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A streamlined approach to the WHO Prequalification of In Vitro Diagnostics Programme: Overview Copenhagen, Denmark 22-25 September 2014 1

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Page 1: A streamlined approach to the WHO Prequalification of In ... · A streamlined approach to the WHO Prequalification of In Vitro Diagnostics Programme: Overview ... Medical Devices)

A streamlined approach to the

WHO Prequalification of

In Vitro Diagnostics Programme: Overview

Copenhagen, Denmark 22-25 September 2014

1

Page 2: A streamlined approach to the WHO Prequalification of In ... · A streamlined approach to the WHO Prequalification of In Vitro Diagnostics Programme: Overview ... Medical Devices)

Dept of Essential Medicines & Health Products: structure

Copenhagen, Denmark 22-25 September 2014

2

Joint UNICEF, UNFPA & WHO MEETING with manufacturers and suppliers

Essential Medicines and

Health Product [EMP]

Essential Medicines and

Health Product [EMP]

Policy, Access and Use

[PAU]

Policy, Access and Use

[PAU]

Regulation of Medicines

and other Health

Technologies

[RHT]

Regulation of Medicines

and other Health

Technologies

[RHT]

Technologies Standards

and Norms

[TSN]

Technologies Standards

and Norms

[TSN]

Regulatory Systems

Strengthening

[RSS]

Regulatory Systems

Strengthening

[RSS]

Prequalification Team

[PQT]

Prequalification Team

[PQT]

Safety and Vigilance

[SAV]

Safety and Vigilance

[SAV]

Public Health,

Innovation and

Intellectual Property

[PHI]

Public Health,

Innovation and

Intellectual Property

[PHI]

Page 3: A streamlined approach to the WHO Prequalification of In ... · A streamlined approach to the WHO Prequalification of In Vitro Diagnostics Programme: Overview ... Medical Devices)

WHO Prequalification Team: structure

Copenhagen, Denmark 22-25 September 2014

3

Joint UNICEF, UNFPA & WHO MEETING with manufacturers and suppliers

Essential Medicines

and Health Product

[EMP]

Essential Medicines

and Health Product

[EMP]

Policy, Access and

Use

[PAU]

Policy, Access and

Use

[PAU]

Regulation of

Medicines and other

Health Technologies

[RHT]

Regulation of

Medicines and other

Health Technologies

[RHT]

Technologies

Standards and

Norms

[TSN]

Technologies

Standards and

Norms

[TSN]

Regulatory Systems

Strengthening

[RSS]

Regulatory Systems

Strengthening

[RSS]

Prequalification

Team

[PQT]

Prequalification

Team

[PQT]

Safety and Vigilance

[SAV]

Safety and Vigilance

[SAV]

Public Health,

Innovation and

Intellectual Property

[PHI]

Public Health,

Innovation and

Intellectual Property

[PHI]

Vaccines Assessment

Vaccines Assessment

Medicines AssessmentMedicines

AssessmentDiagnostics Assessment

Administrative teamAdministrative team

InspectionsTechnical

Assistance

Coordinator’s office

Prequalification Team

Page 4: A streamlined approach to the WHO Prequalification of In ... · A streamlined approach to the WHO Prequalification of In Vitro Diagnostics Programme: Overview ... Medical Devices)

> Consolidated prequalification team aiming at

> Cross-product stream learning

> e.g. extension of ERP process to new product categories

> e.g. bigger pool of external experts and testing laboratories

> e.g. PQDx benefit from medicines and vaccines experience to improve efficiency

EMP reorganization: single PQ programme for further impact & restructured regulatory units

Copenhagen, Denmark 22-25 September 2014

4

Joint UNICEF, UNFPA & WHO MEETING with manufacturers and suppliers

> Enhanced management & operations

> e.g. quality management system

> e.g. administrative efficiencies, incl. financial management

> Better relationship with stakeholders

> e.g. single voice when dealing with national regulatory authorities

> e.g. increased transparency around processes and outcomes

Page 5: A streamlined approach to the WHO Prequalification of In ... · A streamlined approach to the WHO Prequalification of In Vitro Diagnostics Programme: Overview ... Medical Devices)

> PQDx weaknesses

PQDx streamlining: Review of PQDx experience and analysis of gaps and challenges

Copenhagen, Denmark 22-25 September 2014

5

Joint UNICEF, UNFPA & WHO MEETING with manufacturers and suppliers

> Timelines

> Transparency (pass/fail criteria, fast tracking, post-PQ)

> Guidance and specific information to Mx

> Communications with stakeholders

> Overloaded pipeline

Page 6: A streamlined approach to the WHO Prequalification of In ... · A streamlined approach to the WHO Prequalification of In Vitro Diagnostics Programme: Overview ... Medical Devices)

> Jan-Jun 2014: PQDx Programme underwent streamlining to:

Prequalification of IVDs streamlining

Copenhagen, Denmark 22-25 September 2014

6

Joint UNICEF, UNFPA & WHO MEETING with manufacturers and suppliers

> Increase efficiency (timelines, focus on active applications)

> Improve transparency (requirements, process)

> Strengthen work with key partners (NRAs, manufacturers, procurement and other agencies)

Page 7: A streamlined approach to the WHO Prequalification of In ... · A streamlined approach to the WHO Prequalification of In Vitro Diagnostics Programme: Overview ... Medical Devices)

Prequalification of IVDs streamlining

Copenhagen, Denmark 22-25 September 2014

7

Joint UNICEF, UNFPA & WHO MEETING with manufacturers and suppliers

ProcessProcess

Product

dossier

Product

dossier

Site

inspections

Site

inspections

Lab.

evaluation

Lab.

evaluation

stepssteps

roundsrounds decisiondecision

feesfees

Critical sectionsCritical sections

NC gradingNC grading

planningplanning

IMDRFIMDRF

Cap. buildingCap. building

Working with partnersWorking with partners

efficiencyefficiency transparencytransparency

Page 8: A streamlined approach to the WHO Prequalification of In ... · A streamlined approach to the WHO Prequalification of In Vitro Diagnostics Programme: Overview ... Medical Devices)

> PQDx assessment:

What are the changes to the process?

Copenhagen, Denmark 22-25 September 2014

8

Joint UNICEF, UNFPA & WHO MEETING with manufacturers and suppliers

> Full assessment (see flowchart)

> Abbreviated assessment (see flowchart)

Page 9: A streamlined approach to the WHO Prequalification of In ... · A streamlined approach to the WHO Prequalification of In Vitro Diagnostics Programme: Overview ... Medical Devices)

Full prequalification assessment: process

Copenhagen, Denmark 22-25 September 2014

9

Joint UNICEF, UNFPA & WHO MEETING with manufacturers and suppliers

Dossier review Site inspection

Dossier incomplete

Laboratory evaluation

Prequalification decision

Dossier complete

Dossier screening

Priority product

Yes

No

Pre-submission form Updated PSF asks for more detailed

information on regulatory versions of

the product submitted to determine if

eligible for abbreviated PQ assessment

Page 10: A streamlined approach to the WHO Prequalification of In ... · A streamlined approach to the WHO Prequalification of In Vitro Diagnostics Programme: Overview ... Medical Devices)

Abbreviated prequalification assessment

Copenhagen, Denmark 22-25 September 2014

10

Joint UNICEF, UNFPA & WHO MEETING with manufacturers and suppliers

Pre-submission form

Abbreviated site inspection

Laboratory evaluation

Prequalification decision

Yes

Full PQ assessment

No

Yes

Priority product

No

Decision on abbreviated PQ

assessment

Page 11: A streamlined approach to the WHO Prequalification of In ... · A streamlined approach to the WHO Prequalification of In Vitro Diagnostics Programme: Overview ... Medical Devices)

> Final prequalification outcome depends on:

Prequalification decision

Copenhagen, Denmark 22-25 September 2014

11

Joint UNICEF, UNFPA & WHO MEETING with manufacturers and suppliers

> Results of dossier assessment and acceptance of action plan

> Results of inspection(s) and acceptance of action plan

> No level 5 nonconformities outstanding for either dossier or for inspection

> Meeting the acceptance criteria for the laboratory evaluation

> WHO PQDx Public Report is posted on WHO website and product is added to the list of WHO prequalified products

> Product is then eligible for WHO and UN procurement

Page 12: A streamlined approach to the WHO Prequalification of In ... · A streamlined approach to the WHO Prequalification of In Vitro Diagnostics Programme: Overview ... Medical Devices)

> Efficient and timely prequalification of quality-assured diagnostics

Results of streamlined WHO PQDx assessment

Copenhagen, Denmark 22-25 September 2014

12

Joint UNICEF, UNFPA & WHO MEETING with manufacturers and suppliers

> Fewer steps

> Defined timelines

> Defined number of rounds

> Improved scheduling

> More interactions with Mx including more teleconferences at critical steps

> Division between PQDx assessment and assistance to Mx

> More transparent PQDx assessment process in place

> Additional guidance to assist Mx, WebEx briefings, sample dossiers, training plan for priority topics

> Robust capacity building programme in place through TA group:

> advisory visits to tackle specific gaps

> training programme to address most common PQ issues

Cleared pipeline

Page 13: A streamlined approach to the WHO Prequalification of In ... · A streamlined approach to the WHO Prequalification of In Vitro Diagnostics Programme: Overview ... Medical Devices)

> Updated Overview of the Prequalification of IVDs assessment

PQ overarching documents published

Copenhagen, Denmark 22-25 September 2014

13

Joint UNICEF, UNFPA & WHO MEETING with manufacturers and suppliers

> Abbreviated prequalification assessment for IVDs (previously FT)

> A risk based approach for the assessment of IVDs (based on GHTF/SG1/N046:2008 Principles of Conformity Assessment for In Vitro Diagnostic (IVD) Medical Devices)

> Risk based classification of diagnostics for WHO Prequalification" (based on GHTF/SG1/Principles of In Vitro Diagnostic (IVD) Medical Devices Classification)

> WHO procedure for changes to a WHO prequalified in vitro diagnostic" and Changes notification form

> Updated Pre-submission form and Instructions

Page 14: A streamlined approach to the WHO Prequalification of In ... · A streamlined approach to the WHO Prequalification of In Vitro Diagnostics Programme: Overview ... Medical Devices)

> Communications - Information for manufacturers and other stakeholders

Prequalification of IVDs streamlining: working towards

Copenhagen, Denmark 22-25 September 2014

14

Joint UNICEF, UNFPA & WHO MEETING with manufacturers and suppliers

> Improved guidance

> WebEx

> Website

PQDx streamlining completed but additional guidance to be published

Working with Mx and NRAs

Page 15: A streamlined approach to the WHO Prequalification of In ... · A streamlined approach to the WHO Prequalification of In Vitro Diagnostics Programme: Overview ... Medical Devices)

> WHO website updates the status of each product undergoing PQDx assessment monthly

PQDx assessment status for all products

Copenhagen, Denmark 22-25 September 2014

15

Joint UNICEF, UNFPA & WHO MEETING with manufacturers and suppliers

http://www.who.int/diagnostics_laboratory/pq_status/en/index.html

Page 16: A streamlined approach to the WHO Prequalification of In ... · A streamlined approach to the WHO Prequalification of In Vitro Diagnostics Programme: Overview ... Medical Devices)

> Onus on manufacturer and NRA, but often poorly executed

Post-market surveillance of WHO PQed IVDs

Copenhagen, Denmark 22-25 September 2014

16

Joint UNICEF, UNFPA & WHO MEETING with manufacturers and suppliers

> http://www.who.int/diagnostics_laboratory/procurement/complaints/en/index.html

> WHO coordinates complaints through the "WHO PQDx IVD complaint form" for end users to report issues

> WHO guidance on post-market surveillance is forthcoming

> GHTF/SG2-N54R8:2006

> GHTF/SG2-N57R8:2006

> Medical Devices Post Market Surveillance: Global Guidance for Adverse Event

Reporting for Medical Devices

> Medical Devices Post Market Surveillance: Content of Field Safety Notices

Page 17: A streamlined approach to the WHO Prequalification of In ... · A streamlined approach to the WHO Prequalification of In Vitro Diagnostics Programme: Overview ... Medical Devices)

> Contact us by email

Contact us

Copenhagen, Denmark 22-25 September 2014

17

Joint UNICEF, UNFPA & WHO MEETING with manufacturers and suppliers

[email protected]

> Sign up to our mailing list

By emailing [email protected]

http://www.who.int/diagnostics_laboratory/evaluations/en/

> Check our website