a guide for implementing the hyogo framework for · pdf filea national policy f ramework ......

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6 A Guide to Localizing the Hyogo Framework for Action 7 A Guide to Localizing the Hyogo Framework for Action HFA-1 Making Disaster Risk Reduction a Priority S ummary Table for Priority for Action 1 Making risk reduction a national and local/ city priority with a strong institutional basis for implementation HFA Task Local indicator Guide Question Task-1 Engage in multi- stakeholder dialogue to establish foundations for disaster risk reduction A local/city multi-sectoral platform for disaster risk reduction is functioning Political commitment Task-2 Create or strengthen mechanisms for systematic coordination for DRR Community participation and decentralized functions are ensured throughout the local authority Task-3 Assess and develop the institutional basis for disaster risk reduction Policy instruments and tools to support national institutional and legal frameworks Legal and regulatory system Task-4 Prioritize disaster risk reduction and allocate appropriate resources Dedicated and adequate resources are available to implement disaster risk reduction activities within the local authority National HFA Monitor indicator A. National multi-sectoral platform for disaster risk reduction is operational B. Community participation and decentralization are ensured through the delegation of authority and resources to local levels C. A legal framework for disaster risk reduction exists with explicit responsibilities defined for all levels of government D. A national policy framework for disaster risk reduction exists that requires plans and activities at all administrative levels, from national to local levels E. Dedicated and adequate resources are available to implement disaster risk reduction plans at all administrative levels Are different stakeholders engaged in a continuing dialogue for disaster risk reduction? Is there political consensus on importance of DRR? What is the degree of participation of civil society in DRR? Is local/city government supportive to a community vision for DRR? Are community participation and decentralization ensured through the delegation of authority and resources to the local/ city level? Is there an official policy and strategy to support community- based disaster risk management in the city? Are communities empowered to participate in disaster risk reduction? Are city offices aware of their respective roles in reduction? Are there committed and effective community outreach activities (DRR and related services, e.g., healthcare)? Is responsibility for DRR planning and implementation devolved to city government and communities? Are city government and communities equipped with human, financial, and organizational capacities/resources? Are city government DRR policies, strategies and implementation plans in place? Are there relevant and enabling legislation (ordinance), land use regulations, building code, etc. addressing and supporting DRR at local level? Are there mechanisms for compliance and enforcement of laws, regulations, building codes, etc., and penalties for non- compliance defined by laws and regulations? Is DRR integrated into planning at the local/city level in key sectors such as agriculture, climate change, education, environment, health, housing, poverty alleviation, and social welfare? Are the roles and responsibilities for disaster risk reduction clearly designated? Is the legal and regulatory system underpinned by guarantees of relevant rights to safety, to equitable assistance, to be listened to and consulted? Are there institutional capacities for DRR at the local/city level? Is budget allocated to local/city government and other local institutions adequate to enable DRR to be integrated into planning and actual activities? Are financial resources available to build partnerships with civil society for DRR? Are there logistical, and other such resources allocated for DRR? Does the government provide training in DRR to local/city officials and community leaders? Is a system of accountability in place, including transparency in the conduct of DRR and use of funds? Local/ City Governance Action1/ Task1~4 Tools Multi-stakeholder dialogues; Management information system Stakeholder engagement mechanisms; local platform for DRR Development plan; land use plan; physical plan Budget allocation for DRR Disaster management ordinance; building code; fire code; zoning ordinance Specific ordinances Disaster risk management office; disaster coordinating council a str tr r r ong i ong i ong in n ns nstitutional basis fo r im Guide Ques m Are different stakeh ld disast Loc A Guide for Implementing the Hyogo Framework for Action by Local Stakeholders A Guide for Implementing the Hyogo Framework for Action by Local Stakeholders

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Page 1: A Guide for Implementing the Hyogo Framework for · PDF fileA national policy f ramework ... anning and implementation de volved ... A Guide for Implementing the Hyogo Framework for

6 A Guide to Localizing the Hyogo Framework for Action

7

A Guide to Localizing the Hyogo Framework for Action

HFA

-1 Making D

isaster Risk R

eduction a Priority

S ummary Table for Priority for Action 1Making risk reduction a national and local/ city priority with a strong institutional basis for implementation

HFA Task Local indicator

Guide Question

Task-1Engage in multi-stakeholder dialogue to establish foundations for disaster risk reduction

• A local/city multi-sectoral platform for disaster risk reduction is functioning• Political commitmentTask-2Create or strengthen mechanisms for systematic

coordination for DRR

• Community participation and decentralized functions are ensured throughout the local authority

Task-3Assess and develop the institutional basis for disaster risk reduction

• Policy instruments and tools to support national institutional and legal frameworks

• Legal and regulatory system

Task-4Prioritize disaster risk reduction and allocate appropriate resources

• Dedicated and adequate resources are available to implement disaster risk reduction activities within the local authority

National HFA Monitor indicatorA. National multi-sectoral platform for disaster risk reduction is operational

B. Community participation and decentralization are ensured through the delegation of authority and resources to local levels

C. A legal framework for disaster risk reduction exists with explicit responsibilities defined for all levels of government D. A national policy framework

for disaster risk reduction exists that requires plans and activities at all administrative levels, from national to local levels

E. Dedicated and adequate resources are available to implement disaster risk reduction plans at all administrative levels

Are different stakeholders engaged in a continuing dialogue for

disaster risk reduction? Is there political consensus on importance of DRR?

What is the degree of participation of civil society in DRR?

Is local/city government supportive to a community vision for

DRR?Are community participation and decentralization ensured

through the delegation of authority and resources to the local/

city level?Is there an official policy and strategy to support community-

based disaster risk management in the city?

Are communities empowered to participate in disaster risk

reduction? Are city offices aware of their respective roles in

reduction? Are there committed and effective community outreach activities

(DRR and related services, e.g., healthcare)?Is responsibility for DRR planning and implementation devolved

to city government and communities?Are city government and communities equipped with human,

financial, and organizational capacities/resources?

Are city government DRR policies, strategies and implementation

plans in place?Are there relevant and enabling legislation (ordinance), land use

regulations, building code, etc. addressing and supporting DRR

at local level?Are there mechanisms for compliance and enforcement of

laws, regulations, building codes, etc., and penalties for non-

compliance defined by laws and regulations?

Is DRR integrated into planning at the local/city level in

key sectors such as agriculture, climate change, education,

environment, health, housing, poverty alleviation, and social

welfare? Are the roles and responsibilities for disaster risk reduction

clearly designated? Is the legal and regulatory system underpinned by guarantees

of relevant rights to safety, to equitable assistance, to be

listened to and consulted?Are there institutional capacities for DRR at the local/city level?

Is budget allocated to local/city government and other local

institutions adequate to enable DRR to be integrated into

planning and actual activities?Are financial resources available to build partnerships with civil

society for DRR?Are there logistical, and other such resources allocated for DRR?

Does the government provide training in DRR to local/city

officials and community leaders?Is a system of accountability in place, including transparency in

the conduct of DRR and use of funds?

Local/ City Governance

Action1/ Task1~4Tools• Multi-stakeholder dialogues;

• Management information system

• Stakeholder engagement mechanisms; local platform for DRR

Development plan; land use plan; physical plan

Budget allocation for DRR

Disaster management ordinance; building code; fire code; zoning ordinanceSpecific ordinances

Disaster risk management office; disaster coordinating council

a strtrrrong iong iong innnsnstitutional basis for imGuide Quesm

Are different stakeh lddisast

Loc

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rsA Guide for Implementing the Hyogo Framework for Action by Local Stakeholders

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• • • • • • • •

• •

• • • • • • • • • • • • • • • • • • • • • • • • • • • • •

• •

• •

• • • •

• • • • • • • •

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Establish the context-The internal context

-The external context

-Define the structure

Identify risks-What can happen?

-When and where?

-How and why?

Analyse risks

Identify existing controls

Determineconsequences

Determinelikelihood

Determine level of risk

Evaluate risks-Compare against criteria

-Set priorities

Evaluate risks-Identify options

-Assess options

-Prepare and implement treatment plans

-Analyse and evaluate residential risk

Mon

itor

and

rev

iew

Com

mun

icat

e an

d co

nsui

t

Treatrisks

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6 A Guide to Localizing the Hyogo Framework for Action

7

A Guide to Localizing the Hyogo Framework for Action

HFA

-1 Making D

isaster Risk R

eduction a Priority

S ummary Table for Priority for Action 1Making risk reduction a national and local/ city priority with a strong institutional basis for implementation

HFA Task Local indicator

Guide Question

Task-1Engage in multi-stakeholder dialogue to establish foundations for disaster risk reduction

• A local/city multi-sectoral platform for disaster risk reduction is functioning• Political commitmentTask-2Create or strengthen mechanisms for systematic

coordination for DRR

• Community participation and decentralized functions are ensured throughout the local authority

Task-3Assess and develop the institutional basis for disaster risk reduction

• Policy instruments and tools to support national institutional and legal frameworks

• Legal and regulatory system

Task-4Prioritize disaster risk reduction and allocate appropriate resources

• Dedicated and adequate resources are available to implement disaster risk reduction activities within the local authority

National HFA Monitor indicatorA. National multi-sectoral platform for disaster risk reduction is operational

B. Community participation and decentralization are ensured through the delegation of authority and resources to local levels

C. A legal framework for disaster risk reduction exists with explicit responsibilities defined for all levels of government D. A national policy framework

for disaster risk reduction exists that requires plans and activities at all administrative levels, from national to local levels

E. Dedicated and adequate resources are available to implement disaster risk reduction plans at all administrative levels

Are different stakeholders engaged in a continuing dialogue for

disaster risk reduction? Is there political consensus on importance of DRR?

What is the degree of participation of civil society in DRR?

Is local/city government supportive to a community vision for

DRR?Are community participation and decentralization ensured

through the delegation of authority and resources to the local/

city level?Is there an official policy and strategy to support community-

based disaster risk management in the city?

Are communities empowered to participate in disaster risk

reduction? Are city offices aware of their respective roles in

reduction? Are there committed and effective community outreach activities

(DRR and related services, e.g., healthcare)?Is responsibility for DRR planning and implementation devolved

to city government and communities?Are city government and communities equipped with human,

financial, and organizational capacities/resources?

Are city government DRR policies, strategies and implementation

plans in place?Are there relevant and enabling legislation (ordinance), land use

regulations, building code, etc. addressing and supporting DRR

at local level?Are there mechanisms for compliance and enforcement of

laws, regulations, building codes, etc., and penalties for non-

compliance defined by laws and regulations?

Is DRR integrated into planning at the local/city level in

key sectors such as agriculture, climate change, education,

environment, health, housing, poverty alleviation, and social

welfare? Are the roles and responsibilities for disaster risk reduction

clearly designated? Is the legal and regulatory system underpinned by guarantees

of relevant rights to safety, to equitable assistance, to be

listened to and consulted?Are there institutional capacities for DRR at the local/city level?

Is budget allocated to local/city government and other local

institutions adequate to enable DRR to be integrated into

planning and actual activities?Are financial resources available to build partnerships with civil

society for DRR?Are there logistical, and other such resources allocated for DRR?

Does the government provide training in DRR to local/city

officials and community leaders?Is a system of accountability in place, including transparency in

the conduct of DRR and use of funds?

Local/ City Governance

Action1/ Task1~4Tools• Multi-stakeholder dialogues;

• Management information system

• Stakeholder engagement mechanisms; local platform for DRR

Development plan; land use plan; physical plan

Budget allocation for DRR

Disaster management ordinance; building code; fire code; zoning ordinanceSpecific ordinances

Disaster risk management office; disaster coordinating council

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A Guide for Implementing the Hyogo Framework for Action by Local Stakeholders