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IN SITU PERFUSION IN RODENTS TO EXPLORE INTESTINAL DRUG
ABSORPTION: CHALLENGES AND OPPORTUNITIES
Jef Stappaerts, Joachim Brouwers, Pieter Annaert and Patrick Augustijns
Drug Delivery and Disposition, KU Leuven Department of Pharmaceutical and Pharmacological Sciences, Leuven, Belgium
Corresponding author:
Patrick Augustijns
Drug Delivery and Disposition, KU Leuven Department of Pharmaceutical and Pharmacological Sciences
Gasthuisberg O&N 2 - Herestraat 49 box 921 - 3000 Leuven - Belgium
tel: +32-16-330301 - fax: +32-16-330305
e-mail: [email protected]
Keywords: transporter-metabolism interplay; site dependent absorption; knockout animals;
solubility-permeability interplay; supersaturation; intestinal perfusion
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ABSTRACT
The in situ intestinal perfusion technique in rodents is a very important absorption model, not
only because of its predictive value, but it is also very suitable to unravel the mechanisms
underlying intestinal drug absorption. This literature overview covers a number of specific
applications for which the in situ intestinal perfusion set-up can be applied in favor of
established in vitro absorption tools, such as the Caco-2 cell model. Qualities including the
expression of drug transporters and metabolizing enzymes relevant for human intestinal
absorption and compatibility with complex solvent systems render the in situ technique the
most designated absorption model to perform transporter-metabolism studies or to evaluate
the intestinal absorption from biorelevant media.
Over the years, the in situ intestinal perfusion model has exhibited an exceptional ability to
adapt to the latest challenges in drug absorption profiling. For instance, the introduction of the
mesenteric vein cannulation allows determining the appearance of compounds in the blood
and is of great use, especially when evaluating the absorption of compounds undergoing
intestinal metabolism. Moreover, the use of the closed loop intestinal perfusion set-up is
interesting when compounds or perfusion media are scarce. Compatibility with emerging
trends in pharmaceutical profiling, such as the use of knockout or transgenic animals,
generates unparalleled possibilities to gain mechanistic insight into specific absorption
processes.
Notwithstanding the fact that the in situ experiments are technically challenging and relatively
time-consuming, the model offers great opportunities to gain insight into the processes
determining intestinal drug absorption.
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CONTENTS
Abstract.................................................................................................................................................................................... 2
1. Introduction.................................................................................................................................................................... 4
2. Permeability assessment – disappearance (Peff) versus appearance (Papp).................................................5
2.1 Measuring disappearance from the perfusion solution - Effective permeability..................................5
2.2 Measuring appearance in the blood - Apparent permeability.....................................................................6
2.3 Vascular perfusion.....................................................................................................................................................8
2.4 Open loop and closed loop intestinal perfusions.............................................................................................8
3. Exploring the biochemical barrier function of the small intestine using in situ perfusion..................9
3.1 Use of effective permeability in transporter – metabolism studies................................................11
3.2 Use of apparent permeability in transporter – metabolism studies........................................................13
3.3 Intestinal absorption of ester prodrugs.............................................................................................................15
3.4 Evaluating the specific contribution of drug transporters and metabolizing enzymes: use of knockout animals............................................................................................................................................................17
3.5 The effect of induction on the biochemical barrier function of the small intestine..........................20
3.6 Regional absorption studies – site dependent expression of transporters and metabolizing enzymes............................................................................................................................................................................. 22
3.6.1 Regional in situ intestinal absorption studies– transporter substrates...........................................25
3.6.2 Regional in situ intestinal absorption studies– dual substrates.......................................................26
3.7 In situ intestinal excretion upon intravenous administration....................................................................29
4. Towards the use of more complex media..........................................................................................................31
4.1 In situ intestinal perfusions using biorelevant media – solubility-permeability interplay..............32
4.2 Beyond solubility: supersaturation....................................................................................................................35
5. Future perspectives....................................................................................................................................................38
5.1. Evaluation of barrier functions: specific inhibitors versus knockout animals............................38
5.2. Predictive and mechanistic studies in rodents........................................................................................39
5.3 Selection of appropriate perfusion media and drug concentrations................................................40
5.4 Towards a more dynamic absorption model...........................................................................................41
5.5 Formulation evaluation......................................................................................................................................... 42
6. Concluding Remarks................................................................................................................................................43
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1. INTRODUCTION
Since oral intake remains the preferred route of drug administration, the need to develop and
validate suitable models to evaluate intestinal absorption is self-evident. In the pharmaceutical
industry, there is a strong tendency towards the use of in vitro tools to study intestinal
permeability because of their suitability to be implemented in high-throughput programs
(Bohets et al., 2001). The Caco-2 model is nowadays considered the gold standard in
intestinal permeability screening. This cell line expresses most of the transporters that are
relevant for drug absorption in humans, rendering it useful to study absorption mechanisms.
Moreover, for compounds that are passively absorbed and exhibit low intestinal metabolism,
permeability values observed in the Caco-2 model allow good predictions of the fraction of
the administered dose of a drug that will be absorbed in humans (Artursson et al., 2001).
Nevertheless, despite its wide applicability in permeability profiling, this in vitro model
sometimes fails to address the complexity of intestinal processes which eventually determine
in vivo intestinal absorption. Two major downsides of using Caco-2 cells include (i) the very
low expression levels of P450 enzymes, important for compounds undergoing significant
intestinal metabolic extraction and (ii) the absence of a protective mucus layer, causing the
cells to be vulnerable upon direct contact with more complex media, including human and
simulated intestinal fluids of the fed state. Moreover, the lack of a mucus layer renders the
Caco-2 cells more sensitive to pH changes of the apical media, as compared to mammalian
intestinal tissue (Lee et al., 2005). Additionally, the Caco-2 model cannot be used for regional
absorption studies, for obvious reasons.
Therefore, the use of more robust, biorelevant and versatile models is crucial to understand
and predict key mechanisms defining drug transport across the small intestinal barrier. The in
situ intestinal perfusion technique in rodents has been around for decades and since its
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introduction by Schanker in 1958, this model has exhibited the ability to adapt to
contemporary challenges (Schanker et al., 1958). This versatility has rendered the in situ
intestinal perfusion model indispensible in the field of intestinal absorption research.
This review aims to provide a critical overview of the use and applications of the in situ
intestinal perfusion technique in rodents. More specifically, some unique assets of this model
will be discussed, such as its applicability in evaluating the transporter-metabolism interplay,
regional absorption processes and its compatibility with complex media, which is of utmost
importance in the study of food effects and absorption enhancing strategies.
2. PERMEABILITY ASSESSMENT – DISAPPEARANCE (PEFF) VERSUS
APPEARANCE (PAPP)
2.1 MEASURING DISAPPEARANCE FROM THE PERFUSION SOLUTION - EFFECTIVE PERMEABILITY
In the original set-up of the in situ intestinal perfusion, a segment of the small intestine of an
anaesthetized animal is cannulated and perfused with a solution containing a predefined
concentration of a drug of interest. During the experiment, the animal is kept unconscious and
its body temperature is maintained by the use of a heating pad or an overhead lamp. Upon
perfusion of the intestinal segment, drug will be absorbed to some extent, depending on its
physicochemical and biopharmaceutical properties, and the drug concentration in the
perfusion solution will decrease. Through comparison of the donor concentration and the
concentration of the solution that exits the isolated segment, the amount of drug that has
permeated the apical membrane of the small intestinal barrier (transcellular transport) or has
passed through the intercellular space (paracellular transport) can be calculated. By correcting
the amount of drug that disappeared from the perfusion solution over time for the donor
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concentration and the absorptive area of the intestinal segment, the effective permeability
value can be calculated using equation (1):
(1)
with F the flow rate of the perfusion solution, Cout and Cin the outlet and inlet concentration,
respectively, and R the radius and L length of the perfused intestinal segment. Due to the fact
that water absorption or secretion upon intestinal perfusion may influence the measured
concentrations, correction methods for this water flux have been introduced, including the use
of non-absorbable markers in the perfusion solution or gravimetric methods (Sutton et al.,
2001).
Cao et al. demonstrated a good correlation between the effective permeability of rat intestine
and human intestine for a series of 17 compounds, exhibiting both passive and
transporter-mediated absorption (Cao et al., 2006). Human intestinal permeability values used
in this study were obtained from jejunal perfusion studies using the Loc-I-gut® technique
(Lennernäs et al., 1992).
2.2 MEASURING APPEARANCE IN THE BLOOD - APPARENT PERMEABILITY
It is essential, however, to be aware of the fact that the effective permeability does not
necessarily give a reliable prediction of the amount of drug that will appear in the blood. Non-
specific binding to perfusion tubing or the isolated intestinal segment can result in a decrease
in Cout which may be erroneously interpreted as drug absorption. Moreover, for compounds
that undergo a high intestinal metabolic extraction, a lower fraction will generally reach the
blood circulation than would be predicted based on the disappearance from the perfusion
solution.
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(1 )
2
out
ineff
CCP FRL
These concerns can be addressed by using the in situ intestinal perfusion technique with
mesenteric blood sampling. In this adaptation of the classical set-up, the mesenteric vein,
draining the blood from the perfused intestinal segment, is cannulated and blood samples are
collected over predefined intervals to determine the actual amount of drug that is present in
the blood (Figure 1). Donor blood is supplied via the vena jugularis to maintain the
hemodynamic balance.
This technique allows calculating the apparent permeability (Equation (2) and Figure 2),
where dQ/dt is the slope of the cumulative amount of drug appearing into the mesenteric
blood over time, R the radius and L length of the perfused intestinal segment. Cdonor is the
donor concentration of the perfusion solution.
Obviously, by taking samples from the perfusion solution at the inlet and outlet of the
cannulated intestinal segment, the effective permeability can still be determined.
2.3 VASCULAR PERFUSION
It is clear that mesenteric vein cannulation in combination with intestinal perfusion
experiments improves insight into intestinal drug absorption mechanisms. Additional
cannulation of the mesenteric artery enables perfusion of the mesenteric capillary bed,
creating the possibility to control both intestinal and vascular perfusion of the cannulated
small intestinal segment. Vascular perfusion solutions mostly consist of oxygenated buffer
solutions containing albumin, circumventing the need for donor blood. An additional
advantage of the vascular perfusion set-up, is the ability to vary the blood supply to the
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Papp=dQdt
× 12 πRL×Cdonor
(2)
intestinal segment. For example, in postprandial conditions, the blood flow to the small
intestine is higher than in the fasted state and this may consequently influence the absorption
rate. For instance, Tamura et al. demonstrated that the absorbed amount of tacrolimus at a
vascular perfusion rate of 2.5 ml/min was significantly higher than the absorption at a flow
rate of 1 ml/min (Tamura et al., 2003).
A downside of vascular perfusion with oxygenated buffers is the increased interference with
physiological processes in this set-up. For instance, the distribution of blood to the small
intestine via the mesenteric arteries follows a pulsatile pattern, whereas a constant flow is
generated upon vascular perfusion. Moreover, care should be taken not to disrupt the fragile
capillaries when imposing a certain flow rate through the vascular bed.
2.4 OPEN LOOP AND CLOSED LOOP INTESTINAL PERFUSIONS
A small intestinal segment can be perfused in the open loop or the closed loop set-up. In the
open loop set-up, the perfusion solution that exits the cannulated segment goes directly to
waste. However, when perfusion media are scarce (e.g. when using intestinal fluids) or when
only small amounts of compound are available (e.g. early development stages), the closed
loop set-up can be applied; in this configuration, the perfusion solution is continuously
recirculated through the intestinal segment, dramatically decreasing the volume of perfusion
medium needed to perform the experiment (Doluisio et al., 1969). Figure 3 gives a schematic
representation of the open and closed loop set-up. Depending on the specifications of the
materials used, including the internal diameter and the length of the tubing, 5 ml of medium
can be sufficient to perform a closed-loop perfusion. It is clear that, upon absorption in the
closed-loop set-up, Cdonor will decrease during the experiment, whereas in the open-loop set-
up, the donor concentration will generally be constant if the compound of interest is stable in
the perfusion medium. Therefore, apparent permeability calculations in the closed-loop
modus, require frequent sampling of the perfusion solution, while for open-loop experiments,
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determining the concentration of the donor solution at the beginning and the end of the
experiment is usually sufficient.
3. EXPLORING THE BIOCHEMICAL BARRIER FUNCTION OF THE SMALL
INTESTINE USING IN SITU PERFUSION
The rapidly growing body of literature on intestinal drug disposition evidences the complex
nature of the processes underlying intestinal absorption. The small intestine is equipped with a
number of efficient detoxifying mechanisms, hampering the uptake of xenobiotics. Membrane
transporters and metabolizing enzymes have been shown to affect both rate and extent of
intestinal drug absorption (FDA, 2011). The use of in vitro models allows investigators to
study isolated processes such as the involvement of transporters in intestinal drug absorption.
Caco-2 cells express most of the transporters that are relevant for intestinal drug transport in
human and therefore, they have proven to be very convenient in transporter studies. For the
assessment of intestinal P450 mediated metabolism, however, investigators have to rely on
other in vitro tools, including intestinal microsomes or homogenates. Indeed, one of the major
drawbacks of the Caco-2 model is the very low to non-existent expression of cytochrome
P450 enzymes. Therefore, application of this in vitro model to assess intestinal permeability
for compounds exhibiting a high metabolic extraction in the gut may generate an
overestimation of the intestinal transport. Despite efforts to induce the expression of CYP3A4
in selected clones of Caco-2 cells using 1α,25-dihydroxyvitamin D3, the metabolic activity
was still low compared to human intestinal tissue homogenates (Schmiedlin-Ren et al., 1997).
For some compounds, a complex interplay may exist between transporters and metabolizing
enzymes upon intestinal transport, as has been observed for dual substrates of CYP3A
enzymes and P-gp (Mudra et al., 2011). Interestingly, there have been reports both on
cooperative and counteracting functioning of these detoxifying mechanisms. Consequently,
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incubations of dual P-gp/CYP3A substrates in intestinal microsomes or homogenates,
combined with permeability data from Caco-2 will not necessarily create a reliable picture of
the key mechanisms dictating the intestinal absorption. Therefore, simultaneous assessment of
transporter and metabolism functioning is advisable for these compounds.
In addition to the lack of P450 enzyme expression, Van Gelder et al. demonstrated low
esterase activity in Caco-2 cells, which may lead to overestimation of the intestinal transport
of ester prodrugs (Van Gelder et al., 2000b).
As mice and rats express both intestinal transporters and P450 enzymes, the in situ intestinal
perfusion technique in rodents has been used to study the intestinal absorption of drugs that
are affected by intestinal metabolism and efflux transporters. Obviously, species differences
exist with reference to substrate specificities and kinetic parameters. For example, CYP3A9 is
the rat ortholog for human CYP3A4 with a sequence identity of 76.5% (Wang et al., 1996).
Moreover, CYP3A9 expression in rat small intestine was shown to be much higher than
CYP3A4 in human intestine, which could result in different metabolic extraction (Cao et al.,
2006). As a result, inter species metabolism rates may significantly differ. By any means,
from a qualitative point of view, the in situ intestinal perfusion model in rodents remains very
useful in mechanistic studies. Recent advances in the field of transgenic animals (e.g. mice
expressing human CYP3A4) may further increase the relevance of using rodents in the
evaluation of the intestinal absorption of compounds that are subject to significant intestinal
metabolic extraction (Ma et al., 2008; van Waterschoot and Schinkel, 2011).
3.1 USE OF EFFECTIVE PERMEABILITY IN TRANSPORTER – METABOLISM STUDIES
As mentioned in section 2, determining the effective intestinal permeability for a compound
that undergoes significant metabolic extraction may result in an overestimation of the fraction
that will reach the blood. For some compounds, however, it is possible to follow the
appearance of metabolites, originating from intracellular metabolism, in the perfusion
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medium. These metabolites can reach the apical side of the enterocytes via active or passive
transport processes and serve as a measure of the intracellular metabolism. Li et al. monitored
the concentration of metabolite ‘M6’ in the perfusion solution upon perfusion of the rat small
intestine with the dual P-gp/CYP3A substrate indinavir and used this metabolite to estimate
intestinal metabolism. Extensive metabolism of indinavir in the jejunum was demonstrated,
generating a larger concentration difference for indinavir over the apical membrane, thereby
facilitating the transport of indinavir across the apical membrane of the enterocytes. The fact
that M6 is also a P-gp substrate and may consequently compete with indinavir efflux was also
postulated as a possible mechanism by which the intestinal metabolism increases the effective
permeability of indinavir (Li et al., 2002).
A more indirect approach to gain insight into the interplay between P-gp and CYP3A
metabolism was presented by Abuasal et al. By integrating the effective permeability obtained
in situ and several additional disposition parameters from in vitro experiments in a
physiologically based pharmacokinetic (PBPK) model, Abuasal et al. managed to predict the
bioavailability of the dual P-gp/CYP3A4 substrate UK343,664 and explain its non-linear
absorption behavior. Km and Vmax values for CYP3A4 and P-gp were determined in vitro
using supersomes and the Caco-2 model, respectively. Using the PBPK model, it was clearly
demonstrated that the relative involvement of P-gp and CYP3A4 metabolism is largely
dependent upon the concentration of the compound. At lower concentrations, P-gp efficiently
effluxes the compound out of the enterocytes, leading to low unbound intracellular
concentrations of UK343,664. This way, P-gp renders the compound unavailable to the
metabolizing enzymes. At higher concentrations, saturation of P-gp will occur and the
extraction ratio will increase up to the point where (at the highest concentrations tested) also
intestinal CYP3A4 gets saturated. Obviously, saturation of intestinal metabolism will in turn
reduce the extraction ratio (Abuasal et al., 2012).
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As is evidenced by these studies, sampling from the perfusion medium may generate indirect
information with reference to the extent and the rate of intestinal absorption as well as
intestinal metabolism. Nevertheless, no unambiguous information on the actual appearance of
parent compound or metabolite into the blood is gathered. The study performed by Abuasal et
al. demonstrates that PBPK modeling is highly promising as a predictive and descriptive tool
for intestinal absorption. It is important to note, however, that, in order to obtain reliable
predictions of drug absorption from PBPK modeling, several kinetic and physiological
parameters need to be assessed first.
3.2 USE OF APPARENT PERMEABILITY IN TRANSPORTER – METABOLISM STUDIES
In view of the drawbacks associated with using the effective permeability to study the
transporter-metabolism interplay, the ability to determine the absorption of both parent
compound and metabolites in the mesenteric blood, is a huge step forward. This way, a more
accurate image of the contribution of metabolism and drug transporters to intestinal
absorption is generated. Moreover, compared to systemic sampling, mesenteric blood
collection excludes the confounding interference of non-intestinal pharmacokinetic
phenomena.
The importance of determining concentrations of a dual substrate in the mesenteric blood has
for instance been demonstrated for verapamil. Upon measuring disappearance from the
perfusion solution, Johnson et al. observed similar effective permeability values for verapamil
in absence or presence of P-gp and/or CYP3A inhibitors (Johnson et al., 2003). Similarly,
based on effective permeability, Mudra et al. could not demonstrate non-linear behavior in the
intestinal absorption of verapamil (Mudra and Borchardt, 2010). Nevertheless, in both studies,
the appearance of verapamil in the mesenteric blood was found to be significantly increased
in presence of dual inhibitors of both P-gp and CYP3A. Interestingly, Johnson et al. observed
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an increase in apparent permeability of verapamil when using PSC833 (valspodar, typical P-
gp inhibitor) and midazolam (typical CYP3A substrate), whereas Mudra et al. could only
demonstrate significant increases when using dual substrates. This inconsistency is probably
due to differences in inhibitor concentrations applied, as PSC833 and midazolam, when being
used at higher concentrations, also inhibit CYP3A metabolism and P-gp, respectively.
Comparison of these studies advocates the necessity to use specific inhibitors or knock-out
animals, lacking the expression of a specific transporter or metabolizing enzyme.
In a study reported by Cummins et al, P-gp functionality was found to enhance the
metabolism of cysteine protease inhibitor K77, as inhibition studies using the P-gp inhibitor
GF120918 (elacridar) resulted in a decreased extraction ratio (Cummins et al., 2003). This
finding supports the concept of P-gp increasing the mean residence time of a compound inside
the cell, increasing its exposure to metabolizing enzymes (Benet et al., 2004). In the same
study, appearance of K77 in the blood was much lower than expected judging from the
disappearance from the perfusion solution. Moreover, the authors reported the difficulty to
accurately quantify the loss of compound from the perfusion solution, exposing an additional,
analytical limitation for the determination of permeability based on drug disappearance from
the perfusion solution. Indeed, especially for low permeability compounds, the relative
decrease in concentration from the perfusion solution is mostly very small compared to the
appearance of compound in the blood.
Holmstock et al. revealed that even within the same class of compounds, the relative
contribution of P450 mediated metabolism and P-gp may differ significantly. By making use
of the in situ intestinal perfusion technique in mice, the authors unraveled the mechanism by
which ritonavir increases the intestinal transport of the HIV protease inhibitors darunavir,
indinavir and lopinavir (Holmstock et al., 2012). Using the diagnostic inhibitors
1-aminobenzotriazole and GF120918, inhibiting P450 mediated metabolism and P-gp,
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respectively, it was shown that ritonavir enhances the intestinal permeability for darunavir and
indinavir, mostly by inhibiting P-gp, whereas for lopinavir, the increase in permeability is due
to inhibition of P450 metabolizing enzymes. An additional study on the absorption of the HIV
protease inhibitor saquinavir was performed by Usansky et al., who applied the rat in situ
intestinal perfusion to demonstrate that, as was observed for darunavir and indinavir, P-gp
mediated efflux is the main mechanism responsible for the low apparent permeability for
saquinavir (Usansky et al., 2008).
3.3 INTESTINAL ABSORPTION OF ESTER PRODRUGS
Generally, ester prodrugs are designed to overcome poor permeability, which is often caused
by the presence of polar, hydrophilic groups. Most commonly, an ester bond is added to the
active compound with the aim of increasing lipophilicity and thereby improving the passive
diffusion over the cell membrane of the enterocytes (Beaumont et al., 2003). Other rationales
for using ester prodrugs include targeting of active uptake transporters, such as the PEPT1
transporter, to increase poor intestinal permeability (Cao et al., 2012; Eriksson et al., 2010;
Gupta et al., 2011; Han et al., 1998).
The small intestine exhibits significant esterase activity, resulting in intracellular hydrolysis of
ester prodrugs. The active compound is subsequently transported to the apical or basolateral
side of the enterocyte, by passive diffusion or by active transport. Carboxylesterases (CES)
have been reported to be the major family of enzymes involved in the intestinal hydrolysis of
exogenous and endogenous esters (Imai and Ohura, 2010). Despite the fact that esterase
acitivity has been observed in Caco-2 cells, some issues have been reported with reference to
the use of this cell monolayer in studying the intestinal absorption of ester prodrugs. For
instance, Van Gelder et al. reported low esterase activity in Caco-2 cells as compared to
human intestinal tissues (Van Gelder et al., 2000b). Moreover, Caco-2 cells mostly express
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CES1, whereas in humans, CES2 is the predominant carboxylesterase isoenzyme in the small
intestine (Imai and Ohura, 2010).
Notwithstanding possible differences in substrate specificity, CES2 isoenzymes have also
been observed to be the most abundantly expressed carboxylesterase in rats. Moreover,
degradation rates of tenofovir disoproxil in rat and human ileal tissues were found to be
similar (Van Gelder et al., 2000b).
Tenofovir and adefovir are antiviral agents for which a prodrug approach has been applied
because of their hydrophilic nature, resulting in a low intestinal permeability. In view of the
observed intestinal degradation of tenofovir disoproxil, Van Gelder et al. hypothesized that in
situ intestinal perfusion in presence of ester containing fruit extracts would increase the
intestinal absorption of tenofovir disoproxil in rats (Van Gelder et al., 2000a). Indeed, the
amount of tenofovir equivalents in the mesenteric blood increased by 7-fold in presence of a
strawberry extract, containing a multitude of small esters, competitively inhibiting the
hydrolysis of tenofovir disoproxil. Notwithstanding the success of this approach, Masaki et al.
demonstrated that inhibition of intestinal CES, could lead to increased intracellular
concentration of the prodrug, thereby decreasing the driving force across the apical membrane
of the enterocytes, resulting in a decreased effective permeability (Masaki et al., 2007).
Annaert et al. evaluated the intestinal absorption of ester prodrug adefovir dipivoxil in the in
situ intestinal perfusion technique with mesenteric sampling in rats. Results were compared
with data obtained from Caco-2 and diffusion chambers experiments (Annaert et al., 2000). In
agreement with the aforementioned tenofovir study performed by Van Gelder et al., ester
hydrolysis of adefovir dipivoxil was demonstrated to be relatively low in Caco-2 cells.
Adefovir dipivoxil was found to be the major species appearing on the basolateral side of the
cell monolayer, whereas in situ, no prodrug could be measured in the mesenteric blood.
Interestingly, addition of the P-gp inhibitor verapamil increased the apparent permeability for
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total adefovir in situ and in vitro, but not ex vivo in the diffusion chambers. Moreover,
diffusion chambers were less discriminative than the in situ and in vitro models to
demonstrate a prodrug effect on the absorption of adefovir. These data suggest that the in situ
intestinal perfusion technique is the most suitable model to study the intestinal absorption of
ester prodrugs, especially when the hydrolysis product is a substrate for intestinal transporters.
Consistent with these findings, other authors have confirmed the necessity to take both
esterase activity and transporter mechanisms into account, when studying the intestinal
absorption of prodrugs. Significant disappearance from the perfusion medium was observed
for ethyl-fexofenadine and M3229, ester prodrugs of the antihistaminic agent fexofenadine
and the glycoprotein IIb/IIIa antagonist M3277, respectively (Ohura et al., 2012; Okudaira et
al., 2000). Nevertheless, for both drugs, the appearance of active compound in the mesenteric
blood was low compared to what would be expected, based on disappearance of prodrug and
hydrolytic activity in the enterocytes. This apparent disparity could be explained by the fact
that the intracellularly formed active compounds underwent significant efflux towards the
intraluminal environment. Clearly, as could be concluded for drugs undergoing P450
mediated metabolism, mesenteric vein cannulation offers important additional information on
the overall absorption process of ester prodrugs.
It is important to note that, for a prodrug approach to be successful, intraluminal stability is
mostly required. Several reports have described the degradation of ester prodrugs in aspirated
human intestinal fluids, advocating the need for stability assessment of ester prodrugs in
biorelevant media (Borde et al., 2012; Granero and Amidon, 2006; Stoeckel et al., 1998).
3.4 EVALUATING THE SPECIFIC CONTRIBUTION OF DRUG TRANSPORTERS AND METABOLIZING ENZYMES: USE OF KNOCKOUT ANIMALS
Numerous membrane transporters have been identified along the human small intestine and,
for a lot these proteins, rodents express isoenzymes that are similar with reference to amino
16
acid sequence and functionality. However, for most of these transporters, there is no (or not
enough) evidence that they are clinically relevant for drug disposition in vivo (International
Transporter Consortium et al., 2010). Despite the introduction of specific and potent
diagnostic inhibitors of drug transporters and metabolizing enzymes, it often remains very
difficult to estimate their relative importance in the intestinal absorption of a compound. A lot
of inhibitors that are frequently used in mechanistic research exhibit cross specificity, even at
low concentrations (Choo et al., 2000). Therefore, the use of animal models in which a
specific gene encoding a drug transporter or metabolizing enzyme has been inactivated, so
called knockout animals, is of great benefit to pharmacokinetic research. In situ intestinal
perfusion studies using knockout animals have been performed to evaluate the specific role of
transporters in intestinal drug absorption.
For instance, the significance of PEPT1 in the intestinal absorption of drugs is difficult to
evaluate. PEPT1 is an oligopeptide transporter present at the apical membrane of the small
intestine and exhibits a heterogeneous expression along the small intestine and broad substrate
specificity which overlaps with other peptide transporters (e.g. peptide/histidine transporters).
These elements impede estimating the specific contribution of the PEPT1 transporter to the
overall intestinal absorption (Jappar et al., 2010). The use of Pept1 knockout mice offers the
possibility to discard these confounding factors. The applicability of this absorption model in
pharmacokinetic research was evaluated through the use of the dipeptide glycylsarcosine. Hu
et al. demonstrated that deletion of Pept1 resulted in a 20-fold reduction in the effective
permeability upon intestinal perfusion of glycylsarcosine in knockout mice compared to the
wild-type mice, whereas upon intravenous administration, the plasma profiles of the dipeptide
were very similar between the two groups (Hu et al., 2008). Jappar et al. confirmed the very
low intestinal uptake of glycylsarcosine in knockout mice along the entire length of the small
intestine (Jappar et al., 2010). These studies evidenced the reliable use of the Pept1 knockout
17
mice and the absorption tool has been adopted by other authors to confirm the role of PEPT1
in the intestinal transport of commonly used drugs such as valacyclovir, a peptide prodrug of
the antiviral drug acyclovir (Yang and Smith, 2013).
As is the case for uptake transporters, also the clinical importance of efflux transporters is a
topic of much debate. P-gp, BCRP and MRP2 are abundantly expressed at the apical
membrane of enterocytes and have been shown to interfere with the absorption of a high
number of drugs. To specifically explore the contribution of these transporters, genetically
modified animals lacking the expression of specific proteins can be extremely useful. Eisai
hyperbilirubinemic rats (EHBRs) and TR- rats are defective for the efllux transporter Mrp2
(Adachi et al., 2005; Sesink et al., 2005). The Mrp2 deficient rats and Bcrp knockout mice
have been used to evaluate the fate of compounds that undergo significant phase-II
metabolism in the enterocytes, generating sulfates and glucuronides. These conjugates are
mostly good substrates for MRP2 and BCRP. Intestinal perfusion with naturally occurring
products such as genistein (a flavonoid) and 4-methylumbelliferone (a coumarin) in Bcrp
knockout mice revealed an important role for BCRP in effluxing sulfate and glucuronide
conjugates from the intracellular environment to the apical side of the enterocytes (Adachi et
al., 2005; Yang et al., 2012). The appearance of sulfates and glucuronides of genistein in the
perfusion medium was significantly lower in the knockout animals than in the wild type mice,
indicating that BCRP may cause alterations in the distribution of conjugates to the systemic
circulation. Only minor involvement of MRP2 could be demonstrated in these studies.
Despite the large difference in efflux of conjugates between the knockout and the wild type
mice, this was not reflected in the disappearance of parent compound from the perfusion
solution. Similarly, significant differences in efflux rates of glucuronide and sulfate
conjugates of 4-methylumbelliferone were demonstrated between Bcrp knockout and wild
type mice, but no statistical difference was observed in effective permeability of the parent
18
compound. The appearance of parent compound and metabolites in the mesenteric blood was
not assessed in these studies.
In a study of Rong et al., the appearance of tolmetin and its metabolites in the plasma upon
intestinal perfusion with prodrug amtolmetin guacyl was shown to be significantly increased
in Bcrp knockout mice compared to wild type mice (Rong et al., 2013). However, since blood
samples were taken from the systemic circulation (vena jugularis), and the expression of Bcrp
is not limited to the small intestine, the exact role of Bcrp at the level of the small intestine
cannot be unambiguously evaluated in this study. Indeed, BCRP may also be involved in the
hepatobiliary elimination of drugs.
In an effort to combine the benefits of using knockout mice, which remain more readily
available than knockout rats, and preserving the ability of evaluating the apparent
permeability, Mols et al. downscaled the in situ intestinal perfusion with mesenteric blood
sampling to mice (Mols et al., 2009). The same research group reported a study in which P-gp
knockout mice were used to assess the importance of P-gp in the intestinal absorption of the
HIV protease inhibitor darunavir and pointed out the ability of ritonavir to exert its function
as a booster, not only at the hepatic level, but also at the level of the small intestine
(Holmstock et al., 2010).
The in situ intestinal perfusion with mesenteric blood sampling in mice is obviously
technically challenging and, as a result, the success rate is low compared to using rats.
Therefore, further construction and validation of knockout rats may prove to be extremely
useful in the evaluation of intestinal drug absorption pharmacokinetic studies in general
(Farooq and M. Hawksworth, 2012). Recently, P-gp, Mrp2 and Bcrp knockout rats were
demonstrated to be a good alternative for knockout mice(Zamek-Gliszczynski et al., 2012).
19
3.5 THE EFFECT OF INDUCTION ON THE BIOCHEMICAL BARRIER FUNCTION OF THE SMALL INTESTINE
The effective treatment of chronic diseases mostly requires adherence to a prolonged, often
lifelong drug regimen. Long-term use of drugs has been shown to upregulate the expression
of transporters and metabolizing enzymes involved in the disposition of these compounds.
This adaptive process of induction is mediated through nuclear receptors (e.g. pregnane X
receptor (PXR) and constitutive androstane receptor (CAR)), which ‘sense’ the presence of
xenobiotics and upregulate detoxifying proteins such as metabolizing enzymes and efflux
transporters (Willson and Kliewer, 2002). These phenomena can not be adequately studied in
the Caco-2 model as this cell model does not express the PXR nuclear receptor (Thummel et
al., 2001). Therefore, several authors have applied rodent models to study the effects of
induction on intestinal absorption of drugs.
Ho et al. demonstrated that 15 days of consecutive administration of a St. John’s wort extract
to rats significantly reduced the concentrations of indinavir in the portal venous blood. Both
intestinal and hepatic CYP3A mediated metabolism was identified to be at the origin of this
induction phenomenon. P-gp induction was not evaluated in this study despite the fact that P-
gp and CYP3A induction pathways involve the same nuclear receptors (PXR and CAR). This
has been recognized by several authors who evaluated the effect of typical inducers such as
dexamethasone and pregnenolone-16α-carbonitrile (PCN) on the expression and functionality
of P-gp and CYP3A metabolism (Liu et al., 2006; Sandström and Lennernäs, 1999). A
general observation is that the repeated administration of these compounds decreased the
permeability for dual CYP3A/P-gp substrates such as verapamil and digoxin across the small
intestine of rats and mice. Liu et al. observed increased expression not only of P-gp but also
of CYP3A upon PCN pretreatment. Despite the reported extensive metabolism of digoxin by
CYP3A in rats, the decrease in effective permeability for digoxin was found to be due to
20
increased expression of P-gp, whereas intestinal metabolism remained negligible (Salphati
and Benet, 1999). Sandström et al. demonstrated that the effective permeability for verapamil
was already significantly decreased at day one of the oral dosing regimen of dexamethasone.
The induction of CYP3A mediated metabolism, determined by measuring the extent of
norverapamil formation in the perfusion solution, was slower and only significant upon 14
days of once daily oral dexamethasone administration (Sandström and Lennernäs, 1999).
Based on these studies, the rat seems to be a suitable model to evaluate the mechanism
underlying altered intestinal permeability as a result of induction phenomena.
Important to note, however, is that compounds which are potent inducers in humans do not
necessarily induce strong upregulation of detoxifying proteins in rodents. Rifampicin for
example induces strong activation of human PXR, whereas it appears to be a less effective
activator of rodent PXR. In an effort to further increase the biorelevance of the mouse models,
mice carrying functional human genes (e.g. mice expressing human PXR and CYP3A4) have
been developed and validated (Ma et al., 2008). Holmstock et al. made use of these
PXR/CYP3A4 humanized mice to evaluate the induction effect of rifampicin (Holmstock et
al., 2013b). In the humanized mice, a decreased permeability for dual P-gp/CYP3A substrate
darunavir was observed after pretreatment with rifampicin for three days. An increased efflux
by P-gp was found to be at the origin of this drop in permeability. Holmstock et al. also
determined expression levels of P-gp and CYP3A4 enzymes and found that only the
expression of P-gp was increased upon pretreatment with rifampicin. It was hypothesized in
this study that the baseline expression of CYP3A4 is already relatively high in these
PXR/CYP3A4 humanized mice and, as a result, an additional induction of CYP3A4 is less
likely to occur.
21
3.6 REGIONAL ABSORPTION STUDIES – SITE DEPENDENT EXPRESSION OF TRANSPORTERS AND METABOLIZING ENZYMES
The expression of membrane transporters and metabolizing enzymes along the small intestine
is far from homogenous. Tissue samples obtained from different regions of the human small
intestine reveal a significant site dependency for a number of transporters and enzymes that
are known to affect drug absorption. Nevertheless, limited availability of healthy human
tissue and high interindividual differences in expression levels result in a low number of
studies clearly demonstrating regional expression patterns along the human small intestine.
Therefore, it remains highly difficult to draw general conclusions with regard to the site
dependent expression of drug transporters and metabolizing enzymes.
From the scarce data that is present, however, it appears that the expression of CYP3A4,
which is the most abundantly expressed isoenzyme of the cytochrome P450 superfamily in
the small intestine, is higher in proximal parts of the small intestine than in distal regions
(Berggren et al., 2007; Canaparo et al., 2007). In contrast, efflux transporters P-gp and BCRP
have been shown to exhibit a higher expression at distal segments of the small intestine
(Englund et al., 2006).
Studying site-dependent absorption is of great relevance for drugs that exhibit poor
dissolution, solubility or permeability characteristics, as these drugs are likely to be exposed
to the entire length of the small intestine. Moreover, knowledge on the regional absorption
profile of a compound may aid in the development and evaluation of controlled release
formulations (Tannergren et al., 2009; Thombre, 2005). For instance, a modified-release
formulation of hydrocortisone could be developed based on permeability data in both human
small and large intestine (Johannsson et al., 2009; Lennernäs, 2014)
Despite the limited data from human intestinal tissues, it appears that for a number of human
transporters and metabolizing enzymes, the rodent isoenzymes exhibit similar expression
22
patterns along the intestinal tract. As is the case in humans, the expression of CYP3A
enzymes is highest in proximal parts of the small intestine of mice and rats and the expression
of P-gp increases from duodenum to ileum, making these animal models very useful for
mechanistic studies concerning regional absorption of substrates of transporters or
metabolizing enzymes (Jin et al., 2006; MacLean et al., 2008; Mitschke et al., 2008; Stephens
et al., 2001; Takara et al., 2003). Similarities in expression profiles between human and
rodent models have also been observed for uptake transporters. The expression of OATP2B1,
the most predominant OATP isoenzyme in human small intestine, has been observed to be
higher in the ileum than in the duodenum, although this difference was not statistically
significant (Meier et al., 2007). Similarly, the rat isoenzymes Oatp2b1 and Oatp1a5 exhibit
higher expression levels at distal sites of the small intestine (MacLean et al., 2010). For the
oligopeptide transporter PEPT1, a dissimilarity is observed between human and rat, as
hPEPT1 appears to be more abundantly expressed in the proximal small intestine, whereas in
rats, no significant regional differences have been observed (Herrera-Ruiz et al., 2001;
Ingersoll et al., 2012).
Obviously, site dependent absorption mechanisms cannot be studied using Caco-2 cells. In
contrast, diffusion chambers are very suitable for this application as mounting of tissues from
different intestinal regions allows reliable determination of site dependent intestinal transport.
Moreover, use of human intestinal tissue strongly enhances the biorelevance of this
absorption model. Sjöberg et al. demonstrated a good correlation between the apparent
permeability across human intestinal tissue in the diffusion chambers and the fraction
absorbed in humans (Sjöberg et al., 2013). A major drawback related to this model is the poor
availability of viable human intestinal tissue. Moreover, careful manipulation of the excised
tissue is required prior to mounting. Serosa and muscularis mucosae present a barrier to
compound permeation, which is not relevant in vivo as blood vessels in the submucosa
23
guarantee suitable sink conditions. Therefore, stripping of serosa and the longitudinal muscle
layer of the intestinal tissue is generally performed ahead of mounting. Nevertheless, despite
removal of this longitudinal muscle layer, the circular muscle layer underlying the submucosa
cannot be removed.
3.6.1 REGIONAL IN SITU INTESTINAL ABSORPTION STUDIES– TRANSPORTER SUBSTRATES
P-gp is the most extensively documented intestinal drug transporter and there is compelling
evidence on the impact of its site dependent expression on the regional absorption of P-gp
substrates. Upon perfusion of model compounds such as talinolol, tacrolimus and digoxin, P-
gp was demonstrated to limit the absorption rate to a higher extent at distal sites of the small
intestine than at proximal sites (Sababi et al., 2001; Tamura et al., 2002; Wagner et al., 2001).
Valenzuela et al. examined the site dependent permeability for P-gp substrate salbutamol and
evaluated these findings in view of mRNA and protein expression levels. An inverse
relationship between expression of P-gp and absorption rate of salbutamol was observed
(Valenzuela et al., 2004). Notwithstanding the fact that the role of P-gp in the absorption of
numerous compounds was becoming increasingly evident, Cao et al. pointed out the
importance to keep taking passive permeability into account (Cao et al., 2005). The P-gp
substrate verapamil was shown to be unaffected by the 6-fold difference in expression level of
P-gp in rat, due to its high passive permeability. Nevertheless, the impact of regional
expression of P-gp on site dependent permeability has been confirmed for several other
compounds, amongst which the HIV protease inhibitor darunavir, the antimalarial compound
lumefantrine and the fluoroquinolone CNV97100 (González-Alvarez et al., 2007; Stappaerts
et al., 2013; Wahajuddin et al., 2014).
The general acceptance of the impact of the site dependent expression of P-gp on the
increasing number of identified substrates, prompted Shirasaka et al. to develop a prediction
24
model for the intestinal absorption of P-gp substrates in humans (Shirasaka et al., 2008).
Based on Km and Vmax values obtained from cell monolayers exhibiting different levels of P-
gp expression, regional absorption profiles were predicted for rats and validated by in situ
intestinal perfusions. Although, theoretically, the implementation of regional P-gp expression
levels obtained from biopsies in human could lead to adequate predictions, the reality of the
strong interindividual variation in humans makes it very difficult to obtain reliable predictions
(Berggren et al., 2007; Canaparo et al., 2007). Moreover, for several compounds, involvement
of multiple transporters in the intestinal absorption has been observed, rendering site
dependent predictions extremely challenging.
Dahan et al. showed that multiple efflux transporters affected the absorption of colchicine (P-
gp and Mrp2) and sulfasalazine (Mrp2 and Bcrp) in rat (Dahan and Amidon, 2009; Dahan et
al., 2009). For other compounds, such as ciprofloxacin, atazanavir and pitavastatin, intestinal
permeability has been demonstrated to be influenced by both uptake (Oatp) and efflux
transporters (P-gp) (Arakawa et al., 2012; Kis et al., 2013; Shirasaka et al., 2011). It is clear
that the combination of involvement of multiple transporters in intestinal absorption and their
heterogeneous expression along the gastrointestinal tract adds complexity to the interpretation
of their relative roles in the absorption of substrates. As mentioned in section 3.4, the use of
knockout animals may resolve this intricacy.
Knockout mice have been used to estimate the regional differences of Pept1 involvement in
the absorption of model compound glycylsarcosine and the antiviral drug valacyclovir (Jappar
et al., 2010; Yang and Smith, 2013). In wild type mice, in situ permeability for these
compounds was observed to be significantly lower in the colon compared to permeability in
the small intestine. However, perfusion experiments in knockout mice revealed a complete
loss of site-dependent differences in permeability, demonstrating that the higher expression of
25
Pept1 in the small intestine is the main causative factor for the higher permeability as
compared to the colon.
3.6.2 REGIONAL IN SITU INTESTINAL ABSORPTION STUDIES– DUAL SUBSTRATES
Section 3.1 and 3.2 illustrated the often complex nature of transporter-metabolism interplay
and, more specifically, the interaction between P-gp and CYP3A mediated metabolism. It is
self-evident that the intricacy of the regional expression profiles of these proteins further
complicates the intestinal absorption studies of dual substrates. In situ perfusion experiments
have been used to gain mechanistic insight into the site dependent P-gp/CYP3A interplay
affecting the permeability for dual substrates.
Li et al. observed a high extent of intestinal metabolism of the HIV protease inhibitor
indinavir in the jejunum as compared to the ileum (Li et al., 2002). In the latter intestinal
region, metabolism was found to be low to non-existent. Nevertheless, in the ileum, the
permeability for indinavir was significantly lower than in the jejunum due to the higher
expression of P-gp. The CYP3A inhibitor ketoconazole strongly decreased the effective
permeability in jejunum, most likely because it decreases the indinavir concentration gradient
over the apical membrane, through the inhibition of intracellular metabolism. Within the same
research group, the site dependent permeability of another dual substrate, UK-343,664, was
evaluated (Kaddoumi et al., 2006). Permeability for this compound was found to be
influenced mostly by P-gp and only poor intestinal metabolism of UK-343,644 was observed
both in jejunum and in ileum. Consistent with the increasing P-gp expression from proximal
to distal parts of the small intestine, intestinal permeability for this compound was higher in
jejunum than in ileum in the concentration range from 5-50 µM. At a UK-343,664
concentration of 50 µM, P-gp inhibition caused an increase in both permeability and fraction
metabolized at the level of the jejunum, indicating that for this compound at this substrate
concentration, P-gp decreases the fraction metabolized in the jejunum. Nevertheless, the
26
increase in permeability for UK-343,664 upon P-gp inhibition was higher in the ileum, which
is in good agreement with the higher expression of P-gp at this intestinal site. Due to the
lower expression of CYP3A metabolizing enzymes at the level of the ileum, the increase in
fraction metabolized upon P-gp inhibition was lower than that observed in the jejunum.
Tamura et al. emphasized the benefit of determining the apparent permeability for a
compound that is metabolized (Tamura et al., 2003). The disappearance of tacrolimus from
the perfusion solution was found to be twofold higher in the jejunum than in the ileum. This is
in accordance with the higher expression of P-gp at distal sites of the small intestine. The
apparent permeability, measured upon vascular perfusion, however, was similar in the
intestinal segments. Using midazolam as a CYP3A inhibitor, higher metabolic extraction of
tacrolimus was demonstrated in jejunum, as compared to ileum.
An excellent study, underscoring the value of the in situ model to gain mechanistic insight,
was performed by Jin et al. who studied the site dependent absorption of the dual substrate
cyclosporine A as well as the induction effects mediated by dexamethasone on the absorption
profile (Jin et al., 2006). Both wild-type mice and mdr1a/1b knockout mice were used to
discriminate between effects exerted by P-gp and CYP3A mediated metabolism. Taking
blood samples from both portal and jugular vein, absorption of cyclosporine A from proximal
sites of the small intestine was shown to be higher than absorption from distal sites in wild-
type mice. Using the knockout mice, P-gp was shown to limit the absorption of cyclosporine
A in the distal small intestine, but not in the upper part, whereas the formation of metabolites
was demonstrated to be highest in the upper part. Interestingly, upon administration of
dexamethasone for 7 days, absorption of cyclosporine A from the proximal small intestine
was decreased due to increased P-gp expression, whereas in distal loops, mostly CYP3A
mediated metabolism was induced, resulting in a higher proportion of metabolites appearing
in the blood. This finding indicates that induction of P-gp and CYP3A metabolizing enzymes
27
is stronger at intestinal sites where their relative expression is lower. Figure 4 represents the
concentrations of cyclosporine A and its main metabolite M17 in portal venous blood.
3.7 IN SITU INTESTINAL EXCRETION UPON INTRAVENOUS ADMINISTRATION
Whereas the number of applications of most in vitro techniques is limited, the more
sophisticated nature of the in situ intestinal perfusion model allows optimizing the technique
for a specific purpose. Several authors have exploited the versatility of the model and
implemented an alternative set-up to study transporter involvement in intestinal drug
elimination: upon intravenous administration of a drug of interest, its appearance in blank
perfusion medium can be determined. Moreover, the contribution of efflux transporters to this
intestinal excretion can be studied using diagnostic inhibitors.
The intestinal excretion upon intravenous administration of talinolol and digoxin was shown
to be influenced by P-gp (Hanafy et al., 2001; Sababi et al., 2001). As discussed in section
3.6, regional differences in the expression of transporters may affect the intestinal excretion of
substrates. For instance, the percentage of an intravenously administered darunavir dose,
excreted in distal segments was significantly higher than in proximal segments, which is in
good agreement with the regional expression of P-gp along the small intestine. Upon
intravenous coadministration of P-gp inhibitor zosuquidar, similar intestinal excretion values
were observed for the two intestinal regions (Stappaerts et al., 2014a).
It is clear, however, that in contrast to the conventional in situ intestinal absorption set-up,
extra-intestinal factors influence the outcome of these excretion studies. Gao et al.
demonstrated the involvement of both P-gp and CYP3A mediated metabolism in the
interference of indinavir with the intestinal excretion of other HIV protease inhibitors
including amprenavir, nelfinavir and saquinavir (Gao et al., 2003). As CYP3A enzymes are
abundantly present in both hepatocytes and enterocytes, the involvement of intestinal
metabolism is difficult to estimate in this set-up.
28
Interestingly, the in situ intestinal excretion set-up can be complemented with additional bile
duct cannulation, which enables the simultaneous assessment of intestinal and biliary
excretion as well as the estimation of the relative impact of these processes on the overall
systemic drug exposure. Figure 5 illustrates this in situ excretion set-up. For instance, biliary
and intestinal excretion were demonstrated to be major excretion routes for the macrolide
antibiotics clarithromycin and roxythromycin, respectively (Arimori et al., 1998). Moreover,
bile cannulation allows assessing the involvement of transporters in hepatobiliary drug
disposition. For instance, P-gp substrates ciprofloxacin and darunavir exhibited a decreased
intestinal and biliary excretion upon intravenous coadministration of P-gp inhibitors (Dautrey
et al., 1999; Stappaerts et al., 2014a).
As metabolism often impedes the unambiguous assessment of transporter involvement in
intestinal and hepatobiliary excretion, again, genetically modified animals may provide a
solution. Using Mrp2 deficient GY/TR- rats, Mallants et al. demonstrated the involvement of
Mrp2 in the biliary excretion but not in the intestinal excretion of total tenofovir upon
intravenous administration of tenofovir disoproxil fumarate (Mallants et al., 2005).
3.8 THE EFFECT OF AGE ON BIOCHEMICAL BARRIER FUNCTION
As age-dependent changes in the expression of metabolizing enzymes and transporters have
been described in man, the efficiency of the biochemical barrier function of the small intestine
may be age related. For instance, an age-dependent increase in the expression and
functionality of CYP3A4 has been observed in duodenal sections from a pediatric population
(Johnson and Thomson, 2008). Similarly, the expression of MDR1 mRNA was found to
strongly vary among different age groups. Intestinal perfusions using very young or very old
animals might yield important information on intestinal absorption of drugs in young or
elderly populations. Since the in situ intestinal perfusion technique with mesenteric blood
29
sampling was validated in mice, this technique should also be feasible in very young rats
(Mols et al., 2009). Moreover, mesenteric blood sampling could again provide additional
information on the metabolic capacity of young versus old animals.
Lindahl et al. demonstrated similar permeability values for compounds undergoing passive
paracellular (atenolol) or transcellular (metoprolol) transport and carrier-mediated transport
(D-glucose) in rats in the age interval between 5 and 30 weeks (Lindahl et al., 1997).
Similarly, Yuasa et al. observed comparable permeability values for passively absorbed
compounds as well as for the carrier-mediated uptake of cephradine. In contrast with the
results of Lindahl et al., the intestinal permeability for D-glucose was shown to be 50% lower
in older rats (54 weeks) than in young rats (8 weeks) (Yuasa et al., 1997). Oguri et al. reported
high intestinal permeability for the amino acids alanine, arginine and aspartic acid in very
young rats (up to 8 weeks) as compared to older rats (8-104 weeks) (Oguri et al., 1999). In
general, based on the limited amount of studies performed, it appears that age-dependent
changes in the permeability of compounds are mild to moderate with some exceptions in very
young or very old animals, especially when absorption is carrier-mediated.
4. TOWARDS THE USE OF MORE COMPLEX MEDIA
In pharmaceutical industry, high-throughput screening programs to identify new drug
candidates are generally directed towards rapid identification of compounds with a high
potency against the biological target. These high-affinity compounds tend to exhibit a
relatively high lipophilicity, which is usually associated with a low aqueous solubility (Varma
et al., 2010). As a result, the proportion of compounds with poor aqueous dissolution and
solubility characteristics is increasing, both in drug development and on the market
(Stegemann et al., 2007). Consequently, a major challenge for the pharmaceutical industry
30
today is to get sufficiently high concentrations of an orally administered drug at the site of
absorption, i.e. the small intestine. Several formulation strategies have proven to be successful
in overcoming this solubility issue. These so-called ‘enabling formulations’ rely on different
principles and include the use of surfactants, particle size reduction, solid dispersions and
lipid based formulations (Buckley et al., 2013; Williams et al., 2013a).
It is becoming increasingly clear, however, that the raise in solubility that can be achieved
using these formulations is not always accompanied by a proportional increase in the
intestinal absorption. Therefore, it is of utmost importance to evaluate solubility as well as
permeability when studying enabling formulations.
Caco-2 has been shown to be compatible with a number of commonly used pharmaceutical
excipients within specific concentration ranges (Ingels and Augustijns, 2003). Nevertheless,
the protective mucus layer that is naturally present on enterocytes is not produced by this cell
monolayer, rendering the cells more vulnerable than naturally occurring enterocytes
(Cepinskas et al., 1993; Meaney and O’Driscoll, 1999). The more robust in situ intestinal
perfusion technique provides a tool to overcome this hurdle and study intestinal absorption
from more complex media. For example, in a study performed by Schipper et al., a 10 to 15-
fold increase in the permeability for atenolol, a paracellular marker, was seen in Caco-2 cells
in the presence of the polysaccharide chitosan (50 µg/ml), whereas the effect of chitosans on
permeability in situ was only modest (Schipper et al., 1999).
4.1 IN SITU INTESTINAL PERFUSIONS USING BIORELEVANT MEDIA – SOLUBILITY-PERMEABILITY INTERPLAY
Several authors have demonstrated the solubility-permeability trade-off that is present upon
micellar solubilization (Fischer et al., 2011; Katneni et al., 2006; Miller et al., 2011; Yano et
al., 2010). When using surfactants at a concentration above their critical micellar
concentration (CMC), micellar solubilization tends to positively influence the solubility of
31
lipophilic compounds. Nevertheless, due to this micellar entrapment, the free, bioaccessible
fraction also decreases, thereby offsetting the gain in apparent solubility. The importance of
studying the behavior of drugs in micellar solutions cannot be overestimated, as colloidal
structures, including micelles and vesicles, are omnipresent in the small intestine. Both
exogenous substances, such as food- or formulation derived lipid digestion products and
endogenous compounds, such as bile salts, may contribute to the formation of these micellar
and vesicular structures.
Using the intestinal perfusion technique in rats, Poelma et al. demonstrated a reduction in the
absorption rate of lipophilic compounds griseofulvin (log P = 2.18) and ketoconazole (log P =
4.35) upon addition of the bile salt taurocholate at concentrations above the CMC. In contrast,
the absorption rate of hydrophilic compounds paracetamol (log P = 0.46) and theophylline
(log P = -0.02) remained unaltered by taurocholate, indicating that the effect of micellar
entrapment increases with increasing lipophilicity (Poelma et al., 1990). Moreover, the fact
that the absorption rate of the hydrophilic compounds remained unaltered in presence of high
concentrations of the bile salt (up to 20 mM), suggests that the barrier function of the
intestinal wall was intact throughout the experiment. These concentrations of taurocholate
would be toxic to Caco-2 cells, illustrating the superior robustness of the in situ technique
(Ingels and Augustijns, 2003). In a follow-up study, earlier findings were confirmed in
perfusion media containing lysophosphatidylcholine and oleic acid, apart from taurocholate
(Poelma et al., 1991). These substances, creating mixed micelles, were included in an attempt
to generate biorelevant experimental conditions for mimicking the postprandial intraluminal
environment. In presence of the mixed micelles, the more lipophilic compounds were again
shown to exhibit the strongest decrease in absorption rate.
The effect of bile salt containing micelles on solubility and permeability has prompted
investigators to explore the use of media that are more relevant for the intraluminal
32
environment, in both solubility and intestinal absorption models. Simulated intestinal fluids
were developed to evaluate the intestinal disposition in a more biorelevant manner. These
media were optimized to mimic the intraluminal fluids in the fasted or the fed state and are
very useful to study food effects (Vertzoni et al., 2004).
Whereas simulated intestinal fluids of the fasted state (FaSSIF) are commonly applied in
absorption models such as Caco-2 cells, simulated fluids of the fed state are detrimental to
this cell monolayer (Fossati et al., 2008; Ingels et al., 2002). Despite attempts to generate
simulated media that mimic the fed state and retain compatibility with Caco-2 cells, it remains
challenging to avoid the trade-off between compatibility and biorelevance. For instance,
Markopoulos et al. generated simulated intestinal media of the fasted and fed state that are
compatible with Caco-2 cells. Nevertheless, the concentration of taurocholate that was used
for the fed state (6.8 mM) is low compared to conventional fed state simulated fluids (FeSSIF
v1: 15 mM and FeSSIF v2:10 mM) (Markopoulos et al., 2013).
Holmstock et al. used the in situ intestinal perfusion technique in mice to explore the negative
food effect that is clinically observed for the HIV protease inhibitor indinavir (Holmstock et
al., 2013a). In addition to simulated intestinal fluids, aspirated human intestinal fluids of
fasted and fed state conditions were used as solvent systems to evaluate intestinal solubility
and permeability of indinavir upon food intake. As compared to the fasted state, a higher
solubility accompanied by a lower absorptive flux was observed in postprandial conditions.
Stappaerts et al. confirmed this solubility-permeability trade-off for lipophilic compounds in
human aspirated fluids and demonstrated an increase in micellar entrapment upon increasing
lipophilicity for a series of structurally related β-blockers (Stappaerts et al., 2014b).
The solubility-permeability reciprocity is not limited to micellar media and was also
observed for cyclodextrin-based formulations. In presence of hydroxypropyl-β-cyclodextrins,
the disappearance of dexamethasone from the perfusion solution was twofold lower than the
33
permeability of the free drug (Beig et al., 2013). Therefore, it is generally accepted that a
formulation can only be successful if the increase in apparent solubility is associated with an
increase in the free, bioaccessible fraction or when the dissociation from the entrapped
fraction is fast as compared to permeation (Frank et al., 2012; Miller et al., 2012).
4.2 BEYOND SOLUBILITY: SUPERSATURATION
The thermodynamically metastable state of supersaturation in the intraluminal environment
increases the apparent solubility of a compound without a simultaneous decrease of the free
fraction. Therefore, inducing supersaturation at the level of the small intestine is very
beneficial to drug absorption. Both endogenous, physiological pathways such as
gastrointestinal transfer and digestive processes, and formulation strategies have been
described to generate intraluminal supersaturation (Bevernage et al., 2013; Williams et al.,
2013b).
Yeap et al. recognized the disparity between the rich body of data describing the trade-off
between solubility and permeability and, on the other hand, the irrefutable clinical
observations describing the positive influence of food and lipid based formulations on the oral
bioavailability of drugs. The rat in situ intestinal perfusion was very elegantly used as a
preclinical tool to evaluate possible endogenous mechanisms triggering supersaturation of
drugs from colloidal phases originating from dietary or formulation lipids. Physiologically
relevant mechanisms such as dilution by bile secretion and lipid absorption are proposed as
possible inducers of supersaturation (Yeap et al., 2013a, 2013b, 2013c). Bile mediated
dilution of colloidal phases containing weak bases, weak acids or neutral compounds was
evaluated as a causative trigger inducing supersaturation. Rat bile, which was collected
beforehand, was added to the perfusion solution directly prior to entering the small intestinal
segment. This is crucial, as the presence of an absorptive compartment has been shown to
34
sustain the supersaturated state of compounds (Bevernage et al., 2012). Upon increasing the
bile salt : lipid ratio in the colloidal phases, increased solubilization was observed for the
acidic and neutral compounds, whereas the apparent solubility of the bases cinnarizine and
halofantrine, decreased. As a result, periods of supersaturation followed by increased flux
towards the mesenteric vein could be induced upon addition of bile to the perfusion solution
for the weak base cinnarizine, whereas the effect on neutral compound danazol was less
pronounced. Apart from the dilution effect, the absorption of post-digestion lipids such as
oleic acid, present in the perfusion solution, was also suggested as a factor possibly
contributing to supersaturation. This hypothesis could be confirmed in a follow-up study
revealing the mechanism of lipid absorption as a trigger for supersaturation of cinnarizine
from oleic acid containing mixed micelles. Moreover, the acidic microclimate of the unstirred
water layer was demonstrated to play a role in converting the fatty acids to their unionized
state, hereby facilitating their absorption and, consequently, increasing the bile salt : lipid
ratio. Yeap et al. evidenced that, upon inclusion of amiloride, a competitive inhibitor of the
plasma membrane Na+/H+ exchanger, the flux of cinnarizine towards the mesenteric vein was
significantly compromised.
This series of reports points out the invaluable role of the in situ intestinal perfusion technique
as a biorelevant model to gain insight into the interplay between intraluminal concentrations
and drug permeability during supersaturation events.
Other authors have used the in situ intestinal perfusion to evaluate the performance of
supersaturation inducing formulations. Mellaerts et al. assessed the use of ordered
mesoporous silica loaded with itraconazole to generate supersaturation in the intraluminal
environment (Mellaerts et al., 2008). Upon suspension of the formulation in fasted state
simulated intestinal fluid, transport of itraconazole from the ordered mesoporous silica was
found to be more than 20-fold higher than from a saturated solution. Interestingly, the ordered
35
mesoporous silica suspension also outperformed the marketed amorphous solid dispersion
formulation of itraconazole, Sporanox®.
Nevertheless, the amorphous solid dispersions remain of great interest in overcoming
solubility and dissolution related issues associated with poorly soluble drugs. Recently, this
formulation approach was demonstrated to increase the apparent solubility of progesterone
and nifedipine without decreasing permeability, thus escaping the solubility-permeability
trade-off (Dahan et al., 2013; Miller et al., 2012).
5. FUTURE PERSPECTIVES
5.1. EVALUATION OF BARRIER FUNCTIONS: SPECIFIC INHIBITORS VERSUS KNOCKOUT ANIMALS
The in situ intestinal perfusion technique is frequently applied in mechanistic studies
evaluating the role of transporters and metabolizing enzymes in the intestinal uptake of drugs.
As the relative contribution of these mechanisms to the overall absorption is often difficult to
determine, the need for potent and specific inhibitors is self-evident. Nevertheless, numerous,
commonly used inhibitors have been shown to interfere with multiple transporters or
metabolic processes. For instance, inhibitors of P-gp often inhibit CYP3A enzymes as well
(Choo et al., 2000). Quinidine, cyclosporine A and ketoconazole are examples of frequently
used dual P-gp/CYP3A inhibitors. Therefore, in order to discriminate between the relative
involvement of transporters or metabolizing enzymes in intestinal absorption, it is important
to use diagnostic inhibitors at concentrations causing specific inhibition of the mechanism of
interest.
The introduction of knockout animals is a great step forward towards resolving the issue
encountered when using non-specific inhibitors. Comparison of intestinal permeability in
knockout and wild-type animals enables estimating the contribution of a specific absorption
36
process, without the need for diagnostic inhibitors. Nowadays, knockout mice for numerous
intestinal transporters are readily available (Tang et al., 2013). Moreover, the arrival of
knockout mice lacking specific metabolizing enzymes, combination knockout mice for both
transporters and metabolizing enzymes, tissue specific knockouts and humanized mice, has
created great opportunities for pharmacologic studies, including absorption profiling.
(Holmstock et al., 2013b, 2010; van Waterschoot and Schinkel, 2011). Despite the fact that
the use of genetically modified animals is very promising, thorough validation of the models
is required, as upregulation of compensatory mechanisms has been observed in knockout
animals (Lagas et al., 2012; Schuetz et al., 2000).
The small size and relatively fragile nature are some drawbacks of using mice. Moreover, as
compared to rats, the mouse model is less suitable to use in experiments involving multiple
manipulations. These factors negatively affect the success rate of the in situ intestinal
perfusion experiments in mice, especially when the cannulation of the mesenteric vein is
performed. Unfortunately, development of knockout rat models is lagging behind, rendering
mice still the most designated option when considering the use of genetically modified
animals. Nevertheless, recent advances in the field of construction of knockout rat models,
may bring the rat back center stage in future research (Farooq and M. Hawksworth, 2012;
Zamek-Gliszczynski et al., 2012).
5.2. PREDICTIVE AND MECHANISTIC STUDIES IN RODENTS
The fraction of a drug that is absorbed upon oral intake is a crucial factor determining the oral
bioavailability. Assessment of this pharmacokinetic parameter is costly as it requires
performing expensive clinical studies. Therefore, alternative methods to reliably predict the
fraction absorbed in humans are extremely valuable in the evaluation of drug candidates.
Strong correlations have been established for the fraction absorbed and the effective
37
permeability between rats and humans for a series of structurally diverse compounds,
including transporter substrates (Cao et al., 2006; Chiou and Barve, 1998). Consequently, the
in situ model in rats remains the most reliable model to predict the fraction absorbed in
humans (Lennernäs, 2014).
When intestinal metabolism is taken into account, however, species differences in isoforms of
metabolizing enzymes, substrate specificity and expression levels may impede quantitative
predictions of the fraction escaping gut metabolism in humans (Cao et al., 2006; Martignoni
et al., 2006). Nevertheless, despite the reduction in predictive power when using the in situ
intestinal perfusion model for compounds that undergo intestinal metabolic extraction, still,
important mechanistic insight into the involvement of metabolizing enzymes during intestinal
absorption can be gathered when performing the in situ intestinal perfusion in rodents.
5.3 SELECTION OF APPROPRIATE PERFUSION MEDIA AND DRUG CONCENTRATIONS
The majority of the in situ experiments, reported in the literature, involves intestinal perfusion
with a solution containing the drug of interest at a predetermined concentration. Often, simple
aqueous buffer solutions are selected as solvent systems. It is becoming abundantly clear,
however, that, as compared to aqueous media, the use of biorelevant fluids may significantly
alter dissolution, solubility and permeability characteristics. As already discussed in section 4,
the solubility of most lipophilic drugs is positively influenced by the presence of bile salts and
phospholipids in biorelevant fluids. Nevertheless, absorptive flux may be compromised due to
micellar inclusion of lipophilic compounds. Moreover, components specific to intestinal
fluids may affect the intestinal permeability of drugs. Taurocholate, for instance, has been
shown to inhibit P-gp functionality (Ingels et al., 2004). In addition, for some ester prodrugs,
poor stability has been reported in aspirated human intestinal fluids, which may compromise
38
the usefulness of the prodrug approach (Borde et al., 2012; Brouwers et al., 2007; Granero
and Amidon, 2006; Stoeckel et al., 1998).
Therefore, in order to address the complexity of the intraluminal environment, the use of
biorelevant fluids is advised. In this respect, simulated intestinal fluids of the fasted and fed
state are very suitable and readily available. Moreover, solubility values in simulated
intestinal fluids and human intestinal fluids of both fasted and fed state conditions are well
correlated (Augustijns et al., 2014). Solubility and dissolution studies in biorelevant media are
crucial to reliably estimate the concentrations to use in the absorption models.
Ideally, in vivo intraluminal concentrations profiling upon oral administration of a dosage
form to healthy volunteers, offers direct information of relevant concentrations to use in the
absorption models (Brouwers and Augustijns, 2014). These in vivo concentrations are
resulting from a myriad of physiological and physicochemical factors that are usually poorly
addressed in most absorption studies.
In addition to using biorelevant fluids, it is often suitable to use perfusion media with varying
pH values. Indeed, the intraluminal pH seems to increase from proximal (pH 6) to distal sites
(pH 7.4) of the small intestine (Fallingborg, 1999). As a result, compounds with a pKa value in
this pH range, may exhibit site dependent absorption related to their ionized fractions. This
has been reported for several compounds in aqueous buffer media (Dahan et al., 2010; Zur et
al., 2014a, 2014b)
5.4 TOWARDS A MORE DYNAMIC ABSORPTION MODEL
To the best of our knowledge, two reports have been published in which intestinal perfusions
were performed using human intestinal fluids of the fasted and fed state as perfusion media
(Holmstock et al., 2013a; Stappaerts et al., 2014b). Interestingly, for the lipophilic β-blocker
carvedilol, Stappaerts et al. observed a very strong decrease in the absorptive flux in
postprandial as compared to fasted state conditions. This reduced intestinal uptake was
39
strongly correlated with a decrease in the free, bioaccessible fraction of carvedilol and could
not be compensated for by the increase in solubility in fed state conditions, resulting in an
overall negative food effect on the intestinal absorption of carvedilol from a saturated
suspension. Nevertheless, since no clinical effect of food has been reported for carvedilol, it
appears likely that other important mechanisms, such as further dispersion and digestion of
the human intestinal fluids or gastrointestinal transfer may significantly affect the intestinal
absorption of this lipophilic compound.
Indeed, Yeap et al. demonstrated that dispersion of colloidal media by bile and absorption of
fatty acids can induce periods of supersaturation (Yeap et al., 2013b, 2013c). The colloidal
media used in this study represent different phases that form in the small intestine during the
digestion of triglycerides. Moreover, the same research group demonstrated in vitro
generation of supersaturation upon digestion of lipid based formulations (Anby et al., 2012).
It is therefore very plausible that further processing of human intestinal fluids collected in fed
state conditions will also affect the permeation of lipophilic compounds. The same processes
of dispersion and digestion may increase, the free, bioaccessible fraction of micellarly
entrapped drugs again, resulting in increased absorption rates. Therefore, performing
intestinal perfusion experiments with human intestinal fluids of the fed state complemented
with pancreatic extract, may be very interesting to evaluate the effect of digestion on the
absorptive flux of compounds. Thorough characterization of the digestion process will be of
great benefit to the use of human intestinal fluids in absorption models (Williams et al., 2012).
It is clear that the intraluminal environment is a very complex and highly dynamic climate in
which interaction between endogenous mechanisms and the dosage form may significantly
influence the concentrations available for absorption. The in situ intestinal perfusion
technique can already be considered a highly biorelevant technique as it exhibits close to in
40
vivo experimental conditions. Moreover, it is sufficiently robust and versatile to implement
modifications, further increasing biorelevance.
5.5 FORMULATION EVALUATION
Over the years, a strong increase has been observed in the proportion of poorly water soluble
drug candidates in drug development programs (Stegemann et al., 2007). In response to this
trend, formulation scientists have come upon ways to address this issue and the use of
enabling formulations, generating suitable intraluminal drug concentrations, has rapidly
gained interest (Buckley et al., 2013; Williams et al., 2013a).
Notwithstanding the beneficial effect of these formulations on drug solubility and dissolution,
it has become clear that the rise in apparent solubility is not always a reliable measure for the
expected gain in drug absorption, as was discussed in section 4. Therefore, it is advisable to
combine data from dissolution experiments with data obtained using intestinal absorption
models. In order to study the effect of formulations on the intestinal absorption, it is clear that
an absorption model should be selected, which is compatible with the components of the
formulation. The in situ intestinal perfusion exhibits suitable robustness to serve as an
absorption tool for the evaluation of formulations.
Despite the fact that most intestinal perfusion studies are performed using solutions of a drug,
some authors have described the evaluation of the intestinal permeability of drugs from
enabling formulations in an in situ set-up. The assessment of drug absorption from lipid based
formulations, cyclodextrin-containing media and ordered mesoporous silica have been
reported and this type of studies may prove very valuable to gain insight into the intestinal
disposition of a drug upon oral intake of a dosage form (Beig et al., 2013; Mellaerts et al.,
2008; Yeap et al., 2013a).
41
As it is often difficult to unambiguously define a donor concentration when working with
drug formulations, calculation of permeability values remains problematic. In most cases, the
permeability of the small intestine for a compound remains unaltered upon perfusion with
different formulations. In contrast, drug concentrations, more specifically the free
concentrations that are generated when using different formulations, may strongly differ and
lead to changes in the overall absorption of a compound. Therefore, these formulation
evaluation studies usually have a comparative character and mostly report the resulting
absorptive flux upon perfusion with a formulation. As mentioned in section 4.2, formulations
that increase the free, bioaccessible fraction of a compound are of great interest to overcome
poor drug absorption caused by solubility or dissolution issues.
6. CONCLUDING REMARKS
The in situ intestinal perfusion technique with mesenteric blood sampling in rats exhibits
unique qualities, which allow investigators to overcome the hurdles encountered when using
in vitro tools. In combination with the expression of the most important drug transporters,
P450 enzyme expression in rat enterocytes enables the evaluation of transporter-metabolism
interactions. During the in situ procedure, blood flow and innervation remain intact, creating
experimental conditions that are very close to the in vivo situation. Moreover, the robustness
of the system permits using more biorelevant but complex perfusion media, which are often
detrimental to Caco-2 cells.
ACKNOWLEDGMENTS
We would like to thank Yan Yan Yeap for providing us with the overview figure illustrating
the generation of supersaturation upon processing of colloidal phases. This research was
funded by a grant from ‘Onderzoeksfonds’ of the KU Leuven in Belgium.
42
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