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Elements of Modern X-ray Physics

Des McMorrow London Centre for Nanotechnology

University College London

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

About this course

“To explain the physics underlying the production and exploitation of X-rays with emphasis on application in

condensed matter and materials physics”

1. Sources of X-rays

2. X-rays and their interaction with matter: scattering

3. Case studies

4. X-ray imaging 4. X-ray imaging

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray imaging About this lecture

1.  Introduction: contact region, the near and far fields

2.  Absorption contrast imaging -  Radiography and tomography -  Microscopy

3.  Phase contrast imaging -  Free-space propagation -  Grating interferometry

4.  Coherent diffraction imaging -  Coherent beams and speckle patterns -  Phase retrieval via oversampling

5.  Holography

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Why X-ray imaging? Advantages for real space imaging

1.  Imaging contrast:

Refractive index n=1-δ+iβ β<δ<<1 charge, magnetic, orbital….

2.  Penetrative power:

3. Spatial resolution:

4. Temporal resolution:

< 100 fs @ XFELs

5. Coherence: Holography, Lensless imaging

σ abs ∝ (ω )−3 Z 4

λx−rays λlight

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

From the near to the far field Fresnel and Fraunhofer diffraction

P and O illuminated by an incident planewave radiate outgoing circular waves detected at D

In the far-field limit (Fraunhofer diffraction)the phase difference is Q ⋅r = − ′k ⋅rIn the near field (Fresnel diffraction) must allowfor shortening of path length difference byΔ = O ′F − OF = R − Rcosψ ≈ a2 / (2R)

Expect far-field limit to apply when λ<<Δ

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

The contact, Fresnel and Fraunhofer regions

5 micron disks red: absorption only

blue: phase only

Image courtesy of Timm Weitkamp

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Relationship between scattering and refraction

��

Refractive index n = 1−δ + iβ

δ = ( f 0(0) + ′�f ) 2πρar0

k 2

β = − ′�′�f 2πρar0

k 2

⎛�⎝�⎜�

⎞�⎠�⎟�

��

Resonant scattering f (Q,ω ) = f 0(Q) + ′�f (ω ) + i ′�′�f (ω )

Scattering and refraction: different ways of understanding the same phenomena

Rayleigh scattering Visible light

Thomson scattering X-rays

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Relationship scattering, refraction and absorption

n = 1− δ + iβ δ =2πρa ( f 0 (0) + ′f )r0

k 2

⎝⎜⎞

⎠⎟ β = −

2πρa ′′f r0

k 2

⎛⎝⎜

⎞⎠⎟

Absorption coefficient µ defined by I = I0e−µz and

absorption cross-section σ a = µ / ρa

′′f = − k 2

2πρar0

⎝⎜⎞

⎠⎟ µ

2k= − k

4πr0

⎝⎜⎞

⎠⎟σ a

Absorption is proportional to the imaginary part ofthe forward scattering amplitude (Optical Theorem)

⎛ ⎞ ⎛

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray absorption edges Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Absorption contrast imaging Computer axial tomography (CAT)

Brain courtesy of Mikael Haggstrom

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

The Radon transform R(θ,x’)

The line integral of the absorption coefficient can be determined from the ratio I0/I.

The Radon transform is the line integral evaluated at a specific viewing angle θ as a function of the coordinate x’ perpendicular to the direction of viewing.

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Fourier slice theorem Image reconstruction from the Radon transform

FT FT

IFT

Fourier slice

theorem Radon transform

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Example of image reconstruction from the Radon transform Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

CAT Three dimensional image reconstruction

Commercial, fully automated, desktop systems with resolution < 10 microns available from

various companies

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray Microscopy Mirrors and Refractive Lenses

Due to absorption, refractive lenses operate efficiently above 10 keV

For X-rays, n<1 which implies total external reflection for angles below

a critical angle of order 0.1 degrees

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray lenses The ideal shape Applying Fermat’s Theorem

to optical path lengths

leads to

c.f. equation of an ellipse

Hence

and

Therefore

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray Fresnel zone plates Kinoform

Performance of lens is insensitive to relative change in the optical path length by an integer number of wavelengths

For X-rays Λ~10-100µm.

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray Fresnel zone plates Binary approximation

Zone radius:

Outermost zone width:

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray Fresnel zone plates Spatial resolution

Rayleigh Criterion

The resolution of a FZP depends on the width of the outermost zone

State-of-the-art is around 15 nm

Image courtesy of Christian David

Si FZP ΔrM=30 nm

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray Absorption Microscopy FZP based scanning and full-field transmission microscopes

Magnification

M=dO-D/dS-O

>1,000

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray Absorption Microscopy Imaging of biological materials

The water window

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray Absorption Microscopy Cell division in a unicellular yeast

Image courtesy of Carolyn Larabell

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray Magnetic Circular Dichroism (XMCD) Photon polarization dependent absorption

Dipole selection rules Δl=±1 ΔS=0

Conservation of angular momentum and Pauli exclusion principle produce different absorptions of left and right circular polarized light

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Image courtesy of Jo Stohr

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray Magnetic Circular Dichroism (XMCD) Sum rules for transitions to 3d states

Iron thin films, Chen et al. PRL (1995)

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Image courtesy of Jo Stohr

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Image courtesy of Jo Stohr

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray magnetic microscopy STXM

Image courtesy of Jo Stohr

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

a) LaFeO3 layer b) Co layer

dark

light

light

medium

dark

770 775 780 785 790 795 800

Nor

mal

ized

Inte

nsity

(a.u

.)

Photon Energy (eV) 705 710 715 720 725 730

Nor

mal

ized

Inte

nsity

(a.u

.)

Photon Energy (eV)

2 µm

Nolting et al., Nature 405, 767 (2000) Alignment of Ferromagnetic by Antiferromagnetic Domains

10A Pt 12A Co LaFeO3(100)

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Phase contrast imaging

n=1-δ+iβ

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Phase contrast imaging The phase of the wave is: While the direction of propagation is:

Angular deviation perpendicular to beam:

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Phase contrast imaging

Depends on being able to determine the deflection angle α accurately.

Essentially three methods:

1.  Free-space propagation

2.  Interferometric techniques

3.  Analyser crystals

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Phase contrast imaging Free-space propagation

Beam displacement encodes information on the phase gradient perpendicular to the optical axis

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Phase contrast imaging Example of free-space propagation

Etched silicon (100) wafer

Images courtesy of Martin Bech and Torben Jensen

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Phase contrast imaging Free space propagation

Blood cell infected with malaria parasite

Images courtesy of Martin Bech, Martin Dierolf and Torben Jensen

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Phase contrast imaging Grating interferometry

David et al. (2002), Momose et al. (2003), Weitkamp et al. (2006), Pfeiffer et al. (2006)

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Phase contrast imaging Grating interferometry

grating period p1 Wavevector:

For

we have

Propagated wave

Transverse to optical axis, expect periodic wavefield with kx=2π/p

Talbot length

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Phase contrast imaging Grating interferometry

G2 period p1/2

Resolution determined by pixel size, currently around 10 microns

No sample

With sample

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Phase contrast imaging Grating interferometry

Absorption contrast

Differential phase

contrast

“Dark field” (scattering)

Water Sugar

Fringe Visibility

Images courtesy of Franz Pfeiffer and Martin Bech

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Phase contrast imaging Grating interferometry

Absorption contrast

Differential phase

contrast “Dark field” (scattering)

Images courtesy of Franz Pfeiffer and Martin Bech

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Phase contrast imaging Grating interferometry

Images courtesy of Franz Pfeiffer

“Pictures of the Future” Siemens Magazine for Research and innovation

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

The Phase Problem

Measure intensity in a scattering experiment

and it appears that all information on phase is lost.

I = F

2, F = f j

j∑ eiQ⋅rj

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Transverse Coherence Length Sources have a finite size and produce divergent waves

Monochromatic waves are in phase at P, and again after a distance 2LT

∴2LTΔθ = λ with Δθ = D / R

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Longitudinal Coherence Length Sources are not perfectly monochromatic

��

Nλ = (N +1)(λ − Δλ)

⇒ N ≈λΔλ

��

2LL = Nλ

��

Can also define coherence time t0 = LL /c

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Photon Degeneracy Δc Photon degeneracy:

The number of photons per eigenstate of the photon field. This is equivalent to the number of photons in a coherence volume.

The photon degeneracy can be calculated from the brilliance:

��

Thus we have Δ c ∝ B × t0 × ΔΩtr × AS ×Δνν

B : brilliance; t0 : coherence time ≈ 1/Δν; AS : source area

ΔΩtr : solid angle subtended by tranverse coherence area ≈ (LT )2

R2 ≈1R2

λ2R2

D2 =λ2

AS

Δνν

: bandwidth

Δ c ∝Bλ3

c Δ c ∝

Bλ3λ3λc

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Photon Degeneracy Δc Comparison of different sources

P. Guertler, HASYLAB

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Imaging using coherent X-rays Speckle patterns

single spherical particle

SAXS thought experiment

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Imaging using coherent X-rays Time average scattering and instantaneous speckle

SAXS from dilute suspension of 500 nm silica spheres

Coherent beam illumination, average of 200 exposures

Data courtesy of Anders Madsen

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray photon-correlation spectroscopy (XPCS) Direct measurement of antiferromagnetic domain fluctuations

Shpyrko et al. Nature (2007)

Chromium: SDW below TN=311 K CDW induced at TN

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray photon-correlation spectroscopy (XPCS) Direct measurement of antiferromagnetic domain fluctuations

Shpyrko et al. Nature (2007)

Time dependent speckle reveals information on the domain dynamics

(200)

(200) static

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray photon-correlation spectroscopy (XPCS) Direct measurement of antiferromagnetic domain fluctuations

Shpyrko et al. Nature (2007) Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray photon-correlation spectroscopy (XPCS) Direct measurement of antiferromagnetic domain fluctuations

Shpyrko et al. Nature (2007)

Temperature dependent domain wall dynamics

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Coherent diffraction imaging Phase retrieval via oversampling

Three critical factors allow the phase problem to be overcome by illuminating a finite size object of size L3 with a coherent beam (Sayre, 1980):

• Diffraction pattern is extended in reciprocal space over volume ~1/L3

• Can sample the diffraction pattern with resolution better than 1/L • Phases can be recovered by iterative numerical procedure (Fienup, 1982)

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Coherent diffraction imaging Phase retrieval via oversampling

Example of real space constraint: auto-correlation function is a measure of the sample size

and can be obtained by the FT of the intensity

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Coherent Diffraction Imaging Phase retrieval via oversampling Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Coherent diffraction imaging Reconstruction of three dimensional electron density

First demonstrated by Miao et al., Nature(1999 ) for a non-crystalline sample Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Coherent diffraction imaging Reconstruction of three dimensional electron density of a crystal

Data courtesy of Ian Robinson

Real space resolution limited by inverse of maximum Q sampled.

Currently around 30 nm

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray Holography Eisebitt et al. Nature (2004)

Image courtesy of Jo Stohr

• Image produced by interference between object and reference beams • X-ray resonant magnetic scattering at Co L3 edge • Fourier transform holography – record interference pattern in far-field limit

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray holography Fourier transform holography

In the far-field limit the intensity can be simply calculated as:

auto-correlations cross-correlations

If reference and object beams are spatially offset, then cross-correlation and auto-correlations terms are offset when the diffraction pattern is Fourier transformed.

From the convolution theorem, the FT of the cross-correlation term is the convolution of the FT of AR(Q) and AO(Q). In the case that the reference hole is small it may be represented as a delta function, and the convolution integral is then simply the FT of AR(Q), or in other words the real space image of the structure.

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray holography Eisebitt et al. Nature (2004) Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

X-ray holography Fidelity of reconstructed image Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

Where are we heading…… Utilizing the highly brilliant coherent beams from XFELs it is envisaged (hoped!) that in the near future we will be able to:

• Obtain atomic-scale, real-space images of single molecules (particles)

• Have a time resolution of < 100 fs

• Study chemical/biological processes as they happen

Potential for biomolecular imaging with femtosecond X-ray pulses, Neutze et al Nature (2000)

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

….and how far have we come Femtosecond diffractive imaging with a soft XFEL

•  FLASH facility at DESY, Hamburg •  Single pulse 32 nm, 25 fs, 4 x 1013 Wcm−2 •  Coherent diffraction imaging •  Real space image reconstructed •  Sample destroyed!

Chapman et al. Nature Physics (2006)

Elements of Modern X-ray Physics

Jens Als-Nielsen and Des McMorrow

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