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English 306A; Harris 1

Pragmatics

Interpersonal functionAustinian Speech ActsGricean Conversational Maxims

English 306A; Harris 2

Speech acts

Sam-I-Am’sbeen here.

I can’t find any whisky!

Conversational maxims

English 306A; Harris 3

Meaning

SemanticsPropositionsTruth/falsityContext-freeLanguage-in-vitro

PragmaticsUtterancesAppropriatenessContext-dependentLanguage-in-vivo

English 306A; Harris 4

Functions

Ideational function:What does “The cat is on the mat” mean as an

expression in the system of English?How?

Denotation, truth conditions, event schemata, semantic roles, …

Interpersonal function:What does “The cat is on the mat” mean to hearer X,

when said by speaker Y, in context Z?How?

Speech acts, conversational maxims, face principles, deixis, …

English 306A; Harris 5

Functions

Ideational function:What does “The cat is on the mat” mean as an

expression in the system of English?How?

Denotation, truth conditions, event schemata, semantic roles, …

Interpersonal function:What does “The cat is on the mat” mean to hearer X,

when said by speaker Y, in context Z?How?

Speech acts, conversational maxims, face principles, deixis, …

English 306A; Harris 6

Ideational function

What we’ve been studying to this point:Language from the perspective of encoding ideas, and the mechanics of transmitting those ideas, within the system of a language.

English 306A; Harris 7

Interpersonal function

Language from the perspective of making and maintaining human contact, so we can coöperate, negotiate, decide, get along, build bridges, and generally function as social animals.

English 306A; Harris 8

Interpersonal function

A supplement to the ideational function—not a substitute—but a crucial supplement.

The ideational function is necessary, but not sufficient.

English 306A; Harris 9

Phatic communionsocial contact

Communicativemental contact

Interpersonal function

English 306A; Harris 10

Interpersonal function

Phatic

The use of language to establish or maintain social relations

Sam!

English 306A; Harris 11

Phatic

Utterances whose chief function is to establish or maintain contact; much like canine gluteus-maximus reciprocal olfactory analysis.

Hi, Hello, yo, …How are you, How’s it going,

How’s it hanging, …Live long and prosper, Keep

on truckin, Keep it real, …Nice weather, Cold enough

for you?, Hope the rain don’t hurt the rhubarb, ….

English 306A; Harris 12

Interpersonal function

Communicative

The use of language to encode and transmit intentions

I will try them. You will see.

English 306A; Harris 13

Interpersonal function

Communicative

The use of language to encode and transmit intentions

I will try them. You will see.

English 306A; Harris 14

Interpersonal function

Communicative

The use of language to encode and transmit intentions

Take, for instance, the utterance, If you will let me be, I will try them. You will see.

Ideationally, it’s just a pair of propositions.

Communicatively, it’s a surrender, a capitulation, a collapse of my resolve, and a prediction that I won’t like

your damn viridescent chow!

English 306A; Harris 15

Communicative

Utterances whose chief function is to share mental contents

InformationAttitudesWorldviews

The cat is on the mat.Homer eats crap.Huh?Try them, try them, and you

may, I say.My kingdom for a horse. Please put the lid back

down.Put the F&^#ing lid down!e = mc2

English 306A; Harris 16

Phatic and Communicative

=Sam!If you will letme be, I will try them. You will see.

English 306A; Harris 17

Phatic and Communicative

Every utterance has both phatic and communicative dimensions.

English 306A; Harris 18

Speech Acts & Conversational Maxims

J. L. AustinPeople do things with words beyond asserting truth. We act through speech.

H.P. GriceThe way people coordinate their speech is very intricate. We follow maxims.

English 306A; Harris 19

English 306A; Harris 20

Speech acts

Locutionthe utterance of a sentence with specific denotation

Illocutionthe making of a statement, offer, promise, …

Perlocutionthe bringing about of effects on the audience by means of uttering a sentence (persuading, entertaining, scaring, …)

English 306A; Harris 21

Locutionthe utterance of a sentence with specific denotation

Illocutionthe making of a statement, offer, promise, …

Perlocutionthe bringing about of effects on the audience by means of uttering a sentence (persuading, entertaining, scaring, …)

Speech acts

English 306A; Harris 22

Locutionthe utterance of a sentence with specific denotation

Illocution= the speech act

Perlocutionthe bringing about of effects on the audience by means of uttering a sentence (persuading, entertaining, scaring, …)

Speech acts

English 306A; Harris 23

Illocutions/Speech Acts

pronouncement

pronouncement

statement

confirmation

despisement

(iconic statement)

Felicity Conditions

English 306A; Harris 24

despisement

The physical and social conditions under which a speech act can be performed

Illocutions/Speech Acts

Felicity Conditions

English 306A; Harris 25

The physical and social conditions under which a speech act can be performed

I christen thee “The Good

Ship Lollypop”!

Felicity Conditions

English 306A; Harris 26

Acts through speech

Offer, decline, accept, promise, bet, warn, threaten, suggest, advise, declare, marry, christen, compliment, insult, joke, …

Felicity conditions: appropriate intentions; appropriate circumstances; appropriate actions.

Try them! Try them! Try them and you may I

say!

Sam!If you will let me be, I will try them. You will

see.

English 306A; Harris 27

Categories of speech acts(Dirven and Verspoor, Table 1, chapter 7)

Ritualized social circumstances (thank someone when something has been exchanged, sentence at termination of trial, pronunciation of marriage,…); utterance primarily constitutes act.

Communicate, or request communication of information (assert facts, question truth of facts, solicit the completion of an assertion, …); utterance primarily engages in trafficing information.

Commit self or solicit others to do something (offer assistance, request favour, make a bet, …); utterance primarily concerns future conduct.

Constitutive

Informative

Obligative

English 306A; Harris 28

Communicate, or request communication of information (assert facts, question truth of facts, solicit the completion of an assertion, …); utterance primarily engages in trafficing information.

Commit self or solicit others to do something (offer assistance, request favour, make a bet, …); utterance primarily concerns future conduct.

Categories of speech acts(Dirven and Verspoor, Table 1, chapter 7)

Expressive

Declarative

thanking, apologizing, …

sentencing, pronouncing, …Constitutive

Informative

Obligative

English 306A; Harris 29

Commit self or solicit others to do something (offer assistance, request favour, make a bet, …); utterance primarily concerns future conduct.

Categories of speech acts(Dirven and Verspoor, Table 1, chapter 7)

Expressive

Declarative

Assertive

Interrogative

thanking, apologizing, …

sentencing, pronouncing, …

asserting, describing, …

asking

Constitutive

Informative

Obligative

English 306A; Harris 30

Final Exam

7:30 - 10:00 PM!

Thursday

16 December

RCH 305

English 306A University of Waterloo Final Examination

FALL TERM 2010

Student Name ____ ____ ____ _______ ____ ____ _______ __ ____ ____ __ Student ID Number ____ ____ ____ _______ ____ ____ _______ __ ____ ____ __

Course Number English 306A Course Title Introduction to Linguistics Section 01 Held With Course(s) Section(s) of Held With Courses(s)

n/a n/a

I nstructor Randy Harris

Date of Exam Thursday, 16 December 10 Time Period 7:30 PM - 10:00 PM Duration of Exam Two and a half hours Number of Exam Pages (including this cover sheet)

1

Exam Type Final

Format

multiple-choice true-false extra-credit short answer

Worth 50 % of course grade

Additional Materials Allowed None

Marking scheme

Section I Extra-credit Section II 60 % 10 40 %

30 questions 1 Event Schemata Analysis 40 questions

1% each right answer 2% each right answer

10 for fully correct analysis; partial marks for correct role- assignments. - 0.5 % each wrong answer

English 306A; Harris 31

Your 306A Grade

Greater of (M1 + M2 + F) OR Fi.e., 100% Final, if it helps

English 306A; Harris 32

Categories of speech acts(Dirven and Verspoor, Table 1, chapter 7)

Expressive

Declarative

Assertive

Interrogative

Directive

Commissive

thanking, apologizing, …

sentencing, pronouncing, …

asserting, describing, …

asking

requesting, ordering, …

promising, offering, …

Constitutive

Informative

Obligative

English 306A; Harris 33

Acts through speech

Speech acts: offer, decline, accept, promise, bet, warn, threaten, suggest, advise, declare, marry, christen, compliment, insult, joke, …

Felicity conditions: appropriate intentions; appropriate circumstances; appropriate actions.

English 306A; Harris 34

H. P. Grice

English 306A; Harris 35

How to talk

Make your conversational contribution such as is required, at the stage at which it occurs, by the accepted purpose or direction of the talk-exchange in which you are engaged.

English 306A; Harris 36

How to talk

Coöperate.

English 306A; Harris 37

How we do, in fact, talk

Coöperate.

English 306A; Harris 38

And how we listen, too

Coöperate.

English 306A; Harris 39

Relation

Quality

Quantity

Manner

Be relevant.

Be truthful.

Be sufficient (but not prolix).

Be perspicacious.

How to talk, more specifically

Grice’s Maxims

English 306A; Harris 40

How to talk and interpret; conversational implicature

Grice’s MaximsNot moral or social injunctions

Empirically derived principles

Maxims that people naturally follow, and generally expect others to follow

To speak

To understand (conversational implicature)

Observable mostly in violation

English 306A; Harris 41

Maxim of relationIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Be relevant.A1: Yep, there’s a gas station at

King and Weber. [closed]A2: Nope, you’ll have to go all

the way to Erb Street; everything’s closed around here because of the anthrax scare.

English 306A; Harris 42

Maxim of qualityIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Be truthful.Say what you believe

to be true.Don’t say what you

believe to be false.

English 306A; Harris 43

Maxim of qualityIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Be truthful.Say what you believe to

be true.Don’t say what you

believe to be false.A1: Nope. [ommitting that

there is gas bar at the Canadian Tire.]

A2: Well, there’s a gas bar, if you just need some gas.

English 306A; Harris 44

Maxim of qualityIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Be truthful.Say what you believe to

be true.Don’t say what you

believe to be false.A1: Nope. [false; there is one]A2: Yep, two lights up on the

left there’s a new Petrosaurus Station.

English 306A; Harris 45

Maxim of quantityIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Provide enough informationBut not too muchA1: Yep.A2: Sure, King and Erb.A3: Yep, King and Erb.

They have a sale ongumboots at the hardware store across the street from it, too.

English 306A; Harris 46

Maxim(s) of mannerIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Be clearDon’t be obscureDon’t be ambiguousBe briefBe orderly

English 306A; Harris 47

Maxim(s) of mannerIs there a gas station around here?

(=Tell me where I can get gas. I need it and I’m a stranger.)

Be clearYes. Somewhere near the

theatre. Don’t be obscureDon’t be ambiguousBe briefBe orderly

English 306A; Harris 48

Be clearDon’t be obscure

Yep. Next to the old Smith place.

Don’t be ambiguousBe briefBe orderly

Maxim(s) of mannerIs there a gas station around here?

(=Do you know where I can get some gas? I’m a stranger)

English 306A; Harris 49

Be clearDon’t be obscureDon’t be ambiguous

Maybe there is, maybe there isn’t.

Be briefBe orderly

Maxim(s) of mannerIs there a gas station around here?

(=Do you know where I can get some gas? I’m a stranger)

English 306A; Harris 50

Be clearDon’t be obscureDon’t be ambiguousBe brief

Sure quite a few. I know where every gas station built in the KW area since the Great War was located. First, there was the Ollie Petrie Service Station at the corner of …

Be orderly

Maxim(s) of mannerIs there a gas station around here?

(=Do you know where I can get some gas? I’m a stranger)

English 306A; Harris 51

Be clearDon’t be obscureDon’t be ambiguousBe briefBe orderly

Sure. At Erb, turn right off King. To get to King, take Westmount, and turn left when you get there. Before that, go three lights down University and turn left at Westmount. First, however, …

Maxim(s) of mannerIs there a gas station around here?

(=Do you know where I can get some gas? I’m a stranger)

English 306A; Harris 52

[T]hough some maxim is violated at the level of what is said, the hearer is entitled to assume that that maxim, or at least the overall cooperative principle, is observed at the level of what is implicated.

How to listen(Conversational implicature)

English 306A; Harris 53

Grice’s Maxims

The important point:

Grice charted the many, many ways we coordinate our speech to each other’s needs and expectations.

English 306A; Harris 54

Intention; figuration

All language dialogic (conversational).Grice’s maxims form a baseline of expectations.Figures of thought (tropes) function by violating

maxims, deviating from baseline.The ‘first reading’ doesn’t make sense, so hearers

figure out the speaker’s intention--not what the utterance means, but what the speaker means by that utterance.

English 306A; Harris 55

Metonymy

English 306A; Harris 56

Metonymy

Violates quality

English 306A; Harris 57

Metonymy

Violates quality

Satisfies relation,quantity, manner

English 306A; Harris 58

Metaphor

My love is red, red rose.

English 306A; Harris 59

Metaphor

My love is red, red rose.

Violates quality

English 306A; Harris 60

Metaphor

Violates quality

Satisfies relation,quantity, manner

My love is red, red rose.

English 306A; Harris 61

Repetitio

My love is red, red rose.

Violates manner(brevity)

Satisfies relation,quantity, quality

English 306A; Harris 62

Polyptoton

Violates manner(brevity)

Satisfies relation,quantity, quality

English 306A; Harris 63

Polyptoton

Violates manner(brevity)

Satisfies relation,quantity, quality

English 306A; Harris 64

Irony

Lovely day!

English 306A; Harris 65

Irony

Lovely day!

Violates quality

English 306A; Harris 66

Irony

Violates quality

Satisfies relation,quantity, manner

Lovely day!

English 306A; Harris 67

Paronomasia

English 306A; Harris 68

Paronomasia

Violates manner(clarity)

English 306A; Harris 69

Paronomasia

Violates manner(clarity)

Satisfies relation,quantity, quality

English 306A; Harris 70

Now, for the high-brow stuff

Polonius:

What do you read, my lord?

Hamlet

English 306A; Harris 71

Now, for the high-brow stuff

Polonius:

What do you read, my lord?

Hamlet

Words, words, words.

English 306A; Harris 72

Now, for the high-brow stuff

Polonius:What do you read, my lord?

Hamlet

Words, words, words.

Violates quantity and relation

(Satisfies quality and mostly manner)

English 306A; Harris 73

Now, for the high-brow stuff

Polonius:What is the matter, my lord?

Hamlet

English 306A; Harris 74

Now, for the high-brow stuff

Polonius:What is the matter, my lord?

Hamlet

Between whom?

English 306A; Harris 75

Now, for the high-brow stuff

Polonius:What is the matter, my lord?

Hamlet

Between whom?

Violates relation

(satisfies quantity, manner, … quality?)

English 306A; Harris 76

Slanders, sir; for the satirical rogue says here that old men have grey

beards, that their faces are wrinkled, their eyes purging thick amber and plumtree gum, and that they have

plentiful lack of wit, together with most weak hams; all of which though I most powerfully and potently believe, yet I hold it not honesty to have set it thus

down, for yourself, sir, shall grow old as I am, if like a crab you could go

backward.

Now, for the high-brow stuff

Polonius:I mean the matter that you

read, my lord.

Hamlet

English 306A; Harris 77

Slanders, sir; for the satirical rogue says here that old men have grey

beards, that their faces are wrinkled, their eyes purging thick amber and plumtree gum, and that they have

plentiful lack of wit, together with most weak hams; all of which though I most powerfully and potently believe, yet I hold it not honesty to have set it thus

down, for yourself, sir, shall grow old as I am, if like a crab you could go

backward.

Now, for the high-brow stuff

Polonius:I mean the matter that you

read, my lord.

Hamlet

Violates

quantity

English 306A; Harris 78

Slanders, sir; for the satirical rogue says here that old men have grey

beards, that their faces are wrinkled, their eyes purging thick amber and plumtree gum, and that they have

plentiful lack of wit, together with most weak hams; all of which though I most powerfully and potently believe, yet I hold it not honesty to have set it thus

down, for yourself, sir, shall grow old as I am, if like a crab you could go

backward.

Now, for the high-brow stuff

Polonius:I mean the matter that you

read, my lord.

Hamlet

Violates

relation

English 306A; Harris 79

Slanders, sir; for the satirical rogue says here that old men have grey

beards, that their faces are wrinkled, their eyes purging thick amber and plumtree gum, and that they have

plentiful lack of wit, together with most weak hams; all of which though I most powerfully and potently believe, yet I hold it not honesty to have set it thus

down, for yourself, sir, shall grow old as I am, if like a crab you could go

backward.

Now, for the high-brow stuff

Polonius:I mean the matter that you

read, my lord.

Hamlet

Violates

manner

(clarit

y, brevity

, orderlin

ess)

English 306A; Harris 80

Slanders, sir; for the satirical rogue says here that old men have grey

beards, that their faces are wrinkled, their eyes purging thick amber and plumtree gum, and that they have

plentiful lack of wit, together with most weak hams; all of which though I most powerfully and potently believe, yet I hold it not honesty to have set it thus

down, for yourself, sir, shall grow old as I am, if like a crab you could go

backward.

Now, for the high-brow stuff

Polonius:I mean the matter that you

read, my lord.

HamletQuality

?

English 306A; Harris 81

Now, for the high-brow stuff

Hamlet

English 306A; Harris 82

I ask to be, or not to be.That is the question, I ask of me.This sullied life, it makes me shudder.My uncle's boffing dear, sweet mother.Would I, could I take my life?Could I, should I, end this strife?Should I jump out of a plane?Or throw myself before a train?Should I from a cliff just leap?Could I put myself to sleep?…To sleep, to dream, now there's the rub.I could drop a toaster in my tub.

Hamlet

English 306A; Harris 83

Pragmatics

Interpersonal functionPhatic and Communicative

Speech actsInformative, Constitutive, and Obligative

Grice’s MaximsThe coöperative principle (and its ramifications)Speaking and understanding (conversational

implicature)

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