a comparison of confucius with socrates in the light of a new perspective: primary and secondary...
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All human societies can be divided into two types: genetically coded primary society and man-made secondary society. Western civilization, especially in Mesopotamia and Greece, started with city states, which were formed by free citizens after primary society or clans were disintegrated while Chinese civilization started as the super state of a two-level system. The super state enabled people to live in a relatively peaceful social environment while the two-level system, namely the newly formed secondary societies were built on the top of numerous primary societies, enabled them to still live in primary or quasi-primary society. From primary to secondary society is a critical step in human cultural evolution, and it thus provides a new powerful perspective to understand Western and Chinese philosophies and their difference. Socrates is traditionally regarded as the father of Western ethics or moral philosophy, and Confucius holds that position in Chinese ethics. The two men lived some ten years apart. A comparison between Confucius and Socrates serves as an illustration to show how the two fatherly philosophers were hallmarked by their different social environments. The Apology shows that Socrates distinguished the law from the authorities who handled the law. He refused to take the chance to escape, and said, “For neither in war nor yet at law ought I or any man to use every way of escaping death.” He accepted the death sentence as he respected the law but condemned the authorities who passed the sentence to him. Such a distinction is a concept of a secondary society. On the contrary, Confucius openly opposed the rule of law. He said, “If the government leads the people by laws, and reaches uniformity by punishment, the people will try to avoid the punishment, but have no sense of shame.” The Analects shows clearly that Confucius wanted to build a society where there were neither lawsuits nor any cruelty and killing. Today, Confucius’s words and views may only appeal to certain circles of families and friends. In ancient time, they were addressed to the primary society.Socrates' most important contribution is the so-called Socratic Method while Confucius’s most important contribution is the ethical code of benevolence and righteousness (renyi) which he set up for Chinese people. The Socratic Method reflects the need of a secondary society to search for a far-sighted ideology for a more stable life and society while Confucius’s ethical code of benevolence and righteousness reflects the need of a primary society to rely on its members’ subconscious to prevent unwanted division. Confucius held a strong belief in governing by doing nothing, which summarises the way of life in primary society. As a result, Confucius and Socrates lived different lives with different attitudes towards physical labour. Language functions differently in primary and secondary societies. With the face-to-face interaction in primary society, language is mingled with emotional and psychological exchange. As a result, Confucius and Socrates talked differently. Confucius’s talks are more like pieces of art while Socrates’ talks contain mainly information and insights. Human nature and instinct keep a primary society stable and functional while in the early stage of secondary society, religion or belief in gods was often used to consecrate the form and course a society was taking, and thus provided a powerful cohesive force to stop its members from seeking other types of secondary society. In primary society, no authority can force his will on others, and their gods do not interfere with people. As a result, Confucius and Socrates had quite different attitudes towards religion. Confucius stayed away from gods and refused to speak about parapsychology, psychic power, mental disturbance, and ghosts (guaililuanshen). In spite of Socrates’ sincere belief in and devout reverence for the gods, his critical thinking eventually led to his execution. (end of ATRANSCRIPT
A Comparison of Confucius with Socrates in the Light of a New Perspective:
Primary and Secondary Society
You-Sheng Li
Taoist Recovery Centre, London, Ontario, Canada
Dr. You-Sheng Li, Taoist Recovery Centre, London, Ontario, Canada. Email:
[email protected]. Website: http://taoism21cen.com
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Abstract Outline
All human societies can be divided into two types: genetically coded primary
society and man-made secondary society. Western civilization, especially in
Mesopotamia and Greece, started with city states, which were formed by free citizens
after primary society or clans were disintegrated while Chinese civilization started as the
super state of a two-level system. The super state enabled people to live in a relatively
peaceful social environment while the two-level system, namely the newly formed
secondary societies were built on the top of numerous primary societies, enabled them to
still live in primary or quasi-primary society. From primary to secondary society is a
critical step in human cultural evolution, and it thus provides a new powerful perspective
to understand Western and Chinese philosophies and their difference.
Socrates is traditionally regarded as the father of Western ethics or moral
philosophy, and Confucius holds that position in Chinese ethics. The two men lived some
ten years apart. A comparison between Confucius and Socrates serves as an illustration to
show how the two fatherly philosophers were hallmarked by their different social
environments. The Apology shows that Socrates distinguished the law from the
authorities who handled the law. He refused to take the chance to escape, and said, “For
neither in war nor yet at law ought I or any man to use every way of escaping death.” He
accepted the death sentence as he respected the law but condemned the authorities who
passed the sentence to him. Such a distinction is a concept of a secondary society. On the
contrary, Confucius openly opposed the rule of law. He said, “If the government leads the
2
people by laws, and reaches uniformity by punishment, the people will try to avoid the
punishment, but have no sense of shame.” The Analects shows clearly that Confucius
wanted to build a society where there were neither lawsuits nor any cruelty and killing.
Today, Confucius’s words and views may only appeal to certain circles of families and
friends. In ancient time, they were addressed to the primary society.
Socrates' most important contribution is the so-called Socratic Method while
Confucius’s most important contribution is the ethical code of benevolence and
righteousness (renyi) which he set up for Chinese people. The Socratic Method reflects
the need of a secondary society to search for a far-sighted ideology for a more stable life
and society while Confucius’s ethical code of benevolence and righteousness reflects the
need of a primary society to rely on its members’ subconscious to prevent unwanted
division. Confucius held a strong belief in governing by doing nothing, which
summarises the way of life in primary society. As a result, Confucius and Socrates lived
different lives with different attitudes towards physical labour. Language functions
differently in primary and secondary societies. With the face-to-face interaction in
primary society, language is mingled with emotional and psychological exchange. As a
result, Confucius and Socrates talked differently. Confucius’s talks are more like pieces
of art while Socrates’ talks contain mainly information and insights.
Human nature and instinct keep a primary society stable and functional while in
the early stage of secondary society, religion or belief in gods was often used to
consecrate the form and course a society was taking, and thus provided a powerful
cohesive force to stop its members from seeking other types of secondary society. In
3
primary society, no authority can force his will on others, and their gods do not interfere
with people. As a result, Confucius and Socrates had quite different attitudes towards
religion. Confucius stayed away from gods and refused to speak about parapsychology,
psychic power, mental disturbance, and ghosts (guaililuanshen). In spite of Socrates’
sincere belief in and devout reverence for the gods, his critical thinking eventually led to
his execution. (end of Abstract Outline)
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A Comparison of Confucius with Socrates in the Light of a New Perspective: Primary
and Secondary Society
According to A. N. Whitehead, all philosophy is only a footnote to Plato. 1 Such
a statement always reminds me of what Karl Jaspers called the Axial Age from 800 to
200 BC: a period of interregnum for liberty, a period of transition for critical thinkers to
lay down the frame of thinking or philosophical foundation for the coming years. Lao
Tzu, Confucius, Socrates, and Plato are as relevant today as they were more than two
thousand years ago. But the different social environments hatched different philosophies
in China and in Greece during the Axial Age. The Chinese civilization developed on the
basis of primary society while the Western started with secondary society. It provides a
new powerful perspective to understand Western and Chinese philosophies and their
difference, since it is based on a fundamentally critical step of human cultural evolution,
from primary to secondary society. I will explain this new perspective of primary and
secondary society, and then use Confucius and Socrates as examples to show the
difference between Western and Chinese philosophies in light of this new perspective.
I. The Concept of Primary Society and Secondary Society 2
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Primary society is genetically coded society, and secondary society is any society that is
created by man or human culture. Although there is no real primary society for us to
examine, it is not difficult to outline the features of a primary society through its
definition and the study of animal societies and human society before civilization.
In primary society, human nature and instinct are enough to keep the society
harmonious and functional. Primary society is the basic social organization of man
immediately above families. Members are linked together emotionally and
psychologically, and thus they are a whole at the subconscious level. The ideal number of
people in a primary society is believed to be around 150. Bands and tribes are regarded as
primary societies. Bands or tribes were headed by headmen who had no power to force
their will on others. Their leadership was based on persuasion and consensus. The culture
of primary societies is close to human nature and has no power to modify human nature.
Secondary society is created by man, and so it has an ideology and a
corresponding social structure to support the ideology. As a creation by man, it has
limitless possible types with different value systems, different directions, and different
structures while primary society, dictated by genetics, has only one type. Social
stratification and institutionalized violence such as police and army are often necessary to
keep a secondary society stable in its present type and restrain its members from seeking
other types of society.
Here we define spare time as time left after one’s basic biological needs such as
food and water are fulfilled. Primary society spends spare time on enjoyment or on
anything closely related to survival such as controlling flood and building city walls. As a
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result of social stratification and institutionalized violence, secondary society is able to
force its will on its members. Therefore, secondary society spends its spare time on its
goals that are often not closely related to enjoyment or survival.
An analogy is the lobefin fish that moved onto land and became a land animal
around 300 million years ago. The lobefin fish had strong fins but did not have limbs yet.
Once on land, they had the possibility to transform to different animals: reptiles, birds, or
mammals. Humans moved from primary to secondary society like fish moved onto land:
it is not an ordinary move but a move to a different level that is open to multiple
dimensions or directions.
Primary society has long been disintegrated in modern civilized society. Since
primary society is determined by genetics, and human genetics has not been substantially
changed, we can still see the vestige of primary society. It is what Charles Horton Cooley
called the primary group, the circle of families, relatives, and friends. 3
The distinction between genetically coded primary society and man-made
secondary society is a theoretical one, and thus it is determined totally by their
definitions. Their definitions are refined by examining the way in which they are contrary
to each other: One was man-made, the other, hereditary. The term “natural society” is
not used in contrast with “artificial society”, and it lacks theoretical precision. The
contrasting terms urban/rural and agricultural/commercial did not always correspond to
primary/secondary society in human history, because they describe different aspects of
society. The implication of the concept of primary and secondary societies in social
sciences is open to further studies. My pioneer endeavour is inevitably immature.
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II. The Super State and the Two-level System in Ancient China
The Western civilization, especially Mesopotamia and Greece, started with city
states. Primary society or clans were disintegrated to form city states with free citizens, a
typical secondary society while the Chinese civilization started as a super state of the
two-level system: The super state enabled them to live in a relatively peaceful social
environment while the two-level system, the newly formed secondary society was built
on the top of numerous primary societies, enabled them to still live in primary or quasi-
primary society. A quasi-primary society is a society similar to primary society. This
system was first started by the Yellow Emperor around 2300 BC. 4 From 2300 to 476
BC, peace and morality were apparently the main voices. The first authoritative volume
of Chinese history, Historical Records, starts with such words:
“…When Godly Farmer’s (Shen Nong) rule was weakened, vassal states (tribes or
federations of tribes) were fighting and conquering each other, people were devastated,
but Godly Farmer was unable to punish them with military actions.” 5
Now the Chinese academic circle considers Godly Farmer as a period of history
and not a specific ruler. During this time, agriculture was developed and people lived
together in peace except for its later years when violent conflicts developed. The first real
ruler in Chinese history was the Yellow Emperor, who conquered two large federations
of tribes that were apparently the major powers violating peace, and he then set up this
super state to put an end to those chaotic years. This super state was further enlarged and
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solidified by Yu the Great around 2070 BC when the first Chinese dynasty Xia was
founded. A super state was the far largest state of the known world to its people, and
there were not any other states to compete with it. With limited geographical knowledge,
its people saw this super state as the only power in the whole world. As the above
quotation implies, this superpower or super state was to function as police to keep peace
among tribes or confederations of tribes (vassal states) like the United Nations keep peace
in our world today. If primary society is encoded by genetics, the following important
assumption shall apply:
A primary society or quasi-primary society will form automatically if,
1), the population is no more than a few hundreds;
2), the society is based on face-to-face interactions;
3), no contact with and no ideological influence from secondary society;
4), no outside force is threatening their survival.
The Two-level System of Chinese Ancient Society from 2300 BC to 476 BC was
modeled as follows:
The King and his clan + Intellectuals Quasi-primary society
│
The vassals and their clans + Intellectuals Quasi-primary society
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│
Villages and tribes Primary society
Although the king and vassals, who were the heads of vassal states, were in
secondary society according to the above definitions, they were able to live in quasi-
primary society, since all the four “if”s in the above important assumption were met. No
similar powerful states competed with this super state, which ensured that no outside
force threatened their survival. It is further explained as follows:
1), The king, vassals, villages/tribes, and their clans all lived in primary or quasi-
primary society.
2), The king, vassals, and their clans lived a better material life than the
village/tribal people, but a ten percent tax was well tolerated and was not enough to
change the idle life style of the people.
3), The king and vassals did not live together, but they engaged in face-to-face
interaction. Their numbers were within a few hundreds, and they formed a quasi-primary
society;
4), Similarly, the vassal and his subordinate headmen formed another quasi-
primary society. The king ruled his vassals and the vassals ruled their headmen in the
same way as a headman ruled his subjects in a primary society, mainly by persuasion and
consensus.
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5), The relations between the above primary and quasi-primary societies followed
the princinple of reciprocity and mutual respect as if it was in primary society.
6), Ideally, adminstrative and military conflicts were minimized to nearly zero
according to the Taoist princinple: govern by doing nothing or follow the natural way. At
the level of the king and vassals, administration was mainly to help those who could not
survive by themselves, and military actions were mainly to keep peace. Thus it was ideal
if everyone was able to survive and there was no violence.
Secondary society is not an enlarged primary society but fundamentally different
society. The first critical thinker of China was Lao Tzu, who had a clear vision about this
difference. He said, “The human world (tianxia) is sacred, not something that can be
manipulated or possessed. Whoever manipulates the human world will fail. Whoever
possesses the human world will lose it.” (Daodejing, Chapter 29)
The human world is apparently a term used in contrast to primary society, and,
therefore, is secondary society. With limited geographical knowledge, their human world
was the only world they knew, the ancient Chinese world or China today. From those
words by Lao Tzu, we know that the king of the super state of China did not have
absolute power during or before Lao Tzu's time. The king and his government did not
possess their super state and did not have the power to manipulate state affairs. What they
could do was only to follow the natural course as the Taoist philosophy says. Taoist
philosophy is only a natural ideology that summarizes the way of life in the ancient
Chinese primary society.
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In summary, Chinese people were able to live in primary or quasi-primary society
after civilization, and human nature was still the main force to stabilize the society and
keep it functional. With the analogy of fish moving onto land, the fish was on land but
still in water in the Chinese system.
III. A Comparison of Confucius with Socrates to Show their Different Social
Environments
Confucius was the first Chinese critical thinker who tried to restore the social
order and set up standards for human behaviour. Similarly, Socrates was the first critical
thinker who shifted his attention to society and the human world. Their different thoughts
and different outcomes are like hallmarks to label the different societies they were in. The
Greek society had been a typical secondary society for at least a few hundred years before
Socrates was born while the Chinese still lived in primary or quasi-primary society. But
the Chinese society was in crisis during Confucius' time. Socrates is traditionally
regarded as the father of Western ethics or moral philosophy, and so is Confucius of
Chinese ethics. The two men lived some ten years apart, and both died in their early
seventies. Neither of them wrote anything down, and far too much was ascribed to them
by their followers. The Analects and the Apology are the most reliable sources for the two
fatherly figures.
(1), Different Societies as Reflected in Socrates’ Apology and Confucius’ Analects: As
noted above, the Mediterranean world had several civilizations and did not have a super
state structure until later years. In face of war and survival issues, the ancient Greeks, like
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the Mesopotamians, broke down their clans to form city states, secondary societies, but
Chinese clans remained intact during the same historical period. This difference is clearly
reflected in the Apology and the Analects.
The word “law” appeared 11 times in the Apology and only three times in the
Analects even though the latter is almost twice as long as the former. In the Apology,
Socrates said, “And so leaving the event with God, in obedience to the law I will now
make my defence.” After being sentenced to death, he refused to the take the chance to
escape, hiding in other city states for a few years. He said, “I would rather die having
spoken after my manner, than speak in your manner and live. For neither in war nor yet at
law ought I or any man to use every way of escaping death.” Thus Socrates obeyed the
law even when he disagreed with the sentence. He condemned those who sentenced him,
and said, “…in the hour of death men are gifted with prophetic power. And I prophesy to
you, who are my murderers, that immediately after my departure punishment far heavier
than you have inflicted on me will surely await you.” So Socrates clearly distinguished
the law from the authorities who handled the law. He accepted the sentence as he
respected the law but condemned the authorities who passed the sentence to him. 6
Such a distinction is apparently a concept of a secondary society. It is consistent
with the above mentioned definition: “Secondary society is created by man, and so it has
an ideology and a corresponding social structure to support the ideology”. In contrast,
Confucius openly opposed the rule of law. He said, “If the government leads the people
by laws, and reaches uniformity by punishments, the people will try to avoid the
punishment, but have no sense of shame. If the government leads them by virtue, and
reaches uniformity by the rules of propriety, they will have the sense of shame, and
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moreover will become good.” “ In hearing lawsuits, I am no better than anyone else.
What we need is to have no lawsuits.” ( Analects, 2:3, 12:13)
On other occasions, he said, “In doing government, what is the need of killing? If
you desire good, the people will be good.” “ If any good men were to govern a country
for a hundred years, there will be no longer any cruelty and killing. How true this saying
is!” (Analects, 12:19, 13:11) In Confucius’ ideal state, there will be neither lawsuits nor
cruelty and execution. According to the ancient Chinese records, during the reign of
Kings Cheng and Kang, there were forty years when neither any sentence was announced
nor any punishment was given. To eliminate lawsuits and court sentences became a goal
for the subsequent Chinese governments to pursue. It was sometimes claimed that such a
goal was nearly achieved. A society that does not have any lawsuits, court sentences, and
punishment is only a primary society.
Although Confucius never had any trouble with any law, he often ran against the
authorities’ opinions. To be exact, the decision made by the duke and his court also
represented the state, or the law. Unlike Socrates who obeyed the decision reached
according to the law, Confucius simply left the state to seek employment in the
neighbouring states. He travelled over many states for 14 years and failed to find any
proper position, and he had no trouble in coming back to his native state.
Both the Analects and the Apology are formal documents, since they were highly
selected and recorded by Confucius’ and Socrates’ followers. Socrates talked so seriously
that he gives us an unparalleled picture of moral character and virtue. 7 On the other
hand, Confucius seemed rather informal. For example, Confucius once said, “If the
attainment of wealth was achievable, even if I were to wave a whip in hand to clear up
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the road for a lord, I would do so.” (Analects, 7:12) On another occasion when everyone
talked about their political ambitions, Confucius said, “Ah, lovely, I am with you, Tien.”
What Tien had said was to relax and enjoy an excursion with friends along the river at the
height of spring. (Analects, 11:24)
In contrast to Socrates’ sophisticated apology in front of five hundred jurors and
the fashionable sophistry in Athens, Confucius asserted that Confucian gentlemen should
be hesitant in speech but sharp in action; they do not form cliques or factions, and they do
not wrangle or compete.
Today, those Confucius’ words and views may only appeal to certain circles of
families and friends. In ancient time, they could only be addressed to the primary society.
(2), The Top Contribution: Socrates' most important contribution is the so-called Socratic
Method, which he largely applied to the examination of key moral concepts. The Socratic
Method is a negative method of hypothesis elimination by asking a series of questions.
With this method, better hypotheses are found by steadily identifying and eliminating
those which lead to contradictions. The influence of this approach is most strongly felt
today in scientific studies.
As a typical secondary society, the ancient Greek society was built to satisfy and
also stimulate the materialistic needs of the population. Knowledge, techniques, and the
social structure that supported such pursuits had to be tested to increase its odds of
success. Socrates' method reflects such a social need, and also reflects the need of a more
stable life course by the ordinary people. Since a secondary society faces all possibilities
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like a boat on uncharted high seas, people need the more grounded experience of primary
society.
Confucius’ most important contribution is the ethical code of benevolence and
righteousness (renyi) which he set up for Chinese people. The core concept of this ethical
code is benevolence (ren). Confucius once said, “Benevolence means loving people.” In
fact, ren (benevolence) and man are interchangeable words in the Analects. Thus
Confucian benevolence (ren) is very close to the meaning of humanity. When a primary
society is facing the possibility of unwanted division, people rely on collective
unconsciousness to make sure the society stay intact, since nobody has the power to force
other members to stay. They call on people to search in their subconscious the feeling
that they are humans and they are members of this society. In other words, they call on
people to feel their subconscious bond with the society and with others. As mentioned
above, a primary society is a whole at the subconscious level because the members are
linked together emotionally and psychologically.
Confucius came up with a similar way to call on people's subconscious, and
remind them: “Please remember, you are human beings and behave like one!”
In secondary society, humanity is pretty much a creation by man and culture.
Socrates would have responded to Confucius' call, “What kind of human beings? Please
define it first.”
It must be pointed out that people who lived in ancient primary society responded
to those calls fundamentally different from us, since we are no longer as sensitive as they
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were to those calls. An analogy is that a toddler playing outside and ignoring his mother’s
call will come back immediately when his mother asks, “You do not want mommy any
more?” A six month old infant knows to share his feeling with his mother by looking at
her repeatedly when he is excited with a new toy. It is the subconscious bond between
mother and child that the above toddler cannot part with.
(3), The Meaning of Life: Many people have a life long quest which serves as the
meaning of their lives. Confucius' quest was to restore the social order while Socrates'
quest was to find the truth. When a primary society was in trouble, every member felt the
obligation to help especially the elite. In a secondary society, it was not Socrates' business
to restore social order, and his duty was to fight bravely in the battlefield and work hard
to make a living. In the remaining time, Socrates’ quest was to examine everyone
including himself and also examine many philosophical topics in order to find the truth.
Such truth is ultimate in nature, not influenced by personal opinions. Such a concept of
truth is characteristic of secondary society, of which the construction is based on rational
thinking. Generally speaking, it is beyond the reach of a primary society to seek such
truth. In the social affairs of primary society, it is mingled with emotions and
psychological feelings that rules out any rational thinking and calculation. The Chinese
say, a law-binding magistrate keeps himself from meddling in family affairs. What
Socrates sought was exactly the truth in life and in society. Unfortunately the truth
Socrates finally found was unacceptable to the Athenian authority and the Athenian
citizens, which led to his execution.
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(4), Governing by Doing Nothing as a Political Philosophy and as a Way of Life: To
govern by doing nothing (wuweierzhi) is often regarded as part of Taoist philosophy. In
fact, Confucius himself held a strong belief in governing by doing nothing, so called rujia
wuweishuo, the Confucian view of governing by doing nothing. 8 The Analects cites
Shun, a legendary king, as the model of governing by doing nothing. Shun was said to
have only five officials but the whole China was orderly during his reign. Once
Confucius says, “The one who governed by doing nothing was Shun, and wasn’t he?
What did he do? He did nothing except for sitting in the throne solemnly and
courteously.”(Analects 15.5)
The Western social and political philosophy hardly had any thoughts in history
close to such an idea of doing nothing to rule. Western civilizations were adventurous
expeditions on large scales from the very beginning.
Furthermore, Confucius gave a lovely picture of the life in the ancient Chinese
primary society where there was no trace of any government. It is another way to express
his belief in governing by doing nothing. He says, “When the Tao prevailed, the world
was publicly owned, virtuous ones were selected and able ones were chosen, and people
lived in harmony and honesty was valued. Everyone treated all the others as his own
family, and treated all children as his own children. The elderly enjoyed their later years,
the middle-aged made their contribution, and the young were nurtured to grow up. All
those who had lost their families were taken care of. Males had their shares, and women
had husbands. Goods were displayed on the ground, and nobody took them as their own.
Everybody worked but not for themselves. There was neither plot nor scheme, and there
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was neither theft nor robbery. Doors and gates were not locked. It was called the World
Commonwealth.” (The Rites: Liyun)
If governing by doing nothing summarizes the social and political ideology of
primary society, it can also be considered as a way of life. Thus it applies to every level
and every aspect of life.
In a primary society, members spend their spare time enjoying themselves like
most animals do after their basic biological needs are fulfilled. Enjoyment includes
intellectual and philosophical pursuits, and also includes all aesthetic pursuits. If spare
time is time left when one’s basic biological desires are fulfilled, civilization can be built
using spare time or its building process can be enjoyed by the people who build it. Thus
the Chinese system did not hinder the development of their civilization, though their early
civilization may be less materialistic and ostentatious.
A secondary society often organizes its members to pursue its goal using their
spare time. It is most successful if it makes its member regard the goal as their own. An
easy way to achieve this is to link the goal to war, which makes any goal look like a
survival issue. Such tricks worked in the Greek system but did not work with the Chinese
super state of a two-level system.
The Chinese system was based on human nature and therefore unable to
accommodate any big project like building the pyramids that was outside the survival
needs of the population, since it was hard to get the consensus of the whole population.
During the above mentioned period from 2300 to 476 BC, there was no such project
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mentioned in Chinese records except for the flood control around 2100 BC. The vast
flooded area itself was an urgent call to the population so that it could be regarded as a
project for survival. On the other hand, in 841 BC, the angry citizens within the capital
were enough to drive away the king. During the subsequent history after 476 BC, the
two-level system was substantially changed but the traditions were still there. Two
ambitious emperors, one built the Great Wall and the other, the Great Canal to link up the
major rivers of China, both caused massive uprisings and immediate collapse of their
dynasties. Their projects were far more useful than the ancient Egyptian pyramids and the
Greek temples.
The Chinese system itself also means the separation of the two-levels: primary
society and quasi-primary society. The former includes villages and the latter, the king
and vassals. They both lived their lives inside their own societies, and the only
connection between the two was tax and occasional military service. In the ancient
Greece, all the slaves, free citizens, and government officials worked inside the same
social and economic network. The close connection between slaves and their masters
ensured the normal productive process. In the Chinese system, too many interactions
between the two levels might lead to the emergence of a typical secondary society, which
would have the potential to destabilize the whole system. Lao Tzu promotes the
separation, and he says, “The best rulers are scarcely known by their people…When the
best rulers achieve their goals, their people would say it is their own doing.” (Daodejing,
Chapter 17)”
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As a result, Confucius and Socrates had radically different attitudes towards
physical labour, though both of them were from poor families of the ruling class. Socrates
was one of the free citizens who formed the ruling class over slaves. Confucius disliked
physical labour and scorned those disciples who liked. For example, he was said to have
never laboured his four limbs and be unable to tell millets from rice, and he once called
one of his disciples a petty man (xiaoren) after this disciple asked him how to grow crops
and fruit trees. (Analects, 18:7, 13:4) Socrates was a mason. Some statues in the city of
Athens were said to be sculptured by him. As the duty of a citizen, Socrates bravely
fought several battles. Both as a teacher, Confucius apparently earned an income while
Socrates refused to teach for money. Socrates regarded his teaching as part of the ideal
philosopher’s life he was pursuing. It is apparent that the ancient Greek life was more
energetic and industrious while the Chinese, more peaceful.
(5), The Length of Speech: It is interesting to compare the lengths of Socrates' and
Confucius’ talks recorded by their followers. The Analects that records Confucius’ words
during his whole life has only 27,000 words in English translation while the Apology that
records Socrates' speech at the court has 14,700 words in English translation. The way
Plato recorded Socrates' words might be different from the way Confucius’ disciples
recorded Confucius’s words, and the latter might be more concise. Both Plato and Meng
Tzu (372-289 BC) expounded their thoughts in detail, since they both wrote for
contemporary and future readers. Plato wrote more than two dozen books ranging from
20 to 300 modern printed pages while Meng Tzu wrote only one book with some 45,000
Chinese characters and less than 100 modern printed pages. The difference reflects the
different functions of language in primary and secondary societies. China and Greece
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were at different stages of language evolution though they were both in a typical Axial
Age.
Anthropologists believed that primates groom each other as a way to solidify the
social bond while naked humans chat with each other to solidify their social bond. Even
today when people spend most time working, watching television, they still chat at home.
Such chat does not necessarily function as exchange of information or discussion of a
current issue but can be only for the enjoyment. I often see children of three or four years
old chat this way: They giggle wholeheartedly at the nonsense they are talking. Such chat
is a piece of pure art. Through such chat and other collective activities, all members
integrate into a whole psychologically and emotionally in primary society. The cohesive
force and the unity of secondary society rely on the uniform understanding of their
collective goals. A highly developed system of communication that is based on exchange
of information is a must.
Both Lao Tzu and Confucius lived in the late Spring and Autumn Period (770-476
BC) when the above two-level system was in crisis, and a new system had not emerged
yet to replace the old one. Both Lao Tzu and Confucius admired the past. Confucius’
Analects is by no means a chat, and Confucius himself lived a life more like that in
secondary society since he traveled from state to state to promote his ideas. The friendly
atmosphere among his disciples and himself was more like a typical primary society.
Since people could live in primary or quasi-primary society with the above two-level
system, they lacked the experience of secondary society and lacked their sophisticated
language. Plato and Socrates used to worry about the emotional effect of poetry and arts
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and ban them from their ideal republic except for hymns to the gods and praise of famous
men. Modern arts have lost such effects because we have all been exposed to too many
arts already since our childhood. Similarly we have all lost our sensitivity to language,
printed or spoken words. You can finish reading the Analects within a few hours but it is
not the way to read it. You have to read only a few lines a day and ruminating over those
words the whole day. You may then appreciate the beauty and deep meanings of those
words. You may even be induced into a particular mood that was precisely the effects of
those words. You then may roughly have experienced what ancient people did when they
heard those words because they were sensitive and we are not. Such effects do not apply
to Socrates' speech of the Apology, which is not much different from today's speech of a
similar man in a similar situation. Ancient Greek secondary society was well developed
by Socrates' time. The Analects (11:24) says, “When Confucius asked Tien to say
something about himself, Tien set his lute down with its strings still ringing, and stood
up.” From these records, we can conclude that Confucius’ words, as recorded in the
Analects, might have been companied by musical instruments. Nowadays, you can recite
the Analects or poetry while being companied with musical instruments but it is, in my
opinion, much harder to read the Apology with background music. Nevertheless, it is only
in relative terms to say that the Analects is more like a piece of art than the Apology,
A Chinese scholar says, the Analects is one of the few good books that you can
read any time under any circumstances and enjoy it. It will calm you down when you are
in a bad mood. According to him, Meng Tzu's book does not have such effects on him. 9
Thus, the Analects is not an ordinary piece of art like children's chats but one of the
greatest masterpieces of art in thousands of years. Meng Tzu, though a loyal Confucian
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scholar he was, lived in the period of Warring States (475-221 BC) when secondary
society was established. The time required him to write differently from Confucius: There
was more information and more insights but it was less like a piece of art.
(6), Religious Philosophy: In the early stage of secondary society, religion or belief in
gods was often used to consecrate the form and course a society was taking, and thus
provided a powerful cohesive force to stop its members from seeking other types of
secondary society. It was certainly a contributing factor in the outcomes of ancient Greek
wars. When Greeks defeated the Persian invasion in 480 BC, the Greek cities agreed to
restore the Temple at Olympia and build a great temple to Zeus and a huge statue of him
to thank the gods for their victory. When the Athenians were defeated in the
Peloponnesian war (431-404 BC), Socrates was executed for blasphemy.
In primary society, the social cohesive force was human nature, and they did not
face the possibility of different types of society. Their religion was quite different.
Chuang Tzu says, “In the ancient time, yin and yang were in harmony. Gods and spirits
were quiet and did not interfere with people. The four seasons followed their course.
Animals and plants were not harmed. Humans lived to their full life span. People had
knowledge but there was no use of it. This is called the big One.”(Zhuangzi, Chapter 16)
Chinese countryside was close to Taoist ideal society. They consumed what they
produced, and only rarely bought something from outside. Here I use my own experience
to show the different attitude of Chinese people toward religion because of the Taoist
cultural tradition.
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When I was a child in the early1950s, the gods Chinese peasants worshiped were
all natural deities. The only god who had a temple for villagers to pay respect was the god
of earth. A village may have several such temples, each for a clan or a cluster of
households, since it was considered as a local god like the headman of a tribe. They were
usually the size of a room, much smaller than a farmer house. Even a single room,
peasants never forgot to use it for something else. They could be used as grind mills,
public places for meetings, or playing grounds for children during rainy days. In my
village, all the temples for the god of earth had no image of the god. Each household of
peasants usually worshiped three additional gods: the kitchen god, the fortune god, and
the god of heaven and earth. Except for the kitchen god who had a paper portrait hung on
the wall, the other two were only specific locations, the granary for the fortune god, and
the yard for the god of heaven and earth. There were neither images of gods nor any
shrines for those two gods. The god of heaven and earth was really a god of nature and
had thus no image, but the fortune god was a male anthropomorphic god. Even with the
portrait of the kitchen god, a Chinese calendar was printed below the god image to
increase its sale. As a child, I saw clearly that Chuang Tzu was right: gods do not
interfere with people, and they do not have the power. When Buddhism and Christianity
spread to China, Chinese peasants worshiped them all as part of their polytheistic faith.
Since the houses of Chinese peasants were all one-storey, you could see only trees and
crops in the summer. Such a natural picture of life was well in contrast to modern cities
and to the ancient Greek landscape with huge buildings. My hometown is some two
hundred mile south of Beijing but to my knowledge, it was more or less the same in all
Chinese countryside in the 1950s.
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Under such circumstances, Confucius' principles regarding gods are: Pay your
respect to gods and spirits but keep a distance from them. A suitable interpretation of
these principles is that gods and people do not interfere with each other. It is like in a
primary society where nobody can force his will on others. Furthermore, Confucius had
so-call Four No-Comments in his teaching and counselling practice, namely, Confucius
never spoke about parapsychology, psychic power, mental disturbance, and ghosts
(guaililuanshen). Confucius seemed to understand well today's psychology of religion. He
was a practical man and did not want to go into these grey areas. His religious attitudes
brought him no trouble since gods do not interfere with people in a primary society
setting.
A secondary society often stimulates its talents into free thinking but restricting it
within its boundary, and often stimulates its talents into religious imagination but
restricting it within its gods and beliefs. Socrates went too far both in religious
imagination and in free thinking for his society to tolerate. Socrates talked about his inner
voice that stopped him from entering politics. In a deep religious culture, such
subconscious similar to Socrates' inner voice must be commonplace. The Athens
government used Socrates to stop others, or even to use him as a scapegoat to silence
complaints. Such political trickery is typical of secondary society that is not seen in
primary society.
IV. Conclusion: the Uniqueness of Chinese Civilization
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There were six primary civilizations in the world, namely Mesopotamia, Egypt, India,
China, Mexico, and Peru. There was no higher civilization among the neighbours of a
primary civilization. Greek and Hebrew civilizations were secondary but became the
philosophical foundation for Western civilization that dominates the world today. Of
those eight ancient civilizations, Chinese civilization showed eight characteristics that
were lacking in the other seven. Those eight characterisitics all favoured a more peaceful
and more natural lifestyle, which fits in the definition of primary society. Since it is
discussed in detail elsewhere, 10 two or three of characteristics are discussed below as
examples.
According to J. DeMeo, the desertification around 4000-3000 BC also occurred in
the Americas. The patriarchal warriors, who emerged from the affected areas, migrated to
the unaffected areas and conquered the original peaceful people and then formed the
primary civilizations around the world. China was apparently an exception, and the first
dynasty, Xia, was founded by the original peaceful people. 11 The lack of military
strength in early Chinese history favoured a primary society. In the six primary
civilizations, large-scale irrigation systems were constructed except in China, where
occasional flood control was often said to have similar effects on the emergence of state
structure but in fact, it did not. Irrigation systems enabled the ruling class to control the
economy and set up a stratified secondary society.
In the above eight ancient civilizations, China was the only one lacking
geographic/economic barriers to block discontented people from moving out. As a result,
Chinese people kept the migrating habits of hunters/gathers until the late Axial Age.
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Confucius once said, “If you govern in this way (according to Confucian principles),
peasants will come flocking to you from all directions with their babies on their backs.”
Those words show that peasants were migrating freely during Confucius’ time.
Furthermore, their migration was neither driven by a military power nor attracted to or
forced by a higher level of economy such as irrigated farmlands or the trade-based
industry that enabled the ruling class to control the econmoy. They were attracted by a
friendly egalitarian society in Confuciuan terms. (Analects, 13:4)
Although some of these claims may be open to debate, it is enough to say that
Chinese civilization went through an evolutionary pathway that was fundamentally
different from all other civilizations. The appearance of the ancient super state of primary
society in China was itself no accident. The Axial Age featured scholars who travelled
from city to city. Because of the super state of primary society, ancient China was much
more culturally homogeneous than Greece even when China entered secondary society
during the Warring Period (476-221 HC). In many ways, Qi and Qin were similar to
Athens and Sparta. Qin burned all poems and other classics while Qi established the
famous Jixia Academy to support all sorts of free thinkers. Their thinking was greatly
limited by the tradition of primary society and lacked the broad horizon of ancient Greek
thinkers at the level of secondary society. Athens and Sparta were a democracy and an
oligarchy respectively while Qi and Qin formed a strong alliance for decades against
other states, reflecting the political homogeneosity of China.
Many consider the ancient Greek city, Athens, as unique such as commercial
activities, wealth, democracy, the pooling of different people with different ideas from
different places with diversified cultural backgrounds etc., to produce the most critical
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thinkers during the Axial Age. The Axial China had none of those. But there was one
thing they shared with the Athenians, and that is freedom. The Chinese had no freedom to
pursue wealth or any projects on the Athenian scale, but they did not have the bondage of
commercial activities, wealth, democracy, etc. either. The first Chinese philosophers were
able to think from the basis of the born human nature and the genetically coded society,
primary society. Although the whole world including China is now on the road built by
Axial Greece or the Western civilization, Chinese culture may still point to a different
direction for the future.
(This article was submitted to the Journal of Chinese Philosophy on June 3, 2008, and
was revised and resubmitted on December 8, 2009 as the author was suggested to do. It
was finally rejected in February 2011. The reason for the rejection was indeed
“outdated”. Fortunately, it is not outdated for here the Scribd.)
Endnotes
1. The original words are: “The safest general characterization of the European
philosophical tradition is that it consists of a series of footnotes to Plato. I do not mean
the systematic scheme of thought which scholars have doubtfully extracted from his
writings. I allude to the wealth of general ideas scattered through them…” Alfred North
Whitehead, Process and Reality: An Essay in Cosmology. Corrected edition, edited by
David Ray Griffin and Donald W. Sherburne (Free Press, 1979).
2. You-Sheng Li, A New Interpretation of Chinese Taoist Philosophy (London, Canada:
Taoist Recovery Centre, 2005), 36-45, 232. The Chinese version of this book: You-Sheng
29
Li, Huange Jiaodu Kanrensheng, Kanshijie: 21shiji Zhonghua Daoxue. (Beijing:
Xianzhuangshuju, 2009).
3. Gordon Marshall, The Concise Oxford Dictionary of Sociology (Oxford: Oxford
University Press, 1994), 92-93; and Charles Horton Cooley, Social Organization (New
York: Schocken Books, 1962).
4. The Yellow Emperor is considered to be a legendary figure, and the time of his reign
around 2300 BC is only an estimation.
5. All quotations from Chinese resources in this article are translated by the author You-
Sheng Li.
6. Plato, “Socrates’ Apology,” in Philosophies for Living, ed. R. M. Timko and J.
Whitman Hoff (Upper Saddle River, New Jersey: Prentice Hall, 2001), 406-422.
7. R. M. Timko and J. Whitman Hoff, Philosophies for Living (Upper Saddle River, New
Jersey: Prentice Hall, 2001), 406.
8. Yetan, “Rujia Wuweishuo (The Confucian View of Governing by Doing Nothing),”
Zhexue Yanjiu, No. 7, 1999.
9. Liu Mengxi, Zhuangzi yu Xiandai he Houxiandai (Chuang Tzu and Modern/Post
Modern) (Hebei Jiaoyu Chubanshe, 2004), 24.
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10. You-Sheng Li, “Lun Zhonghua Wenmingde Teyixing (On the Uniqueness of Chinese
Civilization) ,” Xuedeng, Issue 10, 2009, available on line at:
http://confucius2000.com/admin/list.asp?id=3976)
11. J. DeMeo, Saharasia (Orgone: Orgone Biophysical Research Lab., 2004)
Chinese Glossary
Daodejing 道德經
Guaililuanshen 怪力亂神
Liji (The Rites ) 禮記
Ren 仁
Renyi 仁義
Rujia Wuweishuo 儒家无为说
shennong 神農
Tianxia 天下
Wuweierzhi 無為而治
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Xiaoren 小人
Zhuangzi 莊子
32