alain daniélou - northern indian music, volume one: theory & technique [1949]

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A general theory of sound with its metaphysics and physics appears to have been known to the ancient Hindus. From such summaries as have survived till modern times, it seems that the Gāndharvă Vedă studied every possible way of using th e properties of sound, not only in different musical forms and systems but also in physics, medicine and magic.

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  • FIRST PUBLISHED IN GREAT BRITAIN IN 19 49 B Y CHRISTOPHER JOHNSON PUBLISHERS LIMITED, 10 9 GREAT RUSSELL STREET, LONDON, W .C.I.

    FIRST PUBLISHED IN INDIA IN TH E SAME YEAR BY V1SVA BHARATI, 6 /3 DWAR-

    KANATH TAGORE LANE, CALCUTTA.

    PRINTED AND MADE

    IN GREAT BRITAIN BY

    THE ALCUIN PRESS

    WELWYN GARDEN CITY

    AI.I. RIGHTS RESERVED

  • t*rr i

    n*T*TT facoi; gp^HTTW i

    " I b ow m y h ead to S a ra sv a ti , G oddess o f L earn in g , who is th e flow o f Speech , a n d to G an esh a , th e G u id e , L o rd of N um ber. M ed ita tin g upon th e A ll-p e rvad in g , V ish n u . I b eg in n iv w o rk ."

  • F O R E W O R D

    IN a ttem p t in g to s o lv e th e p rob lem s th a t a r ise in in te r p re tin g S an sk r it w o rk s on m usic , I h a v e been le d to fo llow th e tra d it io n a l H indu vers ion o f an c ien t In d ian h isto ry , fo r th is a lon e m akes p o ss ib le a s a t is fa c to ry c la ss ifica tion o f th e num erou s S an sk r it trea tises ; a ls o it e x p la in s p a rt icu la r it ie s w h ich can n o t b e a ccou n ted fo r i f w e fo llow th e u su a l m odern th e o ry an d d a te s . S om e o f th e v iew s p resen ted here m ay , th ere fo re , a p p ea r to c o n tra d ic t w h a t is g en e ra lly h e ld n ow a d a y s a s h is to r ica l fa c t . B u t i t shou ld b e rem em bered th a t these v iew s a r c no t s im p ly m y own . W h ile d ea lin g w ith th e trad itio n a l H in du m u s ica l s y s tem , w e sh a ll a lso con s id er its h is to ry a s i t is tra d it io n a lly understood .

    T h e sm a ll num era ls a fte r q u o ta tio n s re fer to th e S an sk r it sou rces g iv en in A p p en d ix Tw o .

    A . D

  • C O N T E N T S

    Page

    F o r e w o r d ...................................................................................................7

    P A R T O N E : T H E O R Y

    CHAPTER I

    The Theory

    O r i g i n s ....................................................................................................T h e A n t iq u ity o f Ind ian M u s i c ...........................................................19T h e S an sk r it W r ite r s on M u s i c .......................................................... 22N o rth ern an d S ou th ern M usic 33

    c h a p t e r 11

    The N ature o f Sound

    T h e N a tu re o f S o u n d .......................................................................3^In te llig ib le S ound ( N a d a ) .......................................................................36T h e D iffe ren t K in d s o f M usica l S ound . . . . 37Sacred and S e cu la r M usic . . . . . . 38

    CHAPTER I I I

    The Scale

    Th e T on ic o r D ron e . . . . . . 40

    T h e S even S v a ra s (Notes) . . . . . 41T h e In te rc a la ry N o tes . K a k a l i N i a n d A n ta r a G a 44T h e S h ru t is (In te rva ls ) . 45T h e M easu re o f th e Sh ru tis . . . . 46

    Th e N o ta tio n o f th e S h ru t is . . . . 49T h e S ix ty - s ix S h ru tis . . . . . 50Th e E xp re ss ion o f th e S h ru tis . . . . 56T h e S ca le o f th e S h ru tis . . . , . 58The T h e o ry o f th e C lasses o f In te rv a ls (Sh ru ti- j atis) 61

    T h e S c a l e ........................................................................... 69T h e T h re e B a s ic S ca le s (G ram as) 72F la t s an d S h a r p s .............................................................. 74T h e T h re e M ain O c ta v e s (Sap takas) . 75

    9

  • CONTENTS

    P A R T T W O : T E C H N IQ U E

    CHAPTER IV

    NotationT h e E lem en ts o f M usic . . . . . . 79N o ta t io n o f th e In te rv a ls (th e Sh ru tis):

    I. In S ta ff N o t a t i o n .......................................................................80I I . In th e In d ian S y lla b ic N o ta tio n . . . 80

    G en era l N o ta t io n I (S ta ff N o ta tion ) . . . . 80G en era l N o ta tio n I I (Ind ian S y llab ic So l-fa N o ta tion ) 82D iv is io n o f M a tra s . . . . . . . 84T em po s ( L a y a ) ................................................................................... 86

    CHAPTER V

    RhythmR h y thm (Tala) . 88Th e M ain R h y thm s (Ta las) . . . . . 89S yn cop a tio n . . . . . . . . 97

    CHAPTER VI

    M elod ic Development V arnS (M elod ic M ovem en t) . . . . 99T a n 3s (M elod ic F igu res) . . . . . . 99M u rch 'h an a s (M odal Scales) . . . . . 10 1A la r iik3r (O rn am en ta l V oca liza tion ) . . . . 102G ra ce ( G a m a k S ) ................................................................................. 104G r a h i , Am shS , N y & s i ...............................................................1 1 1

    P A R T T H R E E : T H E D E F IN IT IO N O F T H ErAgas

    CHAPTER VII

    The RdgasRag& s o r M odes . . . . . . U 5M oods, C o lou rs an d N o t e s ........................................................ 1 16T h e D escrip tion o f R S g a s in V erses an d P ic tu re s . . 1 1 7T h e F o u r P h ase s in th e D eve lo pm en t o f a R a g a . . 1 1 7S ty le s o f S in g in g o r P l a y i n g ........................................................ 118

    A . S ty le s o f S i n g i n g .....................................................................118B . S ty le s o f P la y in g (on s tr in ged in strum en ts) . . 1 1 9

    10

  • CONTENTS

    CH APTER V I I I

    Defin ition o f the Rgs The F ifte en E lem ents in the D efin ition o f a Rag . . 1 2 1T h e T u n in g o f th e In s trum en ts (1) . . . 121Class (JtiJ ( 3 ) .............................................................................122G roup (2) . _ ......................................................................... 124A scen t an d D escen t (A roh , A v a ro h ) (4) . . . 1 2 4T h e S on an t (Vd i) ( 5 ) ..................................................................... 125T h e C on son an t (Sam vd i) (6) . . . . 1 2 5A sson an t (A n u v d i ) ................................................................................. 126D isson an t ( V i v d i ) ................................................................................. 126T h e R e la t io n b e tw een T u n in g an d S ca le . . . 1 2 7T e tra ch o rd s an d M ode-typ es (Th s) (8 an d 12) . . 127T h e N um ber o f R g s .....................................................................130T im e o f p la y ( 7 ) ................................................................................. 13 1S ca ie -typ e s (G reek Genus) ( 9 ) .........................................................132C h a rac te r is tic s a n d E xp ress ion (10 an d 11 ) . . . 133R ep resen ta tion o f In te rv a ls b y R a t io s . . . 134S h ru tis (A n a ly s is o f E xp ress ion ) (13) . . . . 134T h em e (R up) ( 1 4 ) .................................................................................135O u tlin e ( 1 5 ) ............................................................................................. 135

    A P P E N D IX O N E

    BibliographyI S an sk r it W o rk s , pub lish ed . . . 139

    I I S an sk r it M anuscr ip ts , u npub lish ed . . . 142I I I P e rs ian an d U rdu M anu scr ip ts . . . 149IV H in d i M anuscrip ts . . . . . 149V H in d i a n d M a r h W o rk s , p ub lish ed . 149

    V I B e n g a li W o rk s , p ub lish ed . . . . 15 1V I I U rd u W o rk s , p u b l i s h e d ........................................................1 5 1

    V I I I T e lu g u W ork s , p ub lish ed . . . . 1 5 1I X G u ja ra t i W o rk s , p ub lish ed . . . - 1 5 1X E n g lish an d F ren ch W o rk s . . . . 1 5 2

    A P P EN D IX TWO

    Sanskrit References

    LI

  • PART I

    THEORY

    I

    " E x t r a c t in g th e essence o f th e S c r ip tu re s , I sh a ll te ll th e o r ig in o f In te llig ib le S ound w h ich is th e o n ly m ean s o f a ch ie v in g th e fo u r a im s o f h um an l ife righ teou sn ess, p ro sp er ity , p lea su re and l ib e ra tio n . (Sang . D a rp . 1 -29 .)

    tDTTTT -IdW^T: I

    r r r a n j* ^ n r e n ^ r h (1 . it s )

    " H e wrho kn ow s th e in n e r m ean in g o f th e sound o f th e lu te , w ho is e x p e r t in in te rv a ls a n d in m od a l sca les a n d kn ow s th e rh y thm s, tr a v e ls w ith o u t e ffo rt u pon th e w a y o f l ib e ra tion . ( Y a jn a v a lk y a Sm riti I I I , 115 .)

  • C H A P T E R I

    T H E T H E O R Y

    'jg: foSR'ir *tfl ifnyifa Im l q i ? i q m i t R T X E P < n 1 1

    Animals ta>ned or m id , even children, are charmed by sound.Who can describe its marvels? [Sang. Darp. 1 -3 1 .)

    Origins

    UN D E R th e n am e o f Gandharva V e d a * a genera l th eo ry o f sound w ith i t s m e tap h y s ic s a n d p h y s ic s a p p ea rs to h a v e been kn ow n to th e an c ien t H indu s. F rom such

    summ aries a s h a v e su rv iv e d t i ll m odern tim es, i t seem s th a tth e G a n d h a r v i V e d a s tud ied e v e r y p o ss ib le w a y o f u sin g th e p ropertie s o f sound , n o t o n ly in d iffe ren t m usica l fo rm s an d sy s tem s b u t a lso in p h y s ic s , m ed ic in e a n d m ag ic . T h e rise o f B uddh ism w ith its h o s t i l i ty tow a rd s trad it io n b rough t a b ou t a sh arp d ev ia tion in th e an c ien t ap p ro a ch to th e arts a n d sciences, a n d th e ir th e o ry h ad o ften to g o underg round in o rd e r to a vo id d es tru c tion . I t w as a t th is t im e th a t th e G an d h a rv a V eda , w ith a ll th e o th e r sacred sciences, d isappeared ; th ou gh th e fu ll tra d it io n is sa id to s u rv iv e am ong th e m ys te r io u s sages w h o dw e ll in H im a la y a n caves , f

    B ud dh ism re a c ted a ga in s t th e s tiffn ess o f th e o ld order, w h ich i t tr ied to h um an ize . T h e B u d d h is t re fo rm ers th ou gh t th a t b y d e s tro y in g th e r ig id fram e o f an c ien t so c ie ty th e y w ou ld b e ab le n o t o n ly to p rese rve i t s cu ltu re b u t to

    * Transliteration The Sanskrit a lphabet represents a complete phonetic system This characteristic is not preserved in the generally accepted methods o f transliteration. Rut changing the usual system as little as possible, we transliterate:

    ^ as ch; ^ as chh; ^ as ch h; the so ft den ta l n as Sh; th e hard palatal q as sh; ^ a s r i; ^ as lri.

    The final dropping short ' 'a , wh ich in classical Sanskrit exactly Z l r n the French mute e , bears a short accent. E .g . Shivashould be pronounced alm ost like the English word shiver.

    r J w , 'Sh. f aCC0UI!1 o f the contents of the Gandharva Veda, said to have been r S T sources, has been published in Motilul G aud s Hindutvd (in H indi), Benares, 1938.

    15

  • NORTHERN IND IAN MUSIC

    g iv e i t a n ew im pu lse . T h e y im ag in ed th a t a cho ice cou ld be m ad e be tw een v a lu e s w ho se im po rtan ce th e y re co gn ized and ce r ta in socia l ru le s a n d con cep tion s w h ich th e y w ere no t r e a d y to a ccep t. C ircum stan ces, h ow ever , d id n o t a lw a y s ju s t i f y th is d is t in c tio n an d under B uddh ism th e o ld cu ltu re v e r y q u ic k ly declin ed . W hen th e rep re sen ta tiv e s o f th e old o rd er , w h o h ad b een a b le to m a in ta in th e ir tra d itio n u nderg round th rou gh th e cen tu r ie s o f p ersecu tion , a rose aga in , th e ir in te lle c tu a l a n d cu ltu ra l su p e r io r ity w a s in m an y fields s o g re a t th a t B uddh ism w as d e fea ted . In h a rd ly m ore th an a few decades , B ud dh ism , b y th e m ere s tren g th o f in te lle c tu a l a rgum en t, w as w ip ed o u t from th e w ho le In d ian con tin en t o v e r w h ich i t h ad ru led fo r a th ou san d y ea rs . I t w as then (du ring th e s ix th an d s e v en th cen tu ries) th a t an a t tem p t w as m ade, u nder th e lead ersh ip o f S h an k a ra c lia ry a , to restore H in du cu ltu re to i t s an c ien t basis.

    A n um ber o f em in en t B rahm an& s w ere en tru s ted w ith th e ta sk o f reco ver in g o r re -w ritin g th e fund am en ta l trea tise s on th e trad ition a l sc iences. F o r th is th e y fo llow ed th e anc ien t s y s tem w h ich s ta r ts from a m e tap h y s ica l th eo ry w ho se p rin c ip les a re comm on to a ll a sp ec ts o f th e u n iverse , a n d w o rk s o u t th e ir ap p lica tio n in a p a r t icu la r dom ain . In th is w a y th e th e o ry o f m u sic w as recon structed .

    In c e r ta in cases th e n um ber o f t e x t s th a t h ad b een p rese rv ed w as su ffic ien t a n d th e ta sk o f re con stru c tion w as com p a ra t iv e ly ea sy ; in o th e r ca se s i t p ro v ed a lm o st im possib le . M usica l th eo ry an d th e th e o ry o f lan gu ag e h ad l>een considered from th e ea r lie s t t im es a s tw o p a ra lle l b ran ch es o f o n e genera l sc ien ce o f sound . B o th h ad o ften been cod ified b y th e sam e w riters . T h e nam es o f V a^h ish tha , Y a jn a v a lk y a , N a r a d i, K a^ h yapa , P an in i a re m en tioned am ong th ese e a r ly m usic- o log ist-g ram m arian s. N an d ik csh va rS w a s c e leb ra ted a t th e sam e t im e a s th e a u th o r o f a w o rk on th e p h ilo sop h y of lan gu ag e an d o f a p a ra lle l w o rk on m usic. H is w o rk on la n gu ag e is b e lie v ed to b e fa r an te r io r to th e Mahabhashya o f P a ta n ja li (a ttr ib u ted to th e second c e n tu ry B .C .)* in to w h ich

    The date o f P atan ja li m ay however be much earlier. The main modem argument used to fix h is date as la te as th e second cen tu ry B.C. is based on an example in his grammar (3,2 ,111) which reads:

    'T h e Y avan a (Ionian) was besieging SakctS (Ayodhya), the Y a van S was besieging M adkyam ika ."1 The Hindu liistorians. however, consider th a t the term "Y a v an a (Prakrits "Y o n a s" ) , la ter used for "G reeks , w as a common nam e for a ll th e people liv ing beyond the North W est frontier.

    16

  • it is u su a lly in co rpora ted , th o u gh i t is th ou gh t to be p robab ly posterio r to P an in i, w ho h im se lf , a cco rd in g to m odern g ram m arian s , l iv ed n o t la te r th an th e s ix th c e n tu ry B.C. Th e ch ron o lo g y o f w o rk s on m usic w ou ld seem , h ow ever , to p lace b o th P an in i a n d N an d ik e sh v a ra a t a m uch ea rlie r da te . T h e w o rk o f K and ik e^hvarS on th e p h ilo sop h y o f m usic is now b e lie v ed to b e lo s t ,* b u t fra gm en ts o f i t a rc u n dou b ted ly in co rpo ra ted in la te r w ork s . A t th e t im e o f th e B uddh is t a scen d an cy , w hen so m uch o f th e an c ien t lo re h ad to be

    * A sm all surviv ing part o f an anonymous manuscript in the B ikaner L ibrary, called Rtuird-damarudbhavd-sutrd-vivuranam (published by Madhava KpshnA Sarm a in the New Antiquary, June, 1943), exp lains the formation o f musical sounds 011 the basis of the MaheShvarS Sfitrfls, which N andi- keshvarS also takes as the basis o f the philosophy o f the Sanskrit language. This must c ither l>e a fragment o f the w ork o f N andikeshvara or a study d irectly based upon it. The first part o f the manuscript is a fragm ent of another work in 110 w ay connected w ith the second part. It deals w ith the qualities and defects o f singers in verses also found in the Sangltd Ra/ruikard o f Sharhgadevi.

    A pa rt 'o f N andikcShvaras w ork on dancing, the A lh inayd Darpund, has been printed (Calcutta 1934, w ith English translation b y Manomohan Ghosh). A n earlier translation b y Ananda K . Coomaraswamy appeared under the title The Mirror o f Gesture (H arvard University Press. 1917).

    Further fragments o f NandikcShvaras technical work on dancing and m usic, the Bharatd-aniavd in particu lar, lie , unpublished, in the Tanjore and Madras libraries.

    THE THEORY

    On the Eastern border o f this land (India) live th e K iru ti-s (aborigines) and on the W estern the Yavana-s. {Markandeyi Pur And, 57 , 8.)J

    O rig inally the term seems to have been used fo r |>eoples like the Cretans and Myccueans who occupied Asia M inor and the Greek mainland and islands long before the Achcan and Dorian invasions. T h e fact that Western h istory has kept practica lly 110 record o f their advanced sta te o f civilization and o f their contacts w ith the E a s t is no proof th a t these d id not. ex ist. A carefu l study o f the Puranic texts referring to the Mediterranean civilizations anterior to A thens and Rom e would y ield very' interesting documents.

    B y m any ancient peoples the word Y avanS w as used for inhabitants of Ionia, a country celebrated from ve ry remote tim es for its tw elve (later thirteen) cities, and which apparently included the Greek coast and islands and the Northern coast o f A sia Minor. Genesis g ives the name as Yovon

    t ^ * which is thought to refer m ain ly to the island o f C yprus, which

    the Babylonians v isited a t a v e ry early period (circa. B.C. 3750). The namelo v o n " . in the B ib le, often refers, also, to the lands la ter inhabited b y the

    Greeks.

    rh e word YavanS or Ionian also occurs in the Tel-el-Amarna Tablets m ttcem h cen tu ry u.c.) a s Yivana, and in the cuneiform inscription of ja rgo n (h.c. 709) as Javanu. In the la tter case it refers to the island of v-ypnis, where it ch iefly w as that the Assyrians came in contact w ith the Ionian power.

  • abandoned , g ram m a tic a l w o rk s w ere con sid ered m ore im p o r ta n t th an m u s ica l ones b ecau se th e g ram m a tic a l th eo ry w as essen tia l fo r th e u nd ers tan d in g o f th e V ed ic t e x t s a n d o f a ll th e sub sequen t ph ilo soph ica l sy s tem s . F rom th e ea rlie st tim es, th is th e o r y o f g ram m ar h ad b een conden sed in to aphorism s th a t cou ld e a s ily b e m em orized an d , w h en th e need arose , tran sm itted o ra lly . T h e y cou ld th u s b e k e p t in ta c t for cen tu rie s , in se c re t, e scap in g a ll p o ss ib le in ve s tig a tion .

    E v e r y science cou ld n o t , h ow ever , b e e a s ily conden sed in to aphorism s, a n d th e p rese rva tion o f th e th e o ry o f m usic, am ong o th ers , h ad a p p a re n t ly t o d epend on le n g th y te x ts d ifficu lt to m em orize en tire ly ; th ou gh , from th e k in d o f d iffe ren ces th a t appear be tw een th e v a r io u s ve rs ion s o f som e o f th em , it seem s th a t th ese to o w ere tra n sm itted o ra lly o v e r a long period .

    T h e m a te r ia l a v a ila b le fo r th e re co n s tru c tiv e w o rk o f th e m ed ie v a l au th o rs con s isted in a ce rta in n um b er o f these o lder b o ok s on m usic w h ich th e y u sed a s a b a se ; b u t i t a p p ea rs th a t th ese m ed ieva l sch o la rs h ad b u t l i t t le kn ow led ge o f th e p h y s ica l p ropertie s o f sound o r o f th e law s o f a cou stics . T h is resu lted in th e ir a t tem p t to exp la in , w ith th e m ost u n exp e c ted m iscon cep tion s an d m is tak e s , b a s ic p r in c ip le s la id dow n in th e an c ien t trea tise s w ith a ra re kn ow led ge o f p h y s ic a l a s w e ll as m e tap h y s ic a l r e a li ty a kn ow led ge th a t m odern m ean s fo r th e s tu d y o f sound n ow a llow us to a p p rec ia te m ore fu lly .

    V e r y l ik e th e C h inese ph ilo sopher w ho , kn ow in g th a t th ere m u s t be f iv e e lem ents, e xp la in s th a t t h e y a r c w a te r , air, e a rth , s ilk an d bam boo , so m ed ieva l S an sk r it w rite rs m ake d o u b tfu l assertion s a b ou t m ic ro ton a l in te rv a ls (sh ru tis), b asic sca les (gram as), th e co rrespondences o f th e no tes , a n d so on. Y e t s in ce th e ir a t t i tu d e w as one o f re sp ec t and fa i th tow a rd s th e an c ien t a u th o rs , th e e x p la n a tio n s a lon e a re m istaken . T h e y d id n o t u su a lly a ttem p t to resh ap e th e th eo ry , w h ich th e re fo re rem a in ed in essen tia ls a s i t w as , a n d th e y rep roduce le n g th y p a ssage s from th e an c ien t b o ok s w ith o u t a lte ra tion . T h is i s o f course fo r tu n a te fo r u s. W he rev e r w e h ap p en to possess m ore l ig h t on th e a co u s tic b a s is o f these de fin ition s , we can re con stru c t th e r ig h t in te rp re ta tion an d see h ow accu r- f ite ly th ese p r in c ip le s w ere enun c ia ted from th e first.

    A s h app en s a t e v e r y ep och , m ed ie v a l w rite rs tr ied to a n d in th e an c ien t b o ok s th e con firm ation o f w h a t th e y b e lie v ed th e y k n ew in s tead o f a d escr ip tion o f w h a t th e y did

    1 8

    NORTHERN IND IAN MUSIC

  • THE THEORY

    n o t know . T h is a t t i tu d e o b v io u s ly l im ited th e ir m usica l th e o ry an d con fu sed a ll th e p o in ts th a t d e a lt w ith m usica l fo rm s unknow n to th em . I t redu ced th e th e o r y to l it t le m ore th an a d escr ip tion o f th e m usica l s y s tem in u se in th e In d ia o f th e ir d a y , w hereas i t s p u rpo se w as to p ro v id e a general th eo ry o f sound . T h is m a y a lso e xp la in th e d ifficu ltie s m et w ith b y m od em m usico log is ts w h en th e y w ish to b r in g b a ck w ith in th e fram e o f th e m ed ie v a l th e o ry th e m usica l s y s tem in u se in In d ia a t th e p resen t tim e , a s y s tem w h ich in som e o f i t s fea tu res is q u ite d is t in c t from the m ed ie v a l one.

    T h e m u s ica l s y s tem upon w h ich th e In d ian c la s s ica l m u sic o f to -d a y is b a sed appears to b e e v en m o re lim ited th an th e m ed ieva l o n e and h as a lso to som e s lig h t e x te n t m od ified its fo rm u n d e r in flu ences from ou tsid e . A n d thu s , th ough i t is n ecessar ily in c lu d ed in th e d e fin ition s o f th e G an dh arva V e d a becau se th ese defin ition s re fe r to a cou s tic fa c ts and n o t to a n y p a r t icu la r sy s tem it is no t a lw a y s in a cco rdance w ith th e e xp lan a tion s o f m ed ieva l scholars.

    In th is b o o k , s in ce w e a re d ea lin g e x c lu s iv e ly w ith th e liv in g m usic o f N o rth ern Ind ia o n ly su ch q u o ta tio n s w ill b e g iv en from the c la ss ica l b o ok s b o th p re - a n d p o s t-B u d d h is t ic as re fe r to m usica l fo rm s s t i ll in use. T h e a u th o r hopes to m ake th e g en era l th e o ry o f m u sic o f th e H in du s an d th e ph ilo sophy o f sound , a s th e y a re e xp la in ed in th e G an d h a rv a V ed a , th e su b je c t o f an o th er s tu d y .

    The A ntiqu ity o f In d ian M u s ic *

    I t h as b een sa id th a t th e re is a g a p b e tw een th e In du s c iv iliz a t io n (a t p re sen t b e lieved to d a te from th e th ird o r second m illen n ium b .c .) an d th e b eg in n in g o f B ud d h is t times, a b ou t th e f if th c en tu ry b .c .

    W e a re som etim es le d to b e lie v e th a t , e x c e p t fo r th e V ed ic te x ts , th e lan gu ag e o f w h ich is q u ite d is t in c t from c lassica l b an sk r it , no te x t s rem a in from th a t enorm ous p eriod o f tim e. I t shou ld h ow eve r n o t be fo rg o tten th a t , a cco rd in g to H indu ra ltion th e V ed ic te x ts , a t firs t tra n sm itte d o ra lly , h ad c rea i y b een w r it te n dow n a t a m u ch ea r lie r d a t e : B uddh ism ja s ire e c en tu r ie s ea rlie r J a in ism h ad done) r e a c ted aga in st

    e u se o f S an sk r it a s an a lre ad y too an c ien t p r ie s t ly lan guage * See Foreword.

    *9

  • NORTHERN IND IAN MUSIC

    no lon ger understood b y th e comm on peop le , a lan gu age th e y w an ted to rep lace b y m ore comm on d ia le c ts su ch a s P a li o r M agadh i, d e r ived from c la ss ica l S an sk r it th rou gh cen tu ries o f p opu la r m isuse . T h e re is th ere fo re so lid l in gu is tic ev id en ce to suggest th a t a g re a t n um ber o f S an sk r it w o rk s m ay b e b y m a n y cen tu r ie s an te r io r to th e re fo rm ation o f Ja in ism b y P a r sh v an a th a a t th e b eg inn in g o f th e e igh th c en tu ry B.C.* F u rth e rm ore , th e d a te g iv en b y H indu trad it io n fo r th e M a h a b h a ra t i w a r is a b ou t 3,000 B.C., a d a te w h ich seem s to be co rrobo ra ted b y th e a s tron om ica l o b se rv a tion s fo un d in m an y S an sk r it w ork s . T h is corresponds w ith th e p e r io d of M ohen jodaro .

    In fa c t th e p e r iod e x ten d in g from th e M ahabh ara ta w a r to th e b eg in n in g s o f B uddh ism m a y w e ll h a v e b een one o f th e g re a te s t th e cu ltu re o f In d ia h a s know n , and its in fluence e x ten d ed then (as indeed i t s t ill d id m u ch la te r) from the M ed ite rran ean to C h in a .f T ra ce s o f i t s M ed ite rran ean a sp ec t h a v e b een fo un d in th e C re tan an d M ycenean rem ain s a s w e ll a s in E g y p t an d th e M idd le E ast.

    T h e V ed a s , w h ich u n t i l th e beg inn ing o f th is p eriod h ad been tran sm itted o ra lly , w ere th en w r itten dowai, an d , la te r on , th e E p ic s a n d P u ran as . M ost o f th e trea tise s on th e an c ien t sc ien ces a lso b e lon g to th a t a ge , th o u gh m an y m ay h a v e been to a c e r ta in e x te n t re -shaped la te r on. A n an d a K . Coom ara- sw am y sp eak s o f th is " e a r ly A s ia t ic cu ltu re w h ich once ex ten d ed from th e M ed ite rran ean to C h ina and a s fa r sou th a s C ey lon . . . in th e second m illenn ium B .c . .+

    * Jainism is considered to have begun from R ikhab Deva, an extrem ely ancient figure whose life-story is told in the lih agava ta Purana. T h e dates o f the tw o la s t reformers on ly o f Jainism , Parshvanatha (bom in 8 17 B.C.) and Mahavir (bom in 599 n .c.), are h istorically known and it is through them th a t Jainism is said to h ave been fina lly fixed in its present dual form.

    f The ancient K innari V ina o r K in , for example, became known in China as the K h in , a stringed instrument said to have been p layed b y the first E inperor, Fu-HI (circa 3000 B.C.). The Khin is further mentioned in ancient Chinese chronicles sucli a s the Ch i K i (second cen tu ry B .C .) in reference to even ts o f th e s ix th or seventh cen tury. According to the L i K i, Confucius (55I ~47^ b .c.) a lw ays had h is K liin w ith him a t home, and carried i t when he went for a w alk or on a journey.

    In Genesis (iv, 21 and xxx i, 27) a stringed instrument o f the same k ind is

    called Kinnor ( 1 3 ) . D av id used to p lav the Kinnor a s w ell as thenebel (lute). ^

    { A . K . Coomaraswamy: Arts and Crafts o f India and Ceylon, Foulis, 1913.20

  • THE THEORY

    So fa r a s m usic is con cerned , th e re is e v e r y p ro b a b ility th a t som e o f th e t e x t s q u o ted in la te r w o rk s w ere in e x is ten ce m an y cen tu r ie s b e fo re B uddh ism . T h e p ra c tic e o f n am ing a s w e ll a s q u o tin g o ld e r a u th o r it ie s can a llow u s to e s tab lish a ch ro n o lo g y , th e a u th o r q u o ted b e in g n ece ssa r ily m o re an c ien t. W h en eve r w e h appen to k n ow th e d a te o f one a u th o r w e can th u s gen era l ly kn ow w h ich a u th o rs cam e be fo re h im an d w h ich a fte r . A c a re fu l s tu d y o f a num ber o f w o rk s w h ich s t i ll s u r v iv e bu t h a v e n o t b een pub lish ed an d a r c d ifficu lt o f a ccess w ou ld h ow eve r be n eeded to m ak e th is ch ron o lo g y com p lete .

    T h e a n t iq u ity o f Ind ian th e a tr ic a l a r t a n d m u s ica l th eo ry w as w e ll kn ow n to th e an c ien t w o rld . A cco rd in g to S trab o (

  • NORTHERN IND IAN MUSIC

    The San skr it W riters on M u s ic

    T h e m a in S an sk r it trea tise s on m usic a p p ea r , a t first s igh t, to p resen t a m ass o f co n flic tin g de fin ition s . C a re fu l s tu d y o f th e d ive rgen ces an d s im ila r it ie s b e tw een c e r ta in g rou p s o f te x ts , h ow ever, show s th a t th ese b e lon g to d iffe ren t c la sses an d schools: som e a rco r ig in a l w o rk s b ased upon coh eren t th eo ry and a ccu ra te exp erien ce , th e rest m ore o r less a d ap ted com p ila tion s . F rom th e p o in t o f v ie w o f H in du trad itio n one w h ich im p a rtia l m odern s c ru tin y seem s to support it is th e ea rlie r w o rk s w h ich h ave th e g re a te r a u th o r ity a n d rep resen t th e o rig in a l th eo ry . A lth o u gh fra gm en ts o f s e v e ra l su ch w o rk s a rc a v a i l a b le , m ost o f th em n ow ap p ea r to b e lo s t o r inaccessib le .

    Am on g im po rtan t lan dm ark s o f th e l ite ra tu re on m usic m ust a ls o b e coun ted po rtion s o f c e r ta in Pu ranas, p a r t ic u la r ly th e V ish n u D h a rm o tta ra , M a rk an d cyS P u ranS an d V a y u PurLn5 . T h e H in du s c la im a g re a t a n t iq u ity fo r th ese P u ran a s an d th is seem s to b e co rrob o ra ted b y th e te ch n ica l te rm s u sed in re ference to m usic. T h ese P u ran ic t e x t s a re h ow eve r o ften d ifficu lt to r e ad b ecau se o f th e abundan ce o f c o p y is ts m is tak e s in te chn ica l passages.

    T h e S an sk r it a u th o rs on m usic c an be d iv id ed in to fou r m a in periods. T h e first p eriod is th a t o f th o se w ho se nam es a re m en tioned in th e Puran& s an d in th e E p ic s (M ahSbhSrata. a n d R a rn ayan a ) , th e second th a t o f th e a u th o rs m en tion ed in th e e a r ly m ed ie v a l w o rk s a lon e , a n d n o t in th e w o rk s o f th e first period . T h ese m ust n ece ssa r ily b e lon g to th e in te rm ed ia ry age . T h e th ird p eriod is th a t o f th e au th o rs w ho w ro te b e tw een th e e a r ly m ed ie v a l H in du r e v iv a l a n d th e M uslim in va s ion , a n d th e la s t o r m odern p eriod th a t o f S an sk r it w rite rs u nder M uslim an d E u rop ean ru le . E x a c t d a te s can u su a lly b e a sce r ta in ed o n ly fo r th e a u th o rs o f these tw o la s t periods.

    The F ir s t P eriod (T h e V ed ic -P u rdn ic-E p ic P eriod )

    T h e nam es o f a u th o rs b e lon g in g to th is e a r ly p eriod a re num erous. T h e few w o rk s th a t s u rv iv e a llow u s to f ix th e ch ron o lo g y o f th e m ost im p o rtan t o f th em w ith a c e r ta in am oun t o f a c cu ra c y , b u t a n y a t tem p t a t f ix in g de fin ite d a te s o r p eriod s cou ld o n ly b e con jectu ra l. W e can s a fe ly con sider

    ' * 2 2

  • THE THEORY

    th a t th e low er l im it g iv en b y th e b u lk o f P u rn ic an d E p ic l ite ra tu re p laces th is first p eriod o f l ite ra tu re on m usic in w h a t w e m a y c a l l th e P re -B u dd h is tic age.

    A ch ron o log ica l c h a r t c an be b u ilt u p sh ow in g th e re la t iv e an te r io r ity o f au th o rs m en tion ed o r q u o te d in th e w o rk s a v a ila b le in fu ll o r in fra gm en ts (see opp . p. 32}. A lth ou gh i t is fa r from exh au s tiv e , th is c h a r t show s th e a ffilia tion s b e tw een th e m ost im po rtan t S an sk r it w r ite r s on m usic o f th e e a r ly period , w h ich m u st h a v e e x ten d ed o v e r m an y cen tu ries. M ost o f th ese c a r l) ' w o rk s a re a rch a ic in th e ir language.

    T h e few d ifficu ltie s w e m ee t in e s ta b lish in g th e ir ch rono logy , c an in th e m a in b e so lved .

    The D ifferen t Ndradd-s

    T h e re w ere p ro b a b ly th re e au th o rs kn ow n b y th e n am e o f N arad a . One, th e a u th o r o f th e Ndrad iya Sh ikshd , is p ro b ab ly th e e a r lie s t w r ite r on p ro fan e m usic a n y o f w ho se w ritin gs h a v e s u rv iv e d in fu ll. H e is q u o te d b y a ll sub sequen t w rite rs o f th e e a r ly period , w h o in tu rn a re q uo ted b y la te r N a rad5-s, th e a u th o rs o f th e Sahg itd M akar a nd z a n d th e Chatvdrim shach hatd Rdgdnirupanam .

    A cco rd in g to trad it io n , th e Ndradiya Sh ik shd fo rm s p a r t o f th e la te r V e d ic l ite ra tu re an d a lth o u gh som e a ttem p ts h ave b een m ad e to d a te th is w o rk ra th e r la te , th e re is n o so lid e v id en ce to m ake u s d isb e lieve th e trad itio n . T h e f a c t th a t th e Ndradiya Sh ik shd m en tion s th e nam es o f o n ly a few o f th e ea rlie st a u th o r it ie s on m usic w ho a re a lso m en tioned in th e Va th ish lhd a n d Ya jhava lkya Sh ikshds , seem s to con firm i t a s a v e r y e a r ly w ork . I f w e w ere to con s id er th e Ndradiya Sh ikshd a la t e w o rk w e shou ld h a v e to m ak e room fo r som e o th er v e r y e a r ly w o rk o f th e sam e d e scr ip tion fo rm ing th e lin k b e tw een V ed ic c h an t an d p ro fan e m usic an d m en tioned b y Y a .sh tik a , N a rad a I I , K o lia la , M ata iigS an d p ra c t ic a l ly all sub sequen t au tho rs . T h ere seem s, h ow ever , to b e n o su fficien t

    d u b t th e a u th e n t ic ity o f th e a v a ila b le Ndradiya.

    The Panchama Sam h itd a n d Narada Sam h itd a re p ro b ab ly th e w o rk o f th e la te r N a rad a (N arada I I ) , th e a u th o r o f th e Sangita Makarandd.

    23

  • NORTHERN IND IAN MUSIC

    The Bharat Problem

    T h e a v a ila b le w o rk o f B h a ra t , th e Ny Shstr , is a com p ila tion w h ich h as b een v a r io u s ly d a te d b e tw een th e second c en tu ry B.C. a n d th e fo u r th c e n tu ry A .n . I t m en tion s K o h a l an d D a t t i l b u t n o t M a tah g a an d p ro b a b ly con ta in s fra gm en ts o f th e w o rk o f N an d ik e sh v a r , K o h a l , e tc ., and th e ea rlie r Bharat Shslr-s . I n fa c t i t m a y be d ou b ted w h e th e r a sag e B h a r a t e v e r e x is ted . I f h e d id e x is t h e m u s t h a v e been th e B h a r a t V r id d h (B h a ra t th e E ld e r) m en tion ed b y h ra d ta n a y , a s d is t in c t from th e a u th o r o f th e Ny Shstr. T h e w o rd b h a ra t m ean s a d an ce -a c to r an d w as u sed a s a comm on n am e in th e t i t le o f a ll th e trea tise s on s tage techn iqu e . T h u s w e h ea r o f d i B h a ra t , N an d ik e sh va r B h a ra t , A r ju n B h a ra t , M a tah g B h a ra t , K o h a l B h a ra t , e tc . B h a ra t n y sh s tr w ou ld th en s im p ly m ean th e te x t-b o o k o f th e d an ce -a c to r a n d th is is v e r y m u ch w h a t i t is a p ra c t ic a l com p ila tion o f a u th o r ita t iv e w o rk s on th e su b je c t p e r io d ica lly b rough t u p to da te .

    T h e Ny hslr c an n o t, th ere fo re , b e ta k en a s a sure b a s is fo r d e te rm in in g ch ron o lo g y an d w e sh ou ld n o t b e su rp r ised to fin d B h a ra t h im se lf m en tion in g a s h is sons severa l a u th o rs la te r th a n th e o rig in a l Ny Shstr, th o u gh a ll of th em b e lon g to a n e a r ly p er iod * o r m ust a t le a s t b e an terio r to th e la te s t recen sion o f th e Ny Shstr.

    M atangd

    I t seem s a t firs t d ifficu lt to kn ow in w h ich p eriod to p lace M a tan ga , th e a u th o r o f th e B rih addesh i. T h e t e x t m en tion s a num ber o f e a r ly au th o rs , in c lu d in g Y a s h t ik a an d B lia ra tS . I t h as a lso an e x te n s iv e com m en ta ry w h ich m en tion s s t i ll fu rth er w rite rs , in c lu d in g N and ik esh varS , K o h a la an d D a tt ila . Som e

    * The tradition is that BharatS had four sons Shandilya, Vatsya, KohalS and Dattila.

    I taught the perfect practice (of music) to my sons, handilya, VatsyS, Kohala and Dattila. (Nat. Sh. 1-26.)a

    The family of Bharata-s will be made famous in the future by the Bharata-s KohalS, and, after him, Vatsya, Shandilya, Dattila." (Nat. Sh. 36, 7 - 7*04

    These obviously later additions only mean that these four authors are considered the direct recipients of the tradition of Bharata, and their work has therefore great authority.

    0 24

  • m ed ieva l a n d m odem au th o rs h a v e con sid ered th is comm en ta r y th e w o rk o f M a tan ga h im se lf. B u t th is is u n lik e ly sin ce i t m en tion s K o h a la , w h o h im se lf, in a p a ssage rep rodu ced b y K a llin a th a , q u o te s M atangiL T h e n am e an d th e s to r y o f th e sage M a tah g a a re m en tioned in th e Ramdyand a n d th e Mahdbhdrata a n d in s eve ra l P u ran a s . T h is p la ce s h im d e f in ite ly in th e e a r ly period.

    The Three Chatura-s

    A q u o ta tio n from T um bu ru is fo u n d in K a ll in a th a 's com m en ta ry on th e Sahgitd R a lnakard ( i , 3 , 10 -16 ) . T h e sam e q uo ta tio n in th e com m en ta ry on th e 2 7 th sh lo k a o f M atang& 's Brihaddesh i is , h ow ever, a t t r ib u te d to C h a tu ra . B u t C h a tu ra is a n am e g iv en to K a ll in a th a h im se lf a n d th is com m en ta ry m igh t b e th o u gh t to b e la te enough to q u o te h im . B u t S im ha- b h up a la m ore th an a c en tu ry b e fo re K a ll in a th a rep ea ted ly q u o te s from th is com m en ta ry on th e B rihaddesh i w h ich he seem s to consider th e w o rk o f M a tah g a h im self. I t w ou ld th ere fo re ap p ea r th a t th e t it le o f C h a tu ra (clever) w as a lso g iv en to th e e a r ly w r ite r T um bu ru , th e sam e n am e h av in g b een u sed la te r fo r K a ll in a th a an d a lso fo r D am od a ra M ishra, th e a u th o r o f th e Sangild Darpand.

    M dtriguptd and Rudratd

    T h e M atrigup tei m en tioned b y N aradS. (in th e Chatvarim- shachhatd Rdgdnirupanarn, a n d a s M a tra gu p la , in th e Sangild Makarandd) h as som etim es been id en t if ied w ith th e ce leb ra ted p o e t M a tr ig u p ta o f th e seven th c e n tu ry . T h is is n o t a b so lu te ly im possib le , th o u gh i t is u n lik e ly .

    S im ila r ly , th e R u d ra ta m en tion ed b y th e a u th o r o f th e com m en ta ry on th e Brihaddesh i a n d a lso b y A b h in a v a G u p ta has b een sa id to b e th e n in th c en tu ry a u th o r o f Kdvydlankard , or R u d ra B h a t ta , th e a u th o r o f Shringdratilaka.

    Such id en tif ica tio n s sh ou ld n o t b e a t tem p ted w ith o u t solid ground . T h e S an sk r it l ite ra tu re on m usic e x ten d s o v e r so v a s t a p eriod th a t s im ila r it ie s o f n am e a rc bound to occur. T h e d if f icu lty is ra th e r to d is tin gu ish b e tw een num erou s au thors o f th e sam e nam e. W e kn ow o f a t le a s t ten B h a tta -s , au th o rs

    25

    THE THEORY

  • NORTHEKN IND IAN MUSIC

    o f d iffe ren t w o rk s , s ix Som a-s o r S om esh v a r i-s , f iv e N a ra - y an a -s , fo u r D am oda ra -s , e tc . A m on g th e w o rk s s t ill a v a ila b le , w c h a v e tw o Sangitd Ratnakara-s, th ree Sang ita Narayand-s, fo u r Bharatd Shastrd-s, fou r Ragd M a ld -s , a n d so on. H a s ty id en tifica tion s a re su re to lead to m is ta k e s su ch a s h a v e a lr e a d y b een m ad e in th e ca se o f th e d ifferen t D am oda r i-s .

    M any o f th e a v a ila b le w o rk s o f th e e a r ly p eriod h a v e been re-shaped o v e r an d o v e r aga in . T h is is o n ly n a tu ra l, fo r th e y w ere teach ers ' te x t-b o o k s and no t l ib r a r y reco rd s. B u t to ta k e a s an ea rlie st lim it fo r th e ir w r it in g th e d a te o f th e ir la te s t re -sh ap ing , a s som e o v e r-cau t io u s s tu d en ts h a v e a ten d en cy to d o , g iv e s a w h o lly erroneous p ic tu re o f m usica l h is to ry .

    A ll th a t is a v a ila b le o f th e e a r ly w o rk s is e v id e n t ly d ir e c t ly b a sed on th e Gdndharvd V eda and th e S h iv a trad itio n . In th ese w e find a th eo ry o f sound co -o rd ina ted w ith e x jx r ie n c ed fa c ts w h ich w e can ea s ily g ra sp . T a k in g in to a cco u n t th e ch an ges th a t h a v e o ccu rred in th e sca le , in th e to n ic a n d so on, th e in te rp re ta t ion o f th e e a r ly w o rk s p resen ts n o v e r y a rduou s p rob lem e x c ep t th a t o f re s to rin g th e t e x t w h ere i t h as been co rrup ted .

    I f th e c om m en ta ry on th e Brihaddeih t r e a lly is th e w o rk o f M atangcl th e low er lim it o f th e E p ic -P u ran ic p e r iod in th e ch a r t (opposite p . 32) m ust be p la ced b e fo re G an d h a rv a R a ja , o th e rw ise th e ch ron o lo gy i t show s w ill no t b e m uch a ffec ted .

    The F ir s t Period

    S eve ra l nam es m en tioned in la te r w o rk s m a y re fe r t o som e o f th e ea rlie st au thors. F o r e x am p le P arvatT -pa ti and S h a r v3 are n am es o f Sh ivS : th e y m a y s tand fo r S h iv a , th e f irs t, d iv in e e xp ound er o f m usic, o r fo r som e o f h is la te r fo llow ers; M agheshS m ay b e I n d r i , K am a la s y a k S m a y b e B rahm a . Y e t i t w ou ld be in cau tio u s to m ak e su ch a n a sse rtion w ith o u t e v id en ce sin ce th e se a r c n am es th a t fre q u en tly occur.

    T h e K sh em a ra ja m en tion ed b y K o h a la can n o t b e th e ce le b ra ted d isc ip le o f A b h in a v a G u p ta , s in ce K oh a l& 's low est p o ss ib le l im it is th e fo u r th c en tu ry a . d . , s ix cen tu r ie s b e fo re A b h in a vS G up ta .

  • THE THEORY

    The Second P er iod (Buddh istic )

    Th is p e r iod (w h ich w e m a y g en e ra lly term B u d d h is t ic since, a cco rd in g to th e H in du trad itio n . B u d dh ism a ro se an d dec lin ed in In d ia w ith in it s lim its) e x ten d s from the E p ic - p u ran ic p e r iod to th e e a r ly m ed ie v a l H in d u rev iva l.

    A few im p o rtan t w o rk s th a t p ro b a b ly be long to th e b eg in n ing o f th is p e r iod a re a v a ila b le (see p rev io u s ch art) . Th ese in c lu d e e x te n s iv e fragm en ts o f K oh a l .

    T h e low er lim it o f th e e a r ly w o rk s o f th e first p e r iod is se t b y th e fa c t th a t K o h a l an d D a t t i l a re m en tion ed in th e Ny Shstr, th e la s t re -sh ap in g o f w h ich , a s w e h a v e a lr e a d y seen , is v a r io u s ly d a te d b e tw een th e second c en tu ry n .c . a n d th e fo u r th c e n tu ry A.D ., th e firs t o f th e se d a te s b e in g th e m ore like ly .

    V e r y few o f th e num erou s m u s ica l w o rk s o f th is second p eriod h a v e so fa r b een fo un d o r in a n y w a y ed ited o r stud ied . In m ost ca se s w e h a v e to c o n ten t ou rse lves w ith a u th o rs n am es w ith o u t a ttem p t in g to e s tab lish th e ir ch rono log ica l re la tion sh ip . T h e au th o rs w ho can s a fe ly be a t tr ib u te d to th is p eriod a re th o se n o t m en tion ed b y a n y w rite r o f th e pre- P u ra n ic -E p ic p eriod b u t m en tion ed a s a u th o r it ie s b y au thors o f th e ten th , e le v en th an d tw e lf th cen tu ries (ch ie fly A b h in a v G up t , S li rad tan a y , N n y B h u p i , P r sh v a d e v and h rn gad ev ) .

    T h is g iv e s u s a lis t o f nam es, som e o f w h ich m a y h ow ever be long to th e f irs t p e r io d o r to th e earlie r p a r t o f th e th ird period.

    Writers o f the Second (Buddhist) Period

    s t ik , A p isa li (au th o r o f a Sh iksh ), U t ta r , U v a t , Um pa ti'- , K ty y a n +, K m ad e v , K um bh od b h a v , G han- a k , C h h a tra k , D a t t , D e v r j (m ay b e D cvcnd r ), D rauh in i, D h enuk , P r iy l i th i , B in d u R j , B r ih a t K a sh y a p , B h a , B h a Y a n t r , B h a S um anas , B h a a V r id dh i, B h a G op l+, B h a h ubh ka r+ (com m en ta to r on Nrady Sh iksh ), R ah u l , V en , V y s , V ch a sp a ti, S lir i Har.h (d ifferen t from th e p a tro n o f th e seven th c e n tu ry p o e t B an ) , S a k a li g a rb h , S u ry (m ay b e B h sk a r ) , Su resh va r ,* S on ie sh va r I + (d ifferen t from th e tw o la te r S om eshvara -s , a u th o rs r e sp e c tiv e ly o f Munaso lls a n d Sahgt Ratnval).

    2 7

  • NORTHERN IND IAN MUSIC

    The T h ird (Medieval) Period

    Th is p eriod corresponds w ith th e H indu r e v iv a l a fte r th e dec lin e o f B uddh ism . A ll th e ea rlie st b o ok s o f th is p eriod a re lo s t. T h e firs t a v a ila b le m ed ie v a l w o rk is th e Abh inav Bhra t, a ten th c e n tu ry com m en ta ry b y A b h in a v G u p t on th e Nty hslr.

    Au thors o f the T h ird (Medieval) Period

    I

    U d b h a t ( la te e ig h th c en tu ry ) : Comm , on Nty ShstrL o lla t (betw een U d b h a t an d A b h in a v G u p t , c. 825):

    Comm , on Nty Shstr. h an k u k (id ., c . 850): C omm . on Nty Shstr.U tp a l D e v ( ten th c en tu ry ; A b h in a v s g u ru 's guru).N r is im h G u p t (A b h in a v s tea ch er an d fa ther).A b h in a v G u p t (end o f ten th cen tu ry): Abh inav Bhrat,

    comm . on Nty Shstr.B h o j (K in g) (10 10 1055).S im h an a (e leven th c e n tu ry o r e a r ly th ir te en th , b e fo re

    H amm ira).A b h a y D e v (a Ja in ) (10 6 3 - ? ).M am m at (10 50 -1150 ): Sang t R a in a M l .R ud ra sen (before D even d r ) .S om ehvar I I ( 1 13 1 ) : Manaso lls o r Abhilshrth Ch in - tmani.

    L o ch an K a v i* (1160): Rg Tarangin .

    * There has been some speculation about the date o f Lochan K a v i. The Rg Tatangin i bears the date 10S2 o f the Shak era. T h is would be 1x60 a . d . Lochan K av i, however, mentions th e names o f Javadev and V idypati. T h e d a teo f J ayadev is about 1116 A .i> .,butthe known Maithili poet V idypati is thought to have lived about the fourteenth century. E ither Lochan lived after the fourteenth cen tury, or th is name refers to some other V idypa ti. I t appears th a t there is a local hak era in the E ast o f India according to which 1082 would be 1700 a .d . T h is would bring Lochan to a much later da te , but against it there is the fa c t th a t Lochan is quoted b y H riday N ryan (c. 1667) who himself is quoted b y lih av B hafta (c. 1700).

    T h e work of Lochan has therefore been dated either 1160 a . d . , or fourteenth cen tury (after V idypati), o r 1 70 0 a . d .

    Since the last date seems impossible, i t is like ly th a t the earlier o f the remaining dates is the true one and that as some Bengali scholars assert, there w as an earlier V idypati.

    28

    *1

  • p a ram a rd i (116 5 -120 3 ?).D e v e n d r i (a fte r B h o j l ) : Sang itd M uktdva li.S om e^h va r i I I I ( 1 1 7 4 n 77): Sang itd Ratnavali. S h a ra d a ta n a y a (c. 1200): Bhdvd Prakaihd .N an y a B h iip a la o r N 5n y a D e v i (e leven th o r tw e lfth

    c en tu ry , b e tw een A b h in a v a G u p t i a n d S h ir f ig a d e v i) : Sarasva li Hridayalatnkdra.

    J a itr a S im h i (c. 12 13? b e fo re H am m ira ): Bharatd Bhdshyd. S h a rn g ad cv a (12 10 -124 7 ): Sangttd Ratndkara.

    THE THEORY

    II

    J a y a s im h i (before H amm ir).G an ap a ti (c. 1253? b e fo re H am m ir i) .J a ya sen (c. 1253): N rittd Ratnavali.H am m ir (1283 o r 1364): Sang itd Sh fingdrd Hard.G op l N y a k (129 5 -13 15 ).P ra t p (K in g ?): Sangitd Chiiddmani.P a lku r ik i S om an th ( th ir te en th - fo u r te en th cen tu ry):P a nd it rdhyacluirit , B s av P u r and.

    V a san t R j (K in g K um rg ir i, b e fo re fou rte en th cen tu ry ): Vasant R jiy Ndyd Shdstrd.

    D igam bar Su ri (before Pr^hvadev).P r sh v a d e v (before S im h B h u p l . a fte r B h o j and

    P ara inard ): Sangitd Sam ay Sr.S h n ig a d h a r (1300-1350 ): Shdrngadhar Paddhati.H arip l (130 9 -13 12 ): Sangitd Sudhkard.h r V id y C h a k ra v a r t in (ea r ly fou rteen th ): Bharatd S a n - grahd.

    Su d li k a la s (1323 -1349 ): Sang itd Upanihad.S im habhup l (c. 1330): Sudhkard, a comm , on Sangitd Ratndkara.

    V ish v e sh v a r (c. 1330).V id y ra n y (1320-1380): Sang itd SardV cm B h u p l ( la te fou rte en th e a r ly fifteen th cen tu ry ): Sangitd Chin tdm ani.

    G opend r T ip p B h u p l (1423 -1446 ): T ia D ip ik .K um bh ak a rn (1433-1468 ): Sang itd R j , Sangitd Kramd D ip ik .

    K a llin th (m idd le fifteen th c en tu ry ) : K a l n id h i, a comm , on Sangitd Ratndkara.

    *9

  • Karrial& L o ch an a (c. f ifte en th ?.): Sangitd Ch in idm an i, Sahgiidm rita .

    K e sh a v a (be tw een 1240 an d 1664): comm , on Sang itd Ratndkard.

    R am an an dS R a r ity a n a S h iv S Y o g in (a fte r th ir te en th cen tu ry ): Ndtyd Sarvasvd D ip ikd .

    T h e longest w o rk o f th e m ed ie va l p e r io d is th e Sangitd Ratndkard o f S h a rh g ad cv a (12 10 1247 a .d .) . I t l ia s severa l v a lu ab le comm en tar ies , tw o o f w h ich b y S im h abhu p a la (c. 1330) an d b y K a l l in a tM (fifte en th c en tu ry ) h a v e b een p u b lish ed .* T h e Rdgd T a rang in i o f L o ch an a m a y a lso b e lon g to th is period .

    NORTHERN IND IAN MUSIC

    T h e Fourth (Modern) Period

    W ith th e a d v en t o f fo re ign in va s ion s m u s ica l c u ltu re q u ic k ly d ecays . A few au th o rs , h ow ever , e ith e r a t tem p t to r e s ta te th e old th e o ry o r to re-shape i t so th a t i t m a y ag ree w ith a ch an g in g p rac tice . M usic ian s h ad fo un d m an y p o in ts o f th e re co n s tru c te d m ed ie v a l th e o ry ir re le v an t w h en i t w a s con fron ted w ith th e m u s ica l p ra c tic e o f th e ir d a y . A series o f a ttem p ts w as th e re fo re m ad e to recon cile i t w ith th e fac ts . T h e ch ie f w o rk s o f th is k in d a re th e Svard-m eld -Ka ldn idh i o f R m - m ty (1549), lI ie Rdgd V ibodhd o f S om n th (Y610), th e Sang itd Darpund o f D m od a r M ish r (1625) an d e sp ec ia lly th e Chaturdandi P rakdh ikd o f V e n k a ta M akh in (1620) th e s y s tem a tiz c r o f K a m a t ic m usic . B u t th ese e ffo r ts o n ly a d d ed to th e con fu sion , fo r in th e ir a t tem p t to e x p la in a p p a ren t co n trad ic tio n s th e se la t e a u th o rs o ften fo rced v e r y far-fe tch ed in te rp re ta t io n s u p on th e an c ien t te ch n ica l te rm s an d th eories .

    T h e re fo llow ed a series o f m o re re cen t w o rk s w h ich com p le te

    * In the first chapter o f his Sangt Ralnkar, Shrngadcv g ives the follow ing list o f his chief predecessors:

    SadShiv, S liiv, B rahm , Bharat, Ka.4hvapM uni, M atang, Ysh tika , Durg-shakti, Skrdl, K ohal , Vihkhiis', D antil (Dattil), K am bal, M hva tar , V yu , V ishvvasu , R ambh, ArjunS, N rad, Tuniburu, An janey, M tjigupt, R van , NandikeShvarS, S v ti, G u ii , B indurja, K shetr-rj.l, Rhal , Rudrat, N ny Bhiipl , and k ing Bhoj , Paraniardi and Somesh the world emperor; then the commentators o f Bharat: Lolla tS . U dbhal , Shankuk, B h a tt , A bh inava Gupta , the famous K irtidhar and m any more in th e past were experts in m usic ."5

    30

  • THE THEORY

    th e l in k be tw een an c ien t a n d m od em m usic . In N o rth ern In d ia th e Sang ita P a r ijd td o f A h o b a la (c. 1690) is con sid ered th e m ost im p o r tan t o f these.

    C h ie f W riters o f the Fourth (Modern ) Period

    H ar in y a k (c. 1500): SahgU Sr.M ehkarn (before 1509): Rag M l .M adan p l D e v (c. 1528) Anand Sah jvan .Lak .hm i N r y a n (first q u a r te r o f th e s ix te en th cen tu ry ): Sahg t Suryoday.

    Lakh rn dh ar (s ix teen th c en tu ry ) : Bharat Shstr Granth.R m m ty (1550): Svar-m el-kal-nidhi.P u n d a r lk V i h a l ( la te s ix te en th cen tu ry ) : hadrg Chan- droday, Rg M l , Rg M a h ja n , N artan N irtm y.

    T an ap p ch ry (Tn -sen ?) (gu ru o f V e n k a M akh in . c . 1600).

    M dh av B h a (be fo re 1610 ): SahgU Chandrik.Som ri th (1610): Rg V ihodh.G ov in d a D ik h it (1614 ): Sahg il Sudh.G ov in d (?): Sangrah Chudmani.V en k a M akh in (c. 1620): Chaturdandi Praksh ik .D m od a r M ishr (1625): SahgU D a r pan.I l r id a y N r y a n D e v (c. 1667): Hriday K au tuk , H riday PrakSlui.

    B sa v R j (16 98 -17 15 ): Sh iv Tattv Ratnkar.A lio b a l (before S h r i N iv s an d B h a v B h a a . F irs t h a lf

    o f se v en te en th c en tu ry o r earlier): SahgU P r ij i . ( tran sla ted in to P e rs ian in 1724).

    S h r i N iv s ( la te seven teen th cen tu ry): Rg Tattv Vihodh.A bh ila s (seven teen th c en tu ry ) : SahgU Chandr.J a g ad d h a r ( fou rteen th to seven teen th cen tu ry ): SahgU Srasv.

    K am a l k a r ( la te r th a n 1600): SahgU Kamalkar.K ik a r j (seven teen th c en tu ry ) : SahgU Sroddhr.Jaga jjyo tirm aL la (seven teen th c en tu ry ) : SahgU Sr Sah- grah, SahgU Bhskar.

    R agh u n th B h u p (seven teen th cen tu ry ) : SahgU Sudh.N an g R j (?): SahgU Gang D har an.V cd o r M ud aved (du ring th e re ign o f h h j 168 4 -17 12 ): SahgU M akarand, SahgU P u hph ja li.

    3 i

  • V an g am an i (seven teen th c en tu ry ) : SahgUd Bhdskard .S h u k am bh ara (before e igh te en th c en tu ry ) : Sang ita Ddmo- dard.

    S om an a r y i (a fte r 1609): N a lyd Chuddmani.B h a vS B h a t ta (a lia s A n u sh tu p a C h a k ra v a r t i a fte r A hoba lS .

    c. 1700): A n up d Sang ita A hku shd , A n u p d Sangita Ratndkara, A nup d Sang ita V ilasd .

    T u la jad h ip a (n iled 1729 -35 ): Sangita Sdrdmrita.N a ra y an a (K in g) ( la te e igh teen th cen tu ry ): Sang ita N drd - yand.

    K av i-ra tn& N a ra y a n a (e igh teen th cen tu ry ) : Sangita Saran i.G ov in d a (e igh teen th cen tu ry ) : Sangita Shastrd Sahkshepd .G op in a th a K a v i B hu shanS ( la te e igh te en th cen tu ry): Kav ich i u lam a n i.

    P ra ta p S in gh (1779 i& H ) : Sangita Sdgard,BaJaram a V a rm a (ru led 1798 -18 10 ): Bald-rdmd-Bharatd.Sh rik an th a ( la te e igh te en th cen tu ry ): Rasa K aum ud i.

    NORTHERN IND IAN MUSIC

    Nineteenth and Twentieth Centuries

    R m v a rm M ahr j : Sangita K ritayah.A p p T u ls i: Abhinavd T d ld M a iija r i, Rdgd Chandrik , Rdgd Kalpadrum dnkurd , Sangita Sudhdkard.

    K rih n n an d V y s : Rdgd Ka lpadrum d (1843). A p p a l ch ry : Sangttd Sangrahd Chintdmani.Sou rind r M ohan S h an n (R j T agore ): Sang ita Sard Sangrahd (1875).

    V i lin u S h a rm (P a n d it B h tk h an d e ): Abhinavd Rdgd M a iija r i (19 2 1), Shrlm allakshydsangltam (1921).

    M a in authors in North In d ia n Languages other thanSanskrit

    R j M nsingh T om a r (1486 -15 18 ): M n K au tuha ld (H indi).

    n Sen (c. 1549): Rdgd M a id (H indi).S h r R m M all: Rdgd V ichdrd (H ind i).H ar iva llabh : Sang ita Darpand (H ind i) (m ss. d a te d 1673). G an g R m : Setu (comm ent, on Sang . R a tn .) (H indi).D eo K a v i: Rdgd Ratndkard (1673) (H indi).

    32

    * ---------

  • THE

    FIRST

    PERIO

    D

    3w>

    S

    1aJ3-o.o

    o

    -GF

  • aE

    Si_>v

    g

    i35>

  • S a iy it l " A b d -a l W a li U z la t: Rg M l (1759) (H indus- than i).

    K a v i K r ih n : Rg K u tu ha l (178 1) (H ind i).M ahar j S aw a i P r a t p S imh D e v o f J a ip u r (1779 -1804): Sang t Sr (H ind i).

    M uhamm ad K ezza : Ngtnat-e-A saphi (1813) (Persian).R d h M ohan Sen: Sang t Tarang (1818) (B enga li) .D iw n L acchh rm ; B ud d h i P rak ih D ar p an (1823)

    (H indi).K r ih n n an d V y s D e v : Rg Ka lpadrum d (1842-1849)

    (H ind i an d B enga li).C h h a tr N r ip a ti: P a d Ratnva l (1854) (H indi).C hunn i E l j G ossa in : N d V inod (1896) (H indi).B h n u K a v i (J ag ann th P rasd ): Kvy Prabhkar (1909)

    (H indi).

    THE THEORY

    Northern and Southern M u s ic

    "Because countries differ, things have different names.(R ag i i K a lp a d r u m d ) .

    T h e la te r m ed ie v a l a u th o r R am am a ty a w ro te , in 1550 a .d . , "T h e sc ien ce o f m u sic h a s b o th in th e o r y and in p rac tice d eg en era ted in to con flic tin g v iew s . (Svar. K a l. 1 , 24.)*

    T h ou gh th e m an y schoo ls o f m u sic in In d ia to -d a y e a ch la y c la im to th e sam e an c ien t trea tise s , th e re a re im p o rta n t d ifferences in th e m usic o f th e v a r io u s p a r ts o f Ind ia . H a rd ly a n y o f th e m odes o f S ou th In d ian m usic a re e x a c t ly id en tica l w ith those o f N o r th Ind ian . E v en in th e N o rth , ragS s an d s ty les g re a t ly d iffe r from one p rov in ce to ano th er . B esid es, there rem ain in m an y regions, in c e r ta in v a l le y s o f th e H im a laya s in p a rticu la r , a rch a ic fo rm s o f m u sic w ith a n u pp e r ton ic a n d a d escend in g s ca le th e s tu d y o f w h ich w ou ld b e o f g rea t in terest fo r th e u nderstand in g o f an c ien t m usic. Y e t w h a te v e r th ese d ifferen ces m ay b e , t h e y sh ou ld n o t b e o ve r-e stim ated . I t sh ou ld b e b o rn e in m ind th a t a ll th e se m usica l sy s tem s are b u t v a r ia t io n s in th e ap p lica tion o f one comm on m usica l th eo ry . T h e y a ll p e rta in to th e m od a l sy s tem o f m usic e x pounded in th e an c ien t trea tise s a n d th e ir d ifferences a re not s tru c tu ra l b u t m ere ly d ifferen ces in s ty le o r c la ss ifica tion .

  • I t is a comm on sa y in g in S ou th In d ia t h a t S ou th e rn m usic rep resen ts th e m ore an c ien t schoo l w h ile N o r th e rn m usic has e v o lv e d u n d e r ou ts id e in fluences. E x c e p t on v e r y m inor po in ts , th is op in ion does n o t , h ow ever, a g r e e w ith th e fac ts . S o u th In d ian m usic w as su b je c ted to s y s tem a tic re fo rm s, one o f th e m a in re fo rm ers b e in g V en k a t M akh in in th e seven teen th c en tu ry . N o r th In d ian c lassica l m u s ic , o n th e o th e r hand , th ough i t le n t its e lf e a s ily to tem p o ra ry fash ions, d id n o t a t tem p t to s y s tem a tiz e th em and seems t o h a v e rem ained v e r y m u ch wrh a t i t w as in sp ite o f changes. I t s t i ll con form s to -d a y w ith th e d e fin ition s o f th e m ost an c ien t books.

    T h e m an y s to r ie s th a t te ll h ow th e v a r io u s s ty le s o f N o r th In d ian m usic w e re in v en ted b y m usicians o f t h e M uhamm adan p eriod h a v e p ro b a b ly n o b a s is in rea lity . U n d e r M uslim ru le , age-o ld s to r ie s w e re re to ld a s i f th e y h ad h ap p en ed a t th e cou rt o f A k b a r , s im p ly to m ak e th em m ore v iv id , a n d in co n fo rm ity w ith th e fash ion o f th e d a y . S u ch tran sferen ces o f legend are frequ en t e v e ryw h ere . In W este rn coun tries , m an y a p agan god in th is w*ay b ecam e a C h ris tian sain t a n d m an y an c ien t legend s w ere rea rran ged to fit in to a C h ris tian w orld . Som e ep isodes in th e life o f th e B ud dh a , for e x am p le , found th e ir w a y in to th e L iv e s o f the S a in ts w here th e B u d d h a appears u nder th e n am e o f S t. J o sapha t.

    * * *

    T h e im p a r tia l ea r o f sound-m easu ring in s trum en ts m akes one m a rv e l a t th e w onderfu l a c cu ra cy o f t h e sca les u sed b y th e g re a t "U s ta d s o f N o rth ern In d ia s c a le s w h ich in e v e r y w a y con fo rm w ith th e requ irem en ts o f a n c ien t H in du th eo ry . T o s a y th a t th e y p e rta in to , o r h ave been in flu en ced b y , th e A ra b o r th e P e rs ian s y s tem show s a v e ry su p e r fic ia l kn ow ledge o f th e su b je c t . T h ese sys tem s, o r ig in a lly m o s t ly d e r iv ed from In d ian m usic , h a v e b e com e so reduced an d im poverish ed in com parison w ith i t th a t n o on e can se r iou s ly sp eak o f th e ir h a v in g h ad a n y in flu en ce on it s d eve lopm en t un less one is re fe rr in g o n ly to th e s e t t in g o f ce rta in t y p e s o f p o e try o r to c e r ta in m annerism s o r w a y s o f s it t in g or o f p la c in g th e vo ice . In fa c t th e w ho le o f th e th eo ry an d m ost o f th e p ra c t ic e o f A ra b a s w e ll a s P e rs ian m usic is th e d irect d e scen d an t o f th e an c ien t T u rk ish m usic. A t th e beginn ing o f th e M uslim era , th e A ra b s th em se lves h ad h a rd ly a n y m u s ica l s y s tem w orth

    NORTHERN IND IAN MUSIC

    34

  • THE THEORY

    m ention ing , a n d a ll th e A r a b ic th eo re tic ian s A v ic en n a ,* A l- F a rab i, S a fi u d 'd in , a n d o th e rs a re c la im ed b y th e T u rk s as T u rk ish in c u ltu r e i f n o t a lw a y s in race . I n f a c t , t h e y m ere ly e xpounded in A ra b ic th e o ld T u rk ish s y s tem in te rp re ted in th e lig h t o f G re ek th eo ry . T h is T u rk ish s y s tem w a s w e ll know n to m ed ieva l H in du scho la rs w ho o ften m en tion i t (under th e nam e o f T u ru sh ka ) a s a s y s tem c lo s e ly a llied to In d ian m usic. A s I h a v e e xp la in ed e lsew here , f th e seven teen in te rv a ls o f th e o c ta v e , a s u sed b y th e A ra b s , a r e id en t ic a l w ith se ven te en o f th e tw en ty - tw o In d ian *>hrutis, a n d th e re is n o m od a l form in A rab ic m usic w h ich is no t kn ow n to th e H indus.

    Avicenna was bom about 980 a .d . in Balkh, in what is now known as Afghan Turkestan and, though his father is said to have been a Persian, the Turks claim him a s their own in language and culture, t See the author's Introduction to the Study o f M usical Scales, p. 126.

    35

  • C H A P T E R I I

    T H E N A T U R E O F S O U N D

    qfafa Mrc:wifTOid ifwwhi^i:: v f# R g r g 'i * r i is :

  • s tru ck ; o f th ese tw o , th e u n s tru ck w il l b e first described . Sound p roduced from e th e r is kn ow n a s 'u n s tru ck '. I n th is

    u n s tru ck sound th e G ods d e ligh t. T h e Y o g is , th e G rea t S p ir its , p ro je c t in g th e ir in ind s b y a n e ffo rt o f th e m ind in to th is u n stru ck sound , d ep a rt, a t ta in in g L ib e ra tio n . 7

    S tru c k sound is sa id to g iv e p leasu re , u n s tru ck sound g iv e s L ib e ra t io n . (Nrad P u r and) *

    B u t " th is (un stru ck sound) h a v in g n o re la tion w ith hum an en jo ym en t does no t in te re s t o rd in a ry m en . ($h. tat. R a in .

    6, 7 . 12.)N o t a ll a u d ib le v ib ra t io n s a re m u s ica l sounds. T h e sounds

    u sed in m usic a re those w ho se m u tu a l re la t io n s fo rm an im age o f th e b a s ic m a th em a tic a l law s o f th e u n iverse . T h u s m usica l sounds rep roduce th e firs t crea tion o f th e P r im ord ia l In te llect. T h is crea tion is a t th e sam e t im e a rh y thm an d a th ou gh t. In co rrespondence w ith th is, th e m a in ch a ra c te r is t ic o f m usica l sounds is th a t , a lth o u gh th e y fo rm s im p le p h y s ica l re la tion s , y e t a t th e sam e tim e th e y c o n v e y id eas, th e y a re expressions. T h is is w h y th e sound o f m usic is c a lled "N d , " in te llig ib le sound , and is sa id to resu lt from th e u n ion o f p h y s ica l b rea th w ith th e fire o f in te llec t.

    T h e s y lla b le N a m eans b rea th , th e s y lla b le d a th e fire (o f in te lle c t) . B o rn o f th e un ion o f b r e a th an d fire, in te llig ib le sound is c a lled N a d . (Sang. M a k . 4 , 18 , rep roduced in Sang. Rain . 1 , 3, 6 , and Sang. D arp . 1 , 39.)10

    THE NATURE OF SOUND

    T h e D ifferen t K in d s o f M u s ica l Sound

    In m usica l sound th ree m a in e lem en ts a rc u su a lly con s idered in ten s ity , p itch and tim bre.

    In te n s ity is th e re la t iv e s tren g th o f th e sound , w hether s o ft o r v igorous.

    P itch is defined b y th e in te r v a l o r th e num ber o f v ib ra t ion s (shrutis).

    T im b re is th e resonance o f h arm on ics w h ich d iffe ren tia tes th e sound o f v a r io u s in s trum en ts o r vo ices .

    T im bre s a rc c lassified in to f iv e m a in categories: S tru c k sounds a re k n ow n to b e o f f iv e k ind s produced b y

    th e n a il (strings), b y w in d (flu tes), from lea th e r (d rum s), from m e ta l (percussion -in strum en ts) o r from th e b o d y (th e v o ic e ) . (Sang . M ak. 1 , 7.)*

    37

  • NORTHERN IND IAN MUSIC

    Sacred and Secu lar M u s ic

    M usic is o f s e v e ra l k in d s , e a ch o f w h ich , a cco rd in g to i t s a im , fo llow s d is t in c t iv e ru les. C e rta in com b in a tion s o f sound he lp m en ta l con cen tra tion an d sp ir itu a l d eve lopm en t. T h ese a re u sed in th e h igh e r fo rm o f sa c red m usic w h ich , in In d ia , is conn ec ted w ith th e s in g in g o f th e S am 5 V ed5 . T h e th e o ry of th is sacred a r t is k e p t v e r y se c re t fo r i t s p ow er is sa id to be g rea t.

    Som e a sp ec ts o f th e h igh e r th eo ry o f sound a re , h ow ever, o ften b rou gh t in to p ra c tic e fo r m ag ica l ends, fo r th e tre a tm en t o f d iseases, o r in tam in g dangerous an im a ls . M ost v illa g e m ag ic ian s kn ow h ow to u t il iz e w ith g re a t e ffic a cy th e p sy ch ic an d h yp n o tic e ffec t o f c e r ta in sounds.

    B u t th e re a re o th e r k in d s o f sound -re la tion s w h ich m ere ly g iv e p leasu re , e v o k in g ten d e r em o tion s an d p lea s in g ideas. O n ly su ch k in d s o f sound com e w ith in th e scope o f se cu la r o r DeShi m usic , w ith w h ich a lon e w e a re h ere concerned .

    T h e fo llow ing a re th e ch ie f term s u sed in an c ien t b o ok s to de fin e th e d ifferen t k in d s o f music:

    QTTA (Music):" A p a r t icu la r a rran gem en t o f sounds w h ich is p lea s in g [to

    hear] is c a lled m usic (g it3). I t is o f tw o k in d s sacred o r ce le s t ia l (g Jn d h a rv i) a n d p ro fan e (gan fi) ." (Sang. R a in . I I . 4 , I rep rodu ced in Svar. K a l. 2 , 6 .)

    GANDHARVA (Sacred or Celestia l M usic):" T h a t (music) w h ich , su n g b y th e c e le s t ia l m usic ian s o r b y

    th o se w h o kn ow th e th e o ry o f sacred m usic , h a s com e to th em th rou gh th e b eg in n in g less trad itio n , a n d w h ich is th e sure m ean s o f a tta in in g L ib e ra tion , is kn ow n to th e sages as C e le s tia l (g an d h a rvS ) ." (Sang. Ratn. I I , 4, 2, a n d Svar. K a l. 2 , 7 .Y 1

    T h is c e le s t ia l m u sic is a lso c a lled th e "m u s ic o f con tem p la t io n " (m5rg&),* an d i t is sa id to b e com posed in a cco rdance w ith th e co sm ic law s o f w h ich ph ys ica l h a rm on y is b u t a re flection , f

    " T h a t m usic, source o f [all] d eve lopm en t, w h ich , in th e beg inn in g , w as seen b y th e C rea to r in H is con tem p la tion and

    The derivation o f the word tndrgd is g iven b y Kallinatha: "M argS means to contem plate ' .14

    t The correspondences between spoken and musical sounds according to M5rgS theory are g iven in the Rudrd-damarudbhavd-siitrd-Vivaranam.

    38

  • a fte rw a rd s perfo rm ed b y B h a ra ta an d th e o th e r seers in th e resp lenden t p resen ce o f S h am bhu (Sh ivS ), th e G iv e r o f Peace, is c a lled th e m usic o f con tem p la tion (m arga ). (Chut. Ragd. i , 8 -9 ; a n d Sang . Ratn . 1 , 1 , 2 2 -2 3 .)

    GANA (Profane M usic): T h a t (music) w h ich is com posed a cco rd in g to ru les b y

    exp erts , w h ich is su n g in th e m odes o f se cu lar o r w o r ld ly m usic (desh i rag&s), a n d w h ich ch a rm s th e p eop le is gana, p ro fan e m u s ic '. (Sang. Ratn . I I , 4 , 3 a n d Svar. K a l. 2 , 9 .)

    d e Sh I (Secu lar M usic): T h e song , d an ce an d p la y o f in s trum en ts , d iffe ren t from

    co u n try to c o u n tr y an d p erfo rm ed a s th e ir p eop le p lease, w h ich ch arm s th e h ea r t, is c a lled d esh i (se cu la r ) ." (Chat. Rdgd. 1 , 1 0 ; and Sang. Ratn . 1 , 1 , 23 .)

    M a tan ga M uni con siders th a t th e w o rd desh i (world ly) app lie s to a ll e a r th ly m usic. "S o u n d (dhvan i) goes e ve ryw h ere in e v e r y p la ce , h ence i t is ca lled d esh i. (D riliaddeih i 1 , 2 .)

    A ll th e w orld , an im a te o r in an im ate , is su b je c t to sound (dhvan i). S ound is d iv id ed in to tw o k in d s m an ife s t a n d un m an ifest. M an ifest is th e sound th a t com es to th e lip s in th e fo rm o f a m e lod ic m o vem en t (v a rn a ) , g iv in g rise to d esh i (secular) m usic . (id . 1 , 12 .)

    THE NATURE OF SOUND

    39

  • C H A P T E R I I I

    T H E S C A L E

    The T on ic or Drone

    ,L m usic is b ased u pon re la tion s b e tw een sounds. T h esere la tion s can , h ow ever , be w o rked ou t in d ifferen t w ay s ,*g iv in g rise to d ifferen t g roup s o f m usica l sy s tem s, each

    o f w h ich h as po ssib ilitie s o f exp ression p e cu lia r to itse lf .T h e m oda l g rou p o f m u s ica l sy s tem s, t o w h ich p ra c t ic a lly

    th e w ho le o f In d ian m usic Ixdongs, is b a sed on th e e s tab lish m en t o f re la tion s b e tw een d ive rse su ccess ive sounds o r no tes on th e on e h an d and , on th e o th er , u pon a p erm anen t sound fix ed an d in va r iab le , th e to n ic .

    C on tra ry t o comm on b e lie f, m oda l m usic is n o t m ere ly m e lo d y w ith o u t a ccom pan im en t, nor h as a son g o r m e lod y , in itse lf , a n y th in g to d o w ith m ode. T h e m odes u sed in th e m usic o f th e C h ris tian Chu rch a re m odes o n ly in n am e, though th e y m a y h a v e b een rea l m odes o r ig in a lly . B u t m uch of S co tt ish an d Ir ish m usic , fo r ex am p le , is t r u ly m odal: it belongs to th e sam e m usica l fam ily a s Ind ian m usic an d is independen t o f th e W estern h arm on ic sy s tem .

    Ind ian m usic, l ik e a ll m odal m usic, th u s e x is ts o n ly b y th e re la tion s o f e a ch n o te w ith th e ton ic . I t is th is re la t io n th a t d e term in es w he th e r a g iv en no te is a m in o r th ird , a f if th , a sev en th o r a fo u rth . T h e re la tion w ith th e ton ic , in fa c t , d e te rm in es th e exp ression o f a n y g iv en sound . T h e to n ic m ust th e re fo re b e c o n s ta n t ly h ea rd . I t c an e ith e r b e k e p t in th e b a ck g rou nd lik e a d rone o r rep ea ted a t v e r y frequ en t in te rva ls , a s is g en e ra lly d on e in p la y in g a s tr in ged in strum en t. I t shou ld be rem em bered th a t th e d ron e is no t m ere ly in ten d ed to keep th e s in gers in tu n e , s o th a t th e y m a y a t ta c k a lw a y s a t th e co rre c t p itch , b u t i t is th e k e y to a ll m od a l exp ress ion . S o long a s th e h eare r h as no t e n t ir e ly id en tified h im se lf w ith th e ton ic , b u t s t ill p erce ives d rone and m e lod y a s sep a ra te en tit ie s , i t is im possib le fo r h im to fo llow o r understand th e m ean in g and th e b e a u ty o f m od a l m usic.

    See the authors Introduction to the Study o f Musical Scales, p. 21.40

  • TIIF. SCALE

    I t appears th a t a t d iffe ren t p eriod s d iffe ren t n o tes w e re ta k en a s th e s ta rt in g -p o in t o f th e sca le . B u t th e S lia d ja (Sa, C), th e to n ic o f a ll m odern m usic , seem s to h a v e been con sidered a s su ch sin ce m ed ieva l tim es.

    S h ad ja (Sa, C) is th e firs t o f a ll th e n o tes an d so i t is th e m ain o r ch ie f n o te . (S im h . C omm , on Sang. R a in , i , 4,

    6 - s rA lth o u gh ce rta in n o tes a re m o re u su a lly ch o sen a s th e

    ton ic , a n y sound , w h a te v e r i t s p itch , becom es th e to n ic of sca les th a t a re bu ilt u pon it . S h ad ja ( th e ton ic), w h ich w e here a lw a y s tra n scr ib e as C , h as no t a f ix e d p itc h lik e th e C o f k e y boa rd in strum en ts . Thus:

    D a t t i la e xp la in s th a t th e S h ad ja (th e ton ic ) m a y b e e s tab lish ed a t w ill a t a n y p itch (on a n y sh ru ti) a n d th a t , b y re la tion w ith it , th e o th e r n o tes sh ou ld b e e s tab lish ed a t th e p rop e r in te rv a ls . (S im h . C omm , o n Sang. R a in . 1 , 4,

    1 5 - 16 .) B u t a comm on ton ic is n e ce ssa ry so th a t th e rag&s, a ll b u ilt

    upon it , m a y b e e a s ily com pared . In th e n o ta t io n s o f rag a s w h ich fo rm th e second vo lum e o f th is b ook , th e to n ic in e v e ry case is C , s in ce th a t is u su a lly con s id e red th e first n o te o f th e m odem W este rn sca le , ju s t a s S a (in p re sen t-d ay m usic a lw a y s th e ton ic) is th e f irs t n o te o f th e p resen t In d ian scale .

    W ith C a s ton ic , th e w h ite k e y s o f a n y k e y e d in strum en t, su ch a s th e p iano o r o rgan , g iv e a p p ro x im a te ly th e m a jo r m ode o r u n a lte re d (shuddha) sca le , th e s ca le o f B i la v a l in m od em In d ian m usic. T h en th e d iffe ren t m odes can e a s ily b e v isu a liz ed a s m od ifica t ion s o f th is basic (shuddha) scale .

    T h e f a c t th a t th e to n ic u sed b y m ost s ingers is low er often B f ia t (N i k om a la ) is o f m in o r im portan ce . O n ce th e real n a tu re o f e a ch m ode h as been p ro p e r ly understood (and m usica l p ra c t ic e show s th a t th is is easier i f th e to n ic is a lw a y s C) th e m odes can b e tran spo sed in to a n y p itch th a t m a y b e su itab le fo r d ifferen t v o ic e s o r in strum en ts .

    The Seven Svards (Notes)

    T h e w o rd n o te , b y w h ich w e here tra n s la te svard, is u su a lly ta k e n to m ean m ere ly a c e r ta in p itc h o f so im d; b u t th e w ord svard m ean s a p itch o f sound p lu s an exp ress ion , so

  • i t w ou ld b e m ore c o r re c t ly rendered a s e xp re ss iv e no te . A s M atartg says:

    " T h e sound th a t g en e ra te s an expression is a s v a r , a n o te . (.B rihaddeshi comm , on i , 63 .)

    T h e d e r iv a tion o f th e w o rd s v a r is g iv en a s fo llow s: T h e w o rd s v a r (note) is a u th o r ita t iv e ly kn ow n to

    m ean th a t w h ich sh in es o f its e lf from r jr i ( to shine) w ith th e w o rd svd (self) a s p re fix . (M a tah g , B rihaddesh i 1 ,

    63.)In d ian m usic recogn izes seven m a in an d tw o se conda ry

    n o te s o r sva r s . T h e se n o tes rep resen t d e fin ite in te rv a ls and , a s such , form th e b a s ic o r n a tu ra l (shuddh) sca le . T h e y can , h ow ever , b e ra ised o r low ered to fo rm o th e r sca les . In th a t ca se th e y a re con sid ered a lte red (v ik r it ) . T h e n o tes th a t fo rm th e b a s ic sca le a re c a lled pu re (shuddh); n o te s low ered b y h a lf a to n e a re sa id to b e k om a l ( s o f t= f la t ) ; n o tes ra ised b y h a lf a ton e a re ca lled t v r (sharp).

    A cco rd in g to th e In d ian th eo ry , th e sound s o f m u sic are first p e rce ived a s r e la t iv e p itch e s o r in te rva ls . I t is o n ly w hen th e ir a c t io n h as la s ted fo r som e tim e th a t th ese in te rv a ls c o n v e y to th e m ind a n id ea o r a n exp ression . H en ce th e a r ith m e tic a l c la ss ifica tion o f sounds a s in te rv a ls is con sid ered prior to , a n d th e b a s is o f, th e ir m u s ica l c la ss ifica tion a s e xp re ss iv e n o te s . T h is d iffe ren tia tion , w h ich w a s kn ow n to th e an c ien t G re ek a s w e ll a s to th e an c ien t In d ian th eo ris ts , e x p la in s w h y th e sh ru tis , o r in te rva ls , a re con sid ered th e b asis o f th e sva r s o r no tes , o r (in G reek term s) w h y th e enharm on ic is con sid ered th e b asis o f b o th ch rom a tic and d ia ton ic .

    M a tan g says: h ad j (C) and th e o th e r n o tes (svars) a re a lw a y s m an i

    fe sted th rou gh th e in te rv a l th e y fo rm w ith th e to n ic , th e ir sh ru tis , ju s t a s a p itch e r in th e d a rk is m ad e m an ife s t b y a lam p . (B r ihadde ih i 1 , 36.)

    T h e com m en ta ry on th e Rg V ibodh (1 , 14) adds: W h a t th en co n s titu te s a no te , a sva r? W h a t is th e p a r t icu la r ity o f th ese seven sounds? I t is th e ir in te llig ib ility , th e i f c a p a c ity to p lea se th e m ind , to ap p ea l to th e consciousness o f th e h earer. A n d th a t t h e y d o th is o f th em se lves , w ith o u t e x te rn a l a id . N ih sh an k (Sh n ig ad ev ) says:

    "S o u n d is first h ea rd a s a n in te rva l, a hruti; b u t th e reson an ce th a t im m ed ia te ly fo llow s , c o n v e y in g o f its e lf (w ith ou t e x te rn a l a id ), a n exp ress ion to th e m ind o f th e h earer, is

    42

    NORTHERN IND IAN MUSIC

  • THE SCALE

    ca lled a 'sv a r& \ a 'm u sica l n o te '." {Sang. Ratn . I , 3, 24 -25 .) And:

    " T h e e xp re ss iv e sound , a t t r a c t iv e an d p leas ing , w h ich resounds im m ed ia te ly a f te r th e e x a c t in te rv a l ( th e shru ti) h as m an ife s ted itse lf , is c a lled s v a r i (n o te ) ." (Sang. Darp.

    x , 5 7 - )T h e n o tes a re seven in num ber."F rom th e [ tw en ty -tw o m ain] in te rv a ls (hrutis) com e th e

    seven n o te s (svaras) c a lled S h ad ja , R ish ab h a , G andhara , M adhyam a, P an ch am a , D h a iv a ta , N ish adS . (Chat. Ragd. 1 , 18 -19 ; Sang- D arp . 1 , 167 ; $h. tat. R a tn . 6 , 7 , 2 2 -23 .)

    "O th e r s c a ll th em (for short):S a (D o), R i(R e ) , G a(M i), M a(F a ), P a (S o l), D h a (L a ) , a n d N i (S i). (Sang. Darp . I , 168 .)28

    T h ese no tes, c la ss ified a cco rd in g to th e ir r e la t iv e im po rtance , fo rm th e d iffe ren t p a r ts o f th e "p e r so n o f th e m oda l sca le (m u rch hana).

    " T h e n o te S a (Do, th e ton ic) is s a id to b e th e sou l, R i(R e ) is c a lled th e h ead , G a (Mi) is th e a rm s, M a (Fa) th e ch est, P a (Sol) th e th ro a t , D h a (La) th e h ips, N i (Si) th e fe e t . S u ch a re th e seven lim b s o f th e m od a l sca le . (Narada Sam hita 2 , 5 3 -

    54T"T h e s e no tes , a s a ru le seven , co rrespond , in th e v iew o f

    M a ta iig a , w ith th e seven b a s ic e lem en ts o f th e p h y s ica l b o d y , an d issue from th e seven cen tres o f th e su b tle b o d y (ch ak ra s) ." (K a il. comm , on Sang. Ratn. 3 , 23.)S0

    A n in te re s tin g w a y o f defin ing th e in te rv a ls rep resen ted b y th e sva ra s o r n o tes o f th e u n a lte red (shuddha) sca le is b a sed on th e c r y o f c e r ta in an im als.

    M ost an im a ls h a v e a d is t in c t c r y b a sed on tw o notes. I f w e con s id e r th e low e r n o te a s th e S a (D o), th e h igh e r n o te w ill g iv e u s a second , a th ird , a fo u r th , e tc . T h is c an b e v e r y e a s i ly v e r ified b y ob se rva tion . T hu s:

    " S h a d ja (th e o c tave ) is sounded b y th e p eaco ck ; th e n ex t n o te R ishabha . (th e m a jo r second) is u tte re d b y th e c h a ta k a b ird , f h e g o a t b le a ts G an dh ara (th e m ino r th ird ) ,* th e heron (k rau n ch i) c r ie s M adh yam a (th e p e r fe c t fou rth ). I n th e season o f flow ers, P an ch am a (th e p e r fe c t fifth ) is s o f t ly sung b y th e cu ck o o (kok ila). D h a iv a ta (th e n a tu ra l s ix th ) is c ro ak ed b y th e fro g in th e season o f ra in s. A t a ll t im es , O

    * In terms o f the modern one, the ancient natural scale would contain an fla t and a B flat (Ga komalii and N i komala).

    43

  • NORTHERN- IND IAN MUSIC

    Goddess! N ih5d5 ( th e m in o r seven th ) is trum pe ted b y th e e le p h a n t ." ( K o h a l i q uo ted in Brihaddeih i, comm , on 63.)

    A s im ila r lis t is g iv en in th e Naradd Sam h itd (2, 5 5 -56 ) an d a s l ig h t ly d iffe ren t o n e in th e M an d u k i S h ik sh d (1 , 9) a n d in th e A aradtyd Sh iksha ( I , V . 4 5 ) a lso rep roduced in th e Shiva tatva Ratndkard. (V I , 7 , 33 -35 ).

    T h e p e a co ck 's o c ta v e s ta r t s from th e u pp e r no te . K a lid a s a says:

    " B o th lis ten ed to th e lo v e ly c r y o f c re s ted p ea co ck s ra is in g th e ir h ead s a t th e sound o f th e a x le o f th e ch a r io t. In th is c r y resound tw o k in d s o f S h ad ja s v a r a ." {Raghuvamsha, 1 ,

    3 9 .)"W e ob serve th a t th e g o a t b le a ts th e m ino r th ird (D o M ib ,

    S a -G a kom ala ) th a t th e a n g ry e leph an t g iv e s a p ro longed S i f la t (N i komalft) in te rsp ersed w ith rep ea ted low er D o -s (Sa). T h is sh ow s c le a r ly w h a t w as th e an c ien t n a tu ra l scale .

    R ea d e rs in In d ia w ill b e fam ilia r w ith th e fifth o f th e cu ckoo .Som e m odern w rite rs h a v e su ggested th a t th ese an im a l

    c r ie s h a v e an ab so lu te p itch . S o fa r a s I am aw are th is is no t a fa c t , b u t th e in te rv a ls th em se lv e s d o seem to be in variab le .

    The Intercalary Notes, K a k a li N i and An tard Ga

    T o th e seven m ain n o te s w ere added , in an c ien t m usic , tw o a cce sso ry n o tes d iv id in g th e m a jo r ton es N i, S a (m odern N i k ., Sa; B b , C) and G a , M a (m odem G a k ., Ma; K b , F ) in to tw o ha lf-tones . T h ese tw o in te r c a la ry (sadharanS) n o tes w ere ca lled K a k a l l N i (th e p lea s in g Si) a n d A n ta rS G a ( in te rm ed ia ry M i).

    W hen tw o sh ru tis (h a lf a tone) from S a (Do) p a ss in to N i (Si), th is is (ca lled) K a k a l i (S i- , N i shuddhft). T h e sam e from Ma (Fa) in to G a (Mi) is A n ta r a (Mib, G a huddh5) . " (Q uo ted in S im h . comm , on Sang. R a in . 1 , 3 , 40, a n d in S h . tat. Ratn.

    V I , 7 . 5 1 .) * T h e no te c a lled K a k a l i is o b ta in ed b y ra is in g N i (m odem

    N i k ., S ib ) b y tw o sh ru tis . T h e n o te ca lled A n t a r i is o b ta in ed from G a (m odern G a k . M i b) in th e sam e w a y . T h e y a re no t p ro p e r ly con sid ered n o tes (svaras) b ecau se th e y