A C A M S . O R G / W E B I N A R SJ A N U A RY - J U N E 2 0 1 9

Table ofContentsN o m a t t e r y o u r i n d u s t r y,

r o l e o r i n s t i t u t i o n t y p e ,

y o u w i l l � n d A M L t r a i n i n g

t o � t y o u r n e e d s w i t h

A C A M S We b i n a r s .

a c a m s . o r g / w e b i n a r s2

A b o u t A C A M S We b i n a r s

We b i n a r C a l e n d a r

J a n u a r y We b i n a r s

F e b r u a r y We b i n a r s

M a r c h We b i n a r s

A p r i l We b i n a r s

M a y We b i n a r s

J u n e We b i n a r s

3

4

6

8

1 5

1 8

2 1

2 5

a c a m s . o r g / w e b i n a r s 3

About ACAMSWebinarsA C A M S We b i n a r s p r o v i d e

a c o n v e n i e n t , c o s t - e f f e c t i v e

m e t h o d o f d e l i v e r i n g m a n d a t e d

A M L t r a i n i n g w i t h o u t t h e h a s s l e

a n d a d d e d e x p e n s e o f l e a v i n g

t h e o f � c e .

F o c u s e d o n p r o v i d i n g p r a c t i c a l

k n o w l e d g e a n d i n d u s t r y u p d a t e s ,

A C A M S We b i n a r s o f f e r l o w - c o s t ,

h i g h - q u a l i t y t r a i n i n g f o r y o u r

e n t i r e c o m p l i a n c e s t a f f .

F o r t h o s e A M L p r o f e s s i o n a l s

p u r s u i n g t h e C e r t i � e d A n t i - M o n e y

L a u n d e r i n g S p e c i a l i s t ( C A M S )

c r e d e n t i a l o r w o r k i n g t o w a r d s

r e - c e r t i � c a t i o n , A C A M S ' We b i n a r s

a r e n o t o n l y a c o n v e n i e n t m e t h o d

t o m e e t t r a i n i n g r e q u i r e m e n t s ,

b u t a r e a l s o a n o p t i o n t o o b t a i n

C A M S c r e d i t s .

1 H O U R = 1 C A M S C R E D I T *

2 H O U R S = 2 C A M S C R E D I T S *

* F o r t h o s e w h o q u a l i f y

Webinar CalendarJ A N U A R Y - J U N E 2 0 1 9

Fr e e We b i n a r - Year in Review – EuropeanUpdate

SARs That Shine: Producing Superior Suspicious Activity Reports

Fr e e We b i n a r - 4th, 5th, 6th AMLD - what will comenext? | Conducted in German 

The Truth about False Positives and How to Reduce Them

Fr e e We b i n a r - The Year Ahead: Assessing Emerging APACand Global Financial Crime Issues and Typologies

Taking It to the Top: Tailoring Training for Senior Management

Fr e e We b i n a r - Brazil Focus: AML / CFT and Financial CrimeBriefing | Conducted in Portuguese

Vendor Management: What You Need to Know, and How You Needto Do It

Fr e e We b i n a r - APAC Focus: Quarterly AML / CFT and FinancialCrime Briefing | Conducted in Mandarin

Strengthening AML by Effectively Managing – and Recoveringfrom – a Consent Order

Managing the AML Risks of New Payment Systems Including FinTechand Cryptocurrencies

Sanctions Focus: Keeping Up with Current Sanctions

AML Hot Topics: Analyzing the Latest Developments and Trends inCompliance—And, What They Mean for Compliance Professionals

Ja n u a r y 1 8

Ja n u a r y 3 0

Fe b r u a r y 1

Fe b r u a r y 6

Fe b r u a r y 1 5

Fe b r u a r y 2 0

Fe b r u a r y 2 2

Fe b r u a r y 2 7

M a r c h 1

M a r c h 1 3

M a r c h 2 7

A p r i l 3

A p r i l 1 0

a c a m s . o r g / w e b i n a r s4

Examining Exam Prep: Practical Procedures to Preparefor a Regulatory Exam

A First Anniversary: Assessing the CDD Final Rule’s First Year

LatAm Focus: AML / CFT and Financial CrimeBriefing | Conducted in Spanish

Fr e e We b i n a r - European Focus: AML / CFT and Financial CrimeBriefing

Here’s the Deal: Practical Strategies to Combat Trade-Based MoneyLaundering

Star Search: Recruiting and Retaining Top AML Talent

Fr e e We b i n a r - ACAMS Midyear Review: 2019 ComplianceDevelopments and Challenges

Stirring the Pot: Adjusting AML Programs to Manage Marijuana-RelatedRisks

Fr e e We b i n a r - Utilizing Alert Scenarios, AML Modelsand Public-Private Partnerships to Combat Human Traffickingand Migrant Smuggling

Fr e e We b i n a r - Brazil Focus: AML / CFT and Financial CrimeBriefing | Conducted in Portuguese

Fr e e We b i n a r - APAC Focus: Quarterly AML / CFT and FinancialCrime Briefing | Conducted in Mandarin

A p r i l 24

M a y 8

M a y 1 5

M a y 1 7

M a y 2 2

Ju n e 5

Ju n e 7

Ju n e 1 2

Ju n e 14

Ju n e 2 1

Ju n e 2 8

“ Ve r y i n f o r m a t i v ea n d e n l i g h t e n i n g . Mo st o f

t h e s u b j e c t m a tt e r s c ov e r e da r e i s s u e s I a m w o r k i n g

t o f i n d s o l u t i o n s f o r.”

R O B E R T S TAT N I C K

S E N I O R D ATA A N A LY S T

a c a m s . o r g / w e b i n a r s 5

Year in Review – European Update

J a n u a r y 1 8 , 2 0 1 9 | 1 P M – 2 P M G M T

L E V E L : A L L C A M S C R E D I T S : 1

Presenters f rom across Europe wi l l d iscuss AML regulatory developments in the i r jur isd ict ions dur ing 2018 and what can be expected in 2019.

LEARNING OBJECTIVES• Obta in ing a consol idated understanding of the

overa l l European landscape of 2018 re lated to AML

in i t iat ives• Prov id ing a Europe-wide perspect ive of

ant ic ipated changes to nat ional AML regulat ions

and requirements in compl iance with the 5AMLD in

2019 and beyond• Establ ish ing strategies to deal wi th incorporate

leg is lat ive and regulatory changes into financia l

inst i tut ions’ ant i -financia l cr ime compl iance

programs

WHO SHOULD ATTEND• Compl iance Officers• Senior Management• Risk Managers• Industry Consul tants

REGION/INDUSTRIES• Europe• Bank• Secur i t ies• MSB

a c a m s . o r g / w e b i n a r s6

Fr e e We b i n a r

SARs That Shine: Producing Superior Suspicious Activity Reports

J a n u a r y 3 0 , 2 0 1 9 | 1 2 P M – 2 P M E T

L E V E L : A L L C A M S C R E D I T S : 2

Suspic ious act iv i ty reports (SARs) are centra l to effectual AML, and of v i ta l importance to regulatory and law enforcement agencies. However, producing SARs can be a daunt ing task that , in rea l i ty, is becoming even more complex in an era of cybercr ime, data breaches and dig i ta l ident i t ies. This webinar wi l l focus on pract ica l adv ice for improv ing SAR qual i ty, f rom invest igat ing and document ing the suspic ious act iv i ty to wr i t ing ins ight-fi l led narrat ives that serve as a f ront l ine in the fight against financia l cr ime.

LEARNING OBJECTIVES• Formulat ing invest igat ive systems inc luding tools

such as data analyt ics to achieve proper

management and resolut ions of red flags and a ler ts• Assembl ing gathered ev idence to document v i ta l

support ing deta i ls of suspic ious act iv i ty inc luding

who, what, when, where, why and how • Out l in ing and draf t ing narrat ive that is c lear,

concise, chronologica l and comprehensive and

edi t ing to remove nonessent ia l deta i ls and

informat ion

WHO SHOULD ATTEND• Compl iance Personnel• FIU/ Invest igat ive Specia l is ts• Risk Management Officers• Legal Advisors

REGION/INDUSTRIES• Banking• Secur i t ies• MSBs• Casinos

a c a m s . o r g / w e b i n a r s 7

SuspiciousActivityReports

4th, 5th, 6th AMLD - What wil l comenext? | Conducted in German

F e b r u a r y 1 , 2 0 1 9 | 1 P M – 2 P M C E T

A look at implementat ion efforts and impacts in the DACH region! As ant i -financia l cr ime profess ions, we are chal lenged to keep pace with an ever-changing regulatory env i ronment. The wide-ranging scope of the 4th Ant i Money Launder ing Direct ive (4AMLD) wi th i ts implementat ion into German and Austr ian law has yet to fu l ly reveal i ts operat ional impact, a long with new requirements int roduced with the 5AMLD passing and discussions on a” 6AMLD” possib ly underway. Even for us, th is is an except ional t ime of change. Many financia l inst i tut ions are encounter ing the chal lenge of implement ing the 4AMLD’S requirements as they are being t ransposed into nat ional law in Germany and Austr ia. How do leading profess ional th ink about i t? Join industry experts who wi l l share the i r ins ights and expert ise on how to effect ive ly manage th is ever-changing AFC regulatory env i ronment. Our panel of experts wi l l prov ide up-to-date in format ion on the current status of implementat ion efforts as wel l as lessons learned and best pract ice for implement ing these new AFC requirements. In addi t ion, our panel wi l l a lso d iscuss on what fur ther changes we can to expect to see for AFC regulat ion in Europe in the near future.

4., 5., 6. EU-Geldwäscherichtl inie – was kommt alsnächstes? | Ausgeführt in deutscher Sprache

Ein Überbl ick über d ie Umsetzungsbemühungen und Auswirkungen in der DACH-Region! A ls Profess ionals im Geldwäschebere ich müssen wir uns der Herausforderung ste l len, s ich mit e inem ständig änderndem regulator ischem Umfeld Schr i t t zu hal ten. Der wei t re ichende Umfang der 4. EU-Geldwäscher icht l in ie mit ihrer Übersetzung in das deutsche und österre ich ische Geldwäscherecht hat noch n icht se ine vol le operat ive Auswirkungen gezeigt , da wird bere i ts d ie 5. Geldwäscher icht l in ie verabschiedet und Diskussionen über e ine „6. Geldwäscher icht l in ie“ dauern an. Dies ste l l t defini t iv e ine außergewöhnl iche Si tuat ion dar. V ie le Banken in Deutschland und Österre ich r ingen mit der Umsetzung der Änderungen aus der 4. Geldwäscher icht l in ie wie s ie E inzug in d ie nat ionalen Geldwäschegesetze in Deutschland und Österre ich gefunden haben. W ie denken führende Experten darüber? Seien Sie mit dabei , wenn Experten aus dem Geldwäschebere ich darüber d iskut ieren wie man das s ich ständig ändernde regulator ische Umfeld des Geldwäscherechts effekt iv steuert . Unsere Diskussionsrunde wird Ihnen aktuel le In format ionen zur gegenwärt igen Implement ierung geben, sowie mit Ihnen Lessons Learned und Best Pract ices für zukünft ige Umsetzungen te i len. Zusätz l ich wird Ihnen unser Panel auch e inen Ausbl ick auf d ie europäischen Entwick lungen im Geldwäscherecht geben, d ie uns in der nächsten Zukunft erwarten.

The t rans lat ion is prov ided as a serv ice for German-speaking indiv iduals and is for reference only. Should any d iscrepancies ex ist between the

German and Engl ish vers ion, the Engl ish vers ion prevai ls . Programs and serv ices are prov ided in German.

a c a m s . o r g / w e b i n a r s8

4th, 5th, 6th AMLD - What wil l comenext? | Conducted in German

F e b r u a r y 1 , 2 0 1 9 | 1 P M – 2 P M C E T

L E V E L : A L L E C A M S C R E D I T S : 1

LERNZIELE• Er fahren Sie mehr über den aktuel len 

Umsetzungsstand in Deutschland uns Österre ich Folgen Sie e iner spannenden Diskussion zu Lessons

• Learned- und Best Pract ice-Ansätzen, um Ihre 

zukünft igen  Implement ierungen zu unterstützen Besseres Verständnis und Ins ights der kommenden

Anforderungen 

WER SOLLTE TEILNEHMEN?• Mitarbei ter Innen  in Geldwäsche- und

Ant i-F inancia l Cr ime-Abte i lungen Geldwäschebeauft ragte • Risk Manager Innen • Berater Innen • Mitarbei ter Innen  in Rechtsabte i lungen • Mitarbei ter Innen in Strafver fo lgungs- und

Ermit t lungsbehörden • Mitarbei ter Innen  in Aufs ichtsbehörden

REGIONEN/INDUSTRIEN• DACH-Region • Banken • F inanzindustr ie • Beratung • Legal  • Strafver fo lgungs- und Ermit t lungen • Aufs icht  

a c a m s . o r g / w e b i n a r s 9

The Truth about False Posit ives and How to Reduce Them

F e b r u a r y 6 , 2 0 1 9 | 1 2 P M – 2 P M E T

L E V E L : A L L C A M S C R E D I T S : 2

False posi t ives are cost ly, f rustrat ing, unproduct ive – and, perhaps most important ly, can divert precious compl iance resources away f rom managing rea l AML r isks faced by financia l inst i tut ions. However, whi le fa lse posi t ives can never be complete ly e l iminated, they can be reduced by effect ive management, part icu lar ly of data col lect ion and ver ificat ion and wel l -ca l ibrated monitor ing systems. In th is webinar, expert panel ists wi l l examine the root causes of fa lse posi t ives, whi le prov id ing pract ica l guidance on how to reduce them whi le remain ing v ig i lant on r isk-based overs ight that protects your inst i tut ions.

LEARNING OBJECTIVES• Audi t ing ex ist ing internal data qual i ty contro ls to

ensure informat ion is complete, in standardized

formats across the enterpr ise and f ree of errors or

unnecessary dupl icat ion • Segment ing customer and t ransact ion data to

sharpen systemic focus on most re levant r isks and

adjust moni tor ing protocols as warranted for greater

accuracy on matches and a ler t generat ion • Conduct ing regular rev iews of fa lse posi t ives to

analyze root causes of unwarranted fa lse posi t ive

volumes and avoid overs ight issues such as “a ler t

fat igue”

WHO SHOULD ATTEND• Risk Managers• AML Officers• Technology Advisors• Data Management Specia l is ts

REGION/INDUSTRY• Car ibbean• Global• North Amer ica• Bank• MSB

a c a m s . o r g / w e b i n a r s1 0

The Year Ahead: Assessing Emerging APAC and Global FinancialCrime Issues and Typologies

F e b r u a r y 1 5 , 2 0 1 9 | 1 0 A M – 1 1 A M H K T

L E V E L : A L L C A M S C R E D I T S : 1

Join our panel of experts as they rev iew and assess the year ahead, inc luding the most urgent and emerging issues ant i -financia l cr ime, sanct ions and ant i - terror finance compl iance profess ionals in the APAC region may face throughout 2019. From enforcement act ions, compl iance t rends to regulatory developments, th is webinar wi l l address top-of-mind chal lenges for APAC compl iance profess ionals.

LEARNING OBJECTIVES• Understanding the regulatory response to

cryptocurrencies and dig i t izat ion, inc luding the

effects and changes to the face of financia l cr ime

r isk• Reviewing techniques when responding with

t ra in ing and development in order to empower staff

around emerging red flags• Adjust ing your r isk-based assessment of

jur isd ict ions, customers, products, serv ices and

channels to emerging typologies

WHO SHOULD ATTEND• Compl iance/Pol icy Officers• Risk Managers• Law Enforcement• Regulators

REGION/INDUSTRY• APAC• Global• Bank• Secur i t ies• MSB• Law Enforcement

a c a m s . o r g / w e b i n a r s 1 1

Fr e e We b i n a r

Taking It to the Top: Tai loring Training for Senior Management

F e b r u a r y 2 0 , 2 0 1 9 | 1 2 P M – 2 P M E T

L E V E L : I N T E R M E D I A T E T O A D V A N C E D C A M S C R E D I T S : 2

Regulators today are demanding inst i tut ions foster a cul ture of compl iance, and corporate cul ture starts at the top. Furthermore, robust and comprehensive AML programs a lmost certa in ly requi re senior management buy- in i f compl iance is to be adequate ly resourced and staffed. This webinar prov ides a comprehensive roadmap for developing t ra in ing regimens for the res idents of the C-Sui tes, ensur ing the i r awareness of the i r un ique influence, ro les and responsib i l i t ies in v igorous AML overs ight.

LEARNING OBJECTIVES• Analyz ing F inCEN expectat ions for creat ing a

cul ture of compl iance, to deta i l management

responsib i l i ty for issues such as AML resourc ing

and inst i tut ional support• Formal iz ing communicat ion protocols between

compl iance and senior officers to ensure proper

handl ing of issues such as regulatory changes or

business s ide conflicts• Deta i l ing execut ive responsib i l i t ies in AML such as

NYDFS 504 cert ificat ions and potent ia l personal

l iab i l i ty of execut ives

WHO SHOULD ATTEND• Senior Execut ives• Compl iance Tra in ing Specia l is ts• AML Officers• Human Resources Managers

REGION/INDUSTRY• North Amer ica• Banking• Secur i t ies• Consul t ing

a c a m s . o r g / w e b i n a r s1 2

N Í V E L : T O D O S C R É D I T O S C A M S : 1

REGIÕES/INDÚSTRIAS:• Amér ica Lat ina• Bancos• Valores Mobi l iár ios• MSBs – Empresas Prestadoras de Serv iços

Monetár ios

Brazi l Focus: AML / CFT and Financial CrimeBriefing | Conducted in Portuguese

F e b r u a r y 2 2 , 2 0 1 9 | 1 0 A M – 1 1 A M E T

Dur ing  the  webinar,   the  speakers  wi l l   have  an  in-depth  d iscussion  about  the  recent  AML chal lenges among greater Braz i l reg ion. Case studies or future AML prospects may be a lso covered in the webinar.

Please access www.acams.org/webinars for the latest webinar deta i ls .

Enfoque Brasi leiro: PLD / CTF e informe sobre del itosfinanceiros | Disponível em Português

Durante este webinar os palestrantes terão uma discussão profunda sobre os recentes desafios de PLD no Bras i l . Estudos de caso e pro jeções futuras sobre PLD também serão abordadas neste webinar.

Por favor, acesse www.acams.org/webinars para os ú l t imos deta lhes sobre estes webinars.

a c a m s . o r g / w e b i n a r s 1 3

Fr e e We b i n a r

The t rans lat ion is prov ided as a serv ice for Portuguese-speaking indiv iduals and is for reference only. Should any d iscrepancies ex ist between

the Portuguese and the i r Engl ish vers ion, the Engl ish vers ion prevai ls . Programs and serv ices are prov ided in Portuguese.

QUEM DEVE PARTICIPAR?• Profiss ionais de Compliance• Gestores de Risco• Consul tores da Indústr ia

Vendor Management: What You Need to Know, and How You Needto Do It

F e b r u a r y 2 7 , 2 0 1 9 | 1 2 P M – 2 P M E T

L E V E L : I N T E R M E D I A T E T O A D V A N C E D C A M S C R E D I T S : 2

Vendor re lat ions have never been more important in AML, and the s ignificance of these v i ta l partnerships is v i r tua l ly certa in to grow as advances in fie lds such as Art ific ia l Inte l l igence and machine learn ing p lay increasing ro les in compl iance systems. However, determin ing the r ight vendor, or vendors, and opt imiz ing the i r contr ibut ion to AML programs, can be a daunt ing chal lenge. Join our webinar’s expert panel ists as they share inva luable ins ights on developing a successfu l vendor management program.

LEARNING OBJECTIVES• Audi t ing current systems and internal contro ls to

ident i fy opportuni t ies to partner wi th vendors in

areas such as r isk management and t ransact ion

monitor ing• Ut i l iz ing a r isk-based approach to vet potent ia l

vendors in areas such as serv ice record,

compl iance systems expert ise and capaci ty to

integrate wi th legacy systems• Developing post- integrat ion per formance metr ics

to assess systemic per formance, document

operat ional deficiencies and adjust systems or

vendor re lat ionship as warranted

WHO SHOULD ATTEND• Compl iance Systems Officers• AML Specia l is ts• Consul tants• Tech Prov iders

REGION/INDUSTRIES• Global• Regtech Prov iders• Consul tants• Independent Audi tors• Banking• Secur i t ies• Casinos

a c a m s . o r g / w e b i n a r s1 4

程 度 : 适 合 所 有 人 C A M S 学分 : 1

The translat ion is prov ided as a serv ice for Chinese-speaking indiv iduals and is for reference only. Should any d iscrepancies ex ist between the

Tradi t ional Chinese/Simpl ified Chinese and the i r Engl ish vers ion, the Engl ish vers ion prevai ls . Programs and serv ices are prov ided in

Chinese/Simpl ified Chinese.

APAC Focus: Quarterly AML / CFT and Financial CrimeBriefing | Conducted in Mandarin

M a r c h 1 , 2 0 1 9 | 1 0 A M – 1 1 A M H K T

Dur ing the webinars, the speakers wi l l have an in-depth d iscussion about the recent AML chal lenges among greater China or Asia Pacific region. Case studies or future AML prospects may be a lso covered in the quarter ly webinars.

Please access www.acams.org/webinars for the latest webinar deta i ls .

亚太区季度反洗钱 / 反恐融资和金融犯罪简报 | 以普通话进行于 网 络 研 讨 会 中 ， 我 们 的 讲 者 将 重 点 探 讨 、 回 顾 或 前 瞻 大 中 华 地 区 、 以 至 亚 太 区 的 反 洗 钱 / 反金 融 犯 罪 的 挑 战 、 进 行 个 案 分 析 及 计 划 未 来 的 最 佳 反 洗 钱 工 作 框 架 。请 到 www.acams.org/webinars 网 络 研 讨 会 页 面 获 取 最 新 详 细 内 容 。

a c a m s . o r g / w e b i n a r s 1 5

Fr e e We b i n a r

Strengthening AML by Effectively Managing – and Recoveringfrom – a Consent Order

M a r c h 1 3 , 2 0 1 9 | 1 2 P M – 2 P M E T

L E V E L : I N T E R M E D I A T E T O A D V A N C E D C A M S C R E D I T S : 2

For compl iance profess ionals, consent orders can be profess ional ly chal lenging, emot ional ly tax ing and a ser ious dra in on t ime and resources. Yet, the process of work ing through one can a lso prov ide opportuni t ies for inst i tut ional int rospect ion and retool ing overs ight systems in ways that serve to strengthen overs ight. In th is webinar, seasoned compl iance profess ionals prov ide ins ights on nav igat ing the r igors of a consent order, whi le mit igat ing future regulatory r isks.

LEARNING OBJECTIVES• Communicat ing in-depth with examiners to

determine issues that led to consent order and

assess remediat ion expectat ions and opt ions• Developing and present ing deta i led correct ive

act ion p lans to senior management to at ta in

inst i tut ional support and ensure adequate

resourc ing• Implement ing rect ificat ion p lan to sat is fy consent

order demands and t ra in ing staff on systemic

changes to strengthen compl iance going forward

WHO SHOULD ATTEND• BSA/AML Officers• Senior Management• Legal Advisors• Risk Management Officers• Industry Consul tants• Examiners

REGION/INDUSTRIES• North Amer ica• Banking• MSB• Secur i t ies• Regulatory Agencies

a c a m s . o r g / w e b i n a r s1 6

Managing the AML Risks of New Payment Systems IncludingFinTech and Cryptocurrencies

M a r c h 2 7 , 2 0 1 9 | 1 2 P M – 2 P M E T

L E V E L : A L L C A M S C R E D I T S : 2

FinTechs, cryptocurrencies and Blockchain: They represent financia l and technologica l innovat ion. But, a long with new payment systems comes new r isks—and the need for new sk i l ls and knowledge by AML profess ionals who must lead compl iance efforts in th is new era. Join us for a pragmat ic hands-on sess ion focused on mit igat ing the AML r isks posed by these emerging technologies, as wel l as assessing the impl icat ions of the i r growing ro le in domest ic and g lobal commerce.

LEARNING OBJECTIVES• Beefing up your inst i tut ion’s AML program to

effect ive ly ver i fy d ig i ta l ident i t ies and monitor

fintech c l ients to spot potent ia l red flags• F ine-tuning KYC protocols to mit igate r isks posed

by c l ients involved in crypto-trading• Avoid common missteps by rev iewing and learn ing

f rom recent enforcement act ions re lated to

th i rd-party payment processors (TPPP)

WHO SHOULD ATTEND• Compl iance Personnel• Technology Officers• Vendors/Technology Prov iders• Transact ion Monitor ing Specia l is ts

REGION/INDUSTRY• Global• Banking• F intech• Payment Processors

a c a m s . o r g / w e b i n a r s 1 7

Sanctions Focus: Keeping Up with Current Sanctions

A p r i l 3 , 2 0 1 9 | 1 2 P M – 2 P M E T

L E V E L : I N T E R M E D I A T E T O A D V A N C E D C A M S C R E D I T S : 2

Keeping up with today’s sanct ions is no easy task, but being out of the loop can have d i re consequences for your inst i tut ion. Join th is webinar to stay up to date on the latest sanct ions changes, wi th advice f rom seasoned experts on how to develop and execute a sanct ions management master p lan.

LEARNING OBJECTIVES• Reviewing the latest sanct ions shi f ts involv ing

Cuba, I ran, Venezuela, Russia and North Korea to

safeguard your inst i tut ion f rom non-compl iance• Spott ing and invest igat ing potent ia l Specia l ly

Designated Nat ionals (SDNs) matches and

TBML-l inked sanct ions r isks by t ra in ing banking

personnel on the sanct ions screening systems and

common red flags • Resolv ing cross-border compl iance issues by

understanding the d i fferences between US and

non-US sanct ions regimes

WHO SHOULD ATTEND• Sanct ions Risk Managers• AML/CTF Specia l is ts• Relat ionship Managers• Compl iance Tra in ing Specia l is ts• Legal Advisors• Trade F inance Specia l is ts

REGION/INDUSTRY• Global• Banking• Regulatory/Law Enforcement• CTF Risk Managers

a c a m s . o r g / w e b i n a r s1 8

AML Hot Topics: Analyzing the Latest Developments and Trendsin Compliance—And, What They Mean for Compliance Professionals

A p r i l 1 0 , 2 0 1 9 | 1 2 P M – 2 P M E T

L E V E L : A L L C A M S C R E D I T S : 2

Join th is dynamic webinar for a l ive ly d iscussion on the newest and most press ing issues affect ing AML profess ionals today, such as stay ing up to date wi th sanct ions changes, protect ing your inst i tut ion against cybercr ime and managing the regulatory r isks of emerging technologies. This webinar is a f reewheel ing d iscussion r ipe with advice of immediate and pract ica l va lue.

REGION/INDUSTRY• Global• Banking• MSBs• Technology Vendors• Regulatory Agencies

a c a m s . o r g / w e b i n a r s 1 9

WHO SHOULD ATTEND• Compl iance Officers• Risk Management Officers• Legal Advisors• Consul tants

Examining Exam Prep: Practical Procedures to Preparefor a Regulatory Exam

A p r i l 2 4 , 2 0 1 9 | 1 2 P M – 2 P M E T

L E V E L : I N T E R M E D I A T E T O A D V A N C E D C A M S C R E D I T S : 2

For compl iance profess ionals, an impending BSA/AML regulatory exam might produce react ions such as anxiety, insomnia and a deep sense of dread. The good news is these symptoms can be t reated with methodica l and comprehensive pre-exam preparat ion. From conduct ing inst i tut ional r isk assessments to updat ing BSA pol ic ies or even prepar ing remediat ion p lans for issues ra ised by examiners, th is webinar’s expert panel ists deta i l exam prep protocols that can a l lev iate the exam-re lated angst and foster more posi t ive outcomes.

LEARNING OBJECTIVES• Val idat ing qual i ty of t ra in ing programs re lat ive to

job funct ions and l ine of business r isks and

prepar ing business-s ide to d iscuss inst i tut ional

commitment to first l ine of defense • Reviewing contro ls for issues such as h igh-r isk

ent i ty overs ight to confirm second l ine of defense

strengths and create resolut ion p lans for ident ified

gaps requir ing se l f -d isc losure • Ver i fy ing internal audi t proficiency to substant iate

r igorous th i rd l ine of defense and demonstrate

inst i tut ional commitment to cul ture of compl iance

WHO SHOULD ATTEND• Compl iance Administrators• Audi tors• BSA/AML Officers• Risk Managers• Internal Tra in ing Specia l is ts

REGION/INDUSTRY• Banking• Credi t Unions• MSBs• Secur i t ies

a c a m s . o r g / w e b i n a r s2 0

A First Anniversary: Assessing the CDD Final Rule’s First Year

M a y 8 , 2 0 1 9 | 1 2 P M – 2 P M E T

L E V E L : A L L C A M S C R E D I T S : 2

The CDD Fina l Rule, which codified new regulat ions for determin ing and ver i fy ing beneficia l owners on new accounts, went into effect on May 11, 2018. For many in the compl iance fie ld, the first year has been a search for so lut ions as financia l inst i tut ions put p lanning into pract ice and implemented the ru le — and grappled with issues that somet imes defied easy answers. This webinar takes a look back at the CDD Fina l Rule’s first year, examin ing i ts impact so far, and analyz ing i ts influence on r isk management pract ices going forward.

LEARNING OBJECTIVES• Analyz ing pract ica l so lut ions to manage unique

Final Rule chal lenges inc luding bui ld ing staff

awareness, creat ing t ra in ing programs and defining

cr i ter ia for t r igger ing events• Deta i l ing commonplace solut ions for establ ish ing

and ver i fy ing beneficia l ownership to out l ine

pract ica l impacts on compl iance inf rastructure and

r isk management models• Reviewing best pract ices for document ing F ina l

Rule compl iance pol ic ies to mit igate r isks of

examinat ion-re lated issues and concerns

WHO SHOULD ATTEND• AML Officers• Regulators/Examiners• Legal Advisors• Compl iance Consul tants

a c a m s . o r g / w e b i n a r s 2 1

M a y 1 5 , 2 0 1 9 | 1 2 P M – 2 P M E T

N I V E L : T O D O S C R É D I T O S C A M S : 2

Dur ing  the  webinar,   the  speakers  wi l l   have  an  in-depth  d iscussion  about  the  recent  AML chal lenges among greater Lat in Amer ica region. Case studies or future AML prospects may be a lso covered in the webinar.

Please access www.acams.org/webinars for the latest webinar deta i ls .

Enfoque Latinoamericano: ALD / CTF e informe sobre del itos financieros | Disponible en Español

Durante este webinar oradores expertos t rataran en profundidad los rec ientes desaf íos que enfrentan los profes ionales ALD en Lat inoamér ica, Casos de Estudio y otros temas de interés para la región.

Por favor, acceda a www.acams.org/webinars por más deta l les.

REGIÓN/SECTORES• Lat inoamér ica• Bancos• Compañías de Invers ión• Serv ic ios de Transferencia de Dinero

a c a m s . o r g / w e b i n a r s2 2

The trans lat ion is prov ided as a serv ice for Spanish-speaking indiv iduals and is for reference only. Should any d iscrepancies ex ist between the

Spanish and the i r Engl ish vers ion, the Engl ish vers ion prevai ls . Programs and serv ices are prov ided in Spanish.

LatAm Focus: AML / CFT and Financial CrimeBriefing | Conducted in Spanish

QUIENES DEBEN ASISTIR• Oficia les de Cumpl imiento• Gerentes de Riesgo• Consul tores ALD

European Focus: AML / CFT and Financial Crime Briefing

M a y 1 7 , 2 0 1 9 | 1 P M – 2 P M G M T

L E V E L : I N T E R M E D I A T E T O A D V A N C E D C A M S C R E D I T S : 1

Dur ing  the  webinar,   the  speakers  wi l l   have  an  in-depth  d iscussion  about  the  recent  AML chal lenges among greater European region. Case studies or future AML prospects may be a lso covered in the webinar.

Please access www.acams.org/webinars for the latest webinar deta i ls .

REGION/INDUSTRY• Europe• Bank• Secur i t ies• MSB

a c a m s . o r g / w e b i n a r s 2 3

Fr e e We b i n a r

WHO SHOULD ATTEND• Compl iance Officers• Senior Management• Risk Managers• Industry Consul tants

Here’s the Deal: Practical Strategies to Combat Trade-BasedMoney Laundering

M a y 2 2 , 2 0 1 9 | 1 2 P M – 2 P M E T

L E V E L : A L L C A M S C R E D I T S : 2

Around the wor ld, t r i l l ions of dol lars in goods are exchanged each year, and the sheer vo lume of t ransact ions coupled with complex i t ies such as lax documentat ion makes t rade-based money launder ing (TBML) a preferred method for cr iminals moving i l l ic i t proceeds. Join th is expert panel as they examine new trends in TBML, whi le prov id ing pract ica l methods fight ing i t through r igorous AML overs ight.

LEARNING OBJECTIVES• Tra in ing staff on unique TBML typologies such as

buyer/se l ler col lus ion, phantom shipping and

invoice manipulat ion to enhance detect ion of

suspic ious t rade t ransact ions • Adapt ing r isk assessment models to incorporate

potent ia l TBML red flags re lated to factors such as

nature of business, atypica l t ransact ions and

aberrant sh ipping routes • Ut i l iz ing technology-based tools such as text data

mining to gain effic iencies in areas such as

document rev iews and transact ion monitor ing and

mit igate manual rev iew error r isks

WHO SHOULD ATTEND• Trade F inance Specia l is ts• AML Managers• Risk Managers• FIU/FCC Personnel• Sanct ions Overs ight Officers• AML Technology Prov iders

REGION/INDUSTRY• Global• Banking• MSBs• Informat ion Technology• Law Enforcement

a c a m s . o r g / w e b i n a r s2 4

Star Search: Recruit ing and Retaining Top AML Talent

J u n e 5 , 2 0 1 9 | 1 2 P M – 2 P M E T

L E V E L : I N T E R M E D I A T E T O A D V A N C E D C A M S C R E D I T S : 2

From Blockchain to data breaches, human traffick ing to t rade-based money launder ing, today’s AML wor ld requires expert ise in a stagger ing — and growing — number of compl iance pr ior i t ies. And that, in turn, requi res compet ing for pr ized ta lent at a t ime of soar ing demand and low unemployment. In th is webinar, AML veterans wi l l deta i l pract ica l st rategies for at t ract ing and keeping the cher ished human resources that u l t imate ly are a compl iance program’s most va luable asset.

LEARNING OBJECTIVES• Assessing ex ist ing overs ight systems to ident i fy

systemic personnel needs in areas such as

sanct ions, technology or r isk model ing• Developing incent ive packages that inc lude

tangib le benefits inc luding compet i t ive pay and

intangib le perks such as flext ime to enhance

recru i tment of preferred candidates• Cul t ivat ing per formance-based rewards such as

cont inu ing educat ion and leadership opportuni t ies

to promote posi t ive workplace cul ture, e levate

retent ion and min imize bra in dra in

WHO SHOULD ATTEND• AML Managers and Superv isors• Human Resources Specia l is ts• Compl iance Consul tants

REGION/INDUSTRY• Global• North Amer ica• Bank• MSB

a c a m s . o r g / w e b i n a r s 2 5

ACAMS Midyear Review: 2019 Compliance Developmentsand Challenges

J u n e 7 , 2 0 1 9 | 1 2 P M – 1 P M E T

L E V E L : A L L C A M S C R E D I T S : 1

Join us for th is popular rev iew of the important issues ant i -financia l cr ime, sanct ions and ant i - terror finance compl iance profess ionals faced dur ing the first ha l f of 2019 and a look ahead at what should preoccupy the i r efforts in the lat ter ha l f of the year.

ACAMS members wi l l jo in ACAMS moneylaunder ing.com Edi tor- in-Chief K ieran Beer as we assess the most important developments and chal lenges faced by the compl iance community dur ing the first ha l f of 2018.

REGION/INDUSTRY• Global• Bank• Secur i t ies• MSB• Law Enforcement

a c a m s . o r g / w e b i n a r s2 6

Fr e e We b i n a r

WHO SHOULD ATTEND• Compl iance/Pol icy Officers• Risk Managers• Law Enforcement• Regulators

Stirr ing the Pot: Adjusting AML Programs to ManageMari juana-Related Risks

J u n e 1 2 , 2 0 1 9 | 1 2 P M – 2 P M E T

L E V E L : I N T E R M E D I A T E T O A D V A N C E D C A M S C R E D I T S : 2

In today’s evolv ing regulatory landscape, the ru les on banking mar i juana are complex at best. W ith confl ict ing state laws and federa l pol ic ies, a long with the r ise of legal ized mar i juana in other countr ies, th is is one of the most chal lenging subjects fac ing compl iance profess ionals today. Meanwhi le, the number of inst i tut ions banking mar i juana-re lated businesses (MRBs) is in the hundreds—up f rom zero in 2014. Join th is panel of profess ionals for pract ica l guidance on one of compl iance’s most perplex ing and rapid ly evolv ing issues.

LEARNING OBJECTIVES• Analyz ing regulatory requirements on mar i juana

re lated businesses, inc luding F inCEN’s guidance on

due di l igence for MRB accounts and ensur ing

compl iance• Updat ing your inst i tut ion’s onboarding, KYC and

audi t ing systems in order to effect ive ly spot and

invest igate red flags indicat ing potent ia l

non-compl iance• Creat ing an adaptable r isk model that wi l l a l low

your inst i tut ion to safe ly bank MRB accounts should

regulatory changes occur

WHO SHOULD ATTEND• BSA/AML Officers• Examiners• Legal Advisors• Risk Management Managers

REGION/INDUSTRY• North Amer ica• Banking• Mar i juana-Related Businesses• Regulatory Agencies

a c a m s . o r g / w e b i n a r s 2 7

Uti l iz ing Alert Scenarios, AML Models and Public-PrivatePartnerships to Combat Human Trafficking and Migrant Smuggling

J u n e 1 4 , 2 0 1 9 | 1 0 A M – 1 1 A M H K T

L E V E L : A L L C A M S C R E D I T S : 1

According to the Internat ional Labour Organizat ion, more than 11 mi l l ion people in the APAC region are v ict ims of forced labor, account ing for wel l over ha l f of the g lobal est imated number of 21 mi l l ion v ict ims. I t is incumbent that compl iance profess ionals in the APAC region remain v ig i lant in spott ing and blocking i l l ic i t earn ings laundered through the financia l system in order to combat migrant smuggl ing, sex t raffick ing and forced labor. Dur ing th is engaging webinar, our panel ists wi l l examine typologies and common cr iminal behaviors re lated to these financia l cr imes, and develop strategies to establ ish publ ic-pr ivate partnerships to gain ins ights into human traffick ing/smuggl ing t rends most re levant to specific inst i tut ions and markets.

LEARNING OBJECTIVES• Examining inst i tut ional r isks re lated to human

t raffick ing and migrant smuggl ing to improve

detect ion scenar ios and ta i lor effect ive monitor ing

models • Tra in ing staff on t raffick ing and smuggl ing

typologies such as f requent wire t ransfers f rom

higher r isk jur isd ict ions to strengthen red flag

detect ion and resolut ion• Faci l i tat ing informat ion shar ing through

publ ic-pr ivate partnerships to leverage invest igat ive

resources and keep current on t rends t rends most re levant to specific inst i tut ions and

markets.

WHO SHOULD ATTEND• Law Enforcement• Compl iance Officers• FIU/FCC Team Members• Internal Invest igat ion Personnel

REGION/INDUSTRY• APAC• Global• Bank• Law Enforcement

a c a m s . o r g / w e b i n a r s2 8

Fr e e We b i n a r

N Í V E L : T O D O S C R É D I T O S C A M S : 1

REGIÕES/INDÚSTRIAS• Amér ica Lat ina• Bancos• Valores Mobi l iár ios• MSBs – Empresas Prestadoras de Serv iços

Monetár ios

Brazi l Focus: AML / CFT and Financial CrimeBriefing | Conducted in Portuguese

J u n e 2 1 , 2 0 1 9 | 1 0 A M – 1 1 A M E T

Dur ing  the  webinar,   the  speakers  wi l l   have  an  in-depth  d iscussion  about  the  recent  AML chal lenges among greater Braz i l reg ion. Case studies or future AML prospects may be a lso covered in the webinar.

Please access www.acams.org/webinars for the latest webinar deta i ls .

Enfoque Brasi leiro: PLD / CTF e informe sobre del itosfinanceiros | Disponível em Português

Durante este webinar os palestrantes terão uma discussão profunda sobre os recentes desafios de PLD no Bras i l . Estudos de caso e pro jeções futuras sobre PLD também serão abordadas neste webinar.

Por favor, acesse www.acams.org/webinars para os ú l t imos deta lhes sobre estes webinars.

a c a m s . o r g / w e b i n a r s 2 9

Fr e e We b i n a r

The t rans lat ion is prov ided as a serv ice for Portuguese-speaking indiv iduals and is for reference only. Should any d iscrepancies ex ist between

the Portuguese and the i r Engl ish vers ion, the Engl ish vers ion prevai ls . Programs and serv ices are prov ided in Portuguese.

QUEM DEVE PARTICIPAR• Profiss ionais de Compliance• Gestores de Risco• Consul tores da Indústr ia

程 度 : 适 合 所 有 人 C A M S 学分 : 1

The translat ion is prov ided as a serv ice for Chinese-speaking indiv iduals and is for reference only. Should any d iscrepancies ex ist between the

Tradi t ional Chinese/Simpl ified Chinese and the i r Engl ish vers ion, the Engl ish vers ion prevai ls . Programs and serv ices are prov ided in

Chinese/Simpl ified Chinese.

APAC Focus: Quarterly AML / CFT and Financial CrimeBriefing | Conducted in Mandarin

J u n e 2 8 , 2 0 1 9 | 1 0 A M – 1 1 A M H K T

During the webinars , the speakers wi l l have an in-depth discussion about the recent AML chal lenges among greater China or Asia Pacific region. Case studies or future AML prospects may be also covered in the quarter ly webinars .

Please access www.acams.org/webinars for the latest webinar detai ls .

亚 太 区 季 度 反 洗 钱 / 反 恐 融 资 和 金 融 犯 罪 简 报 | 以 普 通 话 进 行

于 网 络 研 讨 会 中 ， 我 们 的 讲 者 将 重 点 探 讨 、 回 顾 或 前 瞻 大 中 华 地 区 、 以 至 亚 太 区 的 反 洗 钱 / 反

金 融 犯 罪 的 挑 战 、 进 行 个 案 分 析 及 计 划 未 来 的 最 佳 反 洗 钱 工 作 框 架 。请 到 www.acams.org/webinars 网 络 研 讨 会 页 面 获 取 最 新 详 细 内 容 。

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