a professional corporation - ip mall · a professional corporation canady, ... 17 18 19...

1 i MARTIN R. GLICK*

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H. JOSEPH ESCHER III MARLA J. MILLER HOWARD , RICE , NEMEROVSKI,

ROBERTSON & FALK A Professional Corporation

CANADY,

Three Embarcadero Center, 7 th Floor San Francisco, California 94111 Telephon~: 415/ 434-1600

*Counsel of Record

Of Counsel: SCOTT HOVER-SMOOT

Attorneys for Defendant-Appellant Activision, Inc .

UNITED STATES COURT OF APPEALS HOvVARD

R.ICE 12 FOR THE FEDERAL CIRCUIT '\JEMEROVSKJ

CANADY 13 ROBERTSON

& FALK 14 THE MAGNAVOX COMPANY, a corpo ration, and SANDERS ASSOCIATES, INC., a corporation,

) ) ) ) ) ) ) ) ) ) )

No. 86-852

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Plaintiffs-Appellees,

vs.

ACTIVISI ON, INC., a corporation,

Defendant-Appellant.

ACTIVISION, INC.'S DESIGNATION OF APPENDIX

Fed. R. App. P.30 Local Rule 12

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__________________________________ )

21 Appellant Activision, Inc . designates the following mate-

22 rial for inclusion in its Appendix . For convenience, the following

23 abbreviations are used in citations throughout the Designation of

24 Appendix :

25 TT

26 //

Trial transcript, v olume __ -page __ (June, 1985 session)

-1-ACTIVISION, INC.'S DESIGNATION OF APPENDIX

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HC'WARD rJCE 12

:--JEMERO'vSKJ CANADY 13 l\OBER.TSON

& FALK 14

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TT 8 / a.m. Trial transcript, August 1985, . I

morning sess1on 1 -

TT 8/ _ p . m.

Dep .

Plf's Resp . to Def's First Set

Plf's Supp. Resp .

DESIGNATIONS:

Findings of Fact .

Trial transcript, August session

Deposition

1985, afternoon

Plaintiff's Response to Defendant's First Set of Interrogatories (Nos. 1-125), dated February, 1983

Plaintiff's Supplemental Response to Defendant's Interrogatories, dated May 11, 1984

Stipulation of the Parties Regarding Undisputed Facts, dated May 1, 1985.

Plf's Third Supplemental Response to Defendant's Interrogatories, dated September 7, 1984 at 2.

TT 1-10, lines 10-12; TT 8 / 13 a.m. at 153, lines 13-17.

TT 8/ 12 p.m . at 102, line 20 - 103, line 1; 105, line 6 - 111, line 10 (Higinbotham) .

TT 8/ 12 p . m. at 112, line 13 - 120, line 6 (Higinbotham); TT 8/ 12 p.m . at 140, line 5- 141, line 23 (Thacker); Ex. E.

TT 8/ 12 p.m. at 103, line 2- 104, line 27 (Higinbotham).

Ex. BD (Spiegel patent); Ex. DQ (Examiner's discussion of Spiegel i Baer reissue); TT 8/ 12 p.m. at 143, line 21 - 144, line 10 (Thacker); Mayer Dep . (5/ 9 / 84, Activision) at 34, line 9 - 39, line 12; 43, lines 22-25; 44, lines 1-15.

Lipper Dep. (5/ 13/ 82, APF) at 97, 136-138; Mayer Dep. (5/ 9/84, Activision) at 34-39, 43-44.

TT 2-4, line 4- 2-5, line 8 (Baer).

TT 3-97, line 3 - 3-101, line 16 ; 3-113, line 20 - 3-115, line 9 (Baer); Ex. CA (Baer, September 1966 memo).

TT 2-16, line 25 - 2-17, line 25; 2-24, line 4 - 2-25, line 2 26 (Baer).


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& FALK 14

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TT 3-115, lines 17-25 (Baer); Ex . HD (Baer Disclosure Sheet) at 2 .

TT 2-14, lines 8-10 (Baer).

TT 3-116, lines 8-25; 3-101, line 25- 3-107, line 18 (Baer); Harrison Dep. (3 1 171 76, Bally) at 60.

TT 3-105, lines 14-19 (Baer) .

TT 3-117, lines 1-8 (Baer) .

TT 3-118, line 18 - 3-123, line 2 (Baer); Ex. CD (Summary of Major Games); Ex . HD.

Ex. DA (Baer-1 patent); Ex. IU; TT 81 12 p.m. at 128, line 24- 132, line 11 (Thacker) .

TT 3-122, lines 15-22; 3-123, lines 3-5; 4-40, lines 8-25.

TT 3-124, line 23- 3-125, line 7 (Baer).

TT 3-123, line 19 - 3-124, line 21.

TT 6-29, lines 5-15 (Baer).

TT 3-117 , line 22 - 3-118, line 17; TT 3-132, line 22 - 3-133, line 2; Ex. JL-8 (Baer).

TT 3-125, line 8- 3-126, line 1 (Baer); Ex. JL-7 (Baer).

TT 3-119, line 13 - 3-122, line 12; 3-123, lines 3-5; 4-40, lines 8-25 (Baer); Ex. JL-6 (Baer); Ex . DU (Seligman argument for Baer-1 reissue) at 14; Ex. DX (Seligman argument for Baer-1 reissue at 5 .

TT 3-137, line 24 - 3-138, line 23; 3-139, line 18 - 3-140, line 1 (Baer); TT 5-150 , line 22- 5-151, line 2 (Ribbens).

Ex. DZ (Baer Supplemental Declaration) .

TT 3-126, line 2 - 3-128, line 9 (Baer); Ex . CF (Rusch Notebook) at 95.

Ex . CJ (Rusch Disclosure Sheet) at 1 (#5); Ex . HT (Rusch First Progress Report); Harrison Dep. (31 241 76, Bally) at 42-43.

TT 3-127, lines 1-23 (Baer).

TT 3-131, lines 6-16 (Baer) .

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HONARD f\JCE 12

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& FALK 14

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TT 3-131, lines 17-25 (Baer); Ex . JL-5 ( Se l igman Supp. Amendment to Response to Opposer's 2nd Paper) .

Ex . HD (Baer Disclosure Sheet) ; Ex . HT ( Ru sch First Report ); Ex. HU (Status Report) ; Ex. HV (Sanders Stop Order); Ex. HW (Rusch Final Report) .

Ex. HW (Rusch Final Report) at 5 .

Ex . CJ (Rusch Disclosure Sheet) at 1.

Judicial Notice: Ex. M; Ex . GY ( excerpt from textbook).

TT 5-7, lines 11-13 .

TT 7-121, line 9 - 7-122, line 2 (Thacker) .

Exs . CT, CU, CV, CW (excerpts from ' 284 file wrapper).

Exs. DH, DI (excerpts from '507 file wrapper).

Ex . DI (excerpt from '507 file wrapper).

Ex. JL-3 at 1288-89 (Pro fessor Kayton).

Ex . JL-5 (Seligman) .

TT 4-27, line 11 - 4-28, line 1 (Baer).

TT 3-123, lines 13-18 (Baer); Etlinger Dep. (4/ 6/ 76 , Bally) at 38, 39 ; Ex. HD (Baer Disclosure Sheet) at 1 (~7); Ex. HW (August 1968 Rusch Final Report) at 1 , 5 .

TT 8/ 12 p . m. at 142, lines 3-13 (Thacker).

TT 3-30, line 22 - 3-31, line 17 (Baer); TT 8/ 12 p.m. at 122 , li ne 12 - 123, line 8 (Higinbotham); Harriso n Dep . (3 / 16/7 6, Bally) at 7 , Q. 39 - 11, Q. 72; 40-41 , Q. 261.

TT 8/ 12 p.m. at 122, line 5 - 12 3, line 8 (Higi nbotham) ; TT 8/ 12 p.m. at 142, line 14 - 143 , line 20 ; 144 , line 25 - 145, line 6 (Thacker) .

TT 8/ 12 p.m. at 122, line 5 - 123, line 8 (Higinbotham) ; TT 8/ 12 p.m. at 142, line 14 - 143 , line 20 (Thacker) .

TT 8/ 12 p.m. at 144, line 25 - 145 , line 6 (Thacker).

TT 4-49, line 21 - 4-50, line 15 (Russell); Ex. Q.

TT 4-52, line 8 - 4-57, line 9 (Russell).


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HCWARD !\ICE 12

NEMEROv'SK.I CANADY 13 1\!...I BER.TSON

& FALK 14 A ProlruiOrtGI (orporatJOn

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TT 4-59, line 9 - 4-61 , line 4 (Russell); TT 8/ 13 a.m. at 166, line 10- 170, line 6 (Thacker) .

TT 4-62, line 15 - 4-63 , line 24 ; 4-68 , line 24 - 4- 70 , line 22 (Russell); Ex. HA; Green Dep. (4/ 26/ 76, CD!) at 3, 7, 13-15.

Lawrence Dep. (5/ 23/ 84 , Activision) at 19-21, 68-75.

Lawrence Dep . (5 / 23/ 84, Activision) at 77 - 78, 81-83; 5/ 24/ 84 at 14-17 ; TT 8/ 13 a . m. at 170 , line 17- 172 ,· line 8 (Thacker).

Lawrence Dep. (5/ 24/ 84, Activision) at 23-26 , 29-30, 36-37, 46-64.

Lawrence Dep. (5/ 24/ 84, Activision) at 19-22 ; Smith Dep. (5/ 29/ 84, Activision) at 48-51.

Brown Dep. (6/ 25/ 76, CD!) at 12-13, 42, 46-55, 79-83; Ex. C; TT 8/ 1 a.m. at 157, line 15 - 160, line 18 (Thacker).

Brown Dep. (6/ 25/ 76, CD!) at 36-39, 93-102.

Drumheller Dep. (5/ 31/ 84, Activision) at 15-21, 23 - 25 ; Mullarky Dep (5/ 27/ 76, CDI) at 6-11; TT 8/ 13 a . m. at 160, line 19 - 161, line 24 (Thacker).--

TT 8/ 13 a.m. at 162, line 16 - 163, line 20 (Thacker); Lechner Dep. (10/ 28/ 76, CDI) at 66, 67; Cooke Dep. (10/ 27/ 76, CDI) at 39 -41.

TT 8/ 13 a.m . at 162, line 16- 164, li~e 24 (Thacker).

TT 8/ 12 p.m. at 142, lines 3-13 (Thacker).

TT 4-44, line 23 - 4-47, line 1 (Russell); TT 8/ 12 p.m. at 84, line 7- 86, line 26 (Nielsen) .

TT 8/ 13 a.m. at 173, lines 14-26 (Thacker).

TT 4-19, lines 8-10 (Baer) ; Ex. JL-1 (Anderson's Opening Statement , CD!) .

TT 3-141, lines 19-25; 3-142, lines 9-20; 3-144, lines 9-22.

Ex. CP (Magnavox license support schematics) ; TT 4-15 , 4-16 (Baer).

TT 4-15, line 7- 4-16, line 25 (Baer).

TT 6-111, line 15 - 6-112, line 19 (Briody); TT 7-65, lines 22-25; 7-68, lines 2-7 (Bushnell); TT 8/ 14 a.m. at 339, lines 5-10 (Crane)

TT 6-114, line 6- 6-115, line 3 (Briody); TT 7-68, lines 2-7 26 (Bushnell); Fritsche counterdesignation at 537, 538.


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HCWARD RICE 12

NEMERC>\ISKJ CAI'\JADY 13 ROBEIUSON

t:.. FALK 14 A Proi#BIONII Co'J'()rouo"

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TT 7-11 , lines 1-4 (Levy).

Ex. IC.

TT 6-115, line 4- 6-116, line 7 (Briody).

TT 7-58- 7-59, line 7 (Bushnell).

TT 7-60 , line 1- 7-63, line 13 (Bushnell).

TT 7-65 , line 6- 7 -68 , line 16 (Bushnell).

TT 7-69, line 12 - 7-71, line 8; 7-78, line 18 - 7-79, line 3 (Bushnell).

TT 7-75, line 8- 7-79, line 3 (Bushnell).

TT 7-78, lines 2-17; 7-90, lines 2 -18 (Bushnell).

DM (Coleco license}; DN (Atari license); TT 7- 75, line · 8- 7- 79 , line 3 (Bushnell).

TT 6-124, lines 1-5, 22-25; 6-125, line 21 - 6-126, line 22 (Briody).

TT 7-24, lines 10-19 (Levy) .

TT 6-126, lines 5-22 (Briody) ; Mayer Dep. (51 91 84, Activ ision) at 59, 66, 175.

TT 81 13 p.m. at 2 60 , line 28 - 262 , line 22; 292, lines 16-25 (Lopez) .

Ex. DC (Seligman) .

Ex. JL-4 (Baer Canadian affidavit- May 5, 1982) .

Ex. DS at 40; Ex. ID (Mayer affidavit}; Ex. DY (Examiner's Statemen~ from file wrapper) . I

TT 4-19, lines 8-10 (Baer); Ex. JL-1 (Anderson's Opening Statement, CDI); Plf's Resp. to Def's First Set (#71).

Ex. JL-4; Ex . CJ.

TT 5-24, line 7 - 5-39, line 3 (Ribbens) .

TT 6-63, line 25 - 6-65, line 9 (Ribbens).

TT 6-64, line 21 - 6-65, line 9 (Ribbens). II


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HL"'WARD !\ICE 12

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& FALK 14 A Prolns10ru~l CotNratH)n

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TT 7-121 , lines 9-19; TT 81 13 p.m . at 235, line 27 - 236, line 9 (Thacker).

TT 6-24, lines 10-22 (Ribbens) .

Ex. GT; Ex. IE.

TT 6-9, line 17- 6-10, line 3 (Ribbens).

TT 7-118 , line 21- 7-120, line 2 (Thacker).

TT 81 12 a.m. at 8, line 24 - 23, line 10; (Thacker); TT 81 12 p.m. at 86, line 10- 87, line 9 (Nielsen).

Ex. JT; Ex. HZ.

TT 7-125, line 21 - 7-128, line 12; 7-131, line 13 - 7-133, line 16 (Thacker); Ex. GW (ROM Chip photograph).

TT 7-148, line 1- 7-149, line 21 (Thacker).

TT 81 14 a.m. at 342, line 9- 343, line 21 (Crane).

TT 7-153 , line 3 - 7-155, line 11 (Thacker); TT 81 12 a.m. at 8, lin 24- 23, line 10; 28, line 20- 42, line 1 (Thacker).

TT 81 12 a.m. at 8, line 24- 11, line 2 (Thacker).

TT 6-36, lines 5-8 (Ribbens).

TT 81 12 a.m. at 22, line 25- 23, line 10 (Thacker).

TT 81 12 a . m. at 11, lines 3-17 (Thacker).

TT 6-36, line 21- 6-37, line 16 (Ribbens); TT 7-139, line 10-7-140, line 16 (Thacker).

TT 6-23, line 25 - 6-24, line 12; 6-37, line 21 - 6-38, line 8 (Ribbens).

TT 6-39, line 7- 6-40, line 1 (Ribbens).

TT 5-79, lines 1-15 (Ribbens); TT 81 13 a.m. at 211, lines 2-8 (Thacker).

TT 6-42, lines 9-15 (Ribbens); TT 81 12 a.m. at 38, line 28- 39, line 3 (Thacker) .

TT 8112 a.m. at 37, line 25 - 38, line 22 (Thacker); TT 8114 a.m. at 338, line 26- 340, line 2 (Crane). II


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H<..NV.ARD 12 RJCE

NEMEROVSK.J CANADY 13 ROBER.TSON

& FALK 14 A PN>I~rvtl Corporot10"

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TT 8 / 12 a.m. at 14, line 12- 15, line 2 (Thacker).

TT 8/ 14 a.m. at 357, line 21- 359 , line 7 (Crane).

TT 5-96, line 13 - 5-97, line 3; 6-24, line 23 - 6-27, line 20 (Ribbens); TT 8 / 12 a.m. at 48, line 19- 52, line 1 (Thacker).

TT 8/ 13 p . m. at 235, lines 4-18 (Thacker) .

TT 8/ 12 a.m. at 39, line 4 - 42, line 1 (Thacker).



Ex . DN-1; TT 8/ 13 p.m. at 277, line 23 - 278, line 12 ( Lehrberg).

TT 6-125 , line 21 - 6-126, line 22 (Briody).

Ex . DN; Ex. DM; Ex. EI .

TT 7-131, line 13 - 7-133, line 16 (Thacker).

Ex. cs ('284 file wrapper) at 1271 146; Ex. cv .

Ex. cs ('284 file wrapper) at 147 , 148.

Ex. cs ( '284 file wrapper) at 163.

Ex. cu (Seligman); Ex . DJ (Seligman).

Ex . DG ( '507 file wrapper) at 32 (Rusch Declaration).

Ex. DF (Rusch-2 patent) .

TT 8/ 14 a.m. at 362, line 27 - 363, line 12 (Crane); 3-97, line 3 -3-101, line 16; 3-101, line 25 - 3-107 , l i ne 18; 3-113 , line 20 -3-115, line 9; 3-116 , lines 8-25 (Baer).

TT 8/ 14 a.m. at 363, line 21 - 364 , line 28 (Crane); Ex. FT.

TT 8 / 14 a.m. at 365, lines 1-22 (Crane).

TT 8 / 14 a.m. at 365, line 25 - 367, line 11 (Crane); Plf's Supp. Resp. at 12-13 (#41}.

TT 8/ 14 a.m. at 367, lines 15-27 (Crane}; Plf's Supp. Resp. at 12-1 ( #41) .

TT 8/ 14 a.m. at 371, line 1 - 372, line 11 (Crane); TT 3-113, lines 7-19 (Baer).


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HONARD 12 !\ICE

NEMEROVSKI CANADY 13 ROBER.TSON

& FALK. 14 A P,ofrworw~l Corporw~non

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TT 81 14 a.m. at 373 , line 9 - 376, line 28 (Crane) .

TT 81 14 a.m. at 377, line 9 - 381 , line 19 (Crane) .

TT a.m . at line 15 - 385, line 25 I 81 14 382, (Crane).

TT 81 14 a.m. at 386, line 5 388, line 4 (Crane); Plf's Supp. - Resp .l at 12-13 ( #41) .

TT 81 14 a . m. at 388, line 9- 391, line 18 (Crane) .

Plf's Answers to Interrogatory No . 39 as supplemented in February 1983, March 1984 and September 1984.


TT 81 14 a.m. at 397, line 5 - 398, line 21 (Crane); Plf's Supp. Resp. at 12-13 (#41).


TT 2-29, lines 2-23 (Baer); Ex . CU (Seligman); Ex. DJ (Seligman) ; Ex. CS ('284 file wrapper).

TT 6-144, line 11- 6-146, line 6 (Levy).

TT 81 14 a.m . at 357, line 21- 359, line 7 (Crane) .

TT 7-8, line 5 - 7-12, line 5; Ex. IO; Ex. IP; Ex. IQ.

TT 7-26, lines 3-19 (Levy).

Plf's Third Supp . Response to Defendant's Interrogatories, dated September 7, 1984 (#38). II

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TT 6-49 , lines 21-25 ; 6-59 , lines 1-10 (Ribbens) ; TT 7-19, lines 5-16 (Levy); TT 6-126, lines 5-8 (Briody) .

DATED: April 8, 1986

MARTIN R . GLICK* H. JOSEPH ESCHER III MARLA J . MILLER HOWARD, RICE, NEMEROVSKI, CANADY,

ROBERTSON & FALK A Professional Corporation

..

By: ~~~ hC( RTIN R. GLICK -.

Attorneys for Defendant- Appellant Activision, Inc.

26 040986/ 7-355905Jb


1-GVARD RJCE

NEMEFOvSKJ CANADY ROBEKT"5()\J

& FALK .. ~c..-

DECLARATI ON OF SERVICE

2

3 I declare that I am employed in the County of San

~ Francisco, California. I am over the age of eighteen (18) years

5 and not a party to the within cause. Mv business address is ...

6 Three Embarcadero Center, 7th Floor, San Francisco, CA 94111.

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On April 9, 1986, I served the attached ACTIVISION, INC.'

DESIGNATION OF APPENDIX (Fed. R. App. P. 30/Local Rule 12) by pla -

cing a true copy thereof enclosed in a sealed envelope with post-

age thereon fully prepaid and depos iting said envelope in a United

States Mail Box in San Francisco, California, addressed as follows :

Theodore W. Anderson , Esq. Neuman, Williams, Anderson & Olson 77 w. washington Street Chicago, Illinois 60602

I declare under penalty of perjury that the foregoing

is true and correct and was executed at San Francisco, California

on April ~' 1986.

a professional corporation - ip mall · a professional corporation canady, ... 17 18 19...

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