlett;滄海書局 Ch7_129

Example 1 Orthonormal Basis for R3

The set of vectors

(1)

is linearly independent in R3. Hence B = {w1, w2, w3} is a basis. Since ||wi|| = 1, i = 1, 2, 3, wi wj = 0, i j, B is an orthonormal basis.

21

,2

1 0,

,6

1 ,

61

,6

2

,3

1 ,

31

,3

1

3

2

1

w

w

w

Copyright © Jones and Bartlett;滄海書局 Ch7_130

Proof: Since B = {w1, w2, …, wn} is an orthonormal basis, then any vector can be expressed as

u = k1w1 + k2w2 + … + knwn

(u wi) = (k1w1 + k2w2 + … + knwn) wi

= ki(wi wi) = ki (2)

Suppose B = {w1, w2, …, wn} is an orthonormal basisfor Rn, If u is any vector in Rn, then

u = (u w1)w1 + (u w2)w2 + … + (u wn)wn

Theorem 7.7.1 Coordinates Relative to an Orthonormal Basis

Copyright © Jones and Bartlett;滄海書局 Ch7_131

Example 2

Find the coordinate of u = <3, – 2, 9> relative to the orthonormal basis in Example 1.

Solution:

321

321

211

61

310

211

,6

1 ,

310

wwwu

wuwuwu

Copyright © Jones and Bartlett;滄海書局 Ch7_132

Gram-Schmidt Orthogonalization Process

The transformation of a basis B = {u1, u2} into an orthogonal basis B’= {v1, v2} consists of two steps. See Fig 7.7.1.

(3)1

11

1222

11

vvvvu

uv

uv

Copyright © Jones and Bartlett;滄海書局 Ch7_133

Copyright © Jones and Bartlett;滄海書局 Ch7_134

Copyright © Jones and Bartlett;滄海書局 Ch7_135

Example 3 Gram–Schmidt Process in R2

Let u1 = <3, 1>, u2 = <1, 1>. Transform them into an orthonormal basis.

Solution: From (3)

Normalizing:

See Fig 7.7.2.

53

,51

1 3,104

1 1,

1 3,

2

11

v

uv

103

,1011

101

,1031

22

2

11

1

vv

w

vv

w

Copyright © Jones and Bartlett;滄海書局 Ch7_136

Copyright © Jones and Bartlett;滄海書局 Ch7_137

Constructing an Orthogonal Basis for R 3

For R3:

(4)2

22

231

11

1333

111

1222

11

vvvvu

vvvvu

uv

vvvvu

uv

uv

Copyright © Jones and Bartlett;滄海書局 Ch7_138

See Fig 7.7.3. Suppose W2 = Span{v1, v2}, then

is in W2 and is called the orthogonal projection of u3 onto W2, denoted by

(5)

(6)

3

222

23

3

111

133

21

2

projproj

proj

u

vvv

vu

u

vvv

vuux

vv

w

2

111

122

1

1

proj

proj

u

vvvvu

ux

v

w

222

231

11

13 vvv

vuv

vv

vux

.proj 32ux w

Copyright © Jones and Bartlett;滄海書局 Ch7_139

Copyright © Jones and Bartlett;滄海書局 Ch7_140

Example 4 Gram–Schmidt Process in R3

Let u1 = <1, 1, 1>, u2 = <1, 2, 2>, u3 = <1, 1, 0>. Transform them into an orthonormal basis.Solution: From (4)

21

,21

0,

31 ,

31 ,

32

1 1, 1,35

2 2, 1,

1 1, 1,

222

231

11

1333

111

1222

11

vvv

vuv

vv

vuuv

vvvvu

uv

uv

Copyright © Jones and Bartlett;滄海書局 Ch7_141

Example 4 (2)

2

1 ,

21

0,

,6

1 ,

61

,6

2 ,

31

,3

1 ,

31

, ,

3, 2, 1, ,1

and 22

,36

,3

21

,21

,0 ,31 ,

31 ,

32

,1 1, 1, , ,

3

21

321

321

321

w

ww

www

vv

wvvv

vvv

B

i

B

ii

i

Copyright © Jones and Bartlett;滄海書局 Ch7_142

Let B = {u1, u2, …, um}, m n, be a basis for a Subspace Wm of

Rn. Then B’ = {v1, v2, …, vm}, where

is an orthogonal basis for Wm. An orthonormal basis for Wm is

Theorem 7.7.2 Gram–Schmidt Orthogonalization Process

111

12

22

21

11

1

222

231

11

1333

111

1222

11

mmm

mmmmmm v

vvvu

vvvvu

vvvvu

uv

vvvvu

vvvvu

uv

vvvvu

uv

uv

mm

mB vv

vv

vv

www1

, ,1

,1

, , , 22

11

21

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