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A Hybrid Technique for PAPR Reduction & Capacity Improvement
in OFDM System
1 Rajinder Kumar, 2 Dr.Kapil Gupta 1,2 Electronics & Communication Engineering. Deptt., M.M. Deemed to be University, Mullana
Abstract— Orthogonal Frequency Division Multiplexing (OFDM) is the technique based on parallel
transmission and it converts frequency selective fading channel into N flat fading channels, where N is the
number of sub-carriers. The main problem in OFDM is high PAPR. The PAPR reduction can be done by
improvement in capacity of system. The objective of this work is to implement a hybrid technique for reducing
high PAPR value in OFDM system. The value of PAPR improves under different modulation formats by using
a hybrid technique. The capacity is improved by optimization algorithm that helps to improve system
performance. The paper presents the performance comparison of proposed hybrid technique for reducing high
PAPR value with amplitude clipping and selective mapping techniques. The system works on QPSK, 16 QAM
and 64 QAM modulation formats. All simulations are done in MATLAB.
Keywords- OFDM System, PAPR in OFDM, BER under ISI etc.
I. INTRODUCTION
With the expansion of mobile devices, the demand of high data rate & Quality of Service (QOS)
increases rapidly. So, 3GPP has specified new standards for mobile communication on GSM (Global System for
mobile communication)/EDGE and Universal Mobile Telecommunications System (UMTS). In the
communication system, high data rate networks are the necessity of human being, therefore it is important for
research. The massive number of applications concerning high data rate made it necessary to attain the finest
achievable performance with the least probable cost. These high data rate network occurrence from the survival
of multipath channels. This causes the reality that receiver is being not able to separate unlike symbols because
of delay occurred in each copy of symbol which is transmitted & arrived at receiver. Thus it requires equalizers
at receivers end [1]. The solution for this problem is provided by use of OFDM system.
The OFDM signal transmission is isolated into minor sub-groups; each sub-band is having a low split
information rate. The primary issue is Inter-symbol Interference (ISI) which is stayed away from by expansion
of a watch period between succeeding signals [2]. This is the cost to be paid for this sort of collector structures.
Though OFDM takes care of this issue yet it presents new issues itself.
The problem of high PAPR value in the system decreases energy efficiency of system [3]. The problem
of high traffic requires high energy usage in the network which decreases the channel capacity of system.
PAPR is defined as the ratio between the maximum powers of a sample in a given OFDM transmit
symbol to the average power of that OFDM symbol. It is expressed in the units of dB. In a multicarrier system,
when the different sub-carriers are out of phase with each other PAPR occurs. When all the points achieve the
maximum value simultaneously; this will cause the output envelope to abruptly rise which causes a ‘peak’ in the
output envelope. The peak value of the system can be very high as compared to the average of the whole system
because large number of independently modulated subcarriers in an OFDM system is present; this ratio of the
peak to average power value is termed as Peak-to-Average Power Ratio. Many different techniques had been
proposed to deal with the high PAPR problem for OFDM, they are Selective Mapping (SLM) [4,5], Partial
Transmit Sequences (PTS) [6], clipping [7,8].
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The paper is organized as follows. Section II, contains the introduction of OFDM system. Section III
explains various PAPR reduction techniques. Section IV, provides the description of proposed system and
explain the concept of hybrid technique for PAPR reduction with capacity improvement by optimization
algorithm. The results are presented in section V. Finally, conclusion is made in section VI.
II. INTRODUCTION TO OFDM SYSTEM
The block diagram of OFDM system model is shown in figure 1.
Figure 1: OFDM System Model [2]
The discrete time baseband OFDM system with subcarriers consists of transmitter, channel and receiver blocks.
1. Transmitter
In this model, a block of input bits (symbols) are modulated by M-ary data modulators and these
symbols are transferred to the serial to parallel converter. Different types of data modulator can be used such as
M-PSK & M-QAM depending upon system requirement. The complex parallel data symbols obtained by using
modulation techniques are then passed to N-point IFFT block.
2. Addition of Guard Band
To remove Inter Symbol interference (ISI) which is established between consecutive OFDM symbols, a
guard interval is used in OFDM system. ISI is caused by the delay spread of multipath channel in OFDM
symbols. To remove ISI exclusively a guard band interval with no signal transmission can be used but it
can generate ICI because of higher spectral components, results due to quickly change of waveform. The guard
interval can be used in two ways- zero padding (ZP) and cyclic prefix (CP) [9]. In cyclic prefix, small part or
portion of transmitted symbols are utilized and repeat that small portion as the prefix of transmitted symbol.
The length of the CP should take in such a way so that it should be greater than delay spread of a multipath
channel. If the CP is less than delay spread of multipath channel then the beginning part of the next OFDM
symbol will be altered by the ending part of preceding OFDM symbol, causes ISI. The cyclic prefix larger than
the delay spread of the multipath channel maintains the orthogonality among the subcarriers.
In zero padding top and bottom portion of the transmitted symbols are filled with zeros. The actual
length of an OFDM symbol containing CP is larger than that of an OFDM symbol containing ZP. In
comparison with an OFDM symbol containing CP, an OFDM symbol containing ZP has the larger out-of-band
power and Power Spectral Density (PSD) with the smaller in to band ripple that allowing more power to be
used for transmission with the fixed peak transmission power.
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3. Channel Model
The observable fact of noise and multipath environment can be calculated by using channel
model. Noise can be generated by adding a small number of random data to the OFDM symbol and
multipath environment can be generated by adding attenuated and delayed copies of the OFDM signal. The
tap coefficients h(t) are modelled as zero mean complex Gaussian random variables having unit variance.
Rayleigh fading model provide a suitable background of wireless signal.
4. Receiver
Inverse operation of the transmitter is performed at the receiver end. The very first step is to remove
guard interval of OFDM symbol. Then, these unguarded OFDM symbol passed through FFT block. The FFT
converts these parallel OFDM data streams into frequency domain. The OFDM signal �(�) can be expressed as:
�(�) = � ��exp (�2�(�� + �∆�)�)
���
���
= exp (�2����) ∑ ��exp (�2��∆��)������
= exp(�2����) �(�), (1)
where ��, 0 ≤ � ≤ � − 1 representing data in complex-valued constellation points and �� = �� +
�∆�, 0 ≤ � ≤ � − 1, is the ��� subcarrier, with �� being the lowest subcarrier frequency. The frequency
spacing between adjacent subcarriers is representing by ∆�, chosen to be 1/�� to make sure that the subcarriers
are orthogonal. If �(�) is sampled at rate � samples per second, where � is replaced by ���
�, � = 0, … � − 1,
then �(�) is represented by the sampled function �[�] expressed as:
�[�] = � �� exp ��2���
�� (2)
���
���
The fundamental principle of an OFDM system is to send the complex information symbols by set of
sinusoids. Each sinusoid conveys the information corresponding to data symbol. The superposition of these
signals forms the received signal.
III. PAPR REDUCTION TECHNIQUES
PAPR known as Peak to Average Power ratio defined as the ratio of peak power to average power.
Higher the PAPR in the system less will be stability. So, reduction of PAPR in the system is required. For this,
various techniques are presented below:
1. Clipping and Filtering
This method make use of a clipper circuit that restrictions the signal envelope to a predetermined
clipping level for the condition that the signal exceeds that level. If condition is not satisfied then the clipper
passes the signal without change. Clipping is a non-linear process that leads to both in-band and out-of-
band distortions.
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The out-of-band distortion causes spectral spreading and can be eliminated by filtering the signal after
clipping but the in-band distortion can degrade the BER performance and cannot be reduced by
filtering method.
Figure 2: Clipping & Filtering Method
Figure 2 shows the block diagram of clipping & filtering approach for PAPR reduction in system. A
challenge to reduce the PAPR value is made without increasing roll-off factor by introducing clipping after pre-
coding. The pre-coding makes the envelope almost constant and then clipping reduces the peak value to any
needed level. This dual operation of pre-coding and clipping provides better PAPR than both conventional pre-
coding and clipping method. For the clipping purpose, a clipping method is presented which is based on
averaging of high amplitude samples. This clipping algorithm can be called as soft clipping or iterative clipping.
This algorithm can be applied both with normal OFDM system (without pre-coding) and with pre-coded
OFDM system.
2. Selective Mapping (SLM)
The central idea in this technique is to generate a set of sufficiently different data blocks by the
transmitter where all the data blocks represents the same information as the original data block and select the
favorable having the least PAPR for transmission. In SLM, the input data sequences are multiplied by
each of the phase sequences to generate another input symbol sequences. Each of these substitute
input data sequences are then applied to IFFT operation, and then the one with the lowest PAPR is chosen
for transmission.
Only one with the lowest PAPR is selected for transmission. The corresponding selected phase
factor also transmitted at receiver end as side information. For implementation of SLM OFDM systems, the
SLM technique needs U-IFFT operation and the number of required bits as side information is for each data
block. Therefore, the ability of PAPR reduction in SLM depends on the number of phase factors and the design
of the phase factors.
Figure 3: Selective Mapping Method
DATA SOURCE
PARTITION INTO BLOCKS AND S/P CONVERSION
SELECT ONE WITH MIN PAPR
IFFT
IFFT
IFFT
B1
B2
Bu
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IV. DESCRIPTION OF PROPOSED SYSTEM
The problem of high PAPR value in the system ultimately decreases energy efficiency of system and high
traffic demands high energy usage in the network which decreases the channel capacity of system. As
amplification is non-linear orthogonality property of OFDM is lost. A hybrid PAPR reduction technique can be
used for improving the performance of system that helps to improve capacity of system.
The proposed work presents the reduction in PAPR for OFDM system in wireless frameworks by using a
hybrid technique. A Root Cosine filtering technique is used to decrease the PAPR value in system and also for
reducing noise value of signal. The improvement in selective mapping method helps to reduce PAPR of system.
An equivalent capacity is calculated & helps to improve system performance.
The PAPR for the continuous-time signal x(t) is the ratio of the maximum instantaneous power to the
average power. For the discrete-time version x[n], PAPR is expressed as:
����(�[�]) = �����|�[�]|��
�{|�[�]|�}�, (3)
Where E[.] is the expectation operator. It is worth mentioning here that PAPR is evaluated per OFDM symbol.
�(�) represents the amplitude of the complex pass band signal. Such high peaks will produce signal excursions
into nonlinear region of operation of the power amplifier (PA) at the transmitter, thereby leading to nonlinear
distortions and spectral spreading.
The proposed algorithm breaks complete data symbols into four parts and then operates it separately.
That’s make it easy to handle and operate rather than complete signal at a time. The proposed block diagram is
shown in figure 4.
Figure 4: Proposed Method
In Proposed scheme, an input data block of length N is partitioned into a number of disjoint sub-
blocks. Then each of these sub-blocks are padded with zeros and weighted by a phase factor. In first step,
sequences with low correlation or quaternary sequences of family are used as initial phase rotating vectors for
PTS scheme. In the second step, to find additional phase rotating vectors, a local search is performed
based on the initial phase vectors with good PAPR reduction performance.
It is a hybrid technique that contains combination of selective mapping and partial transmit sequence
method. Each OFDM frame is mapped to a number of U independent candidate sequences. From this one of
the lowest PAPR is selected. These independent candidate sequences can be generated by multiplying carrier
wise the initial OFDM frame X by U phase vectors.
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The minimum PAPR value OFDM frame x(u) is selected as best OFDM frame and it is
transmitted. To recover the original frames at the receiver, the ‘side information’ frames are required to indicate
the vector P(u) which have to be communicated to the receiver. At that point every one of these sub-squares are
cushioned with zeros and weighted by a stage factor. ISI effect can be reduced by introducing a guard interval
(cyclic prefix). The cyclic prefix or guard interval is a periodic extension of the final section of an OFDM
symbol that is appended to the forepart of the symbol in the transmitter, and is removed at the receiver before
demodulation.
After PAPR reduction by proposed method, its power is used to calculate equivalent capacity of system.
If system has large PAPR value then its equivalent capacity is lower as compared to other. The system uses
carrier components for carrier aggregation to optimize the equivalent capacity. System uses the cognitive
bandwidth allocation because it has stronger adaptability in capturing the time-varying traffic demands of
different users, thus having higher bandwidth utilization. For capacity improvement, optimization algorithm
named water filling is used. In water-Filling calculation, which is ideal power assignment calculation in regular
OFDM framework, we utilize the aggregate power allotment by uniform stacking as the power imperative. The
allotted power in the ith subcarrier on account of the �th subcarrier due to the �th impedance requirement is
composed as (3):
�� =�
�� (3)
where � can be calculated by assuming strict equality in the �th interference constraint. The technique contains
codes for PAPR reduction as well as for capacity improvement. The complexity is decreased in this scheme
due to the cross functional use of IFFT operations. The need for transfer of side information to the receiver
without any margin for transmission errors is very crucial under the fading channels.
V. RESULTS & DISCUSSION
The figure 5, 6 & 7, shows the PAPR value for OFDM with QPSK, 16 QAM & 64 QAM modulation
respectively. It consists of total subcarrier 6817 and data block size is 16. High PAPR in OFDM is observed
due to large dynamic range of its symbol waveforms. These plot depicts the performance analysis of
system with change in modulation. The 64 QAM shows the better improvement in PAPR value as compared to
other formats as depicts in figure 8.
An OFDM signal consists of a number of independently modulated subcarriers. When these subcarriers
added up coherently results in large PAPR value. When N signals are added with the same phase, they produce a
peak power that is N times the average power. The figures 5, 6, and 7 shows the CCDF of the PAPR of OFDM
signal with N=128 subcarriers w.r.t PAPRo at the x-axis. As standard PAPR gets increased, the CCDF of signal
gets reduced. It has good PAPR reduction capability with very less bandwidth expansion and low computational
complexity. The other advantage is that the signal can be recovered at the receiver through inverse companding
transform.
Presence of large number of independently modulated sub-carriers in an OFDM system makes the peak
value of the system can be very high as compared to the average of the whole system. This ratio of the peak
to average power value is termed as Peak-to-Average Power Ratio. Coherent addition of N signals of same
phase produces a peak which is N times the average signal. The major disadvantages of a high PAPR is the
increased complexity in the analog to digital and digital to analog converter and second is the reduction is
efficiency of RF amplifiers. The PAPR value of QPSK, 16 QAM and 64 QAM is shown in form of graph curves.
The results show the performance of 64 QAM is better than QPSK and 16 QAM mode.
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The figure 9 to 20, shows the CCDF of the PAPR of OFDM signal with different reduction methods
with N=128 subcarriers w.r.t PAPRo at the x-axis. It shows the performance comparison of proposed technique
with amplitude clipping and selective mapping method. In amplitude clipping method, the signal gets slightly
clipped. Due to this, it increase the PAPR value as compared to the original signal. In SLM, the input data
sequences are multiplied by each of the phase sequences to generate alternative input symbol sequences.
Each of these alternative input data sequences are then applied to IFFT operation, and then the one with
the lowest PAPR is selected for transmission. Due to this, it shows better performance as compared to
amplitude clipping.
The comparison between the CCDF of the PAPR of OFDM signal with normal OFDM
system with amplitude clipping, selective mapping coding and proposed hybrid method is shown in Table 1.
Following are the observations:
(a) All techniques performed better than clipping method.
(b) As the clipping level increases, the PAPR reduces.
(c) The proposed hybrid shows better results in terms of PAPR due to modification in pre-coded matrix.
The PAPR response is shown under different modulation formats like QPSK, 16 QAM and 64 QAM and their
comparison is shown in fig 8.
Figure 5: PAPR Value for QPSK Mode
Figure 6: PAPR Value for 16QAM Mode
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Figure 7: PAPR Value for 64QAM Mode
Figure 8: PAPR Value of OFDM System under Different Formats
Figure 9: Original Signal PAPR Response for QPSK Mode
6.16
6.086.06
Modulation FormatsPA
PR
Val
ue
(d
B)
PAPR Value of OFDM Under Different Formats (dB)
QPSK 16QAM 64 QAM
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Figure 10: PAPR Response using Amplitude Clipping for QPSK Mode
Figure 11: PAPR Response using Selective Mapping for QPSK Mode
Figure 12: PAPR Response using Proposed Method for QPSK Mode
Figure 13: Original Signal PAPR Response for 16 QAM Mode
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Figure 14: PAPR Response using Amplitude Clipping for 16 QAM Mode
Figure 15: PAPR Response using Selective Mapping for 16 QAM Mode
Figure 16: PAPR Response using Proposed Method for 16 QAM Mode
Figure 17: Original Signal PAPR Response for 64 QAM Mode
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Figure 18: PAPR Response using Amplitude Clipping for 64 QAM Mode
Figure 19: PAPR Response using Selective Mapping for 64 QAM Mode
Figure 20: PAPR Response using Proposed Method for 64 QAM Mode
The results shows the performance of 64 QAM is better in terms of PAPR reduction value. After this, various
PAPR reduction techniques are applied on OFDM signal to reduce the PAPR value of signal. The proposed
technique uses hybrid concept. Due to this, it provides better PAPR reduction value as compared to other
PAPR reduction techniques as shown in Table 1.
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Table 1: Performance Comparison of PAPR Response
S.N. METHOD PAPR
VALUE
QPSK
(dB)
PAPR
VALUE
16
QAM
(dB)
PAPR
VALUE
64
QAM
(dB)
1 AMPLITUDE
CLIPPING
10.28 9.87 9.25
2 SELECTIVE
MAPPING
6.81 6.91 6.80
3 PROPOSED
TECHNIQUE
3.33 3.45 3.31
Figure 21: Capacity Response for Proposed System in QPSK Mode
Figure 22: Proposed Capacity of System in 16 QAM Mode
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Figure 23: Proposed Capacity of System in 64 QAM Mode
Figure 21 to 23, shows the capacity response for proposed system in QPSK, 16 QAM and 64 QAM
modes. As the number of CCs increases, the equivalent capacity gets also increased. Capacity gets improved
when PAPR gets reduced in the system. PAPR reduction is done by use of hybrid technique.
ISI effect can be reduced by interesting a guard interval (cyclic prefix). The cyclic prefix or guard interval
is a periodic extension of the final section of an OFDM symbol that is appended to the forepart of the symbol
in the transmitter, and is removed at the receiver before demodulation.
The BER curve response of system is shown in figure 24, 25 and 26 for QPSK, 16 QAM and 64 QAM
respectively. BER is an important parameter for finding the error reducing ability of system. As value of SNR
increases, the value of BER gets decreased. The BER performance is evaluated over Rayleigh frequency
selective fading channel. It is clearly visible from graph that the pre-coded based OFDM system performs
better than the original OFDM system. This is because of diversity gain obtained via pre-coding matrix.
Figure 24: BER Response of System for QPSK Mode
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Figure 25: BER Response of System using 16 QAM
Figure 26: BER Response of System using 64 QAM
VI. CONCLUSION
The concept of PAPR reduction by a hybrid method used in OFDM system is discussed. This paper is
focused on the performance analysis of OFDM systems in terms of PAPR & equivalent capacity. Different
types of modulation techniques such as QPSK, 16QAM, and 64QAM are used with different subcarriers and
different block sizes. PAPR increases in both types of FDM sub-carrier mapped with respect to the type of
modulation used. It also provides a solution for finding optimal result for high data rate downlink receiver. For
high data rate, high modulation format will be used. The main objective is to reduce high PAPR value by a
hybrid approach with improvement in capacity of system. We used all of three modulations and compared the
results of all graphs and concluded that the value of PAPR is lower in case of 64 QAM modulations with
proposed technique and capacity is higher in case of 64 QAM modulation. Both PAPR and capacity are inter-
related. If PAPR is low for system, then its capacity is better as compared to other. The BER of system is also
analyzed.
BER
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A Comprehensive Survey on Software Defined Wireless Sensor
Network and its Possible Security Measures
1 S. Nagavalli, 2 Dr. G. Ramachandran 1 Research Scholar, Department of Computer and Information Sciences, Annamalai University, Annamalainagar
– 608 002, Tamil Nadu, India. 2 Assistant Professor, Department of Computer Science & Engineering, Annamalai University
Annamalainagar – 608 002, Tamil Nadu, India.
Email : [email protected] Email: [email protected]
ABSTRACT
In this paper, the comprehensive survey on the state of the art techniques used in software defined WSN in
particular to routing, data transmission, node architecture, scheduling etc. are discussed. Initially, this paper
presents a complete introduction about sensor, node architecture, and data transmission. Then, the applications
are explored by the sensing application tasks and the sensor network. Further, a comprehensive survey to
analyze the state of the art techniques was also discussed. The scheduling part used in present day sensor
network is also outlined. Finally, the paper explores three major open issues.
Keywords: WSN, Scheduling, Energy Efficiency
1.1 INTRODUCTION The Wireless Sensor Network (WSN) with numerous functions finds in widespread applications. It is also
one of an emerging technology. WSN belongs to the class of techniques which enhances human life in various
ways. WSN contains a large number of sensor nodes distributed over a large geographical area and the position
of sensor nodes need not be pre-determined. By capturing and revealing real-world phenomena, the sensors
plays a major role of providing a link between physical world and digital world, which is the primary function of
sensors. Sensors convert the physical parameters into a form that can be stored, processed, and acted upon by
digital systems. Sensor nodes in WSN are cooperative and self-organize into appropriate network infrastructure
for data communication. WSN is capable of autonomous sensing, collecting, storing, processing, communicating
and event actuation. These sensor nodes are cheap, tiny and when deployed over a larger area can self-organize
into an appropriate network infrastructure. To reveal some of the characteristics about the phenomena, sensor
nodes transform the sensed data into electric signals which are then processed and studied.
The sensor node normally transfer data to the external Base Station (BS) or sink directly or in a hop by hop
manner from one node to another until it reaches the base station or sink nodes. The sink nodes may be either
static or mobile and acts as a border between the network and the stationary base stations.
The architecture of a typical wireless sensor node in WSN is shown in Fig. 1. Sensing units are the central
element in WSN. Other important constituents of the sensor node consist of communication unit, processing
unit, power unit and other application dependents units such as a location finding system, power generator and
mobilize [6]. Sensing units are usually composed of two subunits: sensors and Analog-to-Digital Converters
(ADCs).
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