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. . A small normal generating set for the handlebody subgroup of the Torelli group Genki Omori Tokyo Institute of Technology PD (JSPS Research Fellowship for Young Scientists PD) June 27, 2017 Boston University/Keio University Workshop 2017 Geometry and Mathematical Physics @Boston University cf. arXiv:1607.06553 Genki Omori (Tokyo tech.) Generating IH g,1 Boston/Keio workshop 1 / 13

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A small normal generating set for the handlebodysubgroup of the Torelli group

Genki Omori

Tokyo Institute of Technology PD(JSPS Research Fellowship for Young Scientists PD)

June 27, 2017Boston University/Keio University Workshop 2017

Geometry and Mathematical Physics@Boston University

cf. arXiv:1607.06553

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 1 / 13

Hg ⊂ S3: the oriented 3-dimensional handlebody of genus g.

Σg := ∂Hg, D0: the disk on Σg,Σg,1 := Σg − intD0.

Diff+(Σg,1) := {φ : Σg → Σg ori.-pre. diffeo. | φ|D0 = idD0}.

Mg,1 := Diff+(Σg,1)/isotopy rel. D0 : the mapping class group of Σg,1,Hg,1 := {[φ] ∈ Mg,1 | φ extends to Hg} : the handlebody group.

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 2 / 13

Hg ⊂ S3: the oriented 3-dimensional handlebody of genus g.

Σg := ∂Hg, D0: the disk on Σg,Σg,1 := Σg − intD0.

Diff+(Σg,1) := {φ : Σg → Σg ori.-pre. diffeo. | φ|D0 = idD0}.

Mg,1 := Diff+(Σg,1)/isotopy rel. D0 : the mapping class group of Σg,1,Hg,1 := {[φ] ∈ Mg,1 | φ extends to Hg} : the handlebody group.

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 2 / 13

Mg,1 ↷ H1(Σg;Z)⇝ Ψ : Mg,1 → AutH1(Σg;Z).

Ig,1 := kerΨ : the Torelli group of Σg,1,

IHg,1 := kerΨ|Hg,1 = Ig,1 ∩Hg,1: the handlebody subgroup of Ig,1.

Kg,1: the Johnson kernel of Σg,1.

.Problem (Birman J. (’06), (corrected version))..

......

· · · . For these reasons it might be very useful to find generators for IHg,1

and/or Kg,1 ∩Hg,1.

“these reasons” = a relationship with integral homology 3-spheres(ZHS3s):

limg→∞

Hg,1 \ /−Hg,1∼=−→ {}

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 3 / 13

Mg,1 ↷ H1(Σg;Z)⇝ Ψ : Mg,1 → AutH1(Σg;Z).

Ig,1 := kerΨ : the Torelli group of Σg,1,

IHg,1 := kerΨ|Hg,1 = Ig,1 ∩Hg,1: the handlebody subgroup of Ig,1.

Kg,1: the Johnson kernel of Σg,1.

.Problem (Birman J. (’06), (corrected version))..

......

· · · . For these reasons it might be very useful to find generators for IHg,1

and/or Kg,1 ∩Hg,1.

“these reasons” = a relationship with integral homology 3-spheres(ZHS3s):

limg→∞

Hg,1 \Mg,1/−Hg,1∼=−→ {oriented closed 3-mfd.s}

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 3 / 13

Mg,1 ↷ H1(Σg;Z)⇝ Ψ : Mg,1 → AutH1(Σg;Z).

Ig,1 := kerΨ : the Torelli group of Σg,1,

IHg,1 := kerΨ|Hg,1 = Ig,1 ∩Hg,1: the handlebody subgroup of Ig,1.

Kg,1: the Johnson kernel of Σg,1.

.Problem (Birman J. (’06), (corrected version))..

......

· · · . For these reasons it might be very useful to find generators for IHg,1

and/or Kg,1 ∩Hg,1.

“these reasons” = a relationship with integral homology 3-spheres(ZHS3s):

limg→∞

Hg,1 \ Ig,1/−Hg,1∼=−→ {ZHS3s}

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 3 / 13

Today’s main result :

We obtain a generating set for IHg,1 when g ≥ 3!!

⇝ We answer Birman’s problem for IHg,1 when g ≥ 3.

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 4 / 13

.Definition (Bounding pair (BP))..

......

c1, c2: s.c.c.s on Σg,1,

{c1, c2}: a (genus-h) bounding pair ((genus-h) BP) on Σg,1

def⇐⇒{

c1, c2: non-isotopic, non-separating in Σg,1,∃Σ ≈ Σh,2: subsurface of Σg,1 s.t. ∂Σ = c1 ⊔ c2.

⇝ {D2, D′2}, {C1, C2}: genus-1 BPs.

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 5 / 13

For a s.c.c. c on Σg,1,tc ∈ Mg,1: the right-handed Dehn twist along c.

For a (genus-h) BP {c1, c2},

tc1t−1c2 ∈ Ig,1: a (genus-h) BP-map along {c1, c2}.

⇝ tD2t−1D′

2, tC1t

−1C2

∈ Ig,1: genus-1 BP-maps.

.Theorem (Johnson (’79))........For g ≥ 3, Ig,1 is generated by genus-1 BP maps.

.Theorem (Johnson (’83))........For g ≥ 3, Ig,1 is generated by finitely many BP maps.

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 6 / 13

For a s.c.c. c on Σg,1,tc ∈ Mg,1: the right-handed Dehn twist along c.

For a (genus-h) BP {c1, c2},

tc1t−1c2 ∈ Ig,1: a (genus-h) BP-map along {c1, c2}.

⇝ tD2t−1D′

2, tC1t

−1C2

∈ Ig,1: genus-1 BP-maps.

.Theorem (Johnson (’79))........For g ≥ 3, Ig,1 is generated by genus-1 BP maps.

.Theorem (Johnson (’83))........For g ≥ 3, Ig,1 is generated by finitely many BP maps.

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 6 / 13

.Definition..

......

{c1, c2}: a genus-h BP on Σg,1,

{c1, c2}: a genus-h homotopical BP (genus-h HBP)

def⇐⇒{

each ci (i = 1, 2) does NOT bound a disk in Hg,∃A: annulus in Hg s.t. ∂A = c1 ⊔ c2.

⇝ {C1, C2}: a genus-1 HBP.

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 7 / 13

{c1, c2}: a genus-h HBP on Σg,1,

tc1t−1c2 ∈ Ig,1: a genus-h HBP-map.

⇝ tC1t−1C2

: a genus-1 HBP-map.

.Remark..

......{c1, c2}: genus-h HBP =⇒ tc1t−1c2 ∈ IHg,1.

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 8 / 13

.Definition..

......

G: a group, H: a normal subgroup of G, x1, x2, . . . , xn ∈ H,H is normally generated by x1, x2, . . . , xn in G

def⇐⇒ H =⟨{gxig−1 | g ∈ G, 1 ≤ i ≤ n}

⟩.

.Example..

......

(Mumford (’67))Mg,1 is normally generated by tc (c: non-sep.) in Mg,1.

(Johnson (’79))For g ≥ 3, Ig,1 is normally generated by a genus-1 BP-map in Mg,1.

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 9 / 13

.Definition..

......

G: a group, H: a normal subgroup of G, x1, x2, . . . , xn ∈ H,H is normally generated by x1, x2, . . . , xn in G

def⇐⇒ H =⟨{gxig−1 | g ∈ G, 1 ≤ i ≤ n}

⟩.

.Example..

......

(Mumford (’67))Mg,1 is normally generated by tc (c: non-sep.) in Mg,1.

(Johnson (’79))For g ≥ 3, Ig,1 is normally generated by a genus-1 BP-map in Mg,1.

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 9 / 13

.Theorem (O.)..

......

For g ≥ 3, IHg,1 is normally generated by tC1t−1C2

in Hg,1.In particular, IHg,1 is generated by genus-1 HBP-maps.

.Remark..

...... A genus-1 HBP-map is not always conjugate to tC1t−1C2

in Hg,1.

⇝We give a necessary and sufficient condition that a genus-1 HBP-mapis conjugate to tC1t

−1C2

in Hg,1.

We give examples of genus-1 HBP-maps which are NOT conjugate totC1t

−1C2

in Hg,1.

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 10 / 13

.Theorem (O.)..

......

For g ≥ 3, IHg,1 is normally generated by tC1t−1C2

in Hg,1.In particular, IHg,1 is generated by genus-1 HBP-maps.

.Remark..

...... A genus-1 HBP-map is not always conjugate to tC1t−1C2

in Hg,1.

⇝We give a necessary and sufficient condition that a genus-1 HBP-mapis conjugate to tC1t

−1C2

in Hg,1.

We give examples of genus-1 HBP-maps which are NOT conjugate totC1t

−1C2

in Hg,1.

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 10 / 13

.Theorem (O.)..

......

For g ≥ 3, IHg,1 is normally generated by tC1t−1C2

in Hg,1.In particular, IHg,1 is generated by genus-1 HBP-maps.

.Remark..

...... A genus-1 HBP-map is not always conjugate to tC1t−1C2

in Hg,1.

⇝We give a necessary and sufficient condition that a genus-1 HBP-mapis conjugate to tC1t

−1C2

in Hg,1.

We give examples of genus-1 HBP-maps which are NOT conjugate totC1t

−1C2

in Hg,1.

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 10 / 13

Outline of the proof of the main theorem

∗ ∈ ∂D0 ⊂ Σg = ∂Hg, Hg,1 ↷ π1(Hg, ∗) ∼= Fg.⇝ We have the homomorphism η : Hg,1 → AutFg.

We can check η(IHg,1) = IAg, where IAg := ker(AutFg → GL(g,Z)).⇝ we have the exact sequence

1 −→ ker η|IHg,1 −→ IHg,1

η|IHg,1−→ IAg −→ 1.

Magnus (’35) gave an explicit finite generating set {Ci} for IAg wheng ≥ 1.

Pitsch (’09) gave an infinite generating set {Dj} for ker η|IHg,1 wheng ≥ 3.

Lifts of Ci’s · · · conjugations of tC1t−1C2

in Hg,1.⇝ We show that Pitsch’s generators {Dj} are products of conjugations oftC1t

−1C2

in Hg,1!!

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 11 / 13

Outline of the proof of the main theorem

∗ ∈ ∂D0 ⊂ Σg = ∂Hg, Hg,1 ↷ π1(Hg, ∗) ∼= Fg.⇝ We have the homomorphism η : Hg,1 → AutFg.

We can check η(IHg,1) = IAg, where IAg := ker(AutFg → GL(g,Z)).⇝ we have the exact sequence

1 −→ ker η|IHg,1 −→ IHg,1

η|IHg,1−→ IAg −→ 1.

Magnus (’35) gave an explicit finite generating set {Ci} for IAg wheng ≥ 1.

Pitsch (’09) gave an infinite generating set {Dj} for ker η|IHg,1 wheng ≥ 3.

Lifts of Ci’s · · · conjugations of tC1t−1C2

in Hg,1.⇝ We show that Pitsch’s generators {Dj} are products of conjugations oftC1t

−1C2

in Hg,1!!

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 11 / 13

Outline of the proof of the main theorem

∗ ∈ ∂D0 ⊂ Σg = ∂Hg, Hg,1 ↷ π1(Hg, ∗) ∼= Fg.⇝ We have the homomorphism η : Hg,1 → AutFg.

We can check η(IHg,1) = IAg, where IAg := ker(AutFg → GL(g,Z)).⇝ we have the exact sequence

1 −→ ker η|IHg,1 −→ IHg,1

η|IHg,1−→ IAg −→ 1.

Magnus (’35) gave an explicit finite generating set {Ci} for IAg wheng ≥ 1.

Pitsch (’09) gave an infinite generating set {Dj} for ker η|IHg,1 wheng ≥ 3.

Lifts of Ci’s · · · conjugations of tC1t−1C2

in Hg,1.⇝ We show that Pitsch’s generators {Dj} are products of conjugations oftC1t

−1C2

in Hg,1!!

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 11 / 13

Problem

.Theorem (Johnson (’79) (again))........For g ≥ 3, Ig,1 is a normally generated by a genus-1 BP map in Mg,1.

.Theorem (Johnson (’83) (again))........For g ≥ 3, Ig,1 is generated by finitely many BP maps.

.Theorem (O. (again))..

......For g ≥ 3, IHg,1 is normally generated by tC1t−1C2

in Hg,1.

.Problem........Is IHg,1 finitely generated for g ≥ 3?

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 12 / 13

Thank you for your attention!!

Genki Omori (Tokyo tech.) Generating IHg,1 Boston/Keio workshop 13 / 13