details on this page to be compulsorily filled

Details on this page to be compulsorily filled

Common Objection1)Correction in Email ID / Mobile No.2)Two different Email Id / Mobile No. mentioned3)Different Email ID / Mobile No. mentioned in ECN / Mobile Declaration page4)White Ink used for corrections(Please strike only once & get client signature)

Nature of business required in details

Shop

XYZ Garment Pvt. Ltd.

Signature should be properly done1)Signature on the blank space provided not in between two blank space

Signing here doesn’t mean signing on all the segment

Provide client remarks , if any

Introducer Signature / Pan No. with supporting Documents required

Proper Brokerage slab required

Strike Off Unused Column

Only one signature required of Client. As per Depository guideline multiple signature

for the client not allowed

Total 4 Client Signature required

Witness details in full required Name, Address,

Street name, City and State

Witness details in full required Name, Address,

Street name, City and State

As per SEBI directive DP has to record mandatorily nomination for all new

accounts. Account holder has to sign the nomination page with declaration Yes or

No for nomination with two witness

Note:-1)If client has opted No Nomination, then strike off the Blank columns2)Total Two Nominee signature required

To be filled by KYC staff

Name and signature of the person to whom the Email ID

and Mobile No. belongs to i.e.Master client

Client is not providing signature of both the holders of that family

i.e.:- As per circular “http://www.nseindia.com/content/circulars/INVG19135.zip

”

Mobile number should be same as on KYC page

Mobile number & Email-ID should be same as on KYC

page

Mobile number & Email-ID should be same as on KYC

page

Email-ID should be same as on KYC page

COMMON OBJECTIONSIndividual

Bank letter and death certificate require for deceased KartaBank letter required for Proprietorship account mentioning that ABC is Proprietor of KYC corporation.Latest 6 months bank statement require for F&O and Currency accounts. (missing transaction in Bank statement will be rejected)For CDSL HUF Clients -Signatures of co Parceners is also required in POA.Client not aware about their Email ID, during call confirmation

Non - Individual

Mobile bill compulsory who are authorize to do trade on behalf of Company (Co. is authorizing ABC director and mobile bill of another director is not allowed)Latest six month Bank statement copy requiredIn case of new company formed CA Certified Net worth Certificate required for Corporate account.In HUF accounts one Co Parceners Pan No require other than Karta