abstimmungsergebnisse deka investment gmbh · 5 ratify ernst & young gmbh as auditors for mgmt...

Abstimmungsergebnisse Deka Investment GmbH

Zeitraum: 1. Januar 2018 – 31. Dezember 2018

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1&1 Drillisch AG Meeting Date: 17/05/2018 Country: Germany Meeting Type: Annual Ticker: DRI Primary ISIN: DE0005545503 Primary SEDOL: 5734672

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017 (Non-Voting)

2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.60 per Share

3.1 Approve Discharge of Management Board Mgmt For For Member Vlasios Choulidis for Fiscal 2017

3.2 Approve Discharge of Management Board Mgmt For For Member Andre Driesen for Fiscal 2017

3.3 Approve Discharge of Management Board Mgmt For For Member Martin Witt for Fiscal 2017

4.1 Approve Discharge of Supervisory Board Mgmt For Against Member Michael Scheeren for Fiscal 2017

4.2 Approve Discharge of Supervisory Board Mgmt For For Member Kai-Uwe Ricke for Fiscal 2017

4.3 Approve Discharge of Supervisory Board Mgmt For For Member Kurt Dobitsch for Fiscal 2017

4.4 Approve Discharge of Supervisory Board Mgmt For For Member Norbert Lang for Fiscal 2017

4.5 Approve Discharge of Supervisory Board Mgmt For For Member Marc Brucherseifer for Fiscal 2017

4.6 Approve Discharge of Supervisory Board Mgmt For For Member Horst Lennertz for Fiscal 2017

4.7 Approve Discharge of Supervisory Board Mgmt For For Member Frank Rothauge for Fiscal 2017

4.8 Approve Discharge of Supervisory Board Mgmt For For Member Susanne Rueckert for Fiscal 2017

4.9 Approve Discharge of Supervisory Board Mgmt For For Member Bernd Schmidt for Fiscal 2017

5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2018

6.1 Elect Michael Scheeren to the Supervisory Mgmt For Against Board 6.2 Elect Kai-Uwe Ricke to the Supervisory Board Mgmt For For 6.3 Elect Claudia Borgas-Herold to the Mgmt For For Supervisory Board

6.4 Elect Vlasios Choulidis to the Supervisory Mgmt For For Board

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Abstimmungsergebnisse Deka Investment GmbH 1&1 Drillisch AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6.5 Elect Kurt Dobitsch to the Supervisory Board Mgmt For For 6.6 Elect Norbert Lang to the Supervisory Board Mgmt For For 7 Approve Remuneration of Supervisory Board Mgmt For For in the Amount

8 Approve Affiliation Agreement with Subsidiary Mgmt For For 1&1 Telecommunication SE

9 Approve Profit Transfer Agreement with Mgmt For For Subsidiary 1&1 Telecommunication SE

10 Approve Affiliation Agreement with Subsidiary Mgmt For For Blitz 17-665 SE

11 Approve Profit Transfer Agreement with Mgmt For For Subsidiary Blitz 17-665 SE

12 Approve Affiliation Agreement with Subsidiary Mgmt For For Blitz 17-666 SE

13 Approve Profit Transfer Agreement with Mgmt For For Subsidiary Blitz 17-666 SE Aareal Bank AG Meeting Date: 23/05/2018 Country: Germany Meeting Type: Annual Ticker: ARL Primary ISIN: DE0005408116 Primary SEDOL: 7380062



3 Approve Discharge of Management Board for Mgmt For For Fiscal 2017

4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017

5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2018 6.1 Elect Marija Korsch to the Supervisory Board Mgmt For For 6.2 Elect Richard Peters to the Supervisory Board Mgmt For For 7 Amend Articles Re: Majority Requirements at Mgmt For For General Meeting

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Abstimmungsergebnisse Deka Investment GmbH ABB Ltd. Meeting Date: 29/03/2018 Country: Switzerland Meeting Type: Annual Ticker: ABBN Primary ISIN: CH0012221716 Primary SEDOL: 7108899

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report (Non-Binding) Mgmt For Against 3 Approve Discharge of Board and Senior Mgmt For Against Management

4 Approve Allocation of Income and Dividends Mgmt For For of CHF 0.78 per Share 5.1 Amend Corporate Purpose Mgmt For For 5.2 Amend Articles Re: Cancellation of Mgmt For For Transitional Provisions

6.1 Approve Maximum Remuneration of Board of Mgmt For For Directors in the Amount of CHF 4.7 Million

6.2 Approve Maximum Remuneration of Executive Mgmt For For Committee in the Amount of CHF 52 Million 7.1 Reelect Matti Alahuhta as Director Mgmt For For 7.2 Elect Gunnar Brock as Director Mgmt For For 7.3 Reelect David Constable as Director Mgmt For For 7.4 Reelect Frederico Curado as Director Mgmt For For 7.5 Reelect Lars Foerberg as Director Mgmt For For 7.6 Elect Jennifer Xin-Zhe Li as Director Mgmt For Against 7.7 Elect Geraldine Matchett as Director Mgmt For For 7.8 Reelect David Meline as Director Mgmt For For 7.9 Reelect Satish Pai as Director Mgmt For For 7.10 Reelect Jacob Wallenberg as Director Mgmt For Against 7.11 Reelect Peter Voser as Director and Board Mgmt For Against Chairman

8.1 Appoint David Constable as Member of the Mgmt For For Compensation Committee

8.2 Appoint Frederico Curado as Member of the Mgmt For For Compensation Committee

8.3 Appoint Jennifer Xin-Zhe Li as Member of the Mgmt For Against Compensation Committee

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Abstimmungsergebnisse Deka Investment GmbH ABB Ltd. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 9 Designate Hans Zehnder as Independent Mgmt For For Proxy 10 Ratify KPMG AG as Auditors Mgmt For For 11 Transact Other Business (Voting) Mgmt For Abstain

ABB Ltd. Meeting Date: 29/03/2018 Country: Switzerland Meeting Type: Annual Ticker: ABBN Primary ISIN: CH0012221716 Primary SEDOL: 7108899

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Share Re-registration Consent Mgmt For For

adesso AG Meeting Date: 05/06/2018 Country: Germany Meeting Type: Annual Ticker: ADN1 Primary ISIN: DE000A0Z23Q5 Primary SEDOL: 5990623




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017


6 Approve Creation of EUR 2.5 Million Pool of Mgmt For Against Capital without Preemptive Rights

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Abstimmungsergebnisse Deka Investment GmbH adidas AG Meeting Date: 09/05/2018 Country: Germany Meeting Type: Annual Ticker: ADS Primary ISIN: DE000A1EWWW0 Primary SEDOL: 4031976





5 Approve Remuneration System for Mgmt For For Management Board Members 6 Amend Corporate Purpose Mgmt For For 7 Elect Frank Appel to the Supervisory Board Mgmt For For 8 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion; Approve Creation of EUR 12.5 Million Pool of Capital to Guarantee Conversion Rights 9.1 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 9.2 Ratify KPMG AG as Auditors for Half-Year and Mgmt For For Quarterly Reports 2018

9.3 Ratify KPMG AG as Auditors for the 2018 Mgmt For For Interim Financial Statements Until the 2019 AGM Airbus SE Meeting Date: 11/04/2018 Country: Netherlands Meeting Type: Annual Ticker: AIR Primary ISIN: NL0000235190 Primary SEDOL: 4012250

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual Meeting Agenda Mgmt

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Airbus SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Open Meeting Mgmt 2.1 Discussion on Company's Corporate Mgmt Governance Structure

2.2 Receive Report on Business and Financial Mgmt Statements

2.3 Discuss Implementation of the Remuneration Mgmt Policy

2.4 Receive Explanation on Company's Reserves Mgmt and Dividend Policy 3 Discussion of Agenda Items Mgmt 4.1 Adopt Financial Statements Mgmt For For 4.2 Approve Allocation of Income and Dividends Mgmt For For of EUR of 1.50 per Share

4.3 Approve Discharge of Non-Executive Members Mgmt For Against of the Board of Directors

4.4 Approve Discharge of Executive Members of Mgmt For Against the Board of Directors 4.5 Ratify Ernst & Young as Auditors Mgmt For For 4.6 Reelect Maria Amparo Moraleda Martinez as a Mgmt For For Non-Executive Director 4.7 Elect Victor Chu as a Non-Executive Director Mgmt For For 4.8 Elect Jean-Pierre Clamadieu as a Mgmt For For Non-Executive Director

4.9 Elect Rene Obermann as a Non-Executive Mgmt For For Director

4.10 Grant Board Authority to Issue Shares Up To Mgmt For For 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans

4.11 Grant Board Authority to Issue Shares Up To Mgmt For For 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding

4.12 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital 4.13 Approve Cancellation of Repurchased Shares Mgmt For For 5 Close Meeting Mgmt

Aixtron SE Meeting Date: 16/05/2018 Country: Germany Meeting Type: Annual Ticker: AIXA Primary ISIN: DE000A0WMPJ6 Primary SEDOL: 5468346

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Aixtron SE




4 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For Against 2018

5 Approve Remuneration System for Mgmt For For Management Board Members

6 Approve Decrease in Size of Supervisory Mgmt For For Board to Five Members 7 Approve Remuneration of Supervisory Board Mgmt For For 8 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares

9 Approve Creation of EUR 46 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights

10 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million; Approve Creation of EUR 25 Million Pool of Capital to Guarantee Conversion Rights All for One Steeb AG Meeting Date: 15/03/2018 Country: Germany Meeting Type: Annual Ticker: A1OS Primary ISIN: DE0005110001 Primary SEDOL: 5574447

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2016/17 (Non-Voting)


3 Approve Discharge of Management Board for Mgmt For For Fiscal2016/17

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Abstimmungsergebnisse Deka Investment GmbH All for One Steeb AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2016/17

5 Ratify KPMG AG as Auditors for Fiscal Mgmt For Against 2017/18 6.1 Elect Josef Blazicek to the Supervisory Board Mgmt For Against 6.2 Elect Rudolf Knuenz to the Supervisory Board Mgmt For Against 6.3 Elect Paul Neumann to the Supervisory Board Mgmt For Against 6.4 Elect Peter Fritsch to the Supervisory Board Mgmt For Against 7 Approve Remuneration of Supervisory Board Mgmt For For

Allgeier SE Meeting Date: 29/06/2018 Country: Germany Meeting Type: Annual Ticker: AEIN Primary ISIN: DE000A2GS633 Primary SEDOL: BD814R0





5 Ratify LOHR + COMPANY GmbH as Auditors Mgmt For Against for Fiscal 2018 6.1 Elect Detlef Dinsel to the Supervisory Board Mgmt For Against 6.2 Elect Thies Eggers to the Supervisory Board Mgmt For Against 6.3 Elect Christian Eggenberger to the Mgmt For For Supervisory Board

7 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares

8 Approve Creation of EUR 4.98 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights

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Abstimmungsergebnisse Deka Investment GmbH Allgeier SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 9 Approve Stock Option Plan for Key Mgmt For For Employees; Approve Creation of EUR 340,000 Pool of Conditional Capital to Guarantee Conversion Rights Allianz SE Meeting Date: 09/05/2018 Country: Germany Meeting Type: Annual Ticker: ALV Primary ISIN: DE0008404005 Primary SEDOL: 5231485






6 Approve Creation of EUR 15 Million Pool of Mgmt For For Capital for Employee Stock Purchase Plan

7 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 250 Million Pool of Capital to Guarantee Conversion Rights

8 Authorize Acquisition of Repurchased Shares Mgmt For Against for Trading Purposes

9 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares without Preemptive Rights

10 Authorize Use of Financial Derivatives when Mgmt For Against Repurchasing Shares 11 Approve Remuneration of Supervisory Board Mgmt For For 12 Approve Control Agreement with Allianz Asset Mgmt For For Management GmbH

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Abstimmungsergebnisse Deka Investment GmbH Allianz SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 13 Approve Affiliation Agreement with Allianz Mgmt For For Climate Solutions GmbH alstria office REIT-AG Meeting Date: 26/04/2018 Country: Germany Meeting Type: Annual Ticker: AOX Primary ISIN: DE000A0LD2U1 Primary SEDOL: B1VP947





5 Ratify KPMG AG as Auditors for Fiscal Mgmt For Against 2018/19

6.1 Approve Creation of EUR 33.95 Million Pool of Mgmt For For Capital with Preemptive Rights

6.2 Exclude Preemptive Rights up to 5 percent of Mgmt For For Share Capital Against Contributions in Cash for the Capital Pool proposed under Item 6.1

6.3 Exclude Preemptive Rights up to 5 percent of Mgmt For For Share Capital Against Contributions in Cash or in Kind for the Capital Pool proposed under Item 6.1 Altair Engineering Inc. Meeting Date: 14/06/2018 Country: USA Meeting Type: Annual Ticker: ALTR Primary ISIN: US0213691035 Primary SEDOL: BD6D4Y5

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Altair Engineering Inc.

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director James E. Brancheau Mgmt For Against 1b Elect Director Mary C. Boyce Mgmt For For 1c Elect Director Jan Kowal Mgmt For Against 2 Ratify Ernst & Young LLP as Auditors Mgmt For For

Amadeus FiRe AG Meeting Date: 24/05/2018 Country: Germany Meeting Type: Annual Ticker: AAD Primary ISIN: DE0005093108 Primary SEDOL: 5623662





5 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2018 6 Elect Annett Martin to the Supervisory Board Mgmt For For 7 Approve Remuneration System for Mgmt For Against Management Board Members Ameren Corporation Meeting Date: 03/05/2018 Country: USA Meeting Type: Annual Ticker: AEE Primary ISIN: US0236081024 Primary SEDOL: 2050832

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Ameren Corporation

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Warner L. Baxter Mgmt For Against 1b Elect Director Catherine S. Brune Mgmt For For 1c Elect Director J. Edward Coleman Mgmt For For 1d Elect Director Ellen M. Fitzsimmons Mgmt For For 1e Elect Director Rafael Flores Mgmt For For 1f Elect Director Walter J. Galvin Mgmt For Against 1g Elect Director Richard J. Harshman Mgmt For For 1h Elect Director Craig S. Ivey Mgmt For For 1i Elect Director Gayle P. W. Jackson Mgmt For Against 1j Elect Director James C. Johnson Mgmt For Against 1k Elect Director Steven H. Lipstein Mgmt For For 1l Elect Director Stephen R. Wilson Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation

3 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors

4 Report on Coal Combustion Residual and SH Against For Water Impacts Anheuser-Busch InBev SA Meeting Date: 25/04/2018 Country: Belgium Meeting Type: Annual Ticker: ABI Primary ISIN: BE0974293251 Primary SEDOL: BYYHL23

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual Meeting Agenda Mgmt A1 Receive Directors' Report (Non-Voting) Mgmt A2 Receive Auditors' Report (Non-Voting) Mgmt A3 Receive Consolidated Financial Statements Mgmt and Statutory Reports (Non-Voting)

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Abstimmungsergebnisse Deka Investment GmbH Anheuser-Busch InBev SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction A4 Approve Financial Statements, Allocation of Mgmt For For Income, and Dividends of EUR 3.60 per Share A5 Approve Discharge of Directors Mgmt For Against A6 Approve Discharge of Auditors Mgmt For For A7.a Reelect Paul Cornet de Ways Ruart as Mgmt For Against Director A7.b Reelect Stefan Descheemaeker as Director Mgmt For Against A7.c Reelect Gregoire de Spoelberch as Director Mgmt For Against A7.d Reelect Alexandre Van Damme as Director Mgmt For Against A7.e Reelect Alexandre Behring as Director Mgmt For Against A7.f Reelect Paulo Lemann as Director Mgmt For Against A7.g Reelect Carlos Alberto da Veiga Sicupira as Mgmt For Against Director A7.h Reelect Marcel Herrmann Telles as Director Mgmt For Against A7.i Reelect Maria Asuncion Aramburuzabala as Mgmt For Against Director A7.j Reelect Martin J. Barrington as Director Mgmt For Against A7.k Reelect William F. Gifford, Jr. as Director Mgmt For Against A7.l Reelect Alejandro Santo Domingo Davila as Mgmt For Against Director A8.a Approve Remuneration Report Mgmt For Against A8.b Approve Increase of Fixed Annual Fee of the Mgmt For For Chairman

A8.c Approve Non-Executive Director Stock Option Mgmt For Against Grants A8.d Approve Auditors' Remuneration Mgmt For For B1 Authorize Implementation of Approved Mgmt For For Resolutions and Filing of Required Documents/Formalities at Trade Registry Aozora Bank, Ltd. Meeting Date: 27/06/2018 Country: Japan Meeting Type: Annual Ticker: 8304 Primary ISIN: JP3711200000 Primary SEDOL: B1G1854

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Aozora Bank, Ltd.

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Amend Articles to Amend Business Lines Mgmt For For 2.1 Elect Director Fukuda, Makoto Mgmt For Against 2.2 Elect Director Baba, Shinsuke Mgmt For For 2.3 Elect Director Sekizawa, Yukio Mgmt For Against 2.4 Elect Director Takeda, Shunsuke Mgmt For Against 2.5 Elect Director Mizuta, Hiroyuki Mgmt For Against 2.6 Elect Director Murakami, Ippei Mgmt For For 2.7 Elect Director Ito, Tomonori Mgmt For For 2.8 Elect Director Tanikawa, Kei Mgmt For Against 3 Appoint Statutory Auditor Hashiguchi, Satoshi Mgmt For For 4.1 Appoint Alternate Statutory Auditor Uchida, Mgmt For For Keiichiro

4.2 Appoint Alternate Statutory Auditor Mitch R. Mgmt For For Fulscher ASML Holding NV Meeting Date: 25/04/2018 Country: Netherlands Meeting Type: Annual Ticker: ASML Primary ISIN: NL0010273215 Primary SEDOL: B929F46

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual Meeting Agenda Mgmt 1 Open Meeting Mgmt 2 Discuss the Company's Business, Financial Mgmt Situation and Sustainability

3 Discussion on Company's Corporate Mgmt Governance Structure

4.a Discuss Remuneration Policy for Management Mgmt Board

4.b Adopt Financial Statements and Statutory Mgmt For For Reports

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Abstimmungsergebnisse Deka Investment GmbH ASML Holding NV Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.c Receive Clarification on Company's Reserves Mgmt and Dividend Policy 4.d Approve Dividends of EUR 1.40 Per Share Mgmt For For 5.a Approve Discharge of Management Board Mgmt For For 5.b Approve Discharge of Supervisory Board Mgmt For For 6 Approve 200,000 Performance Shares for Mgmt For For Board of Management

7.a Announce Intention to Reappoint Peter T.F.M. Mgmt Wennink to Management Board

7.b Announce Intention to Reappoint Martin A. Mgmt van den Brink to Management Board

7.c Announce Intention to Reappoint Frederic Mgmt J.M. Schneider-Maunoury to Management Board

7.d Announce Intention to Appoint Christophe D. Mgmt Fouquet to Management Board

7.e Announce Intention to Reappoint Roger J.M. Mgmt Dassen to Management Board

8.a Reelect J.M.C. (Hans) Stork to Supervisory Mgmt For For Board 8.b Elect T.L. (Terri) Kelly to Supervisory Board Mgmt For For 8.c Receive Retirement Schedule of the Mgmt Supervisory Board 9 Ratify KPMG as Auditors Mgmt For For 10.a Grant Board Authority to Issue Shares up to 5 Mgmt For For Percent of Issued Capital for General Purposes

10.b Authorize Board to Exclude Preemptive Rights Mgmt For For from Share Issuances under Item 10.a

10.c Grant Board Authority to Issue or Grant Mgmt For For Rights to Subscribe for Ordinary Shares up to 5 Percent in Case of Merger or Acquisition

10.d Authorize Board to Exclude Preemptive Rights Mgmt For For from Share Issuances under Item 10.c

11.a Authorize Repurchase of up to 10 Percent of Mgmt For Against Issued Share Capital

11.b Authorize Additional Repurchase of up to 10 Mgmt For Against Percent of Issued Share Capital 12 Authorize Cancellation of Repurchased Shares Mgmt For For 13 Other Business (Non-Voting) Mgmt 14 Close Meeting Mgmt

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AstraZeneca plc Meeting Date: 18/05/2018 Country: United Kingdom Meeting Type: Annual Ticker: AZN Primary ISIN: GB0009895292 Primary SEDOL: 0989529

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Dividends Mgmt For For 3 Reappoint PricewaterhouseCoopers LLP as Mgmt For For Auditors

4 Authorise Board to Fix Remuneration of Mgmt For For Auditors 5a Re-elect Leif Johansson as Director Mgmt For For 5b Re-elect Pascal Soriot as Director Mgmt For For 5c Re-elect Marc Dunoyer as Director Mgmt For For 5d Re-elect Genevieve Berger as Director Mgmt For For 5e Re-elect Philip Broadley as Director Mgmt For For 5f Re-elect Graham Chipchase as Director Mgmt For For 5g Elect Deborah DiSanzo as Director Mgmt For For 5h Re-elect Rudy Markham as Director Mgmt For For 5i Elect Sheri McCoy as Director Mgmt For For 5j Elect Nazneen Rahman as Director Mgmt For For 5k Re-elect Shriti Vadera as Director Mgmt For For 5l Re-elect Marcus Wallenberg as Director Mgmt For Against 6 Approve Remuneration Report Mgmt For Against 7 Approve EU Political Donations and Mgmt For For Expenditure

8 Authorise Issue of Equity with Pre-emptive Mgmt For Against Rights

9 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights

10 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 11 Authorise Market Purchase of Ordinary Shares Mgmt For Against 12 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice

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Abstimmungsergebnisse Deka Investment GmbH AstraZeneca plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 13 Adopt New Articles of Association Mgmt For For

ATOSS Software AG Meeting Date: 26/04/2018 Country: Germany Meeting Type: Annual Ticker: AOF Primary ISIN: DE0005104400 Primary SEDOL: 5927353





5 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2018 6.1 Reelect Peter Kirn to the Supervisory Board Mgmt For Against 6.2 Reelect Rolf Baron Vielhauer von Hohenhau to Mgmt For Against the Supervisory Board 6.3 Reelect Klaus Bauer to the Supervisory Board Mgmt For For

Aumann AG Meeting Date: 20/06/2018 Country: Germany Meeting Type: Annual Ticker: AAG Primary ISIN: DE000A2DAM03 Primary SEDOL: BYW82K3



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Abstimmungsergebnisse Deka Investment GmbH Aumann AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2017


5 Elect Christof Nesemeier to the Supervisory Mgmt For Against Board 6 Ratify RSM GmbH as Auditors for Fiscal 2018 Mgmt For For 7 Approve Creation of EUR 7.6 Million Pool of Mgmt For Against Capital without Preemptive Rights

8 Amend Articles Re: Participation Mgmt For For Requirements and Proof of Entitlement Aurelius Equity Opportunities SE & Co KGaA Meeting Date: 18/05/2018 Country: Germany Meeting Type: Annual Ticker: AR4 Primary ISIN: DE000A0JK2A8 Primary SEDOL: B17NLM7

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports


3 Approve Discharge of Personally Liable Mgmt For For Partner for Fiscal 2017


5 Approve Discharge of Shareholders' Mgmt For Against Committee for Fiscal 2017 6 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For Against 7 Elect Christian Dreyer to the Supervisory Mgmt For Against Board


9 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million; Approve Creation of EUR 5 Million Pool of Conditional Capital to Guarantee Conversion Rights

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Abstimmungsergebnisse Deka Investment GmbH Aurubis AG Meeting Date: 01/03/2018 Country: Germany Meeting Type: Annual Ticker: NDA Primary ISIN: DE0006766504 Primary SEDOL: 5485527



3 Approve Discharge of Management Board for Mgmt For For Fiscal 2016/17

4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2016/17

5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2017/18

6.1 Elect Heinz Fuhrmann to the Supervisory Mgmt For For Board 6.2 Elect Karl Jakob to the Supervisory Board Mgmt For For 6.3 Elect Stephan Kruemmer to the Supervisory Mgmt For For Board 6.4 Elect Sandra Reich to the Supervisory Board Mgmt For For 6.5 Elect Edna Schoene to the Supervisory Board Mgmt For For 6.6 Elect Fritz Vahrenholt to the Supervisory Mgmt For Against Board


8 Authorize Share Repurchase Program and Mgmt For Against Cancellation of Repurchased Shares without Preemptive and Tender Rights Axa Meeting Date: 25/04/2018 Country: France Meeting Type: Annual/Special Ticker: CS Primary ISIN: FR0000120628 Primary SEDOL: 7088429

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt

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Axa Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Financial Statements and Statutory Mgmt For For Reports

2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports


4 Approve Compensation of Denis Duverne, Mgmt For For Chairman of the Board

5 Approve Compensation of Thomas Buberl, Mgmt For Against CEO

6 Approve Remuneration Policy of Denis Mgmt For For Duverne, Chairman of the Board

7 Approve Remuneration Policy of Thomas Mgmt For Against Buberl, CEO

8 Approve Auditors' Special Report on Mgmt For For Related-Party Transactions Mentioning the Absence of New Transactions

9 Approve Severance Agreement with Thomas Mgmt For For Buberl 10 Reelect Denis Duverne as Director Mgmt For For 11 Reelect Thomas Buberl as Director Mgmt For For 12 Reelect Andre Francois-Poncet as Director Mgmt For For 13 Elect Patricia Barbizet as Director Mgmt For For 14 Elect Rachel Duan as Director Mgmt For For 15 Renew Appointment of Mgmt For Against PricewaterhouseCoopers Audit as Auditor 16 Appoint Patrice Morot as Alternate Auditor Mgmt For Against 17 Approve Remuneration of Directors in the Mgmt For For Aggregate Amount of EUR 1.9 Million

18 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 19 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans

20 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries

21 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares

22 Amend Article 10 of Bylaws Re: Employee Mgmt For For Representatives

23 Authorize Filing of Required Documents/Other Mgmt For For Formalities

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Abstimmungsergebnisse Deka Investment GmbH Axel Springer SE Meeting Date: 18/04/2018 Country: Germany Meeting Type: Annual Ticker: SPR Primary ISIN: DE0005501357 Primary SEDOL: 4647317


2 Approve Allocation of Income and Dividends Mgmt For For of EUR 2,00 per Share


4.1 Approve Discharge of Supervisory Board Mgmt For Against Members Other than Friede Springer for Fiscal 2017

4.2 Approve Discharge of Supervisory Board Mgmt For Against Member Friede Springer for Fiscal 2017

5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2018 6.1 Elect Iris Knobloch to the Supervisory Board Mgmt For For 6.2 Elect Alexander Karp to the Supervisory Board Mgmt For For 7 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares without Preemptive Rights

8 Authorize Management Board Not to Disclose Mgmt For Against Individualized Remuneration of its Members

9 Approve Affiliation Agreement with BILD Mgmt For For GmbH

10 Approve Affiliation Agreement with Axel Mgmt For For Springer All Media GmbH

11 Approve Affiliation Agreements with Mgmt For For Subsidiary Sales Impact GmbH

12 Approve Affiliation Agreement with Subsidiary Mgmt For For Einhundertste "Media" Vermoegensverwaltungsgesellschaft mbH

13 Approve Affiliation Agreement with Subsidiary Mgmt For For Einhunderterste "Media"Vermoegensverwaltungsgesellschaft mbH Shareholder Proposal Submitted by Axel Mgmt Springer Gesellschaft fuer Publizistik GmbH & Co

14 Approve EUR 10.5 Million Share Capital SH For For Increase without Preemptive Rights

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Abstimmungsergebnisse Deka Investment GmbH B.R.A.I.N. Biotechnology Research and Information Network AG Meeting Date: 08/03/2018 Country: Germany Meeting Type: Annual Ticker: BNN Primary ISIN: DE0005203947 Primary SEDOL: BD5JBF4





5 Elect Rainer Marquart Bensheim to the Mgmt For For Supervisory Board

6 Approve Creation of EUR 9 Million Pool of Mgmt For Against Capital without Preemptive Rights

7 Amend Participation Agreement with Hessen Mgmt For For Kapital I GmbH

8 Amend Partial Participation Agreement with Mgmt For For Hessen Kapital II GmbH Banco Bilbao Vizcaya Argentaria, S.A. Meeting Date: 15/03/2018 Country: Spain Meeting Type: Annual Ticker: BBVA Primary ISIN: ES0113211835 Primary SEDOL: 5501906

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Approve Consolidated and Standalone Mgmt For For Financial Statements 1.2 Approve Allocation of Income and Dividends Mgmt For For 1.3 Approve Discharge of Board Mgmt For For 2.1 Reelect Jose Miguel Andres Torrecillas as Mgmt For For Director 2.2 Reelect Belen Garijo Lopez as Director Mgmt For For 2.3 Reelect Juan Pi Llorens as Director Mgmt For For

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Banco Bilbao Vizcaya Argentaria, S.A. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2.4 Reelect Jose Maldonado Ramos as Director Mgmt For Against 2.5 Elect Jaime Caruana Lacorte as Director Mgmt For For 2.6 Elect Ana Peralta Moreno as Director Mgmt For For 2.7 Elect Jan Verplancke as Director Mgmt For For 3 Authorize Share Repurchase Program Mgmt For Against 4 Fix Maximum Variable Compensation Ratio Mgmt For For 5 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions 6 Advisory Vote on Remuneration Report Mgmt For For

Banco Santander S.A. Meeting Date: 22/03/2018 Country: Spain Meeting Type: Annual Ticker: SAN Primary ISIN: ES0113900J37 Primary SEDOL: 5705946

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.A Approve Consolidated and Standalone Mgmt For For Financial Statements 1.B Approve Discharge of Board Mgmt For For 2 Approve Allocation of Income and Dividends Mgmt For For 3.A Fix Number of Directors at 15 Mgmt For For 3.B Elect Alvaro Antonio Cardoso de Souza as Mgmt For For Director

3.C Ratify Appointment of and Elect Ramiro Mato Mgmt For For Garcia-Ansorena as Director

3.D Reelect Carlos Fernandez Gonzalez as Mgmt For For Director

3.E Reelect Ignacio Benjumea Cabeza de Vaca as Mgmt For For Director 3.F Reelect Guillermo de la Dehesa as Director Mgmt For Against 3.G Reelect Sol Daurella Comadran as Director Mgmt For For 3.H Reelect Homaira Akbari as Director Mgmt For For 4 Authorize Share Repurchase Program Mgmt For Against

25


Banco Santander S.A. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5.A Amend Articles Re: Creation of Shareholder Mgmt For For Value and Quantitative Composition of the Board

5.B Amend Articles Re: Delegation of Board Mgmt For For Powers to the Board Committees

5.C Amend Article 60 Re: Corporate Governance Mgmt For For Report 6 Approve Capital Raising Mgmt For For 7 Authorize Increase in Capital up to 50 Percent Mgmt For Against via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent

8 Authorize Capitalization of Reserves for Scrip Mgmt For For Dividends 9 Approve Remuneration Policy Mgmt For For 10 Approve Remuneration of Directors Mgmt For For 11 Fix Maximum Variable Compensation Ratio Mgmt For For 12.A Approve Deferred Multiyear Objectives Mgmt For For Variable Remuneration Plan

12.B Approve Deferred and Conditional Variable Mgmt For For Remuneration Plan 12.C Approve Buy-out Policy Mgmt For For 12.D Approve Employee Stock Purchase Plan Mgmt For For 13 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions 14 Advisory Vote on Remuneration Report Mgmt For For

Barclays plc Meeting Date: 01/05/2018 Country: United Kingdom Meeting Type: Annual Ticker: BARC Primary ISIN: GB0031348658 Primary SEDOL: 3134865

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Elect Matthew Lester as Director Mgmt For For

26


Barclays plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Elect Mike Turner as Director Mgmt For For 5 Re-elect Mike Ashley as Director Mgmt For For 6 Re-elect Tim Breedon as Director Mgmt For For 7 Re-elect Sir Ian Cheshire as Director Mgmt For Against 8 Re-elect Mary Francis as Director Mgmt For For 9 Re-elect Crawford Gillies as Director Mgmt For For 10 Re-elect Sir Gerry Grimstone as Director Mgmt For For 11 Re-elect Reuben Jeffery III as Director Mgmt For For 12 Re-elect John McFarlane as Director Mgmt For Against 13 Re-elect Tushar Morzaria as Director Mgmt For For 14 Re-elect Dambisa Moyo as Director Mgmt For For 15 Re-elect Diane Schueneman as Director Mgmt For For 16 Re-elect James Staley as Director Mgmt For For 17 Reappoint KPMG LLP as Auditors Mgmt For For 18 Authorise the Board Audit Committee to Fix Mgmt For For Remuneration of Auditors

19 Authorise EU Political Donations and Mgmt For For Expenditure


21 Authorise Issue of Equity without Pre-emptive Mgmt For Against Rights

22 Authorise Issue of Equity without Pre-emptive Mgmt For Against Rights in Connection with an Acquisition or Other Capital Investment

23 Authorise Issue of Equity in Relation to the Mgmt For For Issuance of Contingent Equity Conversion Notes

24 Authorise Issue of Equity without Pre-emptive Mgmt For Against Rights in Relation to the Issuance of Contingent Equity Conversion Notes 25 Authorise Market Purchase of Ordinary Shares Mgmt For Against 26 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice 27 Approve Scrip Dividend Programme Mgmt For For 28 Approve Cancellation of the Share Premium Mgmt For For Account

27

Abstimmungsergebnisse Deka Investment GmbH BASF SE Meeting Date: 04/05/2018 Country: Germany Meeting Type: Annual Ticker: BAS Primary ISIN: DE000BASF111 Primary SEDOL: 5086577




4 Approve Discharge of Management Board for Mgmt For For Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 6 Approve Remuneration System for Mgmt For For Management Board Members Basler AG Meeting Date: 07/05/2018 Country: Germany Meeting Type: Annual Ticker: BSL Primary ISIN: DE0005102008 Primary SEDOL: 5644588




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5 Ratify BDO AG as Auditors for Fiscal 2018 Mgmt For Against 6 Approve Increase in Size of Board to Six Mgmt For For Members

7.1 Reelect Norbert Basler to the Supervisory Mgmt For Against Board

28

Abstimmungsergebnisse Deka Investment GmbH Basler AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7.2 Reelect Eckart Kottkamp to the Supervisory Mgmt For Against Board

7.3 Reelect Mirja Steinkamp to the Supervisory Mgmt For For Board

7.4 Reelect Horst Garbrecht to the Supervisory Mgmt For For Board Bayer AG Meeting Date: 25/05/2018 Country: Germany Meeting Type: Annual Ticker: BAYN Primary ISIN: DE000BAY0017 Primary SEDOL: 5069211

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt For For Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2017



4 Elect Norbert Winkeljohann to the Supervisory Mgmt For For Board

5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2018 Bayerische Motoren Werke AG (BMW) Meeting Date: 17/05/2018 Country: Germany Meeting Type: Annual Ticker: BMW Primary ISIN: DE0005190003 Primary SEDOL: 5756029


29

Abstimmungsergebnisse Deka Investment GmbH Bayerische Motoren Werke AG (BMW) Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 4.00 per Ordinary Share and EUR 4.02 per Preference Share


4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 6.1 Elect Kurt Bock to the Supervisory Board Mgmt For For 6.2 Reelect Reinhard Huettl to the Supervisory Mgmt For For Board

6.3 Reelect Karl-Ludwig Kley to the Supervisory Mgmt For For Board

6.4 Reelect Renate Koecher to the Supervisory Mgmt For For Board

7 Approve Remuneration System for Mgmt For For Management Board Members BayWa AG Meeting Date: 05/06/2018 Country: Germany Meeting Type: Annual Ticker: BYW Primary ISIN: DE0005194062 Primary SEDOL: 5838057



3 Approve Discharge of Management Board for Mgmt For For Fiscal 2017; Postpone Discharge of Management Board Member Josef Krapf for Fiscal 2014 and Fiscal 2015


5.1 Elect Wolfgang Altmueller to the Supervisory Mgmt For Against Board

5.2 Elect Klaus Buchleitner to the Supervisory Mgmt For Against Board

5.3 Elect Monika Hohlmeier to the Supervisory Mgmt For Against Board

30

Abstimmungsergebnisse Deka Investment GmbH BayWa AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5.4 Elect Johann Lang to the Supervisory Board Mgmt For Against 5.5 Elect Wilhelm Oberhofer to the Supervisory Mgmt For Against Board

5.6 Elect Manfred Nuessel to the Supervisory Mgmt For Against Board

5.7 Elect Joachim Rukwied to the Supervisory Mgmt For Against Board

5.8 Elect Monique Surges to the Supervisory Mgmt For Against Board

6 Approve Creation of EUR 10 Million Pool of Mgmt For Against Capital without Preemptive Rights 7 Approve Remuneration of Supervisory Board Mgmt For Against 8 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For Against 2018 Bechtle AG Meeting Date: 12/06/2018 Country: Germany Meeting Type: Annual Ticker: BC8 Primary ISIN: DE0005158703 Primary SEDOL: 5932409





5 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2018 6.1 Elect Kurt Dobitsch to the Supervisory Board Mgmt For Against 6.2 Elect Lars Gruenert to the Supervisory Board Mgmt For Against 6.3 Elect Thomas Hess to the Supervisory Board Mgmt For Against 6.4 Elect Elke Reichart to the Supervisory Board Mgmt For Against 6.5 Elect Sandra Stegmann to the Supervisory Mgmt For Against Board

31

Abstimmungsergebnisse Deka Investment GmbH Bechtle AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6.6 Elect Klaus Winkler to the Supervisory Board Mgmt For Against 7 Approve Creation of EUR 14 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights Beiersdorf AG Meeting Date: 25/04/2018 Country: Germany Meeting Type: Annual Ticker: BEI Primary ISIN: DE0005200000 Primary SEDOL: 5107401





5 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2018

6.1 Elect Martin Hansson to the Supervisory Mgmt For For Board

6.2 Elect Beatrice Dreyfus as Alternate Mgmt For For Supervisory Board Member 7 Approve Remuneration of Supervisory Board Mgmt For For

Berentzen-Gruppe AG Meeting Date: 03/05/2018 Country: Germany Meeting Type: Annual Ticker: BEZ Primary ISIN: DE0005201602 Primary SEDOL: BYXJGT2

32


Berentzen-Gruppe AG





5 Ratify Warth & Klein Grant Thornton AG as Mgmt For For Auditors for Fiscal 2018 6 Elect Uwe Bergheim to the Supervisory Board Mgmt For For 7 Approve Decrease in Size of Supervisory Mgmt For For Board to Six Members

8 Amend Articles Re: Chairman of General Mgmt For For Meeting Bertrandt Aktiengesellschaft Meeting Date: 21/02/2018 Country: Germany Meeting Type: Annual Ticker: BDT Primary ISIN: DE0005232805 Primary SEDOL: 5130861





5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2017/18

33

Abstimmungsergebnisse Deka Investment GmbH Bilfinger SE Meeting Date: 15/05/2018 Country: Germany Meeting Type: Annual Ticker: GBF Primary ISIN: DE0005909006 Primary SEDOL: 5117381





5.1 Withhold Discharge of Management Board Mgmt For For Member Herbert Bodner for Fiscal 2015

5.2 Withhold Discharge of Management Board Mgmt For For Member Joachim Mueller for Fiscal 2015

5.3 Withhold Discharge of Management Board Mgmt For For Member Joachim Enenkel for Fiscal 2015

5.4 Withhold Discharge of Management Board Mgmt For For Member Pieter Koolen for Fiscal 2015

5.5 Withhold Discharge of Management Board Mgmt For For Member Jochen Keysberg for Fiscal 2015

6 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2018 7 Elect Frank Lutz to the Supervisory Board Mgmt For For 8 Approve Creation of EUR 66.3 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights

9.1 Amend Affiliation Agreement with Subsidiary Mgmt For For Bilfinger Corporate Real Estate Management GmbH

9.2 Amend Affiliation Agreement with Subsidiary Mgmt For For Bilfinger Project Investments GmbH

9.3 Amend Affiliation Agreement with Subsidiary Mgmt For For Bilfinger Nigeria GmbH

9.4 Amend Affiliation Agreement with Subsidiary Mgmt For For Bilfinger ISP Europe GmbH

9.5 Amend Affiliation Agreement with Subsidiary Mgmt For For Bilfinger Corporate Insurance Management GmbH

34

Abstimmungsergebnisse Deka Investment GmbH Biofrontera AG Meeting Date: 11/07/2018 Country: Germany Meeting Type: Annual Ticker: B8F Primary ISIN: DE0006046113 Primary SEDOL: B17Q762


2 Approve Discharge of Management Board for Mgmt For Against Fiscal 2017


4 Elect Reinhard Eyring to the Supervisory Mgmt For For Board

5 Ratify Warth & Klein Grant Thornton AG as Mgmt For Against Auditors for Fiscal 2018

6 Discussion of the Voluntary Public Tender Mgmt Offer by Deutsche Balaton Biotech AG to the Shareholders of Biofrontera AG Shareholder Proposals Submitted by Deutsche Mgmt Balaton AG

7 Approve Creation of EUR 4 Million Pool of SH None Against Authorized Capital with Partial Exclusion of Preemptive Rights

8 Appoint Thomas Heidel as Special Auditor in SH None For Connection to the Cooperation with the Indirect Shareholder Maruho Co. Ltd. and Its Affiliates

9 Raise Claims for Damages Against SH None Against Management Board Members Luebbert, Schaffer, Maruho Deutschland GmbH, and Maruho Co. Ltd.

10 Appoint Thomas Heidel as Special Auditor in SH None Against Connection to the 2018 Capital Increase and the Followed US Listing

11 Raise Claims for Damages Against Luebbert, SH None Against Shaffer, John Borer, Maruho Deutschland GmbH, and Maruho Co., Ltd in Connection to the 2018 Capital Increase Along With the US Listing and US Equity Placement

12 Approval of Vote of No Confidence Against SH None Against Management Board Member Schagger

13 Approval of Vote of No Confidence Against SH None Against Management Board Member Luebbert

14 Disapprove Remuneration System for SH None For Management Board Members

35

Abstimmungsergebnisse Deka Investment GmbH Biofrontera AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 15.1 Dismiss Supervisory Board Member John SH None Against Borer

15.2 Elect Christoper Missling to the Supervisory SH None Against Board

15.3 Elect Karin Lergenmueller as Alternate SH None Against Supervisory Board Member

16.1 Dismiss Supervisory Board Member Ulrich SH None Against Granzer

16.2 Elect Heikki Lanckriet to the Supervisory SH None Against Board

16.3 Elect Karin Lergenmueller as Alternate SH None Against Supervisory Board Member

17.1 Dismiss Supervisory Board Member Juergen SH None Against Baumann

17.2 Elect Reinhard Eyring to the Supervisory SH None Against Board

17.3 Elect Karin Lergenmueller as Alternate SH None Against Supervisory Board Member 18 Amend Corporate Purpose SH None Against 19 Amend Articles: Shares SH None Against 20 Amend Articles: Management SH None Against

BNP Paribas SA Meeting Date: 24/05/2018 Country: France Meeting Type: Annual/Special Ticker: BNP Primary ISIN: FR0000131104 Primary SEDOL: 7309681

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Financial Statements and Statutory Mgmt For For Reports



4 Approve Auditors' Special Report on Mgmt For For Related-Party Transactions

36

Abstimmungsergebnisse Deka Investment GmbH BNP Paribas SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital

6 Renew Appointments of Deloitte & Associés Mgmt For Against as Auditor and BEAS as Alternate Auditor

7 Renew Appointment of Mazars as Auditor and Mgmt For Against Appoint Charles de Boisriou as Alternate Auditor

8 Renew Appointment of Mgmt For Against Pricewaterhousecoopers as Auditor and Appoint Jean-Baptiste Deschryver as Alternate Auditor 9 Reelect Pierre André de Chalendar as Director Mgmt For For 10 Reelect Denis Kessler as Director Mgmt For Against 11 Reelect Laurence Parisot as Director Mgmt For Against 12 Approve Remuneration Policy of Chairman Mgmt For For 13 Approve Remuneration Policy of CEO and Mgmt For For Vice-CEO

14 Approve Compensation of Jean Lemierre, Mgmt For For Chairman

15 Approve Compensation of Jean-Laurent Mgmt For For Bonnafe, CEO

16 Approve Compensation of Philippe Bordenave, Mgmt For For Vice-CEO

17 Approve the Overall Envelope of Mgmt For For Compensation of Certain Senior Management, Responsible Officers and the Risk-takers

18 Fix Maximum Variable Compensation Ratio for Mgmt For For Executives and Risk Takers Extraordinary Business Mgmt 19 Authorize Issuance of Equity or Equity-Linked Mgmt For Against Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion

20 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million

21 Authorize Capital Increase of up to 10 Percent Mgmt For For of Issued Capital for Contributions in Kind

22 Set Total Limit for Capital Increase without Mgmt For For Preemptive Rights to Result from Issuance Requests Under Items 20 and 21 at EUR 240 Million

23 Authorize Capitalization of Reserves of Up to Mgmt For For EUR 1 Billion for Bonus Issue or Increase in Par Value

37

Abstimmungsergebnisse Deka Investment GmbH BNP Paribas SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 24 Set Total Limit for Capital Increase with or Mgmt For For without Preemptive Rights to Result from Issuance Requests Under Items 19 to 21 at EUR 1 Billion

25 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans


27 Amend Article 14.5 and 16.7 of Bylaws Re: Mgmt For For Age Limit of Chairman, CEO and Vice-CEO

28 Authorize Filing of Required Documents/Other Mgmt For For Formalities BP plc Meeting Date: 21/05/2018 Country: United Kingdom Meeting Type: Annual Ticker: BP. Primary ISIN: GB0007980591 Primary SEDOL: 0798059

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Re-elect Bob Dudley as Director Mgmt For For 4 Re-elect Brian Gilvary as Director Mgmt For For 5 Re-elect Nils Andersen as Director Mgmt For For 6 Re-elect Alan Boeckmann as Director Mgmt For For 7 Re-elect Frank Bowman as Director Mgmt For For 8 Elect Dame Alison Carnwath as Director Mgmt For For 9 Re-elect Ian Davis as Director Mgmt For For 10 Re-elect Dame Ann Dowling as Director Mgmt For For 11 Re-elect Melody Meyer as Director Mgmt For For 12 Re-elect Brendan Nelson as Director Mgmt For For 13 Re-elect Paula Reynolds as Director Mgmt For For 14 Re-elect Sir John Sawers as Director Mgmt For For

38


BP plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 15 Re-elect Carl-Henric Svanberg as Director Mgmt For For 16 Appoint Deloitte LLP as Auditors and Mgmt For For Authorise Their Remuneration




20 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary Shares Mgmt For Against 22 Adopt New Articles of Association Mgmt For For 23 Approve Scrip Dividend Program Mgmt For For 24 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice Brenntag AG Meeting Date: 20/06/2018 Country: Germany Meeting Type: Annual Ticker: BNR Primary ISIN: DE000A1DAHH0 Primary SEDOL: B4YVF56





5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2018

6 Approve Creation of EUR 35 Million Pool of Mgmt For For Capital with Partial Exclusion of Preemptive Rights

39

Abstimmungsergebnisse Deka Investment GmbH Brenntag AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 15.5 Million Pool of Capital to Guarantee Conversion Rights

8 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares British American Tobacco plc Meeting Date: 25/04/2018 Country: United Kingdom Meeting Type: Annual Ticker: BATS Primary ISIN: GB0002875804 Primary SEDOL: 0287580

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Reappoint KPMG LLP as Auditors Mgmt For For 4 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors 5 Re-elect Richard Burrows as Director Mgmt For Against 6 Re-elect Nicandro Durante as Director Mgmt For For 7 Re-elect Sue Farr as Director Mgmt For For 8 Re-elect Dr Marion Helmes as Director Mgmt For Against 9 Re-elect Savio Kwan as Director Mgmt For For 10 Re-elect Dimitri Panayotopoulos as Director Mgmt For For 11 Re-elect Kieran Poynter as Director Mgmt For For 12 Re-elect Ben Stevens as Director Mgmt For For 13 Elect Luc Jobin as Director Mgmt For For 14 Elect Holly Koeppel as Director Mgmt For For 15 Elect Lionel Nowell, III as Director Mgmt For For 16 Authorise Issue of Equity with Pre-emptive Mgmt For Against Rights

40

Abstimmungsergebnisse Deka Investment GmbH British American Tobacco plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 17 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 18 Authorise Market Purchase of Ordinary Shares Mgmt For Against 19 Authorise EU Political Donations and Mgmt For For Expenditure

20 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice Cancom SE Meeting Date: 14/06/2018 Country: Germany Meeting Type: Annual Ticker: COK Primary ISIN: DE0005419105 Primary SEDOL: 5772627




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5 Ratify S & P GmbH as Auditors for Fiscal 2018 Mgmt For Against 6 Approve Remuneration System for Mgmt For For Management Board Members 7 Approve Remuneration of Supervisory Board Mgmt For For 8 Approve EUR 17.5 Million Capitalization of Mgmt For For Reserves for Bonus Share Issuance

9 Approve Stock Option Plan for Key Mgmt For For Employees; Approve Creation of EUR 1.5 Million Pool of Conditional Capital to Guarantee Conversion Rights


41

Abstimmungsergebnisse Deka Investment GmbH Carl Zeiss Meditec AG Meeting Date: 10/04/2018 Country: Germany Meeting Type: Annual Ticker: AFX Primary ISIN: DE0005313704 Primary SEDOL: 5922961




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2016/17

5 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2017/18

6 Elect Tania Lehmbach to the Supervisory Mgmt For For Board

7 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Approve Creation of EUR 8.9 Million Pool of Capital to Guarantee Conversion Rights Ceconomy AG Meeting Date: 14/02/2018 Country: Germany Meeting Type: Annual Ticker: CEC Primary ISIN: DE0007257503 Primary SEDOL: 5041413


2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.26 per Ordinary Share and EUR 0.32 per Preference Share



42

Abstimmungsergebnisse Deka Investment GmbH Ceconomy AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Ratify KPMG AG as Auditors for Fiscal Mgmt For Against 2017/18

6.1 Elect Juergen Fitschen to the Supervisory Mgmt For For Board 6.2 Elect Claudia Plath to the Supervisory Board Mgmt For For

CENIT Aktiengesellschaft Meeting Date: 18/05/2018 Country: Germany Meeting Type: Annual Ticker: CSH Primary ISIN: DE0005407100 Primary SEDOL: 5761517




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5 Ratify BDO AG as Auditors for Fiscal 2018 Mgmt For Against 6.1 Elect Oliver Riedel to the Supervisory Board Mgmt For Against 6.2 Elect Stephan Gier to the Supervisory Board Mgmt For For

CEWE Stiftung & Co KGAA Meeting Date: 06/06/2018 Country: Germany Meeting Type: Annual Ticker: CWC Primary ISIN: DE0005403901 Primary SEDOL: 5740806


43

Abstimmungsergebnisse Deka Investment GmbH CEWE Stiftung & Co KGAA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.85 per Share


4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5 Ratify BDO AG as Auditors for Fiscal 2018 Mgmt For Against 6.1 Elect Paolo DellAntonio to the Supervisory Mgmt For Against Board

6.2 Elect Patricia Geibel-Conrad to the Mgmt For For Supervisory Board 6.3 Elect Christiane Hipp to the Supervisory Board Mgmt For Against 6.4 Elect Otto Korte to the Supervisory Board Mgmt For Against 6.5 Elect Birgit Vemmer to the Supervisory Board Mgmt For For 6.6 Elect Hans-Henning Wiegmann to the Mgmt For Against Supervisory Board Ciena Corporation Meeting Date: 03/04/2018 Country: USA Meeting Type: Annual Ticker: CIEN Primary ISIN: US1717793095 Primary SEDOL: B1FLZ21

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Bruce L. Claflin Mgmt For Against 1b Elect Director Patrick T. Gallagher Mgmt For For 1c Elect Director T. Michael Nevens Mgmt For For 1d Elect Director William D. Fathers Mgmt For For 2 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors

3 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation

44

Abstimmungsergebnisse Deka Investment GmbH co.don AG Meeting Date: 07/06/2018 Country: Germany Meeting Type: Annual Ticker: CNWK Primary ISIN: DE000A1K0227 Primary SEDOL: B70X449


2.1 Approve Discharge of Management Board for Mgmt For For Fiscal 2017

2.2 Approve Discharge of Management Board Mgmt For For Member Vilma Methner for Fiscal 2016


4 Ratify Mazars GmbH & Co. KG as Auditors for Mgmt For Against Fiscal 2018

5 Elect Thommy Staehlin to the Supervisory Mgmt For Against Board

6 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million; Approve Creation of EUR 4.25 Million Pool of Capital to Guarantee Conversion Rights Comdirect Bank AG Meeting Date: 04/05/2018 Country: Germany Meeting Type: Annual Ticker: COM Primary ISIN: DE0005428007 Primary SEDOL: 5975266





45

Abstimmungsergebnisse Deka Investment GmbH Comdirect Bank AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2018

6 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR14 Million Pool of Capital to Guarantee Conversion Rights Commerzbank AG Meeting Date: 08/05/2018 Country: Germany Meeting Type: Annual Ticker: CBK Primary ISIN: DE000CBK1001 Primary SEDOL: B90LKT4


2 Approve Allocation of Income and Omission Mgmt For For of Dividends



5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For the First Quarter of Fiscal 2019 6.1 Elect Sabine Dietrich to the Supervisory Board Mgmt For For 6.2 Elect Tobias Guldimann to the Supervisory Mgmt For For Board

6.3 Elect Rainer Hillebrand to the Supervisory Mgmt For For Board 6.4 Elect Markus Kerber to the Supervisory Board Mgmt For For 6.5 Elect Anja Mikus to the Supervisory Board Mgmt For For 6.6 Elect Victoria Ossadnik to the Supervisory Mgmt For For Board

6.7 Elect Stefan Schmittmann to the Supervisory Mgmt For For Board and as Board Chairman 6.8 Elect Robin Stalker to the Supervisory Board Mgmt For For 6.9 Elect Nicholas Teller to the Supervisory Board Mgmt For For

46


Commerzbank AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6.10 Elect Gertrude Tumpel-Gugerell to the Mgmt For For Supervisory Board Compagnie de Saint Gobain Meeting Date: 07/06/2018 Country: France Meeting Type: Annual/Special Ticker: SGO Primary ISIN: FR0000125007 Primary SEDOL: 7380482



3 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.30 per Share 4 Reelect Pierre-Andre de Chalendar as Director Mgmt For Against 5 Ratify Appointment of Dominique Leroy as Mgmt For For Director

6 Approve Compensation of Pierre-Andre de Mgmt For For Chalendar, Chairman and CEO

7 Approve Remuneration Policy of Chairman Mgmt For For and CEO

8 Approve Severance Payment Agreement with Mgmt For For Pierre-Andre de Chalendar, Chairman and CEO

9 Approve Additional Pension Scheme Mgmt For For Agreement with Pierre-Andre de Chalendar

10 Approve Health Insurance Coverage Mgmt For For Agreement with Pierre-Andre de Chalendar 11 Renew Appointment of KPMG Audit as Auditor Mgmt For Against 12 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 13 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans for Employees of International Subsidiaries


47

Abstimmungsergebnisse Deka Investment GmbH Compagnie de Saint Gobain Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 15 Authorize Filing of Required Documents/Other Mgmt For For Formalities CompuGroup Medical SE Meeting Date: 15/05/2018 Country: Germany Meeting Type: Annual Ticker: COP Primary ISIN: DE0005437305 Primary SEDOL: 5094536





5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2018 6 Elect Thomas Seifert to the Supervisory Board Mgmt For For

Continental AG Meeting Date: 27/04/2018 Country: Germany Meeting Type: Annual Ticker: CON Primary ISIN: DE0005439004 Primary SEDOL: 4598589



3.1 Approve Discharge of Management Board Mgmt For For Member Elmar Degenhart for Fiscal 2017

3.2 Approve Discharge of Management Board Mgmt For For Member Jose Avila for Fiscal 2017

48

Abstimmungsergebnisse Deka Investment GmbH Continental AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3.3 Approve Discharge of Management Board Mgmt For For Member Ralf Cramer for Fiscal 2017

3.4 Approve Discharge of Management Board Mgmt For For Member Hans-Juergen Duensing for Fiscal 2017

3.5 Approve Discharge of Management Board Mgmt For For Member Frank Jourdan for Fiscal 2017

3.6 Approve Discharge of Management Board Mgmt For For Member Helmut Matschi for Fiscal 2017

3.7 Approve Discharge of Management Board Mgmt For For Member Ariane Reinhart for Fiscal 2017

3.8 Approve Discharge of Management Board Mgmt For For Member Wolfgang Schaefer for Fiscal 2017

3.9 Approve Discharge of Management Board Mgmt For For Member Nikolai Setzer for Fiscal 2017

4.1 Approve Discharge of Supervisory Board Mgmt For Against Member Wolfgang Reitzle for Fiscal 2017

4.2 Approve Discharge of Supervisory Board Mgmt For For Member Gunter Dunkel for Fiscal 2017

4.3 Approve Discharge of Supervisory Board Mgmt For For Member Peter Gutzmer for Fiscal 2017

4.4 Approve Discharge of Supervisory Board Mgmt For For Member Peter Hausmann for Fiscal 2017

4.5 Approve Discharge of Supervisory Board Mgmt For For Member Michael Iglhaut for Fiscal 2017

4.6 Approve Discharge of Supervisory Board Mgmt For For Member Klaus Mangold for Fiscal 2017

4.7 Approve Discharge of Supervisory Board Mgmt For For Member Hartmut Meine for Fiscal 2017

4.8 Approve Discharge of Supervisory Board Mgmt For For Member Sabine Neuss for Fiscal 2017

4.9 Approve Discharge of Supervisory Board Mgmt For For Member Rolf Nonnenmacher for Fiscal 2017

4.10 Approve Discharge of Supervisory Board Mgmt For For Member Dirk Nordmann for Fiscal 2017

4.11 Approve Discharge of Supervisory Board Mgmt For For Member Klaus Rosenfeld for Fiscal 2017

4.12 Approve Discharge of Supervisory Board Mgmt For For Member Georg Schaeffler for Fiscal 2017

4.13 Approve Discharge of Supervisory Board Mgmt For For Member Maria-Elisabeth Schaeffler-Thumann for Fiscal 2017

4.14 Approve Discharge of Supervisory Board Mgmt For For Member Joerg Schoenfelder for Fiscal 2017

4.15 Approve Discharge of Supervisory Board Mgmt For For Member Stefan Scholz for Fiscal 2017

49

Abstimmungsergebnisse Deka Investment GmbH Continental AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.16 Approve Discharge of Supervisory Board Mgmt For For Member Gudrun Valten for Fiscal 2017

4.17 Approve Discharge of Supervisory Board Mgmt For For Member Kirsten Voerkel for Fiscal 2017

4.18 Approve Discharge of Supervisory Board Mgmt For For Member Elke Volkmann for Fiscal 2017

4.19 Approve Discharge of Supervisory Board Mgmt For For Member Erwin Woerle for Fiscal 2017

4.20 Approve Discharge of Supervisory Board Mgmt For For Member Siegfried Wolf for Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For Against

Covestro AG Meeting Date: 13/04/2018 Country: Germany Meeting Type: Annual Ticker: 1COV Primary ISIN: DE0006062144 Primary SEDOL: BYTBWY9




4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For Against

CRH plc Meeting Date: 26/04/2018 Country: Ireland Meeting Type: Annual Ticker: CRG Primary ISIN: IE0001827041 Primary SEDOL: 4182249

50


CRH plc

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Final Dividend Mgmt For For 3 Approve Remuneration Report Mgmt For Against 4a Elect Richard Boucher as Director Mgmt For For 4b Re-elect Nicky Hartery as Director Mgmt For Against 4c Re-elect Patrick Kennedy as Director Mgmt For For 4d Re-elect Donald McGovern Jr. as Director Mgmt For For 4e Re-elect Heather Ann McSharry as Director Mgmt For For 4f Re-elect Albert Manifold as Director Mgmt For For 4g Re-elect Senan Murphy as Director Mgmt For For 4h Re-elect Gillian Platt as Director Mgmt For For 4i Re-elect Lucinda Riches as Director Mgmt For For 4j Re-elect Henk Rottinghuis as Director Mgmt For For 4k Re-elect William Teuber Jr. as Director Mgmt For For 5 Authorise Board to Fix Remuneration of Mgmt For For Auditors 6 Reappoint Ernst & Young as Auditors Mgmt For For 7 Authorise Issue of Equity with Pre-emptive Mgmt For Against Rights


9 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 10 Authorise Market Purchase of Ordinary Shares Mgmt For Against 11 Authorise Reissuance of Treasury Shares Mgmt For For 12 Approve Scrip Dividend Mgmt For For 13 Amend Articles of Association Mgmt For For

51


CropEnergies AG Meeting Date: 17/07/2018 Country: Germany Meeting Type: Annual Ticker: CE2 Primary ISIN: DE000A0LAUP1 Primary SEDOL: B1FHFF2





5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2018/19 CROWN HOLDINGS, INC. Meeting Date: 26/04/2018 Country: USA Meeting Type: Annual Ticker: CCK Primary ISIN: US2283681060 Primary SEDOL: 2427986

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director John W. Conway Mgmt For Withhold 1.2 Elect Director Timothy J. Donahue Mgmt For For 1.3 Elect Director Arnold W. Donald Mgmt For Withhold 1.4 Elect Director Andrea J. Funk Mgmt For For 1.5 Elect Director Rose Lee Mgmt For For 1.6 Elect Director William G. Little Mgmt For Withhold 1.7 Elect Director Hans J. Loliger Mgmt For Withhold 1.8 Elect Director James H. Miller Mgmt For For 1.9 Elect Director Josef M. Muller Mgmt For For 1.10 Elect Director Caesar F. Sweitzer Mgmt For For 1.11 Elect Director Jim L. Turner Mgmt For Withhold

52


CROWN HOLDINGS, INC. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.12 Elect Director William S. Urkiel Mgmt For Withhold 2 Ratify PricewaterhouseCoopers LLP as Mgmt For Against Auditors

3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 4 Amend Proxy Access Right SH Against For

CTS Eventim AG & Co KGAA Meeting Date: 08/05/2018 Country: Germany Meeting Type: Annual Ticker: EVD Primary ISIN: DE0005470306 Primary SEDOL: 5881857


2 Accept Financial Statements and Statutory Mgmt For For Reports



5 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 6 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 7 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million; Approve Creation of EUR 19.2 Million Pool of Capital to Guarantee Conversion Rights

8 Approve Affiliation Agreement CTS Eventim Mgmt For For Solutions GmbH

9 Approve Affiliation Agreement with Ticket Mgmt For For Online Sales & Service Center GmbH

53

Abstimmungsergebnisse Deka Investment GmbH Daiichikosho Co., Ltd. Meeting Date: 22/06/2018 Country: Japan Meeting Type: Annual Ticker: 7458 Primary ISIN: JP3475200006 Primary SEDOL: 6253132

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Mgmt For For Dividend of JPY 56 2.1 Appoint Statutory Auditor Umetsu, Hiroshi Mgmt For For 2.2 Appoint Statutory Auditor Kobayashi, Shigeki Mgmt For Against

Daimler AG Meeting Date: 05/04/2018 Country: Germany Meeting Type: Annual Ticker: DAI Primary ISIN: DE0007100000 Primary SEDOL: 5529027




4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017 5.1 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 5.2 Ratify KPMG AG as Auditors for the 2019 Mgmt For For Interim Financial Statements Until the 2019 AGM 6.1 Elect Sari Baldauf to the Supervisory Board Mgmt For For 6.2 Elect Juergen Hambrecht to the Supervisory Mgmt For Against Board 6.3 Elect Marie Wieck to the Supervisory Board Mgmt For For 7 Approve Creation of EUR 1 Billion Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights

54

Abstimmungsergebnisse Deka Investment GmbH Danone Meeting Date: 26/04/2018 Country: France Meeting Type: Annual/Special Ticker: BN Primary ISIN: FR0000120644 Primary SEDOL: B1Y9TB3



3 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.90 per Share 4 Approve Stock Dividend Program Mgmt For For 5 Reelect Benoit Potier as Director Mgmt For Against 6 Reelect Virginia Stallings as Director Mgmt For For 7 Reelect Serpil Timuray as Director Mgmt For For 8 Elect Michel Landel as Director Mgmt For For 9 Elect Cecile Cabanis as Director Mgmt For Against 10 Elect Guido Barilla as Director Mgmt For For 11 Approve Compensation of Franck Riboud, Mgmt For For Chairman of the Board until Nov. 30, 2017

12 Approve Compensation of Emmanuel Faber, Mgmt For For CEO until Nov. 30, 2017 and Chairman and CEO since Dec. 1, 2017

13 Approve Remuneration Policy of Executive Mgmt For For Corporate Officers

14 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 15 Authorize Up to 0.2 Percent of Issued Capital Mgmt For Against for Use in Restricted Stock Plans


55

Abstimmungsergebnisse Deka Investment GmbH DATAGROUP SE Meeting Date: 08/03/2018 Country: Germany Meeting Type: Annual Ticker: D6H Primary ISIN: DE000A0JC8S7 Primary SEDOL: B1D7R92






6 Approve Trading of Company Shares on Mgmt For For Regulated Market of the Frankfurt Stock Exchange

7 Ratify BANSBACH GmbH as Auditors for Fiscal Mgmt For Against 2017/18

8 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares without Preemptive and Tender Rights

9 Approve Affiliation Agreement with Mgmt For For DATAGROUP Mobile Solutions AG Delivery Hero AG Meeting Date: 06/06/2018 Country: Germany Meeting Type: Annual Ticker: DHER Primary ISIN: DE000A2E4K43 Primary SEDOL: BZCNB42



3.1 Approve Discharge of Supervisory Board Mgmt For Against Member Martin Enderle for Fiscal 2017

56

Abstimmungsergebnisse Deka Investment GmbH Delivery Hero AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3.2 Approve Discharge of Supervisory Board Mgmt For For Member Georg Graf von Waldersee for Fiscal 2017

3.3 Approve Discharge of Supervisory Board Mgmt For For Member Jonathan Green for Fiscal 2017

3.4 Approve Discharge of Supervisory Board Mgmt For For Member Jeffrey Lieberman for Fiscal 2017

3.5 Approve Discharge of Supervisory Board Mgmt For For Member Lukasz Gadowski for Fiscal 2017

3.6 Approve Discharge of Supervisory Board Mgmt For For Member Kolja Hebenstreit for Fiscal 2017

3.7 Approve Discharge of Supervisory Board Mgmt For For Member Patrick Kolek for Fiscal 2017 4 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 5 Elect Janis Zech to the Supervisory Board Mgmt For For 6 Approve Creation of EUR 55.5 Million Pool of Mgmt For Against Capital without Preemptive Rights 7 Approve Remuneration of Supervisory Board Mgmt For For

Deutsche Bank AG Meeting Date: 24/05/2018 Country: Germany Meeting Type: Annual Ticker: DBK Primary ISIN: DE0005140008 Primary SEDOL: 5750355




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 6 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares without Preemptive Rights

7 Authorize Use of Financial Derivatives when Mgmt For Against Repurchasing Shares

57

Abstimmungsergebnisse Deka Investment GmbH Deutsche Bank AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 8.1 Elect Gerd Schuetz to the Supervisory Board Mgmt For For 8.2 Elect Mayree Clark to the Supervisory Board Mgmt For For 8.3 Elect John Thain to the Supervisory Board Mgmt For For 8.4 Elect Michele Trogni to the Supervisory Board Mgmt For For 8.5 Elect Dina Dublon to the Supervisory Board Mgmt For For 8.6 Elect Norbert Winkeljohann to the Supervisory Mgmt For For Board

9 Authorize Issuance of Participation Mgmt For For Certificates and Other Hybrid Notes up to Aggregate Nominal Value of EUR 8 Billion Shareholder Proposals Submitted by Mgmt Riebeck-Brauerei von 1862 AG

10 Approve Preparation of the Spin-Off of the SH Against Against Business Divisions Private & Business Clients, DWS and Deutsche Bank Securities, Inc., Deutsche Bank New York Branch; Preparation of the Merger with One or Several Wealth Manager(s) with a Focus on Europe / Asia

11 Remove Paul Achleitner from the Supervisory SH Against Against Board

12 Remove Stefan Simon from the Supervisory SH Against Against Board

13 Appoint Mark Ballamy as Special Auditor to SH None Against Examine Management and Supervisory Board Actions in Connection with the Misleading of the FCA

14 Appoint Jeffrey Davidson as Special Auditor to SH None Against Examine Management and Supervisory Board Actions in Connection with the Manipulation of Reference Interest Rates

15 Appoint Jeffrey Davidson as Special Auditor to SH None Against Examine Management and Supervisory Board Actions in Connection with the Money Laundering in Russia

16 Appoint Mark Ballamy as Special Auditor to SH None Against Examine Management and Supervisory Board Actions in Connection with the Acquisition of Shares in Deutsche Postbank AG and the Related Court Disputes Deutsche Beteiligungs AG Meeting Date: 21/02/2018 Country: Germany Meeting Type: Annual Ticker: DBAN Primary ISIN: DE000A1TNUT7 Primary SEDOL: BBNBQJ7

58


Deutsche Beteiligungs AG





5 Ratify KPMG AG as Auditors for Fiscal Mgmt For Against 2017/18 6 Amend Corporate Purpose Mgmt For For 7 Authorize Share Repurchase Program and Mgmt For Against Reissuance of Repurchased Shares without Tender and Preemptive Rights Deutsche Boerse AG Meeting Date: 16/05/2018 Country: Germany Meeting Type: Annual Ticker: DB1 Primary ISIN: DE0005810055 Primary SEDOL: 7021963



3.1 Approve Discharge of Management Board Mgmt For For Chairman Carsten Kengeter for Fiscal 2017

3.2 Approve Discharge of Management Board Mgmt For For Vice-Chairman Andreas Preuss for Fiscal 2017

3.3 Approve Discharge of Management Board Mgmt For For Member Gregor Pottmeyer for Fiscal 2017

3.4 Approve Discharge of Management Board Mgmt For For Member Hauke Stars for Fiscal 2017

3.5 Approve Discharge of Management Board Mgmt For For Member Jeffrey Tessler for Fiscal 2017

4.1 Approve Discharge of Supervisory Board Mgmt For For Chairman Joachim Faber for Fiscal 2017

59

Abstimmungsergebnisse Deka Investment GmbH Deutsche Boerse AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.2 Approve Discharge of Supervisory Board Mgmt For For Vice-Chairman Richard Berliand for Fiscal 2017

4.3 Approve Discharge of Supervisory Board Mgmt For For Member Ann-Kristin Achleitner for Fiscal 2017

4.4 Approve Discharge of Supervisory Board Mgmt For For Member Karl-Heinz Floether for Fiscal 2017

4.5 Approve Discharge of Supervisory Board Mgmt For For Member Marion Fornoff for Fiscal 2017

4.6 Approve Discharge of Supervisory Board Mgmt For For Member Hans-Peter Gabe for Fiscal 2017

4.7 Approve Discharge of Supervisory Board Mgmt For For Member Craig Heimark for Fiscal 2017

4.8 Approve Discharge of Supervisory Board Mgmt For For Member Monica Maechler for Fiscal 2017

4.9 Approve Discharge of Supervisory Board Mgmt For For Member Erhard Schipporeit for Fiscal 2017

4.10 Approve Discharge of Supervisory Board Mgmt For For Member Jutta Stuhlfauth for Fiscal 2017

4.11 Approve Discharge of Supervisory Board Mgmt For For Member Johannes Witt for Fiscal 2017

4.12 Approve Discharge of Supervisory Board Mgmt For For Member Amy Yok Tak Yip for Fiscal 2017

5 Approve Increase in Size of Supervisory Board Mgmt For For to Sixteen Members

6.1 Elect Richard Berliand to the Supervisory Mgmt For Against Board 6.2 Elect Joachim Faber to the Supervisory Board Mgmt For For 6.3 Elect Karl-Heinz Floether to the Supervisory Mgmt For For Board

6.4 Elect Barbara Lambert to the Supervisory Mgmt For For Board

6.5 Elect Amy Yok Tak Yip to the Supervisory Mgmt For For Board

6.6 Elect Ann-Kristin Achleitner to the Supervisory Mgmt For For Board 6.7 Elect Martin Jetter to the Supervisory Board Mgmt For For 6.8 Elect Joachim Nagel to the Supervisory Board Mgmt For For 7 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For

60


Deutsche Euroshop AG Meeting Date: 28/06/2018 Country: Germany Meeting Type: Annual Ticker: DEQ Primary ISIN: DE0007480204 Primary SEDOL: 4754972




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5 Ratify BDO AG as Auditors for Fiscal 2018 Mgmt For For 6.1 Elect Henning Kreke to the Supervisory Board Mgmt For For 6.2 Elect Alexander Otto to the Supervisory Board Mgmt For For 7 Approve Remuneration System for Mgmt For For Management Board Members

8 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares Deutsche Konsum REIT-AG Meeting Date: 08/03/2018 Country: Germany Meeting Type: Annual Ticker: DKG Primary ISIN: DE000A14KRD3 Primary SEDOL: BYPHNC6




4 Ratify DOMUS AG as Auditors for Fiscal Mgmt For Against 2017/18

61

Abstimmungsergebnisse Deka Investment GmbH Deutsche Konsum REIT-AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Approve Increase in Size of Board to Five Mgmt For For Members 6.1 Elect Achim Betz to the Supervisory Board Mgmt For Against 6.2 Elect Johannes Boot to the Supervisory Board Mgmt For Against 6.3 Elect Nicholas Cournoyer to the Supervisory Mgmt For Against Board

6.4 Elect Hans-Ulrich Sutter to the Supervisory Mgmt For Against Board

6.5 Elect Kristian Schmidt-Garve to the Mgmt For Against Supervisory Board


8 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million; Approve Creation of EUR 11.2 Million Pool of Capital to Guarantee Conversion Rights Deutsche Lufthansa AG Meeting Date: 08/05/2018 Country: Germany Meeting Type: Annual Ticker: LHA Primary ISIN: DE0008232125 Primary SEDOL: 5287488




4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017 5.1 Elect Herbert Hainer to the Supervisory Board Mgmt For For 5.2 Elect Karl-Ludwig Kley to the Supervisory Mgmt For For Board 5.3 Elect Carsten Knobel to the Supervisory Board Mgmt For For 5.4 Elect Martin Koehler to the Supervisory Board Mgmt For For

62


Deutsche Lufthansa AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5.5 Elect Michael Nilles to the Supervisory Board Mgmt For For 5.6 Elect Miriam Sapiro to the Supervisory Board Mgmt For For 5.7 Elect Matthias Wissmann to the Supervisory Mgmt For For Board

6 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2018 7 Adopt New Articles of Association Mgmt For For

Deutsche Pfandbriefbank AG Meeting Date: 21/06/2018 Country: Germany Meeting Type: Annual Ticker: PBB Primary ISIN: DE0008019001 Primary SEDOL: BYM6917




4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For Against 6 Elect Jutta Doenges to the Supervisory Board Mgmt For For 7 Approve Remuneration System for Mgmt For Against Management Board Members Deutsche Post AG Meeting Date: 24/04/2018 Country: Germany Meeting Type: Annual Ticker: DPW Primary ISIN: DE0005552004 Primary SEDOL: 4617859

63


Deutsche Post AG





5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2018

6 Approve Stock Option Plan for Key Mgmt For For Employees; Approve Creation of EUR 12 Million Pool of Conditional Capital to Guarantee Conversion Rights

7 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 33 Million Pool of Capital to Guarantee Conversion Rights


9.1 Elect Guenther Braeunig to the Supervisory Mgmt For For Board

9.2 Elect Mario Daberkow to the Supervisory Mgmt For For Board Deutsche Telekom AG Meeting Date: 17/05/2018 Country: Germany Meeting Type: Annual Ticker: DTE Primary ISIN: DE0005557508 Primary SEDOL: 5842359




64

Abstimmungsergebnisse Deka Investment GmbH Deutsche Telekom AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017


6 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Billion; Approve Creation of EUR 1.2 Billion Pool of Capital to Guarantee Conversion Rights

7 Elect Margret Suckale to the Supervisory Mgmt For For Board

8 Elect Guenther Braeunig to the Supervisory Mgmt For For Board 9 Elect Harald Krueger to the Supervisory Board Mgmt For For 10 Elect Ulrich Lehner to the Supervisory Board Mgmt For Against 11 Amend Articles Re: Attendance and Voting Mgmt For For Rights at the AGM Deutsche Wohnen SE Meeting Date: 15/06/2018 Country: Germany Meeting Type: Annual Ticker: DWNI Primary ISIN: DE000A0HN5C6 Primary SEDOL: B0YZ0Z5




4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 6 Elect Tina Kleingarn to the Supervisory Board Mgmt For For 7 Approve Creation of EUR 110 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights

65

Abstimmungsergebnisse Deka Investment GmbH Deutsche Wohnen SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 8 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 35 Million Pool of Capital to Guarantee Conversion Rights


10 Authorize Use of Financial Derivatives when Mgmt For Against Repurchasing Shares Deutz AG Meeting Date: 26/04/2018 Country: Germany Meeting Type: Annual Ticker: DEZ Primary ISIN: DE0006305006 Primary SEDOL: 4557847






6.1 Elect Sophie Albrecht to the Supervisory Mgmt For For Board 6.2 Elect Bernd Bohr to the Supervisory Board Mgmt For For 6.3 Elect Hermann Garbers to the Supervisory Mgmt For Against Board

6.4 Elect Patricia Geibel-Conrad to the Mgmt For For Supervisory Board

6.5 Elect Hans-Georg Haerter to the Supervisory Mgmt For Against Board 6.6 Elect Alois Ludwig to the Supervisory Board Mgmt For Against 7 Approve Affiliation Agreements with Torqeedo Mgmt For For GmbH

66

Abstimmungsergebnisse Deka Investment GmbH Deutz AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 8 Approve Remuneration of Supervisory Board Mgmt For For 9 Approve Creation of EUR 92.7 Million Pool of Mgmt For Against Capital with Preemptive Rights

10 Approve Creation of EUR 61.8 Million Pool of Mgmt For Against Capital without Preemptive Rights; Amend Articles to Reflect Changes in Capital

11 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million; Approve Creation of EUR 154.5 Million Pool of Capital to Guarantee Conversion Rights; Amend Articles

12 Approve Issuance of Participation Certificates Mgmt For For up to Aggregate Nominal Amount of EUR 100 Million Diageo plc Meeting Date: 20/09/2018 Country: United Kingdom Meeting Type: Annual Ticker: DGE Primary ISIN: GB0002374006 Primary SEDOL: 0237400

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For Against 3 Approve Final Dividend Mgmt For For 4 Elect Susan Kilsby as Director Mgmt For For 5 Re-elect Lord Davies of Abersoch as Director Mgmt For For 6 Re-elect Javier Ferran as Director Mgmt For For 7 Re-elect Ho KwonPing as Director Mgmt For For 8 Re-elect Nicola Mendelsohn as Director Mgmt For For 9 Re-elect Ivan Menezes as Director Mgmt For For 10 Re-elect Kathryn Mikells as Director Mgmt For For 11 Re-elect Alan Stewart as Director Mgmt For For 12 Reappoint PricewaterhouseCoopers LLP as Mgmt For For Auditors

67

Abstimmungsergebnisse Deka Investment GmbH Diageo plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 13 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors



16 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 17 Authorise Market Purchase of Ordinary Shares Mgmt For Against 18 Adopt New Articles of Association Mgmt For For 19 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice DIC Asset AG Meeting Date: 16/03/2018 Country: Germany Meeting Type: Annual Ticker: DIC Primary ISIN: DE000A1X3XX4 Primary SEDOL: BD1NML3


2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.44 per Ordinary Share and a Special Dividend of EUR 0.20 per Ordinary Share



5 Ratify Roedl & Partner GmbH as Auditors for Mgmt For Against Fiscal 2018

6 Elect Eberhard Vetter to the Supervisory Mgmt For Against Board Diebold Nixdorf AG Meeting Date: 17/05/2018 Country: Germany Meeting Type: Annual Ticker: WIN Primary ISIN: DE000A0CAYB2 Primary SEDOL: B012VF6

68


Diebold Nixdorf AG



3 Approve Discharge of Management Board for Mgmt For For Short Fiscal Year 2017


5 Approve Discharge of Supervisory Board for Mgmt For Against Short Fiscal Year 2017


7.1 Elect Dieter Duesedau to the Supervisory Mgmt For Against Board

7.2 Elect Jonathan Leiken to the Supervisory Mgmt For Against Board 7.3 Elect James Lambo to the Supervisory Board Mgmt For Against 8 Authorize Management Board Not to Disclose Mgmt For Against Individualized Remuneration of its Members Discover Financial Services Meeting Date: 02/05/2018 Country: USA Meeting Type: Annual Ticker: DFS Primary ISIN: US2547091080 Primary SEDOL: B1YLC43

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Jeffrey S. Aronin Mgmt For Against 1.2 Elect Director Mary K. Bush Mgmt For Against 1.3 Elect Director Gregory C. Case Mgmt For Against 1.4 Elect Director Candace H. Duncan Mgmt For For 1.5 Elect Director Joseph F. Eazor Mgmt For For 1.6 Elect Director Cynthia A. Glassman Mgmt For For 1.7 Elect Director Thomas G. Maheras Mgmt For For

69


Discover Financial Services Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.8 Elect Director Michael H. Moskow Mgmt For Against 1.9 Elect Director David W. Nelms Mgmt For Against 1.10 Elect Director Mark A. Thierer Mgmt For For 1.11 Elect Director Lawrence A. Weinbach Mgmt For Against 2 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditors Mgmt For For 4 Adopt Simple Majority Vote SH Against For

Dr. Hoenle AG Meeting Date: 21/03/2018 Country: Germany Meeting Type: Annual Ticker: HNL Primary ISIN: DE0005157101 Primary SEDOL: 7017586





5 Ratify as S&P GmbH Auditors for Fiscal Mgmt For Against 2017/18 Draegerwerk AG & Co. KGaA Meeting Date: 04/05/2018 Country: Germany Meeting Type: Annual Ticker: DRW3 Primary ISIN: DE0005550636 Primary SEDOL: 5169218

70


Draegerwerk AG & Co. KGaA


2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.46 per Preference Share and EUR 0.40 per Ordinary Share


4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5.1 Elect Maria Dietz to the Supervisory Board Mgmt For Against 5.2 Elect Thorsten Grenz to the Supervisory Board Mgmt For Against 5.3 Elect Astrid Hamker to the Supervisory Board Mgmt For Against 5.4 Elect Stefan Lauer to the Supervisory Board Mgmt For Against 5.5 Elect Uwe Lueders to the Supervisory Board Mgmt For Against 5.6 Elect Reinhard Zinkann to the Supervisory Mgmt For Against Board

6 Ratify PricewaterhouseCoopers AG as Mgmt For For Auditors for Fiscal 2018 Duerr AG Meeting Date: 09/05/2018 Country: Germany Meeting Type: Annual Ticker: DUE Primary ISIN: DE0005565204 Primary SEDOL: 5119901






71

Abstimmungsergebnisse Deka Investment GmbH Duerr AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6 Elect Rolf Breidenbach to the Supervisory Mgmt For For Board

7 Approve EUR 177.2 Million Capitalization of Mgmt For For Reserves E.ON SE Meeting Date: 09/05/2018 Country: Germany Meeting Type: Annual Ticker: EOAN Primary ISIN: DE000ENAG999 Primary SEDOL: 4942904





5.1 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2018

5.2 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Half-Year and Quarterly Reports 2018

5.3 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for the First Quarter of Fiscal 2019

6 Approve Increase in Size of Board to Fourteen Mgmt For For Members

7.1 Elect Karl-Ludwig Kley to the Supervisory Mgmt For For Board 7.2 Elect Carolina Happe to the Supervisory Board Mgmt For For 7.3 Elect Karen de Segundo to the Supervisory Mgmt For For Board 7.4 Elect Klaus Froehlich to the Supervisory Board Mgmt For For

72


Eckert & Ziegler Strahlen- und Medizintechnik AG Meeting Date: 30/05/2018 Country: Germany Meeting Type: Annual Ticker: EUZ Primary ISIN: DE0005659700 Primary SEDOL: 5689857




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5 Ratify BDO AG as Auditors for Fiscal 2018 Mgmt For For 6 Approve Remuneration of Supervisory Board Mgmt For For 7.1 Elect Wolfgang Maennig to the Supervisory Mgmt For Against Board

7.2 Elect Gudrun Erzgraeber to the Supervisory Mgmt For Against Board

7.3 Elect Anna Steeger, Frank Perschmann, Mgmt For For Susanne Becker, Elke Middelstaedt and Edgar Loeffler as Alternate Supervisory Board Members


9 Approve Creation of EUR 264,649 Pool of Mgmt For Against Capital without Preemptive Rights Eckert & Ziegler Strahlen- und Medizintechnik AG Meeting Date: 20/12/2018 Country: Germany Meeting Type: Special Ticker: EUZ Primary ISIN: DE0005659700 Primary SEDOL: 5689857

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Final Draft Agreement for Merger by Mgmt For For Absorption of Eckert & Ziegler BEBIG S.A.

73

Abstimmungsergebnisse Deka Investment GmbH ELMOS Semiconductor AG Meeting Date: 16/05/2018 Country: Germany Meeting Type: Annual Ticker: ELG Primary ISIN: DE0005677108 Primary SEDOL: 5695423




4.1 Approve Discharge of Supervisory Board Mgmt For For Member Gottfried Dutine for Fiscal 2017

4.2 Approve Discharge of Supervisory Board Mgmt For For Member Klaus Egger for Fiscal 2017

4.3 Approve Discharge of Supervisory Board Mgmt For For Member Thomas Lehner for Fiscal 2017

4.4 Approve Discharge of Supervisory Board Mgmt For For Member Sven-Olaf Schellenberg for Fiscal 2017

4.5 Approve Discharge of Supervisory Board Mgmt For Against Member Klaus Weyer for Fiscal 2017

4.6 Approve Discharge of Supervisory Board Mgmt For For Member Guenter Zimmer for Fiscal 2017

5 Ratify Warth & Klein Grant Thornton AG as Mgmt For For Auditors for Fiscal 2018


7.1 Amend Articles Re: Chairman of General Mgmt For For Meeting

7.2 Approve Reduction in Conditional Capital to Mgmt For For EUR 219,851

8 Authorize Management Board Not to Disclose Mgmt For Against Individualized Remuneration of its Members Enagas S.A. Meeting Date: 21/03/2018 Country: Spain Meeting Type: Annual Ticker: ENG Primary ISIN: ES0130960018 Primary SEDOL: 7383072

74


Enagas S.A.

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Consolidated and Standalone Mgmt For For Financial Statements 2 Approve Allocation of Income and Dividends Mgmt For For 3 Approve Discharge of Board Mgmt For For 4.1 Reelect Antonio Llarden Carratala as Director Mgmt For Against 4.2 Reelect Marcelino Oreja Arburua as Director Mgmt For For 4.3 Reelect Isabel Tocino Biscarolasaga as Mgmt For For Director 4.4 Reelect Ana Palacio Vallelersundi as Director Mgmt For For 4.5 Reelect Antonio Hernandez Mancha as Mgmt For For Director 4.6 Reelect Gonzalo Solana Gonzalez as Director Mgmt For For 4.7 Elect Ignacio Grangel Vicente as Director Mgmt For For 5 Advisory Vote on Remuneration Report Mgmt For For 6 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions Encavis AG Meeting Date: 08/05/2018 Country: Germany Meeting Type: Annual Ticker: CAP Primary ISIN: DE0006095003 Primary SEDOL: 5491966






75

Abstimmungsergebnisse Deka Investment GmbH Encavis AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6 Approve Remuneration of Supervisory Board Mgmt For For 7 Amend Articles Re: Bundesanzeiger Mgmt For For Announcements

8 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million; Approve Creation of EUR 38.2 Million Pool of Capital to Guarantee Conversion Rights Enel SpA Meeting Date: 24/05/2018 Country: Italy Meeting Type: Annual/Special Ticker: ENEL Primary ISIN: IT0003128367 Primary SEDOL: 7144569

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Allocation of Income Mgmt For For 3 Authorize Share Repurchase Program and Mgmt For Against Reissuance of Repurchased Shares 4 Integrate Remuneration of Auditors Mgmt For Against 5 Approve Long Term Incentive Plan Mgmt For For 6 Approve Remuneration Policy Mgmt For For Extraordinary Business Mgmt 1.a Amend Company Bylaws Re: Article 31 Mgmt For For 1.b Amend Company Bylaws Re: Article 21 Mgmt For For A Deliberations on Possible Legal Action Against Mgmt None Against Directors if Presented by Shareholders Engie Meeting Date: 18/05/2018 Country: France Meeting Type: Annual/Special Ticker: ENGI Primary ISIN: FR0010208488 Primary SEDOL: B0C2CQ3

76


Engie



3 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.7 per Share and an Extra of EUR 0.07 per Share to Long Term Registered Shares

4 Approve Transactions Relating to the Merging Mgmt For For of the French Natural Gas Terminal and Transmission Businesses

5 Approve Transaction with the French State Mgmt For For Re: Purchase of 11.1 Million Shares

6 Approve Transaction with the French State Mgmt For For Re: Potential Purchase of Shares, Depending on the Number of Shares Acquired by the Employees under the Link 2018 Employee Shareholding Plan

7 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital 8 Elect Jean-Pierre Clamadieu as Director Mgmt For For 9 Elect Ross McInnes as Director Mgmt For For 10 Approve Compensation of Isabelle Kocher, Mgmt For Against CEO

11 Approve Remuneration Policy of Chairman of Mgmt For For the Board since May 18, 2018

12 Approve Remuneration Policy of CEO since Mgmt For Against Jan. 1, 2018 Extraordinary Business Mgmt 13 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million


15 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities for Private Placements up to Aggregate Nominal Amount of EUR 225 Million

77

Abstimmungsergebnisse Deka Investment GmbH Engie Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 16 Authorize Board to Increase Capital in the Mgmt For For Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 13 to 15


18 Authorize Issuance of Equity or Equity-Linked Mgmt For Against Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million, Only in the Event of a Public Tender Offer or Share Exchange Offer

19 Authorize Issuance of Equity or Equity-Linked Mgmt For Against Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million, Only in the Event of a Public Tender Offer or Share Exchange Offer

20 Approve Issuance of Equity or Equity-Linked Mgmt For Against Securities for Private Placements up to Aggregate Nominal Amount of EUR 225 Million, Only in the Event of a Public Tender Offer or Share Exchange Offer

21 Authorize Board to Increase Capital in the Mgmt For Against Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 18 to 20, Only in the Event of a Public Tender Offer or Share Exchange Offer

22 Authorize Capital Increase of up to 10 Percent Mgmt For Against of Issued Capital for Contributions in Kind, Only in the Event of a Public Tender Offer

23 Set Total Limit for Capital Increase to Result Mgmt For For from All Issuance Requests at EUR 265 Million

24 Authorize Capitalization of Reserves for Bonus Mgmt For Against Issue or Increase in Par Value, Only in the Event of a public Tender Offer




28 Authorize up to 0.75 Percent of Issued Capital Mgmt For For for Use in Restricted Stock Plans

29 Authorize up to 0.75 Percent of Issued Capital Mgmt For Against for Use in Restricted Stock Plans Reserved for Some Employees and Corporate Officers


78

Abstimmungsergebnisse Deka Investment GmbH Eni S.p.A. Meeting Date: 10/05/2018 Country: Italy Meeting Type: Annual Ticker: ENI Primary ISIN: IT0003132476 Primary SEDOL: 7145056

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Allocation of Income Mgmt For For 3 Approve Remuneration Policy Mgmt For Against 4 Approve Auditors and Authorize Board to Fix Mgmt For Against Their Remuneration Essilor International Meeting Date: 24/04/2018 Country: France Meeting Type: Annual Ticker: EI Primary ISIN: FR0000121667 Primary SEDOL: 7212477




4 Reelect Antoine Bernard de Saint-Affrique as Mgmt For For Director 5 Reelect Louise Frechette as Director Mgmt For For 6 Reelect Bernard Hours as Director Mgmt For For 7 Reelect Marc Onetto as Director Mgmt For For 8 Reelect Olivier Pecoux as Director Mgmt For Against 9 Reelect Jeanette Wong as Director until Mgmt For For Completion of Contribution in Kind Agreement of Luxottica Shares by Delfin

79

Abstimmungsergebnisse Deka Investment GmbH Essilor International Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 10 Elect Jeanette Wong as Director as of Mgmt For For Completion of Contribution in Kind Agreement of Luxottica Shares by Delfin

11 Approve Termination Package of Laurent Mgmt For Against Vacherot, Vice-CEO

12 Approve Compensation of Hubert Sagnieres, Mgmt For Against Chairman and CEO

13 Approve Compensation of Laurent Vacherot, Mgmt For Against Vice-CEO

14 Approve Remuneration Policy of Executive Mgmt For Against Corporate Officers

15 Authorize Filing of Required Documents/Other Mgmt For For Formalities EssilorLuxottica SA Meeting Date: 29/11/2018 Country: France Meeting Type: Annual/Special Ticker: EL Primary ISIN: FR0000121667 Primary SEDOL: 7212477

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Remuneration Policy of Executive Mgmt For Against Corporate Officers

2 Approve Remuneration of Directors in the Mgmt For For Aggregate Amount of EUR 2 Million

3 Ratify Appointment of Sabrina Pucci as Mgmt For For Director

4 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 5 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares


7 Authorize up to 2.5 Percent of Issued Capital Mgmt For Against for Use in Restricted Stock Plans

8 Authorize up to 0.5 Percent of Issued Capital Mgmt For Against for Use in Stock Option Plans

80

Abstimmungsergebnisse Deka Investment GmbH EssilorLuxottica SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 9 Authorize Restricted Stock Plans in Favor of Mgmt For For Luxottica Employees Ordinary Business Mgmt 10 Authorize Filing of Required Documents/Other Mgmt For For Formalities euromicron AG Meeting Date: 13/06/2018 Country: Germany Meeting Type: Annual Ticker: EUCA Primary ISIN: DE000A1K0300 Primary SEDOL: B530P39







7 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 7.33 Million; Approve Creation of EUR 7.33 Million Pool of Capital to Guarantee Conversion Rights Evotec AG Meeting Date: 20/06/2018 Country: Germany Meeting Type: Annual Ticker: EVT Primary ISIN: DE0005664809 Primary SEDOL: 5811917

81


Evotec AG





5 Change of Corporate Form to Societas Mgmt For For Europaea (SE) Fielmann AG Meeting Date: 12/07/2018 Country: Germany Meeting Type: Annual Ticker: FIE Primary ISIN: DE0005772206 Primary SEDOL: 4409205





5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For Against 2018 FinecoBank Banca Fineco SpA Meeting Date: 11/04/2018 Country: Italy Meeting Type: Annual/Special Ticker: FBK Primary ISIN: IT0000072170 Primary SEDOL: BNGN9Z1

82


FinecoBank Banca Fineco SpA

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt Management Proposals Mgmt 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Allocation of Income Mgmt For For Shareholder Proposal Number 1 Submitted by Mgmt Institutional Investors (Assogestioni)

3 Appoint Elena Spagnol as Internal Statutory SH None For Auditor and Gianfranco Consorti as Alternate Management Proposals Mgmt 4 Approve Remuneration Policy Mgmt For For 5 Approve 2018 Incentive System for Mgmt For For Employees

6 Approve 2018-2020 Long Term Incentive Plan Mgmt For For for FinecoBank Employees

7 Approve 2018 Incentive System for Personal Mgmt For For Financial Advisors

8 Approve 2018-2020 Long Term Incentive Plan Mgmt For For for Personal Financial Advisors

9 Authorize Share Repurchase Program and Mgmt For For Reissuance of Repurchased Shares to Service the 2018 PFA System Extraordinary Business Mgmt 1 Approve Equity Plan Financing for 2017 Mgmt For For Incentive System

2 Approve Equity Plan Financing for 2018 Mgmt For For Incentive System

3 Approve Equity Plan Financing for 2018-2020 Mgmt For For Long Term Incentive Plan

A Deliberations on Possible Legal Action Against Mgmt None Abstain Directors if Presented by Shareholders FinTech Group AG Meeting Date: 07/08/2018 Country: Germany Meeting Type: Annual Ticker: FTK Primary ISIN: DE000FTG1111 Primary SEDOL: BYVQYG8

83


FinTech Group AG



3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 4 Ratify BDO AG as Auditors for Fiscal 2018 Mgmt For Against 5 Approve Creation of EUR 3.9 Million Pool of Mgmt For Against Capital without Preemptive Rights

6 Approve Cancellation of Conditional Capital Mgmt For For 2013

7 Amend Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 175 Million; Approve Creation of EUR 3.5 Million Pool of Capital to Guarantee Conversion Rights

8 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 180 Million; Approve Creation of EUR 3.6 Million Pool of Capital to Guarantee Conversion Rights Five Prime Therapeutics, Inc. Meeting Date: 10/05/2018 Country: USA Meeting Type: Annual Ticker: FPRX Primary ISIN: US33830X1046 Primary SEDOL: BDGTXL3

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Sheila Gujrathi Mgmt For For 1b Elect Director Peder K. Jensen Mgmt For For 1c Elect Director Aron M. Knickerbocker Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors Mgmt For For

84


FMC Corporation Meeting Date: 24/04/2018 Country: USA Meeting Type: Annual Ticker: FMC Primary ISIN: US3024913036 Primary SEDOL: 2328603

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Pierre Brondeau Mgmt For Withhold 1b Elect Director Eduardo E. Cordeiro Mgmt For For 1c Elect Director G. Peter D'Aloia Mgmt For Withhold 1d Elect Director C. Scott Greer Mgmt For Withhold 1e Elect Director K'Lynne Johnson Mgmt For Withhold 1f Elect Director Dirk A. Kempthorne Mgmt For For 1g Elect Director Paul J. Norris Mgmt For Withhold 1h Elect Director Margareth Ovrum Mgmt For For 1i Elect Director Robert C. Pallash Mgmt For Withhold 1j Elect Director William H. Powell Mgmt For Withhold 1k Elect Director Vincent R. Volpe, Jr. Mgmt For Withhold 2 Ratify KPMG LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation Formycon AG Meeting Date: 19/06/2018 Country: Germany Meeting Type: Annual Ticker: FYB Primary ISIN: DE000A1EWVY8 Primary SEDOL: B50LF68




85

Abstimmungsergebnisse Deka Investment GmbH Formycon AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Ratify PanTax Audit GmbH as Auditors for Mgmt For Against Fiscal 2018 5 Approve Remuneration of Supervisory Board Mgmt For For

Fraport AG Frankfurt Airport Services Worldwide Meeting Date: 29/05/2018 Country: Germany Meeting Type: Annual Ticker: FRA Primary ISIN: DE0005773303 Primary SEDOL: 7107551





5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2018 6.1 Elect Uwe Becker to the Supervisory Board Mgmt For Against 6.2 Elect Kathrin Dahnke to the Supervisory Board Mgmt For Against 6.3 Elect Peter Feldmann to the Supervisory Mgmt For Against Board 6.4 Elect Peter Gerber to the Supervisory Board Mgmt For Against 6.5 Elect Margarete Haase to the Supervisory Mgmt For Against Board

6.6 Elect Frank-Peter Kaufmann to the Mgmt For Against Supervisory Board 6.7 Elect Lothar Klemm to the Supervisory Board Mgmt For Against 6.8 Elect Michael Odenwald to the Supervisory Mgmt For Against Board

6.9 Elect Karlheinz Weimar to the Supervisory Mgmt For Against Board 6.10 Elect Katja Windt to the Supervisory Board Mgmt For Against

86


freenet AG Meeting Date: 17/05/2018 Country: Germany Meeting Type: Annual Ticker: FNTN Primary ISIN: DE000A0Z2ZZ5 Primary SEDOL: B1SK0S6






5.2 Ratify PricewaterhouseCoopers AG as Mgmt For For Auditors for the First Quarter of Fiscal 2019

6 Approve Creation of EUR 12.8 Million Pool of Mgmt For For Capital without Preemptive Rights

7 Approve Remuneration System for Mgmt For Against Management Board Members

8 Approve Affiliation Agreement with Subsidiary Mgmt For For mobilcom-debitel Logistik GmbH Fresenius Medical Care AG & Co. KGAA Meeting Date: 17/05/2018 Country: Germany Meeting Type: Annual Ticker: FME Primary ISIN: DE0005785802 Primary SEDOL: 5129074





87

Abstimmungsergebnisse Deka Investment GmbH Fresenius Medical Care AG & Co. KGAA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For Against 6 Amend Articles of Association Mgmt For For

Fresenius SE & Co KGaA Meeting Date: 18/05/2018 Country: Germany Meeting Type: Annual Ticker: FRE Primary ISIN: DE0005785604 Primary SEDOL: 4352097




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 6 Approve Remuneration System for Mgmt For For Management Board Members of the Personally Liable Partner


8 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion; Approve Creation of EUR 49 Million Pool of Capital to Guarantee Conversion Rights



88

Abstimmungsergebnisse Deka Investment GmbH Fuchs Petrolub SE Meeting Date: 08/05/2018 Country: Germany Meeting Type: Annual Ticker: FPE3 Primary ISIN: DE0005790430 Primary SEDOL: 4354350


2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.90 per Common Share and EUR 0.91 per Preferred Share



5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2018 GEA Group AG Meeting Date: 19/04/2018 Country: Germany Meeting Type: Annual Ticker: G1A Primary ISIN: DE0006602006 Primary SEDOL: 4557104




4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For Against 6 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares without Tender and Preemptive Rights

7 Voting Instructions for Motions or Mgmt None Abstain Nominations by Shareholders that are not Made Accessible Before the AGM and that are Made or Amended in the Course of the AGM

89

Abstimmungsergebnisse Deka Investment GmbH Gerresheimer AG Meeting Date: 25/04/2018 Country: Germany Meeting Type: Annual Ticker: GXI Primary ISIN: DE000A0LD6E6 Primary SEDOL: B1Y47Y7





5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2018 Gerry Weber International AG Meeting Date: 26/04/2018 Country: Germany Meeting Type: Annual Ticker: GWI1 Primary ISIN: DE0003304101 Primary SEDOL: 4642958





5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2017/18


90

Abstimmungsergebnisse Deka Investment GmbH Gerry Weber International AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million; Approve Creation of EUR 4.6 Million Pool of Capital to Guarantee Conversion Rights GFT Technologies SE Meeting Date: 21/06/2018 Country: Germany Meeting Type: Annual Ticker: GFT Primary ISIN: DE0005800601 Primary SEDOL: 5709948



3.1 Approve Discharge of Senior Management Mgmt For For Member Ulrich Dietz for Fiscal 2017

3.2 Approve Discharge of Senior Management Mgmt For For Member Marika Lulay for Fiscal 2017

3.3 Approve Discharge of Senior Management Mgmt For For Member Jochen Ruetz for Fiscal 2017

4.1 Approve Discharge of Board of Directors Mgmt For Against Member Andreas Bereczky for Fiscal 2017

4.2 Approve Discharge of Board of Directors Mgmt For Against Member Maria Dietz for Fiscal 2017

4.3 Approve Discharge of Board of Directors Mgmt For Against Member Ulrich Dietz for Fiscal 2017

4.4 Approve Discharge of Board of Directors Mgmt For Against Member Paul Lerbinger for Fiscal 2017

4.5 Approve Discharge of Board of Directors Mgmt For Against Member Marika Lulay for Fiscal 2017

4.6 Approve Discharge of Board of Directors Mgmt For Against Member Jochen Ruetz for Fiscal 2017

4.7 Approve Discharge of Board of Directors Mgmt For Against Member Andreas Wiedemann for Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For Against

91


GlaxoSmithKline plc Meeting Date: 03/05/2018 Country: United Kingdom Meeting Type: Annual Ticker: GSK Primary ISIN: GB0009252882 Primary SEDOL: 0925288

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For Against 3 Elect Dr Hal Barron as Director Mgmt For For 4 Elect Dr Laurie Glimcher as Director Mgmt For For 5 Re-elect Philip Hampton as Director Mgmt For For 6 Re-elect Emma Walmsley as Director Mgmt For For 7 Re-elect Vindi Banga as Director Mgmt For For 8 Re-elect Dr Vivienne Cox as Director Mgmt For For 9 Re-elect Simon Dingemans as Director Mgmt For For 10 Re-elect Lynn Elsenhans as Director Mgmt For For 11 Re-elect Dr Jesse Goodman as Director Mgmt For For 12 Re-elect Judy Lewent as Director Mgmt For For 13 Re-elect Urs Rohner as Director Mgmt For For 14 Appoint Deloitte LLP as Auditors Mgmt For For 15 Authorise the Audit & Risk Committee to Fix Mgmt For For Remuneration of Auditors




19 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary Shares Mgmt For Against 21 Approve the Exemption from Statement of Mgmt For For the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports

22 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice

92

Abstimmungsergebnisse Deka Investment GmbH GlaxoSmithKline plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 23 Adopt New Articles of Association Mgmt For For

GlaxoSmithKline plc Meeting Date: 03/05/2018 Country: United Kingdom Meeting Type: Special Ticker: GSK Primary ISIN: GB0009252882 Primary SEDOL: 0925288

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve the Buyout of Novartis' Interest in Mgmt For For GlaxoSmithKline Consumer Healthcare Holdings Limited for the Purposes of Chapter 11 of the Listing Rules of the Financial Conduct Authority Glencore Plc Meeting Date: 02/05/2018 Country: Jersey Meeting Type: Annual Ticker: GLEN Primary ISIN: JE00B4T3BW64 Primary SEDOL: B4T3BW6


2 Approve Reduction of the Company's Capital Mgmt For For Contribution Reserves 3 Re-elect Anthony Hayward as Director Mgmt For For 4 Re-elect Ivan Glasenberg as Director Mgmt For For 5 Re-elect Peter Coates as Director Mgmt For For 6 Re-elect Leonhard Fischer as Director Mgmt For For 7 Elect Martin Gilbert as a Director Mgmt For For 8 Re-elect John Mack as Director Mgmt For For 9 Elect Gill Marcus as a Director Mgmt For For 10 Re-elect Patrice Merrin as Director Mgmt For For

93


Glencore Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 11 Approve Remuneration Report Mgmt For For 12 Reappoint Deloitte LLP as Auditors Mgmt For For 13 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors



16 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 17 Authorise Market Purchase of Ordinary Shares Mgmt For Against

Grammer AG Meeting Date: 13/06/2018 Country: Germany Meeting Type: Annual Ticker: GMM Primary ISIN: DE0005895403 Primary SEDOL: 4378394





5 Ratify ERNST & YOUNG GmbH as Auditors for Mgmt For For Fiscal 2018

6 Elect Birgit Vogel-Heuser to the Supervisory Mgmt For For Board



9.1 Amend Articles Re: Means of Remote Data Mgmt For For Transmission to the Holders of Securities

94

Abstimmungsergebnisse Deka Investment GmbH Grammer AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 9.2 Amend Articles Re: Chairman of General Mgmt For For Meeting Grenke AG Meeting Date: 03/05/2018 Country: Germany Meeting Type: Annual Ticker: GLJ Primary ISIN: DE000A161N30 Primary SEDOL: BYR4KP7




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 6.1 Elect Wolfgang Grenke to the Supervisory Mgmt For For Board

6.2 Elect Ernst-Moritz Lipp to the Supervisory Mgmt For Against Board

7 Approve Creation of EUR 4.4 Million Pool of Mgmt For For Capital without Preemptive Rights

8 Approve Affiliation Agreement with GRENKE Mgmt For For digital GmbH Hamborner REIT AG Meeting Date: 26/04/2018 Country: Germany Meeting Type: Annual Ticker: HAB Primary ISIN: DE0006013006 Primary SEDOL: 5735642


95

Abstimmungsergebnisse Deka Investment GmbH Hamborner REIT AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.45 per Share



5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2018 6 Elect Rolf Glessing to the Supervisory Board Mgmt For For 7 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 450 Million; Approve Creation of EUR 31.9 Million Pool of Capital to Guarantee Conversion Rights Hamburger Hafen und Logistik AG Meeting Date: 12/06/2018 Country: Germany Meeting Type: Annual Ticker: HHFA Primary ISIN: DE000A0S8488 Primary SEDOL: B28SK09


2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.67 per Class A Share and of EUR 2.00per Class S Share



5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2018 6.1 Elect Isabella Niklas to the Supervisory Board Mgmt For For 6.2 Elect Torsten Sevecke to the Supervisory Mgmt For For Board

96

Abstimmungsergebnisse Deka Investment GmbH Hammonia Schiffsholding AG Meeting Date: 26/06/2018 Country: Germany Meeting Type: Annual Ticker: HHX Primary ISIN: DE000A0MPF55 Primary SEDOL: B29LNN1




4 Ratify HANSA PARTNER GmbH as Auditors for Mgmt For Against Fiscal 2018

5 Approve EUR 6 Million Reduction in Share Mgmt For For Capital Hannover Rueck SE Meeting Date: 07/05/2018 Country: Germany Meeting Type: Annual Ticker: HNR1 Primary ISIN: DE0008402215 Primary SEDOL: 4511809


2 Approve Allocation of Income and Dividends Mgmt For For of EUR 3.50 per Share and Special Dividends of EUR 1.50 per Share



5.1 Elect Ursula Lipowsky to the Supervisory Mgmt For For Board 5.2 Elect Torsten Leue to the Supervisory Board Mgmt For Against

97


HAPAG-LLOYD AG Meeting Date: 10/07/2018 Country: Germany Meeting Type: Annual Ticker: HLAG Primary ISIN: DE000HLAG475 Primary SEDOL: BYZTSW7




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 6 Elect Turqi Abdulrahman A. Alnowaiser to the Mgmt For Against Supervisory Board HeidelbergCement AG Meeting Date: 09/05/2018 Country: Germany Meeting Type: Annual Ticker: HEI Primary ISIN: DE0006047004 Primary SEDOL: 5120679



3.1 Approve Discharge of Management Board Mgmt For For Member Bernd Scheifele for Fiscal 2017

3.2 Approve Discharge of Management Board Mgmt For For Member Dominik von Achten for Fiscal 2017

3.3 Approve Discharge of Management Board Mgmt For For Member Kevin Gluskie for Fiscal 2017

3.4 Approve Discharge of Management Board Mgmt For For Member Hakan Gurdal for Fiscal 2017

3.5 Approve Discharge of Management Board Mgmt For For Member Jon Morrish for Fiscal 2017

98

Abstimmungsergebnisse Deka Investment GmbH HeidelbergCement AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3.6 Approve Discharge of Management Board Mgmt For For Member Lorenz Naeger for Fiscal 2017

3.7 Approve Discharge of Management Board Mgmt For For Member Albert Scheuer for Fiscal 2017

4.1 Approve Discharge of Supervisory Board Mgmt For For Member Fritz-Juergen Heckmann for Fiscal 2017

4.2 Approve Discharge of Supervisory Board Mgmt For For Member Heinz Schmitt for Fiscal 2017

4.3 Approve Discharge of Supervisory Board Mgmt For For Member Josef Heumann for Fiscal 2017

4.4 Approve Discharge of Supervisory Board Mgmt For For Member Gabriele Kailing for Fiscal 2017

4.5 Approve Discharge of Supervisory Board Mgmt For For Member Ludwig Merckle for Fiscal 2017

4.6 Approve Discharge of Supervisory Board Mgmt For For Member Tobias Merckle for Fiscal 2017

4.7 Approve Discharge of Supervisory Board Mgmt For For Member Alan Murray for Fiscal 2017

4.8 Approve Discharge of Supervisory Board Mgmt For For Member Juergen Schneider for Fiscal 2017

4.9 Approve Discharge of Supervisory Board Mgmt For For Member Werner Schraeder for Fiscal 2017

4.10 Approve Discharge of Supervisory Board Mgmt For For member Frank-Dirk Steininger for Fiscal 2017

4.11 Approve Discharge of Supervisory Board Mgmt For For Member Margret Suckale for Fiscal 2017

4.12 Approve Discharge of Supervisory Board Mgmt For For Member Stephan Wehning for Fiscal 2017

4.13 Approve Discharge of Supervisory Board Mgmt For For Member Marion Weissenberger-Eibl for Fiscal 2017


6 Elect Margret Suckale to the Supervisory Mgmt For For Board

7 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 118.8 Million Pool of Capital to Guarantee Conversion Rights

99

Abstimmungsergebnisse Deka Investment GmbH Heidelberger Druckmaschinen AG Meeting Date: 25/07/2018 Country: Germany Meeting Type: Annual Ticker: HDD Primary ISIN: DE0007314007 Primary SEDOL: 5367227




4 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2018/19

5.1 Elect Siegfried Jaschinski to the Supervisory Mgmt For Against Board

5.2 Elect Ferdinand Rueesch to the Supervisory Mgmt For For Board

5.3 Elect Guenther Schuh to the Supervisory Mgmt For For Board HELLA GmbH & Co. KGaA Meeting Date: 28/09/2018 Country: Germany Meeting Type: Annual Ticker: HLE Primary ISIN: DE000A13SX22 Primary SEDOL: BSHYK55

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports for Fiscal 2017/2018


3 Approve Discharge of Personally Liable Mgmt For For Partner for Fiscal 2017/2018


5 Approve Discharge of Shareholders' Mgmt For For Committee for Fiscal 2017/2018

6 Ratify PricewaterhouseCoopers GmbH Mgmt For For Wirtschaftspruefungsgesellschaft, Bremen as Auditors for Fiscal 2018/2019

100

Abstimmungsergebnisse Deka Investment GmbH HELLA GmbH & Co. KGaA HelloFresh SE Meeting Date: 05/06/2018 Country: Germany Meeting Type: Annual Ticker: HFG Primary ISIN: DE000A161408 Primary SEDOL: BYWH8S0





5 Approve Decrease in Size of Supervisory Mgmt For For Board to Five Members

6.1 Reelect Jeffrey Lieberman to the Supervisory Mgmt For Against Board 6.2 Reelect Ugo Arzani to the Supervisory Board Mgmt For Against 6.3 Reelect Ursula Radeke-Pietsch to the Mgmt For Against Supervisory Board

6.4 Reelect John Rittenhouse to the Supervisory Mgmt For Against Board

6.5 Reelect Derek Zissman to the Supervisory Mgmt For For Board


8 Approve Creation of EUR 8 Million Pool of Mgmt For Against Capital without Preemptive Rights to Service Various Stock Plans

9 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 64.4 Million Pool of Capital to Guarantee Conversion Rights

10 Approve Stock Option Plan for Key Mgmt For Against Employees; Approve Creation of EUR 14.2 Million Pool of Conditional Capital to Guarantee Conversion Rights

101

Abstimmungsergebnisse Deka Investment GmbH HelloFresh SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 11 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares

12 Authorize Use of Financial Derivatives when Mgmt For Against Repurchasing Shares Henkel AG & Co. KGaA Meeting Date: 09/04/2018 Country: Germany Meeting Type: Annual Ticker: HEN3 Primary ISIN: DE0006048432 Primary SEDOL: 5076705

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports for Fiscal 2017

2 Approve Allocation of Income and Dividends Mgmt For For of EUR 1.77 per Ordinary Share and EUR 1.79 per Preferred Share



5 Approve Discharge of Shareholder's Mgmt For Against Committee for Fiscal 2017 6 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For Against 7 Elect Philipp Scholz to the Supervisory Board Mgmt For Against 8 Elect Johann-Christoph Frey to the Personally Mgmt For Against Liable Partners Committee (Shareholders Committee) Hochtief AG Meeting Date: 03/05/2018 Country: Germany Meeting Type: Annual Ticker: HOT Primary ISIN: DE0006070006 Primary SEDOL: 5108664

102


Hochtief AG





5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2018 HOMAG Group AG Meeting Date: 15/05/2018 Country: Germany Meeting Type: Annual Ticker: HG1 Primary ISIN: DE0005297204 Primary SEDOL: 7145517





5 Amend Articles Re: Supervisory Board Mgmt For For Chairman, Deputy Chairman, and Their Remuneration

6 Approve Affiliation Agreement with Subsidiary Mgmt For For tapio GmbH Hornbach Baumarkt AG Meeting Date: 05/07/2018 Country: Germany Meeting Type: Annual Ticker: HBM Primary ISIN: DE0006084403 Primary SEDOL: 4693194

103


Hornbach Baumarkt AG




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017/2018 5 Ratify KPMG as Auditors for Fiscal 2018/2019 Mgmt For Against 6 Ratify KPMG as Auditors for the Half-Year Mgmt For Against Report 2018/2019

7.1 Elect Albrecht Hornbach to the Supervisory Mgmt For Against Board 7.2 Elect John Feldmann to the Supervisory Board Mgmt For For 7.3 Elect Erich Harsch to the Supervisory Board Mgmt For For 7.4 Elect Georg Hornbach to the Supervisory Mgmt For For Board

7.5 Elect Martin Hornbach to the Supervisory Mgmt For Against Board

7.6 Elect Vanessa Stuetzle to the Supervisory Mgmt For For Board

7.7 Elect Melanie Thomann-Bopp to the Mgmt For For Supervisory Board 7.8 Elect Jens Wulfsberg to the Supervisory Board Mgmt For For

HSBC Holdings plc Meeting Date: 20/04/2018 Country: United Kingdom Meeting Type: Annual Ticker: HSBA Primary ISIN: GB0005405286 Primary SEDOL: 0540528

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3(a) Elect Mark Tucker as Director Mgmt For For

104


HSBC Holdings plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3(b) Elect John Flint as Director Mgmt For For 3(c) Re-elect Kathleen Casey as Director Mgmt For For 3(d) Re-elect Laura Cha as Director Mgmt For For 3(e) Re-elect Henri de Castries as Director Mgmt For For 3(f) Re-elect Lord Evans of Weardale as Director Mgmt For For 3(g) Re-elect Irene Lee as Director Mgmt For For 3(h) Re-elect Iain Mackay as Director Mgmt For For 3(i) Re-elect Heidi Miller as Director Mgmt For For 3(j) Re-elect Marc Moses as Director Mgmt For For 3(k) Re-elect David Nish as Director Mgmt For For 3(l) Re-elect Jonathan Symonds as Director Mgmt For For 3(m) Re-elect Jackson Tai as Director Mgmt For For 3(n) Re-elect Pauline van der Meer Mohr as Mgmt For For Director

4 Reappoint PricewaterhouseCoopers LLP as Mgmt For For Auditors

5 Authorise the Group Audit Committee to Fix Mgmt For For Remuneration of Auditors





10 Authorise Directors to Allot Any Repurchased Mgmt For Against Shares 11 Authorise Market Purchase of Ordinary Shares Mgmt For Against 12 Authorise Issue of Equity in Relation to Mgmt For For Contingent Convertible Securities

13 Authorise Issue of Equity without Pre-emptive Mgmt For Against Rights in Relation to Contingent Convertible Securities 14 Approve Scrip Dividend Alternative Mgmt For For 15 Adopt New Articles of Association Mgmt For For 16 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice

105

Abstimmungsergebnisse Deka Investment GmbH Hugo Boss AG Meeting Date: 03/05/2018 Country: Germany Meeting Type: Annual Ticker: BOSS Primary ISIN: DE000A1PHFF7 Primary SEDOL: B88MHC4





5 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2018 Hypoport AG Meeting Date: 04/05/2018 Country: Germany Meeting Type: Annual Ticker: HYQ Primary ISIN: DE0005493365 Primary SEDOL: B28XLF6



3.1 Approve Discharge of Management Board Mgmt For For Member Ronald Slabke for Fiscal 2017

3.2 Approve Discharge of Management Board Mgmt For For Member Stephan Gawarecki for Fiscal 2017

3.3 Approve Discharge of Management Board Mgmt For For Member Hans Trampe for Fiscal 2017

4.1 Approve Discharge of Supervisory Board Mgmt For Against Member Ottheinz Jung-Senssfelder for Fiscal 2017

4.2 Approve Discharge of Supervisory Board Mgmt For For Member Roland Adams for Fiscal 2017

4.3 Approve Discharge of Supervisory Board Mgmt For For Member Christian Schroeder for Fiscal 2017

106

Abstimmungsergebnisse Deka Investment GmbH Hypoport AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Ratify BDO AG as Auditors for Fiscal 2018 Mgmt For Against 6 Elect Dieter Pfeiffenberger to the Supervisory Mgmt For For Board

7 Change Location of Registered Office Mgmt For For Headquarters to Luebeck, Germany 8 Amend Articles Re: Editorial Changes Mgmt For For

Iberdrola S.A. Meeting Date: 13/04/2018 Country: Spain Meeting Type: Annual Ticker: IBE Primary ISIN: ES0144580Y14 Primary SEDOL: B288C92

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Consolidated and Standalone Mgmt For For Financial Statements

2 Approve Consolidated and Standalone Mgmt For For Management Reports 3 Approve Discharge of Board Mgmt For For 4 Elect Anthony L. Gardner as Director Mgmt For For 5 Reelect Georgina Kessel Martinez as Director Mgmt For For 6 Approve Allocation of Income and Dividends Mgmt For For 7 Authorize Capitalization of Reserves for Scrip Mgmt For For Dividends

8 Authorize Capitalization of Reserves for Scrip Mgmt For For Dividends

9 Authorize Share Repurchase and Capital Mgmt For For Reduction via Amortization of Repurchased Shares 10 Advisory Vote on Remuneration Report Mgmt For For 11 Approve Remuneration Policy Mgmt For For 12 Authorize Share Repurchase Program Mgmt For Against 13 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions

107

Abstimmungsergebnisse Deka Investment GmbH Imperial Brands PLC Meeting Date: 07/02/2018 Country: United Kingdom Meeting Type: Annual Ticker: IMB Primary ISIN: GB0004544929 Primary SEDOL: 0454492

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Approve Remuneration Policy Mgmt For For 4 Approve Final Dividend Mgmt For For 5 Re-elect Alison Cooper as Director Mgmt For For 6 Re-elect Therese Esperdy as Director Mgmt For For 7 Re-elect David Haines as Director Mgmt For For 8 Elect Simon Langelier as Director Mgmt For For 9 Re-elect Matthew Phillips as Director Mgmt For For 10 Re-elect Steven Stanbrook as Director Mgmt For For 11 Re-elect Oliver Tant as Director Mgmt For For 12 Re-elect Mark Williamson as Director Mgmt For For 13 Re-elect Karen Witts as Director Mgmt For For 14 Re-elect Malcolm Wyman as Director Mgmt For For 15 Reappoint PricewaterhouseCoopers LLP as Mgmt For For Auditors

16 Authorise the Audit Commitee to Fix Mgmt For For Remuneration of Auditors


18 Authorise Issue of Equity with Pre-emptive Mgmt For For Rights

19 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 20 Authorise Market Purchase of Ordinary Shares Mgmt For Against 21 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice

108

Abstimmungsergebnisse Deka Investment GmbH INDUS Holding AG Meeting Date: 24/05/2018 Country: Germany Meeting Type: Annual Ticker: INH Primary ISIN: DE0006200108 Primary SEDOL: 4943510





5 Ratify Ebner Stolz GmbH & Co. KG as Mgmt For For Auditors for Fiscal 2018

6 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million; Approve Creation of EUR 11.7 Million Pool of Capital to Guarantee Conversion Rights

7 Amend Articles Re: Participation and Proof of Mgmt For For Entitlement INDUS Holding AG Meeting Date: 29/11/2018 Country: Germany Meeting Type: Special Ticker: INH Primary ISIN: DE0006200108 Primary SEDOL: 4943510

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Adopt New Articles of Association Mgmt For For 2.1 Elect Juergen Abromeit to the Supervisory Mgmt For Against Board

2.2 Elect Juergen Allerkamp to the Supervisory Mgmt For Against Board

2.3 Elect Dorothee Becker to the Supervisory Mgmt For For Board 2.4 Elect Isabella Pfaller to the Supervisory Board Mgmt For For

109


INDUS Holding AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2.5 Elect Helmut Spaeth to the Supervisory Board Mgmt For Against 2.6 Elect Carl Welcker to the Supervisory Board Mgmt For For 2.7 Elect Nadine Kammerlander as Alternate Mgmt For For Supervisory Board Member Industria de Diseno Textil (INDITEX) Meeting Date: 17/07/2018 Country: Spain Meeting Type: Annual Ticker: ITX Primary ISIN: ES0148396007 Primary SEDOL: BP9DL90

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Standalone Financial Statements Mgmt For For 2 Approve Consolidated Financial Statements Mgmt For For and Discharge of Board 3 Approve Allocation of Income and Dividends Mgmt For For 4.a Reelect Rodrigo Echenique Gordillo as Mgmt For For Director 4.b Elect Pilar Lopez Alvarez as Director Mgmt For For 5 Approve Remuneration Policy Mgmt For For 6 Renew Appointment of Deloitte as Auditor Mgmt For For 7 Advisory Vote on Remuneration Report Mgmt For For 8 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions Infineon Technologies AG Meeting Date: 22/02/2018 Country: Germany Meeting Type: Annual Ticker: IFX Primary ISIN: DE0006231004 Primary SEDOL: 5889505


110

Abstimmungsergebnisse Deka Investment GmbH Infineon Technologies AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.25 per Share


4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 6 Elect Wolfgang Eder to the Supervisory Board Mgmt For For 7 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares


9 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights ING Groep NV Meeting Date: 23/04/2018 Country: Netherlands Meeting Type: Annual Ticker: INGA Primary ISIN: NL0011821202 Primary SEDOL: BZ57390

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual Meeting Agenda Mgmt 1 Open Meeting Mgmt 2.a Receive Report of Management Board Mgmt (Non-Voting) 2.b Receive Announcements on Sustainability Mgmt 2.c Receive Report of Supervisory Board Mgmt (Non-Voting) 2.d Discuss Remuneration Report Mgmt 2.e Adopt Financial Statements and Statutory Mgmt For For Reports

3.a Receive Explanation on Profit Retention and Mgmt Distribution Policy

111

Abstimmungsergebnisse Deka Investment GmbH ING Groep NV Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3.b Approve Dividends of EUR 0.67 Per Share Mgmt For For 4.a Discussion on Company's Corporate Mgmt Governance Structure 4.b Discussion of Executive Board Profile Mgmt 4.c Discussion of Supervisory Board Profile Mgmt 5.a Approve Discharge of Management Board Mgmt For Against 5.b Approve Discharge of Supervisory Board Mgmt For Against 6 Amend the Remuneration Policy of the Mgmt Executive Board (Withdrawn Resolution)

7 Reelect Eric Boyer de la Giroday to Mgmt For For Supervisory Board 8.a Grant Board Authority to Issue Shares Mgmt For Against 8.b Grant Board Authority to Issue Shares Up To Mgmt For For 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights

9 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital 10 Close Meeting Mgmt

innogy SE Meeting Date: 24/04/2018 Country: Germany Meeting Type: Annual Ticker: IGY Primary ISIN: DE000A2AADD2 Primary SEDOL: BDCFZS6






112

Abstimmungsergebnisse Deka Investment GmbH innogy SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Half-Year and Quarterly Reports 2018

7.1 Elect Erhard Schipporeit to the Supervisory Mgmt For Against Board

7.2.1 Elect Monika Krebber as Employee Mgmt For For Representative to the Supervisory Board

7.2.2 Elect Markus Sterzl as Employee Mgmt For For Representative to the Supervisory Board

7.2.3 Elect Juergen Wefers as Employee Mgmt For For Representative to the Supervisory Board Intesa SanPaolo SPA Meeting Date: 27/04/2018 Country: Italy Meeting Type: Annual/Special Ticker: ISP Primary ISIN: IT0000072618 Primary SEDOL: 4076836

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1.a Accept Financial Statements and Statutory Mgmt For For Reports 1.b Approve Allocation of Income Mgmt For For 2 Integrate Remuneration of External Auditors Mgmt For For 3.a Approve Remuneration Policy Mgmt For For 3.b Approve Fixed-Variable Compensation Ratio Mgmt For For 3.c Approve Annual Incentive Plan Mgmt For For 3.d Authorize Share Repurchase Program and Mgmt For For Reissuance of Repurchased Shares to Service Annual Incentive Plan 3.e Approve POP Long-Term Incentive Plan Mgmt For Against 3.f Approve LECOIP 2.0 Long-Term Incentive Mgmt For For Plan Extraordinary Business Mgmt 1 Approve Conversion of Saving Shares into Mgmt For For Ordinary Shares

2 Authorize Board to Increase Capital to Service Mgmt For For LECOIP 2.0 Long-Term Incentive Plan

113

Abstimmungsergebnisse Deka Investment GmbH Intesa SanPaolo SPA Meeting Date: 27/04/2018 Country: Italy Meeting Type: Special Ticker: ISP Primary ISIN: IT0000072618 Primary SEDOL: 4076836

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Meeting for Savings Shareholders Mgmt 1 Approve Conversion of Saving Shares into Mgmt For For Ordinary Shares Intra-Cellular Therapies, Inc. Meeting Date: 18/06/2018 Country: USA Meeting Type: Annual Ticker: ITCI Primary ISIN: US46116X1019 Primary SEDOL: BHCB0P4

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Christopher Alafi Mgmt For For 1.2 Elect Director Joel S. Marcus Mgmt For For 2 Approve Omnibus Stock Plan Mgmt For Against 3 Ratify Ernst & Young LLP as Auditors Mgmt For For 4 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation Isra Vision AG Meeting Date: 28/03/2018 Country: Germany Meeting Type: Annual Ticker: ISR Primary ISIN: DE0005488100 Primary SEDOL: 5949777


114

Abstimmungsergebnisse Deka Investment GmbH Isra Vision AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.59 per Share



5 Ratify PKF Deutschland GmbH as Auditors for Mgmt For Against Fiscal 2017/18

6.1 Elect Susanne Wiegand to the Supervisory Mgmt For Against Board 6.2 Elect Stefan Mueller to the Supervisory Board Mgmt For Against 6.3 Elect Falko Schling to the Supervisory Board Mgmt For Against 6.4 Elect Burkhard Bonsels to the Supervisory Mgmt For Against Board 7 Approve Remuneration of Supervisory Board Mgmt For Against 8.1 Approve EUR 22 Million Capitalization of Mgmt For Against Reserves 8.2 Amend Articles to Reflect Changes in Capital Mgmt For Against 9 Change Existing Authorization to Issue Mgmt For Against Financial Instruments and Connected Conditional Capital Pool to Reflect Changes in Capital

10 Amend Existing Repurchase Program to Mgmt For Against Reflect Changes in Capital Jenoptik AG Meeting Date: 05/06/2018 Country: Germany Meeting Type: Annual Ticker: JEN Primary ISIN: DE0006229107 Primary SEDOL: 5470556





115

Abstimmungsergebnisse Deka Investment GmbH Jenoptik AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2018


7 Approve Conversion of Bearer Shares into Mgmt For For Registered Shares

8.1 Amend Articles Re: Supervisory Board Mgmt For For Resolutions

8.2 Amend Articles Re: Composition of Mgmt For For Management Board

8.3 Amend Articles Re: Procedures of General Mgmt For For Meetings 8.4 Amend Articles Re: Systematic Moving Mgmt For For 8.5 Amend Articles Re: Deletions Mgmt For For 9 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares K+S Aktiengesellschaft Meeting Date: 15/05/2018 Country: Germany Meeting Type: Annual Ticker: SDF Primary ISIN: DE000KSAG888 Primary SEDOL: B54C017







7.1 Elect Jella Benner-Heinacher to the Mgmt For Against Supervisory Board 7.2 Elect Elke Eller to the Supervisory Board Mgmt For For

116


K+S Aktiengesellschaft Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7.3 Elect Gerd Grimmig to the Supervisory Board Mgmt For For 7.4 Elect Nevin McDougall to the Supervisory Mgmt For For Board Kakaku.com Inc Meeting Date: 21/06/2018 Country: Japan Meeting Type: Annual Ticker: 2371 Primary ISIN: JP3206000006 Primary SEDOL: 6689533

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Mgmt For For Dividend of JPY 16 2.1 Elect Director Hayashi, Kaoru Mgmt For Against 2.2 Elect Director Hata, Shonosuke Mgmt For For 2.3 Elect Director Fujiwara, Kenji Mgmt For Against 2.4 Elect Director Uemura, Hajime Mgmt For Against 2.5 Elect Director Yuki, Shingo Mgmt For Against 2.6 Elect Director Murakami, Atsuhiro Mgmt For Against 2.7 Elect Director Hayakawa, Yoshiharu Mgmt For For 2.8 Elect Director Konno, Shiho Mgmt For For 2.9 Elect Director Kuretani, Norihiro Mgmt For Against 2.10 Elect Director Kato, Tomoharu Mgmt For For 3 Appoint Statutory Auditor Kajiki, Hisashi Mgmt For For 4 Appoint Alternate Statutory Auditor Yamaoka, Mgmt For For Shinichiro Kakaku.com, Inc. Meeting Date: 25/10/2018 Country: Japan Meeting Type: Special Ticker: 2371 Primary ISIN: JP3206000006 Primary SEDOL: 6689533

117


Kakaku.com, Inc.

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Elect Director Niori, Shingo Mgmt For Against

Kellogg Company Meeting Date: 27/04/2018 Country: USA Meeting Type: Annual Ticker: K Primary ISIN: US4878361082 Primary SEDOL: 2486813

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Carter Cast Mgmt For For 1.2 Elect Director Zachary Gund Mgmt For For 1.3 Elect Director Jim Jenness Mgmt For Against 1.4 Elect Director Don Knauss Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation

3 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors KION GROUP AG Meeting Date: 09/05/2018 Country: Germany Meeting Type: Annual Ticker: KGX Primary ISIN: DE000KGX8881 Primary SEDOL: BB22L96




118

Abstimmungsergebnisse Deka Investment GmbH KION GROUP AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017

5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2018

6 Change Location of Registered Office Mgmt For For Headquarters to Frankfurt am Main, Germany

7 Approve Affiliation Agreement with KION IoT Mgmt For For Systems GmbH Kirin Holdings Co., Ltd. Meeting Date: 29/03/2018 Country: Japan Meeting Type: Annual Ticker: 2503 Primary ISIN: JP3258000003 Primary SEDOL: 6493745

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Mgmt For For Dividend of JPY 25.5 2.1 Elect Director Isozaki, Yoshinori Mgmt For For 2.2 Elect Director Nishimura, Keisuke Mgmt For Against 2.3 Elect Director Miyoshi, Toshiya Mgmt For Against 2.4 Elect Director Ishii, Yasuyuki Mgmt For Against 2.5 Elect Director Yokota, Noriya Mgmt For Against 2.6 Elect Director Arima, Toshio Mgmt For Against 2.7 Elect Director Arakawa, Shoshi Mgmt For For 2.8 Elect Director Iwata, Kimie Mgmt For For 2.9 Elect Director Nagayasu, Katsunori Mgmt For For 3.1 Appoint Statutory Auditor Ito, Akihiro Mgmt For For 3.2 Appoint Statutory Auditor Nakata, Nobuo Mgmt For For

Kloeckner & Co SE Meeting Date: 16/05/2018 Country: Germany Meeting Type: Annual Ticker: KCO Primary ISIN: DE000KC01000 Primary SEDOL: B170DQ6

119


Kloeckner & Co SE

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Financial Statements and Statutory Mgmt For For Reports; Approve Allocation of Income and Dividends of EUR 0.30 per Share for Fiscal 2017


3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 4 Elect Ralph Heck to the Supervisory Board Mgmt For For 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For Against

Koenig & Bauer AG Meeting Date: 09/05/2018 Country: Germany Meeting Type: Annual Ticker: SKB Primary ISIN: DE0007193500 Primary SEDOL: 5558203





5 Ratify KPMG Bayerische Treuhandgesellschaft Mgmt For For AG as Auditors for Fiscal 2018


7 Approve Affiliation Agreements with Mgmt For For KBA-Kammann GmbH and KBA-Metronic GmbH

8 Approve Affiliation Agreement between Mgmt For For KBA-Industrial Solutions AG & Co. KG and KBA-Giesserei GmbH

120

Abstimmungsergebnisse Deka Investment GmbH Koninklijke Ahold Delhaize NV Meeting Date: 11/04/2018 Country: Netherlands Meeting Type: Annual Ticker: AD Primary ISIN: NL0011794037 Primary SEDOL: BD0Q398

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual Meeting Agenda Mgmt 1 Open Meeting Mgmt 2 Receive Report of Management Board Mgmt (Non-Voting)

3 Discussion on Company's Corporate Mgmt Governance Structure

4 Receive Explanation on Company's Reserves Mgmt and Dividend Policy

5 Discuss Implementation of Remuneration Mgmt Policy of the Management Board 6 Adopt 2017 Financial Statements Mgmt For For 7 Approve Dividends of EUR 0.63 Per Share Mgmt For For 8 Approve Discharge of Management Board Mgmt For For 9 Approve Discharge of Supervisory Board Mgmt For Against 10 Elect Wouter Kolk to Management Board Mgmt For For 11 Reelect Rene Hooft Graafland to Supervisory Mgmt For For Board 12 Ratify PricewaterhouseCoopers as Auditors Mgmt For For 13 Grant Board Authority to Issue Shares Up to Mgmt For For 10 Percent of Issued Capital

14 Authorize Board to Exclude Preemptive Rights Mgmt For For from Share Issuances Under Item 13

15 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital

16 Approve Reduction in Share Capital by Mgmt For For Cancellation of Shares Under Item 15 17 Close Meeting Mgmt

Koninklijke Philips NV Meeting Date: 03/05/2018 Country: Netherlands Meeting Type: Annual Ticker: PHIA Primary ISIN: NL0000009538 Primary SEDOL: 5986622

121


Koninklijke Philips NV

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual Meeting Agenda Mgmt 1 President's Speech Mgmt 2.a Discuss Remuneration Policy Mgmt 2.b Discussion on Company's Corporate Mgmt Governance Structure

2.c Receive Explanation on Company's Reserves Mgmt and Dividend Policy 2.d Adopt Financial Statements Mgmt For For 2.e Approve Dividends of EUR 0.80 Per Share Mgmt For For 2.f Approve Discharge of Management Board Mgmt For For 2.g Approve Discharge of Supervisory Board Mgmt For For 3.a Reelect Orit Gadiesh to Supervisory Board Mgmt For For 3.b Elect Paul Stoffels to Supervisory Board Mgmt For For 4.a Grant Board Authority to Issue Shares Up To Mgmt For For 10 Percent of Issued Capital

4.b Authorize Board to Exclude Preemptive Rights Mgmt For For from Share Issuances

5 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital 6 Approve Cancellation of Repurchased Shares Mgmt For For 7 Other Business (Non-Voting) Mgmt

Kose Corp. Meeting Date: 28/06/2018 Country: Japan Meeting Type: Annual Ticker: 4922 Primary ISIN: JP3283650004 Primary SEDOL: 6194468

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Mgmt For For Dividend of JPY 85 2.1 Elect Director Kobayashi, Kazutoshi Mgmt For Against 2.2 Elect Director Kobayashi, Takao Mgmt For Against

122


Kose Corp. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2.3 Elect Director Kobayashi, Yusuke Mgmt For Against 2.4 Elect Director Toigawa, Iwao Mgmt For For 2.5 Elect Director Kitagawa, Kazuya Mgmt For Against 2.6 Elect Director Kikuma, Yukino Mgmt For For 3 Approve Director Retirement Bonus Mgmt For Against

KPS AG Meeting Date: 23/03/2018 Country: Germany Meeting Type: Annual Ticker: KSC Primary ISIN: DE000A1A6V48 Primary SEDOL: 5714168





5 Ratify Baker Tilly GmbH & Co. KG as Auditors Mgmt For For for Fiscal 2017/18 Krones AG Meeting Date: 13/06/2018 Country: Germany Meeting Type: Annual Ticker: KRN Primary ISIN: DE0006335003 Primary SEDOL: 5523881



123

Abstimmungsergebnisse Deka Investment GmbH Krones AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2017


5 Approve Remuneration System for Mgmt For Against Management Board Members 6 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For Against 7 Approve Increase in Size of Board to Sixteen Mgmt For For Members

8.1 Elect Robert Friedmann to the Supervisory Mgmt For For Board

8.2 Elect Norman Kronseder to the Supervisory Mgmt For Against Board

8.3 Elect Volker Kronseder to the Supervisory Mgmt For Against Board

8.4 Elect Susanne Nonnast to the Supervisory Mgmt For Against Board

8.5 Elect Norbert Samhammer to the Supervisory Mgmt For For Board

8.6 Elect Petra Schadeberg-Herrmann to the Mgmt For Against Supervisory Board

8.7 Elect Hans-Juergen Thaus to the Supervisory Mgmt For Against Board

8.8 Elect Matthias Winkler to the Supervisory Mgmt For For Board

9 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares L Air Liquide Meeting Date: 16/05/2018 Country: France Meeting Type: Annual/Special Ticker: AI Primary ISIN: FR0000120073 Primary SEDOL: B1YXBJ7


124

Abstimmungsergebnisse Deka Investment GmbH L Air Liquide Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports

3 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.65 per Share and an Extra of EUR 0.26 per Share to Long Term Registered Shares

4 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital 5 Reelect Benoit Potier as Director Mgmt For Against 6 Reelect Jean-Paul Agon as Director Mgmt For For 7 Reelect Sin Leng Low as Director Mgmt For For 8 Reelect Annette Winkler as Director Mgmt For For 9 Approve Termination Package of Benoit Potier Mgmt For For 10 Approve Additional Pension Scheme Mgmt For For Agreement with Benoit Potier 11 Approve Compensation of Benoit Potier Mgmt For Against 12 Approve Compensation of Pierre Dufour Mgmt For Against 13 Approve Remuneration Policy of Executive Mgmt For Against Officers

14 Approve Remuneration of Directors in the Mgmt For For Aggregate Amount of EUR 1.15 Million Extraordinary Business Mgmt 15 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares

16 Authorize Capitalization of Reserves of Up to Mgmt For For EUR 300 Million for Bonus Issue or Increase in Par Value Ordinary Business Mgmt 17 Authorize Filing of Required Documents Mgmt For For

L Brands, Inc. Meeting Date: 17/05/2018 Country: USA Meeting Type: Annual Ticker: LB Primary ISIN: US5017971046 Primary SEDOL: B9M2WX3

125


L Brands, Inc.

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director E. Gordon Gee Mgmt For Against 1.2 Elect Director Stephen D. Steinour Mgmt For For 1.3 Elect Director Allan R. Tessler Mgmt For Against 1.4 Elect Director Abigail S. Wexner Mgmt For Against 2 Ratify Ernst & Young LLP as Auditors Mgmt For For 3 Eliminate Supermajority Vote Requirement Mgmt For For 4 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation L Oreal Meeting Date: 17/04/2018 Country: France Meeting Type: Annual/Special Ticker: OR Primary ISIN: FR0000120321 Primary SEDOL: 4057808



3 Approve Allocation of Income and Dividends Mgmt For For of EUR 3.55 per Share and an Extra of EUR 0.35 per Share to Long Term Registered Shares 4 Elect Axel Dumas as Director Mgmt For For 5 Elect Patrice Caine as Director Mgmt For For 6 Reelect Jean-Paul Agon as Director Mgmt For Against 7 Reelect Belen Garijo as Director Mgmt For For 8 Approve Remuneration of Directors in the Mgmt For For Aggregate Amount of EUR 1.6 Million

9 Approve Additional Pension Scheme Mgmt For For Agreement with Jean-Paul Agon

126

Abstimmungsergebnisse Deka Investment GmbH L Oreal Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 10 Approve Remuneration Policy of Executive Mgmt For For Corporate Officers

11 Approve Compensation of Jean-Paul Agon, Mgmt For For Chairman and CEO



15 Authorize up to 0.6 Percent of Issued Capital Mgmt For Against for Use in Restricted Stock Plans


17 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans Reserved forEmployees of International Subsidiaries

18 Amend Article 7 of Bylaws Re: Shareholding Mgmt For Against Disclosure Thresholds

19 Authorize Filing of Required Documents/Other Mgmt For For Formalities Lanxess AG Meeting Date: 15/05/2018 Country: Germany Meeting Type: Annual Ticker: LXS Primary ISIN: DE0005470405 Primary SEDOL: B05M8B7



3.1 Approve Discharge of Management Board Mgmt For For Member Matthias Zachert for Fiscal 2017

3.2 Approve Discharge of Management Board Mgmt For For member Hubert Fink for Fiscal 2017

3.3 Approve Discharge of Management Board Mgmt For For Member Stephen Forsyth for Fiscal 2017

127

Abstimmungsergebnisse Deka Investment GmbH Lanxess AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3.4 Approve Discharge of Management Board Mgmt For For Member Michael Pontzen for Fiscal 2017

3.5 Approve Discharge of Management Board Mgmt For For Member Rainier van Roessel for Fiscal 2017

4.1 Approve Discharge of Supervisory Board Mgmt For For Member Rolf Stomberg for Fiscal 2017

4.2 Approve Discharge of Supervisory Board Mgmt For For Member Werner Czaplik for Fiscal 2017

4.3 Approve Discharge of Supervisory Board Mgmt For For Member Hans-Dieter Gerriets for Fiscal 2017

4.4 Approve Discharge of Supervisory Board Mgmt For For Member Heike Hanagarth for Fiscal 2017

4.5 Approve Discharge of Supervisory Board Mgmt For For Member Friedrich Janssen for Fiscal 2017

4.6 Approve Discharge of Supervisory Board Mgmt For For Member Thomas Meiers for Fiscal 2017

4.7 Approve Discharge of Supervisory Board Mgmt For For Member Lawrence Rosen for Fiscal 2017

4.8 Approve Discharge of Supervisory Board Mgmt For For Member Ralf Sikorski for Fiscal 2017

4.9 Approve Discharge of Supervisory Board Mgmt For For Member Manuela Strauch for Fiscal 2017

4.10 Approve Discharge of Supervisory Board Mgmt For For Member Ifraim Tairi for Fiscal 2017

4.11 Approve Discharge of Supervisory Board Mgmt For For Member Theo Walthie for Fiscal 2017

4.12 Approve Discharge of Supervisory Board Mgmt For For Member Matthias Wolfgruber for Fiscal 2017


5.2 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for the First Half of Fiscal 2018 6 Elect Pamela Knapp to the Supervisory Board Mgmt For For 7 Approve Creation of EUR 18.3 Million Pool of Mgmt For Against Capital without Preemptive Rights


128

Abstimmungsergebnisse Deka Investment GmbH Lechwerke AG Meeting Date: 09/05/2018 Country: Germany Meeting Type: Annual Ticker: LEC Primary ISIN: DE0006458003 Primary SEDOL: 4508340





5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2018 LEG Immobilien AG Meeting Date: 17/05/2018 Country: Germany Meeting Type: Annual Ticker: LEG Primary ISIN: DE000LEG1110 Primary SEDOL: B9G6L89





5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2018 6.1 Elect Natalie Hayday to the Supervisory Board Mgmt For For 6.2 Elect Stefan Juette to the Supervisory Board Mgmt For Against 6.3 Elect Johannes Ludewig to the Supervisory Mgmt For Against Board

129

Abstimmungsergebnisse Deka Investment GmbH LEG Immobilien AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6.4 Elect Jochen Scharpe to the Supervisory Mgmt For For Board

6.5 Elect Michael Zimmer to the Supervisory Mgmt For For Board 7 Approve Remuneration of Supervisory Board Mgmt For For 8 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 31.6 Million Pool of Capital to Guarantee Conversion Rights



11 Approve Affiliation Agreement with LEG Mgmt For For Holding GmbH Leifheit AG Meeting Date: 30/05/2018 Country: Germany Meeting Type: Annual Ticker: LEI Primary ISIN: DE0006464506 Primary SEDOL: 4752073




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 6 Elect Georg Hesse to the Supervisory Board Mgmt For For 7 Approve Remuneration of Supervisory Board Mgmt For For

130


LEONI AG Meeting Date: 03/05/2018 Country: Germany Meeting Type: Annual Ticker: LEO Primary ISIN: DE0005408884 Primary SEDOL: 5773255



3.1 Approve Discharge of Management Board Mgmt For For Member Dieter Belle for Fiscal 2017

3.2 Approve Discharge of Management Board Mgmt For For Member Bruno Fankhauser for Fiscal 2017

3.3 Approve Discharge of Management Board Mgmt For For Member Karl Gadesmann for Fiscal 2017

3.4 Approve Discharge of Management Board Mgmt For For Member Martin Stuettem for Fiscal 2017

4.1 Approve Discharge of Supervisory Board Mgmt For For Member Klaus Probst for Fiscal 2017

4.2 Approve Discharge of Supervisory Board Mgmt For For Member Franz Spiess for Fiscal 2017

4.3 Approve Discharge of Supervisory Board Mgmt For For Member Werner Lang for Fiscal 2017

4.4 Approve Discharge of Supervisory Board Mgmt For For Member Elisabetta Castiglioni for Fiscal 2017

4.5 Approve Discharge of Supervisory Board Mgmt For For Member Wolfgang Dehen for Fiscal 2017

4.6 Approve Discharge of Supervisory Board Mgmt For For Member Mark Dischner for Fiscal 2017

4.7 Approve Discharge of Supervisory Board Mgmt For For Member Ulrike Friese-Dormann for Fiscal 2017

4.8 Approve Discharge of Supervisory Board Mgmt For For Member Karl-Heinz Lach for Fiscal 2017

4.9 Approve Discharge of Supervisory Board Mgmt For For Member Richard Paglia for Fiscal 2017

4.10 Approve Discharge of Supervisory Board Mgmt For For Member Christian Roedl for Fiscal 2017

4.11 Approve Discharge of Supervisory Board Mgmt For For Member Carmen Schwarz for Fiscal 2017

4.12 Approve Discharge of Supervisory Board Mgmt For For Member Inge Zellermaier for Fiscal 2017

4.13 Approve Discharge of Supervisory Board Mgmt For For Member Gabriele Bauer for Fiscal 2017

131

Abstimmungsergebnisse Deka Investment GmbH LEONI AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.14 Approve Discharge of Supervisory Board Mgmt For For Member Josef Haering for Fiscal 2017

4.15 Approve Discharge of Supervisory Board Mgmt For For Member Ingrid Hofmann for Fiscal 2017

4.16 Approve Discharge of Supervisory Board Mgmt For For Member Werner Rupp for Fiscal 2017

4.17 Approve Discharge of Supervisory Board Mgmt For For Member Helmut Wirtz for Fiscal 2017

4.18 Approve Discharge of Supervisory Board Mgmt For For Member Klaus Wucherer for Fiscal 2017

5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2018 Linde AG Meeting Date: 12/12/2018 Country: Germany Meeting Type: Special Ticker: LNA Primary ISIN: DE0006483001 Primary SEDOL: 5740817

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Squeeze-Out of Minority Mgmt For For Shareholders by Majority Shareholder Linde Intermediate Holding AG for EUR 188.24 per Share Linde Aktiengesellschaft Meeting Date: 03/05/2018 Country: Germany Meeting Type: Annual Ticker: LIN Primary ISIN: DE0006483001 Primary SEDOL: 5740817


2 Approve Allocation of Income and Dividends Mgmt For For of EUR 7 per Share

132

Abstimmungsergebnisse Deka Investment GmbH Linde Aktiengesellschaft Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3.1 Approve Discharge of Management Board Mgmt For For Member Aldo Belloni for Fiscal 2017

3.2 Approve Discharge of Management Board Mgmt For For Member Christian Bruch for Fiscal 2017

3.3 Approve Discharge of Management Board Mgmt For For Member Bernd Eulitz for Fiscal 2017

3.4 Approve Discharge of Management Board Mgmt For For Member Sanjiv Lamba for Fiscal 2017

3.5 Approve Discharge of Management Board Mgmt For For Member Sven Schneider for Fiscal 2017

4.1 Approve Discharge of Supervisory Board Mgmt For For Member Wolfgang Reitzle for Fiscal 2017

4.2 Approve Discharge of Supervisory Board Mgmt For For Member Hans-Dieter Katte for Fiscal 2017

4.3 Approve Discharge of Supervisory Board Mgmt For For Member Michael Diekmann for Fiscal 2017

4.4 Approve Discharge of Supervisory Board Mgmt For For Member Franz Fehrenbach for Fiscal 2017

4.5 Approve Discharge of Supervisory Board Mgmt For For Member Ann-Kristin Achleitner for Fiscal 2017

4.6 Approve Discharge of Supervisory Board Mgmt For For Member Clemens Boersig for Fiscal 2017

4.7 Approve Discharge of Supervisory Board Mgmt For For Member Anke Couturier for Fiscal 2017

4.8 Approve Discharge of Supervisory Board Mgmt For For Member Thomas Enders for Fiscal 2017

4.9 Approve Discharge of Supervisory Board Mgmt For For Member Gernot Hahl for Fiscal 2017

4.10 Approve Discharge of Supervisory Board Mgmt For For Member Martin Kimmich for Fiscal 2017

4.11 Approve Discharge of Supervisory Board Mgmt For For Member Victoria Ossadnik for Fiscal 2017

4.12 Approve Discharge of Supervisory Board Mgmt For For Member Xaver Schmidt for Fiscal 2017

4.13 Approve Discharge of Supervisory Board Mgmt For For Member Frank Sonntag for Fiscal 2017 5.1 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 5.2 Ratify KPMG as Auditors for the First Quarter Mgmt For For of Fiscal 2019


133

Abstimmungsergebnisse Deka Investment GmbH Linde Aktiengesellschaft Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.5 Billion; Approve Creation of EUR 47 Million Pool of Capital to Guarantee Conversion Rights

8.1 Elect Ann-Kristin Achleitner to the Supervisory Mgmt For For Board

8.2 Elect Clemens Boersig to the Supervisory Mgmt For For Board

8.3 Elect Thomas Enders to the Supervisory Mgmt For For Board

8.4 Elect Franz Fehrenbach to the Supervisory Mgmt For For Board

8.5 Elect Victoria Ossadnik to the Supervisory Mgmt For For Board

8.6 Elect Wolfgang Reitzle to the Supervisory Mgmt For For Board Littelfuse, Inc. Meeting Date: 27/04/2018 Country: USA Meeting Type: Annual Ticker: LFUS Primary ISIN: US5370081045 Primary SEDOL: 2531832

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Tzau-Jin (T.J.) Chung Mgmt For Against 1b Elect Director Cary T. Fu Mgmt For For 1c Elect Director Anthony Grillo Mgmt For Against 1d Elect Director David W. Heinzmann Mgmt For For 1e Elect Director Gordon Hunter Mgmt For Against 1f Elect Director John E. Major Mgmt For Against 1g Elect Director William P. Noglows Mgmt For Against 1h Elect Director Ronald L. Schubel Mgmt For Against 1i Elect Director Nathan Zommer Mgmt For Against 2 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors Mgmt For For

134


Lloyds Banking Group plc Meeting Date: 24/05/2018 Country: United Kingdom Meeting Type: Annual Ticker: LLOY Primary ISIN: GB0008706128 Primary SEDOL: 0870612

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Elect Lord Lupton as Director Mgmt For For 3 Re-elect Lord Blackwell as Director Mgmt For Against 4 Re-elect Juan Colombas as Director Mgmt For For 5 Re-elect George Culmer as Director Mgmt For For 6 Re-elect Alan Dickinson as Director Mgmt For For 7 Re-elect Anita Frew as Director Mgmt For For 8 Re-elect Simon Henry as Director Mgmt For For 9 Re-elect Antonio Horta-Osorio as Director Mgmt For For 10 Re-elect Deborah McWhinney as Director Mgmt For For 11 Re-elect Nick Prettejohn as Director Mgmt For For 12 Re-elect Stuart Sinclair as Director Mgmt For For 13 Re-elect Sara Weller as Director Mgmt For For 14 Approve Remuneration Report Mgmt For Against 15 Approve Final Dividend Mgmt For For 16 Reappoint PricewaterhouseCoopers LLP as Mgmt For For Auditors

17 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors



20 Authorise Issue of Equity in Relation to the Mgmt For For Issue of Regulatory Capital Convertible Instruments



135

Abstimmungsergebnisse Deka Investment GmbH Lloyds Banking Group plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 23 Authorise Issue of Equity without Pre-emptive Mgmt For Against Rights in Relation to the Issue of Regulatory Capital Convertible Instruments 24 Authorise Market Purchase of Ordinary Shares Mgmt For Against 25 Authorise Market Purchase of Preference Mgmt For Against Shares 26 Adopt New Articles of Association Mgmt For For 27 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice LPKF Laser & Electronics AG Meeting Date: 31/05/2018 Country: Germany Meeting Type: Annual Ticker: LPK Primary ISIN: DE0006450000 Primary SEDOL: 5569711






6 Approve Decrease in Size of Supervisory Mgmt For For Board to Three Members


8 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million; Approve Creation of EUR 5.6 Million Pool of Capital to Guarantee Conversion Rights

136

Abstimmungsergebnisse Deka Investment GmbH LVMH Moet Hennessy Louis Vuitton Meeting Date: 12/04/2018 Country: France Meeting Type: Annual/Special Ticker: MC Primary ISIN: FR0000121014 Primary SEDOL: 4061412




4 Approve Auditors' Special Report on Mgmt For Against Related-Party Transactions 5 Reelect Antoine Arnault as Director Mgmt For Against 6 Reelect Nicolas Bazire as Director Mgmt For Against 7 Reelect Charles de Croisset as Director Mgmt For Against 8 Reelect Lord Powell of Bayswater as Director Mgmt For Against 9 Reelect Yves-Thibault de Silguy as Director Mgmt For For 10 Approve Compensation of Bernard Arnault, Mgmt For Against Chairman and CEO

11 Approve Compensation of Antonio Belloni, Mgmt For Against Vice-CEO

12 Approve Remuneration Policy of Executive Mgmt For Against Corporate Officers


15 Authorize up to 1 Percent of Issued Capital Mgmt For Against for Use in Restricted Stock Plans

16 Amend Article 16 and 21 of Bylaws Re: Age Mgmt For For Limit of Vice-CEO and Missions and Rights of Censors

137

Abstimmungsergebnisse Deka Investment GmbH M.A.X. Automation SE Meeting Date: 18/05/2018 Country: Germany Meeting Type: Annual Ticker: MXHN Primary ISIN: DE000A2DA588 Primary SEDOL: BD5B0M0





5 Ratify Ebner Stolz GmbH & Co. KG as Mgmt For Against Auditors for Fiscal 2018

6.1 Approve Affiliation Agreement with Subsidiary Mgmt For For bdtronic GmbH

6.2 Approve Affiliation Agreement with Subsidiary Mgmt For For bdtronic GmbH

6.3 Approve Affiliation Agreement with Subsidiary Mgmt For For NSM Magnettechnik GmbH

6.4 Approve Affiliation Agreement with Subsidiary Mgmt For For NSM Magnettechnik GmbH

6.5 Approve Affiliation Agreement with Subsidiary Mgmt For For IWM Automation GmbH

6.6 Approve Affiliation Agreement with Subsidiary Mgmt For For IWM Automation GmbH

7 Elect Andreas Krause to the Board of Mgmt For Against Directors MacroGenics, Inc. Meeting Date: 17/05/2018 Country: USA Meeting Type: Annual Ticker: MGNX Primary ISIN: US5560991094 Primary SEDOL: BFDV8K0

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Kenneth Galbraith Mgmt For For

138


MacroGenics, Inc. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.2 Elect Director Scott Jackson Mgmt For For 1.3 Elect Director David Stump Mgmt For For 2 Ratify Ernst & Young LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation MagForce AG Meeting Date: 09/08/2018 Country: Germany Meeting Type: Annual Ticker: MF6 Primary ISIN: DE000A0HGQF5 Primary SEDOL: B27YCG8



3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 4 Ratify AIOS GmbH as Auditors for Fiscal 2018 Mgmt For Against 5 Amend Stock Option Plan 2013 Mgmt For For 6 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million; Approve Creation of EUR 9.5 Million Pool of Capital to Guarantee Conversion Rights MAN SE Meeting Date: 16/05/2018 Country: Germany Meeting Type: Annual Ticker: MAN Primary ISIN: DE0005937007 Primary SEDOL: 5563520

139


MAN SE




4 Elect Stephanie Porsche-Schroeder to the Mgmt For Against Supervisory Board

5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2018 Manz AG Meeting Date: 03/07/2018 Country: Germany Meeting Type: Annual Ticker: M5Z Primary ISIN: DE000A0JQ5U3 Primary SEDOL: B1DXPB8




4 Ratify Ernst and Young GmbH as Auditors for Mgmt For For Fiscal 2018 5 Elect Zhiming Xu to the Supervisory Board Mgmt For Against 6 Approve Remuneration of Supervisory Board Mgmt For For

Marenave Schiffahrts AG Meeting Date: 05/06/2018 Country: Germany Meeting Type: Annual Ticker: M5S Primary ISIN: DE000A0H1GY2 Primary SEDOL: B1HCJK8

140


Marenave Schiffahrts AG





5 Change Company Name to MARNA Mgmt For For Beteiligungen AG 6 Amend Corporate Purpose Mgmt For For 7 Amend Articles Re: Bundesanzeiger Mgmt For For Announcements

8 Amend Articles Re: Principles for Mgmt For For Management of the Company

9 Amend Articles Re: Location of General Mgmt For For Meeting

10 Approve Decrease in Size of Supervisory Mgmt For For Board to Three Members

11 Amend Articles Re: Remuneration of Mgmt For For Supervisory Board 12 Approve Remuneration of Supervisory Board Mgmt For For 13.1 Elect Karin Lergenmueller to the Supervisory Mgmt For For Board

13.2 Elect Mathias Schmid to the Supervisory Mgmt For For Board

13.3 Elect Burkhard Schaefer to the Supervisory Mgmt For For Board

14 Approve Creation of EUR 15 Million Pool of Mgmt For Against Capital without Preemptive Rights

15 Approve EUR 28.5 Million Reduction in Share Mgmt For For Capital to Cover Losses

16 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 7.5 Million; Approve Creation of EUR 750,250 Pool of Capital to Guarantee Conversion Rights


141

Abstimmungsergebnisse Deka Investment GmbH MBB SE Meeting Date: 28/06/2018 Country: Germany Meeting Type: Annual Ticker: MBB Primary ISIN: DE000A0ETBQ4 Primary SEDOL: B13G625


2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.66 per Share and a Special Dividend of EUR 0.66 per Share

3 Approve Discharge of Managing Directors for Mgmt For For Fiscal 2017

4 Approve Discharge of Board of Directors of Mgmt For Against MBB SE for Fiscal 2017 5 Ratify RSM GmbH as Auditors for Fiscal 2018 Mgmt For For 6 Approve Increase in Size of Board to Four Mgmt For For Members

7 Elect Anton Breitkopf to the Supervisory Mgmt For Against Board


9 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 10 Approve Remuneration of Supervisory Board Mgmt For For

MediGene AG Meeting Date: 15/05/2018 Country: Germany Meeting Type: Annual Ticker: MDG1 Primary ISIN: DE000A1X3W00 Primary SEDOL: BD67MT8




142

Abstimmungsergebnisse Deka Investment GmbH MediGene AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2018

5 Approve Cancellation of Conditional Capital Mgmt For For XVI and XXII



8 Approve Stock Option Plan for Key Mgmt For For Employees; Approve Creation of EUR 1.5 Million Pool of Conditional Capital to Guarantee Conversion Rights

9 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million; Approve Creation of EUR 9 Million Pool of Capital to Guarantee Conversion Rights

10 Approve Increase in Size of Board to Seven Mgmt For For Members 11 Elect Frank Mathias to the Supervisory Board Mgmt For For

Medios AG Meeting Date: 13/07/2018 Country: Germany Meeting Type: Annual Ticker: ILM1 Primary ISIN: DE000A1MMCC8 Primary SEDOL: B8JVC03




4 Ratify Baker Tilly GmbH as Auditors for Fiscal Mgmt For For 2018


143

Abstimmungsergebnisse Deka Investment GmbH Medios AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6 Approve Creation of EUR 6.8 Million Pool of Mgmt For Against Capital without Preemptive Rights

7 Approve Stock Option Plan for Key Mgmt For Against Employees; Approve Creation of EUR 300,000 Pool of Conditional Capital to Guarantee Conversion Rights

8 Approve Affiliation Agreements with Medios Mgmt For For Digital GmbH, Medios Individual GmbH, Medios Manufaktur GmbH, and Medios Pharma GmbH 9 Amend Articles Re: Allocation of Income Mgmt For For 10 Amend Corporate Purpose Mgmt For For 11 Approve Remuneration of Supervisory Board Mgmt For For

Merck KGaA Meeting Date: 27/04/2018 Country: Germany Meeting Type: Annual Ticker: MRK Primary ISIN: DE0006599905 Primary SEDOL: 4741844





5 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017 6 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 7 Approve Remuneration System for Mgmt For For Management Board Members

8 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 16.8 Million Pool of Capital to Guarantee Conversion Rights

144

Abstimmungsergebnisse Deka Investment GmbH Merck KGaA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 9 Approve Spin-Off and Takeover Agreement Mgmt For For with Three Subsidiaries Metro AG Meeting Date: 16/02/2018 Country: Germany Meeting Type: Annual Ticker: B4B Primary ISIN: DE000BFB0019 Primary SEDOL: BD6QT83


2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.70 per Ordinary Share and EUR 0.70 per Preference Share




6 Elect Herbert Bolliger to the Supervisory Mgmt For For Board


8 Amend Authorized Capital to Allow Issuance Mgmt For Against of Script Dividends

9 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 50 Million Pool of Capital to Guarantee Conversion Rights Morphosys AG Meeting Date: 17/05/2018 Country: Germany Meeting Type: Annual Ticker: MOR Primary ISIN: DE0006632003 Primary SEDOL: 5531000

145


Morphosys AG




4 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2018 5.1 Elect Marc Cluzel to the Supervisory Board Mgmt For For 5.2 Elect George Golumbeski to the Supervisory Mgmt For For Board

5.3 Elect Michael Brosnan to the Supervisory Mgmt For For Board

6 Approve Creation of EUR 11.8 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights Motorola Solutions, Inc. Meeting Date: 14/05/2018 Country: USA Meeting Type: Annual Ticker: MSI Primary ISIN: US6200763075 Primary SEDOL: B5BKPQ4

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Gregory Q. Brown Mgmt For Against 1b Elect Director Kenneth D. Denman Mgmt For For 1c Elect Director Egon P. Durban Mgmt For For 1d Elect Director Clayton M. Jones Mgmt For For 1e Elect Director Judy C. Lewent Mgmt For For 1f Elect Director Gregory K. Mondre Mgmt For Against 1g Elect Director Anne R. Pramaggiore Mgmt For For 1h Elect Director Samuel C. Scott, III Mgmt For Against 1i Elect Director Joseph M. Tucci Mgmt For For

146


Motorola Solutions, Inc. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 3 Ratify KPMG LLP as Auditors Mgmt For For 4 Report on Efforts to Ensure Supply Chain Has SH Against Against No Forced Labor

5 Require Director Nominee with Human Rights SH Against Against Expertise 6 Report on Lobbying Payments and Policy SH Against For

MS Industrie AG Meeting Date: 28/06/2018 Country: Germany Meeting Type: Annual Ticker: MSAG Primary ISIN: DE0005855183 Primary SEDOL: 7119471





5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For Against 2018 6 Authorize New Class of Preferred Stock Mgmt For Against 7 Approve Creation of EUR 6 Million Pool of Mgmt For Against Capital without Preemptive Rights

8 Amend Articles Re: Supervisory Board Size; Mgmt For Against Chairman of Meeting; Majority Requirement at General Meeting MTU Aero Engines AG Meeting Date: 11/04/2018 Country: Germany Meeting Type: Annual Ticker: MTX Primary ISIN: DE000A0D9PT0 Primary SEDOL: B09DHL9

147


MTU Aero Engines AG






6.1 Elect Christine Bortenlaenger to the Mgmt For For Supervisory Board

6.2 Elect Klaus Eberhardt to the Supervisory Mgmt For Against Board

6.3 Elect Juergen Geissinger to the Supervisory Mgmt For Against Board 6.4 Elect Klaus Steffens to the Supervisory Board Mgmt For Against 6.5 Elect Marion Weissenberger-Eibl to the Mgmt For For Supervisory Board

7 Approve Remuneration System for Mgmt For For Management Board Members Muenchener Rueckversicherungs-Gesellschaft AG Meeting Date: 25/04/2018 Country: Germany Meeting Type: Annual Ticker: MUV2 Primary ISIN: DE0008430026 Primary SEDOL: 5294121

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Receive Supervisory Board Report, Corporate Mgmt Governance Report, and Remuneration Report for Fiscal 2017

1.2 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017 (Non-Voting)



148

Abstimmungsergebnisse Deka Investment GmbH Muenchener Rueckversicherungs-Gesellschaft AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017



7.1 Elect Maximilian Zimmerer to the Supervisory Mgmt For For Board 7.2 Elect Kurt Bock to the Supervisory Board Mgmt For For 8 Approve Remuneration of Supervisory Board Mgmt For For

mutares AG Meeting Date: 20/07/2018 Country: Germany Meeting Type: Annual Ticker: MUX Primary ISIN: DE000A0SMSH2 Primary SEDOL: B39V1S9






6 Approve Increase in Size of Board to Five Mgmt For For Members

7.1 Elect Lothar Koniarski to the Supervisory Mgmt For For Board 7.2 Elect Ulrich Hauck to the Supervisory Board Mgmt For Against 7.3 Elect Volker Rofalski to the Supervisory Board Mgmt For Against 7.4 Elect Micha Bloching to the Supervisory Board Mgmt For Against 7.5 Elect Axel Mueller to the Supervisory Board Mgmt For For 8 Approve Remuneration of Supervisory Board Mgmt For For

149


mutares AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 9 Approve Conversion of Bearer Shares into Mgmt For For Registered Shares Mynaric AG Meeting Date: 17/07/2018 Country: Germany Meeting Type: Annual Ticker: M0Y Primary ISIN: DE000A0JCY11 Primary SEDOL: BFCZYX8




4 Ratify RSM Deutschland GmbH as Auditors for Mgmt For For Fiscal 2018

5.1 Elect Thomas Billeter to the Supervisory Mgmt For For Board 5.2 Elect Harald Gerloff to the Supervisory Board Mgmt For Against 5.3 Elect Gerd Gruppe to the Supervisory Board Mgmt For Against 5.4 Elect Manfred Krischke to the Supervisory Mgmt For Against Board

5.5 Elect Peter Mueller-Bruehl to the Supervisory Mgmt For For Board Nanogate SE Meeting Date: 27/06/2018 Country: Germany Meeting Type: Annual Ticker: N7G Primary ISIN: DE000A0JKHC9 Primary SEDOL: B1D8D08


150

Abstimmungsergebnisse Deka Investment GmbH Nanogate SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.11 per Share



5.1 Elect Oliver Schumann to the Supervisory Mgmt For Against Board

5.2 Elect Farsin Yadegardjam to the Supervisory Mgmt For Against Board

5.3 Elect Clemens Doppler to the Supervisory Mgmt For Against Board

5.4 Elect Klaus-Guenter Vennemann to the Mgmt For Against Supervisory Board 5.5 Elect Peter Merten to the Supervisory Board Mgmt For Against 5.6 Elect Hartmut Gottschild to the Supervisory Mgmt For Against Board


7 Approve Stock Option Plan for Key Mgmt For Against Employees; Approve Creation of EUR 254,232 Pool of Conditional Capital to Guarantee Conversion Rights

8 Approve Affiliation Agreement with Nanogate Mgmt For For Textile & Care Systems GmbH 9 Approve Remuneration of Supervisory Board Mgmt For For

National Grid plc Meeting Date: 30/07/2018 Country: United Kingdom Meeting Type: Annual Ticker: NG. Primary ISIN: GB00BDR05C01 Primary SEDOL: BDR05C0

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Final Dividend Mgmt For For 3 Re-elect Sir Peter Gershon as Director Mgmt For For 4 Re-elect John Pettigrew as Director Mgmt For For

151


National Grid plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Re-elect Dean Seavers as Director Mgmt For For 6 Re-elect Nicola Shaw as Director Mgmt For For 7 Re-elect Nora Brownell as Director Mgmt For For 8 Re-elect Jonathan Dawson as Director Mgmt For For 9 Re-elect Therese Esperdy as Director Mgmt For For 10 Re-elect Paul Golby as Director Mgmt For For 11 Re-elect Mark Williamson as Director Mgmt For For 12 Elect Amanda Mesler as Director Mgmt For For 13 Reappoint Deloitte LLP as Auditors Mgmt For For 14 Authorise Board to Fix Remuneration of Mgmt For For Auditors 15 Approve Remuneration Report Mgmt For For 16 Authorise EU Political Donations and Mgmt For For Expenditure



19 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 20 Authorise Market Purchase of Ordinary Shares Mgmt For Against 21 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice Nemetschek SE Meeting Date: 30/05/2018 Country: Germany Meeting Type: Annual Ticker: NEM Primary ISIN: DE0006452907 Primary SEDOL: 5633962



152

Abstimmungsergebnisse Deka Investment GmbH Nemetschek SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2017


5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2018 6 Elect Bill Krouch to the Supervisory Board Mgmt For For

Nestle SA Meeting Date: 12/04/2018 Country: Switzerland Meeting Type: Annual Ticker: NESN Primary ISIN: CH0038863350 Primary SEDOL: 7123870

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Accept Financial Statements and Statutory Mgmt For For Reports 1.2 Approve Remuneration Report Mgmt For For 2 Approve Discharge of Board and Senior Mgmt For For Management

3 Approve Allocation of Income and Dividends Mgmt For For of CHF 2.35 per Share

4.1.a Reelect Paul Bulcke as Director and Board Mgmt For Against Chairman 4.1.b Reelect Ulf Schneider as Director Mgmt For For 4.1.c Reelect Henri de Castries as Director Mgmt For For 4.1.d Reelect Beat Hess as Director Mgmt For For 4.1.e Reelect Renato Fassbind as Director Mgmt For For 4.1.f Reelect Jean-Pierre Roth as Director Mgmt For For 4.1.g Reelect Ann Veneman as Director Mgmt For For 4.1.h Reelect Eva Cheng as Director Mgmt For For 4.1.i Reelect Ruth Oniang'o as Director Mgmt For For 4.1.j Reelect Patrick Aebischer as Director Mgmt For For 4.1.k Reelect Ursula Burns as Director Mgmt For For 4.2.1 Elect Kasper Rorsted as Director Mgmt For For

153


Nestle SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.2.2 Elect Pablo Isa as Director Mgmt For For 4.2.3 Elect Kimberly Ross as Director Mgmt For For 4.3.1 Appoint Beat Hess as Member of the Mgmt For For Compensation Committee

4.3.2 Appoint Jean-Pierre Roth as Member of the Mgmt For For Compensation Committee

4.3.3 Appoint Patrick Aebischer as Member of the Mgmt For For Compensation Committee

4.3.4 Appoint Ursula Burns as Member of the Mgmt For For Compensation Committee 4.4 Ratify KPMG AG as Auditors Mgmt For For 4.5 Designate Hartmann Dreyer as Independent Mgmt For For Proxy

5.1 Approve Remuneration of Directors in the Mgmt For For Amount of CHF 10 Million

5.2 Approve Maximum Remuneration of Executive Mgmt For For Committee in the Amount of CHF 60 Million

6 Approve CHF 4.9 Million Reduction in Share Mgmt For For Capital via Cancellation of Repurchased Shares 7 Transact Other Business (Voting) Mgmt Against Abstain

Nestle SA Meeting Date: 12/04/2018 Country: Switzerland Meeting Type: Annual Ticker: NESN Primary ISIN: CH0038863350 Primary SEDOL: 7123870


NEWELL BRANDS INC. Meeting Date: 15/05/2018 Country: USA Meeting Type: Annual Ticker: NWL Primary ISIN: US6512291062 Primary SEDOL: 2635701

154


NEWELL BRANDS INC.

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Bridget Ryan Berman Mgmt For For 1b Elect Director Patrick D. Campbell Mgmt For Withhold 1c Elect Director James R. Craigie Mgmt For For 1d Elect Director Debra A. Crew Mgmt For For 1e Elect Director Brett M. Icahn Mgmt For For 1f Elect Director Gerardo I. Lopez Mgmt For For 1g Elect Director Courtney R. Mather Mgmt For For 1h Elect Director Michael B. Polk Mgmt For For 1i Elect Director Judith A. Sprieser Mgmt For For 1j Elect Director Robert A. Steele Mgmt For For 1k Elect Director Steven J. Strobel Mgmt For Withhold 1l Elect Director Michael A. Todman Mgmt For For 2 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors

3 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 4 Provide Right to Act by Written Consent SH None For

Nexus AG Meeting Date: 27/04/2018 Country: Germany Meeting Type: Annual Ticker: NXU Primary ISIN: DE0005220909 Primary SEDOL: 4100553





155

Abstimmungsergebnisse Deka Investment GmbH Nexus AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Authorize Management Board Not to Disclose Mgmt For Against Individualized Remuneration of its Members

6 Ratify Ebner Stolz GmbH & Co. KG as Mgmt For For Auditors for Fiscal 2018 Nokia Corp. Meeting Date: 30/05/2018 Country: Finland Meeting Type: Annual Ticker: NOKIA Primary ISIN: FI0009000681 Primary SEDOL: 5902941

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Open Meeting Mgmt 2 Call the Meeting to Order Mgmt 3 Designate Inspector or Shareholder Mgmt For For Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting Mgmt For For 5 Prepare and Approve List of Shareholders Mgmt For For 6 Receive Financial Statements and Statutory Mgmt Reports


8 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.19 Per Share 9 Approve Discharge of Board and President Mgmt For Against 10 Approve Remuneration of Directors in the Mgmt For For Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees 11 Fix Number of Directors at Ten Mgmt For For 12 Reelect Bruce Brown, Jeanette Horan, Louis Mgmt For Against Hughes, Edward Kozel, Elizabeth Nelson, Olivier Piou, Risto Siilasmaa, Carla Smits-Nusteling and Kari Stadigh as Directors, Elect Sari Baldauf as New Directors 13 Approve Remuneration of Auditors Mgmt For For 14 Ratify PricewaterhouseCoopers as Auditors Mgmt For Against 15 Authorize Share Repurchase Program Mgmt For Against

156


Nokia Corp. Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 16 Approve Issuance of up to 550 Million Shares Mgmt For For without Preemptive Rights 17 Close Meeting Mgmt

Nordex SE Meeting Date: 05/06/2018 Country: Germany Meeting Type: Annual Ticker: NDX1 Primary ISIN: DE000A0D6554 Primary SEDOL: B06CF71





5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2018 NORMA Group SE Meeting Date: 17/05/2018 Country: Germany Meeting Type: Annual Ticker: NOEJ Primary ISIN: DE000A1H8BV3 Primary SEDOL: B4RLNR1




157

Abstimmungsergebnisse Deka Investment GmbH NORMA Group SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017

5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2018 6.1 Reelect Lars Berg to the Supervisory Board Mgmt For For 6.2 Elect Rita Forst to the Supervisory Board Mgmt For For 6.3 Reelect Guenter Hauptmann to the Mgmt For For Supervisory Board

6.4 Reelect Knut Michelberger to the Supervisory Mgmt For For Board 6.5 Reelect Erika Schulte to the Supervisory Board Mgmt For For 6.6 Reelect Stefan Wolf to the Supervisory Board Mgmt For Against and as Board Chairman

7 Approve Remuneration System for Mgmt For Against Management Board Members Novartis AG Meeting Date: 02/03/2018 Country: Switzerland Meeting Type: Annual Ticker: NOVN Primary ISIN: CH0012005267 Primary SEDOL: 7103065


2 Approve Discharge of Board and Senior Mgmt For Against Management

3 Approve Allocation of Income and Dividends Mgmt For For of CHF 2.80 per Share

4 Approve CHF 33.1 Million Reduction in Share Mgmt For For Capital via Cancellation of Repurchased Shares

5.1 Approve Maximum Total Remuneration of Mgmt For For Directors in the Amount of CHF 8.2 Million

5.2 Approve Maximum Total Remuneration of Mgmt For For Executive Committee in the Amount of CHF 92 Million 5.3 Approve Remuneration Report (Non-Binding) Mgmt For For 6.1 Reelect Joerg Reinhardt as Director and Board Mgmt For For Chairman

158

Abstimmungsergebnisse Deka Investment GmbH Novartis AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6.2 Reelect Nancy Andrews as Director Mgmt For For 6.3 Reelect Dimitri Azar as Director Mgmt For For 6.4 Reelect Ton Buechner as Director Mgmt For For 6.5 Reelect Srikant Datar as Director Mgmt For Against 6.6 Reelect Elizabeth Doherty as Director Mgmt For For 6.7 Reelect Ann Fudge as Director Mgmt For For 6.8 Reelect Frans van Houten as Director Mgmt For For 6.9 Reelect Andreas von Planta as Director Mgmt For Against 6.10 Reelect Charles Sawyers as Director Mgmt For For 6.11 Reelect Enrico Vanni as Director Mgmt For For 6.12 Reelect William Winters as Director Mgmt For For 7.1 Reappoint Srikant Datar as Member of the Mgmt For Against Compensation Committee

7.2 Reappoint Ann Fudge as Member of the Mgmt For For Compensation Committee

7.3 Reappoint Enrico Vanni as Member of the Mgmt For For Compensation Committee

7.4 Reappoint William Winters as Member of the Mgmt For For Compensation Committee

8 Ratify PricewaterhouseCoopers AG as Mgmt For For Auditors

9 Designate Peter Andreas as Independent Mgmt For For Proxy 10 Transact Other Business (Voting) Mgmt For Abstain

Novo Nordisk A/S Meeting Date: 22/03/2018 Country: Denmark Meeting Type: Annual Ticker: NOVO B Primary ISIN: DK0060534915 Primary SEDOL: BHC8X90

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Receive Report of Board Mgmt 2 Accept Financial Statements and Statutory Mgmt For For Reports

159

Abstimmungsergebnisse Deka Investment GmbH Novo Nordisk A/S Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3.1 Approve Remuneration of Directors for 2017 Mgmt For For 3.2 Approve Remuneration of Directors for 2018 Mgmt For For in the Amount of DKK 2.1 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 700,000 for Other Directors; Approve Remuneration for Committee Work;

4 Approve Allocation of Income and Dividends Mgmt For For of DKK 7.85 Per Share

5.1 Reelect Helge Lund as Director and New Mgmt For Abstain Chairman

5.2 Reelect Jeppe Christiansen as Director and Mgmt For Abstain Deputy Chairman 5.3a Reelect Brian Daniels as Director Mgmt For For 5.3b Elect Andreas Fibig as New Director Mgmt For For 5.3c Reelect Sylvie Gregoire as Director Mgmt For For 5.3d Reelect Liz Hewitt as Director Mgmt For For 5.3e Reelect Kasim Kutay as Director Mgmt For Abstain 5.3f Elect Martin Mackay as New Director Mgmt For For 6 Ratify PricewaterhouseCoopers as Auditors Mgmt For Abstain 7.1 Approve DKK 10 Million Reduction in Share Mgmt For For Capital via B Share Cancellation 7.2 Authorize Share Repurchase Program Mgmt For Against 7.3 Approve Guidelines for Incentive-Based Mgmt For For Compensation for Executive Management and Board 8 Other Business Mgmt

Orange Meeting Date: 04/05/2018 Country: France Meeting Type: Annual/Special Ticker: ORA Primary ISIN: FR0000133308 Primary SEDOL: 5176177


160


Orange Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Financial Statements and Statutory Mgmt For For Reports



4 Acknowledge Auditors' Special Report on Mgmt For For Related-Party Transactions Regarding the Absence of New Transactions 5 Reelect Stephane Richard as Director Mgmt For Against 6 Ratify Appointment of Christel Heydemann as Mgmt For For Director

7 Elect Luc Marino, with Philippe Charry as Mgmt None For Substitute, as Representative of Employee Shareholders to the Board

8 Elect Babacar Sarr, with Wahib Kaddou as Mgmt None Against Substitute, as Representative of Employee Shareholders to the Board

9 Elect Marie Russo, with Yves Terrail as Mgmt None Against Substitute, as Representative of Employee Shareholders to the Board

10 Approve Compensation of Stephane Richard, Mgmt For For Chairman and CEO

11 Approve Compensation of Ramon Fernandez, Mgmt For For Vice-CEO

12 Approve Compensation of Pierre Louette, Mgmt For For Vice-CEO

13 Approve Compensation of Gervais Pellissier, Mgmt For For Vice-CEO

14 Approve Remuneration Policy of the Chairman Mgmt For Against and CEO 15 Approve Remuneration Policy of Vice-CEOs Mgmt For Against 16 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 17 Authorize up to 0.07 Percent of Issued Capital Mgmt For Against for Use in Restricted Stock Plans Reserved for Employees




161

Abstimmungsergebnisse Deka Investment GmbH Orange Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 21 Authorize Filing of Required Documents/Other Mgmt For For Formalities Shareholder Proposals Submitted by FCPE Mgmt Cap Orange

A Amend Item 3 as Follows: Approve Allocation SH Against Against of Income and Dividends of EUR 0.55 per Share

B Approve Stock Dividend Program Re: Dividend SH Against Against Balance

C Approve Stock Dividend Program Re: Whole SH Against Against Dividend

D Amend Article 13 of Bylaws Re: Overboarding SH Against Against of Directors OSRAM Licht AG Meeting Date: 20/02/2018 Country: Germany Meeting Type: Annual Ticker: OSR Primary ISIN: DE000LED4000 Primary SEDOL: B923935





5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2017/18 6.1 Elect Peter Bauer to the Supervisory Board Mgmt For For 6.2 Elect Christine Bortenlaenger to the Mgmt For For Supervisory Board 6.3 Elect Roland Busch to the Supervisory Board Mgmt For For 6.4 Elect Lothar Frey to the Supervisory Board Mgmt For For 6.5 Elect Frank Lakerveld to the Supervisory Mgmt For For Board

6.6 Elect Margarete Haase to the Supervisory Mgmt For For Board

162

Abstimmungsergebnisse Deka Investment GmbH OSRAM Licht AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7 Approve Creation of EUR 24.1 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights

8 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 10.5 Million Pool of Capital to Guarantee Conversion Rights Packaging Corporation of America Meeting Date: 15/05/2018 Country: USA Meeting Type: Annual Ticker: PKG Primary ISIN: US6951561090 Primary SEDOL: 2504566

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Cheryl K. Beebe Mgmt For Against 1.2 Elect Director Duane C. Farrington Mgmt For For 1.3 Elect Director Hasan Jameel Mgmt For Against 1.4 Elect Director Mark W. Kowlzan Mgmt For Against 1.5 Elect Director Robert C. Lyons Mgmt For For 1.6 Elect Director Thomas P. Maurer Mgmt For For 1.7 Elect Director Samuel M. Mencoff Mgmt For Against 1.8 Elect Director Roger B. Porter Mgmt For Against 1.9 Elect Director Thomas S. Souleles Mgmt For For 1.10 Elect Director Paul T. Stecko Mgmt For Against 1.11 Elect Director James D. Woodrum Mgmt For For 2 Ratify KPMG LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation

163

Abstimmungsergebnisse Deka Investment GmbH Patrizia Immobilien AG Meeting Date: 20/06/2018 Country: Germany Meeting Type: Annual Ticker: PAT Primary ISIN: DE000PAT1AG3 Primary SEDOL: B11Y3K8



3.1 Approve Discharge of Management Board Mgmt For For Member Wolfgang Egger for Fiscal 2017

3.2 Approve Discharge of Management Board Mgmt For For Member Karim Bohn for Fiscal 2017

3.3 Approve Discharge of Management Board Mgmt For For Member Klaus Schmitt for Fiscal 2017

3.4 Approve Discharge of Management Board Mgmt For For Member Anne Kavanagh for Fiscal 2017

4.1 Approve Discharge of Supervisory Board Mgmt For Against Member Theodor Seitz for Fiscal 2017

4.2 Approve Discharge of Supervisory Board Mgmt For Against Member Alfred Hoschek for Fiscal 2017

4.3 Approve Discharge of Supervisory Board Mgmt For Against Member Gerhard Steck for Fiscal 2017

4.4 Approve Discharge of Supervisory Board Mgmt For Against Member Uwe Reuter for Fiscal 2017

5 Approve Affiliation Agreement with Subsidiary Mgmt For For PATRIZIA Acquisition Holding Beta GmbH


7 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For Against 2018 Pfeiffer Vacuum Technology AG Meeting Date: 23/05/2018 Country: Germany Meeting Type: Annual Ticker: PFV Primary ISIN: DE0006916604 Primary SEDOL: 5499238

164


Pfeiffer Vacuum Technology AG



3.1 Approve Discharge of Management Board Mgmt For For Member Eric Taberlet for Fiscal 2017

3.2 Approve Discharge of Management Board Mgmt For For Member Nathalie Benedikt for Fiscal 2017

3.3 Approve Discharge of Management Board Mgmt For For Member Ulrich von Huelsen for Fiscal 2017

3.4 Approve Discharge of Management Board Mgmt For For Member Matthias Wiemer for Fiscal 2017

3.5 Approve Discharge of Management Board Mgmt For For Member Manfred Bender for Fiscal 2017

4.1 Approve Discharge of Supervisory Board Mgmt For Against Member Ayla Busch for Fiscal 2017

4.2 Approve Discharge of Supervisory Board Mgmt For Against Member Goetz Timmerbeil for Fiscal 2017

4.3 Approve Discharge of Supervisory Board Mgmt For Against Member Filippo Beck for Fiscal 2017

4.4 Approve Discharge of Supervisory Board Mgmt For Against Member Helmut Bernhardt for Fiscal 2017

4.5 Approve Discharge of Supervisory Board Mgmt For Against Member Manfred Gath for Fiscal 2017

4.6 Approve Discharge of Supervisory Board Mgmt For Against Member Michael Oltmanns for Fiscal 2017

4.7 Approve Discharge of Supervisory Board Mgmt For Against Member Wolfgang Lust for Fiscal 2017


6 Approve Remuneration System for Mgmt For Against Management Board Members 7.1 Amend Articles Re: Clarification of Share Type Mgmt For For 7.2 Amend Articles Re: Multiple Representation of Mgmt For For Management Board

8 Approve Creation of EUR 12.6 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights 9.1 Elect Ayla Busch to the Supervisory Board Mgmt For Against 9.2 Elect Henrik Newerla to the Supervisory Board Mgmt For Against

165


Pinnacle Foods Inc. Meeting Date: 30/05/2018 Country: USA Meeting Type: Annual Ticker: PF Primary ISIN: US72348P1049 Primary SEDOL: B94DGV0

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Ann Fandozzi Mgmt For For 1.2 Elect Director Mark Jung Mgmt For For 1.3 Elect Director Ioannis Skoufalos Mgmt For For 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation Pinnacle Foods, Inc. Meeting Date: 23/10/2018 Country: USA Meeting Type: Special Ticker: PF Primary ISIN: US72348P1049 Primary SEDOL: B94DGV0

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Merger Agreement Mgmt For For 2 Advisory Vote on Golden Parachutes Mgmt For Against 3 Adjourn Meeting Mgmt For For

PNE Wind AG Meeting Date: 06/06/2018 Country: Germany Meeting Type: Annual Ticker: PNE3 Primary ISIN: DE000A0JBPG2 Primary SEDOL: B0QCZ26


166

Abstimmungsergebnisse Deka Investment GmbH PNE Wind AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.04 per Share

3.1 Approve Discharge of Management Board Mgmt For For Member Markus Lesser for Fiscal 2017

3.2 Approve Discharge of Management Board Mgmt For For Member Joerg Klowat for Fiscal 2017

3.3 Approve Discharge of Management Board Mgmt For For Member Kurt Stuerken for Fiscal 2017

4.1 Approve Discharge of Supervisory Board Mgmt For Against Member Per Hornung Pedersen for Fiscal 2017

4.2 Approve Discharge of Supervisory Board Mgmt For For Member Isabella Niklas for Fiscal 2017

4.3 Approve Discharge of Supervisory Board Mgmt For For Member Andreas Rohardt for Fiscal 2017

4.4 Approve Discharge of Supervisory Board Mgmt For For Member Marcel Egger for Fiscal 2017

4.5 Approve Discharge of Supervisory Board Mgmt For For Member Jens Kruse for Fiscal 2017

4.6 Approve Discharge of Supervisory Board Mgmt For For Member Florian Schuhbauer for Fiscal 2017

4.7 Approve Discharge of Supervisory Board Mgmt For For Member Alexis Fries for Fiscal 2017

4.8 Approve Discharge of Supervisory Board Mgmt For For Member Christoph Gross for Fiscal 2017

4.9 Approve Discharge of Supervisory Board Mgmt For For Member Wilken Freiherr von Hodenberg for Fiscal 2017


6 Ratify Deloitte GmbH as Auditors for the Mgmt For Against Review Of The Interim Financial Statements And Reports 7 Change Company Name to PNE AG Mgmt For For

Pool Corporation Meeting Date: 02/05/2018 Country: USA Meeting Type: Annual Ticker: POOL Primary ISIN: US73278L1052 Primary SEDOL: 2781585

167


Pool Corporation

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Andrew W. Code Mgmt For Against 1b Elect Director Timothy M. Graven Mgmt For For 1c Elect Director Manuel J. Perez de la Mesa Mgmt For For 1d Elect Director Harlan F. Seymour Mgmt For Against 1e Elect Director Robert C. Sledd Mgmt For Against 1f Elect Director John E. Stokely Mgmt For Against 1g Elect Director David G. Whalen Mgmt For For 2 Ratify Ernst & Young LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation ProSiebenSat.1 Media SE Meeting Date: 16/05/2018 Country: Germany Meeting Type: Annual Ticker: PSM Primary ISIN: DE000PSM7770 Primary SEDOL: BCZM1B2





5 Approve Remuneration System for Mgmt For For Management Board Members 6 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For Against 7 Elect Marjorie Kaplan to the Supervisory Mgmt For For Board

8 Amend Articles Re: Committees of the Mgmt For For Supervisory Board

168

Abstimmungsergebnisse Deka Investment GmbH ProSiebenSat.1 Media SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 9 Amend Articles Re: Location of General Mgmt For For Meeting Prudential plc Meeting Date: 17/05/2018 Country: United Kingdom Meeting Type: Annual Ticker: PRU Primary ISIN: GB0007099541 Primary SEDOL: 0709954

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Elect Mark Fitzpatrick as Director Mgmt For For 4 Elect James Turner as Director Mgmt For For 5 Elect Thomas Watjen as Director Mgmt For For 6 Re-elect Sir Howard Davies as Director Mgmt For For 7 Re-elect John Foley as Director Mgmt For For 8 Re-elect David Law as Director Mgmt For For 9 Re-elect Paul Manduca as Director Mgmt For Against 10 Re-elect Kaikhushru Nargolwala as Director Mgmt For For 11 Re-elect Nicolaos Nicandrou as Director Mgmt For For 12 Re-elect Anthony Nightingale as Director Mgmt For For 13 Re-elect Philip Remnant as Director Mgmt For For 14 Re-elect Anne Richards as Director Mgmt For For 15 Re-elect Alice Schroeder as Director Mgmt For For 16 Re-elect Barry Stowe as Director Mgmt For For 17 Re-elect Lord Turner as Director Mgmt For For 18 Re-elect Michael Wells as Director Mgmt For For 19 Reappoint KPMG LLP as Auditors Mgmt For For 20 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors

169

Abstimmungsergebnisse Deka Investment GmbH Prudential plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 21 Authorise EU Political Donations and Mgmt For For Expenditure


23 Authorise Issue of Equity with Pre-emptive Mgmt For Against Rights to Include Repurchased Shares


25 Authorise Issue of Equity in Connection with Mgmt For Against the Issue of Mandatory Convertible Securities

26 Authorise Issue of Equity without Pre-emptive Mgmt For Against Rights in Connection with the Issue of Mandatory Convertible Securities 27 Authorise Market Purchase of Ordinary Shares Mgmt For Against 28 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice 29 Adopt New Articles of Association Mgmt For For

PSI Software AG Meeting Date: 16/05/2018 Country: Germany Meeting Type: Annual Ticker: PSAN Primary ISIN: DE000A0Z1JH9 Primary SEDOL: 5522714






170

Abstimmungsergebnisse Deka Investment GmbH PUMA SE Meeting Date: 12/04/2018 Country: Germany Meeting Type: Annual Ticker: PUM Primary ISIN: DE0006969603 Primary SEDOL: 5064722



3 Approve Discharge of Board of Directors for Mgmt For Against Fiscal 2017

4 Approve Discharge of Managing Directors for Mgmt For For Fiscal 2017


6 Amend Articles Re: Change from One-Tier to Mgmt For For Two-Tier Board Structure

7.1 Elect Jean-Francois Palus to the Supervisory Mgmt For Against Board

7.2 Elect Jean-Marc Duplaix to the Supervisory Mgmt For Against Board 7.3 Elect Thore Ohlsson to the Supervisory Board Mgmt For Against 7.4 Elect Beatrice Lazat to the Supervisory Board Mgmt For Against 7.5 Elect Martin Koeppel as Employee Mgmt For For Representative to the Supervisory Board

7.6 Elect Bernd Illig as Employee Representative Mgmt For For to the Supervisory Board


9 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 7.7 Million Pool of Capital to Guarantee Conversion Rights 10 Amend Articles Re: Editorial Changes Mgmt For For

QoL Co., Ltd Meeting Date: 22/06/2018 Country: Japan Meeting Type: Annual Ticker: 3034 Primary ISIN: JP3266160005 Primary SEDOL: B11V893

171


QoL Co., Ltd

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Nakamura, Masaru Mgmt For Against 1.2 Elect Director Nakamura, Takashi Mgmt For For 1.3 Elect Director Okamura, Shoji Mgmt For Against 1.4 Elect Director Fukumitsu, Kiyonobu Mgmt For Against 1.5 Elect Director Imura, Mitsuo Mgmt For Against 1.6 Elect Director Onchi, Yukari Mgmt For Against 1.7 Elect Director Araki, Isao Mgmt For Against 1.8 Elect Director Ishii, Takayoshi Mgmt For Against 1.9 Elect Director Abe, Yasutaka Mgmt For Against 1.10 Elect Director Amioka, Katsuo Mgmt For Against 1.11 Elect Director Kuboki, Toshiko Mgmt For Against 2 Appoint Alternate Statutory Auditor Mgmt For For Yamamoto, Yukiharu R. Stahl AG Meeting Date: 30/08/2018 Country: Germany Meeting Type: Annual Ticker: RSL2 Primary ISIN: DE000A1PHBB5 Primary SEDOL: B8DBS89



3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 4 Ratify BDO AG as Auditors for Fiscal 2018 Mgmt For For 5.1 Elect Heike Dannenbauer to the Supervisory Mgmt For Against Board 5.2 Elect Peter Leischner to the Supervisory Board Mgmt For Against 5.3 Elect Rudolf Meier to the Supervisory Board Mgmt For Against

172


R. Stahl AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5.4 Elect Andreas Mueller to the Supervisory Mgmt For Against Board

5.5 Elect Renate Neumann-Schaefer to the Mgmt For Against Supervisory Board 5.6 Elect Juergen Wild to the Supervisory Board Mgmt For Against 6 Approve Creation of EUR 3.3 Million Pool of Mgmt For Against Capital without Preemptive Rights

7 Approve Affiliation Agreement with GGF - Mgmt For For Gesellschaft fuer Grundstuecksvermietungund Finanzierungsvermittlung mbH

8 Approve Affiliation Agreement with R. STAHL Mgmt For For SUPERA GmbH

9 Approve Affiliation Agreement with R. STAHL Mgmt For For LECTIO GmbH Rational AG Meeting Date: 09/05/2018 Country: Germany Meeting Type: Annual Ticker: RAA Primary ISIN: DE0007010803 Primary SEDOL: 5910609





5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2018 Reckitt Benckiser Group plc Meeting Date: 03/05/2018 Country: United Kingdom Meeting Type: Annual Ticker: RB. Primary ISIN: GB00B24CGK77 Primary SEDOL: B24CGK7

173


Reckitt Benckiser Group plc

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For Against 3 Approve Final Dividend Mgmt For For 4 Re-elect Nicandro Durante as Director Mgmt For For 5 Re-elect Mary Harris as Director Mgmt For For 6 Re-elect Adrian Hennah as Director Mgmt For For 7 Re-elect Rakesh Kapoor as Director Mgmt For For 8 Re-elect Pamela Kirby as Director Mgmt For For 9 Re-elect Andre Lacroix as Director Mgmt For For 10 Re-elect Chris Sinclair as Director Mgmt For Against 11 Re-elect Warren Tucker as Director Mgmt For For 12 Appoint KPMG LLP as Auditors Mgmt For For 13 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors




17 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 18 Authorise Market Purchase of Ordinary Shares Mgmt For Against 19 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice RENK AG Meeting Date: 27/04/2018 Country: Germany Meeting Type: Annual Ticker: ZAR Primary ISIN: DE0007850000 Primary SEDOL: 5555969

174


RENK AG





5.1 Elect Ingrun-Ulla Bartoelke to the Supervisory Mgmt For Against Board

5.2 Elect Michael Behrendt to the Supervisory Mgmt For Against Board

5.3 Elect Hardy Brennecke to the Supervisory Mgmt For Against Board 5.4 Elect Joachim Drees to the Supervisory Board Mgmt For Against 5.5 Elect Christiane Hesse to the Supervisory Mgmt For Against Board

5.6 Elect Thorsten Jablonski to the Supervisory Mgmt For Against Board

6 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2018 Rheinmetall AG Meeting Date: 08/05/2018 Country: Germany Meeting Type: Annual Ticker: RHM Primary ISIN: DE0007030009 Primary SEDOL: 5334588





175

Abstimmungsergebnisse Deka Investment GmbH Rheinmetall AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2018 6 Approve Remuneration of Supervisory Board Mgmt For For 7 Approve Affiliation Agreements with Mgmt For For Rheinmetall Financial Services GmbH and Rheinmetall Industrietechnik GmbH Rhoen-Klinikum AG Meeting Date: 06/06/2018 Country: Germany Meeting Type: Annual Ticker: RHK Primary ISIN: DE0007042301 Primary SEDOL: 4717629



3.1 Approve Discharge of Management Board Mgmt For For Member Stephan Holzinger for Fiscal 2017

3.2 Approve Discharge of Management Board Mgmt For For Member Martin Siebert for Fiscal 2017

3.3 Approve Discharge of Management Board Mgmt For For Member Bernd Griewing for Fiscal 2017

3.4 Approve Discharge of Management Board Mgmt For For Member Martin Menger for Fiscal 2017

3.5 Approve Discharge of Management Board Mgmt For For Member Jens-Peter Neumann for Fiscal 2017

3.6 Approve Discharge of Management Board Mgmt For For Member Jens-Peter Neumann for Fiscal 2016

4.1 Approve Discharge of Supervisory Board Mgmt For Against Member Eugen Muench for Fiscal 2017

4.2 Approve Discharge of Supervisory Board Mgmt For Against Member Georg Schulze-Ziehuas for Fiscal 2017

4.3 Approve Discharge of Supervisory Board Mgmt For Against Member Wolfgang Muendel for Fiscal 2017

4.4 Approve Discharge of Supervisory Board Mgmt For Against Member Annette Beller for Fiscal 2017

4.5 Approve Discharge of Supervisory Board Mgmt For Against Member Peter Berghoefer for Fiscal 2017

176

Abstimmungsergebnisse Deka Investment GmbH Rhoen-Klinikum AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.6 Approve Discharge of Supervisory Board Mgmt For Against Member Bettina Boettcher for Fiscal 2017

4.7 Approve Discharge of Supervisory Board Mgmt For Against Member Bjoern Borgmann for Fiscal 2017

4.8 Approve Discharge of Supervisory Board Mgmt For Against Member Ludwig Braun for Fiscal 2017

4.9 Approve Discharge of Supervisory Board Mgmt For Against Member Gerhard Ehninger for Fiscal 2017

4.10 Approve Discharge of Supervisory Board Mgmt For Against Member Stefan Haertel for Fiscal 2017

4.11 Approve Discharge of Supervisory Board Mgmt For Against Member Klaus Hanschur for Fiscal 2017

4.12 Approve Discharge of Supervisory Board Mgmt For Against Member Stephan Holzinger for Fiscal 2017

4.13 Approve Discharge of Supervisory Board Mgmt For Against Member Meike Jaeger for Fiscal 2017

4.14 Approve Discharge of Supervisory Board Mgmt For Against Member Brigitte Mohn for Fiscal 2017

4.15 Approve Discharge of Supervisory Board Mgmt For Against Member Christine Reissner for Fiscal 2017

4.16 Approve Discharge of Supervisory Board Mgmt For Against Member Evelin Schiebel for Fiscal 2017

4.17 Approve Discharge of Supervisory Board Mgmt For Against Member Katrin Vernau for Fiscal 2017

5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2018 RIB Software SE Meeting Date: 15/05/2018 Country: Germany Meeting Type: Annual Ticker: RIB Primary ISIN: DE000A0Z2XN6 Primary SEDOL: B03K783



3 Approve Discharge of Supervisory Board of Mgmt For Against RIB Software AG for Fiscal 2017

177

Abstimmungsergebnisse Deka Investment GmbH RIB Software SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Approve Discharge of Management Board of Mgmt For For RIB Software AG for Fiscal 2017


6 Approve Discharge of Senior Management for Mgmt For For Fiscal 2017

7 Ratify BW Partner Bauer Schaetz Hasenclever Mgmt For Against Partnerschaft mbB as Auditors for Fiscal 2018

8 Elect Mads Rasmussen to the Board of Mgmt For Against Directors



11 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million; Approve Creation of EUR 5.2 Million Pool of Conditional Capital to Guarantee Conversion Rights Rio Tinto plc Meeting Date: 11/04/2018 Country: United Kingdom Meeting Type: Annual Ticker: RIO Primary ISIN: GB0007188757 Primary SEDOL: 0718875

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Resolutions 1 to 17 will be Voted on by Rio Mgmt Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate

1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Policy Mgmt For For 3 Approve Remuneration Report for UK Law Mgmt For For Purposes

4 Approve Remuneration Report for Australian Mgmt For For Law Purposes 5A Approve 2018 Equity Incentive Plan Mgmt For For

178


Rio Tinto plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5B Approve the Potential Termination of Benefits Mgmt For For Payable under the 2018 Equity Incentive Plan 6 Re-elect Megan Clark as Director Mgmt For For 7 Re-elect David Constable as Director Mgmt For For 8 Re-elect Ann Godbehere as Director Mgmt For For 9 Re-elect Simon Henry as Director Mgmt For For 10 Re-elect Jean-Sebastien Jacques as Director Mgmt For For 11 Re-elect Sam Laidlaw as Director Mgmt For For 12 Re-elect Michael L'Estrange as Director Mgmt For For 13 Re-elect Chris Lynch as Director Mgmt For For 14 Re-elect Simon Thompson as Director Mgmt For For 15 Reappoint PricewaterhouseCoopers LLP as Mgmt For For Auditors

16 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors

17 Authorise EU Political Donations and Mgmt For For Expenditure Resolutions 18 to 21 will be Voted on by Rio Mgmt Tinto plc Shareholders Only


19 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 20 Authorise Market Purchase of Ordinary Shares Mgmt For Against 21 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice Rocket Internet SE Meeting Date: 08/06/2018 Country: Germany Meeting Type: Annual Ticker: RKET Primary ISIN: DE000A12UKK6 Primary SEDOL: BR17150


179

Abstimmungsergebnisse Deka Investment GmbH Rocket Internet SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Omission Mgmt For For of Dividends




6 Approve Decrease in Size of Supervisory Mgmt For For Board to Four Members 7.1 Elect Marcus Englert to the Supervisory Board Mgmt For For 7.2 Elect Norbert Lang to the Supervisory Board Mgmt For For 7.3 Elect Pierre Louette to the Supervisory Board Mgmt For For 7.4 Elect Joachim Schindler to the Supervisory Mgmt For For Board 8 Approve Remuneration of Supervisory Board Mgmt For For 9.1 Approve Affiliation Agreements with GFC Mgmt For For Global Founders Capital GmbH

9.2 Approve Affiliation Agreements with Bambino Mgmt For For 106. V V UG

9.3 Approve Affiliation Agreements with Atrium Mgmt For For 122. Europaeische VV SE


11 Authorize Use of Financial Derivatives when Mgmt For Against Repurchasing Shares Royal Dutch Shell plc Meeting Date: 22/05/2018 Country: United Kingdom Meeting Type: Annual Ticker: RDSA Primary ISIN: GB00B03MLX29 Primary SEDOL: B03MLX2

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Management Proposals Mgmt 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For Against

180


Royal Dutch Shell plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Elect Ann Godbehere as Director Mgmt For For 4 Re-elect Ben van Beurden as Director Mgmt For For 5 Re-elect Euleen Goh as Director Mgmt For For 6 Re-elect Charles Holliday as Director Mgmt For For 7 Re-elect Catherine Hughes as Director Mgmt For For 8 Re-elect Gerard Kleisterlee as Director Mgmt For For 9 Re-elect Roberto Setubal as Director Mgmt For For 10 Re-elect Sir Nigel Sheinwald as Director Mgmt For For 11 Re-elect Linda Stuntz as Director Mgmt For For 12 Re-elect Jessica Uhl as Director Mgmt For For 13 Re-elect Gerrit Zalm as Director Mgmt For For 14 Reappoint Ernst & Young LLP as Auditors Mgmt For For 15 Authorise the Audit Committee to Fix Mgmt For For Remuneration of Auditors


17 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights 18 Authorise Market Purchase of Ordinary Shares Mgmt For Against Shareholder Proposal Mgmt 19 Request Shell to Set and Publish Targets for SH Against Against Greenhouse Gas (GHG) Emissions Royal Philips NV Meeting Date: 19/10/2018 Country: Netherlands Meeting Type: Special Ticker: PHIA Primary ISIN: NL0000009538 Primary SEDOL: 5986622

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Special Meeting Agenda Mgmt 1 Elect A. Marc Harrison to Supervisory Board Mgmt For For 2 Approve Remuneration of Supervisory Board Mgmt For For

181


RWE AG Meeting Date: 26/04/2018 Country: Germany Meeting Type: Annual Ticker: RWE Primary ISIN: DE0007037129 Primary SEDOL: 4768962






6 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Half-Year and Quarterly Reports 2018

7 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares without Preemptive Rights

8 Approve Creation of EUR 315 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights Shareholder Proposals Submitted by DELPHI Mgmt Unternehmensberatung Aktiengesellschaft and Deutsche Balaton Aktiengesellschaft

9 Approve Conversion of Preferred Shares into SH Against Against Bearer Shares Safran Meeting Date: 25/05/2018 Country: France Meeting Type: Annual/Special Ticker: SAF Primary ISIN: FR0000073272 Primary SEDOL: B058TZ6


182

Abstimmungsergebnisse Deka Investment GmbH Safran Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports


4 Approve Additional Pension Scheme Mgmt For For Agreement with Ross McInnes, Chairman of the Board

5 Approve Additional Pension Scheme Mgmt For For Agreement with Philippe Petitcolin, CEO 6 Approve Transaction with the French State Mgmt For For 7 Reelect Monique Cohen as Director Mgmt For For 8 Elect Didier Domange as Director Mgmt For Against 9 Elect F&P as Director Mgmt For Against 10 Approve Compensation of Ross McInnes, Mgmt For For Chairman of the Board

11 Approve Compensation of Philippe Petitcolin, Mgmt For For CEO

12 Approve Remuneration Policy of the Chairman Mgmt For Against of the Board 13 Approve Remuneration Policy of the CEO Mgmt For Against 14 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 15 Amend Article 4 of Bylaws Re: Headquarters Mgmt For For 16 Amend Article 40 of Bylaws Re: Designation Mgmt For For of Alternate Auditors


18 Authorize Filing of Required Documents/Other Mgmt For For Formalities Safran SA Meeting Date: 27/11/2018 Country: France Meeting Type: Special Ticker: SAF Primary ISIN: FR0000073272 Primary SEDOL: B058TZ6

183


Safran SA

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 2 Approve Merger by Absorption of Zodiac Mgmt For For Aerospace by Safran 3 Amend Article 10 of Bylaws Re: Voting Rights Mgmt For For 4 Authorize Filing of Required Documents/Other Mgmt For For Formalities Salzgitter AG Meeting Date: 24/05/2018 Country: Germany Meeting Type: Annual Ticker: SZG Primary ISIN: DE0006202005 Primary SEDOL: 5465358





5 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2018 6.1 Elect Ulrike Brouzi to the Supervisory Board Mgmt For Against 6.2 Elect Bernd Drouven to the Supervisory Board Mgmt For For 6.3 Elect Roland Flach to the Supervisory Board Mgmt For Against 6.4 Elect Reinhold Hilbers to the Supervisory Mgmt For For Board

6.5 Elect Susanne Knorre to the Supervisory Mgmt For For Board 6.6 Elect Dieter Koester to the Supervisory Board Mgmt For Against

184


Salzgitter AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6.7 Elect Heinz Kreuzer to the Supervisory Board Mgmt For For 6.8 Elect Joachim Schindler to the Supervisory Mgmt For For Board

6.9 Elect Birgit Spanner-Ulmer to the Supervisory Mgmt For Against Board

6.10 Elect Heinz-Gerhard Wente to the Supervisory Mgmt For Against Board

6.11 Elect Werner Tegtmeier to the Supervisory Mgmt For Against Board Sanofi Meeting Date: 02/05/2018 Country: France Meeting Type: Annual/Special Ticker: SAN Primary ISIN: FR0000120578 Primary SEDOL: 5671735



3 Approve Allocation of Income and Dividends Mgmt For For of EUR 3.03 per Share 4 Reelect Olivier Brandicourt as Director Mgmt For For 5 Reelect Patrick Kron as Director Mgmt For For 6 Reelect Christian Mulliez as Director Mgmt For Against 7 Elect Emmanuel Babeau as Director Mgmt For For 8 Approve Remuneration Policy for Chairman of Mgmt For For the Board 9 Approve Remuneration Policy for CEO Mgmt For For 10 Approve Compensation of Serge Weinberg, Mgmt For For Chairman of the Board

11 Approve Compensation of Olivier Brandicourt, Mgmt For For CEO

12 Renew Appointment of Ernst and Young et Mgmt For Against Autres as Auditor

185

Abstimmungsergebnisse Deka Investment GmbH Sanofi Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 13 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 14 Amend Articles 11 and 12 of Bylaws Re: Mgmt For For Board of Directors

15 Authorize Filing of Required Documents/Other Mgmt For For Formalities SAP SE Meeting Date: 17/05/2018 Country: Germany Meeting Type: Annual Ticker: SAP Primary ISIN: DE0007164600 Primary SEDOL: 4846288





5 Approve Remuneration System for Mgmt For For Management Board Members 6 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For Against 7.1 Elect Aicha Evans to the Supervisory Board Mgmt For For 7.2 Elect Friederike Rotsch to the Supervisory Mgmt For For Board

7.3 Elect Gerhard Oswald to the Supervisory Mgmt For For Board 7.4 Elect Diane Greene to the Supervisory Board Mgmt For For 8 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares 9 Amend Articles Re: Supervisory Board Term Mgmt For For

186


Schaltbau Holding AG Meeting Date: 07/06/2018 Country: Germany Meeting Type: Annual Ticker: SLT Primary ISIN: DE0007170300 Primary SEDOL: 4783608

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Management Proposals Mgmt 1 Receive Financial Statements and Statutory Mgmt Reports for Fiscal 2017 (Non-Voting)

2 Approve Discharge of Management Board Mgmt For For Member Elisabeth Prigge for Fiscal 2016


4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 Shareholder Proposals Submitted by Mgmt Luxempart S.A. and Monolith Duitsland B.V

4.1 Dismiss Supervisory Board Member Ralph SH None Against Heck 4.2.1 Elect Thorsten Grenz to the Supervisory Board SH None For 4.2.2 Elect Hans Fechner to the Supervisory Board SH None Against Management Proposals Mgmt 5 Elect Albrecht Koehler to the Supervisory Mgmt For Against Board

6 Approve Conversion of Bearer Shares into Mgmt For For Registered Shares


7.2 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Half Year Report for Fiscal 2018 Schneider Electric SE Meeting Date: 24/04/2018 Country: France Meeting Type: Annual/Special Ticker: SU Primary ISIN: FR0000121972 Primary SEDOL: 4834108

187


Schneider Electric SE



3 Approve Allocation of Losses and Dividends of Mgmt For For EUR 2.20 per Share 4 Approve Agreement with Jean-Pascal Tricoire Mgmt For Against 5 Approve Agreement with Emmanuel Babeau Mgmt For Against 6 Approve Auditors' Special Report on Mgmt For For Related-Party Transactions

7 Approve Compensation of Jean Pascal Mgmt For Against Tricoire, Chairman and CEO

8 Approve Compensation of Emmanuel Babeau, Mgmt For Against Vice-CEO

9 Approve Remuneration Policy of Chairman Mgmt For Against and CEO 10 Approve Remuneration Policy of Vice-CEO Mgmt For Against 11 Reelect Willy Kissling as Director Mgmt For Against 12 Reelect Linda Knoll as Director Mgmt For For 13 Elect Fleur Pellerin as Director Mgmt For For 14 Elect Anders Runevad as Director Mgmt For For 15 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 16 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans

17 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries Ordinary Business Mgmt 18 Authorize Filing of Required Documents/Other Mgmt For For Formalities

188

Abstimmungsergebnisse Deka Investment GmbH Schuler AG Meeting Date: 24/04/2018 Country: Germany Meeting Type: Annual Ticker: SCUN Primary ISIN: DE000A0V9A22 Primary SEDOL: B3B2867




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For Against

Scout24 AG Meeting Date: 21/06/2018 Country: Germany Meeting Type: Annual Ticker: G24 Primary ISIN: DE000A12DM80 Primary SEDOL: BYT9340




4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 6.1 Elect Ciara Smyth to the Supervisory Board Mgmt For For 6.2 Elect Hans-Holger Albrecht to the Supervisory Mgmt For For Board

7 Approve Decrease in Size of Supervisory Mgmt For For Board to Six Members 8 Approve Remuneration of Supervisory Board Mgmt For For

189


Scout24 AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 9 Amend Corporate Purpose Mgmt For For 10 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million; Approve Creation of EUR 10.8 Million Pool of Capital to Guarantee Conversion Rights SGL Carbon SE Meeting Date: 29/05/2018 Country: Germany Meeting Type: Annual Ticker: SGL Primary ISIN: DE0007235301 Primary SEDOL: 4818351



3 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 4 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 5.1 Approve Decrease in Size of Supervisory Mgmt For For Board to Eight Members 5.2 Fix Remuneration of Audit Committee Mgmt For For 5.3 Amend Articles Re: Chairman of General Mgmt For For Meeting

6.1 Elect Ingeborg Neumann to the Supervisory Mgmt For For Board

6.2 Elect Christine Bortenlaenger to the Mgmt For Against Supervisory Board 6.3 Elect Daniel Camus to the Supervisory Board Mgmt For Against

Siemens AG Meeting Date: 31/01/2018 Country: Germany Meeting Type: Annual Ticker: SIE Primary ISIN: DE0007236101 Primary SEDOL: 5727973

190


Siemens AG





5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2017/2018 6.1 Elect Werner Brandt to the Supervisory Board Mgmt For For 6.2 Elect Michael Diekmann to the Supervisory Mgmt For For Board 6.3 Elect Benoit Potier to the Supervisory Board Mgmt For For 6.4 Elect Norbert Reithofer to the Supervisory Mgmt For For Board 6.5 Elect Nemat Talaat to the Supervisory Board Mgmt For For 6.6 Elect Nathalie von Siemens to the Supervisory Mgmt For For Board

6.7 Elect Matthias Zachert to the Supervisory Mgmt For For Board 7 Amend Corporate Purpose Mgmt For For 8 Amend Articles Re: Notice of General Meeting Mgmt For For 9 Approve Affiliation Agreements with Mgmt For For Subsidiary Flender GmbH

10.1 Approve Affiliation Agreements with Mgmt For For Subsidiary Kyros 53 GmbH

10.2 Approve Affiliation Agreements with Mgmt For For Subsidiary Kyros 54 GmbH Sika AG Meeting Date: 17/04/2018 Country: Switzerland Meeting Type: Annual Ticker: SIK Primary ISIN: CH0000587979 Primary SEDOL: 4808084

191


Sika AG

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Management Proposals Mgmt 1 Accept Financial Statements and Statutory Mgmt For For Reports

2 Approve Allocation of Income and Dividends Mgmt For For of CHF 111 per Bearer Share and CHF 18.50 per Registered Share

3.1.1 Approve Discharge of Board Member Urs Mgmt For Against Burkard

3.1.2 Approve Discharge of Board Member Frits van Mgmt For For Dijk

3.1.3 Approve Discharge of Board Member Paul Mgmt For For Haelg

3.1.4 Approve Discharge of Board Member Willi Mgmt For Against Leimer

3.1.5 Approve Discharge of Board Member Monika Mgmt For For Ribar

3.1.6 Approve Discharge of Board Member Daniel Mgmt For For Sauter

3.1.7 Approve Discharge of Board Member Ulrich Mgmt For For Suter

3.1.8 Approve Discharge of Board Member Juergen Mgmt For Against Tinggren

3.1.9 Approve Discharge of Board Member Mgmt For For Christoph Tobler 3.2 Approve Discharge of Senior Management Mgmt For For 4.1.1 Reelect Paul Haelg as Director Mgmt For For 4.1.2 Reelect Urs Burkard as Director (Representing Mgmt For Against Holders of Registered Shares)

4.1.3 Reelect Frits van Dijk as Director Mgmt For For (Representing Holders of Bearer Shares) 4.1.4 Reelect Willi Leimer as Director Mgmt For For 4.1.5 Reelect Monika Ribar as Director Mgmt For For 4.1.6 Reelect Daniel Sauter as Director Mgmt For Against 4.1.7 Reelect Ulrich Suter as Director Mgmt For Against 4.1.8 Reelect Juergen Tinggren as Director Mgmt For For 4.1.9 Reelect Christoph Tobler as Director Mgmt For Against Shareholder Proposals Submitted by Mgmt Schenker-Winkler Holding AG

192

Abstimmungsergebnisse Deka Investment GmbH Sika AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.2 Elect Jacques Bischoff as Director SH Against Against Management Proposals Mgmt 4.3.1 Reelect Paul Haelg as Board Chairman Mgmt For For Shareholder Proposals Submitted by Mgmt Schenker-Winkler Holding AG 4.3.2 Elect Jacques Bischoff as Board Chairman SH Against Against Management Proposals Mgmt 4.4.1 Reappoint Frits van Dijk as Member of the Mgmt For For Compensation Committee

4.4.2 Reappoint Urs Burkard as Member of the Mgmt For Against Compensation Committee

4.4.3 Reappoint Daniel Sauter as Member of the Mgmt For Against Compensation Committee 4.5 Ratify Ernst & Young AG as Auditors Mgmt For For 4.6 Designate Jost Windlin as Independent Proxy Mgmt For For 5.1 Approve Remuneration of Directors in the Mgmt For For Amount of CHF 2.9 Million from the Period of the 2015 until the 2016 Annual General Meeting

5.2 Approve Remuneration of Directors in the Mgmt For For Amount of CHF 2.9 Million from the Period of the 2016 until the 2017 Annual General Meeting

5.3 Approve Remuneration of Directors in the Mgmt For For Amount of CHF 2.9 Million from the Period of the 2017 until the 2018 Annual General Meeting 5.4 Approve Remuneration Report (Non-Binding) Mgmt For For 5.5 Approve Remuneration of Directors in the Mgmt For For Amount of CHF 3 Million

5.6 Approve Remuneration of Executive Mgmt For For Committee in the Amount of CHF 18 Million

6.1 Confirm Appointment of Joerg Riboni as Mgmt For For Special Expert Shareholder Proposals Submitted by Cascade Mgmt Investment, L.L.C., Bill & Melinda Gates Foundation Trust, Fidelity Worldwide Investment and Threadneedle Investments

6.2 Extend the Term of Office of the Special SH For For Experts Committee until AGM 2022 Shareholder Proposals Submitted by Mgmt Schenker-Winkler Holding AG 7 Approve Special Audit SH Against Against

193


Sika AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Management Proposals Mgmt 8 Transact Other Business (Voting) Mgmt Against Against

Sika AG Meeting Date: 17/04/2018 Country: Switzerland Meeting Type: Annual Ticker: SIK Primary ISIN: CH0000587979 Primary SEDOL: 4808084


Siltronic AG Meeting Date: 19/04/2018 Country: Germany Meeting Type: Annual Ticker: WAF Primary ISIN: DE000WAF3001 Primary SEDOL: BYY5978




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 6 Approve Remuneration System for Mgmt For Against Management Board Members

7.1 Elect Gabrijela Rodosek to the Supervisory Mgmt For For Board 7.2 Elect Sieglinde Feist to the Supervisory Board Mgmt For For 7.3 Elect Hermann Gerlinger to the Supervisory Mgmt For For Board

194

Abstimmungsergebnisse Deka Investment GmbH Siltronic AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7.4 Elect Michael Hankel to the Supervisory Board Mgmt For For 7.5 Elect Bernd Jonas to the Supervisory Board Mgmt For For 7.6 Elect Tobias Ohler to the Supervisory Board Mgmt For For

Sixt Leasing SE Meeting Date: 19/06/2018 Country: Germany Meeting Type: Annual Ticker: LNSX Primary ISIN: DE000A0DPRE6 Primary SEDOL: BX3JSJ9






6 Amend Articles Re: Cancellation of the Right Mgmt For For to Nominate Supervisory Board Member 7.1 Elect Marcus Englert to the Supervisory Board Mgmt For For 7.2 Elect Erich Sixt to the Supervisory Board Mgmt For Against 7.3 Elect Bernd Metzner to the Supervisory Board Mgmt For Against

Sixt SE Meeting Date: 21/06/2018 Country: Germany Meeting Type: Annual Ticker: SIX2 Primary ISIN: DE0007231326 Primary SEDOL: 5260768

195


Sixt SE


2 Approve Allocation of Income and Dividends Mgmt For For of EUR 4.00 per Common Share and EUR 4.02 per Preference Share




6 Approve Affiliation Agreements with SXT Mgmt For For Projects and Services GmbH SLM Solutions Group AG Meeting Date: 22/06/2018 Country: Germany Meeting Type: Annual Ticker: AM3D Primary ISIN: DE000A111338 Primary SEDOL: BMHTHK2






6 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 9 Million Pool of Capital to Guarantee Conversion Rights

196

Abstimmungsergebnisse Deka Investment GmbH SMA Solar Technology AG Meeting Date: 24/05/2018 Country: Germany Meeting Type: Annual Ticker: S92 Primary ISIN: DE000A0DJ6J9 Primary SEDOL: B3B20H2



3.1 Approve Discharge of Management Board Mgmt For For Member Ulrich Hadding for Fiscal 2017

3.2 Approve Discharge of Management Board Mgmt For For Member Juergen Reinert for Fiscal 2017

3.3 Approve Discharge of Management Board Mgmt For For Member Pierre-Pascal Urbon for Fiscal 2017

4.1 Approve Discharge of Supervisory Board Mgmt For Against Member Roland Bent for Fiscal 2017

4.2 Approve Discharge of Supervisory Board Mgmt For Against Member Oliver Dietzel for Fiscal 2017

4.3 Approve Discharge of Supervisory Board Mgmt For Against Member Peter Drews for Fiscal 2017

4.4 Approve Discharge of Supervisory Board Mgmt For Against Member Erik Ehrentraut for Fiscal 2017

4.5 Approve Discharge of Supervisory Board Mgmt For Against Member Kim Fausing for Fiscal 2017

4.6 Approve Discharge of Supervisory Board Mgmt For Against Member Johannes Haede for Fiscal 2017

4.7 Approve Discharge of Supervisory Board Mgmt For Against Member Heike Haigis for Fiscal 2017

4.8 Approve Discharge of Supervisory Board Mgmt For Against Member Alexa Hergenroether for Fiscal 2017

4.9 Approve Discharge of Supervisory Board Mgmt For Against Member Yvonne Siebert for Fiscal 2017

4.10 Approve Discharge of Supervisory Board Mgmt For Against Member Matthias Victor for Fiscal 2017

4.11 Approve Discharge of Supervisory Board Mgmt For Against Member Hans-Dieter Werner for Fiscal 2017

4.12 Approve Discharge of Supervisory Board Mgmt For Against Member Reiner Wettlaufer for Fiscal 2017


6 Approve EUR 3.4 Million Pool of Capital Mgmt For For without Preemptive Rights

197

Abstimmungsergebnisse Deka Investment GmbH SMA Solar Technology AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7 Amend Corporate Purpose Mgmt For For

SMT Scharf AG Meeting Date: 23/05/2018 Country: Germany Meeting Type: Annual Ticker: S4A Primary ISIN: DE0005751986 Primary SEDOL: B1VQLL1




4 Ratify Roedl & Partner GmbH as Auditors for Mgmt For For Fiscal 2018



7 Approve Stock Option Plan for Key Mgmt For For Employees; Approve Creation of EUR 462,000 Pool of Conditional Capital to Guarantee Conversion Rights 8 Approve Remuneration of Supervisory Board Mgmt For Against

Societe Generale Meeting Date: 23/05/2018 Country: France Meeting Type: Annual/Special Ticker: GLE Primary ISIN: FR0000130809 Primary SEDOL: 5966516


198


Societe Generale Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports

2 Approve Financial Statements and Statutory Mgmt For For Reports



5 Approve Remuneration Policy of Chairman of Mgmt For For the Board

6 Approve Remuneration Policy of CEO and Vice Mgmt For For CEOs

7 Approve Compensation of Lorenzo Bini Mgmt For For Smaghi, Chairman of the Board

8 Approve Compensation of Frederic Oudea, Mgmt For For CEO

9 Approve Compensation of Severin Cabannes, Mgmt For For Vice-CEO

10 Approve Compensation of Bernardo Sanchez Mgmt For For Incera, Vice-CEO

11 Approve Compensation of Didier Valet, Mgmt For For Vice-CEO

12 Approve the Aggregate Remuneration Mgmt For For Granted in 2017 to Certain Senior Management, Responsible Officers and Risk-Takers 13 Reelect Lorenzo Bini Smaghi as Director Mgmt For For 14 Elect Jerome Contamine as Director Mgmt For For 15 Elect Diane Cote as Director Mgmt For For 16 Approve Remuneration of Directors in the Mgmt For For Aggregate Amount of EUR 1.7 Million

17 Renew Appointment of Ernst and Young et Mgmt For Against Autres as Auditor

18 Renew Appointment of Deloitte and Associes Mgmt For For as Auditor

19 Authorize Repurchase of Up to 5 Percent of Mgmt For Against Issued Share Capital Extraordinary Business Mgmt 20 Authorize Issuance of Equity or Equity-Linked Mgmt For Against Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 333.2 Million and/or Capitalization of Reserves of up to EUR 550 Million

199

Abstimmungsergebnisse Deka Investment GmbH Societe Generale Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 21 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100.98 Million


23 Authorize Issuance of Convertible Bonds for Mgmt For For Private Placements without Preemptive Rights, up to Aggregate Nominal Amount of EUR 100.98 Million


25 Authorize up to 1.4 Percent of Issued Capital Mgmt For For for Use in Restricted Stock Plans Reserved for Regulated Persons

26 Authorize up to 0.6 Percent of Issued Capital Mgmt For For for Use in Restricted Stock Plans Reserved forEmployees Excluding Regulated Persons


28 Authorize Filing of Required Documents/Other Mgmt For For Formalities Software AG Meeting Date: 30/05/2018 Country: Germany Meeting Type: Annual Ticker: SOW Primary ISIN: DE000A2GS401 Primary SEDOL: BF06WX9




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5 Ratify BDO AG as Auditors for Fiscal 2018 Mgmt For For

200


Spirit Airlines, Inc. Meeting Date: 22/05/2018 Country: USA Meeting Type: Annual Ticker: SAVE Primary ISIN: US8485771021 Primary SEDOL: B3ZG8F4

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Robert D. Johnson Mgmt For For 1.2 Elect Director Barclay G. Jones, III Mgmt For Withhold 1.3 Elect Director Dawn M. Zier Mgmt For For 2 Ratify Ernst & Young LLP as Auditors Mgmt For For 3 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year

Stada Arzneimittel AG Meeting Date: 02/02/2018 Country: Germany Meeting Type: Special Ticker: SAZ Primary ISIN: DE0007251803 Primary SEDOL: 5386750

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Affiliation Agreement with Nidda Mgmt For For Healthcare GmbH

2 Voting Instructions for Motions or Mgmt None Abstain Nominations by Shareholders that are not Made Accessible Before the EGM and that are Made or Amended in the Course of the EGM Stada Arzneimittel AG Meeting Date: 06/06/2018 Country: Germany Meeting Type: Annual Ticker: SAZ Primary ISIN: DE0007251803 Primary SEDOL: 5386750

201


Stada Arzneimittel AG



3.1 Approve Postponement of Discharge of Mgmt For For Management Board Member Matthias Wiedenfels for Fiscal 2017

3.2 Approve Postponement of Discharge of Mgmt For For Management Board Member Helmut Kraft for Fiscal 2017

3.3 Approve Discharge of Management Board Mgmt For For Member Engelbert Coster Tjeenk Willink for Fiscal 2017

3.4 Approve Discharge of Management Board Mgmt For For Member Bernhard Duettmann for Fiscal 2017

3.5 Approve Discharge of Management Board Mgmt For For Member Claudio Albrecht for Fiscal 2017

3.6 Approve Discharge of Management Board Mgmt For For Member Mark Keatley for Fiscal 2017

3.7 Approve Discharge of Management Board Mgmt For For Member Barthold Piening for Fiscal 2017

4.1 Approve Discharge of Supervisory Board Mgmt For For Member Carl Oetker for Fiscal 2017

4.2 Approve Discharge of Supervisory Board Mgmt For For Member Rolf Hoffmann for Fiscal 2017

4.3 Approve Discharge of Supervisory Board Mgmt For For Member Birgit Kudlek for Fiscal 2017

4.4 Approve Discharge of Supervisory Board Mgmt For For Member Tina Mueller for Fiscal 2017

4.5 Approve Discharge of Supervisory Board Mgmt For For Member Gunnar Riemann for Fiscal 2017

4.6 Approve Discharge of Supervisory Board Mgmt For For Member Guenter von Au for Fiscal 2017

4.7 Approve Discharge of Supervisory Board Mgmt For For Member Jens Steegers for Fiscal 2017

4.8 Approve Discharge of Supervisory Board Mgmt For For Member Eric Cornut for Fiscal 2017

4.9 Approve Discharge of Supervisory Board Mgmt For For Member Halil Duru for Fiscal 2017

4.10 Approve Discharge of Supervisory Board Mgmt For For Member Jan-Nicolas Garbe for Fiscal 2017

4.11 Approve Discharge of Supervisory Board Mgmt For For Member Benjamin Kunstler for Fiscal 2017

202

Abstimmungsergebnisse Deka Investment GmbH Stada Arzneimittel AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.12 Approve Discharge of Supervisory Board Mgmt For For Member Ute Pantke for Fiscal 2017

4.13 Approve Discharge of Supervisory Board Mgmt For For Member Bruno Schick for Fiscal 2017

4.14 Approve Discharge of Supervisory Board Mgmt For For Member Michael Siefke for Fiscal 2017


6.1 Elect Guenter von Au to the Supervisory Mgmt For For Board 6.2 Elect Eric Cornut to the Supervisory Board Mgmt For For 6.3 Elect Jan-Nicolas Garbe to the Supervisory Mgmt For For Board

6.4 Elect Benjamin Kunstler to the Supervisory Mgmt For For Board 6.5 Elect Bruno Schick to the Supervisory Board Mgmt For For 6.6 Elect Michael Siefke to the Supervisory Board Mgmt For For 7 Approve Creation of EUR 81 Million Pool of Mgmt For Against Capital without Preemptive Rights; Amend Articles to Reflect Changes in Capital

8 Amend Articles Re: Clarifications, Editorial Mgmt For For Changes and Harmonization of Existing Provisions STEICO SE Meeting Date: 21/06/2018 Country: Germany Meeting Type: Annual Ticker: ST5 Primary ISIN: DE000A0LR936 Primary SEDOL: B1YNGV4





203

Abstimmungsergebnisse Deka Investment GmbH STEICO SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Approve Creation of EUR 7 Million Pool of Mgmt For Against Capital without Preemptive Rights STRATEC Biomedical Systems AG Meeting Date: 30/05/2018 Country: Germany Meeting Type: Annual Ticker: SBS Primary ISIN: DE000STRA555 Primary SEDOL: BYTK8S2





5 Ratify Ebner Stolz GmbH & Co. KG as Mgmt For For Auditors for Fiscal 2018

6 Approve Stock Option Plan for Key Mgmt For For Employees; Approve Creation of EUR 810,000 Pool of Conditional Capital to Guarantee Conversion Rights

7.1 Change of Corporate Form Societas Europaea Mgmt For For (SE) 7.2.1 Elect Fred Brueckner to the Supervisory Board Mgmt For Against 7.2.2 Elect Stefanie Remmele to the Supervisory Mgmt For For Board 7.2.3 Elect Rainer Baule to the Supervisory Board Mgmt For For

Stroeer SE & Co KGaA Meeting Date: 30/05/2018 Country: Germany Meeting Type: Annual Ticker: SAX Primary ISIN: DE0007493991 Primary SEDOL: B3S3S52

204


Stroeer SE & Co KGaA






6 Approve Increase in Size of Board to Sixteen Mgmt For For Members

7.1 Elect Christoph Vilanek to the Supervisory Mgmt For Against Board 7.2 Elect Dirk Stroeer to the Supervisory Board Mgmt For Against 7.3 Elect Ulrich Voigt to the Supervisory Board Mgmt For Against 7.4 Elect Julia Flemmerer to the Supervisory Mgmt For Against Board 7.5 Elect Anette Bronder to the Supervisory Board Mgmt For Against 7.6 Elect Vicente Bosch to the Supervisory Board Mgmt For Against 7.7 Elect Martin Diederichs to the Supervisory Mgmt For For Board

7.8 Elect Petra Sontheimer to the Supervisory Mgmt For For Board 8 Amend Corporate Purpose Mgmt For For 9 Approve Affiliation Agreement with Stroeer Mgmt For For Performance Group GmbH Suedzucker AG Meeting Date: 19/07/2018 Country: Germany Meeting Type: Annual Ticker: SZU Primary ISIN: DE0007297004 Primary SEDOL: 5784462

205


Suedzucker AG





5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2018/19 6 Amend Articles Re: Legal Form of Shares Mgmt For For

SUESS MicroTec SE Meeting Date: 06/06/2018 Country: Germany Meeting Type: Annual Ticker: SMHN Primary ISIN: DE000A1K0235 Primary SEDOL: B6YT190




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5 Ratify BDO AG as Auditors for Fiscal 2018 Mgmt For Against 6 Approve Creation of EUR 2.5 Million Pool of Mgmt For For Capital without Preemptive Rights


206

Abstimmungsergebnisse Deka Investment GmbH Surteco SE Meeting Date: 28/06/2018 Country: Germany Meeting Type: Annual Ticker: SUR Primary ISIN: DE0005176903 Primary SEDOL: 5785186





5 Elect Andreas Engelhardt to the Supervisory Mgmt For For Board

6 Change Company Name to Surteco Group SE; Mgmt For For Change Location of Registered Office Headquarters to Buttenwiesen, Germany

7.1 Approve Affiliation Agreement with Mgmt For For BauschLinnemann GmbH

7.2 Approve Affiliation Agreement with Doellken Mgmt For For Profiles GmbH

7.3 Approve Affiliation Agreement with Surteco Mgmt For For Beteiligungen GmbH

8 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2018 Symrise AG Meeting Date: 16/05/2018 Country: Germany Meeting Type: Annual Ticker: SY1 Primary ISIN: DE000SYM9999 Primary SEDOL: B1JB4K8




207

Abstimmungsergebnisse Deka Investment GmbH Symrise AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017

5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2018 6 Elect Bernd Hirsch to the Supervisory Board Mgmt For Against 7 Approve Remuneration of Supervisory Board Mgmt For For

TAG Immobilien AG Meeting Date: 23/05/2018 Country: Germany Meeting Type: Annual Ticker: TEG Primary ISIN: DE0008303504 Primary SEDOL: 5735631




4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 6.1 Elect Rolf Elgeti to the Supervisory Board Mgmt For For 6.2 Elect Lothar Lanz to the Supervisory Board Mgmt For For 6.3 Elect Kristin Wellner to the Supervisory Board Mgmt For For 6.4 Elect Philipp Wagner to the Supervisory Board Mgmt For For 7 Approve Remuneration System for Mgmt For For Management Board Members


9 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million; Approve Creation of EUR 29 Million Pool of Capital to Guarantee Conversion Rights

208

Abstimmungsergebnisse Deka Investment GmbH Talanx AG Meeting Date: 08/05/2018 Country: Germany Meeting Type: Annual Ticker: TLX Primary ISIN: DE000TLX1005 Primary SEDOL: B8F0TD6






5.2 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for the First Quarter of Fiscal 2019

6.1 Elect Antonia Aschendorf to the Supervisory Mgmt For Against Board 6.2 Elect Herbert Haas to the Supervisory Board Mgmt For Against 6.3 Elect Hermann Jung to the Supervisory Board Mgmt For Against 6.4 Elect Thomas Lindner to the Supervisory Mgmt For Against Board 6.5 Elect Dirk Lohmann to the Supervisory Board Mgmt For Against 6.6 Elect Erhard Schipporeit to the Supervisory Mgmt For Against Board 6.7 Elect Norbert Steiner to the Supervisory Board Mgmt For Against 6.8 Elect Angela Titzrath to the Supervisory Board Mgmt For Against

Technotrans AG Meeting Date: 18/05/2018 Country: Germany Meeting Type: Annual Ticker: TTR1 Primary ISIN: DE000A0XYGA7 Primary SEDOL: 5413700

209


Technotrans AG





5 Ratify KPMG Wirtschaftspruefungsgesellschaft Mgmt For Against as Auditors for Fiscal 2018 6.1 Elect Heinz Harling to the Supervisory Board Mgmt For Against 6.2 Elect Norbert Broecker to the Supervisory Mgmt For Against Board

7 Approve Creation of EUR 3.5 Million Pool of Mgmt For Against Capital with Partial Exclusion of Preemptive Rights; Amend Articles to Reflect Changes in Capital


9 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million; Approve Creation of EUR 3.5 Million Pool of Conditional Capital to Guarantee Conversion Rights 10 Approve Remuneration of Supervisory Board Mgmt For Against 11 Change of Corporate Form to Societas Mgmt For For Europaea (SE) Tele Columbus AG Meeting Date: 25/06/2018 Country: Germany Meeting Type: Annual Ticker: TC1 Primary ISIN: DE000TCAG172 Primary SEDOL: BVCXBC2


210

Abstimmungsergebnisse Deka Investment GmbH Tele Columbus AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Discharge of Management Board for Mgmt For For Fiscal 2017



5 Approve Affiliation Agreements with Tele Mgmt For For Columbus Infrastrukturprojekte GmbH and WWcon Waerme-Wohnen-Contracting GmbH Telefonica Deutschland Holding AG Meeting Date: 17/05/2018 Country: Germany Meeting Type: Annual Ticker: O2D Primary ISIN: DE000A1J5RX9 Primary SEDOL: B7VG6L8






5.2 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for the 2019 Interim Financial Statements Until the 2019 AGM

6 Reelect Julio Esteban Linares Lopez to the Mgmt For Against Supervisory Board

7 Approve Affiliation Agreement with Subsidiary Mgmt For For Telefonica Germany Management GmbH

8.1 Approve EUR 7.5 Million Capitalization of Mgmt For For Reserves

8.2 Approve EUR 4.5 Million Reduction in Share Mgmt For For Capital

8.3 Reduce Existing Conditional Capital to EUR Mgmt For For 558.5 Million if Item 8.1 is Approved

211

Abstimmungsergebnisse Deka Investment GmbH Telefonica S.A. Meeting Date: 07/06/2018 Country: Spain Meeting Type: Annual Ticker: TEF Primary ISIN: ES0178430E18 Primary SEDOL: 5732524

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Approve Consolidated and Standalone Mgmt For For Financial Statements 1.2 Approve Discharge of Board Mgmt For Against 2 Approve Allocation of Income Mgmt For For 3.1 Reelect Luiz Fernando Furlan as Director Mgmt For Against 3.2 Reelect Francisco Javier de Paz Mancho as Mgmt For Against Director 3.3 Reelect Jose Maria Abril Perez as Director Mgmt For Against 3.4 Ratify Appointment of and Elect Angel Vila Mgmt For For Boix as Director

3.5 Ratify Appointment of and Elect Jordi Gual Mgmt For Against Sole as Director

3.6 Ratify Appointment of and Elect Maria Luisa Mgmt For For Garcia Blanco as Director

4 Approve Dividends Charged to Unrestricted Mgmt For For Reserves 5 Authorize Share Repurchase Program Mgmt For Against 6 Approve Remuneration Policy Mgmt For Against 7 Approve Restricted Stock Plan Mgmt For For 8 Approve Stock-for-Salary Plan Mgmt For For 9 Authorize Board to Ratify and Execute Mgmt For For Approved Resolutions 10 Advisory Vote on Remuneration Report Mgmt For Against

The Progressive Corporation Meeting Date: 11/05/2018 Country: USA Meeting Type: Annual Ticker: PGR Primary ISIN: US7433151039 Primary SEDOL: 2705024

212


The Progressive Corporation

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1a Elect Director Philip Bleser Mgmt For For 1b Elect Director Stuart B. Burgdoerfer Mgmt For For 1c Elect Director Pamela J. Craig Mgmt For For 1d Elect Director Charles A. Davis Mgmt For Against 1e Elect Director Roger N. Farah Mgmt For Against 1f Elect Director Lawton W. Fitt Mgmt For Against 1g Elect Director Susan Patricia Griffith Mgmt For For 1h Elect Director Jeffrey D. Kelly Mgmt For For 1i Elect Director Patrick H. Nettles Mgmt For Against 1j Elect Director Barbara R. Snyder Mgmt For For 1k Elect Director Kahina Van Dyke Mgmt For For 2 Advisory Vote to Ratify Named Executive Mgmt For Against Officers' Compensation

3 Ratify PricewaterhouseCoopers LLP as Mgmt For For Auditors TLG Immobilien AG Meeting Date: 25/05/2018 Country: Germany Meeting Type: Annual Ticker: TLG Primary ISIN: DE000A12B8Z4 Primary SEDOL: BR2Z8G3






213

Abstimmungsergebnisse Deka Investment GmbH TLG Immobilien AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6.1 Elect Stefan Kowski to the Supervisory Board Mgmt For For 6.2 Elect Sascha Hettrich to the Supervisory Mgmt For For Board

7 Approve Affiliation Agreement with TLG EH1 Mgmt For For GmbH

8 Approve Affiliation Agreement with TLG EH2 Mgmt For For GmbH

9 Approve Affiliation Agreement with TLG FAB Mgmt For For GmbH Topcon Corp. Meeting Date: 27/06/2018 Country: Japan Meeting Type: Annual Ticker: 7732 Primary ISIN: JP3630400004 Primary SEDOL: 6894241

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Hirano, Satoshi Mgmt For For 1.2 Elect Director Iwasaki, Makoto Mgmt For Against 1.3 Elect Director Eto, Takashi Mgmt For Against 1.4 Elect Director Fukuma, Yasufumi Mgmt For Against 1.5 Elect Director Akiyama, Haruhiko Mgmt For Against 1.6 Elect Director Yamazaki, Takayuki Mgmt For Against 1.7 Elect Director Matsumoto, Kazuyuki Mgmt For Against 1.8 Elect Director Sudo, Akira Mgmt For For 1.9 Elect Director Yamazaki, Naoko Mgmt For For 2 Appoint Statutory Auditor Mitake, Akinori Mgmt For For 3 Appoint Alternate Statutory Auditor Kadota, Mgmt For For Takeshi 4 Approve Compensation Ceiling for Directors Mgmt For For

214


Total SA Meeting Date: 01/06/2018 Country: France Meeting Type: Annual/Special Ticker: FP Primary ISIN: FR0000120271 Primary SEDOL: B15C557




4 Approve Stock Dividend Program (Cash or Mgmt For For New Shares)

5 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital 6 Reelect Patrick Pouyanne as Director Mgmt For Against 7 Reelect Patrick Artus as Director Mgmt For For 8 Reelect Anne-Marie Idrac as Director Mgmt For For 9 Approve Auditors' Special Report on Mgmt For For Related-Party Transactions Mentioning the Absence of New Transactions 10 Approve Agreements with Patrick Pouyanne Mgmt For For 11 Approve Compensation of Chairman and CEO Mgmt For Against 12 Approve Remuneration Policy of Chairman Mgmt For Against and CEO Extraordinary Business Mgmt 13 Authorize Issuance of Equity or Equity-Linked Mgmt For Against Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion


15 Approve Issuance of Equity or Equity-Linked Mgmt For For Securities for Private Placements, up to Aggregate Nominal Amount of EUR 625 Million

215

Abstimmungsergebnisse Deka Investment GmbH Total SA Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 16 Authorize Board to Increase Capital in the Mgmt For For Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above



19 Authorize up to 1 Percent of Issued Capital Mgmt For Against for Use in Restricted Stock Plans Shareholder Proposals Submitted by UES Mgmt Amont Total Workers' Council

A Amend Article 11 of Bylaws to Comply with SH Against Against Legal Changes Re: Employee Representatives Toyo Tire & Rubber Co. Ltd. Meeting Date: 29/03/2018 Country: Japan Meeting Type: Annual Ticker: 5105 Primary ISIN: JP3610600003 Primary SEDOL: 6900182

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Approve Allocation of Income, with a Final Mgmt For For Dividend of JPY 25 2 Amend Articles to Change Company Name Mgmt For For 3.1 Elect Director Shimizu, Takashi Mgmt For Against 3.2 Elect Director Tatara, Tetsuo Mgmt For Against 3.3 Elect Director Takagi, Yasushi Mgmt For Against 3.4 Elect Director Sakuramoto, Tamotsu Mgmt For Against 3.5 Elect Director Morita, Ken Mgmt For For 3.6 Elect Director Takeda, Atsushi Mgmt For For

TUI AG Meeting Date: 13/02/2018 Country: Germany Meeting Type: Annual Ticker: TUI1 Primary ISIN: DE000TUAG000 Primary SEDOL: 5666292

216


TUI AG



3.1 Approve Discharge of Management Board Mgmt For For Member Friedrich Joussen for Fiscal 2016/17

3.2 Approve Discharge of Management Board Mgmt For For Member Horst Baier for Fiscal 2016/17

3.3 Approve Discharge of Management Board Mgmt For For Member David Burling for Fiscal 2016/17

3.4 Approve Discharge of Management Board Mgmt For For Member Sebastian Ebel for Fiscal 2016/17

3.5 Approve Discharge of Management Board Mgmt For For Member Elke Eller for Fiscal 2016/17

3.6 Approve Discharge of Management Board Mgmt For For Member Frank Rosenberger for Fiscal 2016/17

4.1 Approve Discharge of Supervisory Board Mgmt For For Member Klaus Mangold for Fiscal 2016/17

4.2 Approve Discharge of Supervisory Board Mgmt For For Member Frank Jakobi for Fiscal 2016/17

4.3 Approve Discharge of Supervisory Board Mgmt For For Member Michael Hodgkinson for Fiscal 2016/17

4.4 Approve Discharge of Supervisory Board Mgmt For For Member Andreas Barczewski for Fiscal 2016/17

4.5 Approve Discharge of Supervisory Board Mgmt For For Member Peter Bremme for Fiscal 2016/17

4.6 Approve Discharge of Supervisory Board Mgmt For For Member Edgar Ernst for Fiscal 2016/17

4.7 Approve Discharge of Supervisory Board Mgmt For For Member Wolfgang Flintermann for Fiscal 2016/17

4.8 Approve Discharge of Supervisory Board Mgmt For For Member Angelika Gifford for Fiscal 2016/17

4.9 Approve Discharge of Supervisory Board Mgmt For For Member Valerie Gooding for Fiscal 2016/17

4.10 Approve Discharge of Supervisory Board Mgmt For For Member Dierk Hirschel for Fiscal 2016/17

4.11 Approve Discharge of Supervisory Board Mgmt For For Member Janis Kong for Fiscal 2016/17

217

Abstimmungsergebnisse Deka Investment GmbH TUI AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.12 Approve Discharge of Supervisory Board Mgmt For For Member Peter Long for Fiscal 2016/17

4.13 Approve Discharge of Supervisory Board Mgmt For For Member Coline McConville for Fiscal 2016/17

4.14 Approve Discharge of Supervisory Board Mgmt For For Member Alexey Mordashov for Fiscal 2016/17

4.15 Approve Discharge of Supervisory Board Mgmt For For Member Michael Poenipp for Fiscal 2016/17

4.16 Approve Discharge of Supervisory Board Mgmt For For Member Carmen Gueell for Fiscal 2016/17

4.17 Approve Discharge of Supervisory Board Mgmt For For Member Carola Schwirn for Fiscal 2016/17

4.18 Approve Discharge of Supervisory Board Mgmt For For Member Anette Strempel for Fiscal 2016/17

4.19 Approve Discharge of Supervisory Board Mgmt For For Member Ortwin Strubelt for Fiscal 2016/17

4.20 Approve Discharge of Supervisory Board Mgmt For For Member Stefan Weinhofer for Fiscal 2016/17

5 Ratify Deloitte GmbH as Auditors for Fiscal Mgmt For For 2017/18

6 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares Tender Rights and Preemptive

7 Approve Creation of EUR 30 Million Pool of Mgmt For For Capital for Employee Stock Purchase Plan 8 Amend Corporate Purpose Mgmt For For 9 Elect Dieter Zetsche to the Supervisory Board Mgmt For For 10 Approve Remuneration System for Mgmt For For Management Board Members UBS GROUP AG Meeting Date: 03/05/2018 Country: Switzerland Meeting Type: Annual Ticker: UBSG Primary ISIN: CH0244767585 Primary SEDOL: BRJL176

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Accept Financial Statements and Statutory Mgmt For For Reports 1.2 Approve Remuneration Report (Non-Binding) Mgmt For Against

218


UBS GROUP AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Dividends Mgmt For For of CHF 0.65 per Share from Capital Contribution Reserves

3 Approve Discharge of Board and Senior Mgmt For Against Management

4 Approve Variable Remuneration of Executive Mgmt For For Committee in the Amount of CHF 74.2 Million

5 Approve Maximum Fixed Remuneration of Mgmt For For Executive Committee in the Amount of CHF 31.5 Million

6.1a Reelect Axel Weber as Director and Board Mgmt For For Chairman 6.1b Reelect Michel Demare as Director Mgmt For For 6.1c Reelect David Sidwell as Director Mgmt For For 6.1d Reelect Reto Francioni as Director Mgmt For For 6.1e Reelect Ann Godbehere as Director Mgmt For For 6.1f Reelect Julie Richardson as Director Mgmt For For 6.1g Reelect Isabelle Romy as Director Mgmt For For 6.1h Reelect Robert Scully as Director Mgmt For For 6.1i Reelect Beatrice Weder di Mauro as Director Mgmt For For 6.1j Reelect Dieter Wemmer as Director Mgmt For For 6.2.1 Elect Jeremy Anderson as Director Mgmt For For 6.2.2 Elect Fred Hu as Director Mgmt For For 6.3.1 Reappoint Ann Godbehere as Member of the Mgmt For For Compensation Committee

6.3.2 Reappoint Michel Demare as Member of the Mgmt For For Compensation Committee

6.3.3 Appoint Julie Richardson as Member of the Mgmt For For Compensation Committee

6.3.4 Appoint Dieter Wemmer as Member of the Mgmt For For Compensation Committee

7 Approve Maximum Remuneration of Board of Mgmt For For Directors in the Amount of CHF 14.5 Million

8.1 Designate ADB Altorfer Duss & Beilstein AG Mgmt For For as Independent Proxy 8.2 Ratify Ernst & Young AG as Auditors Mgmt For For 8.3 Ratify BDO AG as Special Auditor Mgmt For For 9 Transact Other Business (Voting) Mgmt For Against

219


UBS GROUP AG Meeting Date: 03/05/2018 Country: Switzerland Meeting Type: Annual Ticker: UBSG Primary ISIN: CH0244767585 Primary SEDOL: BRJL176


Unibail Rodamco SE Meeting Date: 17/05/2018 Country: France Meeting Type: Annual/Special Ticker: UL Primary ISIN: FR0000124711 Primary SEDOL: B1YY4B3





5 Approve Compensation of Christophe Mgmt For Against Cuvillier, Chairman of the Management Board

6 Approve Compensation of Olivier Bossard, Mgmt For Against Fabrice Mouchel, Astrid Panosyan, Jaap Tonckens and Jean-Marie Tritant, Members of the Management Board

7 Approve Compensation of Colin Dyer, Mgmt For For Chairman of the Supervisory Board since April 25, 2017

8 Approve Compensation of Rob ter Haar, Mgmt For For Chairman of the Supervisory Board until April 25, 2017 Extraordinary Business Mgmt 9 Amend Article 21 of Bylaws Re: Stock Mgmt For For Dividend Program

220

Abstimmungsergebnisse Deka Investment GmbH Unibail Rodamco SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 10 Approve Contribution in Kind of 100,598,795 Mgmt For For Shares from WFD Unibail-Rodamco N.V. and its Valuation and Remuneration

11 Approve Contribution in Kind of Mgmt For For 2,078,089,686 Shares from Westfield Corporation Limited and 1,827,597,167 Shares from Unibail-Rodamco TH B.V., its Valuation and Remuneration

12 Amend Article 6 of Bylaws Re: WFD Mgmt For For Unibail-Rodamco N.V. Shares

13 Amend Article 6 of Bylaws Re: ORNANE Mgmt For For Shares

14 Pursuant to Items 9-12 Above, Adopt New Mgmt For For Bylaws


16 Authorize Issuance of Equity or Equity-Linked Mgmt For For Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million


18 Authorize Board to Increase Capital in the Mgmt For For Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 16-17



21 Authorize up to 3 Percent of Issued Capital Mgmt For Against for Use in Stock Option Plans


23 Authorize up to 0.07 Percent of Issued Capital Mgmt For For for Use in Restricted Stock Plans Re: Westfield Shares Ordinary Business Mgmt 24 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital

25 Approve Remuneration Policy for Chairman of Mgmt For For the Management Board

26 Approve Remuneration Policy for Mgmt For For Management Board Members

27 Approve Remuneration Policy for Supervisory Mgmt For For Board Members

221

Abstimmungsergebnisse Deka Investment GmbH Unibail Rodamco SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 28 Reelect Mary Harris as Supervisory Board Mgmt For For Member

29 Reelect Sophie Stabile as Supervisory Board Mgmt For For Member

30 Reelect Jacqueline Tammenoms Bakker as Mgmt For For Supervisory Board Member

31 Elect Jill Granoff as Supervisory Board Mgmt For For Member

32 Reelect Jean-Louis Laurens as Supervisory Mgmt For For Board Member

33 Elect Peter Lowy as Supervisory Board Mgmt For For Member

34 Reelect Alec Pelmore as Supervisory Board Mgmt For For Member

35 Elect John McFarlane as Supervisory Board Mgmt For For Member

36 Delegate Powers to the Board to Filing of Mgmt For For Required Documents under Items 25-27 and 32-35

37 Authorize Filing of Required Documents/Other Mgmt For For Formalities Unilever NV Meeting Date: 03/05/2018 Country: Netherlands Meeting Type: Annual Ticker: UNA Primary ISIN: NL0000009355 Primary SEDOL: B12T3J1

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Annual Meeting Agenda Mgmt 1 Discussion of the Annual Report and Accounts Mgmt for the 2017 Financial Year

2 Approve Financial Statements and Allocation Mgmt For For of Income

3 Approve Discharge of Executive Board Mgmt For For Members

4 Approve Discharge of Non-Executive Board Mgmt For For Members

5 Approve Remuneration Policy for Mgmt For Against Management Board Members

222

Abstimmungsergebnisse Deka Investment GmbH Unilever NV Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6 Reelect N S Andersen as Non-Executive Mgmt For For Director 7 Reelect L M Cha as Non-Executive Director Mgmt For For 8 Reelect V Colao as Non-Executive Director Mgmt For For 9 Reelect M Dekkers as Non-Executive Director Mgmt For For 10 Reelect J Hartmann as Non-Executive Director Mgmt For For 11 Reelect M Ma as Non-Executive Director Mgmt For For 12 Reelect S Masiyiwa as Non-Executive Director Mgmt For For 13 Reelect Y Moon as Non-Executive Director Mgmt For For 14 Reelect G Pitkethly as Executive Director Mgmt For For 15 Reelect P G J M Polman as Executive Director Mgmt For For 16 Reelect J Rishton as Non-Executive Director Mgmt For For 17 Reelect F Sijbesma as Non-Executive Director Mgmt For For 18 Elect A Jung as Non-Executive Director Mgmt For For 19 Ratify KPMG as Auditors Mgmt For For 20 Authorize Repurchase of Up to 6 Percent of Mgmt For Against Cumulative Preference Shares and Up to 7 Percent of Cumulative Preference Shares and Depositary Receipts

21 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital

22 Approve Reduction in Share Capital through Mgmt For For Cancellation of Preference Shares andDepositary Receipts Thereof

23 Approve Reduction in Share Capital through Mgmt For For Cancellation of Ordinary Shares andDepositary Receipts Thereof 24 Grant Board Authority to Issue Shares Mgmt For Against 25 Authorize Board to Exclude Preemptive Rights Mgmt For For from Share Issuances for General Corporate Purposes

26 Authorize Board to Exclude Preemptive Rights Mgmt For For from Share Issuances for Acquisition Purposes

223

Abstimmungsergebnisse Deka Investment GmbH Unilever PLC Meeting Date: 02/05/2018 Country: United Kingdom Meeting Type: Annual Ticker: ULVR Primary ISIN: GB00B10RZP78 Primary SEDOL: B10RZP7

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Approve Remuneration Report Mgmt For For 3 Approve Remuneration Policy Mgmt For Against 4 Re-elect Nils Andersen as Director Mgmt For For 5 Re-elect Laura Cha as Director Mgmt For For 6 Re-elect Vittorio Colao as Director Mgmt For For 7 Re-elect Dr Marijn Dekkers as Director Mgmt For For 8 Re-elect Dr Judith Hartmann as Director Mgmt For For 9 Re-elect Mary Ma as Director Mgmt For For 10 Re-elect Strive Masiyiwa as Director Mgmt For For 11 Re-elect Youngme Moon as Director Mgmt For For 12 Re-elect Graeme Pitkethly as Director Mgmt For For 13 Re-elect Paul Polman as Director Mgmt For For 14 Re-elect John Rishton as Director Mgmt For For 15 Re-elect Feike Sijbesma as Director Mgmt For For 16 Elect Andrea Jung as Director Mgmt For For 17 Reappoint KPMG LLP as Auditors Mgmt For For 18 Authorise Board to Fix Remuneration of Mgmt For For Auditors




22 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 23 Authorise Market Purchase of Ordinary Shares Mgmt For Against

224


Unilever PLC Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 24 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice Uniper SE Meeting Date: 06/06/2018 Country: Germany Meeting Type: Annual Ticker: UN01 Primary ISIN: DE000UNSE018 Primary SEDOL: BZ6CZ43





5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2018 Shareholder Proposals Submitted by Cornwall Mgmt (Luxembourg) S.à r.l.

6 Appoint Jochen Jahn as Special Auditor to SH None Against Examine Management Board Actions in Connection with the Takeover Offer of Fortum Deutschland SE United Internet AG Meeting Date: 24/05/2018 Country: Germany Meeting Type: Annual Ticker: UTDI Primary ISIN: DE0005089031 Primary SEDOL: 4354134


225

Abstimmungsergebnisse Deka Investment GmbH United Internet AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.85 per Share




6 Approve Affiliation Agreement with United Mgmt For For Internet Management Holding SE

7 Approve Profit Transfer with United Internet Mgmt For For Management Holding SE

8 Approve Affiliation Agreement with United Mgmt For For Internet Corporate Holding SE

9 Approve Profit Transfer with United Internet Mgmt For For Corporate Holding SE Unum Group Meeting Date: 24/05/2018 Country: USA Meeting Type: Annual Ticker: UNM Primary ISIN: US91529Y1064 Primary SEDOL: 2433842

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Elect Director Theodore H. Bunting, Jr. Mgmt For For 1.2 Elect Director E. Michael Caulfield Mgmt For Against 1.3 Elect Director Susan D. DeVore Mgmt For For 1.4 Elect Director Joseph J. Echevarria Mgmt For For 1.5 Elect Director Cynthia L. Egan Mgmt For For 1.6 Elect Director Kevin T. Kabat Mgmt For Against 1.7 Elect Director Timothy F. Keaney Mgmt For For 1.8 Elect Director Gloria C. Larson Mgmt For Against 1.9 Elect Director Richard P. McKenney Mgmt For For 1.10 Elect Director Ronald P. O'Hanley Mgmt For For 1.11 Elect Director Francis J. Shammo Mgmt For For

226


Unum Group Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 2 Advisory Vote to Ratify Named Executive Mgmt For For Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors Mgmt For For 4 Eliminate Supermajority Vote Requirement Mgmt For For

Vapiano SE Meeting Date: 06/06/2018 Country: Germany Meeting Type: Annual Ticker: VAO Primary ISIN: DE000A0WMNK9 Primary SEDOL: BZ00S99





5 Amend Articles Re: Location of Registered Mgmt For Against Office Headquarters; Chairman of General Meeting


7 Approve One-Off Additional Compensation for Mgmt For Against Supervisory Board Chairman in the Amount of EUR 35,000 for Fiscal 2017 va-Q-tec AG Meeting Date: 28/06/2018 Country: Germany Meeting Type: Annual Ticker: VQT Primary ISIN: DE0006636681 Primary SEDOL: BZ13VD2

227


va-Q-tec AG





5 Ratify Roedl & Partner GmbH as Auditors for Mgmt For For Fiscal 2018

6.1 Elect Gerald Hommel to the Supervisory Mgmt For Against Board 6.2 Elect Uwe Lamann to the Supervisory Board Mgmt For Against 6.3 Elect Uwe Kraemer to the Supervisory Board Mgmt For Against 6.4 Elect Winfried Klar to the Supervisory Board Mgmt For Against 6.5 Elect Eberhard Kroth to the Supervisory Board Mgmt For Against 6.6 Elect Barbara Ooms-Gnauck to the Mgmt For Against Supervisory Board Varta AG Meeting Date: 19/06/2018 Country: Germany Meeting Type: Annual Ticker: VAR1 Primary ISIN: DE000A0TGJ55 Primary SEDOL: 5802449




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For

228


Vectron Systems AG Meeting Date: 17/05/2018 Country: Germany Meeting Type: Annual Ticker: V3S Primary ISIN: DE000A0KEXC7 Primary SEDOL: B1VMRY4





5 Ratify Impulse Digital GmbH as Auditors for Mgmt For For Fiscal 2018 6 Amend Corporate Purpose Mgmt For For 7 Approve Increase in Size of Supervisory Board Mgmt For For to Four Members

8 Elect Thomas Stuemmler to the Supervisory Mgmt For Against Board If Item 7 is Approved

9 Amend Articles Re: Location of General Mgmt For For Meeting


11 Approve Cancellation of Conditional Capital Mgmt For For 2016

12 Approve Stock Option Plan for Key Mgmt For Against Employees; Approve Creation of EUR 200,000 Pool of Conditional Capital to Guarantee Conversion Rights VIB Vermoegen AG Meeting Date: 28/06/2018 Country: Germany Meeting Type: Annual Ticker: VIH Primary ISIN: DE0002457512 Primary SEDOL: B0Q3820

229


VIB Vermoegen AG





5 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2018 Vinci Meeting Date: 17/04/2018 Country: France Meeting Type: Annual/Special Ticker: DG Primary ISIN: FR0000125486 Primary SEDOL: B1XH026

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction Ordinary Business Mgmt 1 Approve Consolidated Financial Statements Mgmt For For and Statutory Reports

2 Approve Financial Statements and Statutory Mgmt For For Reports

3 Approve Allocation of Income and Dividends Mgmt For For of EUR 2.45 per Share 4 Reelect Xavier Huillard as Director Mgmt For Against 5 Reelect Yves-Thibault de Silguy as Director Mgmt For Against 6 Reelect Marie-Christine Lombard as Director Mgmt For For 7 Reelect Qatar Holding LLC as Director Mgmt For Against 8 Elect Rene Medori as Director Mgmt For Against 9 Authorize Repurchase of Up to 10 Percent of Mgmt For Against Issued Share Capital

10 Approve Additional Pension Scheme Mgmt For For Agreement with Xavier Huillard

11 Approve Termination Package of Xavier Mgmt For For Huillard

230

Abstimmungsergebnisse Deka Investment GmbH Vinci Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 12 Approve Transaction with Mgmt For Against YTSeuropaconsultants Re: Services Agreement

13 Approve Remuneration Policy for Chairman Mgmt For Against and CEO

14 Approve Compensation of Xavier Huillard, Mgmt For Against Chairman and CEO Extraordinary Business Mgmt 15 Authorize Decrease in Share Capital via Mgmt For For Cancellation of Repurchased Shares

16 Authorize up to 1 Percent of Issued Capital Mgmt For For for Use in Restricted Stock Plans



19 Authorize Filing of Required Documents/Other Mgmt For For Formalities Vivendi Meeting Date: 19/04/2018 Country: France Meeting Type: Annual/Special Ticker: VIV Primary ISIN: FR0000127771 Primary SEDOL: 4834777



3 Approve Auditors' Special Report on Mgmt For Against Related-Party Transactions


5 Approve Compensation of Vincent Bollore, Mgmt For For Chairman of the Supervisory Board

6 Approve Compensation of Arnaud de Mgmt For Against Puyfontaine, Chairman of the Management Board

231

Abstimmungsergebnisse Deka Investment GmbH Vivendi Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7 Approve Compensation of Gilles Alix, Mgmt For Against Management Board Member

8 Approve Compensation of Cedric de Mgmt For Against Bailliencourt, Management Board Member

9 Approve Compensation of Frederic Crepin, Mgmt For For Management Board Member

10 Approve Compensation of Simon Gillham, Mgmt For For Management Board Member

11 Approve Compensation of Herve Philippe, Mgmt For For Management Board Member

12 Approve Compensation of Stephane Roussel, Mgmt For For Management Board Member

13 Approve Remuneration Policy for Supervisory Mgmt For For Board Members and Chairman

14 Approve Remuneration Policy for Chairman of Mgmt For Against the Management Board

15 Approve Remuneration Policy for Mgmt For Against Management Board Members

16 Approve Additional Pension Scheme Mgmt For For Agreement with Gilles Alix

17 Approve Additional Pension Scheme Mgmt For For Agreement with Cedric de Bailliencourt

18 Reelect Philippe Benacin as Supervisory Board Mgmt For For Member

19 Reelect Aliza Jabes as Supervisory Board Mgmt For For Member

20 Reelect Cathia Lawson-Hall as Supervisory Mgmt For For Board Member

21 Reelect Katie Stanton as Supervisory Board Mgmt For For Member

22 Elect Michele Reiser as Supervisory Board Mgmt For For Member

23 Renew Appointment of Ernst and Young as Mgmt For For Auditor



27 Authorize up to 1 Percent of Issued Capital Mgmt For Against for Use in Restricted Stock Plans


232

Abstimmungsergebnisse Deka Investment GmbH Vivendi Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 29 Authorize Capital Issuances for Use in Mgmt For For Employee Stock Purchase Plans for Employees of International Subsidiaries

30 Authorize Filing of Required Documents/Other Mgmt For For Formalities Vodafone Group Plc Meeting Date: 27/07/2018 Country: United Kingdom Meeting Type: Annual Ticker: VOD Primary ISIN: GB00BH4HKS39 Primary SEDOL: BH4HKS3

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Accept Financial Statements and Statutory Mgmt For For Reports 2 Elect Michel Demare as Director Mgmt For For 3 Elect Margherita Della Valle as Director Mgmt For For 4 Re-elect Gerard Kleisterlee as Director Mgmt For For 5 Re-elect Vittorio Colao as Director Mgmt For For 6 Re-elect Nick Read as Director Mgmt For For 7 Re-elect Sir Crispin Davis as Director Mgmt For For 8 Re-elect Dame Clara Furse as Director Mgmt For For 9 Re-elect Valerie Gooding as Director Mgmt For For 10 Re-elect Renee James as Director Mgmt For For 11 Re-elect Samuel Jonah as Director Mgmt For For 12 Re-elect Maria Amparo Moraleda Martinez as Mgmt For For Director 13 Re-elect David Nish as Director Mgmt For For 14 Approve Final Dividend Mgmt For For 15 Approve Remuneration Report Mgmt For For 16 Reappoint PricewaterhouseCoopers LLP as Mgmt For For Auditors

17 Authorise the Audit and Risk Committee to Fix Mgmt For For Remuneration of Auditors


233

Abstimmungsergebnisse Deka Investment GmbH Vodafone Group Plc Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 19 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights

20 Authorise Issue of Equity without Pre-emptive Mgmt For For Rights in Connection with an Acquisition or Other Capital Investment 21 Authorise Market Purchase of Ordinary Shares Mgmt For Against 22 Authorise EU Political Donations and Mgmt For For Expenditure

23 Authorise the Company to Call General Mgmt For For Meeting with Two Weeks' Notice 24 Approve Sharesave Plan Mgmt For For 25 Adopt New Articles of Association Mgmt For For

Volkswagen AG (VW) Meeting Date: 03/05/2018 Country: Germany Meeting Type: Annual Ticker: VOW3 Primary ISIN: DE0007664039 Primary SEDOL: 5497168


2 Approve Allocation of Income and Dividends Mgmt For Against of EUR 3.90 per Ordinary Share and EUR 3.96 per Preferred Share

3.1 Approve Discharge of Management Board Mgmt For Against Member M. Mueller for Fiscal 2017

3.2 Approve Discharge of Management Board Mgmt For For Member K. Blessing for Fiscal 2017

3.3 Approve Discharge of Management Board Mgmt For Against Member H. Diess for Fiscal 2017

3.4 Approve Discharge of Management Board Mgmt For Against Member F.J. Garcia Sanz for Fiscal 2017

3.5 Approve Discharge of Management Board Mgmt For Against Member J. Heizmann for Fiscal 2017

3.6 Approve Discharge of Management Board Mgmt For For Member C. Hohmann-Dennhardt (until Jan. 31, 2017) for Fiscal 2017

3.7 Approve Discharge of Management Board Mgmt For Against Member A. Renschler for Fiscal 2017

234

Abstimmungsergebnisse Deka Investment GmbH Volkswagen AG (VW) Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3.8 Approve Discharge of Management Board Mgmt For Against Member R. Stadler for Fiscal 2017

3.9 Approve Discharge of Management Board Mgmt For For Member H.D. Werner (from Feb. 1, 2017) for Fiscal 2017

3.10 Approve Discharge of Management Board Mgmt For For Member F. Witter for Fiscal 2017

4.1 Approve Discharge of Supervisory Board Mgmt For Against Member H.D. Poetsch for Fiscal 2017

4.2 Approve Discharge of Supervisory Board Mgmt For Against Member J. Hofmann for Fiscal 2017

4.3 Approve Discharge of Supervisory Board Mgmt For Against Member H.A. Al-Abdulla for Fiscal 2017

4.4 Approve Discharge of Supervisory Board Mgmt For Against Member H. S. Al-Jaber for Fiscal 2017

4.5 Approve Discharge of Supervisory Board Mgmt For Against Member B. Althusmann (from Dec. 14, 2017) for Fiscal 2017

4.6 Approve Discharge of Supervisory Board Mgmt For Against Member B. Dietze for Fiscal 2017

4.7 Approve Discharge of Supervisory Board Mgmt For Against Member A. Falkengren for Fiscal 2017

4.8 Approve Discharge of Supervisory Board Mgmt For Against Member H.-P. Fischer for Fiscal 2017

4.9 Approve Discharge of Supervisory Board Mgmt For Against Member U. Fritsch (until May 10, 2017) for Fiscal 2017

4.10 Approve Discharge of Supervisory Board Mgmt For Against Member U. Hueck for Fiscal 2017

4.11 Approve Discharge of Supervisory Board Mgmt For Against Member J. Jaervklo for Fiscal 2017

4.12 Approve Discharge of Supervisory Board Mgmt For Against Member U. Jakob for Fiscal 2017

4.13 Approve Discharge of Supervisory Board Mgmt For Against Member L. Kiesling for Fiscal 2017

4.14 Approve Discharge of Supervisory Board Mgmt For Against Member O. Lies (until Dec. 14, 2017) for Fiscal 2017

4.15 Approve Discharge of Supervisory Board Mgmt For Against Member P. Mosch for Fiscal 2017

4.16 Approve Discharge of Supervisory Board Mgmt For Against Member B. Murkovic (from May 10, 2017) for Fiscal 2017

4.17 Approve Discharge of Supervisory Board Mgmt For Against Member B. Osterloh for Fiscal 2017

235

Abstimmungsergebnisse Deka Investment GmbH Volkswagen AG (VW) Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4.18 Approve Discharge of Supervisory Board Mgmt For Against Member H.M. Piech for Fiscal 2017

4.19 Approve Discharge of Supervisory Board Mgmt For Against Member F.O. Porsche for Fiscal 2017

4.20 Approve Discharge of Supervisory Board Mgmt For Against Member W. Porsche for Fiscal 2017

4.21 Approve Discharge of Supervisory Board Mgmt For Against Member A. Stimoniaris (from May 10, 2017) for Fiscal 2017

4.22 Approve Discharge of Supervisory Board Mgmt For Against Member S. Weil for Fiscal 2017

4.23 Approve Discharge of Supervisory Board Mgmt For Against Member S. Wolf (until May 10, 2017) for Fiscal 2017

4.24 Approve Discharge of Supervisory Board Mgmt For Against Member T. Zwiebler (until May 10, 2017) for Fiscal 2017 5.1 Elect Marianne Heiss to the Supervisory Board Mgmt For Against 5.2 Reelect Wolfgang Porsche to the Supervisory Mgmt For Against Board

6.1 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for Fiscal 2018

6.2 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for the Half-Year Report 2018

6.3 Ratify PricewaterhouseCoopers GmbH as Mgmt For Against Auditors for the Interim Report until Sep. 30, 2018 and the First Quarter of Fiscal 2019 Voltabox AG Meeting Date: 09/05/2018 Country: Germany Meeting Type: Annual Ticker: VBX Primary ISIN: DE000A2E4LE9 Primary SEDOL: BF1QNX5


2 Approve Discharge of Management Board for Mgmt For For Fiscal 2017 3 Approve Discharge of Supervisory Board Mgmt For Against

236


Voltabox AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 4 Approve Remuneration of Supervisory Board Mgmt For For for Fiscal 2017

5 Ratify Baker Tilly GmbH & Co. KG as Auditors Mgmt For For for Fiscal 2018 Vonovia SE Meeting Date: 09/05/2018 Country: Germany Meeting Type: Annual Ticker: VNA Primary ISIN: DE000A1ML7J1 Primary SEDOL: BBJPFY1




4 Approve Discharge of Supervisory Board for Mgmt For For Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 6.1 Elect Juergen Fitschen to the Supervisory Mgmt For For Board

6.2 Elect Burkhard Drescher to the Supervisory Mgmt For For Board 6.3 Elect Vitus Eckert to the Supervisory Board Mgmt For For 6.4 Elect Edgar Ernst to the Supervisory Board Mgmt For For 6.5 Elect Florian Funck to the Supervisory Board Mgmt For For 6.6 Elect Ute Geipel-Faber to the Supervisory Mgmt For For Board 6.7 Elect Daniel Just to the Supervisory Board Mgmt For For 6.8 Elect Hildegard Mueller to the Supervisory Mgmt For For Board 6.9 Elect Klaus Rauscher to the Supervisory Board Mgmt For For 6.10 Elect Ariane Reinhart to the Supervisory Mgmt For For Board

6.11 Elect Clara-Christina Streit to the Supervisory Mgmt For For Board

237

Abstimmungsergebnisse Deka Investment GmbH Vonovia SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6.12 Elect Christian Ulbrich to the Supervisory Mgmt For For Board


8 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 9.7 Billion; Approve Creation of EUR 242.6 Million Pool of Capital to Guarantee Conversion Rights



11 Approve Affiliation Agreement with Subsidiary Mgmt For For GAGFAH Holding GmbH Vossloh AG Meeting Date: 09/05/2018 Country: Germany Meeting Type: Annual Ticker: VOS Primary ISIN: DE0007667107 Primary SEDOL: 5092336




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For For 6.1 Elect Anne d'Arcy to the Supervisory Board Mgmt For For 6.2 Elect Bernhard Duettmann to the Supervisory Mgmt For For Board

6.3 Elect Ulrich Harnacke to the Supervisory Mgmt For For Board 6.4 Elect Volker Kefer to the Supervisory Board Mgmt For For

238


Vossloh AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 7 Approve Remuneration System for Mgmt For Against Management Board Members VTG AG Meeting Date: 06/06/2018 Country: Germany Meeting Type: Annual Ticker: VT9 Primary ISIN: DE000VTG9999 Primary SEDOL: B04ZLY1





5 Ratify Ernst & Young GmbH as Auditors for Mgmt For Against Fiscal 2018 6 Approve Remuneration of Supervisory Board Mgmt For For 7 Authorize Share Repurchase Program and Mgmt For Against Reissuance or Cancellation of Repurchased Shares

8.1 Elect Franca Ruhwedel to the Supervisory Mgmt For For Board 8.2 Elect Jens Fiege to the Supervisory Board Mgmt For For 8.3 Elect Ulrich Mueller to the Supervisory Board Mgmt For Against

Wacker Chemie AG Meeting Date: 09/05/2018 Country: Germany Meeting Type: Annual Ticker: WCH Primary ISIN: DE000WCH8881 Primary SEDOL: B11Y568

239


Wacker Chemie AG




4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5.1 Ratify KPMG AG as Auditors for Fiscal 2018 Mgmt For Against 5.2 Ratify KPMG as Auditors for the First Quarter Mgmt For Against of Fiscal 2019

6.1 Elect Andreas Biagosch to the Supervisory Mgmt For For Board 6.2 Elect Gregor Biebl to the Supervisory Board Mgmt For For 6.3 Elect Matthias Biebl to the Supervisory Board Mgmt For Against 6.4 Elect Franz-Josef Kortuem to the Supervisory Mgmt For Against Board

6.5 Elect Ann-Sophie Wacker to the Supervisory Mgmt For Against Board

6.6 Elect Peter-Alexander Wacker to the Mgmt For Against Supervisory Board 6.7 Elect Susanne Weiss to the Supervisory Board Mgmt For Against 6.8 Elect Ernst-Ludwig Winnacker to the Mgmt For Against Supervisory Board Wacker Neuson SE Meeting Date: 30/05/2018 Country: Germany Meeting Type: Annual Ticker: WAC Primary ISIN: DE000WACK012 Primary SEDOL: B17R248



240

Abstimmungsergebnisse Deka Investment GmbH Wacker Neuson SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 3 Approve Discharge of Management Board for Mgmt For For Fiscal 2017



6 Approve Affiliation Agreements with Mgmt For For Subsidiary Wacker Neuson Aftermarket & Services GmbH Washtec AG Meeting Date: 30/04/2018 Country: Germany Meeting Type: Annual Ticker: WSU Primary ISIN: DE0007507501 Primary SEDOL: 5355437





5 Ratify PricewaterhouseCoopers AG as Mgmt For Against Auditors for Fiscal 2018

6.1 Elect Guenter Blaschke to the Supervisory Mgmt For For Board 6.2 Elect Ulrich Bellgardt to the Supervisory Board Mgmt For For Shareholder Proposal Submitted by Paradigm Mgmt Capital Value Fund SICAV

7 Approve Long-Term Variable Remuneration of SH None Against Supervisory Board Welcia Holdings Co., Ltd. Meeting Date: 22/05/2018 Country: Japan Meeting Type: Annual Ticker: 3141 Primary ISIN: JP3274280001 Primary SEDOL: B3CF1G6

241


Welcia Holdings Co., Ltd.

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1 Amend Articles to Amend Business Lines - Mgmt For For Authorize Internet Disclosure of Shareholder Meeting Materials 2.1 Elect Director Ikeno, Takamitsu Mgmt For Against 2.2 Elect Director Mizuno, Hideharu Mgmt For For 2.3 Elect Director Matsumoto, Tadahisa Mgmt For Against 2.4 Elect Director Sato, Norimasa Mgmt For Against 2.5 Elect Director Nakamura, Juichi Mgmt For Against 2.6 Elect Director Okada, Motoya Mgmt For Against 2.7 Elect Director Takenaka, Toru Mgmt For For 2.8 Elect Director Narita, Yukari Mgmt For For 2.9 Elect Director Abe, Takashi Mgmt For Against 3.1 Appoint Statutory Auditor Miyamoto, Toshio Mgmt For For 3.2 Appoint Statutory Auditor Ichikawa, Yasuo Mgmt For Against

Westgrund AG Meeting Date: 18/12/2018 Country: Germany Meeting Type: Annual Ticker: WEG1 Primary ISIN: DE000A0HN4T3 Primary SEDOL: B0WGGN0


2 Approve Postponement of Discharge of Mgmt For Against Management Board Member Arndt Krienen for Fiscal 2017


4 Ratify Ebner Stolz GmbH & Co. KG as Mgmt For For Auditors for Fiscal 2018 5.1 Elect Dirk Hoffmann to the Supervisory Board Mgmt For Against 5.2 Elect Michael Rosenfeld to the Supervisory Mgmt For Against Board

242

Abstimmungsergebnisse Deka Investment GmbH Westgrund AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6 Amend Articles Re: AGM Convocation Mgmt For For 7 Approve Remuneration of Supervisory Board Mgmt For For

Wirecard AG Meeting Date: 21/06/2018 Country: Germany Meeting Type: Annual Ticker: WDI Primary ISIN: DE0007472060 Primary SEDOL: 7508927






6 Elect Anastassia Lauterbach to the Mgmt For For Supervisory Board

7 Approve Affiliation Agreement with Subsidiary Mgmt For For Wirecard Technologies GmbH 8 Amend Corporate Purpose Mgmt For For 9 Approve Increase in Size of Board to Six Mgmt For For Members

10 Elect Susana Quintana-Plaza to the Mgmt For For Supervisory Board Wuestenrot & Wuerttembergische AG Meeting Date: 13/06/2018 Country: Germany Meeting Type: Annual Ticker: WUW Primary ISIN: DE0008051004 Primary SEDOL: 5770911

243


Wuestenrot & Wuerttembergische AG


2 Approve Allocation of Income and Dividends Mgmt For For of EUR 0.65 Per Share


4 Approve Discharge of Supervisory Board for Mgmt For Against Fiscal 2017 5 Elect Nadine Gatzert to the Supervisory Board Mgmt For For 6 Amend Corporate Purpose Mgmt For For 7 Amend Articles Re: Supervisory Board-Related Mgmt For Against 8 Approve Creation of EUR 100 Million Pool of Mgmt For Against Capital without Preemptive Rights

9 Approve Issuance of Warrants/Bonds with Mgmt For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights

10 Approve Affiliation Agreements with Mgmt For For Subsidiary W&W brandpool GmbH Xing SE Meeting Date: 16/05/2018 Country: Germany Meeting Type: Annual Ticker: O1BC Primary ISIN: DE000XNG8888 Primary SEDOL: B1JTY91





244

Abstimmungsergebnisse Deka Investment GmbH Xing SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 5 Ratify PricewaterhouseCoopers GmbH as Mgmt For For Auditors for Fiscal 2018




9 Approve Affiliation Agreement with Subsidiary Mgmt For For kununu engage GmbH Zalando SE Meeting Date: 23/05/2018 Country: Germany Meeting Type: Annual Ticker: ZAL Primary ISIN: DE000ZAL1111 Primary SEDOL: BQV0SV7





5.1 Ratify Ernst & Young GmbH as Auditors for Mgmt For For Fiscal 2018

5.2 Ratify Ernst & Young GmbH as Auditors Until Mgmt For For the 2019 AGM


7.1 Elect Anthony Brew as Employee Mgmt For For Representative to the Supervisory Board

7.2 Elect Javier Perez as Employee Mgmt For For Representative Substitute to the Supervisory Board

245

Abstimmungsergebnisse Deka Investment GmbH Zalando SE Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 8 Approve Affiliation Agreement with Subsidiary Mgmt For For zLabels GmbH zooplus AG Meeting Date: 13/06/2018 Country: Germany Meeting Type: Annual Ticker: ZO1 Primary ISIN: DE0005111702 Primary SEDOL: B2R9XL5






6 Approve Stock Option Plan for Key Mgmt For For Employees; Approve Creation of EUR 365,000 Pool of Conditional Capital to Guarantee Conversion Rights

7 Approve Cancellation of Conditional Capital Mgmt For For 2010/I

8 Approve Issuance of Warrants/Bonds with Mgmt For For Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 115 Million; Approve Creation of EUR 713,757 Pool of Conditional Capital to Guarantee Conversion Rights Zurich Insurance Group AG Meeting Date: 04/04/2018 Country: Switzerland Meeting Type: Annual Ticker: ZURN Primary ISIN: CH0011075394 Primary SEDOL: 5983816

246


Zurich Insurance Group AG

Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 1.1 Accept Financial Statements and Statutory Mgmt For For Reports 1.2 Approve Remuneration Report (Non-Binding) Mgmt For For 2.1 Approve Allocation of Income and Dividends Mgmt For For of CHF 16.60 per Share from Available Earnings

2.2 Approve Dividends of CHF 1.40 per Share Mgmt For For from Capital Contribution Reserves

3 Approve Discharge of Board and Senior Mgmt For For Management

4.1.a Elect Michel Lies as Director and Board Mgmt For For Chairman 4.1.b Reelect Joan Amble as Director Mgmt For For 4.1.c Reelect Catherine Bessant as Director Mgmt For For 4.1.d Reelect Alison Canrwath as Director Mgmt For For 4.1.e Reelect Christoph Franz as Director Mgmt For For 4.1.f Reelect Jeffrey Hayman as Director Mgmt For For 4.1.g Reelect Monica Maechler as Director Mgmt For For 4.1.h Reelect Kishore Mahbubani as Director Mgmt For For 4.1.i Reelect David Nish as Director Mgmt For For 4.1.j Elect Jasmin Staiblin as Director Mgmt For Against 4.2.1 Reappoint Christoph Franz as Member of the Mgmt For For Compensation Committee

4.2.2 Reappoint Kishore Mahbubani as Member of Mgmt For For the Compensation Committee

4.2.3 Reappoint Catherine Bessant as Member of Mgmt For For the Compensation Committee

4.2.4 Reappoint Michel Lies as Member of the Mgmt For For Compensation Committee

4.3 Designate Andreas Keller as Independent Mgmt For For Proxy

4.4 Ratify PricewaterhouseCoopers AG as Mgmt For For Auditors

5.1 Approve Remuneration of Directors in the Mgmt For For Amount of CHF 4.6 Million

5.2 Approve Remuneration of Executive Mgmt For For Committee in the Amount of CHF 72.2 Million

247

Abstimmungsergebnisse Deka Investment GmbH Zurich Insurance Group AG Proposal Vote Number Proposal Text Proponent Mgmt Rec Instruction 6 Approve Creation of CHF 4.5 Million Pool of Mgmt For For Capital with Partial Exclusion of Preemptive Rights 7 Transact Other Business (Voting) Mgmt For Abstain

Zurich Insurance Group AG Meeting Date: 04/04/2018 Country: Switzerland Meeting Type: Annual Ticker: ZURN Primary ISIN: CH0011075394 Primary SEDOL: 5983816


Deka Investment GmbH Mainzer Landstraße 16 60325 Frankfurt Postfach 11 05 23 60040 Frankfurt Telefon: (0 69) 7147 - 0 Telefax: (0 69) 7147 - 1376 www.deka.de