adjudication - webcontent.oa.pa.govwebcontent.oa.pa.gov/legal/documents/30192.pdf · adjudication...
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COMMONWEALTH OF PENNSYLVANIA
Twuan Harris : State Civil Service Commission
:
v. :
:
State Correctional Institution at Mercer, :
Department of Corrections : Appeal No. 30192
Twuan Harris Jocelyn G. Schultz
Pro Se Attorney for Appointing Authority
ADJUDICATION
This is an appeal by Twuan Harris challenging his three-day suspension
from regular Corrections Officer 1 employment with the State Correctional
Institution at Mercer, Department of Corrections. A hearing was held on June 4,
2019, at the State Civil Service Commission’s Western Regional Office in
Pittsburgh, Pennsylvania, before Hearing Officer Odelfa Smith Preston.
The Commissioners have reviewed the Notes of Testimony and
exhibits introduced at the hearing.1 The issue before the Commission is whether
there is just cause for appellant’s three-day suspension.
1 At the hearing, both parties rested on the record. After the record was close, appellant requested to file a Brief. The
appointing authority opposed appellant’s request. No Brief was received.
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FINDINGS OF FACT
1. By letter dated February 27, 2019, appellant was
notified of his three-day suspension from his
position as Corrections Officer 1, regular status,
effective March 2, 2019, for violating Section B.8,
B.9, and B.10 of the Department of Corrections
Code of Ethics. Specifically, on October 25, 2018,
appellant failed to report to his assigned post at
UPMC Presbyterian Hospital for his regular shift,
after being given a direct order and without being
properly relieved or receiving proper authorization
from his supervisor. Additionally, appellant
refused direct orders from his supervisors to appear
for mandated overtime on November 23, 2018,
November 26, 2018, and December 23, 2018, and
he acted unprofessionally and insolent toward his
supervisors when he refused the direct orders.
Comm. Ex. A.
2. The appeal was properly raised before this
Commission and was heard under Section 951(a) of
the Civil Service Act, as amended.2
2 Appellant’s request for a hearing under Section 951(b) of the Civil Service Act was denied due to an insufficient
allegation of discrimination.
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3. Appellant is employed by the appointing authority
as a Corrections Officer 1. Comm. Ex. A.
4. Corrections Officer 1 employees are required to be
available to work all shifts and to work whichever
shift they are assigned. N.T. p. 32.
5. Correction Officer 1 employees are required to
work posts to which they are mandated with little or
no advance notice. N.T. p. 32.
6. Mandated shifts are first filled using the voluntary
overtime list. All officers are afforded the
opportunity to sign up for voluntary overtime. Once
the voluntary overtime list is exhausted, all officers
presently working inside the institution are asked if
they wish to volunteer to work overtime. If there
are no volunteers, then the mandate list is used.
N.T. p. 22.
7. The mandate list is a list of officers organized by
seniority and date of last mandation. N.T. pp. 22-
23.
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8. On October 25, 2018, appellant was assigned to
work the 10:00 p.m. to 6:00 a.m. shift at the UPMC
Presbyterian Hospital. N.T. p. 66; AA Ex. 4
(Tab A.)
9. Appellant failed to report for his 10:00 p.m. to 6:00
a.m. shift at the UPMC Presbyterian Hospital on
October 25, 2018. N.T. p. 67; AA Ex. 4 (Tab A.)
10. On November 23, 2018, appellant was mandated to
work the 2:00 p.m. to 10:00 p.m. shift at the UPMC
Presbyterian Hospital. N.T. p. 52; AA Ex. 1
(Tab A).
11. Appellant failed to report for his mandated 2:00
p.m. to 10:00 p.m. shift at the UPMC Presbyterian
Hospital on November 23, 2018. N.T. p. 69.
12. On November 26, 2018, appellant was mandated to
work the 6:00 a.m. to 2:00 p.m. shift. N.T. p. 82;
AA Ex. 2 (Tab A).
13. Appellant failed to report for his mandated
6:00 a.m. to 2:00 p.m. shift on November 26, 2018.
N.T. p. 82; AA Ex. 2 (Tab A).
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14. On December 23, 2018, appellant was mandated to
work the 8:00 a.m. to 4:00 p.m. shift. N.T. pp. 54,
58; AA Ex. 3 (Tab A).
15. Appellant failed to report for his mandated
8:00 a.m. to 4:00 p.m. shift on December 23, 2018.
N.T. pp. 54-55, 87; AA Ex. 3 (Tab B).
16. When appellant failed to appear for the mandated
shift on December 23 2018, Lieutenant Michael
Stull telephoned appellant. During this call,
appellant used “a bunch of expletives.” N.T. pp. 87-
88; AA Ex. 3 (Tab B).
17. On January 25, 2019, appellant received written
notification that a pre-disciplinary conference was
scheduled for January 28, 2019. The written
notification also informed appellant that he was
charged with violating Sections B.8, B.9, and B.10
of the Department of Corrections Code of Ethics
based on his failure to report for shifts on
October 25, 2018, November 23, 2018,
November 26, 2018, and December 23, 2018. N.T.
pp. 99-100; AA Ex. 7.
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18. The pre-disciplinary conference was held as
scheduled on January 28, 2019. N.T. pp. 98-99.
19. Section B.8 of the Department of Corrections Code
of Ethics provides:
No employee shall leave his/her
assigned post or leave the institution or
grounds without being properly
relieved and receiving proper
authorization from a supervisor.
Proper relief involves communicating
any special observations or orders to
the relief personnel.
AA Ex. 5 (p. 3).
20. Section B.9 of the Department of Corrections Code
of Ethics provides:
Lawful orders by a supervisor to a
subordinate must be executed
promptly and faithfully by the
subordinate even though the employee
may question the wisdom of such
order. The privilege of formally
appealing the order may be done at a
later date through either the
supervisory command structure, civil
service appeal, or the grievance
machinery.
AA Ex. 5 (p. 3).
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21. Section B.10 of the Department of Corrections
Code of Ethics provides:
Employees are expected to treat their
peers, supervisors, and the general
public with respect and conduct
themselves properly and
professionally at all times;
unacceptable conduct or insolence will
not be tolerated.
AA Ex. 5 (p. 4).
22. Appellant signed an acknowledgment on
November 17, 2018 that he received, read, and
agreed to abide by the Department of Corrections
Code of Ethics. N.T. p. 96; AA Ex. 6.
DISCUSSION
The current appeal was brought under Section 951(a) of the Civil
Service Act, 71 P.S. § 741.951(a), as a challenge to a three-day suspension of
appellant from regular status employment.3 Comm. Ex. A. In an appeal brought
under Section 951(a), the burden of proof is for the appointing authority to present
3 The suspension, relevant events at issue, and the filing and acceptance of the appeal in the present matter occurred
prior to the full implementation of Act 71 of 2018, P.L. 460, No. 71, codified as 71 Pa.C.S.A. §§ 2101-3304. Full
implementation of Act 71 occurred on March 28, 2019, the date on which all sections of Act 71 of 2018 went into
effect. See Act 71 of 2018, Section 3. Consequently, the substantive provisions of the Civil Service Act (Act 286 of
1941, P.L. 752, No. 286, 71 P.S. §§ 741.1-741.1005) and implementing regulations apply to the present appeal because
that is the law in effect at the time of the suspension and acceptance of the appeal. However, authority to convene the
hearing on the present appeal is under section 3003(7)(i) since the hearing commenced after the implementation of
Act 71.
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evidence sufficient to demonstrate that the decision to impose the adverse personnel
action was made for cause. Under Section 803 of the Civil Service Act, a regular
status employee may only be suspended for “good” cause. Hargrove v.
Pennsylvania State Civil Service Commission (Department of Corrections), 851
A.2d 257, 260 (Pa. Commw. Ct. 2004); 71 P.S. § 741.803; 4 Pa. Code §§ 101.21,
105.15. Accordingly, the matter before the Commission is whether the current
suspension was for good cause.
Appellant was charged with failing to report to his assigned post at
UPMC Presbyterian Hospital for his regular shift on October 25, 2018, after being
given a direct order and without being properly relieved or receiving proper
authorization from his supervisor. Comm. Ex. A. Additionally, appellant was
charged with refusing direct orders from his supervisors to appear for mandated
overtime on November 23, 2018, November 26, 2018, and December 23, 2018, and
acting unprofessionally and insolent toward his supervisors when he refused the
direct orders. Comm. Ex. A.
In support of its disciplinary action, the appointing authority presented
the testimony of Captain Theron Robbins, Lieutenant Alan Claypoole, Captain
William Ayers, Lieutenant Scott Whitesell, Lieutenant Michael Stull, and Field
Human Resource Officer Lori Mahlmeister. Appellant did not present any
witnesses, nor did he testify on his behalf. The unchallenged relevant facts
pertaining to the charges are summarized below.
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II. Unchallenged Evidence
Appellant is employed by the appointing authority as a Corrections
Officer 1. Corrections Officer 1 employees, such as appellant, are required to be
available to work all shifts and to work whichever shift they are assigned. N.T. p. 32.
This includes posts to which they are mandated with little or no advance notice. N.T.
p. 32.
Mandated shifts are first filled using the voluntary overtime list. N.T.
p. 22. All officers are afforded the opportunity to sign up for voluntary overtime.
N.T. p. 22. Once the voluntary overtime list is exhausted, all officers presently
working inside the institution are asked if they wish to volunteer to work overtime.
N.T. p. 22. If there are no volunteers, then the mandate list is used. N.T. p. 22. The
mandate list is a list of officers organized by seniority and date of last mandation.
N.T. pp. 22-23.
The appointing authority presented the following unchallenged
evidence establishing that appellant failed to report for his shift on October 25, 2018,
and refused direct orders to appear for mandated overtime on November 23, 2018,
November 26, 2018, and December 23, 2018.
October 25, 2018 incident
On October 25, 2018, Captain William Ayers4 was conducting the
check-in for the evening shift when he noticed appellant was in the hall. N.T. pp. 65-
66; AA Ex. 4 (Tab A). Appellant had worked overtime from 2:00 p.m. to 10:00 p.m.
4 Captain Ayers is the Shift Commander for the 10:00 p.m. to 6:00 a.m. shift. N.T. p. 64. Appellant was one of the
officers assigned to Captain Ayers’ shift on October 25, 2018. N.T. p. 65.
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for firearms training and was mandated to report to the UPMC Presbyterian Hospital
for the 10:00 p.m. to 6:00 a.m. shift. Captain Ayers asked appellant why he was not
on his way to his next post and ordered him to go to his next post. N.T. p. 66; AA
Ex. 4 (Tab A).
Upon learning the officer at the UPMC Presbyterian Hospital post was
not relieved, Captain Ayers called appellant’s home telephone number, which is the
only telephone number that the appointing authority had on file for the appellant.
N.T. pp. 66-67; AA Ex. 4 (Tab A). There was no response at the telephone number
Captain Ayers called, and appellant did not report for the 10:00 p.m. to 6:00 a.m.
shift, to which he was assigned. N.T. p. 67; AA Ex. 4 (Tab A).
November 23, 2018 incident
On November 23, 2018, Lieutenant Alan Claypoole5 telephoned
appellant and informed him that he was mandated to report for the 2:00 p.m. to 10:00
p.m. shift prior to his 10:00 p.m. to 6:00 a.m. shift at the UPMC Presbyterian
Hospital. N.T. p. 52; AA Ex. 1 (Tab A). Appellant told Lieutenant Claypoole that
he could not take the mandated shift because he had a doctor’s appointment. N.T.
p. 51; AA Ex. 1 (Tab A). Lieutenant Claypoole found it odd that appellant had a
doctor’s appointment scheduled for a Saturday afternoon and asked appellant, “Do
you have a doctor appointment?” N.T. p. 51; AA Ex. 1 (Tab A). Appellant
5 Lieutenant Claypoole is assigned to the 8:00 a.m. to 4:00 p.m. shift and oversees the daily operations of the Restricted
Housing Unit, which includes ensuring compliance with daily operations. N.T. pp. 45-46.
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responded, “Yes,” and hung up. N.T. pp. 52-53; AA Ex. 1 (Tab A). Subsequently,
Lieutenant Claypoole informed Captain Ayers of his conversation with appellant.
N.T. p. 53; AA Ex. 1 (Tab A).
Captain Ayers contacted appellant and explained to him that under the
Collective Bargaining Agreement, appellant was expected to work mandated shifts
with little or no notice. N.T. pp. 68-69; AA Ex. 1 (Tab B). Nevertheless, appellant
failed to report for his mandated shift on November 23, 2018. N.T. p. 69.
November 26, 2018 incident
On November 26, 2018, Lieutenant Scott Whitesell6 spoke with
appellant and mandated him to work the 6:00 a.m. to 2:00 p.m. shift. N.T. p. 82;
AA Ex. 2 (Tab A). Appellant failed to report for this mandated shift. N.T. p. 82;
AA Ex. 2 (Tab A). Appellant did not give Lieutenant Whitesell any reason for his
failure to report. N.T. p. 83; AA Ex. 2 (Tab A).
December 23, 2018 incident
On December 23, 2018, Lieutenant Claypoole contacted appellant via
radio at the institution where he was working and informed appellant that he was
mandated for an 8:00 a.m. to 4:00 p.m. shift. N.T. pp. 54, 58; AA Ex. 3 (Tab A).
Appellant indicated he would get back to Lieutenant Claypoole after he called home.
6 Lieutenant Whitesell is the desk Lieutenant for the 10:00 p.m. to 6:00 a.m. shift. N.T. p. 81. In that capacity,
Lieutenant Whitesell is responsible to assigning officers to various posts, including overtime. N.T. p. 81.
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N.T. pp. 54, 58; AA Ex. 3 (Tab A). Appellant called Lieutenant Claypoole back and
indicated he could not work an 8:00 a.m. to 4:00 p.m. shift, but he was willing to do
a 6:00 a.m. to 2:00 p.m. shift. N.T. pp. 54, 58; AA Ex. 3 (Tab A).
Lieutenant Claypoole tried to “juggle the schedule,” but could not give
appellant a 6:00 a.m. to 2:00 p.m. shift and informed him of such. However,
Lieutenant Claypoole told appellant that he would assign appellant to the hospital
on the following night, which would give appellant more non-work time at home.
N.T. pp. 54, 58-59; AA Ex. 3 (Tab A). Appellant indicated he would work the
mandated 8:00 a.m. to 4:00 p.m. shift. N.T. pp. 54, 58, 87; AA Ex. 3 (Tab A).
Lieutenant Claypoole informed Lieutenant Michael Stull7 that he talked
to appellant at the beginning of his shift and appellant had accepted the mandate for
the 8:00 a.m. to 4:00 p.m. shift. N.T. pp. 87-88; AA Ex. 3 (Tab B). However,
appellant failed to appear for the mandated shift. N.T. pp. 54-55, 87; AA Ex. 3 (Tab
B). When appellant failed to appear for the mandated shift, Lieutenant Stull
telephoned appellant and asked him if he was aware of the mandate. N.T. pp. 87-
88. Appellant responded he was not aware of the mandate, denied talking to
Lieutenant Claypoole, and stated he was not coming in. N.T. pp. 88-89; AA Ex. 3
(Tab B). During this conversation with Lieutenant Stull, appellant used “a bunch of
expletives.” N.T. p. 88; AA Ex. 3 (Tab B).
7 Lieutenant Stull is the scheduling Lieutenant for the 6:00 a.m. to 2:00 p.m. shift. N.T. p. 86. In that capacity,
Lieutenant Stull is responsible for filling the complement needed for that shift. N.T. p. 86.
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Disciplinary Investigations
Lieutenant Claypoole and Captain Theron Robbins8 were responsible
for investigating the incidents discussed above. Specifically, Lieutenant Claypoole
conducted the investigation regarding the October 25, 2018 incident, and Captain
Robbins conducted the investigations regarding the incidents that occurred on
November 23, 2018, November 26, 2018, and December 23, 2018. N.T. pp. 16-18,
24-25, 27-28, 46-47; AA Exs. 1, 2, 3, 4.
During his investigation of the October 25, 2018 incident, Lieutenant
Claypoole gathered the following evidence: sworn written statements; the in-service
training roster; the overtime justification for appellant to attend the training; and a
roster reflecting appellant’s overtime for the training. N.T. pp. 50-51; AA Ex. 4.
Based on the investigation, Lieutenant Claypoole concluded appellant violated B.8
and B.9 of the Department of Corrections Code of Ethics. N.T. p. 51; AA Ex. 4.
With regard to the investigations of the remaining three incidents,
Captain Robbins obtained sworn written statements from the supervisors who
mandated appellant to work overtime, the shift rosters, and mandated overtime lists
for each of the dates that appellant refused to work mandated overtime. N.T. pp. 19-
22, 25-26, 28-29, 40; AA Exs. 1, 2, 3. Based on the investigations, Captain Robbins
recommended discipline for violation of B.9 and B.10 of the Department of
Corrections Code of Ethics and Article 18, Section 5 of the Collective Bargaining
8 Captain Robbins is the Alternate Shift Commander for the 6:00 a.m. to 2:00 p.m. shift. In that capacity, he oversees
approximately 100 Corrections Officers and other staff members and is responsible for the daily running of the
institution during his shift. N.T. p. 15.
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Agreement. N.T. pp. 24, 30; AA Exs. 1, 2, 3. Captain Robbins’ recommendations,
along with evidence collected during the fact-finding investigation, were provided
to the chain-of-command. N.T. pp. 30-31.
Subsequently, on January 28, 2019, a pre-disciplinary conference was
held regarding the above incidents. N.T. pp. 98-99. Appellant received written
notification of the pre-disciplinary conference on January 25, 2019. N.T. pp. 99-
100; AA Ex. 7. The written notification informed appellant of the charges against
him, the time and date of the pre-disciplinary conference, and his right to respond to
the charges. N.T. p. 100; AA Ex. 7. Specifically, the charges against appellant were
violations of Sections B.8, B.9, and B.10 of the Department of Corrections Code of
Ethics. N.T. p. 100; AA Ex. 7.
Field Human Resource Officer Lori Mahlmeister chaired the three-
person panel that presided over the pre-disciplinary conference. N.T. p. 100. The
panel determined all of the charges against appellant were substantiated. N.T.
pp. 100-101. In substantiating the charges, the panel considered appellant’s
admissions to refusing the mandates, as well as appellant’s failure to provide good
reasons for his actions. N.T. p. 101.
After the pre-disciplinary conference was conducted, the
Superintendent determined the level of discipline to be imposed. N.T. pp. 97, 101.
While the discipline is typically progressive, a higher level of discipline may be
imposed depending on the egregiousness of the violation. N.T. pp. 97-98. Prior to
the issuance of the discipline, which is the subject of the present appeal, appellant
received a written reprimand for refusing mandates. N.T. pp. 102-103; AA Ex. 8.
This written reprimand was issued in August, 2018. N.T. p. 102; AA Ex. 8.
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Following the pre-disciplinary conference in the present matter,
appellant was issued a three-day suspension for violating Sections B.8, B.9, and B.10
of the Department of Corrections Code of Ethics. Comm. Ex. A. Section B.8 of the
Department of Corrections Code of Ethics provides:
No employee shall leave his/her assigned post or leave the
institution or grounds without being properly relieved and
receiving proper authorization from a supervisor. Proper
relief involves communicating any special observations or
orders to the relief personnel.
N.T. pp. 33-34; AA Ex. 5 (p. 3). Captain Robbins explained appellant violated this
section when he failed to contact the appointing authority and inform them that he
was not going to be able to assume his post. N.T. p. 34. Captain Robbins stated this
puts a burden on the shift Lieutenant to find immediate overtime coverage so that
the officer from the prior shift can be relieved. N.T. p. 34.
Section B.9 of the Department of Corrections Code of Ethics provides:
Lawful orders by a supervisor to a subordinate must be
executed promptly and faithfully by the subordinate even
though the employee may question the wisdom of such
order. The privilege of formally appealing the order may
be done at a later date through either the supervisory
command structure, civil service appeal, or the grievance
machinery.
N.T. p. 35; AA Ex. 5 (p. 3). Captain Robbins explained appellant violated Section
B.9 when he either refused or failed to show for his mandated posts on November 23
and 26, 2018 and December 23, 2018. N.T. pp. 35-36. Captain Robbins further
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explained when an officer refuses or fails to show for a mandated post, it affects the
security and operation of the facility because another person must be found to cover
the post. N.T. p. 36.
Section B.10 of the Department of Corrections Code of Ethics provides:
Employees are expected to treat their peers, supervisors, and the
general public with respect and conduct themselves properly and
professionally at all times; unacceptable conduct or insolence
will not be tolerated.
N.T. pp. 36-37; AA Ex. 5 (p. 4). Captain Robbins explained appellant violated this
section when he either refused or failed to show for his mandated posts. N.T. p. 37.
Captain Robbins noted such behavior hinders the effective management of the staff
because the officers may start to perceive that it is permissible to refuse orders and/or
not appear for mandated posts. N.T. p. 37.
III. Good Cause for Suspension
In an appeal challenging the suspension of a regular status employee,
the appointing authority has the burden to present sufficient evidence to demonstrate
the suspension was for good cause. White v. Commonwealth, Department of
Corrections, 110 Pa. Commw. 496, 532 A.2d 950 (1987); 71 P.S. §§741.803,
741.951(a); 4 Pa. Code §105.15. Good cause must relate to an employee’s
competence and ability to perform his job duties, Department of Corrections v.
Ehnot, 110 Pa. Commw. 608, 532 A.2d 1262 (1987), or must result from conduct
that hampers or frustrates the execution of the employee’s duties. McCain v.
Department of Education, 71 Pa. Commw. 165, 454 A.2d 667 (1983).
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Having fully reviewed the record compiled in this appeal, we find the
appointing authority has presented sufficient evidence to establish good cause for a
suspension under the Civil Service Act. In support of our conclusion, we find
credible9 the testimony provided by the appointing authority’s witnesses.
Appellant’s duties require him to be available to work all shifts,
including shifts to which he is mandated with little or no advance notice. N.T. p. 32.
Appellant failed to perform this duty when he did not appear for his regular shift on
October 25, 2018 and when he failed to appear for mandated shifts on November 23
and 26, 2018 and December 23, 2018. Furthermore, in order to perform one’s work
duties, one must be available for work. Zielinski v. Luzerne County Assistance
Office, Department of Public Welfare, 107 Pa. Commw 414, 528 A.2d 1028 (1986).
The Commonwealth has the right to have employees present at work to perform
needed services. Id. We find appellant’s failure to appear for his assigned shifts
frustrated his ability to perform his work duties, which is good cause for the three-
day suspension, which is the subject of the present appeal.
Additionally, we find appellant’s failure to appear for his assigned and
mandated shifts violates Sections B.8 and B.9 of the Department of Corrections
Code of Ethics. Section B.8 prohibits employees from leaving their assigned post
without being properly relieved and receiving proper authorization, whereas Section
B.9 requires employees to promptly and faithfully execute lawful orders. N.T.
9 It is within the purview of the Commission to determine the credibility of the witnesses. State Correctional
Institution at Graterford, Department of Corrections v. Jordan, 505 A.2d 339, 341 (Pa. Commw. 1986).
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pp. 33-35; AA Ex. 5 (p. 3). We find appellant violated these provisions when he
failed to comply with the lawful orders requiring him to appear for shifts on October
25, 2018, November 23, 2018, November 26, 2018, and December 23, 2018. N.T.
pp. 54-55, 67, 69, 82, 87. We further find there is no evidence that the orders
requiring appellant to appear for these shifts were unlawful.
We also find appellant violated Section B.10 of the Department of
Corrections Code of Ethics, which requires employees to conduct themselves
properly and professionally at all times.10 N.T. pp. 36-37; AA Ex. 5 (p. 4).
Specifically, appellant violated this section when he used expletives during his
conversation with Lieutenant Stull on December 23, 2018.
Nonetheless, appellant appears to be arguing: 1) the appointing
authority did not issue the charges in a timely manner; 2) the appointing authority
did not consistently discipline employees who refused mandated shifts; and 3)
management should take into consideration the employee’s travel time when
mandating an employee to work. N.T. pp. 60-61, 103; Comm. Ex. B. First,
regarding the timeliness of the charges, there is no evidence that the appointing
10 We note, even if the appointing authority did not present evidence sufficient to establish a violation of Section B.10
of the Department of Corrections Code of Ethics, there was sufficient evidence to establish the substance of the
remaining charges. We further find the remaining charges alone are sufficient to establish good cause for the
suspension. See generally Lewis v. Commonwealth of Pennsylvania, Department of Health (Lewis II), 70 Pa. Commw.
531, 534, 453 A.2d 713, 714 (1982)(holding where the appointing authority bases a removal action upon several
charges and some, but not all of the charges are proven, the Commission may uphold the removal if there is just cause
for removal based upon the charges that are proven).
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authority was required to issue the charges within a specific period of time.11 Field
Human Resource Officer Lori Mahlmeister testified the appointing authority’s
policy requires the charges to be brought within a “reasonable amount of time.” N.T.
pp. 103-104. Lieutenant Claypoole explained this merely means the charges need
to be issued as soon as possible. N.T. pp. 61-62. As Field Human Resource
Officer Mahlmeister observed, some investigations take longer than others. N.T.
p. 104.
Appellant did not present nor is there any evidence to suggest the
investigations which resulted in the present discipline were not conducted within a
reasonable amount of time. Based upon the date each investigative summary was
issued, it took less than a month to complete each investigation, which consisted of
interviewing witnesses and the appellant, as well as obtaining the relevant
documentation. AA Exs. 1, 2, 3, 4. The investigative summary for the October 25,
2018 incident was issued November 23, 2018. AA Ex. 4. The investigative
summaries for the November 23 and 26, 2018 incidents were issued on
December 21, 2018. AA Exs. 1, 2. The investigative summary for the December
23, 2018 incident was issued December 29, 2018, which was less than a week from
the date of the incident. Therefore, we find the appointing authority conducted the
investigations within a reasonable amount of time.
Additionally, there is no evidence that the discipline imposed was
inconsistent with other disciplines issued by the appointing authority. Field Human
Resource Officer Mahlmeister credibly testified other employees have been
11 While Section 101.21(c) of the Rules of the Civil Service Commission provides suspensions pending internal
investigation may not exceed an aggregate of more than sixty workdays in a calendar year, this section does not apply
to appellant because he was not suspended while the investigations were being conducted. See 4 Pa. Code § 101.21(c).
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suspended for refusing mandated shifts. N.T. p. 103. Therefore, we are not
persuaded by appellant’s claim that the appointing authority failed to impose
consistent discipline.
Likewise, we are not persuaded by appellant’s assertion that
management should take into consideration the employee’s travel time when
mandating an employee to work. As a Corrections Officer 1 employee, appellant is
required to be available to work all shifts, including posts to which he is mandated
with little or no advance notice. N.T. p. 32. There is no evidence to suggest, nor did
appellant present any such evidence, that there are any recognized exceptions to this
requirement.
Based on the foregoing, the Commission concludes the appointing
authority met its burden to show good cause to issue appellant a three-day
suspension for violating Sections B.8, B.9, and B.10 of the Department of
Corrections Code of Ethics. It was appellant’s responsibility to follow lawful orders
mandating that he appear for work. We find appellant’s failure to follow such orders
on October 25, 2018, November 23, 2018, November 26, 2018, and December 23,
2018. hampered and frustrated his duties as a Corrections Officer 1, thereby
providing good cause for a three-day suspension. McCain, supra. Furthermore, the
Commonwealth has the right to have employees present at work to perform needed
services. Zielinski, supra. Appellant cannot perform his duties if he is not available
for work. Therefore, we find appellant’s failure to appear for his assigned shifts was
good cause for the three-day suspension. Accordingly, we enter the following:
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CONCLUSION OF LAW
The appointing authority has presented evidence
establishing good cause for suspension under
Section 803 of the Civil Service Act, as amended.
ORDER
AND NOW, the State Civil Service Commission, by agreement of its
members, dismisses the appeal of Twuan Harris challenging his three-day
suspension from regular Corrections Officer 1 employment with the State
Correctional Institution at Mercer, Department of Corrections, and sustains the
action of the State Correctional Institution at Mercer, Department of Corrections in
the three-day suspension of Twuan Harris from regular Corrections Officer 1
employment effective March 2, 2019.
State Civil Service Commission
____________________________________
Teresa Osborne
Chairman
____________________________________
Gregory M. Lane
Commissioner
____________________________________
Bryan R. Lentz
Commissioner
Emailed: May 29, 2020