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©Copyright JASSS Yan Ma, Zhenjiang SHEN and Mitsuhiko Kawakami (2013) Agent-Based Simulation of Residential Promoting Policy Effects on Downtown Revitalization Journal of Artificial Societies and Social Simulation 16 (2) 2 <http://jasss.soc.surrey.ac.uk/16/2/2.html> Received: 12-Nov-2011 Accepted: 13-Oct-2012 Published: 31-Mar-2013 Abstract In recent decades, compact cities have become a new concern in urban planning in most Japanese cities. The main reason for this trend among Japanese cities is the phenomenon of de- urbanization and downtown decline that gradually occurred after the 1990s. As such, at present, there are dispersed, small, built-up portions of suburban areas that have resulted in household mobility outside the downtown. Therefore, some local governments in Japan are attempting to realize compact cities through policy intervention, such as encouraging households to relocate from suburban to downtown areas in order to address the population decline in urban areas. Recently, one such residential policy have been promoted by Japanese local city governments. By offering a local housing allowance, this policy encourages households to relocate to downtown areas. We developed an agent-based household residential relocation model (HRRM) to visualize the effect of this residential policy, that is, the local housing allowance. The HRRM is built on householdsÄô adaptive behaviours and interactions through housing relocation choices and policy attitudes, and so it can simulate the diversified residential relocations of households in various lifecycle stages. Through simulation using the HRRM, the effectiveness of this residential policy can be visualized, and the HRRM will help local governments to understand the effects of residential policies. Keywords: Household Relocation, Downtown Decline, Compact City, Urban Shrinkage, Policy Effect Introduction 1.1 For a number of decades, urban issues related to housing markets and residential mobility were concerned primarily with such topics as urbanization and sprawling settlements (Haase et al. 2010; Antrop 2004; Kazepov 2005). Now, however, urban shrinkage is a hot topic among urban planners (Rieniets 2005; Rieniets 2009). As the population density decreases, households in a lower-density, built-up city require more private vehicles (Kaido 2005). This trend appears not to follow that desired by urban planners — namely, to reduce the negative environmental impacts associated with car dependency (Newman and Kenworthy 1989; Banister 1997; Banister et al. 1997). Thus, methods for revitalizing downtown areas are being considered by many governments and urban planners. In most Western societies today, policy prescription has increasingly favoured a compact city approach in order to address the adverse effects of urban shrinkage (Howley et al. 2009). In this paper, we will introduce the household residential relocation model (HRRM), which is an agent-based model (ABM) for simulating the household residential relocation process effected by a residence promotion policy. The HRRM integrates the adaptive behaviours of households in terms of residential relocations with policy interactions to visualize the impact of a residence promotion policy on downtown revitalization. 1.2 Residential relocation actually is not a new topic; much research already exists in this field. From a broader perspective, researchers generally attempt to address their concern about residential location issues by analyzing the relationship between household residential location choice and transportation. Stated preference experiments in this field focus primarily on determining the relationship between transport characteristics and residential location (Kim et al. 2005; Molin and Timmermans 2003; Rouwendal and Meijer 2001). These studies are based primarily on statistics instead of on agent-based simulations. In addition, researchers also have investigated interactive processes between transportation and land use in order to model the distribution of populations across space. As an example, Land Use Transport Interaction (LUTI) was first developed as an aggregated model (Timmermans 2003), describing the allocation of population as an aggregate category. Gradually, LUTI models were improved to agent-based (Benenson 1998; Miller et al. 2004; Waddell et al. 2003; Ettema et al. 2006; Moeckel et al. 2005), which can describe the location behaviour of individual households. Another representative model is UrbanSim (Noth et al. 2003), which adopts a micro simulation approach in which it represents individual agents within the simulation. In UrbanSim, a household mobility model is presented to simulate the relocation of a household closer to employment, which is an evolutionary process resulting from interactions between different urban actors, land use, and transportation. Thus, LUTI and UrbanSim are similar in that they are both integrated frameworks for simulating the interactive process of land use, transportation, and residential choice. They show a strong ability to simulate the spatial process but their focus on the interactions of adjacent agents is relatively weak. 1.3 Because this research simulates household behaviour during residential relocation with respect to a residence promotion policy, however, the model here needs a strong capacity to reflect agents' policy interactions. Thus, an agent-based approach is more suitable than micro simulations. As reported previously (Jager 2007), an ABM is expected to contribute to exploring the effectiveness of policy measures in complex environments through behaviour-environment interactions. A number of studies have used an ABM to assess future the socio-ecological consequences resulting from land- use policies (Lee et al. 2010), and other studies have focused on the use of multi-agent simulation for policy development (Berger et al. 2006). As an agent-based simulation, the residence promotion policy will be taken as a key for organizing agent interactions in the HRRM. Unlike micro-simulation, the HRRM emphasizes interaction between households during the decision processes of household agents with respect to residential location. During such a time, household agents evolve stochastically to adapt themselves to urban space in response to the changes of lifecycle stages and the residence promotion policy, whereas traditional micro simulation transition probabilities lack evolutionary and spatial dimensions. The decision process of household residential location can be simplified into two phases: the evaluation of the current residence and the selection of a new one (Boyle et al. 1998). A household residential location change, as defined by previous studies, can be classified as either an induced relocation or as an adjustment relocation (Cadwaller 1992; Clark and Onaka 1983). An induced relocation is linked to changes in an individual's lifecycle stage (Kulu and Milewski 2007; Mulder and Wagner 1998). This means that individuals who enter a new lifecycle stage are the most likely to relocate (Kulu 2007). On the other hand, adjustment relocation is related to dissatisfaction with the current location (Kährik et al. 2012), with the decision to relocate depending on the satisfaction of the residents with their current location. When the satisfaction with current housing is below a certain threshold, individuals will start to search for an alternative place of residence. Both induced and adjustment relocations are included in the HRRM as adaptive behaviours in the residential relocation process. 1.4 ABMs are widely used for residential simulation from the viewpoint of economics with respect to real estate, in which housing prices are an important factor. Based on the assumption that gentrification occurs because capital flows back to the inner city and creates opportunities for residential relocation, Diappi and Bolchi (2006) presented a dynamic model developed on a Netlogo platform and using a multi-agent/cellular automata system approach. By describing the relocations of households, researchers have, to some extent, addressed the housing market processes and price formation (Ettema 2011; Dawn 2008). In particular, Moeckel simulated the process by which households evaluate individual dwellings until they eventually find and accept a dwelling that offers a significant improvement over their current dwelling (Moeckel et al. 2003). This is similar to the proposed HRRM, where utility is used by households to evaluate different locations. However, unlike in the study by Moeckel, in the proposed HRRM, utility comparison is only one step of the entire relocation process for adapting households to the urban environment. Furthermore, the present study does not focus on the urban sprawl process of residential location choices. Rather, we focus on how to simulate household residential relocation choices as influenced by a local residence promotion policy; we further consider how that policy influences household residential relocation and consequently downtown revitalization during urban decline. 1.5 With respect to our contribution, this model can simulate the process of household residential relocation influenced by a residence promotion policy for downtown revitalization. Unlike conventional simulations of residential relocation, the HRRM not only can simulate households' adaptive behaviours of residential relocations in a predefined urban space but also can reflect the influences of policy implementation on households' relocation process through organizing policy interactions among household agents. The simulation result can be visualized, and households that have relocated to downtown areas can then be identified. In the following section, we describe how the HRRM is constructed and used. The remainder of this paper is organized as follows: the HRRM will be described in detail in section 2. Section 3 illustrates the initial conditions and simulation configuration for using HRRM. Section 4 is a test of model sensitivity on changes owing to both household lifecycle stages and policy effects, and is also a comparison between simulated results and the real city data of a typical Japanese city. Finally, the research results are discussed and conclusions presented in section 5. Model Formulation Structure of the HRRM 2.1 Regarding the incentives of residential locations, some existing research has proposed that the changes in household lifecycle stages lead to relocation behaviour (Fontaine and Rounsevell 2009; Torrens 2001). This conclusion is not absolute because 'induced' and 'adjustment' moves play different roles. In the HRRM, we assume that when the lifecycle stage changes, a household agent may http://jasss.soc.surrey.ac.uk/16/2/2.html 1 14/10/2015

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Page 1: Agent-Based Simulation of Residential Promoting Policy ...jasss.soc.surrey.ac.uk/16/2/2/2.pdf · As an agent-based simulation, the residence promotion policy will be taken as a key

©CopyrightJASSS

YanMa,ZhenjiangSHENandMitsuhikoKawakami(2013)

Agent-BasedSimulationofResidentialPromotingPolicyEffectsonDowntownRevitalization

JournalofArtificialSocietiesandSocialSimulation 16(2)2<http://jasss.soc.surrey.ac.uk/16/2/2.html>

Received:12-Nov-2011Accepted:13-Oct-2012Published:31-Mar-2013

Abstract

Inrecentdecades,compactcitieshavebecomeanewconcerninurbanplanninginmostJapanesecities.ThemainreasonforthistrendamongJapanesecitiesisthephenomenonofde-urbanizationanddowntowndeclinethatgraduallyoccurredafterthe1990s.Assuch,atpresent,therearedispersed,small,built-upportionsofsuburbanareasthathaveresultedinhouseholdmobilityoutsidethedowntown.Therefore,somelocalgovernmentsinJapanareattemptingtorealizecompactcitiesthroughpolicyintervention,suchasencouraginghouseholdstorelocatefromsuburbantodowntownareasinordertoaddressthepopulationdeclineinurbanareas.Recently,onesuchresidentialpolicyhavebeenpromotedbyJapaneselocalcitygovernments.Byofferingalocalhousingallowance,thispolicyencourageshouseholdstorelocatetodowntownareas.Wedevelopedanagent-basedhouseholdresidentialrelocationmodel(HRRM)tovisualizetheeffectofthisresidentialpolicy,thatis,thelocalhousingallowance.TheHRRMisbuiltonhouseholdsÄôadaptivebehavioursandinteractionsthroughhousingrelocationchoicesandpolicyattitudes,andsoitcansimulatethediversifiedresidentialrelocationsofhouseholdsinvariouslifecyclestages.ThroughsimulationusingtheHRRM,theeffectivenessofthisresidentialpolicycanbevisualized,andtheHRRMwillhelplocalgovernmentstounderstandtheeffectsofresidentialpolicies.

Keywords:HouseholdRelocation,DowntownDecline,CompactCity,UrbanShrinkage,PolicyEffect

Introduction

1.1 Foranumberofdecades,urbanissuesrelatedtohousingmarketsandresidentialmobilitywereconcernedprimarilywithsuchtopicsasurbanizationandsprawlingsettlements(Haaseetal.2010;Antrop2004;Kazepov2005).Now,however,urbanshrinkageisahottopicamongurbanplanners(Rieniets2005;Rieniets2009).Asthepopulationdensitydecreases,householdsinalower-density,built-upcityrequiremoreprivatevehicles(Kaido2005).Thistrendappearsnottofollowthatdesiredbyurbanplanners—namely,toreducethenegativeenvironmentalimpactsassociatedwithcardependency(NewmanandKenworthy1989;Banister1997;Banisteretal.1997).Thus,methodsforrevitalizingdowntownareasarebeingconsideredbymanygovernmentsandurbanplanners.InmostWesternsocietiestoday,policyprescriptionhasincreasinglyfavouredacompactcityapproachinordertoaddresstheadverseeffectsofurbanshrinkage(Howleyetal.2009).Inthispaper,wewillintroducethehouseholdresidentialrelocationmodel(HRRM),whichisanagent-basedmodel(ABM)forsimulatingthehouseholdresidentialrelocationprocesseffectedbyaresidencepromotionpolicy.TheHRRMintegratestheadaptivebehavioursofhouseholdsintermsofresidentialrelocationswithpolicyinteractionstovisualizetheimpactofaresidencepromotionpolicyondowntownrevitalization.

1.2 Residentialrelocationactuallyisnotanewtopic;muchresearchalreadyexistsinthisfield.Fromabroaderperspective,researchersgenerallyattempttoaddresstheirconcernaboutresidentiallocationissuesbyanalyzingtherelationshipbetweenhouseholdresidentiallocationchoiceandtransportation.Statedpreferenceexperimentsinthisfieldfocusprimarilyondeterminingtherelationshipbetweentransportcharacteristicsandresidentiallocation(Kimetal.2005;MolinandTimmermans2003;RouwendalandMeijer2001).Thesestudiesarebasedprimarilyonstatisticsinsteadofonagent-basedsimulations.Inaddition,researchersalsohaveinvestigatedinteractiveprocessesbetweentransportationandlanduseinordertomodelthedistributionofpopulationsacrossspace.Asanexample,LandUseTransportInteraction(LUTI)wasfirstdevelopedasanaggregatedmodel(Timmermans2003),describingtheallocationofpopulationasanaggregatecategory.Gradually,LUTImodelswereimprovedtoagent-based(Benenson1998;Milleretal.2004;Waddelletal.2003;Ettemaetal.2006;Moeckeletal.2005),whichcandescribethelocationbehaviourofindividualhouseholds.AnotherrepresentativemodelisUrbanSim(Nothetal.2003),whichadoptsamicrosimulationapproachinwhichitrepresentsindividualagentswithinthesimulation.InUrbanSim,ahouseholdmobilitymodelispresentedtosimulatetherelocationofahouseholdclosertoemployment,whichisanevolutionaryprocessresultingfrominteractionsbetweendifferenturbanactors,landuse,andtransportation.Thus,LUTIandUrbanSimaresimilarinthattheyarebothintegratedframeworksforsimulatingtheinteractiveprocessoflanduse,transportation,andresidentialchoice.Theyshowastrongabilitytosimulatethespatialprocessbuttheirfocusontheinteractionsofadjacentagentsisrelativelyweak.

1.3 Becausethisresearchsimulateshouseholdbehaviourduringresidentialrelocationwithrespecttoaresidencepromotionpolicy,however,themodelhereneedsastrongcapacitytoreflectagents'policyinteractions.Thus,anagent-basedapproachismoresuitablethanmicrosimulations.Asreportedpreviously(Jager2007),anABMisexpectedtocontributetoexploringtheeffectivenessofpolicymeasuresincomplexenvironmentsthroughbehaviour-environmentinteractions.AnumberofstudieshaveusedanABMtoassessfuturethesocio-ecologicalconsequencesresultingfromland-usepolicies(Leeetal.2010),andotherstudieshavefocusedontheuseofmulti-agentsimulationforpolicydevelopment(Bergeretal.2006).Asanagent-basedsimulation,theresidencepromotionpolicywillbetakenasakeyfororganizingagentinteractionsintheHRRM.Unlikemicro-simulation,theHRRMemphasizesinteractionbetweenhouseholdsduringthedecisionprocessesofhouseholdagentswithrespecttoresidentiallocation.Duringsuchatime,householdagentsevolvestochasticallytoadaptthemselvestourbanspaceinresponsetothechangesoflifecyclestagesandtheresidencepromotionpolicy,whereastraditionalmicrosimulationtransitionprobabilitieslackevolutionaryandspatialdimensions.Thedecisionprocessofhouseholdresidentiallocationcanbesimplifiedintotwophases:theevaluationofthecurrentresidenceandtheselectionofanewone(Boyleetal.1998).Ahouseholdresidentiallocationchange,asdefinedbypreviousstudies,canbeclassifiedaseitheraninducedrelocationorasanadjustmentrelocation(Cadwaller1992;ClarkandOnaka1983).Aninducedrelocationislinkedtochangesinanindividual'slifecyclestage(KuluandMilewski2007;MulderandWagner1998).Thismeansthatindividualswhoenteranewlifecyclestagearethemostlikelytorelocate(Kulu2007).Ontheotherhand,adjustmentrelocationisrelatedtodissatisfactionwiththecurrentlocation(Kähriketal.2012),withthedecisiontorelocatedependingonthesatisfactionoftheresidentswiththeircurrentlocation.Whenthesatisfactionwithcurrenthousingisbelowacertainthreshold,individualswillstarttosearchforanalternativeplaceofresidence.BothinducedandadjustmentrelocationsareincludedintheHRRMasadaptivebehavioursintheresidentialrelocationprocess.

1.4 ABMsarewidelyusedforresidentialsimulationfromtheviewpointofeconomicswithrespecttorealestate,inwhichhousingpricesareanimportantfactor.Basedontheassumptionthatgentrificationoccursbecausecapitalflowsbacktotheinnercityandcreatesopportunitiesforresidentialrelocation,DiappiandBolchi(2006)presentedadynamicmodeldevelopedonaNetlogoplatformandusingamulti-agent/cellularautomatasystemapproach.Bydescribingtherelocationsofhouseholds,researchershave,tosomeextent,addressedthehousingmarketprocessesandpriceformation(Ettema2011;Dawn2008).Inparticular,Moeckelsimulatedtheprocessbywhichhouseholdsevaluateindividualdwellingsuntiltheyeventuallyfindandacceptadwellingthatoffersasignificantimprovementovertheircurrentdwelling(Moeckeletal.2003).ThisissimilartotheproposedHRRM,whereutilityisusedbyhouseholdstoevaluatedifferentlocations.However,unlikeinthestudybyMoeckel,intheproposedHRRM,utilitycomparisonisonlyonestepoftheentirerelocationprocessforadaptinghouseholdstotheurbanenvironment.Furthermore,thepresentstudydoesnotfocusontheurbansprawlprocessofresidentiallocationchoices.Rather,wefocusonhowtosimulatehouseholdresidentialrelocationchoicesasinfluencedbyalocalresidencepromotionpolicy;wefurtherconsiderhowthatpolicyinfluenceshouseholdresidentialrelocationandconsequentlydowntownrevitalizationduringurbandecline.

1.5 Withrespecttoourcontribution,thismodelcansimulatetheprocessofhouseholdresidentialrelocationinfluencedbyaresidencepromotionpolicyfordowntownrevitalization.Unlikeconventionalsimulationsofresidentialrelocation,theHRRMnotonlycansimulatehouseholds'adaptivebehavioursofresidentialrelocationsinapredefinedurbanspacebutalsocanreflecttheinfluencesofpolicyimplementationonhouseholds'relocationprocessthroughorganizingpolicyinteractionsamonghouseholdagents.Thesimulationresultcanbevisualized,andhouseholdsthathaverelocatedtodowntownareascanthenbeidentified.Inthefollowingsection,wedescribehowtheHRRMisconstructedandused.Theremainderofthispaperisorganizedasfollows:theHRRMwillbedescribedindetailinsection2.Section3illustratestheinitialconditionsandsimulationconfigurationforusingHRRM.Section4isatestofmodelsensitivityonchangesowingtobothhouseholdlifecyclestagesandpolicyeffects,andisalsoacomparisonbetweensimulatedresultsandtherealcitydataofatypicalJapanesecity.Finally,theresearchresultsarediscussedandconclusionspresentedinsection5.

ModelFormulation

StructureoftheHRRM

2.1 Regardingtheincentivesofresidentiallocations,someexistingresearchhasproposedthatthechangesinhouseholdlifecyclestagesleadtorelocationbehaviour(FontaineandRounsevell2009;Torrens2001).Thisconclusionisnotabsolutebecause'induced'and'adjustment'movesplaydifferentroles.IntheHRRM,weassumethatwhenthelifecyclestagechanges,ahouseholdagentmay

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expressinterestinrelocation,althoughthefinaldecisionastowhethertorelocatedependsonthehousehold'ssatisfactionwiththecurrentlocation.Thus,inthepresentstudy,weseebothinducedrelocationandadjustmentrelocationasadaptivebehaviours.Inducedrelocationisassumedtobethebasisofadjustmentrelocationintheadaptivedecisionprocess.Inotherwords,wedevelopahouseholdlifecyclestagemoduleinwhichhouseholdagentsfirstidentifytheneedforadaptingthemselvestonewlifecyclestagesbeforetheydecidetoadaptthemselvestonewresidentiallocations.Thus,asshowninFig.1,theHRRMincludesthreemodules:ahouseholdlifecyclestagemodule,anevaluationmoduleforhouseholdrelocationdesire,andahouseholdrelocationmodule.

Figure1.UMLstatediagramoftheHRRM

Figure2.DiagramofthehouseholdlifecyclestageintheHRRM

Householdagent

2.2 TheHRRMisaspatiallyorientedagent-basedmodel,inwhichtherearehouseholdagentsandurbanspace.Householdagentsrepresentthehumanpopulation,andurbanspace(i.e.landunits)representsthespacewherepeoplelive.IntheHRRM,peoplecorrespondnottoindividualagentsinthevirtualcity,butrathertomembersofhouseholds.Ahouseholdisanagent,whichisacoherentunitofsimulationintheHRRM,thatcanmakedecisionsasasingleentity.Thissingleentityisassumedtobecomposedofafamilyconsistingofoneormorepeople.IntheHRRM,thehouseholdagenthassuchattributesasage,marriagestatus,members,deposit,income,andmeansoftransportation.

2.3 AllofthehouseholdagentsinthepresentsimulationaredesignedtofollowthelifecycleprocesspresentedinFig.2.Wedividedthetotallifecycleofahouseholdintosevenstagesinordertoclarifythepossibilitiesofrelocationineachlifecyclestage.AsshowninFig.2,inthefirststage'Independent',anindependenthouseholdiscreated.Afterseveralyearsofindependent,singlelife,theindividualofthishouseholdmeetssomeoneanddecidestogetmarried.Inthesecondstage'Married',thecouplefindsalargerhouse,andanewhouseholdisformed.Thoughsomehouseholdsdonotenterthesecondstage,anumberofhouseholdswillenterthethirdlifecyclestage.Inthethirdstage'Raisechildren',couplesfindthattheircurrenthousesaretoosmallortoofarawayfromlocalschools,sotheydecidetorelocateagain.Inthefourthstage'Childrenleavehouse',anewgenerationofhouseholdsiscreated,and,asshownbyadottedline,whenachildinahouseholdreaches18yearsofage,heorshewillfindanewresidenceandbeginthefirstlifecyclestageofanewhousehold.Duringthisprocess,theindividualswhoremainintheoldhouseholdcontinuetoageandeventuallyretire.Oneoftheindividualswilleventuallydie,andtheremainingindividualbecomessingleagain.Finally,theremainingindividualwilldieanddisappearfromthesimulationmodel.

Adaptivebehavioursofhouseholdagentsintheresidentialrelocationprocess

Decisionprocessforhouseholdrelocationdesire

2.4 IntheHRRM,weseethatwhenthecurrentlifecycleofahouseholdagentmovestothenextstage,theagentwilldecideonwhethertomoveornotinordertoadapttothenewlifestage.Thisprocesswedefinedashouseholddecision-makingonresidentialrelocationdesire.Forthisprocess,ahousehold'ssatisfactionwithitscurrentlocationanditsabilitytoaffordanewonearekey.AsshowninFig.3,adecisionprocessisdesignedsothathouseholdagentswillmakerelocationdecisionsduringeachlifecyclestagebasedontheageofthehousehold.Asshowninthisfigure,thehousehold'ssatisfactionwillfirstbeevaluatedinordertojudgewhetherhouseholdagentiissatisfiedwiththecurrentlocationorifrelocationisdesired.IftheresultsindicatethatsatisfactionwiththecurrentlocationSiisbelowasatisfactionthreshold,thenhouseholdiwillconsiderrelocation.Afterthesatisfactionestimation,householdagentipredictstheexpectedcostsofthedesiredrelocationandthencomparesthesecostswithcurrentsavings.Thehouseholdwillrelocateifthesecostscanbeborne.Otherwise,thehouseholdmustremaininitscurrentlocation.Accordingly,therelocationprocesswillbeimplementedbythehouseholdrelocationchoicemoduleintheHRRMinordertodecidewheretorelocate.

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Figure3.Decisionprocessforhouseholdrelocationdesire

Decisionprocessforhouseholdrelocationchoice

2.5 Weassumethathouseholdsbelongingtothesameagegroupexhibitsimilarutilitypreferenceswithrespecttorelocation.Inthissection,weproposethathouseholdswhichwanttorelocatewillfollowthedecision-makingflowshowninFig.4.Unlikesomesimulationsthatfocusonresidentialsprawl(VegaandReynolds-Feighan2009;LiandMuller2007;BrownandRobinson2006),thepresentstudyattemptstorevealtheeffectivenessofaresidencepromotionpolicyfordowntownrevitalization.Thus,weconsidertherelocationprocessbetweendowntownandotherurbanareas.AsshowninFig.4,theurbanareasaredividedintothreedifferentregions.Foreachhouseholdagent,weassumethattheresidentialutilitiesprovidedbydifferenturbanareasaredifferent(thethreeregions),whereastheutilitiesarehomogenouswithinoneregion,witharandomrangefollowinganormaldistributionthatrepresentsindividualpreferences.Whenhouseholdsrelocate,theymustcomparethedifferentutilitiesofresidentiallocationsforadaptingthemselvestonewlocationsbasedonthenecessitiesoftheirnewlifestages.Thealternativelocationsarerandomlydistributedwithinthesethreeurbanareas—i.e.thecitycentrearea(CCA),theurbanpromotingarea(UPA),andtheurbancontrolarea(UCA).Basedonthiscomparison,householdswilleventuallychooseanareathatprovidesthegreatestutility.

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Figure4.Decisionprocessofhouseholdrelocationchoices

Policyinteractionsbetweenhouseholdagentsintheresidentialrelocationprocess

2.6 Interactionsbetweenhouseholdagentsareconsideredtotakeplaceintheiradaptivebehavioursduringresidentialrelocationprocessinresponsetotheresidentialpromotionpolicy.Forrepresentingtheinteractionsinsimulation,theinteractionsbetweenhouseholdagentsaredesignedasonecomponentoftheutilitymodel.Althoughutilitymodelsarewidelyusedinconsideringresidentiallocations(Moeckeletal.2007),theutilitytheoryconventionallydoesnotreflecttheinfluencesofneighbours.Inthepresentstudy,theutilitymodeliscombinedwiththeagent-basedsimulationinordertoclarifytheinteractionsbetweenhouseholdagentsintheresidentialrelocationprocessduringdifferentlifecyclestagesofhouseholds.Inordertoclarifytheinteractiveinfluencesbetweenhouseholdagentsregardingtheresidencepromotionpolicy,interactionsbetweenhouseholdagentsaredesignedtooccurontwolevelsintheHRRM.

2.7 Weproposethathouseholdrelocationbehaviourswillbeinfluencedbythepolicyattitudesofhouseholdsfromtheentirecityandtheirneighbours,whicharedefinedashouseholdinteractionsattheglobalandneighbourhoodlevels—namely,globalinfluenceandneighbourhoodinfluence.Theglobalinfluencerepresentsthepolicyattitude,whichistheproportionofhouseholdsinacitythatacceptandplantousethelocalresidencepromotionpolicyforrelocation.Attheneighbourhoodlevel,neighbourhoodinfluencewillbeconsideredinordertorepresenttheeffectofneighboursonhouseholdresidentialrelocation.Itreflectsthedeliveringofinformationaboutthepolicybyhouseholdswithinasmallneighbourhood.Thedetailsofthesetwofactorsareexplainedbelow.

1. Neighbourhoodinfluence:theratioofneighboursthatusetheresidentialallowancepolicytorelocatetoadowntownareadividedbythenumberofneighboursthatdonotusethepolicyforrelocation.Here,neighbourhoodinfluencecanrepresentagentchoicesinfluencedbyneighbourswhoplantousethepolicy.Thisindicatorisaddedtotheutilitymodelasanextracomponentofutilityforreflectinginteractionsbetweenneighbours.TheneighbourhoodisdefinedasthenumberofhouseholdagentswithintheninecellsofMoorneighboursinthiswork.

2. Globalinfluence:ratioofthetotalnumberofhouseholdsthatusethepolicyforrelocationdividedbythetotalnumberofhouseholds.Thisfactorrepresentstheproportionofhouseholdsinthecitythatacceptthepolicyandplantousethepolicyforresidentialrelocationtoadowntownarea.Thisindicatorisalsodefinedasonecomponentofutility,whichisthepolicyimpactonindividualrelocationdecisionsfromtheentirecity.

Modelsforadaptivebehavioursofhouseholdagentsintheresidentialrelocationprocess

Householdsatisfactionwithcurrentlocation

2.8 Whenahouseholdagentconsidersrelocating,thefinaldecisiondependsonthesatisfactionlevelwiththecurrentlocation.However,anewhouseholdagentmayfindanewlocationwithoutevaluatingthesatisfactionwiththecurrentlocation.IntheHRRM,thesatisfactionofahouseholdwithitscurrentlocationcanbeevaluatedbasedontheattributesofthehouseholdagentsandspatialinformation—namely,theattributesofurbanspace.Eachcellinanurbanspacehasaseriesofpredefinedspatialattributes.Themathematicalmodelsusedintheevaluationofhouseholdsatisfactionwiththecurrentlocationareshowninthefollowingequations:

(1)

(2)

(3)

(4)

whereSiisthesatisfactionofhouseholdiwiththecurrentresidentiallocation,bugijisavectorofretrospectivecoefficientstovariablej,anduindicatesthestepofthelifecycleofhouseholdiinincomegroupg.Here,xijsisthesatisfactionofhouseholdiinlocationsproducedbyvariablejandhasfourlevels:1)extremelyunsatisfied,2)unsatisfied,3)satisfied,and4)verysatisfied.Ifonehouseholdagent'ssatisfactionwiththecurrentlocationislessthantheSthreshold,thisagentwillconsiderrelocating.However,thedecisiontorelocatewillbemadebasedontheutilityoftherelocationcandidates.

Utilityprovidedbyurbanspacetohouseholdagents

2.9 Householdsmakedecisionsonnewlocationsbasedontheutilityofthelocation.Theutilitymodelusedtodescribethesubjectivedifferencebetweentheagent'schoicesisgiveninEqs.5through7.InEq.5and6,VisistheutilityofhouseholdiprovidedbylocationswithouttheunobservedrandomcomponentandinteractionbetweenhouseholdagentsViinter.xijsisavectorofobservableexplanatoryvariablejdescribingtheattributesofhouseholdiinlocations.AsshowninEq.7,xijscanbedefinedintwoforms,oneofwhichistheevaluationofhouseholdiofthespatialattributionxjinlocations;anotheristhedistancebetweenhouseholdiinlocationsandpublicfacilityjinthenearestposition—forexample,schools,shops,andsoon.Forreflectingthedifferenceofxijsbetweenallhouseholdagentsiinlocations,arandomnumberαiisgenerated,whichfollowsnormaldistributionwithameanof0andastandarddeviationof0.1,asshowninEq.7.

2.10 Inthepresentstudy,weobservethedifferencesinresidenceutilitypreferencesofhouseholdsindifferentlifecyclestages.Forthispurpose,wesetbugijasshowninEq.8ascoefficientsoftheobservedcomponentsjtohouseholdiintheulifecyclestageofthegincomegroup.Utilitypreferences1through6areexplainedinTable1,inwhichβisarandomperturbationwithameanof0andastandarddeviationof0.1,generatedwithanormaldistributiontorepresentindividualpreferences.Here,weuseadecisionruleasshowninFig.5todeterminedifferentutilitypreferencesbetweenhouseholdagentsintheHRRM.

2.11 InEq.9,Viinterstandsfortheinteractionofhouseholdiwithotherhouseholdagentsinurbanspace,whichcanbedividedintotheneighbourhoodinfluenceNViandtheglobalinfluenceGViofhouseholdagenti.InEq.10,NViisdefinedastheratioofneighboursthatusetheresidentialallowancepolicytorelocatetoadowntownareaNmovedividedbythenumberofneighboursthatdonotusethepolicyforrelocationNnomove.GViisdefinedasratioofthetotalnumberofhouseholdsGmovethatusethepolicyforrelocationdividedbythetotalnumberofhouseholdsGTotal.AsshownbyEq.11,componentεisreflectstheunobservedrandomcontributiontoutilityVisandViinter.ThisrandomelementεisfollowsaGumbledistributionandcanbegeneratedbyEq.11,inwhichrfollowsarandomuniformdistribution,andconstantsμandβaresettobe-4.5and2,respectively,becauseitispreferabletofixtherangeofεisbetween-10and10.Inaddition,Qisistheprobabilityofhouseholdi'schoosinglocations,whichisintheformofEq.12.

(5)

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(6)

(7)

(8)

(9)

(10)

(11)

(12)

Table1.Parametersforutilitypreferencebyhouseholdsindifferentlifecyclestages

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Figure5.Residenceutilitypreferencesofhouseholds

Policy,VirtualUrbanSpaceandParametersforSimulationConfiguration

PolicyapproachfordowntownrevitalizationinJapan

3.1 Generally,therearethreestagesofurbandevelopment(KlaassenandPaelinck1979):urbanization,suburbanization,andurbandecline.ThesocialbackgroundregardingurbanizationinJapanisintroducedherebrieflyasrelevanttothisresearch.TheresidentialpopulationdensityinJapaneseurbanareas—suchasHokkaido,Honshu,Shikoku,andKyushu—reachedamaximumvalueofapproximately105.6peopleperhectarein1960duringrapidurbanization(Kaido2005).Theincreasedpopulationdensityinthedowntownareas,higherincomes,andgenerallycheapertransportationthatresultedfromthisurbanizationperiodledtoincreasedhousingdemandinsuburbanareas.Althoughresearchhasindicatedthatpeopleinurbanandsuburbanareashavedifferingcircumstances,improvementsinaccessibilitythroughtheuseofpublictransportationandprivatevehiclesmeansthatrelocatingtothesuburbsisnotexpectedtoleadtoinconvenientlivingconditions—i.e.lessaccesstocomfort(Marcellini2007).Instead,homeownershipcanprovideafeelingofsecuritytopeoplewhoarenotfinanciallywelloff(Rogers1999).Thus,theresidentialpopulationdensityrateinJapanesecitycentreshasdecreasedoverallsincethe1980s.Inparticular,asithasbeenproventhatanincreaseincommutingdistancewillnotnecessarilyresultinasignificantincreaseincommutingtimebecauseofdevelopmentsintransporttechnology(MaandKang2010;Kim2008;Schafer2000),livinginthedowntownisnotasattractiveasbefore.Thissituationdiffersinsmallcitiesversusbigmetropolitanareas;forexample,theTokyoMetropolitanAreaexperiencedsuburbanizationafter1965whileitstotalpopulationcontinuedtoincreaseinthe1980s(Okamoto1997).However,smallercitiesinJapanbegantolosepopulationtowardtheendofthe1980s,enteringaneraofurbandecline.

3.2 InJapan,localgovernmentsareincreasinglyinterestedinusingpolicyapproachestorevitalizetheirdowntownareasandmaketheircitiesmorecompact.Someofthesepolicyapproacheshaveinvolveddowntownregenerationefforts,includingdevelopmentcontrolsonlarge-scaleshoppingcentres(Shenetal.2011).InsomelocalcitiesofJapan,suchasKanazawaCity,aresidencepromotionpolicyhasbeenimplementedinordertorevitalizeitsdowntownareasbyencouraginghouseholdstorelocatetodowntownareas.Themainstrategyofthispolicyistoprovideresidentswhorelocatetodowntownareaswithlocalhousingallowances.ThedetailsofthisresidencepromotionpolicyinKanazawaCity(issuedin2005)areshowninTable2.Thispolicyisthebackgroundofourworkinfocusingondesigningamodel—namely,theHRRM—tosimulatepolicyimpactsondowntownrevitalization.

Table2:ResidencepromotionpolicyofKanazawaCity

BuildingTypes Utilizationtypes AllowancesHouse Buynewhouse Singlehousehold 10%payment,2millionJPY

Twohouseholds 10%payment,lessthan3millionJPYBuyorrepairoldhouse Basicpart+supplementarypart,lessthan500,000+200,000JPY

Apartment Buynewapartment Basicpart(5%ofpayment)+supplementarypart(1%),lessthan1million+200,000JPYOldapartment Buy

Repair 50%ofdesignpayment,lessthan1millionJPY

Virtualurbanspaceforaccommodatinghouseholdagents

3.3 Inordertosimulatetheeffectsoftheresidencepromotionpolicyondowntownrevitalization,wedesignedavirtualspacethatreproducestheurbanplanningconditionsofatypicalJapanesecity.InJapan,citiesthatimplementcityplanninglawsarereferredtoasdelineationcities(DCs),whereanurbanizationcontrolline(UCL)isestablishedinordertodividetheurbanplanningareaintoUPAandUCA.TheUPAistheareainwhichthelocalgovernmentiswillingtopromoteurbanizationthroughland-usezoning.TheUCAistheareainwhichurbanizationmustbeconstrained.Land-usezonesarefurtherclassifiedintothreemajorgroups:residentialuse,commercialuse,andindustrialuse,whichcanbefurtherbrokendowninto12moredetailedcategoriesofland-usezones.Theproposedmodelassumesthatthevirtualurbanspace(patchdata)hasthetypicalcharacteristicsofdelineationcitiesinJapan:ithas1)atraditionalCCAlocatedintheheartofthecity,2)anurbanplanningareadividedintotheUPAandtheUCA,and3)definedland-usezoneswithintheUPA.Inthiswork,weembodytheconceptsofthetypicallocalcityofJapaninamono-centralvirtualspaceasshowninFig.6.Thevirtualurbanspaceconsistsof2,500cells(50×50)whereeachcellmeasures500m×500m.Inadditiontotheplanninginformation,eachcellinthevirtualurbanspacewillhavepredefinedspatialattributes,suchasshoppingarea,greenspace.

3.4 Itisimpossible,however,togenerateatypicalJapanesecityinspacewithoutincludingnumericinformation,suchasthesizesofCCA,UPA,andUCA,andhouseholddensity.Forthisreason,wereferredtoKanazawaCity,atypicalJapaneselocalcity,fororganizingthevirtualurbanspaceinthepresentwork.AsshowninTable3,theattributesofthevirtualspaceplanningareas,includingtheareasoflandusezoning,arebasedonthesituationofKanazawaCity.Theglobalparameters,includingbirthrate,deathrate,andcouplingratearebasedontheBasicCensusSurveyofKanazawaCity(2005-2007).Withrespecttotheattributesofhouseholds,thehouseholdlocationsinthisvirtualcityfollowthehouseholddensitiesintheland-usezoningandresidentialsuitabilityrestrictionsofJapan.Householdsarefurthergroupedintothreeincomelevels:rich,middleclass,andpoor.Wesetthepercentagesofpopulationbelongingtothethreeincomelevelsat20%,60%,and20%,respectively,allocatingtheminthevirtualspaceaccordingtothepercentageofincomegroupsinthedifferentlandusezoningareasofKanazawaCity.Withrespecttothenumberofhouseholds,1,500householdagentswereinitiallygeneratedinthisvirtualcityaccordingtohouseholddensitydefinedbyplanningregulation—i.e.thefloorarearatiosindifferentlandusezones.Accordingly,householddensityinthevirtualurbanspacehasbeencreatedasshowninthethirdimagefromtheleftinFig.6,andhouseholdincomeisrepresentedintheright-mostimageofFig.6.Wealsoassumethatallhouseholdshavecars.Inthepresentresearch,thedesignedvirtualurbanspaceandagentdistributionshavealreadybeenutilizedbyShenetal.(2011).

3.5 Furthermore,eachcellofthisvirtualspacehas18spatialattributes(x1throughx18).Thesefeatureswillbeusedbyhouseholdagentstoevaluatetheirsatisfactionwithcurrentlocationsortomakerelocationchoices.Adetailedintroductionofthe18spatialfeaturesisgiveninTable4.The18featuresatthecelllevelofthevirtualcityaredividedintotwogroups.Onegroupconsistsofobjectivefeatures,suchasthedistributionofpublicfacilities,andwemarkedtheseobjectivefeaturesinthevirtualcity.Theothergroupconsistsofsubjectivefeaturesthatwecannotmarkinthespace.Thesesubjectivefeaturesarerandomlyvaluedatacertainrankfollowingcertainrules,asintroducedinTable4,basedonthegeneralsituationofatypicalJapanesecity.

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Figure6.Virtualurbanspaceforaccommodatinghouseholdagents

Table3:Globalparameters,Attributesofvirtualspaceandhouseholdagents

Parametername Predefineddata

Globalparameters

Birthrate 0.90%Deathrate 0.80%Couplingrate 0.59%Thresholdforsatisfaction 0.1,KidaniandKawakami(1996)Policyscenariooption UseresidencepromotionpolicyornotCommute-over Maximumcommutingdistance

AttributesofVirtualspace

Landusezoning 12typesoflandusezoningsHouseholdDensity HouseholdnumbersbasedonFloorAreaRatiosBasedonlandusezoningPlanningareas CCA(4%),UPZ(32%),UCA(64%)18spatialfeaturess 18variables(asTab.5)evaluatedbasedonlocation.Houseprice 800(CCA),400(UPA),200(UCA)thousands(JPY)/3.3m2

AttributesofHousehold

Income Low(20%),middle(60%)andhigh(20%)Carship YesHouseholdage accordingtohouseholdlifecyclestagesdescribedinFig.2Familymembers 1-6basedonlifecyclestagesSaving RandomNumberbasedonincomegroupsandlifecyclestagesGlobalinfluence Asdescribedinsection2.4Neighborhoodinfluence Asdescribedinsection2.4PersonalSatisfactionthreshold Theglobalthreshold0.1andarandomnumberinnormaldistributionwithmean

0andSD0.01.Satisfactionofcurrentlocation Asdescribedinsection2.5.1IndividualparametersofUtilitiesregardingrelocationalternatives

AsdescribedinTable5.

Location Coordinationx,y

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Table4.Thespatialfeaturesofthevirtualcityforhouseholds'makingdecisiononresidentialrelocationchoices

Parametersforsimulationofhouseholds'adaptivebehavioursandpolicyinteractionsonresidentialrelocation3.6 Theparametersoftheutilitymodelinthepresentworkrepresenttheprinciplesofadaptivebehavioursandpolicyinteractionsofhouseholdagentsinaresidentialrelocationprocess.Thoseparameters

areretrievedfromtheresultsofanempiricalsurveyinKanazawaCityinordertoassociatethepreferencesofhouseholdagentsinrealsocietywiththoseinthevirtualspace.Theempiricalsurveyfocusedontwoparts:1)satisfactionwithcurrentlocationsand2)knowledgeoflocalresidencepromotionpolicy.Forthefirsttheme,thequestionnaireasksthequestion,'Wouldyouliketorelocate?'Basedontheresultsofthesurvey,weestimatedtheparametersthrougharegressionanalysisofSiandxijs,usingRstatisticalsoftwaretodeterminethecoefficientsbj(b1tob18)forhouseholdagents'evaluationofsatisfactionwiththeircurrentlocations.TheseresultsarelistedinTable5.Forthesecondfocus,thequestionnaireasksthequestion,'Doyouplantorelocatetoadowntownareaasaresultofthispolicyandindoingsoreceiveanallowance?'Residentswereaskedtochooseananswerfromamongfouroptions.Aregressionanalysiswasconductedinordertoestimatethecoefficientsrepresentingthepolicyeffectsonhouseholdrelocationbasedonthequestionnaire.TheseestimatedpartialcoefficientsarelistedinTable5asb'j.Inaddition,theHRRMwasimplementedontheNetlogoplatformformodeltesting.

Table5:Partialcorrelationcoefficientofimpactfactorsonhouseholdrelocationutilityandsatisfaction

Variablesforsatisfactionevaluation Coefficients(bj) Partialcoefficient(nopolicyinteraction)

Significant Coefficients(b'j) Partialcoefficient(withpolicyinteraction)

Significant

x1:Buildingsize b1 0.170634 **** b'1 0.069904 ·

x2:Buildingsecurityfromearthquake,typhoon b2 0.140753 **** b'2 0.153358 ***

x3:Buildingsecurityfromfire b3 0.045609 · b'3 0.085280 *

x4:Buildingimpairment b4 0.029561 · b'4 0.112268 **

x5:Barrier-freestructuresforoldpeople b5 0.067244 · b'5 0.051591 ·

x6:Surroundingsafetyequipments b6 0.125595 *** b'6 0.072290 *

x7:Safetywhilewalkingonsurroundingpavement b7 0.126829 *** b'7 0.105173 *

x8:Crimerate b8 0.109048 *** b'8 0.085835 *

x9:Airornoisepollution b9 0.162371 **** b'9 0.098698 *

x10:Accessibilitytoworkorschool b10 0.056896 · b'10 0.079705 *

x11:Shoppingconvenience b11 0.118102 *** b'11 0.075495 *

x12:Accessibilitytocommunityhospital b12 0.111277 *** b'12 0.052196 ·

x13:Culturalfacilities(e.g.Distancefromlibrary) b13 0.097474 ** b'13 0.058622 ·

x14:Parkorplayinggroundforchildren b14 0.100275 ** b'14 0.100814 *

x15:Greenspace b15 0.079093 ** b'15 0.123672 **

x16:Theareasofoutspace b16 0.172469 **** b'16 0.027558 ·

x17:Streetlandscape b17 0.087435 ** b'17 0.102831 *

x18:Communicationfeasibilitywithneighbors b18 0.061328 · b'18 0.020922 ·

Interaction1:Neighborhoodinfluence(x19) b'19 0.064556 ·

Interaction2:Globalinfluence(x20) b'20 0.174542 ****

Significantvalues:0.1"·"0.05"*"0.001"**"0.0005"***"0.00001"****"

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ModelTest

Sensitivitytestforhouseholds'adaptivebehaviourinaresidentialrelocationprocess

4.1 IntheHRRM,theadaptivebehavioursofhouseholdagentsinaresidentialrelocationprocessweredevelopedusingalifecyclestagemodelandautilitymodelasintroducedinsection2;therefore,itwasnecessarytoprovethatadaptivebehavioursbasedonthesemodelsintheHRRMcouldproducereasonablesimulationoutputs.Forthispurpose,weconductedasensitivityanalysisoftheparametersrelatingtoadaptivebehaviours(e.g.satisfactionthreshold,parametersoflifecyclestages)andpolicyinteractions.TheinterfaceoftheHRRMisshowninFig.7.Onetickinthesimulationrepresentsoneyear,and30ticksaresimulatedineachexperiment.Thesimulationresultsthusrepresenttheresultsfor30years,followingfromtheinitialstage.Theentiresensitivitytestwasrepeatedin50experimentswiththeinitialvaluesoftheparameterslistedinTables3and5,buttheparametertestedchangedaccordingtotheneedsofthesensitivityanalysis.

Satisfactionthresholdanddesireofahouseholdtorelocate

4.2 InFig.8(a),weshowthesensitivitytestofthesatisfactionthresholdhouseholdsusetoevaluatetheircurrentresidentiallocation.Wetestedourmodelbyadjustingthesatisfactionthresholdfrom-0.9atthefirsttickto1.2atthe210thtickbymeansofsettingthetickintervalto0.01.AsshowninFig.8(a),thenumberofhouseholdssatisfiedwiththeircurrentlocationdecreasesasthethresholdincreases.Thenumberofhouseholdssatisfiedwiththeircurrentlocationandthenumberthataredissatisfiedintersectwhenthethresholdvalueis0.25atthe115thtick,andtheintersectioncorrespondstothethreshold0.25,atwhichtheproportionofhouseholdsthataresatisfiedwiththeircurrentlocationis50%.Previousstudieshaverevealedthat,inKanazawaCity,theproportionofhouseholdsthatwishtorelocateis30%(KikuchiandNojima2007;KawakamiandTakama1978).Thus,wesetthesatisfactionthresholdofhouseholdresidentialrelocationas0.1inorderthattheratioof'unsatisfied'householdagentswillremainaround30%insimulation,asshowninFig.8(b).

Figure7.InterfaceoftheHRRMintheNetlogoplatform

a)Sthreshold(-0.9to1.20) (b)Sthreshold=0.10Figure8.Satisfactionthresholdinfluenceonthedesireofhouseholdstorelocate

Testontheparametersofhouseholdlifecyclestage

4.3 Thenumberofhouseholdagentsintheurbanspacechangesbasedonthechangesofparametersrelatingtothelifecyclestages.Inordertoinvestigatehowtherelocationprocessisinfluencedbythelifecyclestage,asensitivitytestwasconductedofsuchparametersasthebirthrateanddeathrateasdefinedinthelifecyclestage.Weconducted50experimentsinwhichthebirthrateanddeathratewerevariedinordertodeterminethesensitivityoftheeffectsofthetwoparametersonhouseholdresidentialrelocations.InFig.9(a1)and(a2),thebirthratewassetto0.1and0.5,respectively.First,asensitivityanalysisofthebirthratewasconducted.Thedeathrateandcouplingrateweremaintainedconstantattheirinitialvalues.AsshowninFig.9(a1),therearemorehouseholdsintheUCAthanintheCCAduringtherunningofthesimulations.Asthebirthrategrewto0.5,thenumbersofhouseholdsinthethreeurbanareasincreasedwhilemaintainingthesamerelativerelationshipinFig.9(a2).

4.4 ThefiguresthroughFig.9(b1)and(b2)representhouseholdsthatrelocatetodifferenturbanareas.Asthebirthrateincreases,althoughthetotalnumberofhouseholdsthatrelocatetodifferenturbanareaseventuallyincreases,mostofthesehouseholdsrelocatetotheUCA.Inthemeantime,wefurtherusedimagestoshowtheaveragevalueofrelocatedhouseholdsatdifferentagelevels.Onethingshouldbeclarifiedhereisthatthehouseholdagewetalkedherearetheagesofhouseholders.AsshowninFig.9(c1),whenthebirthrateequatesto0.1,mostrelocationsoccuramonghouseholdsthataremorethan60yearsold,followedbyhouseholdsbetween40and50yearsold.Householdsyoungerthan20(around18)orapproximately30yearsoldshowalowpotentialforrelocation.Whenthebirthrateisincreasedto0.5,however,thetrendgraduallychanges;mostrelocationshappenamonghouseholdsyoungerthan20yearsold.Thesharpincreaseinthebirthratewillincreasethepercentageofyounghouseholdsinthepopulation,therebyresultinginanincreaseofrelocationsamonghouseholdslessthan20yearsold.Thus,ahigherbirthrateresultsinincreasingthenumberofyounghouseholds(lessthan20yearsold).Fromthisviewpoint,althoughahigherbirthratecanrelievethesituationofanagedsociety,itwillnotincreasetheresidentialrateinurbancentres,asindicatedinthesimulatedresultinFig.9(b2).Therefore,withoutspecialpolicies,downtownareaswillnotberevitalizedeventhoughthetotalnumberofhouseholdsisincreasing.

4.5 Incontrast,ifwekeepthebirthrateconstantatitsinitialvaluebutincreasethedeathratefrom0.008to0.1,asshownasFig.10(a1),boththetotalnumberofhouseholdsandthenumbersofhouseholdsindifferenturbanareasdecrease.TheincreaseddeathratedoesnotchangethetrendofhouseholdrelocationwithrespecttoagelevelsinFig.10(a2).Householdsthataremorethan60yearsoldmakeupthemajorityofhouseholdsthatrelocate.Furthermore,aminorityofhouseholdsthatareapproximately30yearsold,alongwithmostotherhouseholds,relocatetotheUCA.Thishelpstoclarifythesituationoflocalurbandeclineandtheagedsociety.Withoutincreasingthebirthrate,thedeathratehasnoobviouseffectondowntowndeclineortheagedsociety.Moreover,withoutspecialinterventionwiththegoalofdowntownrevitalization,changesinthebirthrateorthedeathratedonotinfluencedowntowndecline.Althoughincreasingthebirthratecanincreasethenumberofyounghouseholdsandimprovetherelocationfrequency,mostrelocationsstilloccurintheUCA.

4.6 Asaresult,wecanconcludethatintheHRRM,thechangesintheparametersofthelifecyclestagecanproducereasonablechangesinhouseholdadaptivebehavioursinresidentialrelocation,butitisimpossibletorevitalizethedowntown.InordertoincreasetherelocationfrequencytoCCA,specialpolicyinterventionisneeded.Inthefollowingsection,wewillinvestigatepolicyimpactsontherelocationofhouseholdagentsthroughagents'interactions.

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(a1)Householdsinurbanareabybirthrate0.1 (a2)Householdsinurbanareabybirthrate0.5

(b1)Householdsrelocationtourbanareabybirthrate0.1 (b2)Householdsrelocationtourbanareabybirthrate0.5

(c1)Householdsrelocationbyhostagebybirthrate0.1 (c2)Householdsrelocationbyhostagebybirthrate0.5Figure9.Householdchangeindifferenturbanareasaccordingtobirthrate

(a1)Householdsinurbanareasbydeathrate0.008 (a2)Householdsinurbanareasbydeathrate0.1

(b1)Householdsrelocationtourbanareabydeathrate0.008 (b2)Householdsrelocationtourbanareabydeathrate0.1

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(c1)Householdsrelocationbyhostagebydeathrate0.008 (c2)Householdsrelocationbyhostagebydeathrate0.1Figure10.Householdchangeindifferenturbanareasaccordingtodeathrate

Policyimpactonhouseholds'decisionmakingconcerningtheresidentialrelocationprocess

4.7 AsshowninFig.3,householdagentswhohaveadesiretorelocatewillcomparetherelocationcostswiththeirsavings.Ifhouseholdsavingsareinsufficient,thehouseholdwillconsiderapplyingfortheallowancestipulatedinthelocalresidencepromotionpolicyandwillrelocatetoadowntownarearatherthansimplytotheareawiththehighestutility.

4.8 Inordertoinvestigatethepolicyimpactonthedecisionofhouseholdagentsinthehouseholdrelocationprocess,asensitivityanalysiswasconductedonneighbourhoodinfluenceandglobalinfluence,whicharerelatedtotheratioofagentswhoagreetotakeadvantageofthepolicyandrelocatetoadowntownarea.First,wetestedthemodelwiththeneighbourhoodinfluenceas0.064556andglobalinfluenceas0.174542(estimatedresultsinTable5),whicharetheinitialvaluesandnamedinitialinteractionsinFig.11.Wethenchangedthevaluesofneighbourhoodinfluenceandglobalinfluencebothto0.5toshowthechangesinhouseholdresidentialrelocationsduringanincreaseinpolicyinteractions.Thereafter,weconductedacomparativeanalysisbetweenthesimulationresultswithinitialpolicyinteractionsandtheresultswithincreasedpolicyinteractionsbymeansofRsoftware.Duringalltheseprocesses,allotherparametersofHRRMweremaintainedconstantattheirinitialvalues.

4.9 IfFig.11(a1)iscomparedwithFig.9(a1)orFig.10(a1),itcanbeseenthatwhenthepolicyinteractionwasincorporatedinthesimulation,thenumberofhouseholdsintheCCAincreased(asshownbythegray).Meanwhile,Fig.11(b1)showsthatthenumberofhouseholdsthatrelocatedtotheCCAalsoincreasedcorrespondingly.Thisresultshowsthathouseholdswouldbeaffectedbythisresidencepromotionpolicyduringtheirdecision-makingonresidentialrelocationsifthepolicywaspublicizedwithintheneighbourhoodandentiresociety.Figs.11(c1),9(c1),andFig10(c1),however,showthatthemostrelocationsoccurredamonghouseholdsthataremorethan60yearsold,followedbyhouseholdsbetween40and50yearsold,householdsthatareyoungerthan20(around18)andhouseholdsthatareapproximately30yearsold,inthatorder.Theseresultswouldseemtoindicatethatthetrendofhouseholdsdoingrelocationsindifferentagegroupswillnotchangewhetherthereisapolicyinterventionornot.Next,wefurtherinvestigatedhowhouseholdrelocationwouldchangeifwechangedtheintensityofthepolicyimpactonhouseholdinteraction.

4.10 Thus,weincreasedtheneighbourhoodinfluenceandglobalinfluenceto0.5.ThecomparativesimulationresultsareshowninFigs.11(a2),(b2),and(c2).Thevirtualurbanspaceinthepresentworkwasdesignedasaclosedurbanspacewithoutpopulationmobilityfromtheoutside.Thissituationdecreasesthetotalnumberofhouseholdsduringsimulation.Whenneighbourhoodinfluenceandglobalinfluenceareboth0.5,thegrayboxesinFig.11(a2),whichrepresentthenumberofhouseholdsintheCCA,furtherincrease,butthehouseholddensityintheUCAandUPAdecreasessignificantly.ThedecreaseinthenumberofhouseholdsintheUCAandUPAispartiallyaresultofthedecreaseinthetotalnumberofhouseholds,andtheincreaseinthenumberofhouseholdsintheCCAisaresultoftheresidencepromotionpolicy.Inaddition,asthevaluesofneighbourhoodinfluenceandglobalinfluenceincrease,thenumberofhouseholdsintheCCAincreasesobviouslyinFig.11(b2)comparedwithFig.11(b1);specifically,thenumberofhouseholdsthatrelocatetotheCCAincreasesinbothofthesefigures.TheseresultsdoindicatethataresidencepromotionpolicycaninfluencehouseholdresidentialrelocationtoadowntownareaandthattheHRRMcanrepresentandvisualizethisprocess.

(a1)Householdnumberinurbanareaswithinitialinteractions (a2)Householdsinurbanareawithincreasedinteractions

(b1)Householdsrelocationtourbanareawithinitialinteractions (b2)Householdsrelocationtourbanareawithincreasedinteractions

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(c1)Householdsrelocationbyhostagewithinitialinteractions (c2)HouseholdsrelocationbyhostagewithincreasedinteractionsFigure11.Householdchangeindifferenturbanareasaccordingtopolicyinteractions

4.11 However,asindicatedbyFigs.11(c1)and(c2),aswiththebirthrateanddeathratesensitivityanalyses,thenumberofhouseholdsthatrelocatedtotheCCAare,indecreasingorder,householdsthataremorethan60yearsold,householdsthatarebetween40and50yearsold,householdsthatareapproximately20yearsold,andhouseholdsthatareapproximately30yearsold.Thus,wecanconcludethatthelimitedallowancesforrelocationarenotsufficienttoencourageyoungerhouseholdstochooseresidencesindowntownareas.AsshownbyFig.10(c1)and(c2)andFig.11(c1)and(c2),themiddle-agedandelderlyhouseholdsarebothmorelikelytorelocatetoadowntownareausingthispolicy,ascomparedtohouseholdsthatarelessthan30yearsold.Therefore,thispolicyprobablytendstobemoreattractivetohouseholdsmorethan40yearsoldthatarewell-off.Fromthisviewpoint,goodpublicizingoftheresidencepromotionpolicyhaveaneffectonhouseholdsrelocatingtodowntown,butthiseffectislimited.

TheMooreTestforSpatialRepeatability

4.12 FromFigs.9to11,wecanconfirmthatthenumberofhouseholdagentsandrelocationsarestatisticallystableinthe50timessimulationresults.Inthissection,wewouldliketofurtherprovethespatialrepeatabilityofsimulationresultsbymeansoftheHRRM.Theexperimentsweredone50timeswiththeparametersintroducedinTables3and5.Ineachexperiment,weranthesimulationfor30ticks.Simulationresultstakenevery10tickswereusedtodeterminethespatialrepeatabilityofthenumberofhouseholdsineachcellforthesameticknumberamongthe50simulations.

4.13 First,themeansamongthe50simulationsofthenumbersofhouseholdsforacellat10,20,and30ticksarevisualized,asshowninFig.12.AWelch'sttestofthenumberofhouseholdsfordifferentsimulationswasconducted,andSig.waslessthan0.05inallcases.Thus,thesimulationresultsobtainedusingtheHRRMarestable.WealsoconductedaMooreTestofthenumberofhouseholdsineachcellusingR;theresultsrevealedastablecorrelationandshowedthatSig.waslessthan0.05inallcases.

4.14 SummarizingthesensitivityanalysisinSection4,whenweadjusttheparametersrelatedtolifecyclestageandhouseholdinteractions,theHRRMcanreflectreasonablywellthechangesinthenumberofhouseholdsindifferenturbanareas.Moreover,thespatialdistributionofhouseholdagentsinthesimulationprocessisrepeatable,too.

(a)Averageagentnumberineachcellattick10 (b)Averageagentnumberineachcellattick20 (c)Averageagentnumberineachcellattick30Figure12.Householddistributioninvirtualurbanspaceinsimulationprocess

Note:AWelch'sttestandaMooreTesthavebeenconductedfornumbersofhouseholdsbetweenticks10,20,and30.Significanceissmallerthan0.05inallcases

ComparingsimulationdataandrealdataforKawakawaCity

4.15 Followingtheexplanationinsubsection3.2,wedesignedthevirtualurbanspacebasedonthesituationofatypicalJapanesecity.Specifically,weretrievedparametersfromanempiricalsurveyofKanazawaCityinordertoassociatethebehaviourpreferencesofhouseholdagentsinsimulationwiththoseofatypicalJapanesecity.Thus,thesimulatedpopulationdistributionoftheHRRMisexpectedtobesimilartothecharacteristicsofKanazawaCity.AsmentionedinSubsection3.2,eventhoughurbanspacesandpopulationdistributionsofdifferentplanningareasinvirtualspaceandthoseofKanazawaCityaredifferent,weassumethathouseholdagentswillcomparetheutilitiesonlybetweenalternativesselectedrandomlyfromtheUPA,UCA,andCCA.Thus,inthepresentstudy,itispossibletocomparetheproportionsofhouseholdnumbersindifferentplanningareasbetweenthevirtualspaceandKanazawaCity.

4.16 Consequently,thesimulationofhouseholdresidentialrelocationusingavirtualspacewasdesignedfor15years.Inordertomakeacomparisonwith1985-2000inKanazawaCity,wecomparedthesimulationresultswithlocalstatisticaldatabyconvertingthesimulationresultsintohouseholdratiosfordifferenturbanplanningareas.TheresultsarecomparedinTable6,whichshowsthatthelocalcensussurveyin1985giveshouseholdratiosof33.9%inCCAand66.1%inUPAandUCA,whereastherespectivevaluesobtainedbythesimulationare32.7%and67.3%.Thus,thesimulationresultsareingoodagreementwiththerealdata.Upuntil1990,thehouseholdratioinCCAwas31.9%fortherealdatasetand32.1%forthesimulation,whichagainagreewell.Thisisalsothecasefor1995.However,thedifferencebecamelargerintheyear2000:thesimulationresultsforhouseholdsinCCAare10%greaterthanintherealdata.ThisresultprobablystemsfromachangeintheBuildingStandardsActin1998,inwhichthetraditionalsixtypesofland-usezoneswerechangedto12typesofland-usezones(BuildingStandardsAct1998).

Table6:Comparisonofhouseholdratiosindifferenturbanareasbetweenrealdataandthesimulationresults

Years: 1985 1990 1995 2000Realdataset CCA 33.9% 31.9% 29.0% 26.6%

UPA+UCA 66.1% 68.1% 71.0% 73.4%Simulatedresults CCA 32.7% 32.1% 30.4% 33.7%

UPA+UCA 67.3% 67.9% 69.6% 66.3%

Conclusions

5.1 TheHRRMintegratedtheadaptivebehavioursandpolicyinteractionsofhouseholdagentsinaresidentialrelocationprocess,whichcanmimictheprocessofhouseholddecision-makinginresidentialrelocationbyintegratingABMwithhouseholdlifecyclestages,satisfactionevaluationofthecurrentresidentiallocation,andselectionofanewlocation.

5.2 Regardingtheevaluationmoduleforhouseholdrelocationdesireandchoiceinthehouseholdrelocationprocess,wedevelopedautilitymodeltoreflectindividualchoicesbyintroducinganormallydistributedrandomperturbationtothepartialcorrelationcoefficientsofallvariablesintheutilitymodel,whichcanberecognizedasthepreferenceofhouseholdsforadaptingthemselvestodifferentlocationsinnewlifecyclestagesintheHRRM.Interactionsbetweenhouseholdagentsareconsideredtotakeplaceatthelevelsoftheneighbourhoodandtheentirecity,reflectingtheirattitudestotheresidencepromotionpolicyduringtheresidentialrelocationprocess,whichwereincludedasonecomponentofutilitymodel.

5.3 Inordertotesttheadaptivebehavioursandinteractionsofhouseholdagentsinsimulation,weexaminedthemodel'ssensitivitytotheparametersdefinedinthelifecyclestagemoduleandtheparametersdefinedinhouseholdpolicyinteraction.Comparingthesimulationresultswithdifferentpolicyparameters,itwasdeterminedthatthenumberofhouseholdsrelocatingtotheCCAincreases

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whenthepolicyparametersareintroduced.Thismeansthatdowntowndeclinecanberelievedbyimplementingthisresidentialpolicyasmodelledhere.Althoughthelocalresidencepromotionpolicyaffectshouseholdresidentialrelocationtoadowntownarea,thepolicyisnotveryeffectiveeitherforhouseholdsthatareyoungerthan20yearsoldorforhouseholdsthatareapproximately30yearsold.Thus,weanalyzedwhethertheallowanceforrelocationwasinsufficientforencouragingyoungerhouseholdstochooseresidencesindowntownareasandfoundthatthispolicytendstobemoreattractivetowell-offhouseholds—thatis,thosethathavesufficientsavingstorelocate.Comparedtohouseholdslessthan30yearsold,middle-agedhouseholdsandelderlyhouseholdsbothexhibitedagreatertendencytorelocatetodowntownareasusingthispolicy.

5.4 TheparametersemployedforthevirtualspacearebasedonthesituationofKanazawaCity,andtheparametersoftheutilitymodelareestimatedbasedonresponsestoanempiricalsurveyconductedinKanazawaCity.Thus,theparametervaluesusedintheHRRMcanbeassociatedwiththoseinKanazawaCity.Finally,wecomparedthesimulationresultsobtainedusingtheHRRMandtherealstatisticaldataforKanazawaCity,whichrevealedthatthesimulationresultsforthehouseholdresidentialrelocationaresimilartotherealstatisticalresultsforactualhouseholdresidentiallocationsoverthepast20yearsinKanazawaCity.Thus,theHRRMcanvisualizethepossibleresultsofpolicyimplementation,therebymakingitpossibletojudgethepotentialeffectivenessofaresidencepolicyforrevitalizingthecitycentreofatypicalcityinJapan.

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