addressing integrated coordination in food security crises: four case studies
TRANSCRIPT
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Strengthening the humanity and dignity of people in crisis through knowledge and practice
O C T O B E R 2 0 1 1
Addressing Integrated Coordination
in Food Security Crises:
Four Case Studies
Daniel Maxwell and John Parker
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Table of Contents
Acronyms3
IntroductiontotheCaseStudies 5
Haiti 6
Pakistan 13
Kenya 21
CtedIvoire 29
Reerences 34
222
CoverphotographbyTheCGIARResearchProgramonClimateChange,Agricultureand
FoodSecurity(http://wwwfickrcom/photos/cgiarclimate/6149769051/)
2
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Acronyms
ACF ActionContrelaFaim(ActionAgainstHunger)
ALRMP AridLandsResourceManagementProject
CERF CentralEmergencyResponseFund
CFS CommitteeonWorldFoodSecurity
CNSA CoordinationNationaledelaScuritAlimentaire
(NationalCoordinationorFoodSecurityinHaiti)
CRC CrisisResponseCenter
CWGER ClusterWorkingGrouponEarlyRecovery
DCO DistrictCoordinatingOcer
EFSA EmergencyFoodSecurityAssessment
EHAP EmergencyHumanitar ianActionPlan
ERC EmergencyRelieCoordinator
FAC FoodAidConvention
FAO FoodandAgricultureOrganization
FATA FederallyAdministeredTribalAreas
FEWSNET FamineEarlyWarningSystemsNetwork
M&E MonitoringandEvaluation
GFSC GlobalFoodSecurityCluster
GOH GovernmentoHaiti
GOP GovernmentoPakistan
HC HumanitarianCoordinator
HRR HumanitarianResponseReview
IASC Inter-AgencyStandingCommittee
IDP InternallyDisplacedPerson
IFRC InternationalFederationoRedCrossandRed
CrescentSocieties
333333
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INGO InternationalNon-GovernmentalOrganization
IOM InternationalOrganizationorMigration
IPC IntegratedFoodSecurityPhaseClassication
KFSM KenyaFoodSecurityMeeting
KFSSG KenyaFoodSecurityMeeting/SteeringGroup
KHPF KenyaHumanitarianPartnershipForum
KRCS KenyaRedCrossSociety
MCRAM Multi-ClusterRapidAssessmentMission
MINUSTAH UnitedNationsStabilizationMissioninHaiti
MT MetricTon
NDMA NationalDisasterManagementAuthority
OCHA OceortheCoordinationoHumanitarianAairs
OHCHR OceotheHighCommissionerorHumanRights
SAM SevereAcuteMalnutrition
SIDA SwedishInternationalDevelopmentCooperationAgency
UNDAC UnitedNationsDisasterAssessmentandCoordination
UNDP UnitedNationsDevelopmentProgram
UNHCR UnitedNationsHighCommissionerorReugees
UNICEF UnitedNationsChildrensFund
USAID UnitedStatesAgencyorInternationalDevelopment
WASH Water,Sanitation,andHygiene
WFP WorldFoodProgram
WHO WorldHealthOrganization
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Introduction to the Case Studies
TheollowingcasestudieswerebasedondocumentaryreviewandinterviewswithkeyinormantsinourcountriesTheyarenotabout
theactivitiesotheglobalFoodSecurityClusterperse,becausemost
othecasespredatethelaunchotheglobalclusterRather,thecases
explore a rangeo issues relatedtocoordination, aroundthe back-
groundtotheormationothecluster,andtheplethoraoissuesthat
ariseonthegroundinaoodsecuritycrisis
Asaresult,thecasestudieshighlightsomeissuesthatdirectlyrelate
totheoperationoclustersatthecountrylevel,andsomethatrelateto
clusterleadagencyresponsesandclustermemberresponsesThesearedierentromtheactualactionsotheglobalFSCitsel,buthighlight
thekindsoissuesonthegroundthattheglobalFSCwillhavetoei-
theraddressdirectly,orprovideguidancetocountryclustersattempt-
ingtoaddressthemThepurposeothecasestudiesisthereoreto
highlighttheseissuesassomeothechallengesacingtheglobalFSC
andtodrawattentiontosomeothelearningromthesecontextsthat
theglobalFSCcanbeinstrumentalintransmittingtoothercontexts
Thecasesgiveaquickoverviewothecrisis,thebackground,the
oodsecurityimpactsothecrisis,theresponse,coordinationissues,andlessonslearnedromtheexperienceThecoordinationissuesaris-
ingandthelessonslearnedweretheprimarydataortheanalysisin
therstpaperontherole,mandate,andchallengesotheglobalFood
SecurityCluster
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andtheoustingotheprimeministerTocontrolinstability,theHai-
tiangovernmentanddonorcommunityrespondedbyimplementing
aricesubsidyprogram1andprovidingemergencyoodaidassistance
andshort-termemploymentprograms(SeelkeandHornbeck2008,AriasandCarneus2010)
OntheheelsoHaitisoodpricecrisis,threetropicalstormsand
onehurricanehitbetweenAugustandSeptember2008,causingover
700deathsandaectingover800,000peopleinnineoitstenregions
(Boutroue2008)InAugust2008,theclusterapproachwasrolledout
or the rst time inHaiti tocoordinate the humanitarian response
to the stormsThe ood responsewas coordinated by two separate
clusters:theFoodAidCluster,ledbyWFP,andtheAgricultureClus-
ter,ledbyFAOTheoodaidresponseinvolveddistributingoodtomorethan500,000beneciaries(Boutroue2008)WhiletheFoodAid
Clusterwasacedwithchallengesrelatedtoooddistributioninthe
urbansettingoGonaives,includinghighlevelsoviolence,longwait-
inglines,thepoliticizationooodaidorlocalelectioncampaigns,and
theexistenceoaparalleloodaidcoordinationsystemledbyUSAID,
theclusterwasconsideredwellorganizedandcommitted(Binderand
Grunewald2010)Theagricultureresponsetothestormsmainlyin-
volvedthedistributionoseedsandtoolstoaectedruralhouseholds
(Boutroue2008)ActivitiesintheAgricultureClusterwerenotveryeective,inpartbecauseohumanresourceissuesandinpartbecause
theglobalAgricultureClusterprovidedminimalsupportandguidance
(BinderandGrunewald2010)
In2009, theood security situation inHaiti improvedAmilder
hurricaneseasonandmoreevenlydistributedrainallcontributedto
betterharvests,whichhelpedtoincreasetheavailabilityolocalprod-
uctsinmarketsandloweroodprices(FEWSNET2009)
Food Security Impacts
Therelativeimprovementsinoodsecuritywereshort-lived,how-
ever,astheJanuary12,2010,earthquakecausedimmediateandse-
vereoodsecurityimpactsinbothearthquake-aectedareasandthe
countrysideInthedaysollowing,accesstooodandwaterbecame
particularlydicultinaectedareasThedestructionovitalinra-
structure,includingroads,bridgesandoodstorageacilities,aswellas
ashortageogasandvehiclesortransportation,shutdownoodsup-
plychainsTheearthquakedestroyedHaitismajorport,whichtem-
1 Thericesubsidyprogramwasdesigned tomaintain the sellingpriceromrice
importerstodistributorsatUS$43per50kgbag(AriasandCarneus2010)
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porarily halted ood import anddistribution systems (FoodCluster
2010)Thelossoproductiveassetsandincome-generatingactivities
deterioratedhouseholdpurchasingpower
Therewas an immediate sharp rise in staple ood prices shortlyatertheearthquakeandbytheendoJanuarythepriceowheat
fourhadrisenbynearly70percent,localmaizeandblackbeansby
3035percent,andimportedriceby2030percent(CNSA2010)
Priceseventuallybegantostabilizeaterthewidespreaddistribution
oemergency ood aid (FEWSNET 2010)Anestimated 598,000
peopleletareasaectedbytheearthquakeorthecountryside,which
increasedtheburdenonregionsthatwerealreadyoodinsecureand
environmentallydegradedandcausedsomehosthouseholdstoresort
toextremecopingmechanisms(FAO2010,CNSA2010,GrunewaldandRenaudin2010)ArapidEmergencyFoodSecurityAssessment
(EFSA)carriedoutbytheCoordinationNationaledelaScuritAli-
mentaire (CNSA), in coordinationwithACF,Oxam, FEWSNET,
FAOandWFP,identiedatotalo1,280,000ood-insecurepeople
inaectedareas,theequivalento52percentohouseholdssurveyed
(CNSA2010)
The Response
The rst responders to the earthquakemainly consisted o local
civil society, but within 24 hours, UNDAC and urban search and
rescueteamsarrivedinPort-au-Prince,ollowedshortlybytheUS
military,otherUNagencies,andalargeinfuxointernationalNGOs
(GrunewaldandBinder2010)Withinthersttwodays,thecluster
systemwasactivatedandvekeyclustersweremobilized,including
theFoodClusterWhile thequickmobilizationo theresponsehas
been applauded, theinitial ooddistributionsoready-to-eatmeals,
deliveredromthebackotrucksorairdroppedromhelicoptersorparachute,were criticizedasbeingpoorlyplannedandcoordinated
whilepotentiallyendangeringbeneciaries (GrunewaldandBinder
2010,GrunewaldandRenaudin2010)Oncethegeneralooddis-
tributionsystemwas set up, theUNStabilizationMission inHaiti
(MINUSTAH)andUSmilitary subsequentlyplayeda largerrolein
providinglogisticalsupportThegoalothegeneralooddistributions
wastomeetimmediateneedsbyprovidingready-to-eatmeals,rice,
andulloodrations(IASC2010)Inadditiontogeneraldistributions,
targetedoodassistancewasprovidedinhospitalsandorphanagesandthroughmobiledistributionsandcommunitykitchens(IASC2010)
At the endoMarch, theHaitiangovernment called or general
ooddistributionstocease,duetotheirperceivednegativeimpacton
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Haitisagriculturaleconomyandlocalmarkets(Atkisson2010,IASC
2010)MembersotheFoodClusterhad someconcern aboutthis
decisionduetouncertaintiesabouttheavailabilityolocalproductsin
marketsandtheabilityoHaitianstoaccessthemduetohigherprices(FoodCluster2010)BytheendoMarch,anestimatedourmillion
peoplehadreceivedoodaidAterooddistributionswerephasedout
attherequestotheHaitiangovernment,thetransitiontootherood-
relatedinterventionswasdelayed,resultinginatwoorthreemonth
gapbetweeninterventionsThistransitiongapwasnotduetoalacko
resources,butmainlytoinadequateplanning(Interview2011)
Theagricultureresponse involvedmainly theprovisiono seeds,
toolsandertilizer,butalsosupportedpreparednessactivities,includ-
ing cash-or work activities related towatershedmanagement andreorestation(IASC2010)TheAgricultureCluster,ledbyFAO,su-
eredromlimitedundingandtheundingitdidreceivewasdelayed
(Chan2010,GrunewaldandBinder2010)BytheendoFebruary,
theundingorAgricultureClusteractivitieshadonlyreceived8per-
centoitsrequest,makingitdicultorclusterpartnerstorellseed
stocks intimeor the plantingseason (Chan2010,Grunewald and
Binder2010)TheEarlyRecoveryCluster,ledbyUNDP,coordinated
cash-or-workprogramsandemployedapproximately200,000people
(IASC2010)Negativesideeectsothecash-or-workprogramswereuniormsthatbeneciarieswererequiredtoweartodistinguishdi-
erentcash-or-workprogramsTheuniormswereotencolor-coded
orbrandedwithNGOlogosandhavebeencriticizedorstigmatizing
beneciaries and undermining government legitimacy (Grunewald
andBinder2010)
Coordination Issues
Benetingromtheexperienceothe2008hurricaneresponse,theclustersysteminHaitiwasquicklymobilizedatertheearthquakeand
activatedve key clusters (Food,WASH,Health, ShelterandNon-
FoodItems,andLogistics)Whiletherapidset-uphelpedtomobilize
undingandstaorthesespecicclusters,itdidnotleadtooverall
improvedstrategicclusterleadershipandmoretimelyresults(Ren-
coretetal2010,GrunewaldandBinder2010)(Notethatagriculture
wasnotoneotheveclustersactivatedintheinitialresponse)The
cluster systemwasparticularlychallengedby the infuxo interna-
tionalNGOsarrivinginHaiti,manyowhichhadlimitedcapacityand littleunderstandingo the local context (Rencoretet al 2010,
GrunewaldandBinder2010)ThemassivenumberoNGOs,many
whicharrivedwithpre-determinedplansoaction,madecoordina-
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tion extremelydicult (Stumpenhorst et al 2011)To adapt, some
clusterscreatedbabyclustersbyseparatingclusterunctionsintotwo
groups:ageneralinormation-sharinggroupopentoallactorsanda
strategy-developmentortechnical-guidancegroupwherekeyclustermembersdiscussedstrategyThisapproachwasidentiedasamoree-
ectivewayorcoordinatingactivitiesinahumanitariansettingwitha
largevolumeoactors(GrunewaldandBinder2010)
Theclustersystemdidnotsucientlycoordinatewithnationaland
localauthorities,generallyexcludedHaitiancivilsociety,andailedto
utilizelocalknowledgeIngeneral,governmentministrieswerenot
adequatelysupportedandrecognizedandparalleloperationalstruc-
tureswereotenestablished(IASC2010)Theabruptcalloranend
togeneralooddistributionsinMarchbytheHaitiangovernmentandPresidentRenPrval(whoeltthatlarge-scaleoodaidwasnegative-
lyaectingHaitianarmersandlocalmarkets)underscoresthelimited
interactionbetweenthegovernmentandinternationalhumanitarian
communityandhighlightstheirdierencesoopinionaboutthena-
tureotheresponse
Clustermeetingsheld at theLogisticsBasewere inaccessibleor
mostHaitians; the majority omeetings were held in English and
while some clusterstaspokeFrench, ewwere able tocommuni-
cateinCreole(Bolton2011,GrunewaldandBinder2010,Interview2011)EnteringLogBaseandgainingaccesstoclustermeetingsre-
quiredaliationwithaninternationalorganization,whicheectively
preventedmanycommunityleadersromparticipating(Heinzelman
andWaters2010)Commentingon thechallengesogainingaccess
toclustermeetings,oneHaitiancivilsocietyleadernoted,Evenor
myselIamconnected,Ihaveriendsinthosecircles,IhaveaUN
badgeIhaveincrediblechallengesaccessingtheclustersystemWhen
IwouldhavetogotoLogBaseitwaslikegoingabroadortherst
timeYouhavepeople,thekeypeopleinthesectorswhocantevengetintothemeetings(Interview2011)
Humanitarian responses were oten not coordinated with local
communitiesThiswasevidentintheoodaidresponse,asooddis-
tributionswereotencarriedoutinaectedcommunitieswithlittle
advancewarning(GrunewaldandBinder2010)Theclustersystem
hadchallengesutilizinglocalknowledge,ashighlightedbyUshahidis
crisismappingeort,avolunteereortthatmappedreal-timeneeds
orsearchandrescuethroughcrowd-sourcedinormation,relying
onweb-basedsocialmediaandmobilephonesUshahidiseortstointegratelocalknowledgeinto theclustersystems traditional-inor-
mationsharingactivitieswerestifedbytheclustersystemsinabilityto
aggregateinormationcomingromoutsidesourcesanddependence
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oninormationromormalneedsassessments(HeinzelmanandWa-
ters2010)Thisproblemwasnotuniquetooutsideinormation, as
inormationsharingandmanagementwasweakacrossmanyothe
clusters,especiallyduringtheearlystagesotheresponse(IASC2010)Major challenges or cluster coordinationand inormationman-
agementwere high sta turn-over and varying levels o leadership
capacity,particularlyamongclustercoordinatorsWhiletheinterna-
tionalhumanitariancommunitydemonstratedastrongsurgecapacity
inHaiti,deployingmorethan400statoHaitiinJanuaryalone,ew
stayedlongerthanaewweeksandaninsucientnumberweresenior
andqualied(IASC2010,GrunewaldandBinder2010,Rencoretet
al2010)Theinexperienceomanyclustercoordinatorspresenteda
challengeorclusterleadershipAnevaluationotheNutritionClusteroundthattheclusterapproachwasnotullyunderstoodintheearly
stagesotheemergencybysomeotheHQ,regionalorcountrysta
(DolanandVervers2010,p6)Thisexperiencewasnotuniquetothe
NutritionCluster,butwasageneralissueacrossclusters(Interview
2011)
Despitetheseconstraints,clustermembersgenerallyvaluedcluster
coordinationasanimportantmechanismorexchanginginormation
andnetworkingwithotherhumanitarianorganizations (Grunewald
andBinder2010)Theclustersystemalsohelpedacilitatecloseco-ordinationwithinternationaldonors,enablingstrategiestobeshared
andadaptedThebenetsocloseclustercoordinationwithdonors
werehighlightedintheFoodCluster,whenUSAIDanditspartners
endedtheparalleloodaidcoordinationsystemthatexistedpriorto
theearthquakeandbegancoordinatingitsoodaidactivitieswiththe
clusterThepreviousparalleloodaidsysteminHaiticreatedprogram-
mingoverlapandduplications,asoneoodaidcoordinationsystem
was ledbyWFPandanotherbyUSAID, butwhereonlyUSAID-
undedagencieswouldmeet(GrunewaldandBinder2010)
Lessons Learned
The large inux of NGOs challenged cluster coordination.Thesheer
volumeoNGOsarrivinginHaiti,manyowhichwereinexperi-
encedinhumanitarianresponse,createdseriouschallengesorcoordi-
nationThecreationobabyclustersbyseparatingclusterunctions
intogeneralinormationsharingmeetings(involvingallclusteractors)
andstrategicadvisorymeetings(involvingonlytheclusterleadagencyandkeyclustermembers)hasbeenidentiedasagoodpracticeThe
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globalFSCiswellplacedtosharethesegoodpracticeswithcountry-
levelclustersinsituationswhenclustersareacedwithalargeinfux
oactors
The cluster system did not adequately include local actors. TheclustersysteminHaitididnotsucientlycoordinatewithnational
andlocalauthoritiesandlargelyexcludedHaitiancivilsocietyAnd
itcouldnt absorb inormation rom local actors, evenwhen itwas
availablethroughplatormslikeUshahidiThisledtothecreationo
parallelcoordinationandoperationalstructures,poorcommunication
withbeneciaries,andinsucientintegrationolocalknowledgeand
inormation
Staff turnover and weak leadership constrained coordination and re-
sponse. Rapid turnoverandvarying levelso leadershipcapacityoclustersta,especiallyamongclustercoordinators,hamperedcoordi-
nationeorts,aectedthecontinuityooperations,andledtorein-
ventingthewheelInadditiontoclusterleadagencies,globalclusters
playanimportantroleinhelpingtominimizestaturnoverandacili-
tatingsmoothtransitionsbetweenclustercoordinators
Transition from food aid to other food security responses was delayed
due to inadequate planning and limited exibility. AtertheHaitian
governmentrequestedanendtogeneralooddistributions,therewas
a twoor threemonthdelay in startingup other ood security in-terventionsThe ood security responsewasnotsucientlyfexible
torespondtochangesinthepost-crisisdynamicandtheAgriculture
ClusterandEarlyRecoveryClusterwerenotinapositiontotakeover
andacilitatethetransitiontodierenttypesoresponses
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Pakistan
InlateJuly2010,heavymonsoonrainsinnorthwestPakistantrig-geredlandslidesandfashfoodsintheprovincesoBalochistan,Khy-
ber Pakhtunkhwa, the FederallyAdministeredTribalAreas (FATA),
andPunjabAsintenserainallpersistedintoAugust,thefoodwaters
fowedsouthintoPakistanssouthernprovinces,breachingleveeson
thebanksotheIndusRiverinSindhProvinceandsubmergingentire
villagesalongthewayUltimately,thefoodscausedanestimated$65
billionworthodamageanddirectlyaectedover20millionpeople,
whichamountedtomorethanthecombinednumberopeoplea-
ectedbythe2005Kashmirearthquake,2010Haitiearthquake,and2004IndianOceantsunami(UnitedNations2011,Kronstadtetal
2010,Fair2011)Uponseeingthedevastationletinthewakeothe
foods,UNSecretaryGeneralBan-KiMoondescribedthedisasteras
aslow-motiontsunami(UnitedNations2011)
Background
Priortothe2010foods,theoodsecuritysituationinPakistanhad
beensteadilydeterioratingandcausingconcernduetothecumulativeeects o a seriesonatural, political, socio-economic, and security
crisesThemultipleshocksotheKashmirearthquakeo2005,the
2007foodsandCycloneYemyin,thecounter-insurgencycampaign
andescalatinginternalandregionalconfictandinstability,theassas-
sinationoBhenazirBhutto,risingoodanduelprices,andincreas-
ingpovertyandunemploymenthadadevastatingimpactonPakistans
levelsooodinsecurity(SDPI/WFP2009,KugelmanandHathaway
2010)From2003to2009,oodinsecuredistrictsinPakistanincreased
rom45percentto61percent(SDPI/WFP2009)ThedeteriorationooodsecurityinPakistanmirroredthecountrysworseningnutri-
tioncrisis,asthenumberomalnourishedPakistanisalmostdoubled
overatenyearperiod,romanestimated24millionin1997to45
millionin2008(BengaliandJury2010)
Although Pakistan had a bumperwheatharvest in200607 and
nearly5percentgrowthinagriculturaloutputin200809,agricul-
turalproductionvariedsignicantlybetweendistrictsduetoadverse
weatherconditionsandtheeectsoarmedconfict,resultinginlo-
calizedooddecitsinmanyoPakistansmostood-insecuredistricts(Suleri2009)HoardingandsmugglingowheattoAghanistan,com-
binedwiththe riseinoodpricesglobally, broughtaboutthenear
doublingowheatandwheatfourpricesinPakistanduring200708,
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leadingtocivilunrestandriotsthroughoutthecountry(Suleri2009,
KugelmanandHathaway 2010)Meanwhile, rising uel pricestrig-
gereda150300percentincreaseinthecostoertilizerin2008,mak-
ingitunattainableormanyarmers,especiallysmallholders(Kugel-manandHathaway2010)
Manyothedistrictsmostaectedbythe2010foodswerealready
particularly vulnerableThe provinces with the greatest percentage
ooodinsecurepeoplein2009theFederallyAdministeredTribal
Areas(FATA)(677percent),Balochistan(612percent)andKhyber
Pakhtunkhwa(562percent)coincidewithareasthatwereseverely
impactedby the 2010foods (SDPI/WFP 2009) InKhyberPakh-
tunkhwa,Balochistan,andSindh,manyhouseholdswerestillrecover-
ingromthedevastationothe2007foods,whichresultedinmorethan25millionpeopletemporarilydisplaced;420dead;88,000houses
destroyed;andcrops,livestockandinrastructureextensivelydamaged
Meanwhile, confict, violence, andpolitical instability have severely
disruptedlivesandlivelihoods,exempliedbythelarge-scaledisplace-
mento27millionpeopleinFATAin2009duetoconfictbetween
thePakistanimilitaryandTalibanmilitias(UDin2010,Malik2010)
TheUNclustersystemhadbeenactivatedthreetimespriortothe
2010foods:duringthe2005Kashmirearthquake,the2007foodsand
the2009displacementcrisisTheclustersystemwaslargelyperceivedtobesuccessulduringthehumanitarianresponsetothe2005earth-
quake,especiallyorthoseclustersthathaddirectsupportromthe
governmentoPakistan(GoP)andthePakistanimilitary(IASC2006)
Despite the overall success o the cluster system during the earth-
quakeresponse,severalgapswereidentied,includinganinadequate
understandingotheclusterapproachbythecountryteam,insu-
cientparticipationoNGOs,weakinter-clustercoordination,limited
supportorearlyrecovery,andoverlapbetweenclusterresponsibilities
andagencymandatesTheseresultedinclustersbeingdrivenasmuchbyagencyprioritiesasbyclusterresponsibilities(IASC2006, p 7)
Duringthe2007foods,however,theclustersystemgenerallyailed
toliveuptoitspost-earthquakeexpectationsduetotheverydierent
emergencycontext,thechallengesorespondinginconfict-aected
areas, disagreementswiththeGoPand thenewly-createdNational
DisasterManagementAuthority(NDMA)onthenumberoclusters
andthescaleotheinternationalhumanitarianresponse,andinsu-
cientlearningandimplementationolessonsromtheearthquake
(Young etal 2007)Theoverall response to the2009displacementwasgenerallyconsideredsuccessul;however,theclustersystemexpe-
riencedsomeothesameproblemsaspreviously,namelyoverlapping
clusterandagencyresponsibilities,poorleadershipandinadequateun-
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derstandingo theclusterapproachamongclustercoordinators,and
thechallengesooperatinginaninsecureenvironment(Cosgraveetal
2010)Anadditionalchallengeacedbytheclustersystemduringthe
2009displacement(andalsoduringthe2010foods)wasthedualroleplayedbythegovernmentoPakistan,whichwasbothapartytothe
confictandproviderohumanitarianassistance,andwhosedecision-
makingwasoteninfuencedbypoliticalandmilitaryconsiderations
overhumanitarianneeds(Cosgraveetal2010)
Food Security Impacts
With over 80 percent o households in food-aected areas de-
pendentonagricultureortheirlivelihoods,theimpactsothe2010foodsonoodsecuritywereparticularlydevastating(UnitedNations
2010)Thefoods,whichstruckattheoutsetothemonsoon(khari)
seasonharvest,destroyedanestimated33millionhectaresostand-
ingcrops,includingrice,maize,cotton,sugarcane,ruit,orchards,and
vegetablesProductionlossesodamagedcropsamountedtoapproxi-
mately133metrictons(MTs)Anestimated24millionhectareso
agriculturallandweredamaged,over15millionhectaresinPunjab
provincealoneOverhalamillionMTsowheatseedstocksusedor
thewinter(rabi)plantingseasonwerelostApproximately12millionlivestockandsixmillionpoultryperishedAgriculturalinrastructure
wasdestroyedthroughoutfood-aectedareas,especiallyroadsandir-
rigationsystems(FAO2010)
Manyhouseholdsandvillageswerecutorommarkets,severely
restrictingtheiraccesstooodstocksAccordingtotheMulti-Cluster
RapidAssessmentMechanism(MCRAM),some30percentosur-
veyedcommunitiesreportedthattheirnearestmarketwasnolonger
unctioningaterthefoods(IASC2010)Disruptionomarketsand
lossooodstockscausedasharpriseinpricesostapleooditems,rangingroma10percentincreaseinSindhProvincetoover80per-
centinonedistrictinKhyberPakhtunkhwa(WFP2010)
Householdsreportedusingadversecopingstrategies,includingshit-
ingtheirconsumptiontolesspreerredoods,skippingmeals,women
eatinglessthanmen,andincreasingborrowing(UnitedNations2010)
Widespreadmalnutritionwasexposedasacriticalproblematerthe
foods;however,highsevereacutemalnutrition(SAM)ratesaremore
likelyrepresentativeoPakistanslong-standingnutritioncrisis,rather
thantheimpactothefoodeventitsel
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The Response
Therstrespondersconsistedmainlyothelocalpopulation,the
Pakistanimilitary,anddistrict-levelgovernmentsThemilitary,inco-ordinationwiththeNDMA,mobilizedquicklyandplayedacritical
roleintherst72hours,evacuatingpeopleandprovidingessential
reliesuppliesThemilitarys initial responsehasbeencreditedwith
havingpreventedlarge-scalelossolie(Pollastroetal2010,Houseo
Commons2011)Duetotheunprecedentedscaleothedisaster,the
GoPrequestedinternationalassistanceandbyearlyAugustthecluster
systemwasrolledoutAsduringthe2007foodresponse,theNDMA
requested thatthecluster systemprioritize lie-saving activities and
activateonlyourkeyclusters(ood,shelter,health,andWASH);how-ever,theUNoptedtorolloutallelevenclusters(Pollastroetal2010)
Whilethehumanitarianresponsehelpedtopreventalargedeath
toll,ithasbeendescribedaspatchyandreactive(HouseoCom-
mons2011,Pollastroetal2010)Supportotenarrivedtoolateand
inmanycasesresponseswerebasedonassumptionsandnotonac-
tualneeds(HouseoCommons2011)Theinternationalhumanitar-
ianresponseocusedmainlyonrelieinterventions,withoutsucient
support andplanning orearly recovery (Pollastroet al 2010)The
UKHouseoCommonsreviewothePakistanfoodresponseoundthatthequickestandmostorganizedresponseswereinthenorthern
provinces(HouseoCommons2011)Whilethisispartlyattributed
thefoodsrecedingearlierinthenorthernprovinces,theresponsein
theseprovinceswasalsostrengthenedbytheexistenceohumanitar-
ianresponsesystemsthatwereputinplacebytheGoPaterthe2005
earthquakeInareaswithlessdisasterpreparednessandlimitedexperi-
encerespondingtodisasters,suchasinSindh,thelocalresponseell
short(HouseoCommons2011,p8)
TheFoodClusterresponse,ledbyWFP,beganwithin24hoursotheonsetofooding,whenWFPinitiatedthedistributionoemer-
gencyoodassistanceBytheendoAugust,34,000metrictonso
oodaidhadbeendistributedtomorethan3millionpeopleDuring
September,oodaidbeneciariesincreasedto63millionandthen7
millioninOctoberAnestimated70percentooodaidbeneciaries
weresupportedbyWFP,whiletherestweresupportedbyotherFood
Clustermembers, includingNGOs, theGoPandPakistanimilitary
(UnitedNations2010)Withintherstsixmonthsothefooding,
membersotheFoodClusterhaddistributedanestimated500,000MTsooodWhileWFPwashighlysuccessulatdeliveringoodin
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anextremelychallengingenvironment,nosystemswere inplace to
inormthemaboutwhoultimatelyreceivedthe oodor its impact
(Interview2011)
InSeptember,theFood,Health,NutritionandWASHClustersde-velopedajointresponsestrategy,knownastheSurvivalStrategy,that
targetedessential interventions to save lives inpriority areasWhile
theSurvivalStrategyhasbeenwidelypraisedasastrongexampleo
theinter-agencyapproachinrespondingtodisasters(UnitedNations
2011,p64),ithasalsobeendescribedasareactiveidea,mainlyappeas-
ingdonors,thatwasimplementedtowardstheendotheemergency
inonlyoneprovince(Interview2011)Jointneedsassessments,such
asMCRAM,wereexamplesoanattempttoimproveinter-cluster
coordination;however,jointprogrammingeortsbasedonthend-ingsotheseassessmentswerenotablyabsent(Pollastroetal2010)
Asfoodwatersreceded insomeareas,WFP initiated early recovery
activities,consistingoood-andcash-or-workprograms,andully
transitionedtoearlyrecoverybyApril2011(UnitedNations2010)
Ingeneral,earlyrecoveryinitiativeswereindividual-agencybasedand
uncoordinatedacrossclusters(Pollastroetal2010)
The GoP initiated additional cash transer programs during the
emergencyphaseAninnovativecashtransermechanism,knownas
Watan,providedanATMdebitcardtoeachheadohouseholdOver-all, theWatan systemwas considered tobehighly successul at re-
vivinglocalmarketsandsupporting livelihoods,althoughithasalso
beencriticizedasbeingcorruptibleandoverlybureaucratic,excluding
vulnerablegroups(especiallywomen),anddependingonbasicinra-
structure(ATMs)thatdidntexistinmanyareas(Pollastroetal2010,
HouseoCommons2011)
TheAgricultureCluster,ledbyFAO,ocusedontheprovisiono
seeds,ertilizersandtools;therehabilitationoinrastructure;andthe
vaccinationandsupportolivestockOverhalamillionhouseholdsreceivedseedsandertilizertopreparethemorthewinter(rabi)plant-
ingseason;62,000food-aectedhouseholdsreceivedasecondpack-
ageoseedandertilizerinputspriortothekhariplantingseasonThe
AgricultureClusteralsosupportedcash-or-workactivitiestoreha-
bilitateirrigationinrastructureDonorresponsetotheundingappeal
oragricultureactivities,andearlyrecoveryinterventionsingeneral,
wassignicantlyslowerthanorlie-savingactivitiesForexample,
whileFAOeventuallyreceived91percentotheirtotalundingre-
quirement,theyhadonlyreceived$205millionoutoatotalundingrequiremento$107millionbytheendoSeptember2010,represent-
ingan$865millionundinggap(OCHA2011)
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Coordination Issues
Theperormanceotheclustersystemasacoordinationmecha-
nismduringthe2010foodswasmixedatbestandineectiveatworst(HouseoCommons2011,Pollastroetal2010)Inadditiontobeing
challengedbythe sheerscaleothedisaster, successulcoordination
wasinhibitedbyweakstrategicleadershipandalackoqualiedper-
sonnel,especiallyamongclustercoordinators;inadequatecoordination
andalignmentwithGoPandNDMApriorities;theoverwhelming
numberoorganizationsparticipatinginsomeclusters;andinsucient
integrationoapproachesacrossclusters
ReviewsotheclustersystemsperormanceduringthePakistan
foodresponsehavedescribedtheclustersystemsleadershipaspoorandlackingatboththehumanitariancoordinator(HC)leveland
amongclustercoordinators(HouseoCommons2011,p16)Atthe
HClevel,manyeltthatexperienceinlarge-scalehumanitarianre-
sponsewaslackingandthatdecision-makingwasinfuencedbythe
prioritiesotheHCsownagency(HouseoCommons2011,Pollas-
troetal2010)Similarly,insomecases,clusterleadstendedtopriori-
tizetheirownagencysinterestoverotherconcerns,resultinginwhat
aGoPdistrictcoordinatingocer(DCO)describedasequivalentto
having11captainso thesameteamona ootballpitch(Pollastroetal,p48)Clusterleadershipandperormancewasalsoaectedby
insucientsurgecapacityocapableandqualiedstaandbyhigh
ratesoturnover,partlyduetothehumanitariansystemalreadybeing
overstretchedbytheHaitiearthquakeresponse(HouseoCommons
2011)
WhiletheNDMA,linedepartments,andUNagenciesmetdaily
tocoordinateactivitiesandshareinormationthroughtheclustersys-
tem, thiscoordinationturnedintoparallelmechanismsovertimeas
someclusterleadsbegancoordinatingwithlinedepartmentsratherthantheNDMA(Pollastroetal2010)Thiswasnotthecaseorall
clusterleads,however,asFAO,orexample,coordinateditsactivities
with theMinistryoAgriculture and Livestock, inadditiontoco-
ordinatingwith theNDMA (Interview2011) Ingeneral, however,
theclustersystemdidnotalwaysalignwiththeprioritiesotheGoP
andNDMA,largelyduetogenuinedierencesoopinionbetween
theGoP and the international humanitariancommunity about the
natureotherequiredhumanitarianresponseThiswasevidentrom
thestartotheemergencyresponsewhentheUNdecidedtorolloutthetraditionaleleven-clustersetup,ratherthantheGoP-avoredour
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lie-savingclusters2Manyeltthatbyactivatingelevenclusters,the
clustersystembecameunwieldyanddetractedromcoordinationand
theeectivenessotheresponse(Pollastroetal2010)
ThelargenumberoorganizationsparticipatinginclustermeetingsaectedoverallcoordinationDuetothesheernumberoorganiza-
tionsinsomeclusters,clustermeetingstendedtoocusexclusivelyon
inormationsharingratherthanstrategicplanningandprogramming
(Pollastroetal2010)Theclustersystemacedchallengesinitsability
toengagewithlocalcivilsocietyInmanycases,thecapacityandreach
olocalcivilsocietyorganizationsgreatlyexceededthatointerna-
tionalNGOs;however,thesesmallorganizationstendedtobeothe
radarodonorsandagenciesand,inmanycases,theydidnotseethe
valueocoordinatingwiththeclustersystem(Interview2011,HouseoCommons2011)
CoordinationacrossclusterswasgenerallylimitedWiththeexcep-
tionotheSurvivalStrategy,clusterstendedtooperateindependently,
withlittlestrategicplanningandcoordinationThiswasespeciallythe
caseorearlyrecoveryinterventions,whichwerecarriedoutwithno
overallstrategyandlimitedcoordination(Pollastroetal2010)
Lessons Learned
Learning from previous cluster system experiences in Pakistan was
inadequate. Manyothe gaps andweaknesses othe cluster system
duringthe2010foodswerethesameasthoseidentiedinprevious
humanitarianresponsesinPakistanIssuessuchasweakstrategiclead-
ership,inadequateinter-clustercoordination,disagreementswiththe
GoPandNDMAoverthenumberoclusterstorollout,andlimited
supportorearlyrecoveryhavebeencitedasweaknessesduringthe
2005earthquake,2007foods,2009displacementcrisis,andonceagain
duringthe2010foodsIneffective strategic leadership and a lack of qualied personnel weak-
ened the cluster system.PoorstrategicleadershipbytheHCandcluster
coordinatorsandinsucientlyqualiedclusterstadiminishedthee-
ectivenessotheclustersystemasacoordinationmechanism,resulting
induplicationsanddelaysLeadershipwascompromisedinsomeclus-
tersas,insomecases,clusterleadstendedtoavortheirownagencys
interestsoverother prioritiesThe cluster systemwas overstretched
duetotheHaitiearthquakeresponse,whichlimitedsurgecapacityand
theavailabilityoexperiencedpersonnel
2 Itshouldbenoted thatsomeothenon-lie-saving clusterswereestablished
inagreementwiththeGoPandNDMA,suchastheAgricultureCluster(Interview
2011)
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Coordination among clusters was inadequate, especially in the early
recovery response. WhiletheSurvivalStrategyandjointneedsassess-
ments,suchasMCRAM,weremechanismsorimprovingcross-sector
analysisandplanningamongclusters,theclustersgenerallyoperatedindependentlyooneanotherClusterleadagenciestendedtopur-
suesectoral-basedstrategiesthatwerelargelyinfuencedbytheirown
agencysmandateThiswasespeciallythecaseortheearlyrecoveryre-
sponse,wheredonorsupportwasslow,andstrategiccross-sectorplan-
ningandimplementationoearlyrecoveryinterventionswaslimited
TheexperienceotheMCRAMsuggeststhatjointanalysisisabetter
platormorjointprogrammingeorts,butnotsucienttoensure
thatjointprogrammingactuallytakesplace
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Kenya
In2011,largeareasoKenyawereaectedbyoneotheworstre-gionaldroughtsinrecentmemory,aectingsome34millionpeople
inKenyaaloneasoJuly2011Someareashavereportedthelowest
rainallinhalacenturyThiswasawell-predicteddrought,coinciding
withtheLaNiaeectthathadcausedwidespreaddroughtinthe
GreaterHornoAricaonmanypastoccasionsTheKenyasituation
wasquicklyovertakeninattentioninthepressbythedeclarationo
amineinSomaliaonJuly20andthewell-publicizedextremecondi-
tions there, but the situation inKenya remained very seriousnot
leastbecauseoasubstantialinfuxoreugeesromSomaliaDespitebeingoneothemoreadvancedeconomiesintheGreater
HornoAricaregion,Kenyahasexperiencednumerousoodsecurity
crisesinthepast,andhasbeenthethlargestrecipientooodaid
globallyinrecentyears(WFP-FAIS,2011)Majordroughtemergen-
ciesoccurredin19992000,200506,and2009Whileaccustomed
toslow-onsetnaturaldisasters,Kenyaalsoexperiencedamajorhu-
manitarianemergencyinearly2008whenthecontestedpresidential
electionsoDecember 2007resulted inviolence anddisplacement
Thepost-electionviolencetriggeredtheUnitedNationstoorganizetheclustersysteminKenya
Background
Kenyahas longhadawell-unctioning,government-ledood se-
curitycoordinationmechanism,theKenyaFoodSecurityMeeting/
SteeringGroup(KFSSG,seebelow)Thiswasoriginallysetupunder
theArid Lands ResourceManagement Project, a donor-supported
projectintheOceothePresidentTheprojectcoveredearlywarn-ingandresponse,aswellasriskreductionanddevelopmentprograms
TheCentralandWesternProvincesoKenyaareblessedwither-
tilelandandreliablyadequaterainall,soaremajorsurplus-producing
areas,butthree-quartersothelandareaoKenyaissuitableonlyor
livestockproductionTheseareasaresubjecttoperiodicdroughts,and
KFSSGwassetuptomanagethepredictionoandresponsetothese
droughtsThecoordinationmechanismhasoodsecurityinitsname,
butgrewtobecomeamulti-sectoralcoordinationmechanismover
theyears,incorporatingtechnicalworkinggroupsinavarietyoareasinadditiontoagricultureandoodassistanceTheclustersystemwas
introducedinKenyain2008inresponsetothepost-electionviolence
TheKFSSGtechnicalworkinggroupsandseveralotheclusters(not
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allothem)havesincemergedtheirunctions,soeachtosomedegree
retainsaseparateidentity,dependingonthesituationMorerecently,
OCHA set up aKenyaHumanitarian Partnership Forum Eacho
theseisbriefydescribedbelowTheKenya Food SecurityMeeting/Steering GroupTheKenya
FoodSecuritySteeringGroup(KFSSG)isatechnicalbodyunderthe
AridLandsResourceManagementProject (ALRMP),nowhoused
intheMinistryoSpecialProgramsinthegovernmentoKenyaThe
KenyaFoodSecurityMeeting(KFSM)istheoverallpolicybody,o
whichtheKFSSGisthetechnicalbodyTherearetechnicalworking
groupsinvarioussectorsundertheKFSSG,includinggroupsonood
aidandagricultureandlivestock(SeeFigure1)
Figure 1: KFSM/KFSSG Structure
Source: KFSSG
TheKFSSGisalong-standinggroup,ormedinthemid-1990sto
managetheresponsetodroughtemergenciesinKenya,linkedtothe
earlywarningacilitiesotheALRMPThiscoverssome30districts
oKenya,butnotthehigh-rainallandhigh-potentialareasoCentral,
RitValley,Western andNyanzaProvinces Itsmainactivitiesareto
leadassessmentsinthearidandsemi-aridareas(initiallytwiceperyear,
exceptionallyourtimesperyear),toissueestimatesothenumber
opeopleaectedbydroughtandoodinsecurity,andtocoordinate
responsesTheKFSSGhasappointedNGOsandotherorganizations
Kenya Food Security Meeting
Kenya Food Security
Steering Group
Data and
Information WG
Health and Nutrition
WG
EmergencyEducation WG
WESCORD
Disaster
Management WG
Food Aid Estimates
Agriculture and
Livestock WG
Information & Reporting Flow
Management Support
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toleadresponsesatthedistrictlevel,andcoordinatestheseresponses
withDistrict SteeringGroupsthemain government coordination
mechanismatthedistrictlevel
WFPandFAO,aswellasotherearlywarningandemergencyre-sponseorganizationssuchasFEWSNETandOCHA,aremembers
otheKFSSG,asaregovernmentministriesInthissense,KFSSGhas
beentheover-archingcoordinationmechanismoroodsecurityanal-
ysisandresponseinKenyaTheKFSSGischargedwithoverseeing
bothhumanitarianresponseandlonger-termoodsecurityconcerns
Intermsocoordination,itulllstheclassiccoordination3-W(who,
what,where?)unctioninemergenciesButastrongelementalsoex-
istsocoordinatingrecoveryandrehabilitationeorts,andtheintentis
tomovemoreinthedirectionocoordinatinglong-terminvestment,disasterpreparedness,andmitigationItscoordinationmechanismson
theground,theDistrictSteeringCommittees,aredenitelynotsim-
plyemergencyresponsemechanisms
The cluster system during the post election violence From an
OCHAperspective,priortothe2008post-electionviolenceemer-
gency,therewasaprolierationocoordinationstructuresatnational,
sub-national andregional levels (Cooper2009), denedmainly in
termsooodsecurityandoodaidinparticularThesemechanisms
weremainlyordrought,butalsodealtwithlonger-termdevelopmentissuesDisastersweredened in termso ood aid needsWiththe
postelectionviolence,Kenyaacedanemergencythatwasnew,and
orwhichcoordinationstructuresdidnotparticularlytTherewere
manynewhumanitarianactorsmostlyNGOsthatwereunamiliar
withtheoperationalenvironmentAndthegovernmentorpolitical
partieswithinthegovernmentwereengagedintheprovocationto
violence,makingthegovernmentlessabletoplayanimpartialrolein
humanitariancoordinationIntheevent,theKenyaRedCrossSoci-
ety(KRCS)wasdesignatedbygovernmenttobetheleadagencyorresponseandcoordinationarolethat,romOCHAsperspectivewas
rathermoreexclusivethaninclusiveInresponse,OCHArolledout
theclustersystemandhadtenclustersunctioningbythetimeothe
CERFapplicationandfashappealRelationsbetweentheKRCSand
theUNweretenseduringtheheightothecrisisEventually,anar-
rangementwasworkedoutorKRCStojointlyleadseveralclusters,
alongwithUNagenciesInsomecases,atechnicalworkinggroup
alreadyexisted(aswasthecasewithood-relatedclusters);inothers,
nonedid (protection, or example,whichwas a huge needduringthedisplacementcrisisintheatermathothepost-electionviolence)
Given the lack o amiliaritywith the cluster system,much o the
coordinationmechanism reliedonpeoplewhowere seconded and
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didntknowtheKenyaoperatingenvironmentwellanddidnothave
establishedrelationshipswithgovernmentpersonnelThissituationre-
sultedinbothduplicationandgaps,andsomedamagedrelationships
(Cooper2009)AccordingtoOCHA,theKFSSGbecametheoodaidcluster
orthedurationothepost-electionviolenceresponse,whileaprevi-
ouslyexistingagricultureandlivestocktechnicalworkinggroupunder
KFSSGbecametheoodsecurityandearlyrecoveryclusterledby
FAOandUNDPThiswasbothanoddcombination(giventhatear-
lyrecoveryincludedanyotherissuesparticularly,inthecontexto
post-electionviolence,thesaereturnoIDPsand,inmanycases,re-
buildingshelterorIDPswhosehomeshadbeenburnedorotherwise
destroyed), andunusual leadership or oodsecurity concernsOnerespondentnotedthatwhentheoodsecurityclusterwasintroduced
aterthepostelectionviolence,itwasseenasaparallelmechanismto
theKFSSGTheclustermandatewasunclear,anddiscussionsocused
moreonthepurposeotheclusterratherthanonthecoordinationo
theactualresponse
Fromclusterstosectoralworkinggroups,andtheKenyaHumani-
tarianPartnershipForumAterthecoalitiongovernmentwasormed
inFebruary2008andsomesemblanceonormalityreturnedtoKe-
nya,somecoordinationunctionsreturnedtogovernmentTheoodsecurity and earlyrecoveryclusterwasdescribedas slow toreturn
togovernment control (Interview 2011)Thenameo theOCHA
mechanism changed to theKenyaHumanitarian PartnershipTeam
(laterForum)andwasexpandedtoincludeINGOengagement
ClustershavemetamorphosedbacktosectoralworkinggroupsTwo
clustersareormallylistedbytheUNanagriculturecluster,witha
coordinatorappointedbyFAO,andaoodaidcluster,withacoordina-
torappointedbyWFPAtthemoment,thesearebothre-incorporated
intoKFSSGssectoralworkinggroups(agricultureandlivestock,andoodaid) In2010,mucho the inrastructureo theALRMPwas
dismantledwhendonorsupportortheprojectwasterminatedThe
projecthasnotbeenrenewed,despitesomequantitativeevidenceo
reducedvulnerabilityinthedistrictsservedbyALRMP(ILRI2011)
TheMinistryoSpecialProgrammesand theMinistryoStateor
NorthernKenyanowdirectlyoperatevariouscomponentssuchasthe
KFSSGACrisisResponseCenter(CRC)wassetup,alsounderthe
MinistryoSpecialProgrammes,buthastodatenottakenoncoordi-
nationunctionsTheKFSSGcontinuestobethemainood-securitycoordinationmechanism,butitsrelationshiptotheHumanitarianFo-
rumisnotclearlyspelledout(Interview2011)
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Food Security Impacts
AsoJuly2011,some24millionpeoplerequiredimmediateood
assistance,withanotheronemillionexpectedtorequireassistancebySeptember(Figure2)Duetoresourceshortalls,WFPwasonlyable
toaddressneedsin20o30aecteddistricts,withresponsibilityor
theremainingtendistrictsallingtothegovernmentoKenyaFood
prices inKenya had increased by nearly 100 percent compared to
theve-yearaveragealreadyhighduetothe2008oodpricecrisis
(OCHA2011)
Giventhesehighpricesandlimitedresources,large-scalelocaland
regionalpurchaseooodoraecteddistrictswasunlikely,andthe
possibilityoalarge-scalecashresponsediminishedSoitwasnoten-tirelyclearhowneedsweregoingtobemetintheshorttermThe
KenyaHungerSaetyNet,undedmainlybyexternaldonors,wasable
toabsorbsomeothebruntothecrisis,butonlyinlimitedareasand
oralimitednumberogroupsLivestocko-takeoperationswereon-
going,butnotyetatthescalerequiredEmergencywaterandnutrition
operationswerealsoongoing
Figure 2: KFSM/KFSSG Structure
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Coordination Issues
AnumberocoordinationissuesariseoutothereviewotheKe-
nyaexperienceThesearebriefydescribedbelow,butwiththeintentohighlightingissues,notprescribingthebestwaytoaddressthem
TherstissueistheocusooodsecuritycoordinationOCHA
anddonorstendtotaketheviewthatcoordinationandthecluster
systemshouldbelimitedtopurelyemergencyresponses3Thegov-
ernmentoKenyaandmostotheimplementingagencies(including
someUNsta)tendtoadvocateamorecomprehensiveapproach
addressingoodsecurityconcernsmorebroadly,includingriskreduc-
tionandpreparednesspriortoacrisis,astrongemphasisonprotecting
livelihoodsduringacrisis,andcoordinatingresourcefowsandpro-gramsaimedatrecoveryandrehabilitationinthepost-crisisphaseIn
act,theALRMPwaspartlyresponsibleordevelopingthedrought-
management-cycleapproachthathasinormeddisasterriskreduction
anddisastermanagementmuchmorebroadlyintheHornoArica
Mostood-securityexpertsavorsuchanapproach,butsomehumani-
tariandonorsviewitasmissioncreep,andbeyondthemandateo
OCHASimilarly,thehumanitarianexpertiseoOCHAisrequired
inemergenciesasaretheresourcesohumanitariandonorsThough
morebyaccidentthanbydesign,thecurrentsysteminKenyaactuallynegotiatesthisdividereasonablywell,withmanyothelonger-term
disasterandriskmanagementconcernsarisingingovernment-ledo-
rums,whileOCHAandthehumanitariandonorsstepinduringacri-
sisIn2011however,somestaogovernment-ledorumssuggested
thattheKHPFwasduplicativeandunnecessary(Interview2011)
Asecond,andcloselyrelated,issueconcernswhoshouldleadunder
whatcircumstanceTraditionally,thegovernmentoKenyahasledon
coordinationasituationthatmost,inotallobserversagreeispreer-
ableDuringthepost-electionviolence,somesawthegovernmentasapartytotheconfict,whichundermineditsabilitytocoordinatean
impartialresponse(politicalleaderswerethemaininstigatorsseveral
owhomarenowunder indictmentby the InternationalCriminal
Court)Inthatinstance,theKenyaRedCrossSocietywasdesignated
asthe lead,particularlyinrst-responseand insettingupcampa-
cilitiesorthedisplacedAndclustersweresetupAtertheviolence
subsided,theleadgraduallyreturnedtogovernmentcontrolButthere
areother issues regardingwho leads, including the speedatwhich
3 Notethatemergencyresponsecanincludeliesavingorlieprotectinginterven-
tionsaswellasthosethatprotectlivelihoodsThequestionhasmoretodowithtran-
sitionalprogramingandlonger-termdisastermanagementincludingriskreduction
activities,preparednessplanningandsocialprotection
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emergenciesaredeclaredGovernmentsgenerallyhavelessincentive
todeclareanemergency,particularlyinadroughtorslow-onsetcrisis,
andthusresponsemaybedelayedInthe200506Manderatriangle
drought,thegovernmentoKenyadelayeddeclaringanemergency,andtheresponsewasreducedtolie-savingactivities(ODI2006)even
thoughthelessonslearnedromin19992000wereclearlyaboutin-
terveningintimetoprotectassets,particularly livestock(Akliluand
Wekesa2002)ManyobserverseltthegovernmentoKenyawasslow
todeclareanemergencyin2011aswell(Interview2011)
AthirdissueisabouttheoverlaporclaricationorolesTheco-
ordination rolemovesback and orth, and it isnot alwaysclear to
either the government ortheUNwhat the other isdoing Soar,
thishaslargelynothinderedoodsecurityoperationsontheground,butintheeyesooneobserver,itlookslikeduplication(Inter-
view2011)Forthegovernmenttoeectivelylead,resourcesneedto
beconcentratedAtthesametime,KFSSGunderstandsthatOCHA
playsacriticalroleinUNcoordination,UNappealsandtheCERF
Claricationotheserolesinpredictabledroughtemergenciesand
inmoreunpredictablecrisessuchasthepost-electionviolencewill
beanincreasinglyimportantitemontheagendaotheoodsecurity
andhumanitariancommunityinKenyaThatsaid,allpartiesagreethat
currentlyworkingrelationshipsaregoodbutbasedasmuchonindi-vidualrelationshipsasonwell-worked-outinstitutionalarrangements
Thenalissueisabouttheoverallcoordinationoresponsesand
innovationsGiventhecurrentcircumstances,sectoralcoordinationis
reasonablygood,butnosinglecoordinationmechanismworksacross
allsectorstomaximizetheeectivenessoanoverallresponsetoa
crisiswhetheronaturalorman-madeoriginForexample,while
agoodnutritionsurveillanceandresponsesystemisinplace,itisnot
directlycoordinatedwithgeneralooddistributionAsimilargapex-
istswithregardtolivelihoodssupportDonorsandagenciesareex-perimentingwithnovelapproachestooodassistance,market-ledap-
proachestolivestocko-take,etc,butthisexperimentationismostly
coordinatedbyadonorgroupnotOCHAandnotKFSSGInor-
mationandlearningisshared,butoverallresponsebeyondthesectoral
workinggroupsiscoordinatedonlytoalimiteddegreeA2010con-
sultancywascommissionedtolookintothisbroadercoordinationis-
suewhichrelatestooodsecurityissuesbutisboarderinscopebut
itsreportisnotyetavailable
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Lessons Learned
Food security is both a purely humanitarian concern and a develop-
ment concern.Almostbydenitioninchronicallyrisk-proneareas,thecoordinationooodsecurityresponseisgoingtorequireadisaster-
management approach, rather than a purely humanitarian-response
approachWhileclustersaremandatedtoguideonlythehumanitarian
response,withregardtooodsecurity,sometensionislikelybetween
thesetwoapproachesatleastintheperspectiveosomeobservers
TheglobalFoodSecurityClustercanandshouldprovideleadership
onhowtokeepunctionsandmodalitiesclearlydelineated,butdeal
withoodinsecurityinaholisticmannerAttemptingtoincorporate
oodsecurityandearlyrecoveryintooneclusterdidnoteectivelydealwiththequestion
Different actors can work together effectively. Althoughtherehave
beentensemoments, theKenyastory includeselementsoeective
coordinationamongthegovernmentoKenya,theUN,donors,and
internationalandnationalNGOsClarityorolesandclarityaboutthe
prioritizationoresponsesunderdieringcircumstancesarecriticalto
makingthesystemworkIndividualleadersorcoordinatorsmakeabig
dierence,particularlywheninstitutionalrolesarenotwelldened,or
wherenopreviousagreementonrolesexistsGood sectoral coordination is necessary but not sufcient for effective
response. Agreement iswidespread thatsectoral coordinationworks
airlywellinKenya,butorinnovationbeyondtriedandtruere-
sponses,donorsdidnotlooktoestablishedcoordinationmechanisms
toleadThisisatleastinpartbecauseseparatesectoralworkinggroups
handledsomeotheinnovationsdonorswereattemptingtopromote
Abetter-preparedoodsecurityclusterthatincorporatesbothood
assistanceandlivelihoodresponsesandworkscloselywithanutrition
clustercouldprovidethiskindomechanismorcoordinatinginnova-tiveresponses
Knowledge of context is critical. Beyondtheotherknowncompe-
tenciesorclustercoordinators,knowledgeothecontext,theback-
ground,andthecontemporaryactorsiscriticalorstawholeadin
theeventoasurge
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Cte dIvoire
OnDecember2,2010,theIndependentIvoirianElectoralCom-missionannouncedthattheoppositioncandidate,AlassaneOuattara,
haddeeatedtheincumbent,LaurentGbagbo,inCtedIvoires2010
presidentialelectionsWithin24hoursotheElectoralCommissions
announcement,CtedIvoiresConstitutionalCounciloverturnedthe
pollresultsanddeclaredGbagbothewinnerManyinitiallyviewedthe
2010Ivoirianelectionsasanopportunitytousherinaneweraosta-
bilityandprogress;however,asGbagborejectedinternationalcallsto
stepdown,arenewedwaveopoliticalviolenceandinstabilityensued
insteadBythetimeGbagbowasarrestedonApril11,2011,thecrisiswasresponsibleoranestimated1,000civiliandeaths,overonemillion
internallydisplacedpeople,andan additional100,000reugeeswho
hadfedtoneighboringLiberia(Strauss2011)
Background
During therun-up to the201011 post-election violence,Cte
dIvoirewasexperiencingabrieandragileperiodopeaceThesign-
ingotheOuagadougouPeaceAgreementinMarch2007endedaour-and-a-hal-year civilwar between the government-held south
andtherebel-heldnorth,which,atitsheightin2003,haddisplaced
11millionpeopleacrossthecountryThe200207civilwarcame
againstabackdropodecliningcommoditypricesorthekeyIvoirian
exportsococoaandcoee;increasingtensionsbetweenethnicgroups
and between Ivoiriansand oreignersdue tolimited access tonew
arablelandandewemploymentopportunities;andstrugglesoverpo-
liticalparticipationandrights,whichcontributedtoeelingsomar-
ginalization,especiallyamongnortherners(Cook2011)Despitethesigningothepeaceagreementin2007,theoodse-
curitysituationinCtedIvoireremainedprecariousThelong-term
eects o the civil war on agricultural production and a growing
dependence on imported staple commodities contributed toCte
dIvoiresheightenedvulnerabilitytotheeectsorisingoodprices
Inthe2000s,duringaperiodorisingooddemandduetopopulation
growthandurbanization,CtedIvoiregrewincreasinglydependent
onimportedrice,themaindietarystaple(Moseley2011)Whileper
capitariceconsumptionroserom55kilogramsin1988to74kilo-gramsin2006,CtedIvoirebecametheseventh-largestriceimporter
intheworld,withimportedriceaccountingorover60percento
nationalriceconsumption(ARC2007,Bassett2010)CtedIvoires
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vulnerabilitytodisruptionsintheglobalricesupplywasunderscored
duringtheglobaloodpricecrisiso200708ByApril2008,pric-
esor imported rice inCtedIvoirewere52percenthigher than
inSeptemberothepreviousyear, substantiallyreducinghouseholdpurchasingpowerandsettingoriotsinurbanareasthroughoutthe
country(FAO2008)
Beoretheonsetothepost-electionviolence,anestimated14per-
centothepopulationwasundernourished,thepovertyrateinrural
areaswasover60percent,andanestimated517,000peoplewerestill
displacedduetothe200207civilwar(FAO2010,UNHCR2011)
The cluster system was ormally established inCte dIvoire in
2008,althoughonecluster(theProtectionCluster,ledbyUNHCR)
waspreviouslyintroducedin2006Priortotheintroductionotheclusterapproach,theprinciplesotheclustersystemwereappliedin
varioussectoralgroups,whichincludedWaterandSanitation(ledby
UNICEF),Education(ledbyUNICEF),FoodSecurityandNutrition
(co-ledbyFAOandWFP),Health(ledbyWHO),andGovernance
andEconomicRecovery(ledbyUNDP)Duringthehumanitarian
response toaddress IDPneeds in2006, theProtectionCluster and
sectoralgroupswerecriticizedorprioritizingpoliticalinterestsover
immediateneeds(Derderianetal2007)AccordingtoDerderianet
al (2007), instead o addressing emergency needs throughoutCtedIvoire,theUNresponsetargetedtheirinterventionsalmostexclu-
sivelyinthetownoGuiglo,inanattempttoimproverelationsinan
areawhereanti-UNriotshadbeenwidespread
Food Security Impacts
Thepost-electionviolencehadimmediateandsevere impactson
ood security inCte dIvoire, with repercussions throughout the
WestAricaRegionShortlyatertheonsetotheconfict,thefowogoodsromoodsurplusregionsinthenorthtoooddecitareasin
thesouthwasalmostcompletelydisrupted(FEWSNET2011)Bythe
endoDecember,thesupplyogoodstomarketsinAbidjanslowed,
leadingtoshortagesandtriggeringrisingoodprices,particularlyor
cereals, tubers, andmeats By January, ood priceshad increased 39
percentorcookingoil,50percentorsugar,and50percentormeats,
comparedtotheirpre-electionlevels,whichhadalreadybeenextraor-
dinarilyhighdue totheoodpricecrisis(WFP2011)OnJanuary
24, inaneort tooustGbagbo rom power,Ouattara imposed anexportbanoncocoaproducts,amajorincomesourceorGbagbo
Thecocoaexportbanbroughtaboutasharpdeclineinthepriceo
cocoalocally,causingarmerstosellcropsatdepressedprices(OCHA
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2011)BylateMarch,over1millionpeoplewereinternallydisplaced
duetotheconfict,puttingsignicantstrainonhosthouseholdsand
causingshortagesooodandwaterinreceivingcommunities(United
Nations2011)Beorefeeingtheirhomes,manyhouseholdssoldotheirassets,includingharvestedcrops,livestock,andseedstocks,while
remainingstandingcropsweredestroyedthroughoutconfict-aected
areas(OCHA2011,FAO2011)
Thecrisis aected ood security beyondCte dIvoires borders
ByApril,anestimated100,000reugeeshadfedtoLiberia(OCHA
2011)Thissuddeninfuximmediatelydroveupthedemandorbasic
staples,urtherincreasingoodpricesthatwerealreadyhighdueto
underlyinginfationBylateJanuary,pricesorcassava,palmoiland
gasolinewere25to35percentaboveaverageinLiberiancountiesneartheCtedIvoireborder (FEWSNET 2011)Many reugees fee-
ingtoLiberiastayedwithrelativesinNimbaCountyintheLiberian
borderregion,puttingtremendouspressureonlimitedhouseholdre-
sourcesArapidhouseholdoodsecurityassessmentinNimbaCounty
conductedinMarch2011oundthat80percentobothreugeesand
host householdshad poor ood consumption patterns and over 60
percentoreugeeswereemployingadversecopingstrategies,suchas
skippingmeals(TambaandAnderson2011)Theimpactsothecrisis
wereeltthroughouttheWestAricaRegion,aspricesorcookingoilandsugar,bothowhicharenormallyimportedromCtedIvoire,
increasedbyasmuchas40percentbetweenDecemberandFebruary
inBurkinaFaso,Mali,Mauritania,andNiger(FEWSNET2011)
The Response
ThecrisisinCtedIvoirecaughttheUN,theclustersystem,and
thehumanitariancommunityoguardSincethesigningothe2007
peaceagreement,thepoliticalandoperationalocusotheUNanddonorsinCtedIvoirehadshitedincreasinglytowardsdevelopment
objectivesandewhumanitarianagencieshadmaintainedasubstantial
in-countrypresence(Baldeetal2011)Asaresult,thereweresigni-
cantdelaysinreestablishinghumanitarianresponseandcoordination
mechanismsandtheclustersystemwasnotormallyre-activateduntil
mid-January,overamonthaterthecrisisbeganAtimelyresponsewas
urthercomplicatedasalmostallinternationalsta,withtheexception
osomeclustersta,wereevacuatedromCtedIvoirebytheend
oDecemberduetothedeterioratingsecuritysituation(Baldeetal2011)
TherstrelieoperationsinCtedIvoirebegantheweekoJanu-
ary17,sixweeksaterthecrisisbegan,whenWFPbegantargetedood
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distributionsWFPtoIDPsitesAroundthistime,theclustersystemwas
activatedatboththenationallevel,inAbidjan,andinthreeregional
siteswheresignicantdisplacementhadoccurred:Man,Danan,and
DukouGainingaccesstodisplacedpopulationswasdicultduetotheintenseghting, especially inAbidjanandCtedIvoireswest-
ern region Fundingorthehumanitarian responsewas particularly
slowtomaterialize,partlybecausethecrisisinCtedIvoirecoincided
withtheeventsinTunisia,Egypt,andLibya(TheEconomist2011)By
April2011,only14percentotheEmergencyHumanitarianAction
Plan(EHAP)hadbeenunded(OCHA2011)
Duringtheearlystagesothecrisis,theFoodSecurityClusterre-
sponse consisted primarilyogeneral ooddistributions targetedto
communitieshostingIDPsandtoIDPcampsFooddistributionsini-tiallytargeted25,000people,butasthesituationdeterioratedinearly
March,generalooddistributionswerescaledupsignicantly,target-
ing125,000peopleinCtedIvoireandanadditional186,000people
inLiberia(WFP2011)Astheviolencesubsidedshortlyaterthearrest
oGbagbo,FAObeganthedistr ibutionoaproductionkit,consist-
ingocerealseeds,cowpea,okra seeds, tools,andbasic ertilizersto
anestimated9,000householdsinareasaectedbythecrisis(OCHA
2011)InJune,FAO,WFP,andotherFoodSecurityClusteractorscar-
riedoutajointcountry-wideneedsassessmenttomapoutoodandagriculturalneeds(OCHA2011)InJuly,FoodSecurityClusterpart-
nerscarriedoutacashandvouchereasibilitystudy,andacashtranser
interventioninAbidjantargeting10,800beneciarieswassettobegin
inAugust(WFP2011)
Coordination Issues
Theclustersystemsperormancewashamperedinpartbythechal-
lengingoperatingconditionsothe crisis, butalsobecause thehu-manitariansysteminCtedIvoirewasill-preparedtodealwithsuch
asituationAnevaluationoUNHCRsresponsetothepost-election
crisisoundthatmany(thoughnotall)othemembersothecluster
systemwerehighlycriticaloitsperormanceOneintervieweenoted,
Clustersshouldbea orumorresponse,heretheyarea orumor
stone-throwing(Baldeetal2011,p46)Theexclusiononational
andlocalactorsromtheclustersystemwasidentiedasaparticularly
concerningissueAlthoughcivilsocietyorganizationsplayedacritical
roleinacilitatingaccesstoaectedpopulationsduringtheearlystagesothecrisis,theirparticipationinclustermeetingshasbeenminimal,
especiallysincethegrowingreturnointernationalNGOs(INGOs)
toCtedIvoire(Baldeetal2011)
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CoordinationintheFoodSecurityClusterbenetedgreatlyrom
FAOandWFPspriorexperienceworkingtogetherasco-leadsothe
FoodSecurityandNutritionSectoralGroupduringprevioushuman-
itarianresponsesinCtedIvoireThisexperiencehelpedtoacilitateaairlynaturalprocessomergingoodassistanceandagricultureac-
tivitiesduringthepost-electionresponse(Interview2011)However,
whilecoordinationbetweenco-leadsunctionedrelativelysmoothly
atthecountrylevel,situationsaroseinwhichconfictinginormation
waspassedonromthegloballeveltothecountrylevelandviceversa
Onerespondentidentiedaneedorexternaltechnicalguidance,
especiallyinrelationtocashandvoucherprogrammingandinorma-
tionmanagementFoodSecurityClustermemberswereeagertoroll
outcashandvoucherprograms;however,becausethesewerenewac-tivities,technicalsupportwasrequiredtodeterminetheeasibilityo
scalingupStrongertechnicalguidancewasneededalsobecausemany
INGOFoodSecurityClusterpartnershadarrivedinCtedIvoire
shortlyaterthecrisisbeganandhadlittleothecontextualknowl-
edgeothecountryneededtoinormprogrammingdecisions(Inter-
view2011)
Lessons Learned
Limited preparedness delayed the humanitarian response. Withthe
signingothe2007peaceagreement,donorsandagencieshadshited
the ocus o their programming romhumanitarian todevelop-
mentandewhumanitarianactorsmaintainedastrongpresencein
CtedIvoireTherenewedviolencein2010caughtthehumanitarian
systemoguard,whichresultedinthelateactivationothecluster
systemandanoveralldelayed responseThishighlights theact that
transitionscangobothwaysandunderscorestheimportanceopre-
paringorunexpectedchangesandpossiblesetbacksTechnical guidance is needed from the global level, especially for new
types of responses. FoodSecurityCluster partners inCtedIvoire
wereeager torolloutcashandvoucherprograms;however, as this
wasanewtypeoactivity,externaltechnicalsupportwasneededto
guidetheirplanningandimplementationTheCtedIvoireexample
underscoresthepotentialrolethattheglobalFSCcanandwillplay
inprovidingtoolsandguidancetocountry-levelclusters,especiallyin
thecaseonewtypesoprogrammingTechnicalbackstoppingdoes
notnecessarilyhavetocomeromglobalFSCsta(asitissmallandboundtobeoverstretched);however,iitisgoingtobeprovided,it
requiresabudget
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