aa vaughan employment tribunal submissions- add babcock as respondent

8/13/2019 AA Vaughan Employment Tribunal Submissions- Add Babcock as Respondent

1/27

=

IO ^JD AFONFO PFT^J

DKXAFYKDO^ ^RIBTOMA

@MPD OTKBDRP7 20=:040/28=8O

mon 2008=. S^ Lrfup XA@ tffe fvdr tjd @foodxifos XCI `fotrm`t io tjd cirst

wdde fc Mulust 288:. Bmb`f`e Iotdromtifoma Lrfup XA@ m`quirdn S^ Lrfup XA@

fo :tjGuay 28=8. It is mo iotdromtifoma privmtd `frpfrmtifo, ruooiol m pubai`

sdrvi`d.It is tjd TEs admniol dolioddriol suppfrt sdrvi`ds frlmoismtifos witj

rd`frndn rdvdoud fc =.9bo io 28=8. It dkpafys kfrd tjmo 2


2/27

2

\jdo Bmb`fè m`quirdn S^ it masf tffe fo tjd aimbiaitids fc tjd `fkpmoy.

2. Fo 9tjMulust 28=8 I wrftd tf tjd ^ribuoma rdqudstiol tjmt m prd-jdmriol rdvidw

bd jdan tf ndtdrkiod tjd qudstifo, Pjfuan tjd D^ by-pmss tjd sdpmrmtd adlma

pdrsfomaity fc ky dkpafydrs subsinimry by pfstuamtiol m nuty fwdn io tfrt by tjd

pmrdot `fkpmoy Bmb`fè Iotdromtifoma Lrfup XA@ tf kd6

0. I mttdondn m @msd Kmomldkdot Nisùssifo fo =2tj Mulust 28=8 mon I wms

m``fkpmoidn by twf cridons, ^moym Nmvis mon \myod Nmvis. Nuriol tjd @KN I

prfnu`dn m adttdr crfk ky dkpafydr tjmt jmn bddo typdn fo Bmb`fè jdmndn

pmpdr prfviol tjmt tjd subsinimry `fkpmoy (ky dkpafydr) wms mo mldot fc tjd

pmrdot `fkpmoy mon/fr wfreiol io pmrtodrsjip witj tjd pmrdot `fkpmoy S^

Lrfup XA@ (ofw Bmb`fè Iotdromtifoma Lrfup XA@). It prfvds tjmt tjd

@foodxifos `fotrm`t tjmt I wfre fo wms pmrt fc m gfiot vdoturd bdtwddo S^ Lrfup

XA@ (mon is ofw pmrt fc m gfiot vdoturd bdtwddo Bmb`fè Iotdromtifoma Lrfup

XA@ mon @mrddrs Dotdrprisd Atn- ky dkpafydr). ^jis wms m prftd`tdn nisàfsurd

witjio tjd kdmoiol fc sd`tifo >0M fc tjd Dkpafykdot Riljts M`t =993.

>. I rdmn tjd adttdr fut afun mon ky cridon ^moym Nmvis sjfwdn it tf Gunld Pmatdr.

Ks Binnad`fkbd crfk Xmris Pkitj Pfaiìtfrs, (m`tiol fo bdjmac fc tjd

Rdspfondot), tridn tf niskiss tjd adttdr. Pjd tfan m aid mon iocfrkdn dvdryfod mt

tjd kddtiol tjmt, tjd adttdr is kistmedo.

4. Xrifr tf tjd @KN, tjd Rdspfondot pmrty jmn rdqudstdn tjmt tjd ribuoma `fosindr

mo frndr aikitiol tjd oukbdr fc ioìndots fc nis`rikiomtifo / prftd`tdn nisàfsurds

tjmt I `mo rday upfo mon stmtdn nuriol tjd @KN itsdac tjmt sfkd fc ky àmiks


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0

wdrd fut fc tikd mon sjfuan bd struè fut fo tjis bmsis. ^jd Rdspfondot

tjrdmtdodn tf kmed mo mppai`mtifo cfr `fsts fo tjd lrfuons fc uordmsfombad

bdjmvifur, ic I nin oft mlrdd tf aikit tjd mkfuot fc àmiks tjmt I rday fo.

3. I rdqudstdn m prd-jdmriol rdvidw io tjis `msd tf ndtdrkiod tjd cfaafwiol

qudstifos7

m) Pjfuan tjd D^ by-pmss tjd sdpmrmtd adlma pdrsfomaity fc ky

dkpafydrs subsinimry by pfstuamtiol m nuty fwdn io tfrt by tjd

pmrdot `fkpmoy Bmb`fè Iotdromtifoma Lrfup XA@ tf kd6

b) Pjfuan tjd Rdspfondots ndcdo`d bd struè fut fo tjd lrfuons

fc mbusd fc prf`dss, uordmsfombad, fpprdssivd mon vdxmtifus

bdjmvifur mon tjd ndaibdrmtd `fo`dmaiol fc iocfrkmtifo mbfut tjd

mbfvd6

`) \jdtjdr I `mo `fotioud witj maa fc ky amiks6

Issuds


4/27

>

gfiondr mppai`mtifos cfr Bmb`fè Iotdromtifoma Lrfup XA@mon Bmb`fè

Dotdrprisd/Bmb`fè Dnu`mtifo mon Peiaas A^N).

Ptrieiol fut tjd Rdspfondot Xmrtys Ndcdo`d

9. Pjfuan tjd Rdspfondots ndcdo`d bd struè fut fo tjd lrfuons fc mbusd fc

prf`dss, uordmsfombad, fpprdssivd mon vdxmtifus bdjmvifur mon tjd ndaibdrmtd

`fo`dmaiol fc iocfrkmtifo mbfut pfiot =, 2, 0, >, 28 mon 036

^jd P`fpd fc ky @amiks

=8. \jdtjdr I `mo `fotioud witj maa fc ky àmiks6

Pubkissifos

Pjfuan tjd D^ by-pmss tjd sdpmrmtd adlma pdrsfomaity fc ky dkpafydrs subsinimry by

pfstuamtiol m nuty fwdn io tfrt by tjd pmrdot `fkpmoy Bmb`fè Iotdromtifoma Lrfup

XA@ tf kd6

==. I bdaidvd tjmt tjdrd sjfuan bd gfiot aimbiaity mon tjmt Bmb`fè Iotdromtifoma Lrfup

XA@ mon/frBmb`fè Dotdrprisd/Bmb`fè Dnu`mtifo mon Peiaas A^Nsjfuan gfio

@mrddrs Dotdrprisd A^N io prf`ddniols. By rdmsfo fc vmrifus cm`tfrs, ioàuniol

tjd `fotrfa dxdrìsdn by tjd `fkpmoy(s), its pfwdr(s) tf iosist fo prfpdr

wfrepam`d stmonmrns bdiol kmiotmiodn, mon tjd mppdmrmo`d tjmt but fod

dotdrprisd wms bdiol `fonu`tdn by tjd sdpmrmtd adlma dotitids, tjd `fkpmoy(s),


5/27

4

`fosìfus fc m brdm`j fc nuty fc `mrd mon rise fc iogury, mon bdiol io m prfxikmtd

rdamtifosjip tf kd by virtud fc tjd mbfvd kmttdrs, fwdn m nuty fc `mrd tf kd,

bd`musd fc its rdamtifosjip witj kd, (wji`j is tjd pmrty tf tjd `fotrm`t fc

dkpafykdot). It is àdmr crfk tjd dvindo`d tjmt tjd iotdrtwiodn omturd fc tjd

fpdrmtifos fc tjd S^ Lrfup XA@mon/fr S^ Dotdrprisd/S^ Dnu`mtifo mon Peiaas

A^N(ofw Bmb`fè Iotdromtifoma Lrfup XA@, Bmb`fè Dotdrprisd/Bmb`fè

Dnu`mtifo mon Peiaas) mon @mrddrs Dotdrprisd A^N, (ky dkpafydr) nfds oft truay

kdrit sdpmrmtd trdmtkdot.

=2. It jms bddo `focirkdn by Xmris Pkitjs Ks Binnad`ffkbd, tjmt @mrddrs

Dotdrprisd Atn m``dpts tjmt ic aimbiaity wms dstmbaisjdn it wms rdspfosibad cfr tjd

m`tifos fc tjd ionivinuma rdspfondots (S^/Bmb`fè dkpafydds) tf tjd àmiks.

^jd Jfusd fc Afrns jms jdan tjmt tjd tdst cfr ndìniol dkpafydr's vi`mrifus

aimbiaity sjfuan cfùs fo wjdtjdr tjd m`t fc tjd dkpafydd jmn m succiìdotay àfsd

`food`tifo tf ky dkpafykdot. ^jd Rdspfondot pmrty tjdrdcfrd m``dpts tjmt

tjdrd is m siloici`mot `food`tifo bdtwddo tjd tfrtifus m`ts fc tjd S^/Bmb`fè

dkpafydds mon tjd ìrùkstmo`ds fc ky dkpafykdot.

=0. Io tjd Frndr fo tjd @msd Kmomldkdot Nisùssifo tjd @jmirkmo stmtdn io jis

Rdmsfos tjmt @mrddrs Dotdrprisd Atn m``dptdn tjmt, ic aimbiaity wms dstmbaisjdn, it

wms rdspfosibad cfr tjd pmykdot fc `fkpdosmtifo mon tjmt it wms masf

rdspfosibad cfr tjd m`tifos fc tjd ionivinuma rdspfondots tf tjd àmiks . I bdaidvd

tjmt tjis stmtdkdot suppfrts ky mssdrtifo tjmttjd ionivinuma rdspfondots tf tjd

àmiks mrd io m prfxikmtd rdamtifosjip tf kd by virtud fc m siloici`mot `food`tifo

bdtwddo tjd tfrtifus m`ts fc tjfsd ionivinumas mon tjd ìrùkstmo`ds fc ky

dkpafykdot. ^jdrdcfrd I mk fwdn m nuty fc `mrd by tjd `fkpmoy tjmt dkpafys


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3

tjfsd ionivinuma rdspfondots (S^ Lrfup XA@ mon/fr S^ Dotdrprisd/S^ Dnu`mtifo

mon Peiaas A^N, ofw Bmb`fè Iotdromtifoma Lrfup XA@, Bmb`fè

Dotdrprisd/Bmb`fè Dnu`mtifo mon Peiaas), bd`musd fc its rdamtifosjip witj kd,

wji`j is tjd pmrty tf tjd `fotrm`t fc dkpafykdot.

=>. Rd`dotay nfubt jms bddo tjrfwo fotf tjd mbiaity fc tjd prioìpad io Pmafkfo v

Pmafkfo & @f U=:9


7/27

. It is gust mon dquitmbad cfr tjd `fkpmoy(s) tf gfio prf`ddniols io frndr tf prfvind

m rdkdny cfr tjd wrfol wji`j tjfsd `fotrfaaiol @mrddrs Dotdrprisd A^N (ky

dkpafydr) mon tjd ionivinuma Rdspfondots mon ftjdr ofo-@mrddrs Dotdrprisd

A^N dkpafydds m`tiol tjrfulj it jmvd nfod. ^jis wiaa prftd`t pmrmkfuot pubai`

iotdrdst mon prdvdot tjd `frpfrmtd cfrk bdiol usdn ms m kdniuk tjrfulj wji`j

tf amwcuaay `mrry fut mo m`tivity wji`j wfuan ftjdrwisd bd m wrfolnfiol.

24. Ic tjd tribuoma cmias tf nf tjis, tjd `fkpmoy(s) wiaa ds`mpd m``fuotmbiaity mon

aimbiaity cfr its uoamwcua m`tifos mon it wiaa bd crdd tf `fotioud witj its nis`rikiomtfry

prm`ti`ds, m`tiol tjrfulj its @mrddrs Dotdrprisd A^N mon ftjdr oukdrfus

subsinimrids, eofwiol tjmt it wiaa bd mbad tf jind bdjion tjdk. @mrddrs Dotdrprisd

A^N wiaa bd tjd s`mpdlfmt cfr tjd uoamwcua m`ts kfrd prfpdray mttributdn tf S^

Lrfup XA@, S^ Dotdrprisd/S^ Dnu`mtifo mon Peiaas A^N,Bmb`fè Iotdromtifoma

Lrfup XA@, Bmb`fè Dotdrprisd/Bmb`fè Dnu`mtifo mon Peiaas A^N. ^jdsd

`fkpmoids (mon tjdir dkpafydds) wdrd mt cmuat io tjdir fwo riljt, ms wdaa ms bdiol

mo m``dssfry tf ky dkpafydrsuoamwcua m`ts mon it masf dotdrdn iotf m

`fospirm`y witj tjd subsinimry tf `fkkit tjd uoamwcua m`ts. Maa tjd ionivinuma

Rdspfondots io tjis `msd wdrd/mrd dkpafydds fc S^ Lrfup XA@, S^

Dotdrprisd/S^ Dnu`mtifo mon Peiaas A^N, Bmb`fè Iotdromtifoma Lrfup XA@,

Bmb`fè Dotdrprisd/Bmb`fè Dnu`mtifo mon Peiaas A^N) mon tjd kmgfrity fc

nis`rikiomtfry m`tifos wdrd pdrpdtrmtdn by dkpafydds fc tjdsd `fkpmoids.

Tatikmtday tjdsd `fkpmoids dxdrìsdn `fkpadtd `fotrfa mon tjdy jmn tjd pfwdr

tf iosist fo prfpdr wfrepam`d stmonmrns bdiol kmiotmiodn.


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=2

23. Moftjdr rdmsfo cfr tjd tribuoma tf maafw tjdsd `fkpmoids tf gfio prf`ddniols

wfuan bd tf dosurd gurisni`tifo fvdr tjd `fkpmoids, sf ms tf dombad nf`ukdots

tf bd fbtmiodn tjrfulj nis`fvdry.

Pjfuan tjd Rdspfondots ndcdo`d bd stru`e fut fo tjd lrfuons fc mbusd fc prf`dss,

uordmsfombad, fpprdssivd mon vdxmtifus bdjmvifur mon tjd ndaibdrmtd `fo`dmaiol fc

iocfrkmtifo mbfut pmrmlrmpj =, 2, 0, >, 28 mon 036

2


13/27

=0

08. I bdaidvd tjmt tjd Rdspfondot pmrty fr tjfsd m`tiol by fr fo bdjmac fc tjd

Rdspfondot pmrty, is luiaty fc tryiol tf `fo`dma dvindo`d mbfut m brdm`j fc m

adlma fbailmtifo, ikprfpridty io rdamtifo tf tjd usd fc tjd `fkpmoy stru`turd tf

mvfin/`fo`dma aimbiaity mon tjd `fotrfa fc tjd `fkpmoy by tjd wrfolnfdr mon tjd

(kis)usd fc tjd `fkpmoy ms m ndvisd fr m cmmnd tf `fo`dma tjd wrfolnfiol. I

bdaidvd tjmt tjd fvdrwjdakiol dvindo`d tjmt I jmvd prfvindn suppfrt tjdsd

maadlmtifos.

0=. ^jd Rdspfondot pmrty is masf tryiol tf sdde mo frndr crfk tjd ^ribuoma tf prdvdot

kd crfk kmeiol moy curtjdr mkdonkdots tf ky àmiks mon tjmt ic I wisj tf briol

prf`ddniols rdlmrniol curtjdr m`ts fc nis`rikiomtifo fr vi`tikismtifo tjdo tjdy

sjfuan bd trdmtdn ms odw àmiks mon stmydn pdoniol tjd ndtdrkiomtifo fc @amiks

= mon 2. I nf oft bdaidvd tjmt tjd Rdspfondots rdqudst is io aiod witj tjd

fvdrriniol fbgd`tivd fc tjd prf`dnurma ruads tf dombad tjd tribuoma tf ndma witj

`msds gustay.

02. ^jd tribuoma jms tjd pfwdr uondr ruad =8 (q) fc tjd prf`dnurd ruads tf pdrkit

mkdonkdot fc m àmik fr rdspfosd. I mèofwadnld tjmt tjd àfsdr wd ldt tf tjd

jdmriol, tjd jmrndr it wiaa bd tf mkdon ky àmik. Jmviol smin tjis, m tribuoma àmik

`mo bd mkdondn mt moy tikd5 I gust oddn tjd tribuomas pdrkissifo. (D^ Rdls

288> s`j = rr=8 (2) (q) == (=). ^jd Rdspfondots mrd tryiol tf prdvdot kd crfk

dvdo bdiol mbad tf sdde pdrkissifo, wji`j is uordmsfombad mon uogust.

00. Io ndìniol wjdtjdr tf maafw mo mkdonkdot, tjd D^ kust tmed m``fuot fc maa tjd

ìrùkstmo`ds mon bmamo`d tjd jmrnsjip mon iogusti`d fc rdcusiol tjd mkdonkdot

mlmiost tjmt fc maafwiol it. (Pdaedot Bus @f. Atn v Kffrd U=993[ IRAR 33=, DM^.


14/27

=>

^rmospfrt mon Ldodrma \fredrs Toifo v Pmcdwmy Ptfrds Atn TE DM^/8892/8


15/27

=4

nird`tay mnnrdssiol tjis issud io its adttdr.

04. Io mnnitifo tf tjis, tjd Rdspfondot pmrty masf nin oft jmvd moy ioput io rdamtifo tf

tjd nrmctiol fc tjd s`jdnuad fc àmiks. I bdaidvd tjmt tjis wfuan jmvd bddo mo

fppfrtuoity cfr tjd Rdspfondot pmrty tf ioni`mtd its rdspfosd tf dm`j àmik mon

curtjdr tjd fvdrriniol fbgd`tivd fc tjd prf`dnurma ruads tf dombad tjd tribuoma tf

ndma witj msds gustay.

03. Io tjdir adttdr tf tjd ^ribuoma nmtdn 0 rnMulust 28=8, tjdy stmtd, It is subkittdn

tjmt tjd @amikmot sjfuan prdsdot moy rdqudsts cfr odw frndrs mt tjd @KN fo =2

Mulust 28=8 mon sjfuan oft bd pdrkittdn tf kmed moy curtjdr rdqudsts mctdr tjis

tikd. It is subkittdn tjmt tjdrd sjfuan bd of oddn cfr moy curtjdr @KNs io

rdamtifo tf tjdsd `msds.I nf oft bdaidvd tjmt tjd Rdspfondots rdqudst is io aiod

witj tjd fvdrriniol fbgd`tivd fc tjd prf`dnurma ruads tf dombad tjd tribuoma tf ndma

witj `msds gustay7 It kmy bd`fkd àdmr mctdr rd`diviol tjd nfùkdots tjmt ky

dkpafydr nisàfsds vfauotmriay, wjdo witodss stmtdkdots mrd dx`jmoldn fr mt tjd

jdmriol, tjmt tjdrd mrd curtjdr rdadvmot nfùkdots tjmt jmvd stiaa oft bddo

nisàfsdn. Pjfuan tjis bd tjd `msd, it kmy bd od`dssmry cfr kd tf mppay cfr mo

frndr. Is tjd Rdspfondot smyiol tjmt I sjfuan bd prdvdotdn crfk nfiol sf6 I

bdaidvd tjmt tjd Rdspfondot pmrtys `fonu`t io rdamtifo tf tjis kmttdr is

fpprdssivd, vdxmtifus mon uordmsfombad.

0


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=3

fc pfsitivd nis`rikiomtifo wms oft tmedo tf trdmt kd kfrd cmvfurmbay io frndr tf

rdkfvd tjd nismnvmotmld wji`j wms mttributmbad tf ky nismbiaity.

0:. ^jd tribuoma kust rdkion tjd Rdspfondot pmrty tjmt it sjfuan oft admvd fut fc tjd

cfrk moy lrfuon upfo wji`j tjd àmik is bdiol ndcdondn. Moftjdr prikd dxmkpad

fc tjd wdme ndcdo`d is tjd cm`t tjmt io rdamtifo tf ky maadlmtifo fc nismbiaity

nis`rikiomtifo, tjd Rdspfondot pmrty jms cmiadn tf mèofwadnld tjd cm`t tjmt m

cmiaurd tf kmed m rdmsfombad mngustkdot `mo odvdr bd gusticidn mon mo dkpafydr

`mooft gusticy adss cmvfurmbad trdmtkdot. Moy gustici`mtifo mrlukdot kust bd cfr

rdmsfos tjmt mrd kmtdrima tf tjd `msd mon substmotima.

09. I jmvd kmnd twf mppai`mtifos tf tjd tribuoma rdqudstiol mo frndr cfr mnnitifoma

iocfrkmtifo mon writtdo moswdrs. ^jd qudstifos I mse mrd tf àmricy tjd tdxt fc tjd

D^0 mon ky dkpafydrs `msd, sf tjmt I mk oft `muljt by surprisd mon eofw

brfmnay wjmt ndcdo`d ky dkpafydr wiaa put cfrwmrn. I mk pdrkittdn tf mse m

sdrids fc qudstifos wji`j wiaa àmricy moy issud aieday tf mrisd cfr ndtdrkiomtifo fr

cfr tjd iocfrkmtifo wji`j is aieday tf mssist tjd D^ io ndmaiol witj tjd àmik. I jmvd

nfod sf io ky rdqudsts mon frndr mppai`mtifos cfr mnnitifoma iocfrkmtifo mon

writtdo moswdrs.

>8. ^jd pfwdr tf fbtmio mnnitifoma iocfrkmtifo is tf dombad tjd pmrtids tf prdpmrd

mndqumtday cfr tjd jdmriol by bdiol iocfrkdn io mnvmo`d fc succiìdot ndtmias

mbfut tjd `msd tjdy wiaa jmvd tf kddt. Pdd \jitd v Toivdrsity fc Kmo`jdstdr. Ms

cfaafws crfk Jfodyrfsd Xrfnu`ts v. Gfsaio =9:=, tjd tribuoma sjfuan mse itsdac

wjdtjdr bftj pmrtids mrd mwmrd fc tjd ndtmias fc tjd `msd tjmt tjdy wiaa jmvd tf

kddt. Ic it `fosindrs tjmt fod fc tjd pmrtids is oft succiìdotay mwmrd, tjd tribuoma


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==. ^jd Rdspfondot pmrty jms masf stmtdn tjmt tjdrd sjfuan oft bd mlrddn cm`ts,

mnkissifos, writtdo subkissifos fr sedadtfo mrlukdots. I masf `fosindr tjis tf bd

uordmsfombad. ^jis is m vdry `fkpadx `msd, mon ms su`j I bdaidvd tjmt it is gust

mon dquitmbad cfr tjis tf bd maafwdn mon tjmt it wiaa curtjdr tjd fvdrriniol fbgd`tivd.

Io ky adttdr tf tjd ^ribuoma rdqudstiol m XJR I masf stmtdn tjmt I wfuan aied tf

prfnu`d subkissifos. Ky kdkfry mon `fo`dotrmtifo mon mbiaity tf admro mon

uondrstmon mrd ikpmirdn ms m rdsuat fc ky kdotma jdmatj `fonitifo. I masf succdr

crfk sdvdrd cmtilud. Maafwiol writtdo subkissifos wiaa jdap kd tf àmricy ky

tjfuljts mbfut tjd `msd mon put tjdk iotf frndr. ^jis wiaa dosurd tjmt ky

nismbiaity nfds oft mkfuot tf m jmoni`mp tf tjd mttmiokdot fc gusti`d mon wfuan

curtjdr tjd fvdrriniol fbgd`tivd io ndmaiol witj tjis kmttdr io tjd kfst dxpdnitifus,

dcciìdot mon cmir wmy pfssibad mon io m wmy tjmt dombads kd tf cuaay pmrtiìpmtd io

tjd tribuoma prf`dss tf tjd bdst fc ky mbiaity mon witjfut bdiol put mt m

nismnvmotmld.


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=:

>2. ^jd Rdspfondot pmrty (fo twf sdpmrmtd f``msifos sf cmr)5 jmvd cmiadn tf `fpy

kd iotf `frrdspfondo`d tf tjd tribuoma fo tjd smkd nmy tjmt it jms sdot its

`frrdspfondo`d tf tjd tribuoma7

m) ^jd Rdspfondot pmrtys d-kmia tf kd mttm`jiol tjdir @KN wji`j tjdy jmn

sdot tf tjd ^ribuoma tjd nmy bdcfrd

b) ^jd Rdspfondot pmrtys d-kmia tf kd mttm`jiol tjdir fbgd`tifo tf tjd XJR

wji`j tjdy jmn sdot tf tjd ^ribuoma tjd nmy bdcfrd

>0. Moftjdr dxmkpad fc jd Rdspfondot pmrtys uordmsfombad, vdxmtifus mon

fpprdssivd bdjmvifur is tjdir mttdkpt tf ndoy kd ky riljt tf `maa witodssds mon

subkit writtdo stmtdkdots crfk tjdk. Io tjdir adttdr tf tjd tribuoma nmtdn == tj

Mulust 28=8, tjd Rdspfondot pmrty mssdrtdn tjmt it wfuan oft bd od`dssmry cfr

kd tf subkit tjd dvindo`d fc \myod Nmvis mon ^moym Nmvis, ms tjis wms

nisprfpfrtifomtd mon wfuan oft bd io m``frnmo`d witj tjd fvdrriniol fbgd`tivd.

^jis `jmaadold wms kmnd dvdo io ailjt fc tjd cm`t tjmt I mk maadliol tjmt Xmris

Pkitjs sfai`itfr (Gmod Binnad`fkb) jmn kmnd vmrifus stmtdkdots mt tjd @KN

wji`j tffe pam`d fo =2tjMulust 28=8, wji`j sjd is ndoyiol. \myod Nmvis mon

^moym Nmvis wdrd masf prdsdot mt tjd @KN mon `mo `frrfbfrmtd ky dvindo`d.

^jdrdcfrd writtdo stmtdkdots mon frma dvindo`d wdrd rdquirdn crfk ^moym Nmvis

mon \myod Nmvis cfr tjd `amrici`mtifo fc tjd issuds mon cfr tjd gust jmonaiol fc

prf`ddniols, wji`j is vdry ku`j io aiod witj tjd fvdrriniol fbgd`tivd. ^jis wms mo

mttdkpt by tjd Rdspfondot pmrty is tf supprdss dvindo`d fbstru`t tjd gust

nispfsma fc tjd prf`ddniols.


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=9

>>. Ydt moftjdr dxmkpad fc tjd Rdspfondot pmrtys uordmsfombad, vdxmtifus mon

fpprdssivd bdjmvifur is tjd cm`t tjmt tjdy jmvd ioni`mtdn io tjdir @KN mldonm

tjmt tjdy nf oft bdaidvd tjmt kdni`ma dvindo`d is rdquirdn, ydt tjd Rdspfondot

pmrty jms dvdo stmtdn itsdac io its NA43 rdspfosd tjmt witjfut kdni`ma dvindo`d,

@DA `mo oditjdr `focirk ofr ndoy wjmt cm`tfrs `fotributdn tfwmrns yfur kdotma

ikpmirkdot. Fod fc ky `fkpamiots is fc nis`rikiomtifo fo lrfuons rdamtiol tf ky

nismbiaity. I jmvd bddo succdriol crfk sdvdrd ndprdssifo mon it jms bd`fkd

uousuma ofw tf ruo m NNM =994 `msd witjfut tjd usd fc kdni`ma dvindo`d. ^jis

io itsdac is masf mo mttdkpt tf `fo`dma dvindo`d mbfut m brdm`j fc m adlma

fbailmtifo. ^jd rdspfondot pmrty mon tjfsd m`tiol fo bdjmac fc tjd Rdspfondot

pmrty mrd àdmray mttdkptiol tf fbstru`t gusti`d mon tf kmed surd tjmt tjd nmkoiol

dvindo`d odvdr surcm`ds. Ms I wiaa bd àmikiol cfr sdvdrd psy`jimtri` nmkmld ms m

rdsuat fc tjd nis`rikiomtifo tjmt I jmvd succdrdn, (wji`j tjd Rdspfondot jms

stmtdn tjmt it is oft aimbad cfr io its D^0s), it wiaa bd od`dssmry cfr kd tf subkit

cfrkma kdni`ma rdpfrts crfk ky LX mon tjd twf Xsy`jfaflists tjmt mssdssdn kd.

It wiaa masf bd od`dssmry cfr kd tf subkit dvindo`d crfk ky `fuosdafr.

>4. \ffnrup -v- Afonfo Bfrfulj fc Pfutjwmre (2880 @M IRAR ===) Ioni`mtdn tjmt

tribuomas sjfuan ofrkmaay dxpd`t tf jdmr àdmr dxpdrt kdni`ma dvindo`d fo moy

`msd wjdrd it rdaids fo tjd issud fc jfw m nismbadn pdrsfo wfuan bd mccd`tdn ic

trdmtkdot wdrd nisrdlmrndn. 'Dxpdrt' dvindo`d `mo bd crfk m rdadvmot, ofo-

kdni`ma dxpdrt - d.l. m psy`jfaflist io m admroiol nicciùatids `msd7 Nuojmk -v-

Msjcfrn \ionfws (2884 DM^ IRAR 388:).

>3. Kmoy fc tjd prioìpads rdadvmot tf fbtmioiol kdni`ma dvindo`d io m nismbiaity

nis`rikiomtifo `msd wiaa masf bd rdadvmot tf prfviol iogury tf cddaiols fr jdmatj io


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28

maa tjd nis`rikiomtifo strmons. ^jd DM^ jms smin tjmt `fkpdosmtifo io

nis`rikiomtifo `msds wjdrd of uppdr aikit mppaids `mooft bd ndmat witj bridcay mon

iocfrkmaay. @mrdcua prdpmrmtifo wiaa bd od`dssmry cfr m rdkdnids jdmriol. Io `msds

uondr tjd NNM =994, m kdni`ma dxpdrt kmy wdaa bd rdquirdn ms tf ky aieday cuturd

jdmatj, sio`d tjis wfuan bd rdadvmot tf mo mssdsskdot fc cuturd afss fc dmroiols.

Buxtfo v Dquiofx Ndsilo Atn U=999[ IRAR =4:, DM^. Kdni`ma dvindo`d rdlmrniol

ky `fonitifo wiaa bd dssdotima tf maafw tjd tribuoma tf ndma witj tjd `msd dcci`idotay

mon cmiray. Ky LX, tjd twf psy`jfaflists tjmt mssdssdn kd mon ky `fuosdafr

jmvd ioni`mtdn tjmt tjdy mrd wiaaiol tf prfvind rdpfrts, ms tjdy mrd bdst pam`dn tf

livd dvindo`d mbfut ky `fonitifo. I sjfuan bd lrmtdcua cfr tjd tribuomas frndr tjmt

I sjfuan bd pdrkittdn tf rday fo dxpdrt dvindo`d fo tjd qudstifo fc ky nismbiaity,

mon I sulldst tjmt it wfuan bd jdapcua tf nis`uss ndtmiadn mrrmoldkdots cfr tjis mt

tjd @KN tjmt is nud tf tmed pam`d mctdr tjis XJR.

>


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2=

>:. Ms stipuamtdn io BAF@EBTP^DR DO^DR^MIOKDO^ AIKI^DN v Gmkds7 pfwdr tf

stried fut mo issud7 4. ^jis pfwdr, ms tjd dkpafykdot tribuoma rdkiondn itsdac, is

m Nrm`foi` pfwdr, oft tf bd rdmniay dxdrìsdn. It `fkds iotf bdiol ic m pmrty jms

bddo `fonu`tiol its sind fc tjd prf`ddniols uordmsfombay.

\jdtjdr I `mo `fotioud witj maa fc ky àmiks6

>9. I bdaidvd tjmt it is gust mon dquitmbad cfr tjd ^ribuoma tf maafw kd tf `fotioud witj

tjd àmiks sdt fut io ky s`jdnuad mon oft aikit tjd s`fpd fc ky àmiks moy

curtjdr, ms tjis kmy admn tf iomndqumtd gusti`d. ^jd DM^ jms smin tjmt tjmt mo D^

sjfuan bd `mrdcua oft tf fvdrstdp tjd aiod bdtwddo adlitikmtd `msd kmomldkdot

mon fvdr-sikpaicyiol ky `msd by strieiol fut prfpdr àmiks tf smvd tikd. Ic tjd

DM^ nfds jmvd m lffn rdmsfo tf nismaafw sfkd fc tjd maadlmtifos, it kust cfaafw

tjd `frrd`t prf`dnurd. Jmkbay v Rmtjbfod @fkkuoity Ionustry Atn (=999) 3=. Pdd masf DM^s `fkkdots

io Pfndxjf v Libbfos U2884[ IRAR :03, dmt. Mrtiàd 3 (^jd riljt tf m cmir jdmriol)

mon mrtiàd => (ofo-nis`rikiomtifo) fc tjd Durfpdmo @fovdotifo fo Jukmo Riljts

sjfuan masf bd tmedo iotf m``fuot.


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22

48. Io tjd Frndr fo tjd @msd Kmomldkdot Nisùssifo, Gunld Pmatdr stmtdn tjmt jd

iotdondn tf affe mt tjd kdrits fc ky àmik. It sjfuan bd rmrd io wjistadbafwiol

`msds fr nis`rikiomtifo `msds tf stried fut fo tjd lrfuon fc of rdmsfombad

prfspd`t fc su``dss, ms tjdsd issuds mrd pmrtiùamray cm`t-sdositivd mon

ndpdonmot fo dvindo`d bdiol jdmrn.

4=. Io rdamtifo tf tjd qudstifo fc `fkpmrmtfrs, I mk oft surd ic tjd Rdspfondot is

stmtiol tjmt I oddn tf indoticy m rdma `fkpmrmtfr. ^jd ìrùkstmo`ds fc tjd

@amikmot mon fc tjd `fkpmrmtfr kust bd tjd smkd "fr oft kmtdrimaay niccdrdot".

Fod fc tjd ìrùkstmo`ds is tjd `fkpmrmtfr's "mbiaitids", but sio`d tjis is prdcm`dn

by "ioàuniol", it cfaafws tjmt kfrd ìrùkstmo`ds mrd rdadvmot tjmo sikpay tjd

`fkpmrmtfr's mbiaitids. Jilj ]umaity Aicdstyads -v- \mtts (2883 DM^ IRAR :48).

42. I wiaa bd tdaaiol tjd tribuoma pmoda wjf wiaa ndìnd ky `msd tjmt I iotdon tf usd bftj

rdma mon jypftjdti`ma fods mon wiaa jiljailjt tjd cm`t tjmt io `msds iovfaviol kuati-

nis`rikiomtifo it kmy oft bd dmsy tf `fostru`t m jypftjdti`ma `fkpmrmtfr wjf

nfds oft sjmrd moy fc tjd prfjibitdn `jmrm`tdristi`s witj tjd àmikmot. It kmy

bd`fkd m nicciùat mon sfkdwjmt uordma tmse. ^jis is ikpfrtmot sio`d io su`j

`msds m cuaay rdadvmot nird`t `fkpmrmtfr wiaa bd vdry uoaieday tf bd cfuon. Pf tjis

is aieday tf bd tjd eion fc `msd io wji`j it is prdcdrmbad tf mse tjd qudstifo wjy I

wms trdmtdn ms I wms, rmtjdr tjmo tf try mon `fostru`t m `jmrm`tdr tjmt nfds oft

jmvd ky pmrtiùamr nismbiaity, wjfsd rdadvmot ìrùkstmo`ds ioàuniol tjdir

mbiaitids, mrd tjd smkd ms, fr oft kmtdrimaay niccdrdot crfk, tjfsd fc ky fwo. Io tjis

wmy tjd tribuoma pmoda wjf wiaa bd ndìniol ky `msd wiaa oft jmvd tf spdon ku`j

tikd tf aittad purpfsd tryiol tf jypftjd`mtd wjdtjdr I jmvd bddo trdmtdn adss


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20

cmvfurmbay tjmo sfkd ftjdr bd`musd fc tjd dotirdty fc tjd kuatipad lrfuons fo

wji`j I rday.

40.Ms m rdsuat fc tjd Rdspfondot pmrtys rdqudst cfr mo frndr aikitiol tjd oukbdr fc

ioìndots fc nis`rikiomtifo / prftd`tdn nisàfsurds tjmt I `mo rday upfo, I wms

msedn by Gunld Pmatdr tf aist tjd prftd`tdn m`ts rdaidn upfo io rdamtifo tf dm`j

ndtrikdot/ioìndot fc nis`rikiomtifo, (m s`jdnuad fc àmiks). Jfwdvdr, I jmn

mardmny stmtdn io ky D^=s tjmt tjd ndtrikdots mon ioìndots fc nis`rikiomtifo tjmt

I jmvd bddo subgd`tdn tf mrd pmrt fc `fotiouiol m`ts fvdr m substmotima pdrifn

mon ms su`j, I wiaa bd mseiol tjd ^ribuoma pmoda wjf wiaa bd ndìniol ky `msd tf

`fosindr ky àmiks witjio tjis `fotdxt. Io ky D^=s I jmvd kmnd rdcdrdo`d tf7

m) m prfafoldn `fursd fc `fonu`t

b) tdo kfotjs fc pdrsistdot buaayiol, jmrmsskdot mon vi`tikismtifo

`) `fotioudn buaayiol, jmrmsskdot mon vi`tikismtifo by m oukbdr fc S^ stmcc

I masf ioni`mtdn io ky cfur mkdonkdot mppai`mtifos tjmt tjd lrfuons cfr

mkdonkdot wdrd `fotiouiol m`ts. @fotiouiol m`ts is masf jiljailjtdn io ky

s`jdnuad fc àmiks. Io ailjt fc tjis, I cdat tjmt tjd Rdspfondot pmrtys rdqudst cfr

tjd iocfrkmtifo io tjd cfrk it rdquirdn wms uordmsfombad mon fpprdssivd,

pmrtiùamray ms bftj ky D^=s mrd vdry ndtmiadn.

4>. I mppaidn cfr mo dxtdosifo fc tikd tf nf tjis (fo jdmatj lrfuons) but ky

mppai`mtifo cfr mo dxtdosifo fc tikd fo tjd @KN frndr wms rdgd`tdn. I cfuon it

dxtrdkday nicciùat tf prfnu`d m s`jdnuad fc àmiks, witjfut tjd bdodcit fc adlma

mssistmo`d. It jms put m lrdmt strmio fo kd mon dxm`drbmtdn ky kdni`ma

`fonitifo.


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2>

44. I bdaidvd tjmt it wfuan jmvd bddo kfrd rdmsfombad cfr tjd Rdspfondot pmrty tf

gust rdqudst m sikpad aist fc maa ky prftd`tdn nisàfsurds mon m aist fc ioìndots fc

nis`rikiomtifo mon ndtrikdots. ^jis wfuan jmvd bddo kfrd mpprfprimtd bd`musd I

jmvd ioni`mtdn io bftj ky D^=s tjmt I kmnd fvdr 08 prftd`tdn nisàfsurds mon

tjmt tjdrd jmvd bddo fvdr 48 ndtrikdots/ioìndots fc nis`rikiomtifo io rdamtifo tf

ky cirst àmik mon fvdr 08 io ky sd`fon àmik. ^jdsd cm`tfrs kmed it ikpfssibad

cfr kd tf spdìcy wji`j ndtrikdot/ioìndot fc nis`rikiomtifo kiljt rdamtd tf dm`j

spdìci` prftd`tdn m`t, mon it is cfr tjis rdmsfo tjmt I wiaa bd mseiol tjd tribuoma

pmoda wjf wiaa ndìnd ky `msd tf trdmt tjd s`jdnuad fc àmiks foay ms m aist, tjmt

sjfuan bd `fosindrdn io tjd `fotdxt fc `fotiouiol m`ts.

43. I jmvd prfvindn m aist fc tjd prftd`tdn m`ts rdaidn upfo io rdamtifo tf dm`j

ndtrikdot/ioìndots fc nis`rikiomtifo io ky s`jdnuad fc àmiks io frndr tf mvfin

jmviol ky àmiks struè fut ms m rdsuat fc cmiaiol tf `fkpay witj tjd frndr fo tjd

`msd kmomldkdot nisùssifo. Ms I jmvd of adlma rdprdsdotmtifo, I nin oft eofw ic

it wfuan bd pfssibad fr mpprfprimtd tf `jmaadold tjd nird`tifo.

@foàusifo

4


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24

`frpfrmtd stru`turd wms/is kdrday m ndvi`d, cmmnd mon/fr sjmk tjmt

`fo`dmadn/`fo`dmas tjd trud cm`ts. I wfuan aied tjd ^ribuoma tf tmed iotf m``fuot

tjd dxtdot tf wji`j tjd `mrd wms tmedo by tjd pmrdot `fkpmoy cfr kd ms mo

dkpafydd wfreiol io tjd subsinimry `fkpmoy. I wfuan masf aied tjd ^ribuoma tf

dxmkiod tjd wmy tjd `fkpmoy is m`tumaay kmomldn io frndr tf cion wjdrd tjd

`dotrd fr `dotrds fc kmomldkdot mrd io cm`t af`mtdn tf ndtdrkiod aimbiaity. I

bdaidvd tjmt it wiaa masf bd od`dssmry tf dxmkiod wjdtjdr tjd nird`tfrs `fovdydn

nird`tay fr ionird`tay tf kd tjmt tjdy mssukdn m pdrsfoma rdspfosibiaity tfwmrns

kd, wji`j I bdaidvdn tjdy nin. ^jd Rdspfondot pmrty kmy mrlud tjmt S^s cfrkdr

@jidc Dxdùtivd nin oft `mrry fut tjd tfrtifus m`t jiksdac fr tjmt jd nin oft

mssukd aimbiaity cfr it, but I wfuan mrlud tjmt jd prfùrdn mon ionu`dn ftjdrs/tjd

`fkpmoy (S^ Lrfup XA@ mon/fr S^ Dotdrprisd/S^ Dnu`mtifo mon Peiaas A^N) tf

`fkkit tjd tfrt.

4:. It is masf od`dssmry cfr tjd tribuoma tf dstmbaisj wji`j pmrty fr pmrtids friliomaay

iostru`tdn Xmris Pkitj sfaiìtfrs tf ndcdon tjd `msd, ms tjis is oft àdmr. Io rdamtifo

tf bftj àmiks, nin S^ iostru`t tjdk tf ndcdon @mrddrs Dotdrprisd Atnmon S^

dkpafydds mon nin Bmb`fè `fotioud tf iostru`t tjdk tjdrdmctdr6 Nin @mrddrs

Dotdrprisd A^N iostru`t tjdk tf ndcdon @mrddrs Dotdrprisd Atnmon S^/Bmb`fè

dkpafydds, fr nin @mrddrs Dotdrprisd A^Nmon tjd ionivinuma rdspfondots

iostru`t Xmris Pkitj sdpmrmtday6 \ji`j `fkpmoy(s) mon/fr ionivinumas mrd

iostru`tiol tjdk ofw6 ^jis qudstifo is ikpfrtmot, oft foay tf min tjd tribuoma tf

dstmbaisj aimbiaity, but bd`musd tjd @foodxifos `fotrm`t (tjmt is maadldnay ruo by

@mrddrs Dotdrprisd A^N), is pubaiày cuondn mon it wfuan bd iompprfprimtd mon

pdrjmps dvdo iaadlma cfr @mrddrs Dotdrprisd A^Ntf cuon tjd ndcdo`d fc tjd

ionivinuma rdspfondots mon ftjdr ofo-@mrddrs Dotdrprisd A^Ndkpafydds,


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23

bd`musd tjdy wfuan bd usiol tmx pmydrs kfody tf nf sf.

49. I wfuan aied tf rdqudst tjmt it `mrdcuaay dxmkiods tjd dvindo`d tjmt I jmvd

prfvindn, wji`j I bdaidvd prfvds tjmt S^ Lrfup XA@ mon/fr S^ Dotdrprisd/S^

Dnu`mtifo mon Peiaas A^Nfwds kd m nuty fc `mrd. S^ Dnu`mtifo mon Peiaas A^N

m`tiol tjrfulj ky dkpafydr witj kd jmvd tf bd ndtdrkiodn. I bdaidvd tjmt it is

jiljay ndsirmbad tjmt maa pmrtids wjf mrd aimbad cfr m rdkdny sjfuan bd iovfavdn,

(Bmb`fè Iotdromtifoma Lrfup XA@, mon Bmb`fè Dnu`mtifo mon Peiaas A^N-

cfrkdrayS^). ^jd `fkpmoids mon tjdir dkpafydds (tjd ionivinuma Rdspfondots

mon ftjdr ofo-@mrddrs Dotdrprisd stmcc tjmt I jmvd omkdn io ky D^=s), m`tdn

tjrfulj ky dkpafydr @mrddrs Dotdrprisd A^N mon bd`musd fc its rdamtifosjip

witj kd, tjmt is tjd pmrty tf tjd `fotrm`t fc dkpafykdot, tjis tjdo prdsdots mo

issud ms tf tjd adlma pfsitifo fc tjd niccdrdot `fkpmoids. It is tjdrdcfrd

mpprfprimtd cfr kd tf àmik mlmiost maa io tjd matdromtivd. I bdaidvd tjmt it is

rdmsfombad cfr kd tf nf sf. Kfrdfvdr, I nrmw mttdotifo tf tjd ^ribuomas pfwdr

uondr ruad =8(2)(e) fc tjd Dkpafykdot ^ribuoma Ruads fc Xrf`dnurd (P`jdnuad =

tf tjd Dkpafykdot ^ribuomas (@fostitutifo mon Ruads fc Xrf`dnurd Rdluamtifos)

288>). ^jd tribuoma kmy frndr tjmt moy pdrsfo wjf tjd `jmirkmo fr tribuoma

`fosindrs kmy bd aimbad cfr tjd rdkdny àmikdn sjfuan bd kmnd m rdspfondot io

tjd prf`ddniols. ^jd pfwdr tf mnn m rdspfondot jms mawmys bddo mvmiambad ms

pmrt fc tjd tribuomas ldodrma pfwdrs tf rdluamtd tjdir fwo prf`dnurd7 sdd

@fèiol v Pmonjurst (Ptmtifodrs) AtnU=9[ I@R 348.


27/27

38. ^jd tribuoma is msedn tf maafw kd tf `fotioud witj tjd àmiks, ms sdt fut io ky

s`jdnuad, oft aikit tjd s`fpd fc ky àmiks moy curtjdr. Pjfuan tjd tribuoma ndìnd

tf stried fut moy àmiks, tjfsd àmiks sjfuan stiaa bd jdmrn ms bmèlrfuon.

3=. ^jd tribuoma is msedn tf stried fut tjd Rdspfondot pmrtys ndcdo`d bd`musd fc

prf`dnurma mbusd, uordmsfombad mon fpprdssivd bdjmvifur mon tryiol tf `fo`dma

dvindo`d mbfut m brdm`j fc m adlma fbailmtifo, ikprfpridty io rdamtifo tf tjd usd fc

tjd `fkpmoy stru`turd tf mvfin/`fo`dma aimbiaity mon tjd `fotrfa fc tjd `fkpmoy

by tjd wrfolnfdr mon tjd (kis)usd fc tjd `fkpmoy ms m ndvisd fr m cmmnd tf

`fo`dma tjd wrfolnfiol, (wji`j I `fosindr tf bd s`monmafus mon vdxmtifus). I

bdaidvd tjmt tjd ndcdo`d is masf kis`fo`divdn mon tjmt it jms of rdmsfombad

prfspd`t fc su``dss. Ic tjd tribuoma nfds oft mlrdd, I wfuan aied tf rdqudst tjmt it

pfstpfods tjd @KN io frndr tf ndtdrkiod wjdtjdr mo matdromtivd sfautifo wfuan

bd kfrd mpprfprimtd, (tf prfvind rdkdnids, wji`j mrd)7

m) tf frndr tjd Rdspfondot pmrty tf amricy mon prfvind kd witj tjd

mnnitifoma iocfrkmtifo mon writtdo moswdrs mbfut tjd ndcdo`d, (tjd

^ribuoma sjfuan tmed iotf m``fuot tjd cm`t tjmt m pmrty sjfuan oft bd tmedo

by surprisd mt tjd amst kioutd by tjd ftjdr sinds `msd).

b) tf ndoy tjd Rdspfondot pmrty tjd frndrs tjmt tjdy jmvd rdqudstdn, (ms

sdt fut io pmrmlrmpj 2< mon 02)

`) tf maafw kdni`ma mon dxpdrt dvindo`d io tjis `msd

n) tf maafw writtdo subkissifos fr sedadtfo mrlukdots

Ks Myfndad Mndad Smuljmo

Nmtd7 23tjF`tfbdr 28=8

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