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PCMA MEMBERSHIP PACKAGE
ONE MEMBERSHIP.ONE VOICE.
the Private Capital Markets Association of
Canada (PCMA) has brought together exempt
market dealers, exempt market product issuers,
and professional advisers to the private capital
market. The PCMA is the leading national indus-
try voice for the private capital markets to secu-
rities regulators, government agencies, media,
and other sectors of the capital markets. Our
strength is our membership. We are a community
of small and large firms including individuals
from across our industry who come together to
support the PCMA, drive its agenda and ensure
the PCMA serves the unique interests of
Canada’s private capital markets. Belonging to
the PCMA makes a statement that you are
committed to your profession and the highest
standards of business conduct.
SINCE2002
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ABOUT THE PCMA
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be the effective national voice of Canada's private capital
markets and represent the interests of exempt market
dealers, exempt market issuers and industry professionals
to securities regulators, government, industry associations,
the capital markets and the public.
Assist our members with understanding their regulatory
responsibilities through industry publications, educational
opportunities and connections to compliance, regulatory,
finance and legal resources.
Provide regulatory updates to assist our members in stay-
ing ahead of regulatory change, and the tools to speak up
about challenges in our regulatory environment when
necessary.
Ensure the highest standards of business conduct amongst
our members across Canada.
Increase public and industry awareness of the exempt
market and the important role of Canada's private capital
markets.
Provide valuable membership services and cost saving
opportunities to our members.
Connect our members across Canada for personal and
business opportunity networking.
PCMA MISSION
THE PURPOSE OFTHE PCMA IS TO
PCMA members work
together to build a
stronger infrastructure
for the private capital
markets industry,
which benefits dealers,
issuers, industry
participants, and investors,
and helps strengthen
Canada’s economy.
Capital raised in the
private capital markets
helps financeand develop
some of the most critical
and entrepreneurial
industries across Canada,
and is an important
contributor to creating
jobs and wealth for
Canadians.
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BECOME A PCMA MEMBER
of compliance within the private capital markets, and we expect
our members to do the same. Our success as an industry means
being leaders in the dealer or issuer activities we undertake, and
working together to achieve the best outcomes for our investors
and for the capital markets. Our success instills public confidence
and helps ensure our regulatory framework encourages the
success of our private capital markets across Canada.
THE PCMA IS COMMITTEDTO A STRONG CULTURE
MEMBERSHIP IN THE PCMA MEANS
“CONTRIBUTING TO A STRONG NATIONAL VOICE FOR PRIVATE CAPITAL MARKETS PROFESSIONALS.”
New and renewal annual membership rates are as follows:
Exempt Market Dealer, MIE, Angel Investors, Venture Capitalist - corporate membership
(up to 3 individuals)
Issuer of Exempt Market Products - corporate membership (up to 3 individuals)
Exempt Market Professionals (Financial Industry Marketing Firm, Compliance Firm,
Consulting Firm) - corporate or personal membership (up to 3 individuals)
(advisers to exempt market dealers e.g. legal, accounting, compliance)
Additional Individual Dealing Representative
$750 + tax
$750 + tax
$950 + tax
$99 + tax
JOIN CANADA’S LARGEST PRIVATE CAPITAL MARKETS COMMUNITY @ WWW.PCMACANADA.COM
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PCMA MEMBER BENEFITS
ONE MEMBERSHIP. ONE VOICE.
REGULATORY & COMPLIANCE GUIDANCE
Access to leading regulatory and compliance insights that help you meet your obligations and stay focused on your business rather than the regulators.
EFFECTIVE ADVOCACY
We need a strong private capital market across Canada. The PCMA works with regulators and governments to foster a better understanding of private capital markets and to drive positive changes for the industry.
PCMA CHAPTERS & COMMITTEES
Passionate teams of industry leaders across Canada, all committed to elevating the private markets and role of EMDs and issuers of prospectus exempt securities. PCMA Chapters and committees help coordiante and organize national networking events and webinars.
EXCLUSIVE INSURANCE
FIB Bonding insurance and E&O Professional Liability insurance for dealing representatives - take advantage of very competitive group pricing for PCMA members.
THE PRIVATE INVESTOR MAGAZINE
Free subscription and special rates for advertising for the PCMA national industry magazine - The Private Investor. We provide analysis on regulatory changes, compliance challenges and best practices, and leading insights into deal structures, financial reporting, legal, accounting and other issues.
PCMA PARTNERSHIP OPPORTUNITIES
The PCMA has built an effective national industry voice for the private capital markets. Become a PCMA Partner and reach key decision-makers in the private capital markets industry. We believe helping you succeed in your business is key to the success of both the PCMA and our private markets. We have a number of partnership opportunities available, which enables you to showcase your business, products and your views.
GET TO KNOW PCMA CO-FOUNDER & DIRECTOR DAVID S. BROWN
PCMA co-founder and director David S. Brown recently established Mac Urquhart PhD Award in Economics at Queen's University, with the aim of preserving the legacy of the late Dr. Malcolm Urquhart, who had played a huge role on his career in the private capital markets space. In this interview, Brown shares how Urquhart served as an example for students. He also talks about how he started his career in the private capital markets space and how Weirfoulds LLP has supported his outside ventures and initiatives – even the formation of the Private Capital Markets Association of Canada.
32 | THE PRIVATE INVESTOR - FALL/WINTER 2018
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ALL THE BENEFITS.
PCMA EDUCATION SERIES
PCMA Education Series events build the educational infrastructure to help EMDs, dealing representatives and issuers succeed in their business in a rapidly changing regulatory environment.
PCMA PRIVATE CAPITAL MARKETS AWARDS
The PCMA Awards are the only national industry awards for private capital markets professionals that recognize business leaders who help build a vibrant and successful private capital markets in Canada.
PCMA ANNUAL CONFERENCE
PCMA Annual Private Capital Markets Conference brings together pragmatic and insightful presentations from top industry leaders. Each year a capacity crowd of professionals gathers to learn about new developments in the private capital markets.
TUITION DISCOUNTS
Reduced admission prices for PCMA Members for IFSE Institute exams including the Exempt Market Professionals exam - the only prescribed proficiency course focused on the exempt market in Canada. It is designed for individuals seeking registration as Dealing Representa-tives and Chief Compliance Officers of Exempt Market Dealers.
EXT MARKETING
PCMA members receive a complimentary consultation and discounted pricing on marketing and building your business brand!
CPE MEDIA SERVICES
CPE Media Services: Canada’s Alt Private capital news and intelligence provider. Tracking full spectrum of Angel/private, exempt, venture capital, private equity, public market financing, A, IPO, and fundraising activities. CPE media is the official data provider to the PCMA.
PREFERRED RATES
Exclusive discounts from North Americas hotels to preferred rates on flights with major Canadian airlines.
OLYMPIA BENEFITS INC.
Join over 54,000 small business owners across Canada by using an Olympia Health Spending Account to reduce your healthcare costs.
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ANNUAL MEMBERSHIP REGISTRATION FORM
JOIN ONLINE @ www.pcmacanada.com
YES – I would like to join the Private Capital Markets Association of Canada (PCMA) or renew my membership, so I can take advantage of
Check this box to agree to receive emails from PCMA Canada.
CONTACT INFORMATION
Title Last Name First Name
Company Name Position
Mailing Adress City Province Postal Code
Tel Business Mobile Email Website
PAYMENT INFORMATION
Exempt Market Dealer, MIE, Angel Investors, Venture Capitalist - corporate membership (up to 3 individuals) $750* + tax
*Membership is valid for one year from the date dues are received. Dues are non-refundable.
Issuer of Exempt Market Products - corporate membership (up to 3 individuals) $750* + tax
Exempt Market Professionals (Financial Industry Marketing Firm, Compliance Firm, Consulting Firm) $950* + tax - corporate or personal membership (up to 3 individuals)(advisers to exempt market dealers e.g. legal, accounting, compliance)
Additional Individual Dealing Representative $99* + tax
PAYMENT METHOD
Cheque payable to the Private Capital Markets Association of Canada
VISA Master Card
Credit Card Number Expiration Date
Name on Card Signature Date
PCMA GST/HST# 855942645 RT001
ANNUAL RENEWAL
Please keep my membership current by charging my annual renewal fee to the same credit card I have authorized above. I understand that will receive a reminder by email prior to any charge, and prior notice should the annual membership fee level change.
PLEASE RETURN THIS FORM TO: PCMA, Suite 5700, 1 First Canadian Place, 100 King Street West, Toronto, ON, M5X 1C7
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PCMA TESTIMONITALS
“It was a great opportunity to get in front
of this audience and talk about what we are
doing which is building a new common
regulator for Canada's capital markets. It's
important to be here in this positive upbeat
enviroment networking and sharing ideas.”
Kevan Cowan, Chief Executive Officer at Capital Markets Authority Implementation Organization, PCMA Private Capital Markets Conference, April 2017.
"We're cutting red tape and unnecessary trade
barriers to make Ontario the best place to invest
and create good jobs. What is critical to accomplish-
ing these goals, is creating a globally competitive,
efficient and strong capital markets regulatory system
that attracts investments from around the world,
streamlines capitalraising for businesses, and protects
investors from financial system risk and misconduct”.
Victor Fedeli, Ontario Minister of Finance, 2018 Fall Economic Statement
"The PCMA conference is important because our
private capital markets are growing in Canada and
they are becoming a very important part certainly
of our investment industry and so it's important to
bring together the businesses that are in this
space, the people that are looking to capital raise
and how we might address some of the investor
protection concerns that we have as a regulator."
Pat Chaukos, Ontario Securities Commission, Deputy Director
of OSC Launch Pad at the PCMA Private Capital Markets
Conference, April 2017.
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JOIN CANADA’S LARGEST PRIVATE CAPITAL MARKETS COMMUNITY AT WWW.PCMACANADA.COM
Become a PCMA member today and demonstrate your commitment to the highest standards of business conduct.
PCMA PARTNERSTHANK YOU
FOUNDING PARTNERS
CAPITAL PARTNERS
AFFILIATE PARTNERS
PREMIER PARTNER
As we continue to grow, we are focused
on continually enhancing service to our
members, ensuring our members are
represented by an effective advocacy
agenda delivered by leading professionals
and ensuring our internal governance
practices effectively represent our
members’ interests. Our intention is to
work towards bringing together many
unconnected elements of the private
capital markets into a stronger and more
inclusive industry to support Canada’s
Private Capital markets.
STAY CURRENT – STAY CONNECTED
info@pcmacanada.com | www.pcmacanada.com
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