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    1

    Maastricht ATC 2006

    Overview of ACAS II / TCAS II

    Version 1.4 7 January 2009

    DISCLAIMER

    2009 The European Organisation for the Safety of Air Navigation (EUROCONTROL). This document is

    published by EUROCONTROL for information purposes. It may be copied in whole or in part provided that

    EUROCONTROL is mentioned as a source and to the extent justified by the non-commercial use (not for sale).

    The information in this document may not be modified without prior written permission from EUROCONTROL.The use of this document is at user's sole risk and responsibility. EUROCONTROL expressly disclaims any andall warranties with respect to the document, expressed or implied.

    Additionally, the disclaimer available under www.euroocontrol.int/acas applies to the information contained in

    this presentation.

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    2Version 1.4 2009 EUROCONTROL

    ACAS

    ACAS: Airborne Collision Avoidance System

    ACAS is a set of standards defined by ICAO:

    an ACAS I issues Traffic Advisories (TAs) an ACAS II issues Resolution Advisories (RAs), in addition to TAs, in the

    vertical plane only

    an ACAS III issues Resolution Advisories (RAs), in addition to TAs, in both the

    vertical and in the horizontal plane

    Only ACAS II standards have been defined and approved

    ACAS equipage automatically implies Mode S equipage

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    TCAS

    TCAS: Traffic alert and Collision Avoidance System

    TCAS II v7.0 is the current in-use system for Europe

    An upgrade to TCAS II v7.1 is planned the implementation schedule is notknown yet

    TCAS II v6.04a is still in-use in some countries, notably USA

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    ACAS II principles

    Intended as a last resort protection against risk of collision

    Designed forcollision avoidance only

    Independent of ground-based systems and the auto-pilot and of

    NAV systems

    ACAS algorithms and parameters as far as possible chosen to be

    compatible with separation standards - but:

    Does not warn of loss of separation

    Sometime generate unnecessary (nuisance) alerts

    Sense of RAs coordinated between ACAS equipped aircraft

    Complying with RAs can result in deviation from clearance

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    Situation in the world

    Europe: The carriage of ACAS II has been mandatory from 1-1-2005 for all civilian

    turbine-engined aircraft carrying more than 19 passengers or with the maximum

    take-off mass more than 5700 kg

    USA: TCAS II has been mandatory in US airspace since 1994, for all civilian turbine-

    engined aircraft carrying more than 30 passengers

    Three manufacturers (Rockwell-Collins, ACSS, Honeywell)

    ICAO has recommended world-wide mandatory ACAS II carriage

    (1-1-2003)

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    Equipment description

    TCAS DIRECTIONAL

    ANTENNA

    MODE S

    ANTENNA

    MODE S

    XPDRTCAS II

    UNIT

    GEARS &

    FLAPS

    AIR DATA

    COMPUTER

    (ADC)

    RADAR ALTIMETER

    LOWER TCAS

    ANTENNA

    MODE S

    ANTENNA

    TCAS + SSR

    CONTROL

    PANEL

    EFIS or TCAS DISPLAY

    AURAL

    ANNUNCIATION

    COORDINATION

    & INHIBITION

    RADAR ALTIMETER

    ANTENNA

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    Functions

    Surveillance of adjacent transponders (range = 14 NM)

    Maximum number of aircraft processed = 30

    Determination of the alerts: TA and RA

    Co-ordination between two TCAS units (through the mode S data-link)

    Aural annunciations

    Display of information on Vertical Speed Indicators (VSI) or on EFIS (ND

    + PFD)

    Processing cycle = 1 second

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    Example of IVSI-type TCAS display(classic instrumentation)

    Other traffic

    Proximate traffic

    Intruding traffic

    Threat

    Resolution advisory

    Intruder target

    Relative altitude (ft x 100)

    Vertical trend arrow

    Vertical speed needleTCAS display centre

    2-NM radius circle

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    The TCAS information are dispatched between the PFD (Primary Flight

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    Example of EFIS with RAs displayed onthe vertical speed scale

    310 4020

    315

    305

    320

    300

    340

    360

    280

    .818 STD

    AP1

    A/THR

    FL 310

    MACH ALT HDG

    2

    The pilot must manoeuvre the aircraft to comply with the specified vertical

    speed (here: -1500 fpm)

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    On this PFD the RA is converted into an attitude value to avoid When the pilot

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    Example of EFIS with RAs displayed onthe artificial horizon

    31040

    2032

    340

    360

    380

    320

    300

    280

    260

    30800

    30600

    31200

    31400

    5

    6

    STD

    M 0.82 31000

    240CRS 110

    SPD L-NAV ALT

    0.81810 11 12

    1314

    09

    08

    The pilot acts on the aircraft attitude

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    11/64 The horizontal test is based upon a measurement of the slant range every

    11Version 1.4 2009 EUROCONTROL

    Initiation of alerts

    Horizontal test: time to reach the Closest Point of Approach (CPA)

    (or "DMOD" distance if the closing speed is low)

    Vertical test: time to reach co-altitude (or "ZTHR" if the aircraft aresteady)

    The TA/RA threshold values increase with the altitude

    The bearing is not taken into account (only used for the display)

    RA sense selection: objective of safe vertical distance "ALIM",

    co-ordination

    If the intruder does not transmit its altitude, there will be no RA

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    Threshold values (TCAS II v7)

    Layer dependentSensitivity-level dependent

    8503006001202-6000 AGL

    8503006001250.215153+- 1001000 AGL

    8503006002300.3520184+- 2002350 AGL

    8503506003400.5525205+- 5005,000 MSL

    8504006004450.830226+- 50010,000 MSL

    8506007005481.135257+- 50020,000 MSL

    12007008006481.135257+- 50042,000 MSL

    ZTHR_TA(ft)

    ALIM(ft)

    ZTHR(ft)

    LayerTAU_TA(s)

    DMOD(nm)

    TAU(s)

    VTT(s)

    Sensitivitylevel

    Hysteresis(ft)

    Above Altitude(ft)

    TAU Time to CPA

    CPA Closest Point of Approach

    DMOD Distance Modif ier

    Layer Altitude Layer

    ZTHR Fixed Threshold (RA)ZTHR TA Fixed Threshold (TA)

    ALIM Miss Distance

    VTT Variable Threshold Test

    1550 (+-100) AGL and below TCAS inhibits INCREASE DESCEND RAs

    1100 (+-100) AGL and below TCAS inhibits DESCEND RAs

    1000 (+-100) AGL and below TCAS inhibits all RAs500 (+-100) AGL and below TCAS inhibits all Aural Alerts

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    Illustration of the horizontal test

    35seconds

    Intruder

    TCAS

    The collision avoidance criterion is a generally a time parameter

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    RA sense selection

    The 'downward' sense will achieve ALIM, the 'upward' sense will not.

    The 'downward' option is therefore selected.

    TCAS

    Threat

    CPA

    'downward'

    'upward'

    ALIM

    ALIM

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    RA without altitude crossing

    Both 'downward' and 'upward' senses will achieve ALIM. The 'upward'

    sense is selected because it prevents the TCAS aircraft from

    crossing through the intruder's altitude

    ALIM

    CPA

    ALIM

    Climb RAissued

    TCAS

    Threat

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    Target on-the-ground determination

    Radaraltimeter

    value

    1,700 feet above ground level

    (Threshold below which TCAS checks for targets on the ground)

    380-foot allowance

    Barometricaltimeter

    Ground level

    Standard altimeter setting Estimated elevation of ground

    Declaredairborne

    Declared

    on ground

    Declared

    on ground

    TCAS uses the radar altimeter data to progressively inhibit some advisories

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    Miss Distance Filtering

    TCAS

    Intruder35seconds

    HMD

    TCAS A/C

    ground speed

    Intruderground speed

    TCAS computes the Horizontal

    Miss Distance (HMD).

    If the HMD is "sufficient", no RA

    TCAS II tries to estimate HMD as it triggers an RA

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    Alerts: "Traffic Advisory"

    Thresholds: horizontal: 20 to 48 s (or DMOD = 0.3 to 1.3 NM)

    vertical: 20 to 48 s (or ZTHR = 850 or 1,200 ft)

    Aural annunciation: "Traffic, traffic

    Intruder: solid amber circle

    Helps to the visual acquisition of the intruder

    Prepares the crew for a possible RA

    No manoeuvres shall be made in response to TA

    TA shall not be reported to ATC

    Aircraft manoeuvres in response to TA are prohibited because of the high risk

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    Alerts: "Resolution Advisory"

    Thresholds: horizontal: 15 to 35 s (or DMOD = 0.2 to 1.1 NM)

    vertical: 15 to 35 s (or ZTHR = 600 to 800 ft)

    Aural annunciations: "climb", "descend", "increase climb", "increasedescent", "monitor vertical speed", etc.

    Display of a range of vertical speeds or attitudes to avoid

    Objective: a safe vertical distance ALIM varying from 300 to 700 ft

    An RA takes into account all existing threats

    The RA intensity is checked and revised, if necessary, every second

    The various thresholds relate to the altitude band in which the aircraft are

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    Alerts: Resolution Advisory

    The pilot must react within 5 seconds

    A vertical speed of +/-1,500 fpm (acceleration = 0.25 g) is generallyrequired, but may vary according to the event

    Pilots shall nevermanoeuvre in the opposite sense to the TCAS RA(RAs are coordinated with other suitably equipped aircraft)

    The pilot must inform ATC as soon as possible

    The "Clear of Conflict" message is issued when the aircraft divergehorizontally

    The pilot must then resume the ATC clearance

    The vertical acceleration required to comply TCAS deviations should be hardly

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    TCAS Advantages

    Independent system, which acts as a last resort safety barrier

    Highly accurate distance measurements, with a one-second refresh

    rate

    All threats taken into account

    TCAS-TCAS co-ordination

    Detection of all transponding aircraft, including those which are not

    displayed on the controllers screen

    TCAS II reduced the risk of mid-air collision

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    Limitations: General

    No detection of aircraft without or not operating transponders (e.g.

    VFRs, military flights)

    No knowledge of the pilots intentions and of the ATC separation

    minima

    Basic display: no identification, no past positions, no speed vector

    The potential dangers of some normal controlling practices with the

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    Limitations: Unnecessary Alerts

    Some alerts seen by the pilots and controllers as unnecessary

    (nuisance) alerts, especially 1000-ft level offs

    The alerts are unnecessary only in hindsight

    Limited horizontal tracking unless ground tracks of both aircraft

    remain very straight, an RA can be generated even if the aircraft are

    3 NM apart

    The RAs occurring in the 1 000 ft level off geometry situations make +/ 50%

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    Operational impact: Controllers

    Consequences of an RA:

    Disturbance to the tactical control plan

    Possibility of an induced conflict, although TCAS has a multiple threat

    processing

    Frequency overload, initial lack of understanding

    In practice:

    Controller will not know about the RA until notified by the pilot

    If the RA event is known, the controller must cease issuing any

    instructions, but should provide traffic information

    The controllermust not considerthe TCAS equipment of the aircraft to

    establish and maintain spacing (ICAO)

    The concern of a conflict induced by an aircraft responding to an RA is

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    Doc. 8168 (1/3)

    Airborne collision avoidance system (ACAS) indications shall be used by pilots in theavoidance of potential collisions, the enhancement of situational awareness, and the activesearch for, and visual acquisition of, conflicting traffic.

    Doc. 8168, part VIII, para. 3.1.1

    Pilots should use appropriate procedures by which an aeroplane climbing or descending toan assigned altitude or flight level, especially with an autopilot engaged, may do so at a rateless than 8 m/s (or 1 500 ft/min) throughout the last 300 m (or 1 000 ft) of climb or descent tothe assigned altitude or flight level when the pilot is made aware of another aircraft at orapproaching an adjacent altitude or flight level, unless otherwise instructed by ATC. Theseprocedures are intended to avoid unnecessary airborne collision avoidance system (ACAS II)resolution advisories in aircraft at or approaching adjacent altitudes or flight levels. Forcommercial operations, these procedures should be specified by the operator.

    Doc. 8168, part VIII, para. 3.3

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    Doc. 8168 (2/3)

    Nothing in the procedures specified in 3.2 hereunder shall prevent pilots-in-command from exercising

    their best judgement and full authority in the choice of the best course of action to resolve a traffic

    conflict or avert a potential collision.

    Note 1. The ability of ACAS to fulfil its role of assisting pilots in the avoidance of potential collisions is

    dependent on the correct and timely response by pilots to ACAS indications. Operational experience

    has shown that the correct response by pilots is dependent on the effectiveness of initial and recurrent

    training in ACAS procedures.

    Note 2. ACAS II Training Guidelines for Pilots are provided in Attachment A to Part VIII.

    Doc. 8168, part VIII, para. 3.1.2

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    Doc. 8168 (3/3)

    In the event of an RA, pilots shall:

    1) respond immediately by following the RA as indicated, unless doing so would jeopardize the safety of the aeroplane;Note 1. Stall warning, wind shear, and ground proximity warning system alerts have precedence over ACAS

    Note 2. Visually acquired traffic may not be the same traffic causing an RA. Visual perception of an encounter may be misleading, particularlyat night.

    2) follow the RA even if there is a conflict between the RA and an air traffic control (ATC) instruction to manoeuvre;

    3) not manoeuvre in the opposite sense to an RA;Note. In the case of an ACAS-ACAS coordinated encounter, the RAs complement each other in order to reduce the potential for collision.Manoeuvres, or lack of manoeuvres, that result in vertical rates opposite to the sense of an RA could result in a collision with the threat aircraft.

    4) as soon as possible, as permitted by aircrew workload, notify the appropriate ATC unit of any RA which requires a deviationfrom the current air traffic control instruction or clearance;Note. Unless informed by the pilot, ATC does not know when ACAS issues RAs. It is possible for ATC to issue instructions that areunknowingly contrary to ACAS RA indications. Therefore, it is important that ATC be notified when an ATC instruction or clearance is not beingfollowed because it conflicts with an RA.

    5) promptly comply with any modified RAs;

    6) limit the alterations of the flight path to the minimum extent necessary to comply with the RAs;

    7) promptly return to the terms of the ATC instruction or clearance when the conflict is resolved; and

    8) notify ATC when returning to the current clearance.Note. Procedures in regard to ACAS-equipped aircraft and the phraseology to be used for the notification of manoeuvres in response to aresolution advisory are contained in the PANS-ATM (Doc 4444), Chapters 15 and 12, respectively.

    Doc. 8168, part VIII para. 3.2.c

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    Doc. 4444 (1/2)

    When a pilot reports an ACAS resolution advisory (RA), the controller shall not attempt

    to modify the aircraft flight path until the pilot reports Clear of Conflict.

    Doc. 4444, para. 15.6.3.2

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    RA Phraseology (Doc. 4444)

    ... after a flight crew starts to deviate from any ATC clearance or instruction to comply with an ACAS resolution advisory (RA)(Pilot and controller interchange):

    PILOT: [callsign] TCAS RA;

    ATC: [callsign] ROGER;

    ... after the response to an ACAS RA is completed and a return to the ATC clearance or instruction is initiated (Pilot and

    controller interchange):

    PILOT: [callsign] CLEAR OF CONFLICT, RETURNING TO (assigned clearance);

    ATC: [callsign] ROGER (or alternative instructions);

    after the response to an ACAS RA is completed and the assigned ATC clearance or instruction has been resumed (Pilot and

    controller interchange):

    PILOT: [callsign] CLEAR OF CONFLICT, RETURNING TO (assigned clearance);

    ATC: [callsign] ROGER (or alternative instructions);

    after an ATC clearance or instruction contradictory to the ACAS RA is received, the flight crew will follow the RA and inform

    ATC directly (Pilot and controller interchange):

    PILOT: [callsign] CLEAR OF CONFLICT (assigned clearance) RESUMED;

    ATC: [callsign] ROGER;

    Doc. 4444, para. 12.3.1.2 r- y

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    RA & Aural Alerts (TCAS II version 7.0)

    Monitor vertical speedNo changePreventive RAMonitor vertical speedNo changePreventive RA

    Clear of conflictRA RemovedClear of conflictRA Removed

    Maintain vertical speed, crossing

    maintain 1500 to 4400

    Maintain crossing

    descend

    Maintain vertical speed,

    crossing maintain1500 to 4400

    Maintain crossing

    climb

    Increase descent, increase

    descent2500Increase descentIncrease climb, increase climb2500Increase climb

    Descend, descend NOW;

    Descend, descend NOW 1500Reversal descent

    Climb, climb NOW; Climb, climb

    NOW1500Reversal climb

    Adjust vertical speed, adjust

    < 0

    < +500

    < +1000

    < +2000

    Reduce descentAdjust vertical speed, adjust

    > 0

    > 500

    > 1000

    > 2000

    Reduce climb

    Maintain vertical speed, maintain 1500 to 4400Maintain descendMaintain vertical speed,

    maintain1500 to 4400Maintain climb

    Descend, crossing descend;

    Descend, crossing descend 1500Crossing descend

    Climb, crossing climb; Climb,

    crossing climb1500Crossing climb

    Descend, descend 1500DescendClimb, climb1500Climb

    AuralRequired vertical

    rate (fpm)RAAural

    Required vertical

    rate (fpm)RA

    Downward senseUpward sense

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    1

    Maastricht ATC 2006

    Overview of ACAS II / TCAS II

    Version 1.4 7 January 2009

    DISCLAIMER

    2009 The European Organisation for the Safety of Air Navigation (EUROCONTROL). This document is

    published by EUROCONTROL for information purposes. It may be copied in whole or in part provided that

    EUROCONTROL is mentioned as a source and to the extent justified by the non-commercial use (not for sale).

    The information in this document may not be modified without prior written permission from EUROCONTROL.

    The use of this document is at user's sole risk and responsibility. EUROCONTROL expressly disclaims any and

    all warranties with respect to the document, expressed or implied.

    Additionally, the disclaimer available under www.euroocontrol.int/acas applies to the information contained in

    this presentation.

    ACAS

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    2Version 1.4 2009 EUROCONTROL

    ACAS

    ACAS: Airborne Collision Avoidance System

    ACAS is a set of standards defined by ICAO:

    an ACAS I issues Traffic Advisories (TAs)

    an ACAS II issues Resolution Advisories (RAs), in addition to TAs, in the

    vertical plane only an ACAS III issues Resolution Advisories (RAs), in addition to TAs, in both the

    vertical and in the horizontal plane

    Only ACAS II standards have been defined and approved

    ACAS equipage automatically implies Mode S equipage

    TCAS

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    TCAS

    TCAS: Traffic alert and Collision Avoidance System

    TCAS II v7.0 is the current in-use system for Europe

    An upgrade to TCAS II v7.1 is planned the implementation schedule is not

    known yet

    TCAS II v6.04a is still in-use in some countries, notably USA

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    Sit ation in the orld

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    Situation in the world

    Europe: The carriage of ACAS II has been mandatory from 1-1-2005 for all civilian

    turbine-engined aircraft carrying more than 19 passengers or with the maximum

    take-off mass more than 5700 kg

    USA: TCAS II has been mandatory in US airspace since 1994, for all civilian turbine-

    engined aircraft carrying more than 30 passengers

    Three manufacturers (Rockwell-Collins, ACSS, Honeywell)

    ICAO has recommended world-wide mandatory ACAS II carriage

    (1-1-2003)

    Equipment description

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    6Version 1.4 2009 EUROCONTROL

    Equipment description

    TCAS DIRECTIONAL

    ANTENNA

    MODE S

    ANTENNA

    MODE S

    XPDRTCAS II

    UNIT

    GEARS &

    FLAPS

    AIR DATA

    COMPUTER

    (ADC)

    RADAR ALTIMETER

    LOWER TCAS

    ANTENNA

    MODE S

    ANTENNA

    TCAS + SSR

    CONTROL

    PANEL

    EFIS or TCAS DISPLAY

    AURAL

    ANNUNCIATION

    COORDINATION

    & INHIBITION

    RADAR ALTIMETER

    ANTENNA

    Functions

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    Functions

    Surveillance of adjacent transponders (range = 14 NM)

    Maximum number of aircraft processed = 30

    Determination of the alerts: TA and RA

    Co-ordination between two TCAS units (through the mode S data-link)

    Aural annunciations

    Display of information on Vertical Speed Indicators (VSI) or on EFIS (ND

    + PFD)

    Processing cycle = 1 second

    Example of IVSI-type TCAS display

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    p yp p y

    (classic instrumentation)

    Other traffic

    Proximate traffic

    Intruding traffic

    Threat

    Resolution advisory

    Intruder target

    Relative altitude (ft x 100)

    Vertical trend arrow

    Vertical speed needleTCAS display centre

    2-NM radius circle

    Example of EFIS with RAs displayed on

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    the vertical speed scale

    31040

    20

    315

    305

    320

    300

    340

    360

    280

    .818 STD

    AP1

    A/THR

    FL 310

    MACH ALT HDG

    2

    The pilot must manoeuvre the aircraft to comply with the specified vertical

    speed (here: -1500 fpm)

    Example of EFIS with RAs displayed on

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    10Version 1.4 2009 EUROCONTROL

    the artificial horizon

    31040

    2032

    340

    360

    380

    320

    300

    280

    260

    30800

    30600

    31200

    31400

    5

    6

    STD

    M 0.82 31000

    240CRS 110

    SPD L-NAV ALT

    0.81810 11 12

    13

    14

    09

    08

    The pilot acts on the aircraft attitude

    Initiation of alerts

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    Initiation of alerts

    Horizontal test: time to reach the Closest Point of Approach (CPA)(or "DMOD" distance if the closing speed is low)

    Vertical test: time to reach co-altitude (or "ZTHR" if the aircraft are

    steady)

    The TA/RA threshold values increase with the altitude

    The bearing is not taken into account (only used for the display)

    RA sense selection: objective of safe vertical distance "ALIM",

    co-ordination

    If the intruder does not transmit its altitude, there will be no RA

    Threshold values (TCAS II v7)

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    Threshold values (TCAS II v7)

    Sensitivity-level dependent Layer dependent

    Above Altitude(ft)

    Hysteresis(ft)

    Sensitivitylevel

    VTT(s)

    TAU(s)

    DMOD(nm)

    TAU_TA(s)

    Layer ZTHR(ft)

    ALIM(ft)

    ZTHR_TA(ft)

    42,000 MSL +- 500 7 25 35 1.1 48 6 800 700 1200

    20,000 MSL +- 500 7 25 35 1.1 48 5 700 600 850

    10,000 MSL +- 500 6 22 30 0.8 45 4 600 400 850

    5,000 MSL +- 500 5 20 25 0.55 40 3 600 350 850

    2350 AGL +- 200 4 18 20 0.35 30 2 600 300 850

    1000 AGL +- 100 3 15 15 0.2 25 1 600 300 850

    -6000 AGL 2 20 1 600 300 850

    TAU Time to CPA

    CPA Closest Point of Approach

    DMOD Distance Modifier Layer Altitude Layer

    ZTHR Fixed Threshold (RA)

    ZTHR TA Fixed Threshold (TA)

    ALIM Miss Distance

    VTT Variable Threshold Test

    1550 (+-100) AGL and below TCAS inhibits INCREASE DESCEND RAs

    1100 (+-100) AGL and below TCAS inhibits DESCEND RAs

    1000 (+-100) AGL and below TCAS inhibits all RAs500 (+-100) AGL and below TCAS inhibits all Aural Alerts

    Illustration of the horizontal test

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    Illustration of the horizontal test

    35seconds

    Intruder

    TCAS

    The collision avoidance criterion is a generally a time parameter

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    RA without altitude crossing

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    RA without altitude crossing

    Both 'downward' and 'upward' senses will achieve ALIM. The 'upward'sense is selected because it prevents the TCAS aircraft from

    crossing through the intruder's altitude

    ALIM

    CPA

    ALIM

    Climb RA

    issued

    TCAS

    Threat

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    Miss Distance Filtering

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    Miss Distance Filtering

    TCAS

    Intruder35seconds

    HMD

    TCAS A/C

    ground speed

    Intruder

    ground speed

    TCAS computes the Horizontal

    Miss Distance (HMD).If the HMD is "sufficient", no RA

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    Alerts: "Resolution Advisory"

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    y

    Thresholds: horizontal: 15 to 35 s (or DMOD = 0.2 to 1.1 NM)

    vertical: 15 to 35 s (or ZTHR = 600 to 800 ft)

    Aural annunciations: "climb", "descend", "increase climb", "increasedescent", "monitor vertical speed", etc.

    Display of a range of vertical speeds or attitudes to avoid

    Objective: a safe vertical distance ALIM varying from 300 to 700 ft

    An RA takes into account all existing threats

    The RA intensity is checked and revised, if necessary, every second

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    TCAS Advantages

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    g

    Independent system, which acts as a last resort safety barrier

    Highly accurate distance measurements, with a one-second refresh

    rate

    All threats taken into account

    TCAS-TCAS co-ordination

    Detection of all transponding aircraft, including those which are not

    displayed on the controllers screen

    TCAS II reduced the risk of mid-air collision

    Limitations: General

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    No detection of aircraft without or not operating transponders (e.g.

    VFRs, military flights)

    No knowledge of the pilots intentions and of the ATC separation

    minima

    Basic display: no identification, no past positions, no speed vector

    Limitations: Unnecessary Alerts

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    Some alerts seen by the pilots and controllers as unnecessary(nuisance) alerts, especially 1000-ft level offs

    The alerts are unnecessary only in hindsight

    Limited horizontal tracking unless ground tracks of both aircraft

    remain very straight, an RA can be generated even if the aircraft are3 NM apart

    Operational impact: Pilots

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    An RA is usually stressful experience: surprise, very rapiddevelopment (around 30 s)

    Consequences:

    frequently excessive deviations (observed average: 650 ft)

    slow returns to the ATC clearance (brief loss of confidence) discussions on the frequency and correct phraseology not always used

    Crews often use the TCAS display as a surveillance tool: high risk of

    misinterpretation

    Air crew training is essential

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    Doc. 8168 (2/3)

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    Nothing in the procedures specified in 3.2 hereunder shall prevent pilots-in-command from exercisingtheir best judgement and full authority in the choice of the best course of action to resolve a traffic

    conflict or avert a potential collision.

    Note 1. The ability of ACAS to fulfil its role of assisting pilots in the avoidance of potential collisions is

    dependent on the correct and timely response by pilots to ACAS indications. Operational experience

    has shown that the correct response by pilots is dependent on the effectiveness of initial and recurrenttraining in ACAS procedures.

    Note 2. ACAS II Training Guidelines for Pilots are provided in Attachment A to Part VIII.

    Doc. 8168, part VIII, para. 3.1.2

    Doc. 8168 (3/3)

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    In the event of an RA, pilots shall:

    1) respond immediately by following the RA as indicated, unless doing so would jeopardize the safety of the aeroplane;Note 1. Stall warning, wind shear, and ground proximity warning system alerts have precedence over ACAS

    Note 2. Visually acquired traffic may not be the same traffic causing an RA. Visual perception of an encounter may be misleading, particularlyat night.

    2) follow the RA even if there is a conflict between the RA and an air traffic control (ATC) instruction to manoeuvre;

    3) not manoeuvre in the opposite sense to an RA;Note. In the case of an ACAS-ACAS coordinated encounter, the RAs complement each other in order to reduce the potential for collision.Manoeuvres, or lack of manoeuvres, that result in vertical rates opposite to the sense of an RA could result in a collision with the threat aircraft.

    4) as soon as possible, as permitted by aircrew workload, notify the appropriate ATC unit of any RA which requires a deviation

    from the current air traffic control instruction or clearance;Note. Unless informed by the pilot, ATC does not know when ACAS issues RAs. It is possible for ATC to issue instructions that areunknowingly contrary to ACAS RA indications. Therefore, it is important that ATC be notified when an ATC instruction or clearance is not beingfollowed because it conflicts with an RA.

    5) promptly comply with any modified RAs;

    6) limit the alterations of the flight path to the minimum extent necessary to comply with the RAs;

    7) promptly return to the terms of the ATC instruction or clearance when the conflict is resolved; and

    8) notify ATC when returning to the current clearance.

    Note. Procedures in regard to ACAS-equipped aircraft and the phraseology to be used for the notification of manoeuvres in response to aresolution advisory are contained in the PANS-ATM (Doc 4444), Chapters 15 and 12, respectively.

    Doc. 8168, part VIII para. 3.2.c

    Doc. 4444 (1/2)

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    When a pilot reports an ACAS resolution advisory (RA), the controller shall not attempt

    to modify the aircraft flight path until the pilot reports Clear of Conflict.

    Doc. 4444, para. 15.6.3.2

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    RA & Aural Alerts (TCAS II version 7.0)

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    Upward sense Downward sense

    RA Required verticalrate (fpm) Aural RA Required verticalrate (fpm) Aural

    Climb 1500 Climb, climb Descend 1500 Descend, descend

    Crossing climb 1500Climb, crossing climb; Climb,

    crossing climbCrossing descend 1500

    Descend, crossing descend;

    Descend, crossing descend

    Maintain climb 1500 to 4400Maintain vertical speed,

    maintainMaintain descend 1500 to 4400 Maintain vertical speed, maintain

    Maintain crossing

    climb1500 to 4400

    Maintain vertical speed,

    crossing maintain

    Maintain crossing

    descend 1500 to 4400

    Maintain vertical speed, crossing

    maintain

    Preventive RA No change Monitor vertical speed Preventive RA No change Monitor vertical speed

    RA Removed Clear of conflict RA Removed Clear of conflict

    Reduce climb

    > 0

    > 500

    > 1000

    > 2000

    Adjust vertical speed, adjust Reduce descent

    < 0

    < +500

    < +1000

    < +2000

    Adjust vertical speed, adjust

    Reversal climb 1500Climb, climb NOW; Climb, climb

    NOWReversal descent 1500

    Descend, descend NOW;

    Descend, descend NOW

    Increase climb 2500 Increase climb, increase climb Increase descent 2500Increase descent, increase

    descent