aml monitoring using bsa tracker presented by sara smith bsa specialist
DESCRIPTION
AML Monitoring using BSA Tracker Presented by Sara Smith BSA Specialist The webinar will begin shortly. Background. Report Categories. Report Flow. Report Flow. Rules Based Reports. Account Structuring Wire Activity Professional Service Providers Non-Profit Accounts - PowerPoint PPT PresentationTRANSCRIPT
AML Monitoring usingBSA TrackerPresented by Sara Smith
BSA Specialist
The webinar will begin shortly.
Background
2
Community Bank with $1 billion in assets
11 branches spread out over 120 miles
Utilizing BSA Tracker since 2005
Report Categories
Rules Based
StatisticalTransaction
Variance
Transaction Historical
Comparison
Account Detail Report
3
Report Flow
Rules or Statistical
Transaction Variance Report
Transaction Historical
Comparison
Account Detail Report
4
Report Flow
Rules or Statistical
Transaction Variance Report
Transaction Historical
Comparison
Account Detail Report
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Rules Based Reports
Account Structuring Wire Activity Professional Service Providers Non-Profit Accounts Micro ACH Debits Micro Transfers Cash with Outgoing Wires
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Rules Based Report Results
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Statistical Transaction Variance Reports
High Incoming & Outgoing Wires High ACH Credits & Debits High Transfers High Cash Transactions High Deposits
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Statistical Transaction Variance Report Results
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Report Flow
Rules or Statistical
Transaction Variance Report
Transaction Historical
Comparison
Account Detail Report
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Transaction Historical Comparison Report
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Report Flow
Rules or Statistical
Transaction Variance Report
Transaction Historical
Comparison
Account Detail Report
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Account Detail Report
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Account Detail Report
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Account Detail Report
The credits and debits are totaled for each month
Graphs are created in a new worksheet
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Review Reminders
You can set a client to “reviewed” in Tracker and set a follow-up review date.
You can also run a report that lists upcoming reviews.
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Risk Rating
Risk rating ranges from 1 through 51 is the default for all consumers2 is for NRAs (higher risk consumers)3 is the default for all businesses4 is high risk 5 is very high risk
High Risk Client Review & the Risk Tab
Save everything related to the review of the high risk client in one spot
Professional, easy to read report to put in their file to document the review
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Risk Review Research Report
The Risk Review Research Report is a summary of the information contained within the Risk Tab.
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Risk Review Research Report
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Thank you for attending today’s
AML Monitoring usingBSA Tracker
presented by Sara Smith
Questions?Contact Sara Smith directly
at 805.369.5292 or [email protected]