design patent presentation
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‘01, ’02, Max Ciccarelli
Max CiccarelliMax Ciccarelli
Taking Taking Design Design
Patents to Patents to the Next the Next
LevelLevel max@max@tklawtklaw.com.com
‘01, ’02, Max Ciccarelli
Examples of Design PatentsExamples of Design Patents
AutomotiveElectronics
Footwear
Firearms
FoodClothing
High Tech Manufacturing
Telecom
Semiconductor Devices
Bottles
Sporting Equipment
House wares
Software
’01, ‘02, Max Ciccarelli
ElectronicsElectronics
’01, ‘02, Max Ciccarelli
AutomotiveAutomotive
’01, ‘02, Max Ciccarelli
FootwearFootwear
’01, ‘02, Max Ciccarelli
FirearmsFirearms
’01, ‘02, Max Ciccarelli
FoodFood
’01, ‘02, Max Ciccarelli
ClothingClothing
’01, ‘02, Max Ciccarelli
High Tech ManufacturingHigh Tech Manufacturing
’01, ‘02, Max Ciccarelli
TelecommTelecomm
’01, ‘02, Max Ciccarelli
Semiconductor DevicesSemiconductor Devices
’01, ‘02, Max Ciccarelli
Poison BottlesPoison Bottles
’01, ‘02, Max Ciccarelli
Sporting EquipmentSporting Equipment
’01, ‘02, Max Ciccarelli
House waresHouse wares
’01, ‘02, Max Ciccarelli
Computer DisplaysComputer Displays
’01, ‘02, Max Ciccarelli
OutlineOutline
nn BasicsBasicsnn Broadening ProtectionBroadening Protectionnn Shortening the ApplicationShortening the Applicationnn Miscellaneous TipsMiscellaneous Tipsnn Computer DisplaysComputer Displaysnn PhotographsPhotographs
’01, ‘02, Max Ciccarelli
Who can get a design patent?Who can get a design patent?
nn “Whoever invents any new, original and “Whoever invents any new, original and ornamental design for an article of ornamental design for an article of manufacture”manufacture”
35 U.S.C. 17135 U.S.C. 171
’01, ‘02, Max Ciccarelli
What does a design patent protect?What does a design patent protect?
The:
n shape, n surface ornamentation, or n a combination of each,
which is embodied in or on an article of manufacture.
See 35 USC 171; see also Gorham Mfg. Co. v. White, 81 U.S. 511, 525 (1872); In re Blum, 153 USPQ 177, 180 (CCPA 1967).
’01, ‘02, Max Ciccarelli
Test for InfringementTest for Infringement
n Whether an ordinary observer, n giving such attention as a purchaser
usually gives, n finds the alleged design to be
substantially similar to the patented design.
‘01, ’02, Max Ciccarelli
The Design Patent ApplicationThe Design Patent Application
’01, ‘02, Max Ciccarelli
The SpecificationThe Specification
nn “No description, other “No description, other than a reference to the than a reference to the drawing, is ordinarily drawing, is ordinarily required.”required.”
37 C.F.R. 1.153(a)37 C.F.R. 1.153(a)
’01, ‘02, Max Ciccarelli
The ClaimThe Claim
nn The ornamental design for a _________, as The ornamental design for a _________, as shown and described.shown and described.
37 C.F.R. 1.153(a)37 C.F.R. 1.153(a)
’01, ‘02, Max Ciccarelli
Title, Claim, and SpecificationTitle, Claim, and Specification
Title
Claim
Spec.
’01, ‘02, Max Ciccarelli
The First Design PatentThe First Design PatentNovember 19, 1842November 19, 1842
‘01, ’02, Max Ciccarelli
Broadening ProtectionBroadening Protection
’01, ‘02, Max Ciccarelli
Broadening ProtectionBroadening Protection
nn Broken linesBroken lines
nn Multiple applicationsMultiple applications
nn EmbodimentsEmbodiments
’01, ‘02, Max Ciccarelli
Use of Broken LinesUse of Broken Lines
nn The two most common uses of broken lines The two most common uses of broken lines are to are to –– disclose the disclose the environmentenvironment related to the claimed related to the claimed
design design –– and to define the and to define the boundsbounds of the claim.of the claim. . . . . . .
nn A broken line showing is for illustrative A broken line showing is for illustrative purposes only and purposes only and forms no part of the forms no part of the claimed designclaimed design or a specified embodiment or a specified embodiment thereof.thereof.
MPEP 1503.02MPEP 1503.02
’01, ‘02, Max Ciccarelli
Use of Broken LinesUse of Broken Lines
EnvironmentEnvironmentEnvironment
’01, ‘02, Max Ciccarelli
Use of Broken LinesUse of Broken Lines
EnvironmentEnvironmentEnvironmentA broken line showing is for A broken line showing is for illustrative purposes only and illustrative purposes only and forms no part of the claimed forms no part of the claimed designdesign or a specified or a specified embodiment thereof.embodiment thereof.
’01, ‘02, Max Ciccarelli
Use of Broken LinesUse of Broken Lines
EnvironmentEnvironmentEnvironment
’01, ‘02, Max Ciccarelli
Use of Broken LinesUse of Broken Lines
BoundsBoundsBounds
’01, ‘02, Max Ciccarelli
What not to doWhat not to do
Elmer v. ICC67 F.3d 1571(Fed. Cir. 1995)
’01, ‘02, Max Ciccarelli
What not to doWhat not to do
Keystone v. Westrock997 F.2d 1444(Fed. Cir. 1993)
’01, ‘02, Max Ciccarelli
What not to doWhat not to do
Keystone v. Westrock997 F.2d 1444(Fed. Cir. 1993)
’01, ‘02, Max Ciccarelli
Better?Better?
’01, ‘02, Max Ciccarelli
Broadening ProtectionBroadening Protection
nn Broken linesBroken lines
nn Multiple applicationsMultiple applications
nn EmbodimentsEmbodiments
’01, ‘02, Max Ciccarelli
Use of Multiple ApplicationsUse of Multiple Applications
Des. 356,757
Des. 363,561
Des. 356,772
’01, ‘02, Max Ciccarelli
Use of Multiple ApplicationsUse of Multiple Applications
Des. 291,144 Des. 299,583
’01, ‘02, Max Ciccarelli
Use of Multiple ApplicationsUse of Multiple Applications
’01, ‘02, Max Ciccarelli
Use of Multiple ApplicationsUse of Multiple Applications
’01, ‘02, Max Ciccarelli
Broadening ProtectionBroadening Protection
nn Broken linesBroken lines
nn Multiple applicationsMultiple applications
nn EmbodimentsEmbodiments
’01, ‘02, Max Ciccarelli
Multiple EmbodimentsMultiple Embodiments
nn It is permissible to illustrate more than one It is permissible to illustrate more than one embodiment of a design invention in a single embodiment of a design invention in a single application. However, such embodiments may be application. However, such embodiments may be presented presented only if they involve a single inventive only if they involve a single inventive conceptconcept and are not and are not patentably patentably distinct from one distinct from one anotheranother. Embodiments that are . Embodiments that are patentably patentably distinct distinct over one another do not constitute a single over one another do not constitute a single inventive concept and thus may not be included in inventive concept and thus may not be included in the same design application.the same design application.
MPEP 1504.05MPEP 1504.05
’01, ‘02, Max Ciccarelli
EmbodimentsEmbodiments
’01, ‘02, Max Ciccarelli
EmbodimentsEmbodiments
’01, ‘02, Max Ciccarelli
EmbodimentsEmbodiments
’01, ‘02, Max Ciccarelli
EmbodimentsEmbodiments
‘01, ’02, Max Ciccarelli
Shortening the ApplicationShortening the Application
(and saving money on draftsman fees)(and saving money on draftsman fees)
’01, ‘02, Max Ciccarelli
“Mirror” Images“Mirror” Images
’01, ‘02, Max Ciccarelli
Showing half the designShowing half the design
’01, ‘02, Max Ciccarelli
Showing half the designShowing half the design
‘01, ’02, Max Ciccarelli
Miscellaneous TipsMiscellaneous Tips
PositionsPositionsDetailsDetails
Software DisplaysSoftware Displays
’01, ‘02, Max Ciccarelli
Different positionsDifferent positions
’01, ‘02, Max Ciccarelli
DetailsDetails
’01, ‘02, Max Ciccarelli
Software DisplaysSoftware Displays
n Old law (early 1990s): icons and typefaces not deemed to be articles of manufacture.
See e.g., Ex pane Strijland, 26 USPQ2d 1259, 1262 (BPAI 1992)(computer icon alone is merely surface ornamentation)
n New law (post 1996): the designs on these items can be claimed by stating that the design is displayed on an article of manufacture (e.g. computer icon on a computer display).
’01, ‘02, Max Ciccarelli
Software DisplaysSoftware Displays
1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998
PTO: Icons without representation of computer screen O.K. (Two Xerox applications allowed)
PTO: Stopped issuing patents for computer generated icons
PTO: Guidelines for Examination of Design Patent Applications for Computer Generated Icons
’01, ‘02, Max Ciccarelli
Software DisplaysSoftware Displays
n PTO Guidelines: – “Computer-generated icons are designs within
the meaning of 35 U.S.C. 171, but must be embodied in an article of manufacture to satisfy the statute.”
– “computer screen monitor, other display panel or a portion thereof” necessary to meet the article of manufacture requirement.
’01, ‘02, Max Ciccarelli
Software DisplaysSoftware Displays
’01, ‘02, Max Ciccarelli
Software DisplaysSoftware Displays
‘01, ’02, Max Ciccarelli
Use of PhotographsUse of Photographs
’01, ‘02, Max Ciccarelli
PhotographPhotograph
’01, ‘02, Max Ciccarelli
Photograph Photograph –– too much detail?too much detail?
’01, ‘02, Max Ciccarelli
Photograph Photograph –– too little detail?too little detail?
’01, ‘02, Max Ciccarelli
Drawing Drawing –– just right?just right?
’01, ‘02, Max Ciccarelli
Drawing Drawing –– just right?just right?
Claimed elements
’01, ‘02, Max Ciccarelli
Illustration OptionsIllustration Options
nn DrawingsDrawings–– Black InkBlack Ink [37 C.F.R. 1.84(a)(1)][37 C.F.R. 1.84(a)(1)]
–– ColorColor [37 C.F.R. 1.84(a)(2)][37 C.F.R. 1.84(a)(2)]
nn PhotographsPhotographs–– Black and WhiteBlack and White [37 C.F.R. 1.84(b)(1)][37 C.F.R. 1.84(b)(1)]
–– ColorColor [37 C.F.R. 1.84(b)(2)][37 C.F.R. 1.84(b)(2)]
’01, ‘02, Max Ciccarelli
Requirements for PhotographsRequirements for Photographs
Photographs are acceptable only in Photographs are acceptable only in applications in which applications in which
the the invention is not capable of being invention is not capable of being illustratedillustrated in an ink drawing in an ink drawing oror
where the where the invention is shown more clearly invention is shown more clearly in a photographin a photograph (e.g., photographs of (e.g., photographs of ornamental effects are acceptable).ornamental effects are acceptable).
MPEP 1503.02MPEP 1503.02
’01, ‘02, Max Ciccarelli
Photograph vs. DrawingPhotograph vs. Drawing
’01, ‘02, Max Ciccarelli
Requirements for PhotographsRequirements for Photographs
nn Color photographs and color drawings are not Color photographs and color drawings are not permitted in design applications in the absence of a permitted in design applications in the absence of a grantable petition pursuant to grantable petition pursuant to § 1.84(a)(2). 1.84(a)(2).
37 C.F.R. 1.15237 C.F.R. 1.152
nn Photographs submitted in lieu of ink drawings must Photographs submitted in lieu of ink drawings must comply with 37 CFR 1.84(b). However, the comply with 37 CFR 1.84(b). However, the requirement of 37 CFR 1.84(b)(1) for a petition, requirement of 37 CFR 1.84(b)(1) for a petition, petition fee, and three sets of black and white petition fee, and three sets of black and white photographs has been waived, and only one set of photographs has been waived, and only one set of black and white photographs is now required.black and white photographs is now required.
See 1213 O.G. 108 (Aug. 4, 1998), 1211 O.G. 34 (June 9, 1998), See 1213 O.G. 108 (Aug. 4, 1998), 1211 O.G. 34 (June 9, 1998), and MPEP 1503.02.and MPEP 1503.02.
’01, ‘02, Max Ciccarelli
New MatterNew Matter
nn Removing OR Adding detail in the Removing OR Adding detail in the drawings can result in a “new matter” drawings can result in a “new matter” rejection.rejection.
nn Practice tip: do not use informal drawings.Practice tip: do not use informal drawings.
‘01, ’02, Max Ciccarelli
Utility vs. DesignUtility vs. Design
’01, ‘02, Max Ciccarelli
Utility vs. Design PatentsUtility vs. Design Patents
18 mos.18 mos.24 mos.24 mos.Avg. Avg. pendencypendency
Up to 6 mos.Up to 6 mos.Up to 1 yr.Up to 1 yr.Foreign PriorityForeign Priority
NoNoYesYesPCTPCT
NoNoYesYesMaintenance Maintenance FeesFees
14 yrs from 14 yrs from GrantGrant
20 yrs from 20 yrs from FilingFiling
TermTerm
DesignDesignUtilityUtility
‘01, ’02, Max Ciccarelli
Searching for Design PatentsSearching for Design Patents
(And an example of a missed (And an example of a missed opportunity)opportunity)
’01, ‘02, Max Ciccarelli
Design Patent Searching Design Patent Searching -- USPTOUSPTO
’01, ‘02, Max Ciccarelli
E.g. E.g. –– Ruger Ruger design patentsdesign patents
’01, ‘02, Max Ciccarelli
Ruger Ruger –– 11 design patents11 design patents
E.g. Rifle
Pistol barrelHandgun grip
RevolverPistol
E.g. Rifle
Pistol barrelHandgun grip
RevolverPistol
’01, ‘02, Max Ciccarelli
Others Others –– no firearm design patentsno firearm design patents
No firearm design patentsNo firearm design patents
’01, ‘02, Max Ciccarelli
Beretta Beretta –– missed opportunity?missed opportunity?
Beretta Taurus(Knock-off)
’01, ‘02, Max Ciccarelli
Ruger Ruger –– good use of design patentgood use of design patent
’01, ‘02, Max Ciccarelli
SummarySummary
nn Broadening ProtectionBroadening Protection–– Broken linesBroken lines–– Multiple applicationsMultiple applications–– EmbodimentsEmbodiments
nn Shortening the ApplicationShortening the Application–– “Mirror” Images“Mirror” Images–– Showing half the designShowing half the design
nn TipsTips–– Different positionsDifferent positions–– DetailsDetails
nn PhotographsPhotographs
‘01, ’02, Max Ciccarelli
Max CiccarelliMax Ciccarelli
THOMPSON & KNIGHT L.L.P.THOMPSON & KNIGHT L.L.P.max@max@tklawtklaw.com.com
Taking Taking Design Design
Patents to Patents to the Next the Next
LevelLevel
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