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    Conference

    report

    Finding the right balance for herbal (medicinal) products,

    food supplements and self-care medical devices

    Introduction

    On 7-8 October 2014, the Association of the European Self-

    Medication Industry (AESGP) organised a conference in

    Brussels on herbal (medicinal) products, food supplements

    and substance-based medical devices: Paving the way

    towards a coherent system.

    The conference was opened by Roger SCARLETTSMITH,

    AESGP President, and Markus FERBER, Member of the

    European Parliament, who highlighted that the AESGP

    event takes place just after the hearings of the designated

    new European Commissioners by the newly composed

    European Parliament.

    The AESGP conference looked at the developments

    achieved over the last years in the European legislative

    framework for herbal medicinal products and foodsupplements but also discussed a number of key issues

    which still remain non-harmonised - such as categorisation

    of herbal products and health claims on botanicals in food.

    The conference also gave an update on the proposed

    changes for the legislation on medical devices that are

    likely to be finally agreed upon in 2015. Markus Ferber, Member of the European Parliament

    Roger Scarlett-Smith, AESGP President

    Herbal (medicinal) products, food supplements, self-care medical devices

    Paving the way towards a coherent system

    Brussels, 7-8 October 2014

    Conference

    From left to right: Andreas HENSEL, Harald KANDOLF, Hubertus CRANZ, Ilaria PASSARANI, Joris GEELEN

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    Harald KANDOLF (Deputy Head of Cabinet, Commis-

    sioner Tonio Borg) presented an overall view of the

    current situation and the European Commission posi-

    tion on three legal categories of consumer-care prod-

    ucts: medicines, food supplements and self-care medi-cal devices.

    Mr KANDOLF said that while in the field of herbal me-

    dicinal products a framework for traditional herbal

    medicinal products has been set up by the Traditional

    Herbal Medicines Directive 2004/24/EC since 2004,

    there will be changes in the field of medical deviceslegislation, which is currently being revised by the EU

    Institutions. The Commission proposal for a new legal

    measure on medical devices was voted by the European

    Parliament in the first reading in April 2014 and it is now

    being discussed with the Council of the EU. A possible

    second reading agreement is foreseen in the first half of

    2015.

    Harald KANDOLF

    Referring to food and food supplements, Mr KANDOLF

    noted that this is a very complex legal category as there

    are at least three major pieces of legislation in place: the

    Claims Regulation (EC) No 1924/2006 adopted in 2006,

    the food supplements Directive 2002/46/EC from 2002

    and the newest Food Information to Consumers Regula-

    tion (EU) No 1169/2011. He admitted that some legal

    issues remain open as they have not been tackled by

    the European Commission until now, including: mini-

    mum and maximum levels for vitamins and minerals,

    nutrient profiles for foods bearing health claims and the

    evaluation of botanical health claims on foods and food

    supplements.

    Mr KANDOLF explained that the evaluation process of

    health claims has started in 2008 - initially with a list of

    40 000 claims, which was then consolidated by the

    European Commission to 4 000 claims. The consolidatedlist was submitted in several batches to EFSA for a sci-

    entific evaluation. As a result of this process, a l ist of 222

    authorised health claims was published in 2012. Mean-

    while, the evaluation of more than 2 000 health claims

    on botanicals was put on hold in 2010 and the Europe-

    an Commission has - in spite of the clear legal obliga-

    tions - considered several options on how to proceed.

    The first option was to continue with the scientific as-

    sessment by EFSA as it is required by the Claims legisla-

    tion. The second was to change the mandate given toEFSA on the evaluation however it was admitted that

    this would need to be legally sound and also any

    change of a mandate would need to be accepted by

    EFSA. The third possibility was to prepare a new legisla-

    tion which would take up to 3-5 years. A consultation of

    Member States took place in August 2012, however

    given a variety of the opinions expressed by Member

    States and the stakeholders, the European Commission

    is still reflecting on how to proceed on botanical claims.

    He also revealed that the European Commission faces

    now three types of court cases on the implementation

    of the health claims legislation. Two cases argue that

    fundamentally the Commission applied the Claims

    Regulation too strictly. The third accused the Commis-

    sion of not implementing the Claims Regulation in light

    of its decision on putting the botanical claims on hold in

    2010. Mr KANDOLF concluded by saying that the new

    Commissioner will need to look into the pending issues

    and eventually, a decision will need to be taken. He also

    reminded that a correct implementation of the legisla-tion is one of the key obligations of the European Com-

    mission.

    European Commission position on consumer healthcare products

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    Andreas HENSEL(Professor, Institute for Pharmaceuti-

    cal Biology and Phytochemistry, University of Mnster,

    Germany) presented the state of play in the scientific

    research on herbal substances and medicinal products.

    He highlighted the need for intensified research anddevelopment and increased funding in the field of herb-

    al medicinal products in order to help developing new

    innovative products.

    Professor HENSEL highlighted the differences between

    registered medicinal products and food supplements

    both with regard to the target populations (patients vs

    healthy consumers) as well as with regard to the inno-

    vation cost, quality and safety requirements, which are

    different for medicines and food. He pointed out that

    from a scientific point of view a simple extrapolation of

    health claims from the medicinal products to food sup-

    plements is not correct.

    Andreas HENSEL

    Research and innovation in the field of herbal medicinal products

    Consumers perspective on health products

    Ilaria PASSARANI (Head of the

    Food and Health Department,

    European Consumer Organisation

    (BEUC)) said that finding a right

    balance for all three products cate-

    gories - herbal medicinal products,

    food supplements and self-care

    medical devices - is challenging forthe European decision makers. She

    noted that while waiting for the

    decision on the assessment of

    health claims on botanicals, as well

    as for finalisation of the new regu-

    lation of medical devices, the Euro-

    pean consumers are currently ex-

    posed to a confusing situation in

    the marketplace.

    She said that the consumers wish is

    to have three principles taken into

    account in the policy decisions:

    safety, effectiveness and legal clari-

    ty. In relation to botanical claims,

    she said that consumers organisa-

    tions want all claims to be justified

    by solid scientific evidence which

    needs to be evaluated by EFSA.

    Ilaria PASSARANI called for a har-

    monised, coherent approach with

    regard to product classification and

    she said that the current rules al-

    lowing Member States to classify a

    product as a medicine, food sup-

    plement or medical device can lead

    to a situation where consumers in

    different countries may receive

    different information with regard to

    the same product.

    Meeting report

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    Belgian perspective on the evaluation of botanicals in food

    A Belgian perspective on the evaluation of botanicals in

    food was presented by Joris GEELEN (Federal Public

    Service, Health, Food Chain Safety and Environment,

    Belgium). GEELEN said that the Belgian Royal Decree on

    Botanicals of 1997 regulates list of authorised and for-bidden plants, mandatory warnings and maximum

    levels of these substances in food supplements. In

    addition, Belgium together with France and Italy has

    created a joint Belfrit list of 1000 plants. The joint list

    was aimed to accelerate mutual recognition of plant-

    based food supplements.

    It remains to be seen whether there are any chances for

    the Belfrit list to be expanded to other EU Member

    States as different approaches to plants categorisation

    are still very visible.

    Joris GEELEN

    Categorisation of herbal products

    From left to right: Marisa DELB, Robert ANTON, Vittorio SILANO, Pilar AYUSO,Werner KNSS, Ioanna CHINOU

    Chair: Pilar AYUSO

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    Robert ANTON (Professor Emeri-

    tus, Faculty of Pharmacy, University

    of Strasbourg, France) explained

    the historical background of the

    Traditional Herbal Medicines Di-rective 2004/24/EC and the estab-

    lishment of the Committee on

    Herbal Medicinal Products (HMPC)

    at the EMA.

    Professor ANTON said that while he

    would support assessment of bo-

    tanical claims on foods based on

    the tradition of use of plants, he

    would still have concerns withregard to herbals with well-known

    pharmacological proprieties, for

    example those containing anthra-

    quinone derivatives or Hypericum/

    St. John's wort, which can be used

    in traditional herbal medicines but

    also in food supplements, depend-

    ing on the national classification.

    Professor ANTON has also ex-

    pressed his wish to have a clear

    division of herbals traditionally

    used as foods (e.g. aromatic plants

    such as rosemary or cammomile)and plants with well-established

    use as herbal medicines (e.g. Hy-

    pericum/St. John's wort or Ginkgo).

    Robert ANTON

    Vittorio SILANO (Medical School, II University of Rome, Italy) out-

    lined the current complex situation of the herbal products in the EU,

    where herbal substances are used both in food supplements and in

    medicinal products.

    Professor SILANO also explained different legal requirements apply-

    ing to herbal medicinal products and food supplements and funda-

    mental differences between the two categories. Professor SILANO

    noted that while food supplements are intended to complement the

    normal diet, medicinal products are intended to treat or prevent

    disease therefore indications for these two categories should be

    visibly different. He called on the European Commission, Member

    States, EFSA and EMA to work on a coherent approach to identify

    and characterise botanical species according to their use as food or

    as a medicine as well as to develop harmonised criteria for safetyand efficacy assessment of plant substances.

    Meeting report

    Vittorio SILANO

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    Werner KNSS (Chair of the Committee on HerbalMedicinal Products, HMPC, EMA) presented the work ofthe Committee on Herbal Medicinal Products (HMPC),which was established at the EMA in September 2004.

    The HMPCs main task is to develop Community herbal

    monographs and list entries of herbal substances, prep-arations and combinations thereof. It also providesscientific advice on question related to herbal medicinalproducts.

    Professor KNSS also presented a comparison of the

    quality, safety, efficacy, pharmacovigilance requirements

    for well-established and traditional herbal medicinal

    products.

    He also expressed his

    wish to have clear defi-

    nitions of different legal

    categories of products

    which would allow

    better categorisation/distinction of medicinal

    products, food supple-

    ments, medical devices

    and cosmetics.

    Werner KNSS

    Ioanna CHINOU (Chair of the Working Party on

    Community Monographs and Community List, MLWP,

    EMA) gave an insight into the work of HMPC on

    drafting the Community herbal monographs for well-

    established use and traditional use of medicines.

    She agreed against the concept of traditional use of

    herbals in food supplements since the harmonised EU

    definition of a food supplement only exist since 2002.

    On the contrary, plants have a long tradition of

    medicinal use, sometimes even dating from ancient

    times. She also reminded that food supplements, by

    definition, have different properties than medicines and

    she challenged the use of some plants in food.

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    Dr LIESE also shared his views on the pending issues

    related to the Claims legislation, including nutrient

    profiles and botanical claims. Although he expressed his

    reservations to the concept of nutrient profiles on foods

    (which in his opinion was undermining the importance

    of a personalised diet fitting individual dietary needs for

    particular nutrients), he supports a full implementationof the Claims Regulation on the botanical claims. He

    reminded that the Claims Regulation was adopted by all

    three EU Institutions, i.e. the European Commission, the

    Council and the European Parliament, and that the

    Regulation should have been fully implemented by now.

    Dr LIESE, who is a medical doctor by profession, high-

    lighted the therapeutic importance of herbal medicinal

    products and the role of the industry to provide the

    highest quality products to the European patients and

    consumers. In this context, he was also concerned about

    the safety aspects of some botanical food supplements

    and he asked the European Commission not to acceptdouble standards and to acknowledge years of re-

    search and investment done by the European compa-

    nies to develop high quality herbal medicinal products.

    From left to right: Vittorio SILANO, Werner KNSS, Ioanna CHINOU, Peter LIESE, Marisa DELB, Robert ANTON, Hubertus CRANZ

    Ensuring the right assessment of food supplements and health claims

    Chair: Michle RIVASI From left to right: Evelyn BREITWEG-LEHMANN, Basil MATHIOUDAKIS, Michle RIVASI,Valeriu CURTUI, Amire MAHMOOD, Hubertus CRANZ

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    Evelyn BREITWEGLEHMANN (Federal Office of Con-

    sumer Protection and Food Safety, Germany) presented

    the recent German, List of Substances of Plant and Plant

    Parts which is aimed to help the competent authorities

    in Germany to categorise plants ingredients, especially

    in case of borderline products.

    She also presented a decision tree composed of several

    questions used to assess a potential use of a plant as a

    food, novel food or a medicinal product. It was noted

    that the list is not legally binding and can be updated in

    the future.

    Evelyn BREITWEGLEHMANN

    Valeriu CURTUI (Head of the Nutrition Unit, EFSA)

    gave an insight into the scientific assessment of

    health claims done by the EFSA Panel on Dietetic

    Products, Nutrition and Allergies, NDA.

    Dr CURTUI explained that while EFSA NDA Panel is in

    charge of evaluation of the scientific evidence sub-

    mitted to substantiate a health claim, decisions on

    authorisation of claims or classification of substances

    are not up to EFSA, according to the EU law. He

    explained that the Claims Regulation requires EFSA

    NDA Panel to apply a single highest possible stand-ard of evidence for substantiation of all categories of

    health claims and all foods, including food supple-

    ments.

    As an illustration of the EFSA evaluation process ofhealth claims, Dr CURTUI presented an example of a

    recent NDA Panel positive opinion on a health claim

    on hydroxyanthracene derivatives and improvement

    of bowel function. He explained that NDA Panel

    considered all available scientific information, includ-

    ing EMA monographs, and concluded that a cause

    and effect relationship between consumption of

    hydroxyanthracene derivatives and improvement of

    bowel function is well-established; however some

    restrictions of use (based on possible side effects)

    were also proposed.

    Valeriu CURTUI

    Meeting report

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    The NDA Panel could not provide any advice on the

    safety of hydroxyanthracene derivatives as this would

    be outside of its remit in the context of the Claims

    Regulation but Dr CURTUI indicated that this could be

    done in a separate EFSA opinion following a new

    mandate given by the European Commission.

    Dr CURTUI also gave an overview of the most com-

    mon issues encountered by the applicants while

    submitting a dossier to EFSA and he indicated that

    EFSA may provide more supports to the applicants inthe future.

    The important role of Member States in the risk

    management process and in particular in the health

    claims authorisation was presented by

    Amire MAHMOOD (Federal Ministry of Health,

    Austria). Dr MAHMOOD admitted that classification

    of food supplements is a major challenge for Mem-

    ber States. She said that although the Food Supple-

    ments Directive 2002/46/EC was much welcomed by

    Austria, a number of non-harmonised issues still

    need to be addressed, for example minimum and

    maximum levels of vitamins and minerals and cate-

    gorisation of other substances such as botanicals.

    Dr MAHMOOD also addressed challenges for Mem-

    ber States related claims authorisation such as:

    classification of claims as a health claim or medicinal

    claims; beauty claims linked to skin, hair or nails;

    pending issues of the assessment of botanical

    health claims and establishment of nutrient profiles

    for foods bearing a health claim.

    Role of Member States

    Amire MAHMOOD

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    An overview of the current state of implementation of

    the Claims Regulation was given by Bas-

    il MATHIOUDAKIS (Head of Unit Nutrition, food com-

    position and information, European Commission).

    Mr MATHIOUDAKIS said that currently 30 nutrition

    claims and 254 health claims are authorised, while 1995

    health claims are non-authorised and 2095 health

    claims remain on hold, including 2078 claims on bo-

    tanicals and few claims on caffeine. Caffeine claims

    positively went through the EFSA evaluation but during

    the authorisation process the European Commission

    asked EFSA for an additional safety assessment of caf-

    feine (which is expected in 2015).

    Concerning botanical claims, Mr MATHIOUDAKIS ex-

    plained that as similar plants are used as ingredients of

    food supplements and herbal medicinal products the

    European Commission decided - in spite of the clear

    legal obligations - to stop the evaluation of botanical

    health claims and has started a reflection process on

    whether the tradition of use can be considered as

    sufficient evidence in the assessment process of botani-

    cal claims. He acknowledged that this position is now

    challenged through new Court cases and that there are

    evidently strong legal arguments in favour of continuing

    the evaluation. However, MATHIOUDAKIS indicated that

    from his perspectives the priorities of the new European

    Commission including stimulation of jobs, investment

    and economic growth and strengthening of the Europe-

    an internal market need to be taken into account and

    that this may speak in favour of stopping the process of

    evaluating botanical claims. MATHIOUDAKIS was asked

    in the discussion why companies should at all invest in

    high quality herbal medicines but indicated that from

    his perspective herbal medicine manufacturers wouldthen have to adjust. Many participants at the conference

    did not agree with MATHIOUDAKIS and his approach,

    and could not understand why the well functioning

    system of herbal medicines should be abandoned.

    Adjusting the medical device legislation to consumer needs

    From left to right: George JESSEN, Judite NEVES, Gesine MEISSNER, Danielle VAN MULUKOM, Hubertus CRANZ

    Meeting report

    Basil MATHIOUDAKIS

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    In her introductory statement,

    Gesine MEISSNER (Member of the

    European Parliament) spoke on the

    European Parliaments first-reading

    report on medical devices adopted

    in April 2014. While the report has

    detailed the views of the European

    Parliament on medical devices, thesession Adjusting the medical

    device legislation to consumer

    needs offered an opportunity for

    stakeholders such as Industry,

    Member States and Patients or-

    ganisation to provide their perspec-

    tives and exchange views on sub-

    stance-based medical devices.

    Substance-based

    medical devices

    As explained by George JESSEN

    (Member of the AESGP Committee

    on Medical Devices), substance-

    based medical devices are devicescomposed of substances or combi-

    nation of substances intended to

    be used in a self-care context by a

    lay person and which do not

    achieve their principal intended

    action by pharmacological, immu-

    nological or metabolic means in or

    on the human body but which may

    be assisted in its function by such

    means.

    This emerging category includes

    toothpastes, dental cleansers, den-

    ture adhesives, throat lozenges and

    irrigation solutions, which are cur-

    rently placed on the market in

    accordance with Rule 4, 5 or 17 of

    the 93/42/EC Directive on medical

    devices. Industry recognised that

    the Medical Devices Directives havenot anticipated the emergence of

    self-care medical devices and sub-

    stance-based medical devices at

    the time of the harmonisation of

    the safety and performance of

    medical devices in the nineties.

    Proposal for a

    regulation on MD

    A proposal for a regulation on

    medical devices adapted to todays

    and tomorrows needs was thus

    adopted by the European Commis-

    sion in September 2012. It intro-

    duced the following points:

    Rule 21 proposing an up-classification of substance-based

    medical devices intended to be

    ingested, inhaled or adminis-

    tered in the highest-risk class

    (class III), and

    Compliance of these devices

    with the Annex I of the Medici-

    nal Product Directive 2001/83/

    EC.

    The industry representative, George JESSEN, stressed

    the need to differentiate a mode of action and a thera-

    peutic effect, as a same therapeutic effect can be deliv-

    ered via a pharmacological and a non-pharmacological

    modes of action.

    In November 2012, AESGP suggested a deletion of both

    points, resulting in a case-by-case assessment of sub-

    stance-based medical devices, based on the risk associ-

    ated with the device. In addition, the safety of these

    devices would continue to be assured by the application

    of established risk management to medical devices such

    as the EN ISO standard 14971:2012 on the application

    of risk management to medical devices and the relevantstandards from the EN ISO 10993 family on the biologi-

    cal evaluation and testing within a risk management.

    Under the ordinary legislative procedure, the European

    Parliament and the Council of the European Union

    (Member States) examine and propose amendments to

    the European Commissions proposals. While discus-

    sions within the European Parliament are public, discus-

    sions within the Councils working party on pharmaceu-

    ticals and on medical devices are confidential.In that sense, the session was a real opportunity to hear

    the views of two members of the Councils working

    party on pharmaceuticals and medical devices.

    Gesine MEISSNER

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    First to speak then, was the Director

    of the Health Products Directorate at

    the Portuguese Competent Authority

    (Infarmed), Judite NEVES. She recog-

    nised that substance-based medical

    devices have being historically classi-fied as medicinal products, while they

    do not primarily act by a pharmaco-

    logical mode of action.

    In line with the better law approach

    which supports a proportionate and

    risk-based approach, the Portuguese

    Competent Authority has proposed

    an alternative to Rule 21 on the basis

    of the systemic absorption of ingested

    medical devices.

    This approach is different from the

    AESGP one which proposed a stratifi-

    cation of the risk on the basis of their

    duration of use namely in class IIa if

    the devices are intended to be used

    for not more than 30 days and in class

    IIb if these devices are used for more

    than 30 days, as explained by the

    industry representative, George

    JESSEN.

    In addition, the Portuguese Compe-

    tent Authority proposes to revise the

    essential requirements by taking into

    account the particular characteristics

    of these products. Manufacturers

    should also provide information such

    as the general profile of interaction

    and the overall qualitative composi-

    tion and quantitative information on

    the main constituent responsible for

    achieving the principal intended ac-

    tion. These proposals were in principle

    in line with the views of the Dutch

    Ministry of Health which were pre-

    sented at the session by Danielle

    VAN MULUKOM, from the Depart-

    ment of Pharmaceuticals and Medical

    Technology. However, as far as the

    essential requirements are concerned,

    the Dutch Authority would prefer

    keeping the system flexible, and de-

    tailing these in the harmonized stand-

    ards instead of the body text of the

    regulation.

    Meeting report

    Judite NEVES

    Danielle VAN MULUKOM

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    The presentation of the European Patients Forum Secre-

    tary General, Nicola BEDLINGTON focused on the pro-

    posal for a regulation on medical devices and what it will

    mean for the EU patients. She highlighted four key priori-

    ties, including the need to emulate the model of patientinvolvement developed by the European Medicines

    Agency to the medical devices sector. According to Nico-

    la BEDLINGTON, substance-based medical devices com-

    plement the self-management of adverse events that

    patient encounter when living with long-lasting condi-

    tions. She recognised that there should not be an up-

    classification without a proper justification, although

    these products may bear a risk due to their dispersion

    and/or absorption in or on the human body.

    Other issues of concern

    George JESSENhighlighted the other AESGP issues of

    concern related to self-care medical devices which are

    the definitions of pharmacological, immunological and

    metabolic means and the Helsinki Procedure. The Hel-

    sinki Procedure was created in 2002 to allow exchange

    of information and opinions between National Compe-

    tent Authorities from the 28 EU Member States, EFTA

    countries and Turkey over the classification of a productas a medical device or not. However, AESGP regrets the

    lack of involvement of concerned manufacturers and

    notified bodies in these discussions.

    Both topics are currently being discussed within the

    European Commissions expert group on borderline and

    classification composed of representatives from Nation-

    al Competent Authorities, Industry, Notified Bodies, and

    the European Medicines Agency. On this subject, the

    Secretary General of the European Patients Forum,

    Nicola BEDLINGTON recognised that the European

    Patients Forum may need to be sporadically involved inthese discussions.

    The categorisation of medical devices and the border-

    line issue with other categories, including medicinal

    products were also highlighted by Judite NEVES. The

    enclosed qualification process is helpful in determining

    whether a product is a medicinal product or a medical

    device.

    Nicola BEDLINGTON

    George JESSEN

    Patients perspective on substance-based medical devices

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    The political action points resulting from the conference

    were summarised by the AESGP Director General,

    Dr Hubertus CRANZ.

    Speaking on behalf of the European Self-MedicationIndustry active in all three categories medicines, food

    supplements and medical devices Dr CRANZ said that

    clear and stable legal frameworks are crucial for the

    companies business planning and investment into the

    innovative self-care products offered to the European

    consumers.

    Dr CRANZ noted that while the pharmaceutical industry

    has positive experience with the interaction with the

    European Medicines Agency, the area of food supple-ments seems to suffer from a lack of adequate interac-

    tion between applicants and the European Food Safety

    Authority (EFSA). While AESGP appreciates EFSA efforts

    to improve dialogue with the applicants, a real progress

    has not been made over the last years. Dr CRANZ high-

    lighted that this should be tackled as an issue of urgen-

    cy by the new European Commission and all other

    parties involved.

    Referring to the complex discussions on botanicals, DrCRANZ said that it the current situation with 28 EU

    Member States of different approaches and views on

    the categorisation and status of herbal products, a full

    harmonisation at the EU level is very difficult to achieve,

    if at all possible.

    The Conference also showed that although the regula-

    tory situation for herbal medicinal products is well-

    established, it is important to ensure that the EMA work

    is smoothly implemented by the Member States author-

    ities at the national level, without unnecessary adminis-

    trative burdens.

    Concerning medical devices, Dr CRANZ said that AESGP

    is curious to see the results of the negotiations within

    the Council, and later on between the Council and the

    Parliament.

    The conference was concluded by an invitation to the

    next AESGP Annual Meeting which will take place in

    Barcelona on 26-28 May 2015.

    Conclusion

    Meeting report

    From left to right: Hubertus CRANZ,, George JESSEN, Judite NEVES, Gesine MEISSNER, Danielle VAN MULUKOM

    Hubertus CRANZ