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TRANSCRIPT
[-- A0 -10 1/2004
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ORGANIZATION/ENTITY
PARTIES
AJBRA)leiinlment
--··
Report Req1dred by the EthicsFINANCIAL DISCLOSURE REPORT . in Govenunent Act o1r 1978 Calendar Year 2003 (5 U.S.C. §§ 101··111)
1. PCIS<:m Reporting (Last name, Fn. name, Middle initial) 2. Court or Organiz.atioo 3. Date e1fReport
Friot, Stephen P .. _ District Court · W.D. of Okla. 4115/2004
4. Title (Article m Judges indicate acth'll or senior status; S. ReportType (check. appropriate type) 6. Repooling Period
magistrate judges indicate full- or pai:t-time) Date. 1/ 1/2003 0 NominaliCli.
U.S. Distric:t Judge 0 InitilJ. @Annual 0 Final
lo 12131/2003
7. Challllbeirs or Office Address 8. On the basis of the infonnation ci>ntained in this R.cpOrtand any modifications pertaining thereto, it is, in my opinion, in compliance
200 N.W. th St with applicable laws and regulations. Oklahoma City, OK 73102
Reviewing Officer Date
IMPORTANT NOTES: Thc: instractions accompanying this form must be followed. Complete all parts, checkingthe NONE box for each part
where you have no reportable information. Sign on last page.
I. POSITIONS. {Repl;rillig individual only; seepp. 9-13 of filing instructions)
D NONE - (No n:porta11lcpc>Silioos.)
POSITION NAME OF
1. Director and Vice Cbliiinmlfl of the Board Central Oklahoma Habitat for Humanity, Inc.
2. Chairman Troop Committee, Troop 4, Last Frontier Counci Boy Scouts of America
3.
4.
s.
6.
''';";.
(Rc:porting individual only; sec pp. 14-16 offiling instractions)Il. AGREEMENTS. r--nC.>-..!
D NONE - (Noreportablcap1111:1DC111s.) {·"';;, :�.::
��:�7i ��: AND TERMS 1 ; ; •:"".:• ,_ '· "''"
1. lll/01179 American Bar Retirement Association and State Street Collective Trust - Pl ( o conlrOI) :: l j, • - ·· :i.
2.
I I D1:;;;;-eport
• · ------------...... ---------------- -- ------- --------..J------
SOURCE
SQURCE DESCRIP1JON
FJNANCIAL DISCLOSURE REPORT Name of Person Reporting
Friot, Stephen P 4/1S/2004
ill. NON-INVESTMENT INCOME.CRcportingindividuaiandspouse;seepp.11-24oftilinginstructions)
A.· FUer's Non-Investnumt Incom
NOJ'lE - (Noreportablencm-investmeotmc:ome.)
AND TYPE
I.
2.
3.
4.
GROSS INCOME
(yourS, not spous,c's)
�----------
-------·---
B. Spouse's Non-Investment Incom6fyou were married during any portion of the reporting year, please complete this section. (dollar amoWJt nt0t requited! exi;:ept forhonoraria)
0 NONE - (No reportable non-investment income.)
SOURCE AND TYPE
1. 20U3 Westminstec School
N. REilMBURSEMENTS-transportation. lodging, food. entataimnent.
(Includes those to spouse and cit children. See pp. 2S-27 of instructions.)
NONE - (No such reportable reimbursements.)
l.
. ..._
-. 1- --
DESCRIPTION
DESCRIITION
1- -
NONE - (Nosuchreportablegifts.) "
1.
FINANCIAL DISCLOSURE REPORT
Friot, Stephen P 4/15!.2004
V. GIFTS. (Includes those to 1;poose and dependent children. See pp. 28-31 of instructions.}
- 1.
VI. LJABJLITIES. (lncludc:sthose ofspouse and dependentchildren. See pp. 32-34 ofinstructions.)
0 NONE - (No reportable liabilities.)
QREDITOR
Cha:ries Schwab & Co., Inc. Margin Account
·------· I I -
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LI
TI
Dt
M•
lnte C:ommon
eCa:nmon
Ao
Sal
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-( llS Em. Common -
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-
--
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(4)
Day
-
='<llOQk:Yai b.' · -
N of-...-.
""' 8 4/1Sf2004
reporting period reporting period
17.
umberger Com.
(A-H) (I-P)
(5)
FINAJ"lClAL DISCLOSlURE REPORT Pagel of3 Fnot, Stephen P
vn. 1NVESTMENTS antd TRUSTS - income, va1uc. transcations fmclw1csthose or11ielpOllSC mc1 dependentchildren. See pp. 34-s1 orfiling instm:tions.)
A. B. c. D. Income during Gmss value at aid of Transactions during reporting period Descriptfon ofAssets
(including trust aaets) - not exciq>t disclosun:(I) - (2) (1) (.2) (1)
(2) (3):PJacc "(X)" after each -ct ex<::mjlt Amount Type (e.g. Value Value Type {e.g. Date: Value
Code2 IdentityofGainbuy,sel:limn prier disclosure Month -Methoddiv. rail or Code! Cocle2 Code I. lnl'p/seller
mager,Code3 (I·P) (A-H) (if private int.) redemption)(Q-W) ai). .
DNO:NE (J'lo n:pmtable inconie, assels, or transactions)
1. ti Prop, OKC, OK c Rent K· K Esell 6f2Sw , G.andJ. 1 Humphreys
2. Federal Bank A Intcn:st J T ..
-3. ocean Common A Dividend J T
-4. &Co.Common A Dividend J T
-s. Sch1111mbergcr Common A Dividend J T
-6. Tc:rex Corp Common ; _ ... -- A Dividend J T
7. onicCommon A Dividend L T
8. He.:wlc:tt-Pack.ard Common A Dividend J T
9. A Dividend M T .
-10. A Dividend J T
11. t Ultra Fund A Dividend J l
12. Teill1pJc:ton Growth Fund B Dividend J T
13. omion S-B IRA - SPF
14. _.rl'lll!ISocean Common A Dividend J T
lS. :acas1t Common A Dividend J T
-16. A Dividend J T
x Comm. Common A Dividend J T
A Dividend J T18.
-L ::· A ;00,0: :1 ::n:n:: • B . ..: a;oo1�sµoo' c . !='s;sm;.ss,tiJo' = ::: ·. D ==$ tii:n.$js,@''. : . :: · E (S '6;111ixm Bl Aiu! > F:o:f::S.S�;tl$1.i� i:iii6/: •. .. :a SHlO.OOl-Sl.000,000 . Hl. sl,�;001�$5.�:o:iO H2 '.= .tklo;OOO
.2. Va},j,;Pt;c : - -:· ······ i# ,wr:# u =:"'\ K o.i$ ,OOJ.$So,ooo t =,,, sso.oo1 s1oo;o00 . = M ..:s1o0in �;cia0 ... ($ce6ii1mm• c\ aluli:izj: : ?\' '>' qA� /> o. $500.bo1-s1,oo0,0oo · . PI. :;S .000.001;.ss;oeo;OOO . . Pi " ;00il)(j1 .ooo;o00 ·
.. faLd$Ul:®�i.�i,1���ixxi . ?4 ,;,: SMcm: lh8l1 :$SO;QQQ;Cl00 . . · . , . . . . .. . ........ . .. . . . 3 Vaiuej;ieiihod : 'Q=;;,A��H H / . .. . · R "' @ea:!B$1ateOnlY)· s ::As$es5mCnt. . . . . T ·=Cll�i:ii::· .(s :eo1•inmci) : : · · :u • : · ·· :v -=oiiicr w =Estimate<!
t I DateofRepci;----i _ _ 411s120
-
reporting period JI ilQil •iiisciosurc: -
-
.....-
- -
-
i I
(4) Gain
$.15,001-SSO�
Etiri.aled .����������������������������������������
= ·
FINANCIAL DISCLOSURE REPORT N ofPersonReporting
{e.g. (2)
Month -
.Q AP ll : : ::: •••. ·
(.S)
Page 2 of 3 Fnot, Stephen P .
Vil Il'fVESTMENTS and TRUSTS-income.value, transcatiom(includcsthoseofthcspousclllddepcndentcbildrnn. Sccpp.34-S7offilinginmudiims.)
A. B. c. D. Income during Gress value at end of Transactions during reporting period
Dcscriptiiin of Assets reporting period {including trust assets)
- not exempt(I) (2) (1) (2) (1)
Date:Place ·oo· after eadi asset cxe:mpttram prior clisc.losure
Value Value Type (e.g. Identity of Codc2 Code 11 buy>=r/scllcr. (if private
(3)ValueAmount Type
div. n:nL or Day
Code2 Method buy, sell. Code 1 int.) (J-P) Code3(A-H) (J-P) (A-H)merger,
redcm on) on)((2-W)
19. -Shaw Comm. Common A Dividend J T ·
20. -.Aim Comtellation Fnd A Dividend J T
21. -ll':wi>Pacific Growth Fnd A Dividend K T
22. -Hancock Strategic Inc A Dividend J T
-23. -8-B Intemational A Dividend J T
24. Sal•:.UCID S-B IRA--
25. -Tnu11socean Common A Dividend. J T
-26. -Jlt Home Common A Dividend J T bankrupt bankrupt '02
'02
27. -Comcast Common A Dividend J .T
28. -Cmis Ezt. Common A Dividend J T
-29. -C:Ox Comm. Common A Dividend J T
-
30. -Schlumberger Com. A Dividend J T
31. -Slllaw Comm. Common A Dividend J T
32. -Aim Constellation Fnd A Dividend J T
33. -Eu1roPacific Growth Fnd A Dividend K T
34. -Hanccx:k Strategic Inc A Dividend J T
35. -S:&li:rtemational A Dividend J T
36. ABRA(KEOGW40l(K))
-
L: inC . . A :s:l;(X)aor:i · . B • s1;001 ·C :':. $2.SOI •ss.-Ooo E = ( •Ccii1J1Jllrl.lilBtBOd 04) x ::.;;•tso,-0�1'$100,�: G . SlOO.Qiifrt.Uicio.IJOO a1 ..:s1.-000;001 ss;ooo1ooo . m .;"Mdrdlhliiss;00o.ooo
LYitke s:: -ro :-'si ;iJ000r1 :: ·· t: si iio S.SU•ixlo: . L ..,sso.001• 100;000: : • M = 1 ),o.? •s:iSoio00 · ( : 1i.mcm$c1!iz;dn3> N '=i$2;;o,� . .•· .. b "'ss¥!>Q14;1,�1JQO . Pl ,;SI,iJOO,flOi, .oo ;oro P2 "$$,coo;(J(:)1-s2$;000;000 . . - · · · :.::. · - = -- :l> :H ��*toot�� : ··: ....: --··::· P4 •::'. $$o,000;QOe . -: ·
.s ·..: : .. ... ..3.Vlil MdlbodCodes ·R.,;east(RealEii18.teOnly) ·T .u ·= V iliJc .; v ,;, Other< w ;;;.(li C.ihin:in C'.2/ .
·-------· I e 1
_ -·----...i
A.
-
Type
,,; :::::::
11 uom
(2)
-L
(3) (4) Gain CodeL
=B citcv,,iltib . ...:_.___:__:__:...;...:...�.:.:;__;_.;..._���.;..._.;..._�����__:_;__;_:.::....;.__:.__;_��.:........�...:.::.:.._:_������·�����---'
FlNAl'CIAL DISCLOSURE REPORT • ofPerscin Repcxting · Da1te ofRep>rt
Pagel of3 Fnot, Stephen P . 4/1512004
. VIl. INVESTMENTS and TRUSTS - income, vatuc. tnnscations CincludCs !Dose ort1ie spouse mddcpmdcntchildren. secPP. ·34-s1orming instructions.)
Dcsaiplion of Assets :including trust assets) -
'lace •(X)• afb:r each asset exempt i:om prior disclosure
B. Income during reporting period
(1) (2)-
Amount (e.g. Cod.cl div. rent. or (A-H) int.)
...
c. Gross value al end o! reportlng period.
(I) (2)
Value Value Codc2 Method (J-P) Cod.cl
(Q-W)
(I)
Type (e.g. buy, sell. magcr, redem¢oii)
D. Transactions during reporting pmod
not ecciqit disclosure
Date:: Month· Day
Value Cocle2 {I·P)
(:5) Identity of buyer/seller
(A·HJI {if private tnr_is_action)
37.
38.
--Intiennediate Bond
'lanced Fund -·Ba -
None
None
M T
M T
39.
40.
41.
-.cmJWth Equity
-·T. lllowe Price Int. Stk
ICREFTIAA -
None
A Dividend
None
M T
K T
T
L rniic1iiii'i3, (:Jodes: A "' l;(J(l!l i c): · B =Sl.(Kn..S;,soo c i.<$1:.ss.-000 o ;,;,s..s;oo1: 1s;0oo ·· · c8eC:9iJ inns B 1 w D.!Y . :F sso,:<x>J+s�.oilo G =$100.00bSl;000,000. Ii1f tlntX>;oo1 ss.ooo.ooo m " rt;ibmss.000,000 ·
2·y��f�= ( - · : . J :+- �1i ¥# K ='sis,001.sSDpoo. L i: Sl°'?;oOO .. M i=$iijij;oG)..SisD;Ooo cs :&11.ii1Vmcr1ado3). ::N ., o,01:i!lis ;® , 0 .=$500,00l SJ,000,000 J?i ...$i;OOQ.:rioi;s5,�;(lOCI ·• Pi .;:s5. i)01..si.s;ooo,ooo
. ..... .. >P3 :".' i(iQPi;®l O.()QOl.i'.)(). ..p4: $SQ.(!©,!lOQ,3. ValUe:.Met\10dQlde1L . Q :: . R =:Cost(R.ealEStateOnly) S ;;., ·T.<°' t
GSeeci;liiimc:c2r. u '< · ='0thci' \\< �·:I�sti;��at�cf : ·v · · ·
'JIT!'fANCIAL j. . . ADDITIONAL CI11dfoatcpa1tofReport.)
: { : •,,, . - -··
Name of Person ReportingDISCLOSURE REPORT
! Friot, Stephen P
VIlI INFORMATION OR EXPLANATIONS
In my l'l=POJrt for calendar year 2002, I lislted my At Home stock in line 16 as havind been disposed of("bankrupt"). I omitted to make this same entiy on line: 28, for the lu Home stock that was m1 ••IRA. Consequently, this 200l-report shows "bankrupt '02" for this item. It will not appear in fiJture reports.
, ...... of ...... _ ·�A.NCIAL DISCLOSURE REPORT Friot. p
.•
IX. CERTIFICATION.
I ceittr:y that-all information given above (including information pertaining to my spouse and minor or dependent children., ifany) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was
·
withhel<l because it met applicable statutory provisions permitting non-disclosure.
I furthc-.r certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reporte4 are in compliance with the provisions of 5 U.S.C. § 501 .seq., S U.S.C. § "/353, and Judicial Conferen regulations..
·
Signature::_
NOTE: ANY INDIVIDUAL_WH:O KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FlLE THIS REPORT MAY BE SUBJECT TO CIVJL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INS'IRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Admifiistrative Office ofthe United States Courts Suite 2-301 One Columbus Circle, N.E.
Washington, D.C. 20544