nonequilibrium green’s function method for thermal transport jian-sheng wang

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Nonequilibrium Green’s Function Method for Thermal Transport Jian-Sheng Wang. Outline of the talk. Introduction Models Definition of Green’s functions Relation to transport (heat current) Applications 1D chain and nanotubes Transient problem Disordered systems. - PowerPoint PPT Presentation

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Nonequilibrium Green’s Function Method for Thermal

Transport

Jian-Sheng Wang

Xian Symposium 2010 2

Outline of the talk• Introduction

• Models

• Definition of Green’s functions

• Relation to transport (heat current)

• Applications

•1D chain and nanotubes

•Transient problem

•Disordered systems

3

Fourier’s law for heat conduction

T J

Fourier, Jean Baptiste Joseph, Baron (1768-1830)

[ ] ( ) i tf f t e dt

4

Thermal conductance

,

L RI T T

LI SJ

S

5

Experimental report of Z Wang et al (2007)

The experimentally measured thermal conductance is 50pW/K for alkane chains at 1000K. From Z Wang et al, Science 317, 787 (2007).

6

“Universal” thermal conductance in the low temperature limit

Rego & Kirczenow, PRL 81, 232 (1998).

M = 1

h

TkM B

3

22

7

Schwab et al experiments

From K Schwab, E A Henriksen, J M Worlock and M L Roukes, Nature, 404, 974 (2000).

Xian Symposium 2010 8

Models

Ck

Cj

ijk

Ciijkn

jCCTaC

TT

nRCLC

RCL

uuuTH

uuuVuH

RCLxmuuKuuuH

HHHHHHH

3

1

,

,,,,2

1

2

1

Left Lead, TL

Right Lead, TR

Junction

Xian Symposium 2010 9

Force constant matrix

RR

RRR

RR

RC

CRCCL

LC

LL

LL

L

kk

kkk

kk

V

VKV

V

kk

kk

k

1110

011110

0100

1110

0100

01

0

0

0

0

0

0

KR

Xian Symposium 2010 10

Definitions of Green’s functions

• Greater/lesser Green’s function

• Time-ordered/anti-time ordered Green’s function

• Retarded/advanced Green’s function

)()'()',(,)'()()',( tutui

ttGtutui

ttG jkjkkjjk

)',()'()',()'()',(

),',()'()',()'()',(

ttGttttGttttG

ttGttttGttttGt

t

GGttttG

GGttttGa

r

)'()',(

,)'()',(

Xian Symposium 2010 11

Contour-ordered Green’s function

( )

0 , , '

( , ') ( ) ( ')

Tr ( ) C

jk C j k

iH d

C j k

iG T u u

t T u u e

t0

τ’

τ

Contour order: the operators earlier on the contour are to the right.

Xian Symposium 2010 12

Relation to other Green’s function

t

t

GGGG

GGGG

GG

GGttGG

itt

,

,

or)',()',(

0,,or),,(

'

t0

τ’

τ

Xian Symposium 2010 13

Equations for Green’s functions

0)',()',(

)'()',()',(

)'()',()',(

)'()',()',(

)',()',()',(

,,2

2

2

2

,,,,2

2

'''

2

2

2

2

ttGKttGt

IttttGKttGt

IttttGKttGt

IttttGKttGt

IGKG

tt

tartar

Xian Symposium 2010 14

Solution for Green’s functions

2, , , ,

2

2 , , , ,

1, , 2

12

( , ') ( , ') ( ')

using Fourier transform:

[ ] [ ]

[ ] ( ) ( )

[ ] [ ] ( ) , 0

( ),

r a t r a t

r a t r a t

r a t

r a

r a

t r

G t t KG t t t t It

G KG I

G I K c K d K

G G i I K

G f G G G e G

G G G

c and d can be fixed by initial/boundary condition.

Xian Symposium 2010 15

Contour-ordered Green’s function

C

In

C

dHi

Ik

IjCI

dHi

kjC

kjjk

euuT

euuTt

uui

G

)(

)(

',,0

)'()(Tr

)(Tr

)'()()',(

t0

τ’

τ

Xian Symposium 2010 16

Perturbative expansion of contour ordered Green’s function

)'()()()()()()()(

em)Wick theor(

)()()()()()()'()(...)',(

)()()(),,(3

1

)()()(),,(3

1)'()()'()(

)()()(1)'()(

)'()()',(

463521

6543210

654654654

321321321

3

2211

2

11

'')''(

koCqnCpmCljC

qponmlkjCjk

opqqpoopq

lmnnmllmnkjCkjC

nnnkjC

dHi

kjCjk

uuTuuTuuTuuT

uuuuuuuuTG

ddduuuT

ddduuuTuuTi

uuTi

dHdHi

dHi

uuTi

euuTi

Gn

Xian Symposium 2010

General expansion rule

1 2 1 2

0

1 2 1 2

( , ')

( , , )

( , , , ) ( ) ( ) ( )n n

ijk i j k

j j j n C j j j n

G

T

iG T u u u

Single line

3-line vertex

n-double line vertex

Xian Symposium 2010 18

Diagrammatic representation of the expansion

21221100 )',(),(),()',()',( ddGGGG n

= + 2i + 2i

+ 2i

= +

Xian Symposium 2010 19

Explicit expression for self-energy

' ' ', 0, 0,

'' '' '', ' 0, 0,

, ''

4

'[ ] 2 [ '] [ ']

2

'2 '' [0] [ ']

2

( )

n jk jlm rsk lr mslmrs

jkl mrs lm rslmrs

ijk

di T T G G

di T T G G

O T

Xian Symposium 2010

Junction system• Three types of Green’s functions:

• g for isolated systems when leads and centre are decoupled• G0 for ballistic system• G for full nonlinear system

t = 0

t = −

HL+HC+HR

HL+HC+HR +V

HL+HC+HR +V +Hn

g

G0

G

Governing Hamiltonians

Green’s function

Equilibrium at Tα

Nonequilibrium steady state established

Xian Symposium 2010

Three regions

RCLuuTi

G

uu

u

u

u

u

u

u

TC

CL

L

L

R

C

L

,,,,)'()()',(

,, 2

1

Xian Symposium 2010 22

Dyson equations and solution

an

r

aan

rn

ran

r

rn

rr

ar

rCr

n

RCR

CRLCL

CLCC

GG

GIGGIGGG

GG

GGG

KIiG

GGGG

VgVVgVGggG

)(

)()(

,)(

0,)(

,

0

110

000

120

00

00

Xian Symposium 2010 23

Energy current

1Tr [ ]

2

1Tr [ ] [ ] [ ] [ ]

2

T LCLL L C

LCCL

r aCC L CC L

dHI u V u

dt

V G d

G G d

Xian Symposium 2010 24

Caroli formula

0

1Tr

2

,2

,

( )

r aLL CC L CC R L R

r a

L RL

r aL L R R

a r r aL R

dHI G G f f d

dt

i

I II

G G G i f f

G G iG G

Xian Symposium 2010 25

Ballistic transport in a 1D chain• Force constants

• Equation of motion

k

kkk

kkkk

kkkk

k

K

00

20

2

02

0

0

0

0

1 0 1(2 ) , , 1,0,1, 2,j j j ju ku k k u ku j

Xian Symposium 2010 26

Solution of g• Surface Green’s function

2

0

0

0

0

1 20

( ) , 0

2 0

2 0

0 2

0 0

, 0,1,2, ,

(( ) 2 ) / 0, | | 1

RR

R

jRj

i K g I

k k k

k k k kK

k k k k

k

g jk

i k k k

Xian Symposium 2010 27

Lead self energy and transmission

2 1

| |

1

20 0

0 0

0 0 0 0

0 0 0

0 0 0

( ) ,

1, 4[ ] Tr

0, otherwise

L

r CL R

j krjk

r aL R

k

G K

Gk

k k kT G G

T[ω]

ω

1

Xian Symposium 2010 28

Heat current and conductance, Landauer formula

max

min

0

2 2

0

[ ]2

1lim ,

2 1

, 0, 03

L R

L L R

L

T TL R

B

dI T f f

I f df

T T T e

k TT k

h

Xian Symposium 2010 29

Carbon nanotube, nonlinear effect

The transmissions in a one-unit-cell carbon nanotube junction of (8,0) at 300K. From J-S Wang, J Wang, N Zeng, Phys. Rev. B 74, 033408 (2006).

Xian Symposium 2010 30

Transient problems

1 2

0

0

0

,1 2

2

, 0( )

, 0

( , )( ) Im

L R

T LRL R

RL

L

t t t

H H H

H tH t

H u V u t

G t tI t k

t

Xian Symposium 2010 31

Dyson equation on contour from 0 to t

1 1 1

1 2 1 1 2 2,

( , ') ( ) ( ')

( ) ( ) ( ')

RL R RL L

C

R RL L LR RL

C C

G d g V g

d d g V g V G

Contour C

Xian Symposium 2010 32

Transient thermal current

The time-dependent current when the missing spring is suddenly connected. (a) current flow out of left lead, (b) out of right lead. Dots are what predicted from Landauer formula. T=300K, k =0.625 eV/(Å2u) with a small onsite k0=0.1k. From E. C. Cuansing and J.-S. Wang, Phys. Rev. B 81, 052302 (2010). See also PRE 82, 021116 (2010).

Treatment of mass disorder

Instead of massive efforts required in brute force calculations, configuration averaging of disordered systems can be efficiently handled in a self-consistent manner by setting up the phonon version of nonequilibrium vertex correction (NVC) theory.

Generate configuration randomly, and compute the transmission of each, and average the results.

Brute Force

Generate a configuration, but treat mass matrix as a variable

Constitute two self-consistent equations to solve effective mass

We have the statistically averaged thermal properties

Coherent Potential Approximation

2( ) ( )( )

[ ] ( ) ( )

h r ds s s s s s

r a r aL R L NVC R

M M M M G M M i

T Tr G G Tr G G

, , , ,, , '

, , '

Q Q r r a Q a Q Q r r a Q aNVC s s s L s s s NVC s s

Q h d Q h d s s

C t G G t C t G G t

N

Results for disordered systems

Results:1. The accuracy of this theory is then tested with Monte Carlo experiments on one-dimensional

disordered harmonic chains, the early proposed power law form of thermal conductivity has been recovered and we also indicate the possibility of varying the exponent for larger system size.

2. Anomalous thermal transport has been shown and also, we observe the transition between different transport regimes due to the scattering of phonons by impurities.

3. This method of considering mass disorder can also be extended to include force constant disorder.

X. Ni, M. L. Leek, J.-S. Wang, Y. P. Feng, and B. Li, ``Anomalous thermal transport in disordered harmonic chains and carbon nanotubes,'' submitting.

nanotubes1D chains

Xian Symposium 2010 35

Summary

• The contour ordered Green’s function is the essential ingredient for NEGF

• NEGF is most easily applied to ballistic systems, for both steady states, transient time-dependent problems, and mass disordered systems

• Nonlinear problems are still hard to work with

Thank you

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