adherence to phosphate binders in hemodialysis patients: prevalence and determinants
TRANSCRIPT
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ORIGINAL ARTICLE
Adherence to phosphate binders in hemodialysis patients:prevalence and determinants
Yoleen P. M. Van Camp • Bernard Vrijens •
Ivo Abraham • Bart Van Rompaey •
Monique M. Elseviers
Received: 13 August 2013 / Accepted: 9 December 2013
� Italian Society of Nephrology 2014
Abstract
Background Phosphate control is a crucial treatment goal
in end-stage renal disease, but poor patient adherence to
phosphate binder therapy remains a challenge. This study
aimed to estimate the extent of phosphate binder adherence
in hemodialysis patients and to identify potential
determinants.
Methods Phosphate binder adherence was measured
blindly in 135 hemodialysis patients for 2 months using the
medication event monitoring system. Patient data, gathered
at inclusion through medical records, ad hoc questionnaires
and the short form (SF)-36 health survey, included: (1)
demographics, (2) perceived side-effects, belief in benefit,
self-reported adherence to the therapy, (3) knowledge
about phosphate binder therapy, (4) social support, and (5)
quality of life (SF-36). Phosphatemia data was collected
from charts. ‘Being adherent’ was defined as missing \1
total daily dose/week and ‘being totally adherent’ as
missing \1 total daily dose/week, every week.
Results Mean age of patients was 67 years and 64 % of
the sample was male. Over the 2 months, 78 % of the
prescribed doses were taken. Every week, about half of
patients were adherent. Over the entire 8-week period,
22 % of patients were totally adherent. Mean phosphatemia
levels were 0.55 mg/dl lower in adherent than nonadherent
patients (4.76 vs. 5.31 mg/dl). Determinants for being
totally adherent were living with a partner, higher social
support (both were interrelated) and higher physical quality
of life. Experiencing intake-related inconvenience nega-
tively affected adherence. The social support and quality of
life physical score explained 26 % of the variance in
adherence.
Conclusions Phosphate binder nonadherence remains a
major problem. Interventions should aim, at least, to
improve social support. With few associated factors found
and yet low adherence, an individualized approach seems
indicated.
Keywords Adherence � Dialysis � Electronic
measurement � Medication � Phosphate binders �Phosphatemia
Introduction
Patients with end-stage renal disease (ESRD) have a reduced
phosphate excretion, resulting in hyperphosphatemia, which
is associated with vascular calcification. Vascular calcifica-
tion is a major contributor to cardiovascular disease, the
Electronic supplementary material The online version of thisarticle (doi:10.1007/s40620-014-0062-3) contains supplementarymaterial, which is available to authorized users.
Y. P. M. Van Camp (&) � B. Van Rompaey � M. M. Elseviers
Faculty of Medicine and Health Sciences, Centre for Research
and Innovation in Care (CRIC), Universiteit Antwerpen, CDE
R334, Universiteitsplein 1, 2610 Wilrijk, Belgium
e-mail: [email protected]; [email protected]
B. Vrijens
Department of Biostatistics and Medical Informatics,
Universite de Liege, Liege, Belgium
B. Vrijens
MWV Healthcare, Vise, Belgium
I. Abraham
Center for Health Outcomes and Pharmacoeconomic Research
(HOPE), University of Arizona, Tucson, AZ, USA
B. Van Rompaey
Department of Healthcare, Artesis University College of
Antwerp, Antwerp, Belgium
123
J Nephrol
DOI 10.1007/s40620-014-0062-3
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leading cause of death in ESRD, making phosphate control a
crucial treatment goal [1–3].
The majority of dialysis patients require oral phosphate
binders [4]. Despite the development of numerous oral
phosphate binders, phosphatemia control has not improved
significantly over the past decade. Poor medication
adherence—the process by which patients take their med-
ications as prescribed [5]—has been identified as an
important contributing factor [6–8] and is challenging due
to the intake pattern (during meals and snacks), high pill
burden, side-effects and lack of noticeable effect.
Addressing nonadherence requires insight into both its
prevalence and associated factors, as a basis for the
development of interventions to improve adherence [6].
Many studies have measured adherence through patient
self-report, pill count or prescription refill data which have
proven to be not the most reliable methods [9]. Electronic
monitoring is one, if not the main, option in that it gener-
ates objective data [9]. A variety of (non)adherence
determinants (demographic, clinical and psychosocial)
have been studied but the associations are often inconsis-
tent. Further, many predictors likely to be important
determinants have not been fully explored (such as medi-
cation regimen, patients’ beliefs and social support) [6].
The purpose of this study was therefore (1) to estimate
the extent of phosphate binder nonadherence using elec-
tronic monitoring, and (2) to identify potential determi-
nants of adherence.
Subjects and methods
Study design
This article reports the results of an observational analysis
based on the baseline period of a multi-center randomized
clinical trial testing a nurse-led intervention to enhance
adherence to phosphate binder therapy. The first 2 months
of the 1-year trial included a blind, observational, baseline
period (without any randomization or intervention)—on
which we report here. Approval was obtained from the
Ethics Committee of the Antwerp University Hospital,
Belgium (B300201111744).
Study sample
The total sample was powered for the intervention study
and 135 dialysis patients were included. Considering
adherence as a random event with 0.5 probability, the
above sample size resulted in a 9 % precision of the point
estimate of the prevalence of adherence (95 % CI 41–59).
Patients were recruited at three Belgian hemodialysis
centers in November 2011. Patients were eligible if they
were: (1) adults (aged C18 years), (2) receiving chronic
hemodialysis C1 month, (3) treated with phosphate binders,
and (4) Dutch-speaking. When prescribed a combination of
phosphate binders, the types of phosphate binder therapy
monitored were the new generation (sevelamer or lanthanum
carbonate). Exclusion criteria comprised: (1) professional
medication care, (2) cognitive impairment, or (3) nursing
home residents. Participants signed an informed consent.
Data collection
At inclusion, medical and pharmacological data were col-
lected from patients’ medical charts and patients filled out
questionnaires surveying: (1) demographics, (2) attitudes,
(3) knowledge, (4) social support, and (5) health and
quality of life [using the validated short form (SF)-36
health survey] [10]. Patient attitudes investigated included
problems experienced with intake (e.g. inconvenience due
to phosphate binders’ taste, shape or size), perceived side-
effects, belief in effectiveness and self-reported adherence
(always, mostly, mostly not). Knowledge about the therapy
was measured by ten multiple-choice questions about the
phosphate cycle, phosphate binder pharmacodynamics, and
dietary recommendations. Social support was scored by 11
questions assessing perceived support in general and sup-
port with taking phosphate binders specifically. Both the
knowledge and social support tests were developed by the
authors in collaboration with nephrologists and dialysis
nurses and are added as ESM appendices. Phosphatemia
and calcemia were gathered from patients’ charts. We
collected all measures taken as part of the routine care,
which was weekly in one center (averaged per month) and
monthly in the other two centers.
The primary outcome variable was phosphate binder
adherence, measured electronically with the medication
event monitoring system (MEMS�). Drug containers were
filled with patients’ phosphate binders and then capped
with MEMS. Patients were to take their phosphate binders
only and directly from the container at the time of intake
and to open the container only for an intake. The microchip
in the MEMS cap registered date and time of each opening
(i.e. the presumed intake). The dosing history data were
downloaded from the MEMS and centralized through a
secured server. The MWV Healthcare adherence platform�
stored the adherence data, and released them only at the
end of the baseline study.
Data analysis
Data were analyzed using SPSS Statistics 20�. The
adherence summary data were adjusted for regimen chan-
ges and hospitalization periods were excluded. When
patients dropped out (e.g. because they died), their
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adherence data were analyzed up until the week of drop-out
and thereafter kept as missing values. Mean adherence was
calculated as the ratio of taken/prescribed doses, averaged
per week [e.g. patients with a ter in die regimen (21 doses/
week) and taking all 21 would have a mean adherence of
21/21 = 100 % in that week]. As additional phosphate
binders are taken during snacks rich in phosphate, mean
adherence might exceed 100 %. ‘Being adherent’ was
defined as having missed weekly\1 total daily dose, which
equals an intake[6/7 (quaque die regimen), [12/14 (bis in
die) or[18/21 (ter in die), or [85.7 % (all regimens). Over
the 2-month period, we defined adherent patients as those
being adherent in each of the 8 weeks monitored (i.e.
8 weeks with a mean adherence [85.7 %).
Differences between adherent and nonadherent
patients were identified using independent sample t tests
(continuous variables) and v2 tests (categorical).
Fig. 1 Flow chart of study, showing details of patient recruitment.
MEMS medication event monitoring system
Table 1 Characteristics of study subjects (n = 135)
Socio-demographic characteristics
Age [mean years (range)] 67 (25–90)
Gender
Male 64 %
Living
With partner 50 %
Alone 30 %
With partner and children 13 %
With parent(s) or other 5 %
Profession
Retired 69 %
None 24 %
Working 7 %
Social supporta [mean score (SD)] 76 % (22)
With dialysis treatment 87 %
With phosphate binders intake 42 %
Health characteristics
Renal diagnosis
Renal vascular disease 31 %
Diabetic nephropathy 20 %
Polycystic kidney disease 14 %
Etiology unknown 8 %
Glomerulonephritis 6 %
Otherb 21 %
Dialysis months [mean (range)] 36 (1–286)
Dialysis high care 59 %
Dialysis Mon–Wed–Fric 64 %
On kidney transplant list 13 %
Body mass index [mean (range)] 26 (16–44)
Alcohol-use 31 %
Smoking 13 %
Physical activity never 74 %
Comorbidities [mean (range)] 2 (0–5)
Hypertension 75 %
Vascular disease 41 %
Heart failure 37 %
Diabetes 35 %
Hospitalization(s) in year \inclusion 66 %
Number [mean (range)] 1 (0–5)
Total days [mean (range)] 17 (1–180)
SF-36 (health and quality of life scale)
Mental score [mean % (range)] 51 (27–70)
Physical score [mean % (range)] 38 (12–63)
Phosphatemia [mean mg/dl (range)] 4.9 (2.4–8.7)
Calcemia [mean mg/dl (range)] 9.1 (6.8 – 10.7)
Pharmacological characteristics
Phosphate binder therapy monitored
Types
Calcium acetate 46 %
Sevelamer 20 %
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Pearson’s correlations were applied to calculate corre-
lations. Differences and correlations were judged sta-
tistically significant when the p value B0.05. Odds
ratios of influencing factors of adherence were calcu-
lated by logistic regression, building a multivariate
model to identify the factors explaining the variance in
adherence, with the significance of the odds ratios
judged by the 95 % CI.
Results
Study sample
Figure 1 shows a flow chart of the study and patient
recruitment process. In total, 161 subjects were eligible and
the non-response rate was 16 %, bringing the total number
of enrolled patients to 135. Patients’ characteristics are
described in Table 1. The phosphate binders most fre-
quently monitored were calcium acetate and sevelamer.
One in five patients experienced side-effects (all gastro-
intestinal), and also one in five reported intake inconve-
niences mainly related to the tablet size (60 %) and taste
(30 %).
Adherence to phosphate binders
An overall mean (standard deviation, SD) of 78 % (29) of
the prescribed doses was taken over the 2-month period.
The average adherence per week ranged from 76 to 82 %.
About half of the patients were adherent (missing \1 total
daily dose per week) (Fig. 2). When looking at the entire
8-week period, one-fifth of patients (22 %) were consis-
tently adherent (on all 8 weeks).
Factors associated with adherence to phosphate binders
Table 2 lists the determinants of adherence. Being adherent
was associated with living with a partner and with having a
higher social support, both of these being interrelated
(patients living with a partner had an 8 % higher social
support score than those living alone or with others (80 vs.
72 %; p = 0.055). A higher SF-36 physical score was
associated with being adherent, and experiencing intake
inconveniences (e.g. unpleasant taste) negatively affected
adherence (p = 0.056); 26 % of the variance in being
adherent was determined by the social support and SF-36
physical scores (p \ 0.001).
Association between self-reported and electronically
measured adherence
Figure 3 shows adherence according to MEMS versus self-
reported adherence. Patients self-reporting to always
adhere to their treatment, to be mostly adherent, or to be
mostly nonadherent had a respective mean MEMS adher-
ence of 77, 69 and 32 %.
Lanthanum carbonate 13 %
Sevelamer carbonate 11 %
Calcium carbonate (CaCO3) 10 %
Regimen 3x/day 73 %
Perceived side-effect(s) 21 %
Intake is inconvenientd 19 %
Belief in effectiveness 79 %
Self-reported total adherencee 58 %
Second phosphate binder 32 %
Knowledgef [mean (SD) out of 10] [5.6 (2.7)/10]
Oral daily pill burden [mean (range)] 12 (2–27)
Chronic analgesic use 36 %
Chronic sleeping pill use 32 %
Chronic antidepressant use 19 %
a Based on 11 questions assessing perceived support with the he-
modialysis treatment in general (transport to dialysis centre, someone
to talk to, etc.) and support with taking phosphate binders medications
specifically (laying out medication, reminding to take pills, etc.)b Other causes (all \5 %) included mainly analgesic nephropathy,
immunoglobulin (Ig)A nephropathy, glomerulosclerosis, Wegener’s
granulomatosis, lupus, trauma and tuberculosisc Patients were either dialysed on Monday, Wednesday and Friday or
on Tuesday, Thursday and Saturdayd Because of the phosphate binder’s taste, shape or sizee Self-reported adherence categories included: always (58 %), mostly
(37 %) and mostly not (5 %)f Assessed by ten multiple choice questions about phosphate cycle,
phosphate binder pharmacodynamics and dietary recommendations to
control serum phosphate
Fig. 2 Proportion of adherent patients per week (missing \1 total
daily dose per week)
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Association between phosphatemia and adherence
The correlation between mean adherence to treatment
and phosphatemia was inversely proportional (y =
-0.008x ? 5.5, r = -0.191, p = 0.026). As displayed in
Fig. 4, adherent patients had significantly lower mean
serum phosphate levels than nonadherers in 608 observa-
tions (all the available phosphatemia values as collected
from patients’ charts) (p \ 0.001). Over the entire period,
mean phosphatemia was 0.55 mg/dl lower in adherent than
nonadherent patients (4.76 vs. 5.31 mg/dl).
Discussion
Main findings
Every week, only half of the patients were adherent. For all
8 weeks taken together, roughly one in five patients was
adherent. Factors associated with being adherent were
higher physical quality of life, higher social support score
and living with a partner (the latter two interrelated). Intake
‘inconveniences’ negatively affected adherence. The social
support and SF-36 physical scores explained 26 % of the
Table 2 Determinants of
adherence
a Being adherent is defined as
missing weekly \1 total daily
dose (i.e. 8 weeks with a mean
adherence [85.7 %)b Based on eleven questions
assessing perceived support
with the hemodialysis treatment
in general (e.g. transport to
dialysis centre, someone to talk
to, …) and support with taking
phosphate binders medications
specifically (e.g. laying out
medication, reminding to take
pills,…)c Assessed by ten multiple
choice questions about
phosphate cycle, phosphate
binder pharmacodynamics and
dietary recommendations to
control serum phosphated Nagelkerke r2 = 0.256
Adherenta p Univariate Multivariate
Yes
(30)
No
(105)
Odd’s ratio
(95 % CI)
Odd’s ratio
(95 % CI)
Socio-demographics
Age: mean years 70 67 0.273 1.014 (0.985–1.043)
Gender: female 33 % 36 % 0.844 0.905 (0.384–2.137)
Living: with partner 70 % 44 % 0.013 2.942 (1.231–7.033)
Profession: retired 77 % 67 % 0.327 1.596 (0.623–4.086)
Social supportb: mean score (%) 87 74 \0.001 1.043 (1.014–1.073) 1.053
(1.020–1.087)d
Health characteristics
Renal diagnosis: vascular disease 21 % 34 % 0.173 0.506 (0.188–1.364)
Dialysis: mean months 33 37 0.547 0.996 (0.982–1.009)
Dialysis: high care 60 % 59 % 0.925 1.040 (0.455–2.380)
On kidney transplant list 17 % 13 % 0.555 1.400 (0.456–4.301)
Body mass index: mean 27.3 25.9 0.726 1.052 (0.975–1.136)
Smoking 7 % 15 % 0.217 0.393 (0.085–1.815)
Physical activity: never 67 % 76 % 0.307 0.633 (0.262–1.529)
Comorbidities: mean number 2.6 2.3 0.230 1.139 (0.838–1.549)
Hospitalization(s) in \year 60 % 68 % 0.398 0.679 (0.301–1.613)
SF-36 physical: mean score 43 37 0.004 1.060 (1.015–1.107) 1.078
(1.027–1.132)d
SF-36 mental: mean score 53 51 0.409 1.016 (0.979–1.055)
Pharmacological characteristics
Phosphate binder
Type
Calcium acetate 43 % 47 % 0.836 0.858 (0.379–1.946)
Regimen: 3x/day 87 % 72 % 0.085 2.635 (0.847–8.198)
Number of tablets per day 3.5 3.3 0.710 1.047 (0.823–1.332)
Second phosphate binder 43 % 29 % 0.134 1.886 (0.816–4.358)
Perceived side-effects 17 % 22 % 0.518 0.704 (0.243–2.045)
Intake is inconvenient (e.g.
taste)
7 % 22 % 0.056 0.252 (0.056–1.136)
Belief in effectiveness 87 % 77 % 0.248 1.950 (0.619–6.142)
Knowledge scorec: mean 5.8/
10
5.5/
10
0.536 1.049 (0.902–1.220)
Oral daily pill burden: mean 4.6 4.7 0.587 1.024 (0.940–1.116)
Antidepressant use 17 % 20 % 0.667 0.790 (0.270–2.311)
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variance in being adherent. Adherent patients had a sig-
nificantly lower phosphatemia than nonadherers.
Adherence to phosphate binders
In our study, only about 50 % patients were adherent to
their treatment. Two reviews, published in 2008 and 2009,
found comparable mean proportions of 51 and 67 % [6, 8].
The vast majority of the included studies measured
adherence through self-report and/or serum phosphate and
only one study used MEMS. One in six patients preferred
not to participate in our study. It is likely that non-
responding patients might be nonadherent. The actual ‘‘real
life’’ proportion of nonadherent patients might thus amount
to 66 %, presuming all non-responders were nonadherent.
Since the appearance of those reviews [6, 8] little
research has been conducted on phosphate binder
(non)adherence. A 2010 study using self-report identified
21 % of patients as nonadherent [11]. A 2009 case series
study (n = 7), also using MEMS, found a mean adherence
of 77 % (calcium acetate) and 80 % (sevelamer)—com-
parable to the 78 % found in our study [12]. More studies
using objective (e.g. electronic) adherence measurement
are needed to map the real extent of phosphate binder
nonadherence.
Adherence measurement
We only measured intake adherence, and not other com-
ponents such as initiation (taking the first prescribed dose).
Neither did we calculate the number of doses taken on
time, as phosphate binders are taken during meals and
snacks. The measurement was restricted to 2 months and
we applied traditional analysis techniques, not fully taking
into account the longitudinal character of the adherence
data.
Comparing our results with the existing literature is
difficult because adherence is defined with great variation
[13]. The cut-off value most often used is 80 %, but we feel
this value has limited clinical relevance—meaning as much
missing a weekly dose of ‘‘1.4’’ (quaque die prescription).
We therefore tried to use an, in our opinion, more con-
ceivable/meaningful approach, defining adherence as hav-
ing missed \1 total daily dose per week.
Factors associated with adherence to phosphate binders
Most of the questionnaires used were developed by the
researchers and have not been validated. Few factors were
associated with adherence which is in line with previous
research [6, 11]. Although often found to significantly
influence adherence [6, 14, 15], the phosphate binder reg-
imen was not retained in our model, possibly because most
patients had a ter in die regimen. Neither did we find the
type of phosphate binder or the number of tablets per day to
be adherence-influencing factors.
As many psychosocial factors are likely to influence
adherence [6, 16, 17], we tested beliefs, social support,
therapeutic knowledge and antidepressant use but only
social support and the SF-36 physical score resulted to be
adherence determinants. A recently conducted study also
found the SF-36 physical score to be higher in adherent
patients [18]. As social support was the only ‘‘modifiable’’
adherence determinant, adherence enhancing interventions
should aim to improve this aspect, e.g. by involving an
informal caregiver or by enhancing contact between fellow
patients.
Fig. 3 Mean adherence to phosphate binders according to MEMS vs.
self-reported adherence. MEMS medication event monitoring system
Fig. 4 Mean phosphatemia (error bars ±1 standard error) in adher-
ent vs. nonadherent patients
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Future research
The results reported in this article are part of a multi-center
randomized clinical trial. In the next phase of the study
patients will be randomized. The intervention group will be
given a first and one-time intervention consisting of edu-
cation, social support and skills (e.g. cue-dose) training,
and thereafter a monthly follow-up intervention (individ-
ualized counselling). The results of the study will be
available in winter 2013.
Conclusion
Phosphate binder nonadherence continues to be a major
problem and it is a crucial aspect that needs to be addressed
in order to improve phosphatemia control in hemodialysis
patients. Interventions to improve adherence need to be
developed and should aim to enhance—at least—social
support. Finding few factors associated with nonadherence
and yet a high prevalence of nonadherence, we believe an
individualized approach is indicated. When reporting
adherence, we advocate a meaningful approach—stepping
away from the widely used 80 % cut-off towards a more
conceivable definition, such as the number of weekly or
monthly doses missed.
Acknowledgments Sincere thanks to Vocatio vzw for acknowl-
edging and supporting the curriculum of Yoleen Van Camp. We
greatly appreciate the professional and technical support by MWV
Healthcare� and the cooperation of all the participating patients.
Many thanks for the efforts of the local study nurses, assisting master
students and nephrologists Paul Arnouts, Koen Bouman, Ronald
Daelemans, Katja De Grande, Elfie Deprez, Wendy Engelen, Heidi
Hoeben, Ann Scheipers, Leen Torremans, Daniel Van Caesbroeck,
Ludo Van Doorslaer, Sarina Van Loock, Jeannine Van Loon, Bob
Van Santbergen and Sandra Vervynckt.
Conflict of interest None.
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