7 u.s. district court civil docket 02/23/2007

US District Court Civil Docket as of 02/23/2007 Retrieved from the court on Wednesday, March 07, 2007

U.S. District Court Southern District of California (San Diego)

CIVIL DOCKET FOR CASE #: 3:98-cv-02150-J-NLS

In Re: Alliance Equip Lease, et al v. Browne, et al Assigned to: Judge Napoleon A. Jones, Jr Referred to: Magistrate Judge Nita L. Stormes Demand: $0 Lead case: 3:98-cv-02150-J-NLS Member case: 3:98-cv-02154-J-NLS Case in other court: 3:00-cv-00094 3:00-cv-00095 3:00-cv-00355 3:00-cv-00859 3:00-cv-00977 3:00-cv-00978 3:00-cv-01192 3:00-cv-01194 3:00-cv-01195 3:01-cv-01584 3:01-cv-01585 3:01-cv-01586 3:01-cv-01587 3:01-cv-01588 3:01-cv-01589 3:01-cv-01590 3:01-cv-01591 3:01-cv-01592 3:01-cv-01593 3:01-cv-01594 3:01-cv-01595 3:01-cv-01596 3:01-cv-01597 3:01-cv-01598 3:02-cv-00031 3:98-cv-02154 3:99-cv-02625 Cause: 15:78m(a) Securities Exchange Act

Date Filed: 11/25/1998 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff Raymond Nielsen represented by Barry L Adams

TERMINATED: 05/04/1999 Law Offices of Barry L Adams 1214 College Avenue Santa Rosa, CA 95404 (707)542-6644 Fax: (707)528-3189 TERMINATED: 05/04/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED C R Lonergan, Jr Siderius Lonergan 500 Union Street Suite 847 Seattle, WA 98101 (206)624-2800 Fax: (206)624-2805 TERMINATED: 05/04/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED Frank R Siderius Siderius Lonergan 500 Union Street Suite 847 Seattle, WA 98101 (206)624-2800 Fax: (206)624-2805 TERMINATED: 05/04/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED Ray Siderius Siderius Lonergan 500 Union Street Suite 847 Seattle, WA 98101 (206)624-2800 Fax: (206)624-2805 TERMINATED: 05/04/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Robert Bell represented by James C Krause Krause Kalfayan Benink and Slavens 625 Broadway Suite 635 San Diego, CA 92101 (619)232-0331

Fax: (619)232-4019 LEAD ATTORNEY ATTORNEY TO BE NOTICED Patrick Nathaniel Keegan Keegan and Baker 4180 La Jolla Village Drive Suite 450 San Diego, CA 92037 (858)552-6750 Email: [email protected] TERMINATED: 10/29/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Virginia Bell represented by James C Krause (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Patrick Nathaniel Keegan (See above for address) TERMINATED: 10/29/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Catherine Hughes TERMINATED: 05/26/2004

represented by James C Krause (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

James - Hughes TERMINATED: 05/26/2004

represented by James C Krause (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Defendant

Charles E Browne represented by Charles Browne 116 Grove Street Ruidoso, NM 88345-6730

(505)257-4669 LEAD ATTORNEY ATTORNEY TO BE NOTICED Gary Donald Higgins Law Office of Gary D Higgins 16338 Oak Springs Drive Ramona, CA 92065-1644 (760)789-5059 TERMINATED: 11/29/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Susan Randolph Browne represented by Gary Donald Higgins (See above for address) TERMINATED: 11/29/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED Susan Browne 116 Grove Street Ruidoso, NM 88345-6730 (505)257-4669 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Prime Atlantic Inc a Florida corporation

represented by Charles Edward Slyngstad Law Offices of Christopher O'Keefe 5105 Canterbury Drive San Diego, CA 92116-2003 (619)702-4800 TERMINATED: 02/28/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

David L Halsey represented by Charles Edward Slyngstad (See above for address) TERMINATED: 02/28/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Braccus Giavanno represented by Braccus Giavanno

526 Bryn Mawr Street Orlando, FL 32804 PRO SE Charles Edward Slyngstad (See above for address) TERMINATED: 02/28/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Sovereign Capital Corporation a Nevada corporation

Defendant

Sovereign Financial Corporation a Wyoming corporation

Defendant

Escambia Insurance Agency, Inc. TERMINATED: 07/05/2001

represented by Elizabeth Ann Kendrick Keesal Young and Logan 400 Oceangate 2nd Floor Long Beach, CA 90802-1730 (562)436-2000 Fax: (562)436-7416 TERMINATED: 07/05/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Edwin D Dubie TERMINATED: 05/06/2004

represented by James C Krause (See above for address) TERMINATED: 05/06/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Carolyn Hale Dubie TERMINATED: 05/06/2004


Defendant

Hale Trust TERMINATED: 05/06/2004


Trustee

David T Cleary represented by Gerald P Kennedy Procopio Cory Hargreaves and Savitch 530 B Street Suite 2100 San Diego, CA 92101-4469 (619)238-1900 Fax: (619)235-0398 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

William E Dodson TERMINATED: 05/04/1999

represented by Ray Siderius (See above for address) TERMINATED: 05/04/1999 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Willis F Carlson represented by James C Krause (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Patrick Nathaniel Keegan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Vincent D Slavens Krause Kalfayan Benink and Slavens 625 Broadway Suite 635 San Diego, CA 92101 US (619)232-0331 Fax: (619)232-4019 Email: [email protected]

LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Defendant

Royal Indemnity Company, Inc represented by J Mark Moore Barger and Wolen 633 West Fifth Street 47th Floor Los Angeles, CA 90071 (213)680-2800 Fax: (213)614-7399 LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven H Weinstein Barger and Wolen 633 West Fifth Street 47th Floor Los Angeles, CA 90071 (213)680-2800 Fax: (213)614-7399 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Royal Group Inc represented by Steven H Weinstein (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Royal & Sunalliance USA, Inc represented by Steven H Weinstein (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Yancey E Lovelace TERMINATED: 07/05/2001

represented by Elizabeth Ann Kendrick (See above for address) TERMINATED: 07/05/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Maxine Marshall represented by James C Krause (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Patrick Nathaniel Keegan (See above for address) TERMINATED: 10/29/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Jorge Froilan represented by Patrick Nathaniel Keegan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Mary Ellen Withrow represented by Patrick Nathaniel Keegan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Gregory Family Trust represented by Patrick Nathaniel Keegan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Defendant

Alliance Leasing Corporation

Defendant

Royal Specialty Underwriting, Inc. a private Georgia corporation

represented by J Mark Moore (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven H Weinstein

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Covenant Marketing Concepts, Inc. a private Alabama corporation

represented by Christopher J O'Keefe Law Offices of Christopher O'Keefe 5105 Canterbury Drive San Diego, CA 92116-2003 (619)702-4800 TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED Gary Donald Higgins (See above for address) TERMINATED: 05/01/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

John Lang represented by Christopher J O'Keefe (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED Gary Donald Higgins (See above for address) TERMINATED: 05/01/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Robert O'Toole

Defendant

Cooney, Rikard, Curtin, Inc. A Private Alabama Corporation TERMINATED: 05/30/2000

represented by Stephen T Sigler Neil Dymott Frank Harrison and McFall 1010 Second Avenue Suite 2500 San Diego, CA 92101-4906 (619)238-1712 Fax: (619)238-1562 TERMINATED: 05/30/2000 LEAD ATTORNEY

ATTORNEY TO BE NOTICED

Cross Claimant

Royal Indemnity Co Royal Indemnity Company

represented by J Mark Moore (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven H Weinstein (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Claimant

Royal Specialty Underwriting, Inc. Royal Specialty Underwriting

represented by Steven H Weinstein (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Cross Defendant

John Lang represented by Gary Donald Higgins (See above for address) TERMINATED: 05/01/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher J O'Keefe (See above for address) TERMINATED: 06/25/2001 ATTORNEY TO BE NOTICED

Cross Defendant

Covenant Marketing Concepts, Inc. Covenant Marketing Concepts, Inc. fka John Lang & Associates, Inc.

represented by Christopher J O'Keefe (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED Gary Donald Higgins (See above for address) TERMINATED: 05/01/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Escambia Insurance Agency, Inc. Escambia Insurance Agency Inc, Inc. TERMINATED: 07/05/2001


Cross Defendant

Prime Atlantic Inc represented by Charles Edward Slyngstad (See above for address) TERMINATED: 02/28/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Ocean Ventures Inc

Cross Defendant

Gloria A Cocco

Cross Defendant

New Millennium Financial Group, Inc. a Florida corporation

represented by John Joseph Rice LaFare and Rice 2333 First Avenue Suite 201 San Diego, CA 92101-1540 (619)525-3918 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Mark W Asplin represented by John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Creative Choices Inc a Minnesota corporation

represented by John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Phillip J Flynn represented by John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Platinum Financial Group, Inc. a Florida corporation

Cross Defendant

Guy P Norberg represented by John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Lifequest Advisors, Ltd. an Ohio limited liability company

Cross Defendant

Otto L Jarrell

Cross Defendant

Midas Touch Inc a Florida corporation

Cross Defendant

A Lynn Atkinson represented by A Lynn Atkinson Atkinson Wade and Associates 503 NW Sheridan Road Suite B Lawton, OK 73505-6507 (580) 353-3300 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Atkinson, Wade & Associates represented by A Lynn Atkinson (See above for address) LEAD ATTORNEY


Cross Defendant

Gregory Oliver TERMINATED: 04/14/2004

represented by Jan K Buddingh, JR Gordon and Rees 101 West Broadway Suite 1600 San Diego, CA 92101 (619)696-6700 Email: [email protected] TERMINATED: 04/14/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Stephen E Nephew represented by Stephen E Nephew 118 North Pressview Avenue Longwood, FL 32750 PRO SE John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

J Scott Rigall TERMINATED: 07/05/2001 doing business as Pioneer Financial

Cross Defendant

Wilson International, Inc a Nevada corporation

Cross Defendant

Lloyd Wilson

Cross Defendant

Search & Associates a Florida corporation

represented by John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Anthony E Searcy represented by Anthony E Searcy 407 Rolling Rock Court Jacksonville, FL 32225 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Doug Jordan doing business as United Estate Services; Multiplex Financial Group, Inc.,

represented by Doug Jordan PO Box 52863 Sarasota, FL 34232-0342 PRO SE

Cross Defendant

Charles R Abbott

Cross Defendant

Integrated Healthcare Solutions, Inc., a Colorado corporation

Cross Defendant

Richard G Adams

Cross Defendant

Capital Financial Services a Virginia corporation

Cross Defendant

Hank Akin

Cross Defendant

Highland Financial Insurance Agency, LLC a Massachusetts limited liability company

Cross Defendant

Irwin Alickman represented by Irwin Alickman 213 Broadway Apt 7 Methuen, MA 01844 PRO SE

Cross Defendant

Gary Allegood doing business as Financial Marketing Solutions

Cross Defendant

Bill Annett doing business as Annett & Associates

represented by Bill Annett PO Box 1147 LOveland, CO 80539-1147 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

5 C's, Inc., a Florida corporation


Cross Defendant

Reecy Aresty represented by John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Howard S Baldwin represented by Howard S Baldwin

5926 East Lewis Avenue Scottsdale, AZ 85257-1928 602 631 9217 PRO SE

Cross Defendant

J & S Financial Services an Indiana corporation

Cross Defendant

Raymond Bale

Cross Defendant

Saleem Barkat doing business as Barkat International

Cross Defendant

William Barham doing business as Barham & Associates

Cross Defendant

Bill Barnes doing business as Barnes Insurance Agency


Cross Defendant

Dennis Baugher doing business as Florida Underwriting Co.,

represented by Dennis Baugher PO Box 08776 Fort Myers, FL 33908-0776 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Belle Sports Management, Inc.,

Cross Defendant

Derrek Scottie Derreck 'Scottie' Belle

Cross Defendant

John Bennett doing business as Personal Financial Services

represented by John Bennett 6323 Scott River Road Fort James, CA 96032 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Jerry L Best

Cross Defendant

M.E. Best Investment Services, Inc., a California Corporation

Cross Defendant

Michael Best

Cross Defendant

Bispo Financial Group, Inc., a California corporation

Cross Defendant

Gerald W Clift represented by Gerald W Clift 6623 South 112th East Avenue Tulsa, OK 74133-2630 PRO SE

Cross Defendant

Jack Bispo

Cross Defendant

Bogdan Financial Group, Inc. a Florida corporation

Cross Defendant

Leonard Bogdan

Cross Defendant

Bertel H Bosshart TERMINATED: 05/14/2002 also known as Central MN Consultant


Cross Defendant

Byron Boyd

Cross Defendant

Floyd Bradberry represented by Floyd Bradberry 8212 Mark Lane Fort Smith, AR 72903 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Harold Brammer also known as dba Brammer Insurance Service

Cross Defendant

O B Brannon also known as dba OB Brannon & Associates

Cross Defendant

Frank J Broden TERMINATED: 11/04/2004

Cross Defendant

Frank D Brown TERMINATED: 02/11/2002 also known as dba FDB Marketing


Cross Defendant

Harold David Brunson TERMINATED: 11/04/2004 also known as dba Cenla's Best Insurance Services

Cross Defendant

Old World Financial Services, Inc. a Georgia corporation

represented by H Naill Falls, Jr Falls and Veach 1143 Sewanee Road Nashville, TN 37220 (615)242-1800 Fax: (615)242-1823 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Tim Bush

Cross Defendant

Tom R Byerly also known as dba Insurance Designers

Cross Defendant

Campbell & Boyd Insurance Services, Inc. a Vermont corporation

Cross Defendant

Donald H Campbell represented by Donald H Campbell PO Box 1260 Brattleboro, VT 05302 PRO SE John Joseph Rice

(See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Rick D Campbell also known as dba New Frontiers Financial Group

Cross Defendant

Joseph R Carneiro represented by John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

James E Cessna also known as dba Cessna & Cessna Insurance


Cross Defendant

Ronald H Chacon

Cross Defendant

Jay Chanin

Cross Defendant

Robert Christian also known as dba Champions Financial


Cross Defendant

John W Clark

Cross Defendant

Robert E Clark also known as

represented by Jerome Stanley Demaree Ashworth Hayes and Moran

dba Robert E Clarke Agency 1301 Dove Street Suite 900 Newport Beach, CA 92660-2473 (949)347-7900 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

KD Associates, LLC a Utah limited liability company

Cross Defendant

David Combs represented by David Combs 3801 Elwood Way West Jordan, UT 84088 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Dorcas L Conville

Cross Defendant

George Cook represented by George Cook 1641 Brookside Circle E Jacksonville, FL 32207 PRO SE

Cross Defendant

Marshall Croft

Cross Defendant

Carl Curry

Cross Defendant

Edward Curti

Cross Defendant

Paul Daulong

Cross Defendant

Darwin Junior Dees

Cross Defendant

David P Diehl

Cross Defendant

Jonathan Diehl

Cross Defendant

John Doughty also known as dba JE Doughty & Associates

represented by John Doughty PRO SE John Doughty DOUGHTY AND ASSOCIATES 2015 31ST AVENUE VERO BEACH, FL 32960-3022 LEAD ATTORNEY ATTORNEY TO BE NOTICED John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

M Anthony Doyle also known as dba M Anthony Doyle & Associates

Cross Defendant

Jeff Driscoll

Cross Defendant

Willis Dunham represented by Willis Dunham 4216 Red Spruce Carrollton, TX 75010 PRO SE

John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Dyer Marketing Corporation an Ohio corporation

Cross Defendant

Phillip Dyer

Cross Defendant

Richard D'Ambola

Cross Defendant

John Edwards

Cross Defendant

Sandra Eng represented by Sandra Eng PO Box 17672 Encino, CA 91416 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Mike Evans TERMINATED: 02/11/2002 also known as dba Senior Planning Group


Cross Defendant

Magic Man, Inc. a Florida corporation

Cross Defendant

Joe Fazio represented by Joe Fazio 5150 Prairie Dunes Village Circle Lake Worth, FL 33463-8216 PRO SE

Cross Defendant

Lytle E Foglesong represented by Lytle E Foglesong 1704 Reaves Street Winchester, VA 22601 PRO SE

Cross Defendant

Pete A Foglietti also known as dba Ohio Valley Financial Planning

Cross Defendant

Richard Forer doing business as R. Forer Insurance Agency

Cross Defendant

Wendall Fox doing business as Bellote and Fox

Cross Defendant

Gustave Fraga

Cross Defendant

Mike Francis doing business as Southwest Financial

Cross Defendant

Clay W Frankel represented by Clay W Frankel 820 Park Row No 464 Salinas, CA 93901 (831) 424-2957 PRO SE

Cross Defendant

David Freese doing business as Freese Financial

Cross Defendant

C L Frieman

Cross Defendant

Lori Gertken

Cross Defendant

Jay Gordon

Cross Defendant

John Robert Graham, Jr doing business as TCB Financial Services

Cross Defendant

James Grantham doing business as The Grantham Agency

Cross Defendant

Calvin Gray TERMINATED: 05/14/2002


Cross Defendant

Breck Greene represented by Breck Greene 2995 LBJ Freeway Suite 200 Dallas, TX 75234 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY


Cross Defendant

Duane W Grenier doing business as Grenier Brokerage Service

Cross Defendant

Gary G Grim doing business as CFS Marketing Group

Cross Defendant

John A Guntkowski doing business as - American Insurance and Investments


Cross Defendant

Richard S Haas

Cross Defendant

David D Hager doing business as Hager Financial Services

Cross Defendant

Martin Haider

Cross Defendant

Alan Halka TERMINATED: 11/13/2002

represented by Alan Halka 7006 Houlton Circle Lake Worth, FL 33467-8747 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Financial Options a Washington corporation

represented by Financial Options PRO SE Financial Options and Solutions 5000 Bridgeport Way W Tacoma, WA 98467-2031 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

James Hansen TERMINATED: 05/26/2004

represented by James Hansen PRO SE James Lee Hansen 4227 S Meridian S Suite C Puyallup, WA 98373-3603 TERMINATED: 05/26/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Todd Hardman TERMINATED: 11/04/2004 doing business as Financial Management Services

Cross Defendant

Anthony Rella doing business as Hartford & Morgan Ltd

Cross Defendant

Randy G Hatch

Cross Defendant

Paul G Hauf

Cross Defendant

Paul G. hauf, Inc.,

Cross Defendant

Alan G Haugen

Cross Defendant

Bruce A Hawkes doing business as - Highland Financial

represented by Bruce A Hawkes 213 Broadway Suite 7 Methuen, MA 01844 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Preferred Benefit Services, Inc., a Washington corporation

Cross Defendant

Michael Heymans doing business as Michael Heymans & Associates

Cross Defendant

Robert J Hilgers doing business as Retirement and Investment Management

Cross Defendant

Fred W Holbrook, Jr

Cross Defendant

David Houston

Cross Defendant

David H Hopkins

Cross Defendant

William E Howard

Cross Defendant

Todd Todd Hylton dba Apex Brokerage

Cross Defendant

James J Jagosh

Cross Defendant

Jack A Jamieson

Cross Defendant

Jeske Ins Agency

Cross Defendant

Bradley Jeske

Cross Defendant

Louie Johnson represented by Louie Johnson Berg and Associates c/o Warren A Uthe 2728 N. Mall Dr. Suite 105 Virginia Beach, VA 23452 (757)463-5502 PRO SE

Cross Defendant

Norman Johnson represented by John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Cash Flow Services, Inc. a Florida corporation

Cross Defendant

Charles Hicks dba Hicks Insurance Agency

Cross Defendant

Kay Polhill represented by Kay Polhill PO Box 933 Lincolnton, NC 28092 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Larry dba Sherman Insurance Agency represented by Larry dba Sherman Insurance Agency 1211 West Fifth Street Laurel, MS 39440 PRO SE

Cross Defendant

Partagee Business Consulting

Cross Defendant

Susan Smith represented by Susan Smith 3088 Big Bear Drive Roseville, CA 95747-7133 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Rocky Mountain Advantage Group

Cross Defendant

- John Johnson dba Johnson Insurance Agency

Cross Defendant

Diversified Financial a Minnesota corporation

Cross Defendant

Arthur Gertken

Cross Defendant

Larry Harvey

Cross Defendant

Charlie Adkins

Cross Defendant

Christopher Heins TERMINATED: 08/05/2005

Cross Defendant

Michael Heman represented by Michael Heman PO Box 220 Pierce City, MO 65723-0220 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Henry Thomas Jones

Cross Defendant

Larry D Neel

Cross Defendant

Matthew Rettick TERMINATED: 02/11/2002

represented by Christopher J O'Keefe (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED John Joseph Rice (See above for address) TERMINATED: 06/25/2001


Cross Defendant

Scott Savage represented by Scott Savage PRO SE

Cross Defendant

Charles D Loggins

Cross Defendant

Charles H Miller represented by Charles H Miller 893 Caroway Blvd Gahanna, OH 43230-3220 (614) 471-9592 PRO SE

Cross Defendant

Roland E McLean represented by Roland E McLean 7512 Three Chopt Road Richmond, VA 23299 (804) 673-9554 PRO SE

Cross Defendant

Kendall Michael represented by Kendall Michael 22952 Via Cruz Laguna Niguel, CA 92677 (949) 496-3541 PRO SE

Cross Defendant

Larry D Jordan represented by Larry D Jordan 224 Farmingdale Avenue Winston-Salem, NC 27107 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Brokerage Resources, Inc. a Missouri corporation

Cross Defendant

Tim A Judd

Cross Defendant

Neal B Kearley

Cross Defendant

Robert dba Financial Futures TERMINATED: 08/29/2001

represented by Robert dba Financial Futures 1471 Suoth East Ladner Street Port Saint Lucie, FL 34983-3101 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Michael E Keller

Cross Defendant

Michael Kendall

Cross Defendant

Life Planning Group, Inc. a Pennsylvania corporation

Cross Defendant

Mark Kennison represented by John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Albert Kenyon

Cross Defendant

Bernie dba Secured Financial Group

Cross Defendant

Douglas Klick represented by Douglas Klick 3542 Sagamore Drive Huntington Beach, CA 92649 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Managed Asset Protection, Inc. a California corporation

Cross Defendant

David Knight represented by David Knight 229 Fairway Green Drive O'Fallon, MO 63366-4271 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

William Knott represented by John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Wayne dba Konrad & Associates

Cross Defendant

Michaela R dba Kruger Insurance represented by John Joseph Rice

Agency (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Vincent Chip Kublin

Cross Defendant

John Kudra

Cross Defendant

Pax Financial a Florida corporation

Cross Defendant

Brian P Kuvick

Cross Defendant

Financial Designs an Illinois corporation

Cross Defendant

Ronald J La Porta

Cross Defendant

Bruce Lamar

Cross Defendant

Ross Lamberts

Cross Defendant

Peter M Landay represented by John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Lane dba Insurance Designers represented by Lane dba Insurance Designers 33672 Blue Lantern Drive

Suite 5 Dana Point, CA 92629 PRO SE Isaac R Zfaty Law Office of Thomas P Davis 580 Broadway Suite 301 Laguna Beach, CA 92651 (949)376-2828 Fax: (949)376-3875 LEAD ATTORNEY ATTORNEY TO BE NOTICED John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Annuity Services Corp a Florida corporation

Cross Defendant

James E Larissey

Cross Defendant

Jack L Laughman

Cross Defendant

Michael dba Creative Strategies represented by John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Career Pro Marketing, Inc.

Cross Defendant

Ronald S Leichman

Cross Defendant

Larry dba California Annuity Programs

Cross Defendant

Dewayne Lockwood represented by Dewayne Lockwood 2493 County Road 32 Waterloo, IN 46793 (260)925-2557 PRO SE

Cross Defendant

Russell F dba Lucas & Associates

Cross Defendant

Allen Lynch

Cross Defendant

Tom Magennis

Cross Defendant

Ted dba TGM Insurance

Cross Defendant

Martin E Mangarelli

Cross Defendant

Sam Maranto

Cross Defendant

Julio Marquez

Cross Defendant

Craig S Martin

Cross Defendant

Peter Martorana

Cross Defendant

Michael Allen Mason represented by Michael Allen Mason 14014 Northwest Passage Apartment 250 Marina Del Rey, CA 90292-7423 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Edward dba Maxfield & Associates represented by John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Lewis McBride

Cross Defendant

Thomas A dba McClintock Agency

Cross Defendant

William McCutcheon represented by William McCutcheon 2820 Lawndale Drive Suite 208 Greensboro, NC 27408 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

John L McSwain TERMINATED: 02/11/2002


Cross Defendant

Jeffrey dba Gallery Holding Trust

Cross Defendant

Ray Mercer

Cross Defendant

Robert dba American Capital Resources, Inc. an Ohio corporation

Cross Defendant

Miller Senior Services, Inc. an Ohio corporation

Cross Defendant

Continental Marketing & Trade, Inc. a New Jersey corporation

Cross Defendant

Jason Mirovich TERMINATED: 04/07/2004

Cross Defendant

Terry A Moore represented by H Naill Falls, Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Kenny Morrison

Cross Defendant

Michael dba Medallion Asset Planning TERMINATED: 09/30/2002

Cross Defendant

Roy Daniel Murphy

Cross Defendant

Jerry F Neal

Cross Defendant

Gary D Newell

Cross Defendant

Tim dba Newman Insurance and Investment Services


Cross Defendant

DTN Enterprises, Inc. a Hawaii corporation

Cross Defendant

Douglas Nonaka

Cross Defendant

Robert J O'Toole

Cross Defendant

The Oberfoell Group, Inc. a Minnesota corporation

Cross Defendant

Donald D Oberfoell

Cross Defendant

George W dba G.W. Oliver, Jr., Enterprises

represented by George W dba G.W. Oliver, Jr., Enterprises 16227 Hidden View San Antonio, TX 78232 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001


Cross Defendant

Roland dba Ouimet Financial Services

Cross Defendant

Jim Ozmer TERMINATED: 07/10/2001


Cross Defendant

Senior Safe Care Inc an Ohio corporation

Cross Defendant

Michael L Painter represented by Michael L Painter 9149 Parkpoint Lane Lewis Center, OH 43035-9579 PRO SE John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Roger D dba Parks Insurance & Investment

Cross Defendant

Mike Parsons

Cross Defendant

Ronald C Parsons

Cross Defendant

The Karmel Group

Cross Defendant

Eric D Partin

Cross Defendant

Claude Peltz

Cross Defendant

Mike dba Investment Tracking Services represented by John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Kent Petticord

Cross Defendant

Leo Pinkett represented by Leo Pinkett 2850 Shoreland Drive SW Atlanta, GA 30331 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Financial Svcs Prunty Financial Services, Inc. u an Arkansas corporation

Cross Defendant

Joel Pruzansky

Cross Defendant

Donald Raines

Cross Defendant

Douglas L Rajotte represented by Douglas L Rajotte 454 South Jersey Street

Denver, CO 80224 PRO SE

Cross Defendant

Ross dba Ameri-Tech Financial represented by John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Arthur H dba American Estate & Insurance Services, Jr

represented by Arthur H dba American Estate & Insurance Services, Jr 2069 Swan Drive Costa Mesa, CA 92626 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Michael D dba Reese Financial Group represented by Michael D dba Reese Financial Group 1288 West Silver Lake Road North Traverse City, MI 49684-8665 PRO SE

Cross Defendant

Cornerstone Senior Services

Cross Defendant

Thomas A Till represented by Thomas A Till 6120 Falkirk Court League City, TX 77573-6366 PRO SE

Cross Defendant

Arnold dba Rhodes Financial Group

Cross Defendant

Marketing Concepts, Inc

Cross Defendant

Thomas Roberson represented by Thomas Roberson 519 Valley West Court West Des Moines, IA 50265 PRO SE

Cross Defendant

Bonnie Rohr represented by Bonnie Rohr 101 Delmar OFallon, IL 62269 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

David dba Southwestern Financial Services

represented by David dba Southwestern Financial Services 19475 Woodlands Lane Hungtington Beach, CA 92648 PRO SE Joseph R Donahue Law Offices of Joseph R Donahue and Associates 4621 Teller Avenue Suite 200 Newport Beach, CA 92660 (949)752-8680 Fax: (949)752-8630 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED John Joseph Rice (See above for address) TERMINATED: 06/25/2001 ATTORNEY TO BE NOTICED

Cross Defendant

Kelly Ruggles

Cross Defendant

Kurt Rusch

Cross Defendant

Behrooz dba Center For Wealth Control

Cross Defendant

John dba The Mony Group

Cross Defendant

Jeffrey Sanders

Cross Defendant

Deanna Jo Schelske

Cross Defendant

Tom Schlenk

Cross Defendant

The Schupp Company, Inc. a Massachusetts corporation


Cross Defendant

Michael R dba Smith/Hobbs LLC represented by John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Ray Seeley

Cross Defendant

Sellers Financial Services, Inc. a an Idaho corporation

Cross Defendant

Tony Sellers represented by Tony Sellers PO Box 50464 Idaho Falls, ID 83405-0464 PRO SE

Cross Defendant

Charles Sells

Cross Defendant

Bruce Semlinger

Cross Defendant

Larry W dba Concord Investment & Insurance Group

represented by Larry W dba Concord Investment & Insurance Group 270 Ikerd Drive SE Concord, NC 28025-3800 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Wayne Sexton

Cross Defendant

Ivan dba Shepard & Associates represented by Ivan dba Shepard & Associates 20525 Center Ridge Road Suite 608 Rocky River, OH 44116 PRO SE

Cross Defendant

Gerald dba Barclay Pavillion West

Cross Defendant

General L dba Estate Protection Services

Cross Defendant

Ben dba Senior Benefit Planning represented by Ben dba Senior Benefit Planning 620 North Grant Suite 902 Odessa, TX 79761 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Spencer L Sieder

Cross Defendant

Jacques Simard

Cross Defendant

Garith dba Midland Financial Services represented by John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Leonard dba Leonard Slates & Associates TERMINATED: 08/10/2001


Cross Defendant

Ray dba RVS Enterprises

Cross Defendant

Mike Smith

Cross Defendant

Ronald M dba North American Group

Cross Defendant

Donald dba Snellgrove General Agency

Cross Defendant

Mack Snow

Cross Defendant

Edwin dba EQ Financial Consultants

Cross Defendant

Bailey Spears

Cross Defendant

Speckman Financial Planning

Cross Defendant

Ronald E Speckman represented by John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Frank C dba Speight and Associates

Cross Defendant

Financial Alternatives Agency, Inc. an Ohio corporation


Cross Defendant

Edward M Stanko represented by Edward M Stanko 13374 Ridge Road North North Royalton, OH 44133 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Richard Stevens

Cross Defendant

Mel L dba Stewart Investiments

Cross Defendant

The Stubbs Group, Inc. a Virginia corporation

Cross Defendant

Lamont R Stubbs

Cross Defendant

Bobby Sullivan

Cross Defendant

Healthcare Marketing, Inc. a Georgia corporation

Cross Defendant

Bruce Gordon Sweeney represented by Bruce Gordon Sweeney 157 Mackay Drive Brunswick, GA 31525 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Herb dba Focasil Enterprise Trust represented by Herb dba Focasil Enterprise Trust 1126 Second Avenue South Edmonds, WA 98020 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Mel C dba MCT Financial

Cross Defendant

Bruce E Taylor

Cross Defendant

John E dba Alliance Independent Brokers Group

represented by John E dba Alliance Independent Brokers Group PRO SE John E dba Alliance Independent Brokers Group 2741 W Piazza Drive Meridian, ID 83642-5620 ATTORNEY TO BE NOTICED

Cross Defendant

Riley L dba Thornton & Associates, Jr represented by Riley L dba Thornton & Associates, Jr PRO SE Riley L Thornton PO Box 242 Panama City, FL 32402 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Michael R dba Tompkins & Associates

Cross Defendant

Trowbridge Insurance, Inc. an Alabama corporation

Cross Defendant

Steven Trowbridge

Cross Defendant

Joseph W dba Financial Strategies

Cross Defendant

Roger dba The Underwood Agency represented by Roger dba The Underwood Agency

TERMINATED: 01/18/2005 3308 Circle Hill Road Birmingham, AL 35243 PRO SE

Cross Defendant

Ruthann dba Vanderwaag & Associates

Cross Defendant

Joe dba Prestige Advisors

Cross Defendant

Lester H Veltman TERMINATED: 05/14/2002

represented by Lester H Veltman 4501 East 31st Street Tulsa, OK 74135 (918)712-5242 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Robert M Wagner represented by Robert M Wagner 312 Redstone Street Las Vegas, NV 89128 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Ahmed M Wasfi

Cross Defendant

James B Whittenburg

Cross Defendant

Ken Williams represented by Ken Williams 7131 Sundrops Court Springdale, AR 72762-0715 PRO SE

Cross Defendant

Jim William Agency a Missouri corporation

Cross Defendant

James R Willman represented by James R Willman 4431 Gordon Avenue St Louis, MO 63134 PRO SE John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Dale O Willner TERMINATED: 02/11/2002

represented by Dale O Willner 2049 Pleasant Avenue St Cloud, MN 56303 PRO SE

Cross Defendant

David Y Winey

Cross Defendant

Roy Witwer

Cross Defendant

Woods Financial Group, Inc. a Missouri corporation

Cross Defendant

Michael L Woods represented by Michael L Woods 2725 South Luster Springfield, MO 65804 PRO SE

John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Gateway Consolidated Corp. a California corporation

Cross Defendant

Bruce Yates TERMINATED: 05/14/2002

represented by Bruce Yates 24871 Sausalito Street Laguna Hills, CA 92653 PRO SE John Joseph Rice (See above for address) TERMINATED: 05/14/2002 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Robert L dba Financial Solutions

Cross Defendant

Danny J Young represented by H Naill Falls, Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Summit Ridge Marketing a Utah corporation

Cross Defendant

Russell Jones represented by John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

The Boyle Group, Inc. a Florida corporation

Cross Defendant

Richard B Boyle

Cross Defendant

Robert dba Equity Assurance represented by Robert dba Equity Assurance 1293 NW Wall Street Suite 1396 Bend, OR 97701 PRO SE John Joseph Rice (See above for address) TERMINATED: 06/25/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Larry Boyd

Cross Defendant

Fairway Marketing a California corporation

Cross Defendant

Thomas Fickbaum

Cross Defendant

National Financial Center, Inc. a California corporation

Cross Defendant

Paul Hansen

Cross Defendant

Douglas A Schupp represented by John Joseph Rice (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Counter Claimant

Escambia Insurance Agency, Inc. TERMINATED: 07/05/2001


V.

Counter Defendant

Royal Specialty Underwriting, Inc. TERMINATED: 07/05/2001

represented by J Mark Moore (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven H Weinstein (See above for address) TERMINATED: 07/05/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Counter Defendant

Royal Indemnity Company, Inc TERMINATED: 07/05/2001

represented by J Mark Moore (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven H Weinstein (See above for address) TERMINATED: 07/05/2001 LEAD ATTORNEY ATTORNEY TO BE NOTICED

ThirdParty Plaintiff

Royal Indemnity Company, Inc represented by J Mark Moore (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

ThirdParty Plaintiff

Royal Specialty Underwriting, Inc. represented by J Mark Moore (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

ThirdParty Defendant

Matthew Rettick


Ray Mercer TERMINATED: 08/23/2004


Roger D Parks, .

Date Filed # Docket Text

11/25/1998 1 Complaint Filed; (referred to Magistrate John A. Houston) Receipt No/Amt of Fee: #44015,$150; Jury Demand (Atty Maint)(llb) Modified on 11/25/1998 (Entered: 11/25/1998)

11/25/1998 2 Summons issued on 11/25/98 (llb) (Entered: 11/25/1998)

11/25/1998 3 Notice by plaintiff Raymond Nielsen of related case(s) 98-1810 J (CGA) (Proposed Low# Order Prepared) (llb) (Entered: 11/25/1998)

11/25/1998 4 Certification of plaintiff Raymond Nielsen (dkt clerk) (Entered: 11/27/1998)

11/25/1998 5 Notice by plaintiff Raymond Nielsen of filing Securities Fraud Class Action (dkt clerk) Modified on 11/27/1998 (Entered: 11/27/1998)

11/27/1998 6 Pro Hac Vice approved by Judge Thomas J. Whelan on behalf of plaintiff Raymond Nielsen for Ray Siderius (cc:all counsel) (jrl) (Entered: 11/30/1998)

11/27/1998 7 Pro Hac Vice approved by Judge Thomas J. Whelan on behalf of plaintiff Raymond Nielsen for C R Lonergan Jr (cc:all counsel) (jrl) (Entered: 11/30/1998)

11/27/1998 8 Pro Hac Vice approved by Judge Thomas J. Whelan on behalf of plaintiff Raymond Nielsen for Frank R Siderius (cc:all counsel) (jrl) (Entered: 11/30/1998)

12/03/1998 9 Report of Clerk and Order of Transfer pursuant to Low Number Rule. Case transferred to Judge Napoleon A. Jones and referred to Magistrate Aaron (dkt clerk) (Entered: 12/04/1998)

02/16/1999 12 1st Amended complaint [1-1], adding plaintiff William E. Dodson, jury demand; t/w exhibits (cag) Modified on 02/19/1999 (Entered: 02/17/1999)

02/17/1999 10 Notice of Motion and Motion by plaintiff Raymond Nielsen for order shortening time [ motion(s) referred to Judge Napoleon A. Jones ] (dkt clerk) (Entered: 02/17/1999)

02/17/1999 11 Declaration of Ray Siderius by plaintiff Raymond Nielsen re motion for order shortening time [10-1] (dkt clerk) (Entered: 02/17/1999)

02/17/1999 13 Order by Judge Napoleon A. Jones denying motion for order shortening time [10-1] and scheduling pla mot for appointment of lead pla on 3/29/99 at 10:30 am (dkt clerk) (Entered: 02/18/1999)

02/17/1999 14 Notice of Motion and Motion by plaintiff Raymond Nielsen, plaintiff William E Dodson for Raymond Neilsen and William E. Dodson to be appointed as lead pla [ motion(s) referred to Judge Napoleon A. Jones ] motion hrg set for 3/29/99 at 10:30 am (dkt clerk) (Entered: 02/18/1999)

02/17/1999 15 Memorandum of points and authorities by plaintiff Raymond Nielsen, plaintiff William E Dodson in support of motion for Raymond Neilsen and William E. Dodson to be appointed as lead pla [14-1] (dkt clerk) (Entered: 02/18/1999)

02/17/1999 16 Declaration of Ray Siderius by plaintiff Raymond Nielsen, plaintiff William E Dodson re motion for Raymond Neilsen and William E. Dodson to be appointed as lead pla [14-1] (dkt clerk) (Entered: 02/18/1999)

02/17/1999 17 Certification by plaintiff William E Dodson (dkt clerk) (Entered: 02/18/1999)

02/22/1999 18 Notice of Motion and Motion by plaintiff Raymond Nielsen to extend time by 120 days for servcie on certain dft [ motion(s) referred to Judge Napoleon A. Jones ] motion hrg set for 3/22/99 at 10:30 (dkt clerk) (Entered: 02/26/1999)

02/22/1999 19 Memorandum of points and authorities by plaintiff Raymond Nielsen in support of motion to extend time by 120 days for servcie on certain dft [18-1] (dkt clerk) (Entered: 02/26/1999)

02/22/1999 20 Declaration of Ray Siderius in support of motion to extend time by 120 days for servcie on certain dft [18-1] (dkt clerk) (Entered: 02/26/1999)

03/15/1999 21 Memo of p/a by plaintiff Raymond Nielsen in opposition to motion for Raymond Neilsen and William E. Dodson to be appointed as lead pla [14-1] t/w exhs (dkt clerk) (Entered: 03/17/1999)

03/22/1999 22 Order by Judge Napoleon A. Jones granting plaintiff's motion to extend time by 120 days for service on certain dfts [18-1]. The court orders that plaintiff's time to servce process on dfts Prime Atlantic, Inc., Braccus Giavanno, Davidd L. Halsey, Charles Browne, and Susan Browne is extended to 6/1/99 (dkt clerk) Modified on 03/22/1999 (Entered: 03/22/1999)

03/31/1999 23 Order by Judge Napoleon A. Jones Case consolidated 3:98-cv-2150 with member cases 3:98-cv-2154New Parties defendant Royal Indemnity Co, Royal Group Inc, Royal Sunalliance, Yancey E Lovelace, plaintiff Willis F Carlson ; granting motion in member case to consolidate Carlson's Group (prepared labels) (bar) (Entered: 04/01/1999)

03/31/1999 24 Order by Judge Napoleon A. Jones denying motion for Raymond Neilsen and William E. Dodson to be appointed as lead pla [14-1]; granting in part Carlson's motion for appointment of lead plaintiff and lead counsel; pursuant to the order consolidating the two related actions, the court orders the Carlson Group to file a consolidated complaint at least thirty days from the date of the file stamped on the

order; defendants shall file their responsive pleading within forty-five days after service of the consolidated complaint (prepared labels) (bar) Modified on 04/01/1999 (Entered: 04/01/1999)

04/08/1999 25 Acceptance of service of summons and cmp and amd cmp for dfts by defendant Charles Browne in 3:98-cv-02150, defendant Susan Browne in 3:98-cv-02150, defendant Capital in 3:98-cv-02150, defendant Sovereign Financial in 3:98-cv-02150 (dkt clerk) Modified on 04/12/1999 (Entered: 04/12/1999)

05/04/1999 26 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: consolidate class action cmp from plaintiff Willis F Carlson in 3:98-cv-02150, discrepancy noted: per court, the document was to be filed 4/30/99, document is untimely, document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 05/04/1999)

05/04/1999 27 Consolidated class action complaint [12-1] deleting plaintiffs William E Dodson in 3:98-cv-02150 and Raymond Nielsen in 3:98-cv-02150; adding dfts Maxine Marshall, Jorge Froilan, Mary Ellen Withrow, Gregory Family Trust, Alliance Leasing, Royal Specialty, Covenant Marketing, John Lang, Robert O'Toole to case 3:98-cv-02150 (NUNC PRO TUNC TO 5/3/99) (docketed as amd cmp per ct) (dkt clerk) Modified on 05/25/1999 (Entered: 05/05/1999)

05/21/1999 28 Declaration of James C. Krause by lead plaintiffs and the class regarding service on dfts Robert O'Toole, John Lang and Covenant Marketing Concepts, Inc. re consolidated cmp, order granting motion to consolidate, order granting lead cnsl, summons in the Nielsen case, and the cmp in the Nielsen case, on 5/17/99 by 1st class mail in 3:98-cv-02150 (dkt clerk) (Entered: 05/24/1999)

05/24/1999 29 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: notice of motion and motion to dismiss consolidated class action cmp from defendant Prime Atlantic Inc in 3:98-cv-02150, defendant David L Halsey in 3:98-cv-02150, defendant Braccus Giavanno in 3:98-cv-02150, non-compliance with local rule 7.1.f or 47.1.b.3, the document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 05/24/1999)

05/24/1999 30 Notice of Motion and Motion by defendant Prime Atlantic Inc in 3:98-cv-02150, defendant David L Halsey in 3:98-cv-02150, defendant Braccus Giavanno in 3:98-cv-02150 to dismiss consoldiated class action cmp for alleged violations of state and federal securities laws t/w memo of p/a's [motion referred to Judge Napoleon A. Jones] motion hrg set for 6/28/99 at 10:30 (NUNC PRO TUNC TO 5/24/99) (dkt clerk) (Entered: 05/24/1999)

05/24/1999 31 Answer to consolidated class action cmp by defendant Charles Browne in 3:98-cv-02150 (consolidated class action cmp is not considered a 1st amd cmp, but docketed as such per ct) (dkt clerk) Modified on 05/25/1999 (Entered: 05/25/1999)

05/24/1999 32 Answer to consolidated class action cmp by defendant Susan Browne in 3:98-cv-02150 (consolidated class action cmp is not considered a 1st amd cmp, but docketed as such per ct) (dkt clerk) (Entered: 05/25/1999)

05/25/1999 33 Declaration of James C. Krause by plaintiff Willis F Carlson in 3:98-cv-02150 regarding service on dft Royal Specialty Underwriting Inc. (document previously docketed 5/25/99, but part of document was scanned in another case) (dkt clerk)

(Entered: 06/07/1999)

06/07/1999 34 Order by Judge Napoleon A. Jones: The court orders the clerk of the court to strike docket nos. 33 and 34 (answer to cmp from dfts Charles Browne and Susan Browne) and docket no. 35 (affirmative defenses by dfts Charles Browne and Susan Browne) from case no. 98cv2154-J. This order does not affect the answers filed by dfts Charles Browne and Susan Browne to the consolidated cmp in 98cv2150-J. (copy to clerk of court)(dkt clerk) Modified on 06/07/1999 (Entered: 06/07/1999)

06/07/1999 35 Order by Magistrate Judge Cynthia G. Aaron: E.N.E. Conference set for 1:30 7/19/99 (dkt clerk) (Entered: 06/09/1999)

06/11/1999 36 Proof of service by plaintiff Willis F Carlson in 3:98-cv-02150 of: Notice and Order for E.N.E. Conf upon dfts' cnsl by 1st class mail on 6/10/99 (dkt clerk) (Entered: 06/14/1999)

06/14/1999 37 Opposition by lead plaintiffs in 3:98-cv-02150 to motion to dismiss consoldiated class action cmp for alleged violations of state and federal securities laws [30-1] (dkt clerk) Modified on 02/04/2002 (Entered: 06/16/1999)

06/14/1999 38 Proof of service by lead plaintiffs in 3:98-cv-02150 of: orders, et al upon dft Braccus Giovanni on 5/18/99 by U.S. 1st class mail (dkt clerk) (Entered: 06/16/1999)

06/17/1999 39 Notice of Motion and Motion by defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150 to dismiss for lack of personal jurisdiction [motion referred to Judge Napoleon A. Jones] motion hrg set for 7/19/99 at 10:30 (dkt clerk) Modified on 06/25/1999 (Entered: 06/18/1999)

06/17/1999 40 Memorandum of points and authorities by defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150 in support of motion to dismiss for lack of personal jurisdiction [39-1] (dkt clerk) Modified on 06/18/1999 (Entered: 06/18/1999)

06/17/1999 41 Declaration of Christopher A. Benson by defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150 in support of motion to dismiss for lack of personal jurisdiction [39-1] t/w exh (dkt clerk) (Entered: 06/18/1999)

06/17/1999 42 Notice of Motion and Motion by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to dismiss consolidated class action cmp [motion referred to Judge Napoleon A. Jones] motion hrg set for 7/19/99 at 10:30 (dkt clerk) (Entered: 06/18/1999)

06/17/1999 43 Memorandum of points and authorities by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of motion to dismiss consolidated class action cmp [42-1] t/w exhs (filed as motion to dismiss) (dkt clerk) (Entered: 06/18/1999)

06/17/1999 44 Declaration of Gregory O. Eisenrich by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of motion to dismiss consolidated class action cmp [42-1] t/w exhs (dkt clerk) (Entered: 06/18/1999)

06/17/1999 45 Appendix of authority not published in the official reporters by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of dfts Royal Specialty Underwriting's and Royal Indemnity Co.'s motion to dismiss consolidated cmp [42-1] t/w exhs (dkt clerk) (Entered: 06/18/1999)

06/18/1999 46 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: motion to dismiss consolidated cmp; joinder in Royal Specialty's motion to dismiss from defendant Yancey E Lovelace in 3:98-cv-02150, non-compliance with local rule 7.1.f or 47.1.b.3, the document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 06/21/1999)

06/18/1999 47 Notice of Motion and Motion by defendant Yancey E Lovelace in 3:98-cv-02150 to dismiss plaintiffs' consolidated cmp [motion referred to Judge Napoleon A. Jones] motion hrg set for 7/19/99 at 10:30 (NUNC PRO TUNC TO 6/17/99) (dkt clerk) (Entered: 06/21/1999)

06/18/1999 47 JOINDER by defendant Yancey E Lovelace in 3:98-cv-02150 joining dfts Royal Specialty Underwriting and Royal Indemnity Company's motion to dismiss consolidated class action cmp [42-1] (NUNC PRO TUNC TO 6/17/99) (dkt clerk) Modified on 09/20/1999 (Entered: 06/21/1999)

06/21/1999 48 Reply memorandum of p/a's by defendant Prime Atlantic Inc in 3:98-cv-02150, defendant David L Halsey in 3:98-cv-02150, defendant Giavanno in 3:98-cv-02150 in support of motion to dismiss consoldiated class action cmp for alleged violations of state and federal securities laws [30-1] (dkt clerk) (Entered: 06/22/1999)

06/21/1999 49 Ex parte application for dismissal of dfts Charles E. Browne and Susan R. Browne from the Nielsen action by lead plaintiffs and the class in 3:98-cv-02150 (dkt clerk) Modified on 06/22/1999 (Entered: 06/22/1999)

06/21/1999 50 Declaration of Patrick N. Keegan by lead plaintiffs and the class in 3:98-cv-02150 in support of ex parte application [49-1] (dkt clerk) (Entered: 06/22/1999)

06/22/1999 51 Answer to consolidated cmp by defendant Covenant Marketing in 3:98-cv-02150, defendant John Lang in 3:98-cv-02150 (no party in this case named John Lang & Associates, Inc.) (dkt clerk) (Entered: 06/23/1999)

06/23/1999 52 Request by lead plaintiffs in 3:98-cv-02150 to enter clerk's default against dft Yancey E. Lovelace (clerk's dflt not entered as motion to dismiss filed by dft Lovelace was filed 6/18/99 and nunc pro tunc to 6/17/99) (dkt clerk) Modified on 06/28/1999 (Entered: 06/24/1999)

06/23/1999 53 Declaration of Patrick N. Keegan by lead plaintiffs in 3:98-cv-02150 in support of request to enter clerk's default against dft Yancey E. Lovelace [52-1] (dkt clerk) Modified on 06/28/1999 (Entered: 06/24/1999)

06/23/1999 61 Application (motion) by defendant Royal Indemnity Co in 3:98-cv-02150 for order transferring the matter of Floyd v. Royal Indemnity, et al., USDC for the Middle District of Tennessee, Case No. 3-99-0139, to the USDC, for the Southern District of CA (ct, does not want motion on pending motions list, as this motion will be heard by judge at MDL Panel) (rec'd in docketing 6/29/99) (OK PER DIST CT) (dkt clerk) (Entered: 06/29/1999)

06/23/1999 62 Declaration of Steven H. Weinstein by defendant Royal Indemnity Co in 3:98-cv-

02150 in support of application (motion) for transfer of action for consolidated or coordinated pretrial proceedings [61-1] t/w exhs (rec'd in docketing 6/29/99) (dkt clerk) (Entered: 06/29/1999)

06/24/1999 54 Order by Judge Napoleon A. Jones: The court dismisses as moot lead plaintiffs' ex parte application for dismissal of dfts Charles Browne and Susan Browne from 98cv2150-J [49-1]. Lead plaintiffs' motion to dismiss Charles Browne and Susan Browne from case no. 98cv2150-J set for 7/26/99 at 10:30. (dkt clerk) (Entered: 06/25/1999)

06/25/1999 55 Notice of Motion and Motion by lead plaintiffs and the class in 3:98-cv-02150 for voluntary dismissal of dfts Charles E. Browne and R. Browne from the Nielsen action motion referred to Napoleon A. Jones] motion hrg set for 7/26/99 at 10:30 (dkt clerk) Modified on 06/28/1999 (Entered: 06/28/1999)

06/25/1999 56 Memorandum of points and authorities by lead plaintiffs and the class in 3:98-cv-02150 in support of motion for voluntary dismissal of dfts Charles E. Browne and Susan R. Browne from the Nielsen action [55-1] (captioned as ntc of motion and motion) (dkt clerk) Modified on 06/28/1999 (Entered: 06/28/1999)

06/25/1999 57 Declaration of Patrick N. Keegan by lead plaintiffs and the class in 3:98-cv-02150 in support of motion for voluntary dismissal of dfts Charles E. Browne and R. Browne from the Nielsen action [55-1] (dkt clerk) (Entered: 06/28/1999)

06/28/1999 58 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: ntc of motion to dismiss consoldiated cmp from defendant Yancey E Lovelace in 3:98-cv-02150, non-compliance with local rule 7.1.e or 47.1.b.1, the document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 06/29/1999)

06/28/1999 59 Notice of Motion and Motion by defendant Yancey E Lovelace in 3:98-cv-02150 to dismiss consolidate cmp [motion referred to Judge Napoleon A. Jones] motion hrg set for 7/19/99 at 10:30 (NUNC PRO TUNC TO 6/25/99) (dkt clerk) (Entered: 06/29/1999)

06/28/1999 59 JOINDER by defendant Yancey E Lovelace in 3:98-cv-02150 joining Royal Specialty Underwriting and Royal Indemnity Company's motion to dismiss consolidated class action cmp [42-1], motion to dismiss for lack of personal jurisdiction [39-1] (NUNC PRO TUNC TO 6/25/99) (dkt clerk) (Entered: 06/29/1999)

06/28/1999 60 DISCREPANCY ORDER by Judge Napoleon A. Jones rejecting document: ntc of motion to dismiss consolidated cmp from defendant Yancey E Lovelace in 3:98-cv-02150, non compliance with local rule 5.1 - no prf of svc (dkt clerk) (Entered: 06/29/1999)

06/28/1999 63 Copy of revised schedule of actions to replace exh "A" or declaration of Steven H. Weinstein by defendant Royal Indemnity Co in 3:98-cv-02150 (OK TO FILE PER DIST CT) (dkt clerk) (Entered: 06/29/1999)

06/30/1999 64 Notice by lead plaintiffs and the class in 3:98-cv-02150 of withdrawal of request to enter clerk's dflt against dft Yancey E. Lovelace (dkt clerk) Modified on 07/21/1999 (Entered: 07/01/1999)

06/30/1999 65 Declaration of Patrick N. Keegan by lead plaintiffs and the class in 3:98-cv-02150

in support of withdrawal of request to enter clerk's dflt against dft Yancey E. Lovelace [64-1] (dkt clerk) (Entered: 07/01/1999)

07/02/1999 66 Stipulation and Order by Judge Napoleon A. Jones : Appointed lead plaintiffs Willis F. Carlson, Jorege Froilan, Mary Ellen Withrow and the Gregory Family Trust will file and serve their opposition to dfts Royal Specialty Underwriting and Royal Indemnity Co.'s motion to dismiss the consolidated class action cmp on or before 7/12/99. Appointed lead plaintiffs file and serve response to dft Yancey E. Lovelace's motion to dismiss the consolidated class action cmp on or before 7/12/99. Dfts Royal Specialty Underwriting and Royal Indemnity Co. file and serve reply to designated lead plaintiffs opposition to motion to dismiss the consolidated class action cmp on or before 7/19/99. Dft Yancey E. Lovelace file and serve reply to designated lead plaintiffs opposition to motion to dismiss the consolidated class action cmp on or before 7/19/99. The motions to dismiss the consolidated class action cmp filed by dfts Royal Specialty Underwriting, Royal Indemnity Co., and Yancey E. Lovelace is rescheduled to 7/26/99 at 10:30 a.m. Dfts Royal Specialty Underwriting, Royal Indemnity Co. and Yancey E. Lovelace file serve amended notices of motion on or before 7/2/99. motion to dismiss consolidate cmp [59-1] opposition to motion file by 7/6/99 reply to opposition to motion file by 7/19/99 motion hearing set rescheduled to 10:30 7/26/99, re motion to dismiss plaintiffs' consolidated cmp [47-1] opposition to motion file by 7/6/99 reply to opposition to motion file by 7/19/99 motion hearing set for 10:30 7/26/99, re motion to dismiss consolidated class action cmp [42-1] opposition to motion file by 7/6/99 reply to opposition to motion file by 7/19/99 motion hearing set for 10:30 7/26/99, re motion to dismiss for lack of personal jurisdiction [39-1] opposition to motion file by 7/6/99 reply to opposition to motion file by 7/19/99 motion hearing set for 10:30 7/26/99 (dkt clerk) Modified on 07/07/1999 (Entered: 07/06/1999)

07/02/1999 67 Amended Notice of Motion and Motion by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 [motion referred to Judge Napoleon A. Jones] motion to dismiss consolidated class action cmp set for 10:30 7/26/99 (dkt clerk) (Entered: 07/06/1999)

07/02/1999 68 Amended Notice of Motion and Motion by defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150 [motion referred to Judge Napoleon A. Jones] motion to dismiss for lack of personal jurisdiction set for 10:30 7/26/99 (dkt clerk) Modified on 07/06/1999 (Entered: 07/06/1999)

07/08/1999 69 Notice of recent 9th Circuit opinions re securities pleadings by defendant Prime Atlantic Inc in 3:98-cv-02150, defendant David L Halsey in 3:98-cv-02150, defendant Braccus Giavanno in 3:98-cv-02150 t/w exh (dkt clerk) (Entered: 07/09/1999)

07/12/1999 70 Memo of p/a's by lead plaintiffs and the class in 3:98-cv-02150 in opposition to motion to dismiss consolidate cmp [59-1], motion to dismiss plaintiffs' consolidated cmp [47-1], motion to dismiss consolidated class action cmp [42-1], motion to dismiss for lack of personal jurisdiction [39-1] (dkt clerk) (Entered: 07/13/1999)

07/12/1999 71 Memorandum of points and authorities by lead plaintiffs and the class in 3:98-cv-02150 in opposition to dfts' motion to dismiss consolidated cmp [70-1] (dkt clerk) (Entered: 07/13/1999)

07/12/1999 72 Opposition by defendant Charles Browne in 3:98-cv-02150, defendant Susan Browne in 3:98-cv-02150, defendant Sovereign Capital in 3:98-cv-02150, defendant Covenant Marketing in 3:98-cv-02150, defendant John Lang in 3:98-cv-02150 to motion for voluntary dismissal of dfts Charles E. Browne and R. Browne from the Nielsen action [55-1] (dkt clerk) (Entered: 07/13/1999)

07/12/1999 73 Declaration of Susan Browne by defendant Charles Browne in 3:98-cv-02150, defendant Susan Browne in 3:98-cv-02150, defendant Capital in 3:98-cv-02150, defendant Covenant Marketing in 3:98-cv-02150, defendant John Lang in 3:98-cv-02150 in opposition to motion for voluntary dismissal of Charles Browne and Susan Browne from the Nielsen Action [55-1] (dkt clerk) (Entered: 07/13/1999)

07/19/1999 74 Reply memorandum by lead plaintiffs and the class in 3:98-cv-02150 in support of motion for voluntary dismissal of dfts Charles E. Browne R. Browne from the Nielsen action [55-1] (dkt clerk) Modified on 07/20/1999 (Entered: 07/20/1999)

07/19/1999 75 Reply by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to opposition to motion to dismiss consolidated class action cmp [42-1]; request for judicial notice of official records (dkt clerk) (Entered: 07/20/1999)

07/19/1999 76 Reply by defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150 to opposition to motion to dismiss for lack of personal jurisdiction [39-1] (dkt clerk) (Entered: 07/20/1999)

07/19/1999 77 Order by Judge Napoleon A. Jones: The court grants Prime Defendants' motion to dismiss consoldiated class action cmp for alleged violations of state and federal securities laws [30-1]. The court orders lead plaintiffs to file an amd consolidated by 8/16/99. The amd cmp shall comply with this Order, 15 U.S.C. Section 78u-4(b)(2), and the decision of the Ninth Circuit in In re Silicon Graphics, 1999WL 446521 (9th Cir. July 2, 1999) only as to Prime Defendants. Lead plaintiffs are not required to amend the allegations which pertain to these other dfts. (dkt clerk) Modified on 07/23/1999 (Entered: 07/20/1999)

07/19/1999 83 Minutes: Enter Order by Magistrate Judge Cynthia G. Aaron: Telephonic E.N.E. Conference held 7/19/99; cnsl for plaintiffs, shall inform the court when decisions have been made on motions pending in this case; a telephonic CMC will then be scheduled, at which time s settlement conf date will be given; Court Reporter: n/a (rec'd in docketing 7/22/99) (dkt clerk) Modified on 07/22/1999 (Entered: 07/22/1999)

07/20/1999 78 Notice of Motion and Motion by defendant Charles Browne in 3:98-cv-02150, defendant Susan Browne in 3:98-cv-02150, defendant Sovereign Financial in 3:98-cv-02150, defendant Covenant Marketing in 3:98-cv-02150, defendant John Lang in 3:98-cv-02150 for an order relieving dfts Charles Browne and Susan Browne from dflt [motion(s) referred to Judge Napoleon A. Jones] motion hrg set for 9/7/99 at 10:30 (dkt clerk) (Entered: 07/21/1999)

07/20/1999 79 Amended declaration of Susan Browne by defendant Charles Browne in 3:98-cv-02150, defendant Susan Browne in 3:98-cv-02150, defendant Capital in 3:98-cv-02150, defendant Covenant Marketing in 3:98-cv-02150, defendant John Lang in 3:98-cv-02150 in support of motion for an order relieving dfts Charles Browne and Susan Browne from dflt [78-1] (dkt clerk) (Entered: 07/21/1999)

07/20/1999 80 Amended declaration of Charles Browne by defendant Charles Browne in 3:98-cv-02150, defendant Susan Browne in 3:98-cv-02150, defendant Capital in 3:98-cv-02150, defendant Covenant Marketing in 3:98-cv-02150, defendant John Lang in 3:98-cv-02150 in support of motion for an order relieving dfts Charles Browne and Susan Browne from dflt [78-1] (dkt clerk) (Entered: 07/21/1999)

07/20/1999 81 Amended declaration of Susan Browne by defendant Charles Browne in 3:98-cv-02150, defendant Susan Browne in 3:98-cv-02150, defendant Capital in 3:98-cv-02150, defendant Covenant Marketing in 3:98-cv-02150, defendant John Lang in 3:98-cv-02150 in opposition to motion for voluntary dismissal of dfts Charles E. Browne R. Browne from the Nielsen action [55-1] (dkt clerk) (Entered: 07/21/1999)

07/20/1999 82 Appendix of authority not published in the official reporters filed in support of reply to plas' opposition to motion to dismiss consolidated cmp by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 t/w exhs (dkt clerk) (Entered: 07/21/1999)

07/27/1999 84 JOINDER by defendant Yancey E Lovelace in 3:98-cv-02150 joining dfts Royal Specialty Underwriting's and Royal Indemnity's reply to plaintiffs' opposition to motion to dismiss consolidated class action cmp [42-1] (dkt clerk) (Entered: 07/28/1999)

08/02/1999 85 Order by Judge Napoleon A. Jones: The court denies w/out prej lead plaintiffs' motion for voluntary dismissal of dfts Charles Browne and Susan Browne as dfts from the Nielsen Group action [55-1] (dkt clerk) (Entered: 08/03/1999)

08/06/1999 86 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: memo of p/a's in support of motion for relief from dflt from defendant Charles Browne in 3:98-cv-02150, defendant Susan Browne in 3:98-cv-02150, defendant Sovereign Capital in 3:98-cv-02150, defendant Covenant Marketing in 3:98-cv-02150, defendant John Lang in 3:98-cv-02150, non-compliance with local rule 5.1.j.4, the document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 08/09/1999)

08/06/1999 87 Memorandum of points and authorities by defendant Charles Browne in 3:98-cv-02150, defendant Susan Browne in 3:98-cv-02150, defendant Sovereign Capital in 3:98-cv-02150, defendant Covenant Marketing in 3:98-cv-02150, defendant John Lang in 3:98-cv-02150 in support of motion for an order relieving dfts Charles Browne and Susan Browne from dflt [78-1] (nunc pro tunc to 7/14/99) (dkt clerk) Modified on 05/04/2000 (Entered: 08/09/1999)

08/06/1999 88 Declaration of Charles Browne by defendant Charles Browne in 3:98-cv-02150, defendant Susan Browne in 3:98-cv-02150, defendant Capital in 3:98-cv-02150, defendant Covenant Marketing in 3:98-cv-02150, defendant John Lang in 3:98-cv-02150 in support of motion for an order relieving dfts Charles Browne and Susan Browne from dflt [78-1] (nunc pro tunc to 7/14/99) (dkt clerk) (Entered: 08/09/1999)

08/06/1999 89 Declaration of Susan Browne by defendant Charles Browne in 3:98-cv-02150, defendant Susan Browne in 3:98-cv-02150, defendant Capital in 3:98-cv-02150, defendant Covenant Marketing in 3:98-cv-02150, defendant John Lang in 3:98-cv-02150 in support of motion for an order relieving dfts Charles Browne and Susan

Browne from dflt [78-1] (nunc pro tunc to 7/14/99) (dkt clerk) (Entered: 08/09/1999)

08/12/1999 90 Stipulation Re Extension To File Amended Complaint and Order by Judge Napoleon A. Jones: Lead plaintiffs will file and serve the amd cmp to the Prime Defendants on or before 9/16/99. (dkt clerk) (Entered: 08/16/1999)

08/23/1999 91 Memo in opposition by lead plaintiffs and the class in 3:98-cv-02150 to motion for an order relieving dfts Charles Browne and Susan Browne from dflt [78-1] (dkt clerk) (Entered: 08/24/1999)

08/23/1999 92 Declaration of James C. Krause by lead plaintiffs and the class in 3:98-cv-02150 in opposition to motion for relief from default [91-1] t/w exh (dkt clerk) Modified on 08/24/1999 (Entered: 08/24/1999)

09/16/1999 93 Order by Judge Napoleon A. Jones denying dfts Royal and SunAlliance USA, Inc.'s motion to dismiss for lack of personal jurisdiction [39-1] (dkt clerk) (Entered: 09/17/1999)

09/17/1999 94 Order by Judge Napoleon A. Jones granting in part/denying in part Royal Indemnity Co. and Royal Specialty Underwriting's motion to dismiss consolidated class action cmp [42-1], granting in part/denying in part Yancey E. Lovelace's motion to dismiss plaintiffs' consolidated cmp [47-1] and granting in part/denying in part Yancey E. Lovelace's motion to dismiss consolidate cmp [59-1]. Royal and Lovelace's motion to dismiss the 3rd claim for relief is denied. Royal's motion to dismiss the 4th claim for relief is denied. Royal and Lovelace's motion to dismiss the 5th claim for relief is granted with prej. Royal's motion to dismiss the 6th claim for relief under section 25504.1 is denied. Royal and Lovelace's motion to dismiss the 6th claim for relief under section 25504.2 is granted with prej. Royal and Lovelace's motion to dismiss the 8th claim for relief under section 25501 is granted with prej. Royal's motion to dismiss the 8th claim for relief under section 25504.1 is granted with leave to amend. Lovelace's motion to dismiss the 8th claim for relief under section 25504.1 is denied. Royal and Lovelace's motion to dismiss the 9th and 10th claim for relief is denied. Royal and Lovelace's motion to dismiss the 12th claim for relief is granted with prej. (dkt clerk) Modified on 09/20/1999 (Entered: 09/20/1999)

09/20/1999 95 Stipulation re extension to file amd cmp and Order by Judge Napoleon A. Jones: It is stipulated and agreed between lead plaintiffs and the Prime dfts that lead plaintiffs will file and serve the amd cmp to the Prime dfts on or before 10/16/99. (dkt clerk) (Entered: 09/21/1999)

09/21/1999 96 Order by Judge Napoleon A. Jones granting dfts Charles and Susan Browne's motion for an order setting aside entry of default [78-1]. Dfts are ordered to respond to the cmp by filing answers and/or affirmative defenses w/in 10 days of this Order. (clerk's entry of default was issued in member case 98cv1254-J(CGA) doc #24) (dkt clerk) Modified on 09/22/1999 (Entered: 09/22/1999)

09/29/1999 97 Stipulation regarding time to respond to first amended consolidated complaint and Order by Judge Napoleon A. Jones; it is ordered that lead pla will file and serve First Amended Consolidated Complaint to the Royal Dft and Lovelace on or before 10/16/99, and those dft shall have 20 days in which to answer or otherwise respond to the First Amended Complaint (dkt clerk) (Entered: 09/30/1999)

10/01/1999 98 Stipulation Re Time To Respond To First Amended Consolidated Complaint and Order by Judge Napoleon A. Jones: Lead plaintiffs will file and serve the 1st amd consolidated cmp to the Royal Defendants and Lovelace on or before 10/16/99, and those dfts shall have 20 days in which to answer or otherwise respond to the 1st amd cmp. (dkt clerk) (Entered: 10/04/1999)

10/05/1999 99 Order by Magistrate Judge Cynthia G. Aaron: Telephonic Case Management Conference set for 9:00 10/22/99 (dkt clerk) (Entered: 10/06/1999)

10/15/1999 100 1st amended consolidated class action complaint [27-1]; t/w jury demand (ok per ct) (dkt clerk) Modified on 10/22/1999 (Entered: 10/19/1999)

10/22/1999 101 Order by Magistrate Judge Cynthia G. Aaron: Telephonic CMC held 10/22/99; Additional Telephonic Case Management Conference set for 3:30 11/30/99 (dkt clerk) (Entered: 10/25/1999)

10/25/1999 102 Proposed Case Management Order No. 1 by Judge Napoleon A. Jones (dkt clerk) (Entered: 10/27/1999)

10/29/1999 103 Notice of Motion and Motion by lead plaintiffs and the class in 3:98-cv-02150 for certification of the plaintiff class [motion referred to Judge Napoleon A. Jones] motion hrg set for 11/29/99 at 10:30 (dkt clerk) (Entered: 11/01/1999)

10/29/1999 104 Memorandum of points and authorities by lead plaintiffs and the class in 3:98-cv-02150 in support of motion for certification of the plaintiff class [103-1] (dkt clerk) (Entered: 11/01/1999)

10/29/1999 105 Notice of Motion and Motion by lead plaintiffs and the class in 3:98-cv-02150 for certification of a dft class broker/sellers [motion to Judge Napoleon A. Jones] motion hrg set for 11/29/99 at 10:30 (dkt clerk) (Entered: 11/01/1999)

10/29/1999 106 Memorandum of points and authorities by lead plaintiffs and the class in 3:98-cv-02150 in support of motion for certification of a dft class broker/sellers [105-1] (dkt clerk) (Entered: 11/01/1999)

11/04/1999 107 Answer to first amended consolidated class action complaint for violations of state and federal securities laws by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in 3:98-cv-02150, in 3:98-cv-02154 (dkt clerk) (Entered: 11/05/1999)

11/05/1999 110 Case Management Order No. 1 by Judge Napoleon A. Jones (dkt clerk) (Entered: 11/09/1999)

11/08/1999 108 Notice of Motion and Motion by defendant Braccus Giavanno in 3:98-cv-02150, defendant David L Halsey in 3:98-cv-02150, defendant Prime Atlantic Inc in 3:98-cv-02150 to dismiss 1st claim for relief in 1st amd consolidated class action cmp for alleged violations of state and federal securities laws [motion referred to Judge Napoleon A. Jones] motion hrg set for 12/13/99 at 10:30 (dkt clerk) (Entered: 11/09/1999)

11/08/1999 109 Notice of continuance by plaintiffs of motion for certification of the plaintiff class (dkt clerk) (Entered: 11/09/1999)

11/09/1999 111 Answer to 1st amd cmp (doc #100) by defendant Yancey E Lovelace in 3:98-cv-02150, defendant Escambia Insurance in 3:98-cv-02150 (dkt clerk) Modified on 11/10/1999 (Entered: 11/10/1999)

11/16/1999 112 Statement by defendants Braccus Giavanno, David L Halsey, Prime Atlantic Inc in 3:98-cv-02150 re plas' motion for certification of a dft class broker/sellers [105-1] (lmh) (Entered: 11/17/1999)

11/16/1999 113 Order by Magistrate Judge Cynthia G. Aaron: Telephonic Discovery Conf held 11/5/99. Pla's motion for a protective order is denied. (motion was made orally per ct) (dkt clerk) Modified on 11/19/1999 (Entered: 11/17/1999)

11/18/1999 114 Notice of taking motion for certification of the pla class off calendar by lead plaintiffs and the class in 3:98-cv-02150 (dkt clerk) (Entered: 11/19/1999)

11/19/1999 115 Reply memorandum by lead plaintiffs' in 3:98-cv-02150 to in support of motion for certification of a dft class broker/sellers [105-1], motion for certification of the plaintiff class [103-1] t/w exhs (dkt clerk) (Entered: 11/22/1999)

11/22/1999 116 Order by Judge Napoleon A. Jones: Pursuant to plaintiffs' request, the court takes plaintiffs motion to certify the pla class, set for 12/13/99 off calendar without prej [105-1] (dkt clerk) (Entered: 11/23/1999)

11/24/1999 117 Notice by defendant Royal Indemnity Co in 3:98-cv-02150 of filing of Multidistrict Litigation Transfer Order dated 11/4/99 (gca) (Entered: 11/29/1999)

11/24/1999 120 Ex Parte Application by defendant Royal Indemnity Co in 3:98-cv-02150 for order shortening time for hrg on dft's mtn to compel discovery responses, for sanctions and for a protective order (llh) (Entered: 11/29/1999)

11/24/1999 121 Memorandum of points and authorities by defendant Royal Indemnity Co in 3:98-cv-02150 in support of application [120-1] (llh) (Entered: 11/29/1999)

11/24/1999 122 Declaration of Steven H. Weinstein by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 re application [120-1] (llh) (Entered: 11/29/1999)

11/24/1999 123 Request for Judicial Notice by defendant Royal Indemnity Co in 3:98-cv-02150 in support of dft's mtn to compel discovery responses, for sanctions and for a protective order (llh) (Entered: 11/29/1999)

11/24/1999 124 Declaration of Steven H. Weinstein by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 re application [120-1] (llh) (Entered: 11/29/1999)

11/26/1999 118 Brief in Opposition by Tennessee Plaintiffs in 3:98-cv-02150 to ex parte application to shorten time for hearing on Royal's motion to compel discovery, for sanctions and for protective order. (jah) (Entered: 11/29/1999)

11/26/1999 119 Declaration of H. Naill Falls, Jr. by Tennessee Plaintiffs in opposition to ex parte application to shorten time for hearing on Royal's motion to compel discovery and for protective order [118-1] (jah) (Entered: 11/29/1999)

11/29/1999 125 Reply brief by defendant Royal Indemnity Co in 3:98-cv-02150 in support of ex parte application for order shortening time for hrg on dft's motion to compel discovery responses, for sanctions and for a protective order [120-1] (dkt clerk) (Entered: 11/30/1999)

11/29/1999 126 Mmeo of p/a's by lead plaintiffs in 3:98-cv-02150 in opposition to the Prime Dfts' motion to dismiss 1st claim for relief in 1st amd consolidated class action cmp for alleged violations of state and federal securities laws [108-1] t/w exhs (dkt clerk) (Entered: 11/30/1999)

11/29/1999 127 Attorney Substitution: signed by Judge Napoleon A. Jones terminating Gary Higgins for parties Charles Browne and Susan Browne and substituting Charles Browne and Susan Browne in per per (atty maintenance) (dkt clerk) Modified on 12/02/1999 (Entered: 11/30/1999)

12/02/1999 128 Scheduling Order by Magistrate Judge Cynthia G. Aaron: Telephonic CMC held 11/30/99; Memo of cont of facts/law fld by 10/23/00; Proposed final p/t conf ord by 11/6/00; Mandatory Settlement Conf set for 9:00 10/4/00; Final Pretrial Conference set before Judge Jones 10:30 11/13/00 (dkt clerk) (Entered: 12/03/1999)

12/06/1999 129 Reply memo of p/a's by defendant Braccus Giavanno in 3:98-cv-02150, defendant David L Halsey in 3:98-cv-02150, defendant Prime Atlantic Inc in 3:98-cv-02150 to opposition to motion to dismiss 1st claim for relief in 1st amd consolidated class action cmp for alleged violations of state and federal securities laws [108-1] (dkt clerk) (Entered: 12/07/1999)

12/07/1999 130 Order by Magistrate Judge Cynthia G. Aaron granting in part/denying in part dft Royal Indemnity Company's ex parte application and denying dft's motion for a protective order [120-1]. The remainder of dft's motion to compel will be heard pursuant to a 28 day briefing schedule as set forth in LR 7.1. Dft's cnsl shall contact the court to reserve a hrg date. (dkt clerk) (Entered: 12/08/1999)

12/17/1999 131 Notice of order dated 11/30/99 from Middle District of Tennessee ordering that case be transferred to Southern District of CA by defendant Royal Indemnity Co in 3:98-cv-02150 (dkt clerk) (Entered: 12/20/1999)

01/03/2000 132 Order by Magistrate Judge Cynthia G. Aaron: Case referred to Magistrate Judge Nita L. Stormes . (original order filed in 98cv138 L(NLS)) (lmh) (Entered: 01/04/2000)

01/08/2000 550 Amended ntc of designated lead plaintiffs' ntc of motion for summary adjudication in 3:98-cv-02150; motion hrg set for 1/22/01 at 10:30 a.m. (dkt clerk) (Entered: 11/13/2000)

01/13/2000 133 Order resetting Mandatory Settlement Conf by Magistrate Judge Nita L. Stormes; Mandatory Settlement Conf re-set before Judge Stormes at 9:00 10/10/00 (dkt clerk) (Entered: 01/14/2000)

01/19/2000 134 Amended Order Resetting Mandatory Settlement Conference by Magistrate Judge Nita L. Stormes: Mandatory Settlement Conf reset to 9:00 10/10/00 (dkt clerk) (Entered: 01/19/2000)

01/31/2000 135 Notice of Motion and Motion by defendant Royal Indemnity Co in 3:98-cv-02150,

defendant Royal Specialty in 3:98-cv-02150 for leave to file cross-claims and to join parties [motion referred to Judge Napoleon A. Jones] motion hrg set for 3/13/00 at 10:30 (dkt clerk) (Entered: 02/01/2000)

01/31/2000 136 Memorandum of points and authorities by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of motion for leave to file cross-claims and to join parties [135-1] t/w exh (dkt clerk) (Entered: 02/01/2000)

01/31/2000 137 Notice of Motion and Motion by plaintiff Willis F Carlson in 3:98-cv-02150, plaintiff Mary Ellen Withrow in 3:98-cv-02150, plaintiff Gregory Family Trust in 3:98-cv-02150, plaintiff Maxine Marshall in 3:98-cv-02150, plaintiff Jorge Froilan in 3:98-cv-02150 for leave to amend the 1st amd consolidated cmp to name an additional dft [motion referred to Judge Napoleon A. Jones] motion hrg set for 4/3/00 at 10:30 t/w exh (dkt clerk) (Entered: 02/01/2000)

01/31/2000 138 Memorandum of points and authorities by plaintiff Willis F Carlson in 3:98-cv-02150, plaintiff Mary Ellen Withrow in 3:98-cv-02150, plaintiff Gregory Family Trust in 3:98-cv-02150, plaintiff Maxine Marshall in 3:98-cv-02150, plaintiff Jorge Froilan in 3:98-cv-02150 in support of motion for leave to amend the 1st amd consolidated cmp to name an additional dft [137-1] (dkt clerk) (Entered: 02/01/2000)

02/02/2000 139 Order by Judge Napoleon A. Jones: The court grants lead plaintiff's motion for certification of a dft class broker/sellers [105-1]. (dkt clerk) (Entered: 02/02/2000)

02/08/2000 140 Ex parte application by lead plaintiffs and the plaintiff class in 3:98-cv-02150 for an order approving the form notice to the dft class of broker/sellers (dkt clerk) (Entered: 02/09/2000)

02/08/2000 141 Declaration of James C. Krauss by lead plaintiffs and plaintiff class in 3:98-cv-02150 in support of ex parte application [140-1] t/w exhs (dkt clerk) (Entered: 02/09/2000)

02/09/2000 142 Order by Judge Napoleon A. Jones: The court approves the written notice to the defendant class of brokers/sellers submitted to the court and attached as exh A. Lead plaintiffs shall modify the notice to comply with FRCivP 23(c)(2)(C) and expressly inform members of the Defendant Class that "any member who does not request exclusion may, if the member desires, enter an appearance through counsel." FRCivP23(c)(2)(C). (dkt clerk) (Entered: 02/10/2000)

02/10/2000 143 Minutes: Enter Order by Judge Napoleon A. Jones: In the interest of judicial efficiency, the court vacates the hrg date of lead pla's motion for leave to amend the 1st amd consolidated cmp to name an additional dft [137-1] set for 4/3/00. The hrg is rescheduled for 3/13/00 at 10:30; Court Reporter: n/a (dkt clerk) (Entered: 02/11/2000)

02/11/2000 144 Objection by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to notice of dismissal filed 2/4/00 (dkt clerk) (Entered: 02/14/2000)

02/11/2000 145 Declaration of Steven H. Weinstein by defendant Royal Indemnity Co in 3:98-cv-

02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of Royal Indemnity Company's objection to notice of dismissal filed 2/4/00 [144-1]. (dkt clerk) (Entered: 02/14/2000)

02/17/2000 146 Order by Judge Napoleon A. Jones: The court grants Prime Defendants motion to dismiss [108-1]. The 1st claim of the 1st amd cmp against Prime Atlantic, Inc., David Halsey, and Braccus Giovanno is dismissed. Plaintiffs shall have 10 days from the date file-stamped on this order to amend the cmp and submit a 2nd amd cmp. (dkt clerk) (Entered: 02/17/2000)

02/22/2000 147 Response by (non-party plaintiff's Fred Gajus and Helen Gajus) to Royal Indemnity Co.'s objection to plaintiffs' notice of dismissal (ntc of dismissal filed in Southern Dist of Ohio, per this document) (per ct, MDL Panel in process of transferring Ohio action to So. Dist. of CA) (dkt clerk) Modified on 06/28/2001 (Entered: 02/28/2000)

02/28/2000 148 Ex parte application by lead plaintiffs and the clas in 3:98-cv-02150 to continue the date for lead plaintiffs' to file an amd consolidated cmp to replead the first claim against the Prime dfts (dkt clerk) (Entered: 02/29/2000)

02/28/2000 149 Order by Judge Napoleon A. Jones granting lead plaintiffs' ex parte application to file an amended consolidated cmp to replead the first claim for relief against the Prime dfts [148-1]. Lead plaintiffs are granted leave until 3/27/00 to replead their first claim for relief for violation of section 10(b) of The Exchange Act and SEC Rule 10b-5 of the First Amended Consolidated Complaint for Violation of State and Federal Securities Laws against Prime Atlantic, Inc., David Halsey and Braccus Giavanno. (dkt clerk) (Entered: 02/29/2000)

02/28/2000 150 Response by defendant Escambia Insurance in 3:98-cv-02150 to Royal Indemnity Company and Royal Specialty Underwriting's motion to for leave to file cross-claim (dkt clerk) (Entered: 02/29/2000)

03/07/2000 151 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: reply brief to motion from defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150, non-compliance with local rule 7.1.e or 47.1.b.1, document is to be filed nunc pro tunc to the date received (bar) (Entered: 03/07/2000)

03/07/2000 152 Reply Brief Filed by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 regarding motion for leave to file cross-claims and to join parties [135-1] ; NUNC PRO TUNC 3/2/00 (bar) (Entered: 03/07/2000)

03/13/2000 153 Order by Judge Napoleon A. Jones: The court grants lead plaintiff's motion for leave to file 1st amd cmp in order to add a dft [137-1]. The court also grants Royal's motion for leave to file cross-claims and to join parties [135-1]. The parties shall have 5 days from the date file-stamped on this order to submit their amended pleadings. (dkt clerk) (Entered: 03/14/2000)

03/13/2000 174 Answer by cross-defendant A Lynn Atkinson in 3:98-cv-02150 to Crossclaim of Royal Indemnity Co, and Royal Specialty Underwriting (captioned as answer to 1st amd consolidated cmp) (ok per ct) (gca) (Entered: 04/12/2000)

03/14/2000 154 Declaration of Stacy Boitel re mailing of the ntc to the dft class of brokers/sellers by lead plaintiffs and the plaintiff class in 3:98-cv-02150 t/w exh (dkt clerk) (Entered: 03/15/2000)

03/15/2000 155 Notice by Lead Plaintiffs Willis F Carlson, Maxine Marshall, Jorge Froilan, Mary Withrow, Gregory Family Trust in 3:98-cv-02150 of filing 2nd amended consolidated complaint. (jah) (Entered: 03/16/2000)

03/15/2000 156 Second Amended Consolidated Complaint [100-1]; adding Cooney Rikard Curtin to case(s) 3:98-cv-02150; Jury Trial Demand (jah) (Entered: 03/16/2000)

03/15/2000 157 Summons issued on 2nd Amended Consolidated Complaint (jah) (Entered: 03/16/2000)

03/17/2000 158 Crossclaim by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 against defendant Covenant Marketing in 3:98-cv-02150, defendant John Lang in 3:98-cv-02150, defendant Prime Atlantic Inc in 3:98-cv-02150, defendant Escambia Insurance in 3:98-cv-02150 to case(s) 3:98-cv-02150, (note to QA: in the process of adding more crsdfts, about 300 in all) (dkt clerk) Modified on 03/23/2000 (Entered: 03/23/2000)

03/17/2000 159 Summons issued on crossclaim (dkt clerk) (Entered: 03/23/2000)

03/21/2000 160 Notice of Motion and Motion by cross-defendant Gregory Oliver in 3:98-cv-02150 to dismiss action pursuant to FRCP 12(b)(1),(2),(3) and (6) because pla's cmp fails to state a claim upon which relief can be granted , to dismiss for lack of subject matter jurisdiction , to dismiss for lack of personal jurisdiction , to dismiss action because of improper venue [motion(s) referred to Judge Napoleon A. Jones] motion hrg set for 4/24/00 at 10:30 a.m. (gca) Modified on 03/23/2000 (Entered: 03/23/2000)

03/21/2000 161 Memorandum of points and authorities by cross-defendant Gregory Oliver in 3:98-cv-02150 in support of motion to dismiss action pursuant to FRCP [160-1], in support of motion to dismiss for lack of jurisdiction [160-2], in support of motion to dismiss for lack of jurisdiction [160-3], in support of motion to dismiss action because of improper ven [160-4] (gca) (Entered: 03/23/2000)

03/21/2000 162 Declaration of Jan K. Biuddingh, Jr. by cross-defendant Gregory Oliver in 3:98-cv-02150 in support of motion to dismiss action pursuant to FRCP 12(b)(1),(2),(3) and (6) because pla's cmp fails to state a claim upon which relief can be granted [160-1], in support of motion dismiss for lack of subject matter jurisdiction [160-2], in support of motion to dismiss for lack of personal jurisdiction in support of motion to dismiss action because of improper venue [160-4] t/w exhs (gca) (Entered: 03/23/2000)

03/23/2000 163 Advice of bankruptcy of individual dft by crosss-defendant Gerald W Clift in 3:98-cv-02150 (dkt clerk) (Entered: 03/24/2000)

03/27/2000 164 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: 3rd amd consoldated cmp from lead plaintiffs in 3:98-cv-02150, discrepancy noted: no leave of court, the document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 03/28/2000)

03/27/2000 165 3rd amended consolidated complaint [156-1] t/w demand for jury trial (nunc pro

tunc to 3/24/00) (dkt clerk) (Entered: 03/28/2000)

04/03/2000 166 Notice of Motion and Motion by lead plaintiffs Robert Gregory, Maxine Marshall, Robert Bell, Virginia Bell, and Willis Carlson and the class in 3:98-cv-02150 for certification of the plaintiff class [motion referred to Judge Napoleon A. Jones] motion hrg set for 5/30/00 at 10:30 (dkt clerk) (Entered: 04/04/2000)

04/03/2000 167 Memorandum of points and authorities by lead plaintiffs and the class Willis F Carlson in 3:98-cv-02150 in support of motion for certification of the plaintiff class [166-1] (dkt clerk) (Entered: 04/04/2000)

04/05/2000 168 Joint ex parte application by lead plaintiffs' and The Royal Dfts to continue the dates for all parties to designate expert witnesses and exchange expert witness reports. (dkt clerk) (Entered: 04/06/2000)

04/05/2000 169 Order by Magistrate Judge Nita L. Stormes granting lead plaintiffs' and The Royal dfts' joint ex parte application to continue the dates for all parties to designate expert witnesses and exchange expert witness reports [168-1]. (dkt clerk) Modified on 04/06/2000 (Entered: 04/06/2000)

04/06/2000 170 Answer to 3rd amd consolidated class action cmp by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 04/06/2000)

04/10/2000 171 Stipulation and Order by Judge Napoleon A. Jones: Response to Royal's cross-claim due to be filed and seved on or before 5/9/00 for Prime Atlantic Inc (dkt clerk) (Entered: 04/10/2000)

04/10/2000 172 Answer by cross-defendant Escambia Insurance in 3:98-cv-02150 to Crossclaim of Royal Indemnity Company and Royal Specialty Underwriting Inc. (dkt clerk) (Entered: 04/11/2000)

04/10/2000 172 Counterclaim by defendant Escambia Insurance in 3:98-cv-02150 against plaintiff Royal Indemnity Co in 3:98-cv-02150, plaintiff Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 04/11/2000)

04/12/2000 173 Answer by cross-defendant Larry D Neel in 3:98-cv-02150 to Crossclaim of Royal Indemnity Co. and Royal Specialty Underwriting (recieved in docketing 4/12/00) (dkt clerk) Modified on 04/12/2000 (Entered: 04/12/2000)

04/12/2000 175 Answer by cross-defendant Clay W Frankel in 3:98-cv-02150 to Crossclaim of Royal Specialty Underwriting and Royal Indemnity Co. (captioned as response to summons in a civil action on cross-claims) (gca) Modified on 04/17/2000 (Entered: 04/12/2000)

04/12/2000 176 DISCREPANCY ORDER by Judge Napoleon A. Jones rejecting document: letter from non pt Roland ?, Jr (last name unreadable on document), non-compliance with local rule 83.9 (dkt clerk) (Entered: 04/13/2000)

04/14/2000 177 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Creative Choices, Inc. on 3/27/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 178 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Tom Byerly on 3/30/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 179 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Lester H. Veltman on 3/30/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 180 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons and cross-claim upon Phillip J. Flynn on 4/13/00 by U.S. mail (dkt clerk) (Entered: 04/17/2000)

04/14/2000 181 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Edward Maxfield dba Maxfield & Associates on 4/3/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 182 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Bill Barnes on 3/30/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 183 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons and cross-claim upon Financial Alternatives, Inc. on 3/31/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 184 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Sellers Financial, Inc. on 3/27/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 185 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on crossclaim upon Ivan Shepard dba Shepard & Associates on 3/30/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 186 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Richard Stevens dba Equitable Life on 3/30/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 187 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Larry D. Neel on 3/23/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 188 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon KD Associates, LLC on 3/30/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 189 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon John W. Clark by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 190 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon

Martin Mangarelli on 3/24/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 191 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Miller Senior Services, Inc. by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 192 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Charles H. Miller by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 193 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Bispo Financial Group, Inc. on 4/7/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 194 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Fred W. Holbrook on 4/13/00 by U.S. mail (dkt clerk) (Entered: 04/17/2000)

04/14/2000 195 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Bill Annett dba Annett & Associates on 3/24/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 196 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Leonard Slates dba Slates & Associates on 3/27/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 197 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Tim Newman dba Newman Ins. & Investment Services on 3/24/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 198 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Gerald W. Clift on 3/30/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 199 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon M. Anthony Doyle on 3/30/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 200 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Financial Options & Solutions on 3/29/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 201 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Richard Forer dba R. Forer Insurance Agency on 3/30/00 by personal svc (dkt clerk) (Entered: 04/17/2000)

04/14/2000 203 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim on Woods

Financial Group, Inc. on 3/29/00 by U.S. mail (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 204 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: prf of svc of summons on cross-claim upon Russell Jones on 3/31/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 205 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Edward Curti on 3/27/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 206 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Thomas Fickbaum on 3/27/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 207 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim Scott Savage on 3/29/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 208 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Michael L. Heman 3/30/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 209 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Dorcas Conville on 4/5/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 210 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claims upon Willis Dunham on 3/30/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 211 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Gary G. Grim on 4/3/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 212 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Summitt Ridge Marketing on 3/31/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 213 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Rocky Mountain Advantage Group, Inc. on 3/31/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 214 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-

claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Tim A. Judd on 3/24/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 215 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon William Knott on 3/24/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 216 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon David Y. Winey on 3/27/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 217 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon L. Wendell Fox on 3/30/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 218 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Larry W. Sexton on 3/30/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 219 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Roger Parks on 4/4/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 220 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Michael Keller on 3/29/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 221 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Lloyd Wilson on 3/27/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 222 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Douglas L. Rajotte on 3/24/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 223 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: of summons on cross-claim upon Charles D. Loggins on 3/30/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 224 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon John L. McSwain on 3/30/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 225 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Marketing Concepts, Inc. on 3/28/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 226 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Michael L. Woods on 3/29/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 227 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Howard S. Baldwin on 3/24/00 on personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 228 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Kay Polhill on 4/3/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 229 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of summons on cross-claim upon Jeffrey Sanders on 3/25/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/20/2000)

04/14/2000 230 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Bruce Yates on 3/27/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/24/2000)

04/14/2000 231 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Thomas Roberson on 3/28/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/24/2000)

04/14/2000 232 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summonns on cross-claim upon Lewis D. McBride on 3/30/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/24/2000)

04/14/2000 233 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Jack A. Jamieson on 3/31/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/24/2000)

04/14/2000 234 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons cross-claim upon DTN Enterprise, Inc. on 3/29/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/24/2000)

04/14/2000 235 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Douglas Nonaka on 3/29/00 by personal svc (gca) Modified on 05/02/2000

(Entered: 04/24/2000)

04/14/2000 236 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Mike Pence dba Investment Tracking Svcs on 3/28/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/24/2000)

04/14/2000 237 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon C.L. Freeman on 3/30/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/24/2000)

04/14/2000 238 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon James Hansen on 4/13/00 by U.S. mail (gca) Modified on 05/02/2000 (Entered: 04/24/2000)

04/14/2000 239 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Floyd Bradberry on 3/28/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/24/2000)

04/14/2000 240 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Ken Williams on 3/28/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/24/2000)

04/14/2000 241 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Gateway Consolidated Corp on 3/27/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/24/2000)

04/14/2000 242 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Michael Kendall on 3/27/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/24/2000)

04/14/2000 243 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Prunty Financial Svcs on 3/24/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/24/2000)

04/14/2000 244 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Brokerage Resources, Inc. on 3/24/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/24/2000)

04/14/2000 245 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Wayne Sexton on 3/24/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/24/2000)

04/14/2000 246 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Jack

Bispo on 4/7/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/24/2000)

04/14/2000 247 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: summons on cross-claim upon Edward M. Stanko on 3/31/00 by personal svc (gca) Modified on 05/02/2000 (Entered: 04/24/2000)

04/14/2000 202 Proof of service by cross-claimant Royal Indemnity Co in 3:98-cv-02150, cross-claimant Royal Specialty in 3:98-cv-02150 of: Deanna Jo Schelske (bar) (Entered: 05/02/2000)

04/17/2000 202 Advice of bankruptcy of individual by cross-defendant Gerald W Clift in 3:98-cv-02150 (dkt clerk) (Entered: 04/18/2000)

04/17/2000 203 Answer to 3rd amd consolidated class action cmp by defendant Braccus Giavanno in 3:98-cv-02150, defendant David L Halsey in 3:98-cv-02150, defendant Prime Atlantic Inc in 3:98-cv-02150 (dkt clerk) (Entered: 04/18/2000)

04/17/2000 204 Answer by cross-defendant James Hansen and First Security Financial Services (erroneously refered to as "Financial Options and Solutions") in 3:98-cv-02150 to Crossclaim of Royal Indemnity Company and Royal Specialty (dkt clerk) Modified on 04/18/2000 (Entered: 04/18/2000)

04/17/2000 205 Amended Answer by cross-defendant Financial Options in 3:98-cv-02150, cross-defendant James Hansen in 3:98-cv-02150 to cross-claim of Royal Indemnity Co and Royal Specialty (dkt clerk) (Entered: 04/18/2000)

04/18/2000 206 Answer by cross-defendant Matthew Reddick in 3:98-cv-02150 to Crossclaim of Royal Indemnity Company and Royal Specialty Underwriting (dkt clerk) (Entered: 04/19/2000)

04/18/2000 207 Answer to 3rd amd cmp by defendant Yancey E Lovelace in 3:98-cv-02150, defendant Escambia Insurance in 3:98-cv-02150 (dkt clerk) (Entered: 04/19/2000)

04/19/2000 208 DISCREPANCY ORDER by Judge Napoleon A. Jones rejecting document: motion to dismiss from cross-defendant Howard S Baldwin in 3:98-cv-02150, non-compliance with local rule 5.1.j.4, 7.1.f (dkt clerk) (Entered: 04/20/2000)

04/20/2000 255 DISCREPANCY ORDER by Judge Napoleon A. Jones rejecting document: response to cross-claim from cross-defendant Scott Savage in 3:98-cv-02150, discrepancy noted: answer and motion to dismiss are separate documents (dkt clerk) Modified on 05/02/2000 (Entered: 04/21/2000)

04/20/2000 256 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: answer to cross-claim from cross-defendant Charles D Loggins in 3:98-cv-02150, non-compliance with local rule 5.1.j.4, the document is to be filed nunc pro tunc to the date received (dkt clerk) Modified on 05/02/2000 (Entered: 04/21/2000)

04/20/2000 257 Answer by cross-defendant Charles D Loggins in 3:98-cv-02150 to Crossclaim of Royal Speciality and Royal Underwriting (nunc pro tunc to 4/18/00) (dkt clerk) Modified on 05/04/2000 (Entered: 04/21/2000)

04/20/2000 258 Return of Service executed by personal svc upon cross-defendant A Lynn Atkinson

in 3:98-cv-02150 on 4/3/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/26/2000)

04/20/2000 259 Return of Service on summons on cross claim and cross claim executed by personal svc upon cross-defendant Clay W Frankel in 3:98-cv-02150 on 4/5/00 (joeh) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 260 Return of Service executed by personal svc upon cross-defendant David Freese in 3:98-cv-02150 on 4/19/00 (joeh) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 261 Return of Service executed by personal svc upon cross-defendant Lifequest Advisors in 3:98-cv-02150 on 4/19/00 (joeh) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 262 Return of Service executed by personal svc upon cross-defendant Gregory Oliver in 3:98-cv-02150 on 4/19/00 (joeh) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 263 Return of Service executed by personal svc upon cross-defendant William Barham in 3:98-cv-02150 on 4/19/00 (joeh) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 264 Return of Service executed by personal svc upon cross-defendant Campbell & Boyd Ins in 3:98-cv-02150 on 4/19/00 (joeh) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 265 Return of Service executed by personal svc upon cross-defendant Donald H Campbell in 3:98-cv-02150 on 4/19/00 (joeh) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 266 Return of Service executed by personal svc upon cross-defendant Alan G Haugen in 3:98-cv-02150 on 4/10/00 (joeh) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 267 Return of Service executed by person svc upon cross-defendant John Doughty in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 303 Return of Service executed by person svc upon cross-defendant Wilson International in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 268 Return of Service executed by person svc upon cross-defendant Charlie Adkins in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 269 Return of Service executed by person svc upon cross-defendant Dyer Marketing Corp in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 270 Return of Service executed by person svc upon cross-defendant Phillip Dyer in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 271 Return of Service executed by person svc upon cross-defendant Otto L Jarrell in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 272 Return of Service executed by person svc upon cross-defendant John Edwards in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 273 Return of Service executed by person svc upon cross-defendant Rick D Campbell in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 274 Return of Service executed by personal svc upon cross-defendant Charles R Abbott in 3:98-cv-02150 on 4/19/00(dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 275 Return of Service executed by personal svc upon cross-defendant Norman Johnson in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 276 Return of Service executed by personal svc upon cross-defendant Irwin Alickman in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 277 Return of Service executed by personal svc upon cross-defendant Bruce A Hawkes in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 278 Return of Service executed by personal svc upon cross-defendant Highland Financial in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 279 Return of Service executed by personal svc upon cross-defendant J Scott Rigall in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 280 Return of Service executed by personal svc upon cross-defendant Gregory Oliver in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 281 Return of Service executed by personal svc upon cross-defendant Ronald H Chacon in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 282 Return of Service executed by personal svc upon cross-defendant David D Hager in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 283 Return of Service executed by personal svc upon cross-defendant Larry Sherman in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 284 Return of Service executed by personal svc upon cross-defendant Atkinson Wade in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/20/2000 285 Return of Service executed by personal svc upon cross-defendant David Knight in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered:

04/28/2000)

04/20/2000 286 Return of Service executed by personal svc upon cross-defendant John Lang in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/28/2000)

04/20/2000 287 Return of Service executed by personal svc upon cross-defendant Michael L Painter in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/20/2000 288 Return of Service executed by personal svc upon cross-defendant Kent Petticord in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/20/2000 289 Return of Service executed by personal svc upon cross-defendant Michael Allen Mason in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/20/2000 290 Return of Service executed by personal svc upon cross-defendant Ross Lamberts in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/20/2000 291 Return of Service executed by personal svc upon cross-defendant Peter M Landay in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/20/2000 292 Return of Service executed by personal svc upon cross-defendant Mike Parsons in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/20/2000 293 Return of Service executed by personal svc upon cross-defendant Donald Raines in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/20/2000 294 Return of Service executed by personal svc upon cross-defendant Ross Ramach in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/20/2000 295 Return of Service executed by personal svc upon cross-defendant Vincent Chip Kublin in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/20/2000 296 Return of Service executed by personal svc upon cross-defendant Craig S Martin in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/20/2000 297 Return of Service executed by personal svc upon cross-defendant Ronald S Leichman in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/20/2000 298 Return of Service executed by personal svc upon cross-defendant Allen Lynch in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/20/2000 299 Return of Service executed by personal svc upon cross-defendant Larry D Jordan in

3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/20/2000 300 Return of Service executed by personal svc upon cross-defendant Russell F Lucas in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/20/2000 301 Return of Service executed by personal svc upon cross-defendant Kenny Morrison in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/20/2000 302 Return of Service executed by personal svc upon cross-defendant Jerry F Neal in 3:98-cv-02150 on 4/19/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/20/2000 304 Return of Service executed of crossclaim upon cross-defendant James B Whittenburg in 3:98-cv-02150 on 3/31/00 by personal svc (dkt clerk) Modified on 05/04/2000 (Entered: 05/02/2000)

04/20/2000 305 Return of Service executed of summons on crossclaim and 2nd amd consolidated cmp upon cross-defendant Arnold Rhodes in 3:98-cv-02150 on 3/22/00 by personal svc (dkt clerk) Modified on 05/04/2000 (Entered: 05/02/2000)

04/20/2000 306 Return of Service executed of summons on crossclaim and 2nd amd consoldiated cmp upon cross-defendant Ronald M Smith in 3:98-cv-02150 on 4/5/00 by personal svc (gca) Modified on 05/04/2000 (Entered: 05/02/2000)

04/20/2000 307 Return of Service executed of summons on cross-claim and 2nd amd consolidated cmp upon cross-defendant The Boyle Group in 3:98-cv-02150 on 4/5/00 by personal svc (gca) Modified on 05/04/2000 (Entered: 05/02/2000)

04/20/2000 308 Return of Service executed of summons on cross-claim and 2nds amd consolidated cmp upon cross-defendant Richard B Boyle in 3:98-cv-02150 on 4/5/00 by personal svc (gca) Modified on 05/04/2000 (Entered: 05/02/2000)

04/20/2000 309 Return of Service executed summons on cross-claim upon cross-defendant Joe Vastano in 3:98-cv-02150 on 4/4/00 by personal svc (gca) Modified on 05/04/2000 (Entered: 05/02/2000)

04/20/2000 310 Return of Service executed of summons on cross-claim upon cross-defendant Ray Slaton in 3:98-cv-02150 on 4/6/00 by personal svc (gca) Modified on 05/04/2000 (Entered: 05/02/2000)

04/20/2000 311 Return of Service executed of summons on cross-claim upon cross-defendant Bruce Semlinger in 3:98-cv-02150 on 4/5/00 by personal svc (gca) Modified on 05/04/2000 (Entered: 05/02/2000)

04/20/2000 313 Return of Service executed of summons on cross-claim upon cross-defendant Mel L Stewart in 3:98-cv-02150 on 4/4/00 by personal svc (gca) Modified on 05/04/2000 (Entered: 05/02/2000)

04/20/2000 312 Return of Service executed of summons on crossclaim upon pty Multiplex Financial Group on 4/10/00 by personal svc (dkt clerk) (Entered: 05/04/2000)

04/21/2000 314 Stipulation and Order by Judge Napoleon A. Jones: The motion to dismiss dft

Gregory Oliver is taken off calendar [160-1] rescheduling said hearing, not allowing the entry of a dflt against dft Oliver and staying discovery is granted. The motion to dismiss must be timely re-filed and re-served so that the hrg may be held on 8/21/00. (dkt clerk) Modified on 05/04/2000 (Entered: 04/24/2000)

04/24/2000 315 Answer by cross-defendant Larry Sherman in 3:98-cv-02150 to Crossclaim of Royal Indemnity and Royal Specialty (dkt clerk) Modified on 05/04/2000 (Entered: 04/25/2000)

04/24/2000 316 Answer to 2nd amd consolidated cmp (dft Larry Sherman is not named as a pty in any cmp, except cross-claim) (no address listed on document for this pty) (dkt clerk) Modified on 05/04/2000 (Entered: 04/26/2000)

04/25/2000 317 Order Staying Royal's Cross Claims Pending Resolution of Pre-Trial Issues On Lead Plaintiff's Complaint by Judge Napoleon A. Jones: The court stays Royal's cross-claims until such time that the pre-trial issues on lead Plaintiff's cmp are resolved. (labels prepared for lead attys and pro se parties) (dkt clerk) Modified on 05/04/2000 (Entered: 04/26/2000)

04/25/2000 318 DISCREPANCY ORDER by Judge Napoleon A. Jones rejecting document: letter from cross-defendant Charles H Miller in 3:98-cv-02150, discrepancy noted: no ex parte communication (dkt clerk) Modified on 05/04/2000 (Entered: 04/26/2000)

04/26/2000 319 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: general denial from cross-defendant Roland E McLean in 3:98-cv-02150, discrepancy noted: proof of svc not in compliance with local rules, the document is to be filed nunc pro tunc to the date received (dkt clerk) Modified on 05/04/2000 (Entered: 04/26/2000)

04/26/2000 320 Answer by cross-defendant Roland E McLean in 3:98-cv-02150 to Crossclaim of Royal Indemnity and Royal Specialty (nunc pro tunc to 4/25/00 (captioned 2nd amd consolidated cmp) (ok per ct) (dkt clerk) Modified on 05/04/2000 (Entered: 04/26/2000)

04/26/2000 321 DISCREPANCY ORDER by Judge Napoleon A. Jones rejecting document: answer from cross-defendant Kendall Michael in 3:98-cv-02150, discrepancy noted: no prf of svc (dkt clerk) Modified on 05/04/2000 (Entered: 04/26/2000)

04/26/2000 322 Return of Service executed by personal svc upon cross-defendant Searcy and Associate in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/26/2000 323 Return of Service executed by personal svc upon cross-defendant Anthony E Searcy in 3:98-cv-02150 on 4/25/00(dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/26/2000 324 Return of Service executed by personal svc upon cross-defendant Roland E McLean in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/26/2000 325 Return of Service executed by personal svc upon cross-defendant Louie Johnson in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/26/2000 326 Return of Service executed by personal svc upon cross-defendant David Houston in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/26/2000 327 Return of Service executed by personal svc upon cross-defendant James Grantham in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/26/2000 328 Return of Service executed by personal svc upon cross-defendant Lytle E Foglesong in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/26/2000 329 Return of Service executed by personal svc upon cross-defendant Mike Evans in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/26/2000 330 Return of Service executed by personal svc upon cross-defendant Jonathan Diehl in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/26/2000 331 Return of Service executed by personal svc upon cross-defendant David P Diehl in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/26/2000 332 Return of Service executed by personal svc upon cross-defendant O B Brannon in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/26/2000 333 Return of Service executed by personal svc upon cross-defendant Capital Financial in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/26/2000 334 Return of Service executed by personal svc upon cross-defendant Jerry L Best in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/26/2000 335 Return of Service executed by personal svc upon cross-defendant Hank Akin in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/26/2000 335 Return of Service executed by personal svc upon cross-defendant John Robert Graham Jr in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/26/2000 337 Return of Service executed by personal svc upon cross-defendant David Combs in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/26/2000 338 Return of Service executed by personal svc upon cross-defendant John Bennett in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 04/27/2000)

04/26/2000 339 Return of Service executed by personal svc upon cross-defendant Michael Morrow in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered:

05/01/2000)

04/26/2000 340 Return of Service executed by personal svc upon cross-defendant Michael Leamnson in 3:98-cv-02150 on 4/25/00(dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/26/2000 341 Return of Service executed by personal svc upon cross-defendant David Knight in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/26/2000 342 Return of Service executed by personal svc upon cross-defendant Neal B Kearley in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/26/2000 343 Return of Service executed by personal svc upon cross-defendant Arthur H Reese Jr in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/26/2000 344 Return of Service executed by personal svc upon cross-defendant Ray Mercer in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/26/2000 345 Return of Service executed by personal svc upon cross-defendant Roland Ouimet in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/26/2000 346 Return of Service executed by personal svc upon cross-defendant Jerry E Neal in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/26/2000 347 Return of Service executed by personal svc upon cross-defendant Douglas Klick in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/26/2000 348 Return of Service executed by personal svc upon cross-defendant Cornerstone Senior in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/26/2000 349 Return of Service executed by personal svc upon cross-defendant Career Pro Marketing in 3:98-cv-02150 on 4/25/00 (dkt clerk) Modified on 05/04/2000 (Entered: 05/01/2000)

04/26/2000 350 Return of Service executed of summons on cross-claim upon cross-defendant Lamont R Stubbs in 3:98-cv-02150 on 4/4/00 by personal svc (dkt clerk) (Entered: 05/04/2000)

04/26/2000 351 Return of Service executed of summons on cross-claim upon cross-defendant The Stubbs Group in 3:98-cv-02150 on 4/4/00 by personal svc (dkt clerk) (Entered: 05/04/2000)

04/26/2000 352 Return of Service executed of summons on cross-claim upon cross-defendant Jacques Simard in 3:98-cv-02150 on 4/14/00 by personal svc (dkt clerk) (Entered: 05/04/2000)

04/26/2000 353 Return of Service executed of cross-claim upon cross-defendant Tom Schlenk in

3:98-cv-02150 on 3/27/00 by personal svc (gca) (Entered: 05/04/2000)

04/26/2000 354 Return of Service executed of summons on cross-claim upon cross-defendant Bonnie Rohr in 3:98-cv-02150 on 3/28/00 by personal svc (gca) (Entered: 05/04/2000)

04/26/2000 355 Return of Service executed of cross-claim upon cross-defendant Larry Boyd in 3:98-cv-02150 on 4/12/00 by personal svc (gca) (Entered: 05/04/2000)

04/26/2000 356 Return of Service executed of summons on cross-claim upon cross-defendant The Schupp Company in 3:98-cv-02150 on 2/29/00 by personal svc (gca) (Entered: 05/04/2000)

04/26/2000 357 Return of Service executed of summons and cross-claim upon cross-defendant The Schupp Company in 3:98-cv-02150, cross-defendant Douglas A Schupp in 3:98-cv-02150 on 3/29/00 by personal svc (gca) (Entered: 05/05/2000)

04/26/2000 358 Return of Service executed of summons on cross-claim upon cross-defendant Managed Asset in 3:98-cv-02150 on 4/2/00 by personal svc (gca) (Entered: 05/05/2000)

04/26/2000 359 Return of Service executed of summons on cross-claim upon cross-defendant Healthcare Marketing in 3:98-cv-02150 on 4/4/00 by personal svc (gca) (Entered: 05/05/2000)

04/26/2000 360 Return of Service executed of summons on cross-claim upon cross-defendant Robert L Yingling in 3:98-cv-02150 on 4/2/00 by personal svc (gca) (Entered: 05/05/2000)

04/26/2000 361 Return of Service executed on summons on cross-claim upon cross-defendant Bruce E Taylor in 3:98-cv-02150 on 3/24/00 by personal svc (gca) (Entered: 05/05/2000)

04/26/2000 362 Return of Service executed on summons on cross-claim upon cross-defendant Garith Simmons in 3:98-cv-02150 on 4/11/00 by personal svc (gca) (Entered: 05/05/2000)

04/26/2000 363 Return of Service executed of summons on cross-claim upon cross-defendant Tony Sellers in 3:98-cv-02150 on 3/27/00 by personal svc (gca) (Entered: 05/05/2000)

04/26/2000 364 Return of Service executed on summons on cross-claim upon cross-defendant James R Willman in 3:98-cv-02150 on 3/27/00 by personal svc (gca) (Entered: 05/05/2000)

04/26/2000 365 Return of Service executed retsvcxc of summons on cross-claim upon cross-defendant Jim William Agency in 3:98-cv-02150 on 3/27/00 by personal svc (gca) (Entered: 05/05/2000)

04/28/2000 366 Answer by cross-defendant A Lynn Atkinson in 3:98-cv-02150 to Crossclaim of Royal Indemnity Co. and Royal Group Inc. (dkt clerk) Modified on 05/05/2000 (Entered: 05/01/2000)

04/28/2000 367 DISCREPANCY ORDER by Judge Napoleon A. Jones rejecting document: dft original answer from cross-defendant Russell F Lucas in 3:98-cv-02150, other: no prf of svc; no copies (gca) (Entered: 05/05/2000)

04/28/2000 368 DISCREPANCY ORDER by Judge Napoleon A. Jones rejecting document: dft original answer from cross-defendant Thomas A Till in 3:98-cv-02150, other: no prf of svc; no copies (gca) (Entered: 05/05/2000)

04/28/2000 375 Return of Service executed of summons on cross-claim upon cross-defendant Jay Chanin in 3:98-cv-02150 on 3/31/00 by personal svc (gca) (Entered: 05/08/2000)

04/28/2000 376 Return of Service executed of summons on cross-claim upon cross-defendant Harold David Brunson in 3:98-cv-02150 on 3/31/00 by personal svc (gca) (Entered: 05/08/2000)

04/28/2000 377 Return of Service executed of summons on cross-claim upon cross-defendant Joel Pruzansky in 3:98-cv-02150 on 4/3/00 by personal svc (gca) (Entered: 05/08/2000)

04/28/2000 378 Return of Service executed of summons on cross-claim upon cross-defendant Platinum Financial in 3:98-cv-02150 on 4/15/00 by personal svc (gca) (Entered: 05/08/2000)

04/28/2000 379 Return of Service executed of summons on cross-claim upon cross-defendant Gary D Newell in 3:98-cv-02150 on 4/1/00 by personal svc (gca) (Entered: 05/08/2000)

04/28/2000 380 Return of Service executed of summons on cross-claim upon cross-defendant Preferred Benefit in 3:98-cv-02150 on 4/14/00 by personal svc (gca) (Entered: 05/08/2000)

04/28/2000 381 Return of Service executed of summons on cross-claim upon cross-defendant Stephen E Nephew in 3:98-cv-02150 on 4/5/00 by personal svc (gca) (Entered: 05/08/2000)

04/28/2000 382 Return of Service executed of summons on cross-claim upon cross-defendant Midas Touch Inc in 3:98-cv-02150 on 4/5/00 by personal svc (gca) (Entered: 05/08/2000)

04/28/2000 383 Return of Service executed of summons on cross-claim upon cross-defendant Peter Martorana in 3:98-cv-02150 on 4/4/00 by personal svc (gca) (Entered: 05/08/2000)

04/28/2000 384 Return of Service executed of summons on cross-claim upon cross-defendant Magic Man, Inc. in 3:98-cv-02150 on 4/6/00 by personal svc (gca) (Entered: 05/08/2000)

04/28/2000 385 Return of Service executed of summons on cross-claim upon cross-defendant Dewayne Lockwood in 3:98-cv-02150 on 4/3/00 by personal svc (gca) (Entered: 05/08/2000)

04/28/2000 386 Return of Service executed of summons on cross-claim upon cross-defendant Ronald J La Porta in 3:98-cv-02150 on 4/13/00 by personal svc (gca) (Entered: 05/08/2000)

04/28/2000 387 Return of Service executed of summons on cross-claim upon cross-defendant Michaela R Kruger in 3:98-cv-02150 on 3/30/00 by personal svc (gca) (Entered: 05/08/2000)

04/28/2000 388 Return of Service executed of summons on cross-claim upon cross-defendant Wayne Konrad in 3:98-cv-02150 on 3/29/00 by personal svc (gca) (Entered: 05/08/2000)

04/28/2000 389 Return of Service executed of summons on cross-claim upon cross-defendant Bernie Kleow in 3:98-cv-02150 on 4/8/00 by personal svc (gca) (Entered: 05/08/2000)

04/28/2000 390 Return of Service executed of summons on cross-claim upon cross-defendant Albert Kenyon in 3:98-cv-02150 on 4/6/00 by personal svc (gca) (Entered: 05/08/2000)

04/28/2000 391 Return of Service executed of summons on cross-claim upon cross-defendant Doug Jordan in 3:98-cv-02150 on 4/5/00 by personal svc (gca) (Entered: 05/08/2000)

04/28/2000 392 Return of Service executed of summons on cross-claim upon cross-defendant Christopher Heins in 3:98-cv-02150 on 4/14/00 by personal svc (gca) (Entered: 05/09/2000)

04/28/2000 393 Return of Service executed of summons on cross-claim upon cross-defendant Martin Haider in 3:98-cv-02150 on 4/20/00 by personal svc (gca) (Entered: 05/09/2000)

04/28/2000 394 Return of Service executed of summons on cross-claim on Arthur Gertken (not named as a pty in this case, only Lori Gertken is named as cross-defendant) on 4/1/00 by personal svc (gca) (Entered: 05/09/2000)

04/28/2000 395 Return of Service executed of summons on cross-claim upon cross-defendant Duane W Grenier in 3:98-cv-02150 on 4/12/00 by personal svc (gca) (Entered: 05/09/2000)

04/28/2000 396 Return of Service executed of summons on cross-claim upon cross-defendant Joe Fazio in 3:98-cv-02150 on 4/6/00 by personal svc (gca) (Entered: 05/09/2000)

04/28/2000 397 Return of Service executed of summons on cross-claim upon cross-defendant Sandra Eng in 3:98-cv-02150 on 4/19/00 by personal svc (gca) (Entered: 05/09/2000)

04/28/2000 398 Return of Service executed of summons on cross-claim upon cross-defendant Diversified Finan in 3:98-cv-02150 on 4/1/00 by personal svc (gca) (Entered: 05/09/2000)

04/28/2000 399 Return of Service executed of summons on cross-claim upon cross-defendant Richard D'Ambola in 3:98-cv-02150 on 4/3/00 by personal svc (gca) (Entered: 05/09/2000)

04/28/2000 400 Return of Service executed of summons on cross-claim upon cross-defendant George Cook in 3:98-cv-02150 on 4/6/00 by personal svc (gca) (Entered: 05/09/2000)

04/28/2000 401 Return of Service executed of summons on cross-claim upon cross-defendant Harold Brammer in 3:98-cv-02150 on 4/6/00 by personal svc (gca) (Entered: 05/09/2000)

04/28/2000 402 Return of Service executed of summons on cross-claim upon cross-defendant Bertel H Bosshart (Bart) in 3:98-cv-02150 on 3/29/00 by personal svc (gca) (Entered: 05/09/2000)

04/28/2000 403 Return of Service executed of summons on cross-claim upon cross-defendant

Saleem Barkat in 3:98-cv-02150 on 4/3/00 by personal svc (gca) (Entered: 05/09/2000)

04/28/2000 404 Return of Service executed of summons on cross-claim upon cross-defendant Raymond Bale in 3:98-cv-02150 on 4/12/00 by personal svc (gca) (Entered: 05/09/2000)

04/28/2000 369 Remark: Stricken Document Pursuant to Order Filed 9/15/00 [507-1]. Document filed in case no. 99cv2625-J(NLS) (dkt clerk) (Entered: 09/19/2000)

04/28/2000 370 Remark: Stricken Document Pursuant To Order Filed 9/15/00 [507-1]. Document filed in case no. 99cv2625-J(NLS) (dkt clerk) (Entered: 09/19/2000)





05/01/2000 405 Waiver of service of summons and cmp by lead plaintiffs and the Class in 3:98-cv-02150 on 4/28/00 by U.S. mail (gca) (Entered: 05/09/2000)

05/01/2000 406 Attorney Substitution: signed by Judge Napoleon A. Jones terminating attorney Gary Donald Higgins for Covenant Marketing in 3:98-cv-02150, attorney Steven H Weinstein for Covenant Marketing in 3:98-cv-02150, attorney Gary Donald Higgins for John Lang in 3:98-cv-02150, attorney Gary Donald Higgins for John Lang in 3:98-cv-02150, attorney Gary Donald Higgins for Covenant Marketing in 3:98-cv-02150 and substituting attorney Christopher J O'Keefe (gca) (Entered: 05/09/2000)

05/02/2000 407 DISCREPANCY ORDER by Judge Napoleon A. Jones rejecting document: summons in a civil action (answer to cross-claim) by cross-defendants Darwin Junior Dees, Marshal Croft, Danny Young, Terry Moore, Danny Murphy and Tim Bush, discrepancy noted: cross-claims are stayed per order of the court. Answers may be filed upon the court's lifting of the stay. (gca) (Entered: 05/09/2000)

05/03/2000 408 Notice and Order Setting CMC by Magistrate Judge Nita L. Stormes: Case Management Conference set for 9:30 5/19/00 (gca) (Entered: 05/09/2000)

05/03/2000 409 Motion by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in to strike counterclaim of Escambia Insurance Agency, Inc. [motion referred to Judge Napoleon A. Jones] motion hrg set for 6/12/00 at 10:30 a.m. (gca) (Entered: 05/09/2000)

05/03/2000 410 Memorandum of law by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of motion to strike counterclaim Escambia Insurance Agency, Inc. [409-1] (gca) (Entered: 05/09/2000)

05/04/2000 411 DISCREPANCY ORDER by Judge Napoleon A. Jones rejecting document: letter

from cross-defendant Ray Mercer in 3:98-cv-02150, discrepancy noted: no letters to judge (gca) (Entered: 05/09/2000)

05/04/2000 412 Notice of Motion and Motion by lead plaintiffs and the plaintiff class in 3:98-cv-02150 for an order to withdraw the reference to Bankruptcy Court of the Trustee's adversar proceeding to recover commissions from the members of the Defendant Class of Brokers/Sellers [motion referred to Judge Napoleon A. Jones] motion hrg set for 6/12/00 at 10:30 a.m. (gca) Modified on 05/09/2000 (Entered: 05/09/2000)

05/04/2000 413 Memorandum of points and authorities by lead plaintiffs and the plaintiff class in 3:98-cv-02150 in support of motion for an order to withdraw the reference to the Bankruptcy Court of the Trustee's adversar proceeding to recover commissions from the members of the Defendant Class of Brokers/Sellers [412-1] (gca) (Entered: 05/09/2000)

05/04/2000 414 Declaration of James C. Krause by lead plaintiffs and the plaintiff class in 3:98-cv-02150 in support of motion for an order to withdraw the reference to the Bankruptcy Court of the Trustee's adversar proceeding to recover commissions from the members of the Defendant Class of Brokers/Sellers [412-1] t/w exh (gca) (Entered: 05/09/2000)

05/10/2000 415 Order by Judge Napoleon A. Jones: Pla's 6/12/00 hearing on motion for withdrawal of reference to the Bankruptcy Trustee's Adversary Proceeding [412-1] is vacated. Lead plaintiffs are directed to compl with the procedures set forth in Local Bankruptcy Rule 5011-1 if they wish to proceed with this motion. (dkt clerk) (Entered: 05/11/2000)

05/11/2000 416 DISCREPANCY ORDER by Judge Napoleon A. Jones rejecting document: answer to cross-claim from cross-defendant Joseph Carneiro in 3:98-cv-02150, discrepancy noted: cross-claims are stayed per order of the court; answers may be filed upon the court's lifting of the stay (dkt clerk) (Entered: 05/11/2000)

05/11/2000 417 DISCREPANCY ORDER by Judge Napoleon A. Jones rejecting document: answer to cross-claim from cross-defendant M Anthony Doyle in 3:98-cv-02150, discrepancy noted: cross-claims are stayed per order of the court; answers may be filed upon the court's lifting of the stay (dkt clerk) (Entered: 05/11/2000)

05/12/2000 418 Notice of Motion and Motion by certain members of the defendant class in 3:98-cv-02150 for protective order prohibiting the Law Offices of Krause & Kalfayan from having any ex parte communication with dfts represented by counsel [motion referred to Judge Napoleon A. Jones] motion hrg set for 6/12/00 at 10:30 a.m. (dkt clerk) Modified on 05/15/2000 (Entered: 05/15/2000)

05/12/2000 419 Memorandum of points and authorities by certain members of the defendant class in 3:98-cv-02150 in support of motion for protective order prohibiting the Law Offices of Krause & Kalfayan from having any ex parte communication with dfts represented by counsel [418-1] (dkt clerk) (Entered: 05/15/2000)

05/12/2000 420 Declaration of Gregory L. Handevidt by certain members of the defendant class in 3:98-cv-02150 in support of motion for protective order prohibiting Law Offices of Krause & Kalfayan from having any ex parte communication with dfts represented by counsel [418-1] (dkt clerk) (Entered: 05/15/2000)

05/12/2000 421 Declaration of John J. Rice by certain members of the defendant class in 3:98-cv-02150 in support of motion for protective order prohibiting Law Offices of Krause & Kalfayan from having any ex parte communication with dfts represented by counsel [418-1] t/w exhs (dkt clerk) Modified on 05/15/2000 (Entered: 05/15/2000)

05/12/2000 422 General Appearance of attorney John J. Rice for cross-defendant Mark W Asplin in 3:98-cv-02150, cross-defendant Phillip J Flynn in 3:98-cv-02150, cross-defendant Calvin Gray in cross-defendant Guy P Norberg in 3:98-cv-02150, cross-defendant Stephen E Nephew in 3:98-cv-02150 (atty is representing other cross-defendants but they are too numerous to name, see exh "A" of this document) (atty maintenance) (dkt clerk) Modified on 05/18/2000 (Entered: 05/15/2000)

05/15/2000 423 Minutes: Enter Order by Judge Napoleon A. Jones: Dfts' motion for a protective order is referred to Magistrate Judge Stormes. The hrg date and time remain the same. The matter is set for 6/12/00 at 10:30 a.m.. Court Reporter: n/a (dkt clerk) (Entered: 05/16/2000)

05/16/2000 424 Request by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to: subdivide the class into subclasses (dkt clerk) (Entered: 05/17/2000)

05/16/2000 424 Non-opposition by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to motion for certification of the plaintiff class [166-1] (dkt clerk) (Entered: 05/17/2000)

05/16/2000 425 Declaration of Gregory O. Eisenreich by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of of request for subclasses and non-opposition to motion for plaintiff class certification [424-1] t/w exhs (dkt clerk) (Entered: 05/17/2000)

05/18/2000 426 Ex parte motion by non-pty H. Naill Falls, Jr. to add counsel to master service list [motion referred to Judge Napoleon A. Jones] no motion hrg date set (non-pty is atty representing plaintiffs in coordinated actions related to this case) (dkt clerk) Modified on 05/19/2000 (Entered: 05/19/2000)

05/19/2000 427 Notice of Motion and Motion by defendant Royal Indemnity Co in 3:98-cv-02150 for relief from stay and for proposed alternative administrative plan for Royal's cross-claims [motion(s) referred to Judge Napoleon A. Jones] motion hrg set for 6/19/00 10:30 a.m. (dkt clerk) (Entered: 05/22/2000)

05/19/2000 428 Memorandum by defendant Royal Indemnity Co in 3:98-cv-02150 in support of motion for relief from stay [427-1], in support of motion for proposed alternative administrative plan for Royal's cross-claims [427-2] (dkt clerk) (Entered: 05/22/2000)

05/19/2000 429 Declaration of Marina Maniatis by defendant Royal Indemnity Co in 3:98-cv-02150 in support of motion for relief from stay [427-1], in support of motion for proposed alternative administrative plan for Royal's cross-claims [427-2] t/w exhs (dkt clerk) (Entered: 05/22/2000)

05/22/2000 430 Order by Judge Napoleon A. Jones granting ex parte motion of attorney Naill Falls's (non-pty) to be added to the master service list [426-1] (atty's true name is H. Naill Falls, added to case as a movant) (dkt clerk) (Entered: 05/22/2000)

05/22/2000 431 Notice by defendant Royal Indemnity Co in 3:98-cv-02150 of filing of stipulated order of dismissal in Gajus, et al. v. Royal Indemnity Co., et al and stipulated order re: plaintiffs' agreement to removal (dkt clerk) (Entered: 05/23/2000)

05/23/2000 432 Reply memorandum by lead plaintiffs and the Class in 3:98-cv-02150 in support of motion for certification of the plaintiff class [166-1] (dkt clerk) (Entered: 05/24/2000)

05/23/2000 433 Stipulation to extend deadline for dft Cooney, Rikard and Curtin, Inc.'s responsive pleading and Order by Judge Napoleon A. Jones: Answer to consolidated class action cmp due 6/9/00 for Cooney Rikard Curtin (dkt clerk) (Entered: 05/24/2000)

05/24/2000 434 Notice of ex parte application and application of CRC's Inc.'s motion to stay proceedings for class certification by defendant Cooney Rikard Curtin in 3:98-cv-02150 (dkt clerk) (Entered: 05/25/2000)

05/24/2000 435 Memorandum of points and authorities by defendant Cooney Rikard Curtin in 3:98-cv-02150 in support of ex parte application [434-1] (dkt clerk) (Entered: 05/25/2000)

05/26/2000 436 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: opposition to motion for class certification from defendant Cooney Rikard Curtin in 3:98-cv-02150, non-compliance with local rule 7.1.e or 47.1.b.1, the document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 05/30/2000)

05/26/2000 437 Memo of p/a's by defendant Cooney Rikard Curtin in 3:98-cv-02150 in opposition to motion for certification of the plaintiff class [166-1] (nunc pro tunc to 5/24/00) (dkt clerk) (Entered: 05/30/2000)

05/26/2000 438 Memo of p/a's by lead plaintiffs and the class in 3:98-cv-02150 in opposition to motion for protective order prohibiting Law Offices of Krause & Kalfayan from having any ex parte communication with dfts represented by counsel [418-1] t/w exh (jah) Modified on 06/01/2000 (Entered: 06/01/2000)

05/26/2000 439 Declaration of Stacy Boatel by plaintiff Willis F Carlson in 3:98-cv-02150 in support of opposition [438-1] t/w exhs (jah) (Entered: 06/01/2000)

05/30/2000 440 Plaintiff's Request For Dismissal and Order Thereon by Judge Napoleon A. Jones: Defendant Cooney Rikard & Curtin is dismissed from the 3rd amd consolidated class action cmp without prej pursuant to FRCivP 23(e), terminating party Cooney Rikard Curtin in 3:98-cv-02150 (dkt clerk) Modified on 06/01/2000 (Entered: 05/31/2000)

05/31/2000 441 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: opposition to Royal Indemnity Co.'s and Royal Specialty Underwriting Inc.'s motion to strike counterclaim from defendant Escambia Insurance in 3:98-cv-02150, other: missing counterclaim caption block, the document is to be filed pro tunc to the date received (dkt clerk) Modified on 06/01/2000 (Entered: 05/31/2000)

05/31/2000 442 Opposition by defendant Escambia Insurance in 3:98-cv-02150 to Royal Indemnity

Co.'s and Royal Specialty Underwriting Inc.'s motion to strike counterclaim of Escambia Insurance Agency, Inc. [409-1] (nunc pro tunc to 5/26/00) (dkt clerk) Modified on 06/01/2000 (Entered: 05/31/2000)

05/31/2000 443 Response by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to plaintiffs' request for dismissal against dft Cooney, Rickard & Curtin, Inc. and request for clarification (jah) Modified on 06/01/2000 (Entered: 06/01/2000)

06/02/2000 444 Answer to 2nd amd consolidated class action cmp by Riley L. Thornton, Jr. (this pty is a cross-defendant) (gca) (Entered: 06/07/2000)

06/02/2000 445 Response by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to lead plaintffs' opposition to motion for protective order prohibiting the Law Offices of Krause & Kalfayan from having any ex parte communication with dfts represented by counsel [418-1] (gca) Modified on 06/07/2000 (Entered: 06/07/2000)

06/05/2000 446 Memorandum by lead plaintiffs and the class in 3:98-cv-02150 in opposition to motion for relief from stay [427-1], and in oppposition to motion for proposed administrative plan for Royal's cross-claims [427-2] (gca) Modified on 06/07/2000 (Entered: 06/07/2000)

06/05/2000 447 Reply by certain members of the dft class in 3:98-cv-02150 to memorandum in opposition to motion for protective order prohibiting the Law Offices of Krause & Kalfayan from having any ex parte communication with dfts represented by counsel [418-1] t/w exh (gca) Modified on 06/07/2000 (Entered: 06/07/2000)

06/05/2000 448 Certain agents' memorandum by certain members of the dft class in 3:98-cv-02150 in limited opposition to Royal Indemnity Company's motion for relief from stay [427-1], motion for proposed alternative administrative plan for Royal's cross-claims [427-2] (gca) Modified on 06/07/2000 (Entered: 06/07/2000)

06/05/2000 449 Proof of service by certain members of the dft class in 3:98-cv-02150 of: document no.s 447 and 448 (gca) (Entered: 06/07/2000)

06/05/2000 450 Reply brief by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of motion to strike counterclaim of Escambia Insurance Agency, Inc. [409-1] (gca) (Entered: 06/07/2000)

06/06/2000 451 Order by Magistrate Judge Nita L. Stormes: Case Management Conference continued to 10:00 6/30/00 before Magistrate Judge Stormes (gca) (Entered: 06/07/2000)

06/08/2000 452 Notice of Motion and Motion by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to compel production of financial records from lead plaintiffs Willis F. Carlson, Maxine Marshall, Robert Bell, and Virginia Bell [ motion(s) referred to Judge Napoleon A. Jones ] motion hrg set for 7/11/00 at 1:30 (bar) (Entered: 06/09/2000)

06/08/2000 453 Memorandum of points and authorities by defendant Royal Indemnity Co in 3:98-

cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of motion to compel production of financial records from lead plaintiffs Willis F. Carlson, Maxine Marshall, Robert Bell, and Virginia Bell [452-1] (bar) (Entered: 06/09/2000)

06/08/2000 454 Declaration by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 re motion to compel production of financial records from lead plaintiffs Willis F. Carlson, Maxine Marshall, Robert Bell, and Virginia Bell [452-1] (bar) (Entered: 06/09/2000)

06/08/2000 455 Certificate of compliance with meet and confer requirements pursuant to local rule 26.1(a) by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (bar) (Entered: 06/09/2000)

06/09/2000 456 Ex parte Application by defendant Royal Indemnity Co in 3:98-cv-02150 to change case management conference date; NUNC PRO TUNC 5/11/00 (bar) Modified on 06/12/2000 (Entered: 06/12/2000)

06/09/2000 457 Declaration of Steven H. Weinstein in support of defendant Royal Indemnity Co in 3:98-cv-02150 re application [456-1] ; NUNC PRO TUNC 5/11/00 (bar) (Entered: 06/12/2000)

06/09/2000 458 Declaration of Marina M. Maniatis in support of defendant Royal Indemnity Co in 3:98-cv-02150 re application [456-1]; NUNC PRO TUNC 5/11/00 (bar) Modified on 06/12/2000 (Entered: 06/12/2000)

06/12/2000 459 DISCREPANCY ORDER by Judge Napoleon A. Jones; from Rocky Mountain Advantage Group rejecting document: answer to complaint, non-compliance with local rule (dkt clerk) (Entered: 06/13/2000)

06/12/2000 460 Reply brief by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to opposition to motion for proposed alternative administrative plan for Royal's cross-claims [427-2] (bar) (Entered: 06/13/2000)

06/13/2000 461 Order by Judge Napoleon A. Jones denying motion to strike counterclaim of Escambia Insurance Agency, Inc. [409-1]; the court denies Royal's motion to dismiss Escambia's courter-claim (bar) (Entered: 06/14/2000)

06/14/2000 462 Notice of lodgment by plaintiffs in 3:98-cv-02150; relating to the Broker/defendants request for a protective order (bar) (Entered: 06/15/2000)

06/22/2000 463 Stipulation re agreed time to file responsive pleadings in recently MDL transferred actions and Order by Judge Napoleon A. Jones: RIC's responses to the cmps in the recently transferred Day, Juncker, Peil, Bienek and Brewster actions shall be due 14 days after cnsl's receipt of the Court's rulings on RIC's motions to dismiss for failure to state a claim upon which relief can be granted, or in the alternative, for a more definite stmt in the Floyd and Boatman actions. (dkt clerk) (Entered: 06/23/2000)

06/26/2000 464 Stipulation re agreed time to file responsive pleadings in recently MDL transferred actions and Order by Judge Napoleon A. Jones (dkt clerk) (Entered: 06/27/2000)

06/27/2000 465 Proposed discovery plan and case management status report by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150 t/w exhs (dkt clerk) (Entered: 06/27/2000)

06/27/2000 466 Memorandum of Points and Authorities in Opposition by lead plaintiff Willis F Carlson in 3:98-cv-02150, lead plaintiff Maxine Marshall in 3:98-cv-02150, plaintiffs Robert and Virginia Bell to motion to compel production of financial records from lead plaintiffs Willis F. Carlson, Maxine Marshall, Robert Bell, and Virginia Bell [452-1] (jah) (Entered: 06/29/2000)

06/29/2000 467 Order by Magistrate Judge Nita L. Stormes denying motion for protective order filed by certain members of ht dft class prohibiting the Law Offices of Krause Kalfayan from having any ex parte communication with dfts represented by counsel [418-1] (dkt clerk) Modified on 06/30/2000 (Entered: 06/30/2000)

06/29/2000 468 Status Confernce Brief by certain members of the defendant class in 3:98-cv-02150 t/w exh (dkt clerk) (Entered: 06/30/2000)

06/29/2000 469 Ex parte application by lead plaintiffs and the plaintiff class to withdraw certain named lead plaintiffs without prejudice and to appoint class members Robert and Virginia Bell as additional lead plaintiffs in 3:98-cv-02150 (dkt clerk) (Entered: 06/30/2000)

06/29/2000 470 Ex parte Motion by lead plaintiffs in 3:98-cv-02150 for protective order barring dft Royal from taking discovery from absent class members Raymond Nielsen and William E. Dodson [motion referred to Magistrate Judge Nita L. Stormes] t/w exh, no motion hrg date set (6/30/00 hrg date on pleading not valid) (rec'd in docketing 7/3/00) (gca) Modified on 07/03/2000 (Entered: 07/03/2000)

06/29/2000 471 Declaration of James C. Krause lead plaintiffs and the class in 3:98-cv-02150 in support of plaintiffs ex parte motion for protective order barring dft Royal from discovery from absent class members Raymond Nielsen and William E. Dodson [470-1] (rec'd in docketing 7/3/00) (gca) Modified on 07/03/2000 (Entered: 07/03/2000)

06/29/2000 472 Minutes: Enter Order by Judge Napoleon A. Jones: Royal's motion for relief from the stay on its cross-claims {427-1] is referred to Magistrate Judge Nita L. Stormes; Court Reporter: n/a (rec'd in docketing 7/3/00) (gca) (Entered: 07/03/2000)

06/30/2000 473 Reply brief by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of motion to compel production of financial records from lead plaintiffs Willis F. Maxine Marshall, Robert Bell, and Virginia Bell [452-1] (gca) (Entered: 07/05/2000)

06/30/2000 475 Minutes: Enter Order by Magistrate Judge Nita L. Stormes: At the CMCC held by the court on 6/30/00, plaintiffs' ex parte motion for protective order barring dft Royal taking discovery from absent class members was withdrawn for the reasons stated on the record; Court Reporter: n/a (rec'd in docketing 7/6/00) (dkt clerk)

(Entered: 07/06/2000)

07/05/2000 474 Amended CMC Order and Order Denying Motion For Relief From Stay by Magistrate Judge Nita L. Stormes: CMC held 6/30/00. Dfts' motion for relief from stay is denied [427-1]. Discovery on the cross-claims filed by Royal Indemnity Company, et al. (the Royal defendants") shall be stayed until further order of this Court. Voluntary Settlement Conf set for 10:00 12/13/00. Further Case Management Conf set for 10:00 12/13/00. The dates previously set for the Final Pretrial Conf before Judge Jones, and all related dates, are vacated and will be reset at the next scheduled CMC. (dkt clerk) (Entered: 07/06/2000)

07/07/2000 476 Disclosure of experts by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 07/10/2000)

07/10/2000 477 Order by Judge Napoleon A. Jones granting in part/denying in part lead plaintiff's motion for certification of the plaintiff class [166-1]. The court grants lead plaintiffs' motion to certify a pla class and denies Royal's request for subclasses. Parties wishing to supplement the record re: pla class certification and the appointment of lead cnsl, must submit supplemental briefing to the court no later than 7/24/00. (dkt clerk) (Entered: 07/11/2000)

07/10/2000 478 Order by Judge Napoleon A. Jones granting lead plaintiffs' ex parte application to withdraw certain named lead plaintiffs w/out prejudice and to appoint putative class members Robert and Virginia Bell as additional lead plaintiffs [469-1]. (former lead plaintiffs are not dismissed from the case, they are only withdrawn as lead plaintiffs) (dkt clerk) (Entered: 07/11/2000)

07/11/2000 479 Objections by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to proposed order denying Royal dfts' motion to compel production of financial records from lead plaintiffs' (dkt clerk) (Entered: 07/13/2000)

07/13/2000 480 Notice of Motion and Motion by lead plaintiffs and the plaintiff class in 3:98-cv-02150 for reconsideration of order denying certain dfts' motion for protective order [motion referred to Magistrate Judge Nita L. Stormes] motion hrg set for 10/12/00 at 1:30 p.m. (dkt clerk) (Entered: 07/14/2000)

07/13/2000 481 Memorandum of points and authorities by plaintiff Robert Bell in 3:98-cv-02150 in support of motion for reconsideration of order denying certain dfts' motion for protective order [480-1] (dkt clerk) (Entered: 07/14/2000)

07/13/2000 482 Notice of dismissal of dfts Cooney, Rikard & Curtin, Inc. by defendant Cooney Rikard Curtin in 3:98-cv-02150 (dfts previously dismissed from this case on 5/30/00) (dkt clerk) (Entered: 07/14/2000)

07/19/2000 483 Supplemental brief to the court by lead plaintiffs and the plaintiff class in 3:98-cv-02150 concerning a dft class and certification of state law claims (nunc pro tunc to 7/17/00) (dkt clerk) (Entered: 07/20/2000)

07/21/2000 484 Ex parte application by defendant Royal Indemnity Co in 3:98-cv-02150 for order

extending time to disclose expert witness reports t/w exhs (dkt clerk) (Entered: 07/24/2000)

07/21/2000 485 Declaration of Mariina M. Maniatis by defendant Royal Indemnity Co in 3:98-cv-02150 in support of ex parte application [484-1] t/w attachment (dkt clerk) (Entered: 07/24/2000)

07/24/2000 486 Memorandum by cross-defendant Gregory Oliver in 3:98-cv-02150 opposing certification of dft class (dkt clerk) (Entered: 07/25/2000)

07/24/2000 487 Response by plaintiff in 3:98-cv-02150 to court order regarding class certification (dkt clerk) (Entered: 07/26/2000)

07/26/2000 488 Supplemental briefing to the court concerning dft class and state law claims by certain defendants' in 3:98-cv-02150 (dkt clerk) (Entered: 07/26/2000)

08/01/2000 489 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: class replu to supplemental briefings from lead plaintiffs and the class in 3:98-cv-02150, non-compliance with local rule 5.1.j.4, the document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 08/02/2000)

08/01/2000 490 Reply by lead plaintiffs and the class in 3:98-cv-02150 to the supplemental briefings by the broker dfts and the individual state plaintiffs (nunc pro tunc to 7/31/00 (dkt clerk) (Entered: 08/02/2000)

08/04/2000 Transcript filed of CMC held in San Diego, CA on 6/30/00 before Magistrate Nita L. Stormes (dkt clerk) (Entered: 08/04/2000)

08/04/2000 491 Response by defendant Royal Indemnity Co in 3:98-cv-02150 to individual state plaintiffs' response to court order regarding class certification (dkt clerk) (Entered: 08/07/2000)

08/04/2000 492 Ex parte application by lead plaintiffs and the pla class in 3:98-cv-02150 to extend the date to designate rebutal expert witnesses and to depose the Royal dfts' designated expert witnesses (dkt clerk) (Entered: 08/07/2000)

08/11/2000 493 DISCREPANCY ORDER by Magistrate Judge Nita L. Stormes accepting document: supplemental to ex parte applicatiokn for order extending time to disclose expert witness reports from defendant Royal Indemnity Co in 3:98-cv-02150, non-compliance with local rule 15.1, the document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 08/11/2000)

08/11/2000 494 Supplement by defendant Royal Indemnity Co in 3:98-cv-02150 in suport of ex parte application for order extending time to disclose expert witness reports [492-1] (nunc pro tunc to 8/1/00) (dkt clerk) (Entered: 08/11/2000)

08/11/2000 495 Supplemental declaration of Marina M. Maniatis by defendant Royal Indemnity Co in 3:98-cv-02150 in support of ex parte application for order extending time to disclose expert witness reports [492-1] (nunc pro tunc to 8/1/00) (dkt clerk) (Entered: 08/11/2000)

08/11/2000 496 Second Amended Case Mangagement Conference Order by Magistrate Judge Nita L. Stormes: The court grants the Royal dfts ex parte request to extend the date for expert reports [475-1] and grants in part and denies in part lead plaintiffs' ex parte

request to designate rebutal experts and continue discovery cutoff [492-1]. (dkt clerk) (Entered: 08/11/2000)

08/21/2000 497 Notice by lead plaintiffs and the Class in 3:98-cv-02150 of filing of additional authority in support of class plaintiffs' supplemental briefing re class certification (dkt clerk) (Entered: 08/22/2000)

08/22/2000 498 Election not to participate in class action by non pty Susan E. Goss (dkt clerk) (Entered: 08/22/2000)

08/22/2000 499 Election not to participate in class action by non pty Marilyn L. Hayes (dkt clerk) (Entered: 08/22/2000)

08/23/2000 500 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: response to motion from lead plaintiffs and the class in 3:98-cv-02150, non-compliance with local rule 7.1.e or 47.1.b.1, the document is to be filed nunc pro tunc to the date received (dkt clerk) Modified on 08/23/2000 (Entered: 08/23/2000)

08/23/2000 501 Response by lead plaintiffs and the class in 3:98-cv-02150 to the motion by Texas investors requesting certification of a Texas class (nunc pro tunc to 8/21/00) (dkt clerk) (Entered: 08/23/2000)

09/05/2000 502 Ex parte application by defendant Royal Indemnity Co in 3:98-cv-02150 to shorten time for hearing motion to compel discovery from dft Robert O'Toole, or in the alternative, motion to preclude evidence concerning dft O'Toole (dkt clerk) (Entered: 09/06/2000)

09/05/2000 502 Request by defendant Royal Indemnity Co in 3:98-cv-02150 for: monetary sanctions (dkt clerk) (Entered: 09/06/2000)

09/05/2000 503 Order by Magistrate Judge Nita L. Stormes granting dft's ex parte application to shorten time for hearing motion re: motion to compel discovery from dft Robert O'Toole [502-1]; dft's motion to compel is set for hrg on 9/26/00 at 1:30 p.m.; responsive briefs due on or before 9/14/00; reply briefs on or before 9/20/00 (dkt clerk) Modified on 09/06/2000 (Entered: 09/06/2000)

09/06/2000 504 Minutes: Enter Order by Magistrate Judge Nita L. Stormes: Royal dfts' motion to compel production of financial records is withdrawn [452-1] because the parties have reached a stipulation on the issue that is the subject of the motion. Court Reporter: n/a (dkt clerk) Modified on 09/18/2000 (Entered: 09/07/2000)

09/07/2000 505 Order by Judge Napoleon A. Jones: The Court grants pla's request for Class Certification on Claims 5-9 of the 3rd amd consolidated cmp, the claims pursuant to the CA Blue Sky Laws. The Court grants pla's request for Class Certification as to the Section 12(1) claim against the Dft Class of Independent Sales Agents. Lead plaintiffs are directed to comply with the ntc requirements of Rule 23(c)(2). (dkt clerk) Modified on 09/18/2000 (Entered: 09/07/2000)

09/07/2000 506 Declaration of Janis L. Turner by cross-defendant John W Clark in 3:98-cv-02150 in support of clas certification (dkt clerk) (Entered: 09/13/2000)

09/15/2000 507 Order Clarifying Docket by Judge Napoleon A. Jones: The court strikes from the docket of case number 98cv2150-J the following docket entries: 369,370,371,372,373, and 374. The motions and their supporting authorities are

docketed in the Tennessee Action (case number 99cv2625) and reflected in the following entries in that action: 28,29,30,31,32, and 33. (original order in case 99cv2625-J) (dkt clerk) Modified on 09/18/2000 (Entered: 09/18/2000)

09/20/2000 508 Reply brief by defendant in 3:98-cv-02150 in support of motion to compel discovery from dft Robert O'Toole, or in the alternative, motion to preclude evidence concerning dft O'Toole (dkt clerk) (Entered: 09/22/2000)

09/20/2000 508 Request by defendant Royal Indemnity Co in 3:98-cv-02150 for: monetary sanctions (dkt clerk) (Entered: 09/22/2000)

09/25/2000 509 Notice by cross-defendant Peter M Landay in 3:98-cv-02150 of related case(s) LASC Case No. BC 226 095; Low number order not prepared, case not in this district (jah) (Entered: 09/26/2000)

09/25/2000 510 Minutes: Enter Order by Magistrate Judge Nita L. Stormes; the hearing scheduled for 9/26/00 regarding defendants' motion to compel has been taken off calendar pursuant to Local Rule 7.1 (d)(1) (bar) (Entered: 09/26/2000)

10/03/2000 511 Notice of change of address of attys Thomas E. Rice, Jr. and John P. Patterson for plaintiffs in the case entitled Woodrow Juncker, et al. v Royal Specialty Underwriting, Inc. et al. (filed in Western Dist of Missouri, Western Division) (dkt clerk) (Entered: 10/04/2000)

10/03/2000 512 Ex parte motion by lead plaintiffs Willis F. Carlson, Maxine Marshall, Robert Bell, Virginia Bell in 3:98-cv-02150 for an order preliminary approving the proposed settlement between dft Escambia Ins Agency and dft Yancey E. Lovelace [motion referred to Judge Napoleon A. Jones] no motion hrg date set (dkt clerk) (Entered: 10/04/2000)

10/03/2000 513 Memorandum of points and authorities by lead plaintiffs in support of ex parte motion for an order preliminary approving the proposed settlement between dft Escambia Ins Agency and dft Yancey E. Lovelace [512-1] t/w exhs (dkt clerk) (Entered: 10/04/2000)

10/03/2000 514 Declaration of Patrick Keegan by lead plaintiffs and the pla class in support of ex parte motion for an order preliminary approving the proposed settlement between dft Escambia Ins Agency and dft Yancey Lovelace [512-1] t/w exh (dkt clerk) (Entered: 10/04/2000)

10/04/2000 515 DISCREPANCY ORDER by Magistrate Judge Nita L. Stormes accepting document: memorandum in opposition to motion seeking an order precluding all evidence re R. O'Toole from lead plaintiffs and the Class in 3:98-cv-02150, non-compliance with local rule 7.1.e or 47.1.b.1, the document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 10/05/2000)

10/04/2000 516 Memorandum by lead plaintiffs and the Class in 3:98-cv-02150 in opposition to the motion seeking an order precluding all evidence relating to dft Robert O'Toole (nunc pro tunc to 9/13/00) (dkt clerk) (Entered: 10/05/2000)

10/04/2000 517 Memorandum of law by defendant Royal Indemnity Co in 3:98-cv-02150 in support of motion to compel discovery from dft Robert O'Toole or in the alternative, motion to preclude evidence concerning dft O'Toole [502-1]; request for monetary sanctions (nunc pro tunc to 9/14/00) (dkt clerk) Modified on

10/10/2000 (Entered: 10/10/2000)

10/04/2000 518 Response by cross-defendant Robert J O'Toole in 3:98-cv-02150 to memorandum of law in support of motion to compel discovery from Robert O'Toole (nunc pro tunc to 9/14/00) (dkt clerk) (Entered: 10/10/2000)

10/04/2000 519 Declaration of Marina Maniatis by defendant Royal Indemnity Co in 3:98-cv-02150 in support of ex parte application [502-1] (nunc pro tunc to 9/14/00) (dkt clerk) Modified on 10/10/2000 (Entered: 10/10/2000)

10/05/2000 520 Notice of Motion and Motion by lead plaintiffs and the Class in 3:98-cv-02150 for summary adjudication of issues [motion referred to Judge Napoleon A. Jones] motion hrg set for 11/6/00 10:30 a.m. (dkt clerk) Modified on 10/10/2000 (Entered: 10/10/2000)

10/05/2000 521 Memorandum of points and authorities by lead plaintiffs and the plaintiff class in 3:98-cv-02150 in support of motion for summary adjudication of issues [520-1] (dkt clerk) (Entered: 10/10/2000)

10/05/2000 522 Declaration of James C. Krause by lead plaintiffs and the Plaintiff Class in 3:98-cv-02150 in support of motion for summary adjudication of issues [520-1] t/w exhs (dkt clerk) (Entered: 10/10/2000)

10/05/2000 523 Separate statement of undisputed facts by plaintiff Robert Bell in 3:98-cv-02150 supporting evidence and conclusions of law for motioon for summary adjudication of issues [520-1] (dkt clerk) (Entered: 10/10/2000)

10/06/2000 524 Opposition by lead plaintiffs and the Class in 3:98-cv-02150 to Royal's ex parte application to extend the date for hearing on motions for summary jgm (dkt clerk) (Entered: 10/10/2000)

10/06/2000 525 Amended proof of service by lead plaintiffs and the Class in 3:98-cv-02150 of: ex parte motion and supporting docs upon atty Steven H. Weinstein, Esq by U.S. mail on 10/3/00 (dkt clerk) (Entered: 10/10/2000)

10/06/2000 526 Amended proof of service by lead plaintiffs and the Class in 3:98-cv-02150 of: ntc of motion and motion for summary adjudication and supporting docs upon atty Steven H. Weinstein, Esq on 10/5/00 by U.S. mail (dkt clerk) (Entered: 10/10/2000)

10/06/2000 527 Order by Magistrate Judge Nita L. Stormes: The Royal dfts' motion to compel discovery from dft Robert O'Toole is granted [502-1]. Dft O'Toole shall make himself available for the continuation of his deposition no later than 10/27/00. Dfts' alternative motion to preclude evidence concerning dft O'Toole and request for monetary sanctions are denied w/out prej. The Royal dfts may renew their alternative motion and request for sanctions in the event that dft O'Toole reasserts his 5th Amendment privilege as to any or all relevant deposition questions. (dkt clerk) (Entered: 10/10/2000)

10/10/2000 528 Opposition by Tennessee and Texas plaintiffs' to Royal's motion to continue motion cut-off (motion to be forwarded to docketing from chmbs) (dkt clerk) (Entered: 10/11/2000)

10/11/2000 529 Order by Judge Napoleon A. Jones: The court grants all dfts an opportunity to

respond to plaintiffs' ex parte motion for preliminary approval of the Escambia and certain broker/seller dfts' settlements and approving the form and manner of class notice [512-1]. Dfts to respond to plaintiffs' motion by Friday, 10/20/00. Plaintiffs shall have until Friday, 10/27/00 to reply to any such oppositions. (dkt clerk) (Entered: 10/11/2000)

10/11/2000 530 Election not to participate in class action by non-pty Jess W. Summey (dkt clerk) (Entered: 10/12/2000)

10/11/2000 531 Election not to participate in class action by non-pty Bruce Crum (dkt clerk) (Entered: 10/12/2000)

10/11/2000 532 Election not to participate in class action by non-ptys Duane Smith and Georgia Smith (dkt clerk) (Entered: 10/12/2000)

10/19/2000 533 Order by Magistrate Judge Nita L. Stormes: The court grants the Royal dfts' ex parte request to continue the pre-trial motion cutoff; all other pretrial motions must be filed so that they may be heard on or before 1/22/01; Voluntary Settlement/CMC continued to 10:00 1/12/01 (dkt clerk) (Entered: 10/20/2000)

10/20/2000 534 Memorandum in opposition by certain dfts of the dft class in 3:98-cv-02150 to form and manner of lead pla's proposed ntc to pla class and ntc of proposed settlement t/w exh (dkt clerk) Modified on 10/23/2000 (Entered: 10/23/2000)

10/20/2000 535 Declaration of Christopher J. O'Keefe by certain members of the dft class 3:98-cv-02150 in support of memorandum in opposition [534-1] (dkt clerk) (Entered: 10/23/2000)

10/20/2000 536 Ex parte application by certain members of the dft class to continue hearing date for designated lead pla's motion for summary adjudication in 3:98-cv-02150 t/w exh (dkt clerk) (Entered: 10/23/2000)

10/20/2000 537 Declaration of Christopher J. O'Keefe by certain members of the dft class in 3:98-cv-02150 in support of ex parte application [536-1] t/w exhs (dkt clerk) (Entered: 10/23/2000)

10/20/2000 538 Opposition by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150 to ex parte motion for an order preliminary approving the proposed settlement between dft Escambia Ins Agency and dft Yancey E. Lovelace [512-1] (dkt clerk) (Entered: 10/23/2000)

10/20/2000 539 Declaration of J. Mark Moore by defendant Royal Indemnity Co in 3:98-cv-02150 in support of opposition [538-1] t/w exhs (dkt clerk) (Entered: 10/23/2000)

10/23/2000 540 Election not to participate in class action by non parties Willard E. James and Mary A. James (dkt clerk) (Entered: 10/25/2000)

10/25/2000 541 Response by individual state action plaintiffs to Royal's opposition to motion to approve ntc to class members (dkt clerk) (Entered: 10/26/2000)

10/25/2000 542 Stipulation and Order by Judge Napoleon A. Jones: Designated lead plaintiffs' motion for summary adjudication of issues [520-1] and Tennessee and Texas plaintiffs' motion for partial summary jgm regarding securities issues is continued

to continued to 10:30 11/20/00. The due date for opposition and reply papers shall be calculated from the 11/20/00 hrg date (motion for partial summary jgm filed in 99cv2625-J and 00cv95-J)(copy filed in 99cv2625-J and 00cv95-J) (dkt clerk) Modified on 10/26/2000 (Entered: 10/26/2000)

10/27/2000 543 Reply by lead plaintiffs and the plaintiff class in 3:98-cv-02150 to opposition to motion for an order preliminary approving the proposed settlement between dft Escambia Ins Agency and dft Yancey E. Lovelace [512-1] (rec'd in docketing 10/31/00) (dkt clerk) Modified on 10/31/2000 (Entered: 10/31/2000)

10/31/2000 544 Order by Magistrate Judge Nita L. Stormes denying Tennessee and Texas plaintiffs ex parte application to compel a deposition (ex parte appl and copies of this order filed in cases 99cv2625-J, Tennessee action and 00cv95-J, Texas action) (dkt clerk) Modified on 11/01/2000 (Entered: 11/01/2000)

11/03/2000 545 Order by Judge Napoleon A. Jones granting certain dfts' ex parte application to continue hrg date for designated lead pla's motion for summary adjudication [536-1]. The court orders that all current hrg dates for summary adjudication be vacated and continued. The court also continues the motion cut-off date. All summary adjudication and other pre-trial motions must be filed so that they may be heard on or before 1/22/01. (copies filed in 99cv2625-J and 00cv95-J)(dkt clerk) Modified on 11/06/2000 (Entered: 11/06/2000)

11/06/2000 546 Memo of p/a's in opposition to plaintiffs' motions for summary adjudication by defendant Braccus Giavanno in 3:98-cv-02150, defendant David L Halsey in 3:98-cv-02150, defendant Prime Atlantic Inc in 3:98-cv-02150 (dkt clerk) (Entered: 11/07/2000)

11/06/2000 547 Declaration of Charles E. Slyngstad by defendant Braccus Giavanno in 3:98-cv-02150, defendant David L Halsey in 3:98-cv-02150, defendant Prime Atlantic Inc in 3:98-cv-02150 in opposition to plaintiffs' motions for summary adjudication of issues [520-1] t/w exhs (dkt clerk) (Entered: 11/07/2000)

11/06/2000 548 Order by Magistrate Judge Nita L. Stormes denying plaintiffs' motion for reconsideration of order denying certain dfts' motion for protective order [480-1] (dkt clerk) (Entered: 11/07/2000)

11/08/2000 549 Amended notice of designated lead plaintiffs' ntc of motion for summary adjudication in 3:98-cv-02150, motion hrg set for 1/22/01 at 10:30 a.m. (dkt clerk) (Entered: 11/13/2000)

11/09/2000 550 Supplemental brief by members of the defendant class in 3:98-cv-02150 in support of ex parte application to continue hrg date for lead pla's motion for summary adjudication [536-1] (dkt clerk) Modified on 11/13/2000 (Entered: 11/13/2000)

12/18/2000 551 Order by Judge Napoleon A. Jones; The ct vacates the 1/22/01 date currently set for summary judgment motion hearing in thos matter and cont the motin cut-off date. All motions must be filed so as to be heard on or before 3/5/01. (dkt clerk) (Entered: 12/19/2000)

01/09/2001 552 Order by Magistrate Judge Nita L. Stormes: Voluntary Settlement/CMC set for 1/12/01 at 10:00 a.m. has been continued pending the outcome of the Royal defendants' summary jgm motion which will be filed once class certification is

complete. The hrg will be rescheduled as soon as the Court's ruling on the motion for summary jgm has been received (dkt clerk) (Entered: 01/09/2001)

01/09/2001 553 Statement of support by state plaintiffs in suport of lead plaintiffs' supplemental reply to the oppositions by certain non-settling dfts to ex parte motion for preliminary approval of the settlements and class notice [512-1] (dkt clerk) (Entered: 01/10/2001)

01/09/2001 554 Supplemental reply by plaintiffs Willis F Carlson, Maxine Marshall, Robert Bell and Virginia Bell to the oppositions by certain non-settling dfts to ex parte motion for preliminary approval of the settlements and class notice (dkt clerk) (Entered: 01/10/2001)

01/09/2001 555 Settling dfts statement by defendant Yancey E Lovelace, defendant Escambia Insurance in support of lead plaintiffs' supplemental reply to the oppositions by certain non-settling dfts to ex parte motion for preliminary approval of the settlements and class ntc (dkt clerk) (Entered: 01/10/2001)

01/09/2001 556 Ex parte application for an order setting forth a briefing schedule on motions for summary jgm by lead plaintiffs and the plaintiff class in 3:98-cv-02150 (dkt clerk) (Entered: 01/10/2001)

01/12/2001 557 Ex parte application by defendant Royal Indemnity Co, defendant Royal Group Inc, defendant Royal Sunalliance and defendant Royal Specialty Underwriting, Inc. for an order setting forth a briefing schedule on motions for summary jgm (dkt clerk) (Entered: 01/16/2001)

01/12/2001 558 Response by defendant Royal Indemnity Co, defendant Royal Group Inc, defendant Royal Sunalliance, defendant Royal Specialty Underwriting to lead plaintiffs' supplemental reply to the oppositions by certain non-settling dfts to ex parte motion for preliminary approval of the settlements and class ntc (dkt clerk) (Entered: 01/16/2001)

01/19/2001 559 Notice of Motion and Motion by defendant Braccus Giavanno in 3:98-cv-02150, defendant David L Halsey in 3:98-cv-02150, defendant Prime Atlantic Inc in 3:98-cv-02150 to withdraw as cnsl for dfts and to approve concurrently filed pro per substitutions [motion(s) referred to Judge A. Jones] motion hrg set for 2/20/01 at 10:30 a.m. (dkt clerk) (Entered: 01/22/2001)

01/19/2001 560 Memorandum of points and authorities by defendant Braccus Giavanno in 3:98-cv-02150, defendant David L Halsey in 3:98-cv-02150, defendant Prime Atlantic Inc in 3:98-cv-02150 in support of motion to withdraw as cnsl for dfts [559-1], in support of motion to approve concurrently filed pro per substitutions [559-2] (dkt clerk) (Entered: 01/22/2001)

01/19/2001 561 Declaration of Charles E. Slyngstad by defendant Braccus Giavanno in 3:98-cv-02150, defendant Prime Atlantic Inc in 3:98-cv-02150 in support of motion to withdraw as cnsl for dfts [559-1], in support of motion to approve concurrently filed pro per substitutions [559-2] (dkt clerk) (Entered: 01/22/2001)

01/23/2001 562 JOINDER by certain members of the dft class in Royal dfts response to lead pla's ex parte application for an order setting forth a briefing schedule on motons for summary jgm (dkt clerk) (Entered: 01/24/2001)

01/23/2001 563 Memorandum by certain members of the dft class to lead plaintiff's supplemental reply to the oppositions by non-settling dfts to ex parte motion for preliminary approval of the settlements and class ntc (dkt clerk) (Entered: 01/24/2001)

02/02/2001 564 Order by Judge Napoleon A. Jones: The court denies lead plaintiff's ex parte motion for approval of the form and manner of the class ntc. The court grants preliminary approval of the Escambia and certain broker/seller dfts settlements. The motion cut-off date set for 3/5/01 is vacated. Lead plaintiffs' ex parte application for an order setting forth a briefing schedule on motions for summary jgm is denied [557-1]. (dkt clerk) (Entered: 02/02/2001)

02/15/2001 565 Ex parte application by defendant Royal Indemnity Co in 3:98-cv-02150 for order staying 2/20/01 arbitration pending ruling on motion for leave to file interlocutory appeal (dkt clerk) (Entered: 02/15/2001)

02/15/2001 566 Memorandum of points and authorities by defendant Royal Indemnity Co in 3:98-cv-02150 in support of ex parte application [565-1] (dkt clerk) Modified on 02/15/2001 (Entered: 02/15/2001)

02/15/2001 567 Declaration of Alena K. Hacopian by defendant Royal Indemnity Co in 3:98-cv-02150 in support of ex parte application [565-1] (dkt clerk) (Entered: 02/15/2001)

02/15/2001 568 Declaration of Steven H. Weinstein by defendant Royal Indemnity Co in 3:98-cv-02150 in support of ex parte application [565-1] t/w exhs (dkt clerk) (Entered: 02/15/2001)

02/15/2001 569 Notice of lodgment of reporter's transcripts by defendant Royal Indemnity Co in 3:98-cv-02150 from hrg on pla's emergency motion to disqualify Judge Arthur Jones (retired) as neutral arbitrator in support of ex parte appl for order staying 2/20/01 arbitration` (dkt clerk) (Entered: 02/16/2001)

02/16/2001 570 Memo of p/a's by dft, counterclaimant and 3rd pty pla Trustee David T Cleary in 3:98-cv-02150 in support of opposition to ex parte application [565-1] (dkt clerk) (Entered: 02/16/2001)

02/16/2001 571 Declaration of Jeffrey Isaacs by dft, counterclaimant, and 3rd pty pla David T Cleary in 3:98-cv-02150 in support of opposition to ex parte application [565-1] (dkt clerk) (Entered: 02/16/2001)

02/16/2001 572 Order by Judge Napoleon A. Jones: The court grants Royal's ex parte application and stays the arbitration currently set for 2/20/01, pending the outcome of Royal's motion for leave to file an interlocutory appeal and any subsequent interlocutory appeal [565-1]. (dkt clerk) (Entered: 02/16/2001)

02/20/2001 573 Minutes: Enter Order by Judge Napoleon A. Jones granting motion to withdraw as cnsl for dfts' Prime Atlantic, Inc. [559-1]; Court Reporter: Joan King (dkt clerk) (Entered: 02/21/2001)

02/28/2001 574 Ex parte application by lead plaintiffs and the plaintiff class for approval of a class ntc pursuant to the court's order dated 2/2/01 and for preliminary approval of additional seller/broker dft settlements t/w exh (dkt clerk) (Entered: 03/01/2001)

02/28/2001 575 Declaration of Patrick N. Keegan by lead plaintiffs and the plaintiff class in support of ex parte application [574-1] t/w exhs (dkt clerk) (Entered: 03/01/2001)

02/28/2001 576 Order by Judge Napoleon A. Jones granting Musick, Peeler & Garrett's motion to withdraw as cnsl and order granting substitutions of attorney [559-1] and [559-2]. Cnsl MPG is relieved as cnsl for dfts Prime Atlantic, Braccus Giovanno and David L. Halsey. The court approves the substitution of Braccus Giavanno and David L. Halsey as attys of record for themselves in this action in place and stead of MPG. Dft Prime Atlantic, Inc. has 30 days to retain new cnsl and have such cnsl make an appearance on its behalf. If Prime fails to retain new cnsl w/in that time, it will be in dflt and plaintiffs may seek a dflt against it. (labels prepared) (dkt clerk) (Entered: 03/01/2001)

03/12/2001 577 Stipulation and Order by Judge Napoleon A. Jones: This court may enter an order as follows: the stay of arbitration entered 2/16/01 is vacated; Royal Indemnity's motion for leave to file interlocutory appeal (case no. 01cv280-J(JAH) is dismissed as moot (copy filed in case no. 01cv280-J(JAH). (dkt clerk) (Entered: 03/13/2001)

03/20/2001 578 Declaration of Paul Alexander by defendant Royal Indemnity Co in 3:98-cv-02150 in support of ex parte appl for judicial appointment of neutral arbitrator pursuant to terms of parties' arbitration agreement (dkt clerk) (Entered: 03/21/2001)

03/23/2001 579 Opposition of counterclaimant and 3rd pty plaintiff David T. Cleary to Royal Indemnity Co.'s ex parte appl for judicial appointment of 3rd pty neutral arbitrator pursuant to terms of parties' arbitration agreement. (dkt clerk) (Entered: 03/26/2001)

03/23/2001 580 Declaration of Jefferey Isaacs in support of opposition of David T. Cleary to ex parte application [579-1] t/w exhs (dkt clerk) (Entered: 03/26/2001)

03/23/2001 583 Ex parre application by pla and cross-defendant Royal Indemnity Co in 3:98-cv-02150 for judicial appointment of neutral pursuant to the terms of parties' arbitration agreement (dkt clerk) Modified on 04/10/2001 (Entered: 04/10/2001)

03/23/2001 584 Memorandum of law by pla and cross-defendant Royal Indemnity Co in 3:98-cv-02150 in support of ex parte application [583-1] (dkt clerk) (Entered: 04/10/2001)

03/23/2001 585 Declaration of Paul Alexander by defendant Royal Indemnity Co in 3:98-cv-02150 in support of ex parte application [583-1] (dkt clerk) (Entered: 04/10/2001)

03/23/2001 586 Declaration of Steven H. Weinstein by plaintiff and cross- defendant Royal Indemnity Co in 3:98-cv-02150 in support of ex parte application [583-1] (dkt clerk) (Entered: 04/10/2001)

03/26/2001 581 Order by Judge Napoleon A. Jones granting lead plaintiffs' ex parte application for approval of the class ntc and for preliminary approval of additional seller/broker dft settlements [574-1]. The mailing of settlement ntc shall occur on or before 4/11/01; request for exclusion from the plaintiff class shall be postmarked on or before 5/21/01; objections to the aettlement are to be filed with the court and served on cnsl no later than 6/4/01; response to any objections to the settlements and supporting pleading of final approval of settlement shall be filed with the court and served on cnsl no later than 6/11/01 and settlement hrg set for 10:30 6/25/01 (dkt clerk) (Entered: 03/27/2001)

03/27/2001 582 Reply by plaintiff and cross-defendant Royal Indemnity Co in 3:98-cv-02150 in support of ex parte application for judicial appointment of neutral arbitrator

pursuant to terms of parties' arbitration agreement (dkt clerk) (Entered: 03/28/2001)

04/10/2001 587 Order by Judge Napoleon A. Jones denying Royal Indemnity Company's ex parte application for judicial appointment pursuant to terms of parties' arbitration agreement [583-1] (copy filed in case no. 01cv280-J(NLS) (dkt clerk) Modified on 04/10/2001 (Entered: 04/10/2001)

04/24/2001 588 Stipulation Regarding Briefing Schedule For Summary Judgment Motions And Order by Judge Napoleon A. Jones: All parties shall have until 5/22/01 to file motions for summary jgm. Oppositions to any motions for summary jgm file by 6/26/01. Replies to any oppositions to motion for summary jgm file by 7/13/01. All arguments for summary jgm will be heard on 7/23/01 at 10:30 a.m. in courtroom 12. (copies filed in case nos. 99cv2625J(NLS) and 00cv0095-J(NLS) (dkt clerk) Modified on 04/25/2001 (Entered: 04/25/2001)

05/02/2001 603 Evidenitary citations in support of Royal defendants' motions for summary adjudication t/w exhs (Volume 2 of 4) (dkt clerk) (Entered: 05/23/2001)

05/18/2001 589 Notice of Motion and Motion by cross-defendant's Irwin Alickman,Bill Annett, John Bennett, Floyd Bradberry, Donald H. Campbell, Robert Christian, David Combs, George V. Cook, John Doughty, Willis Dunham, Sandra Eng, Joe Fazio, Lytle R. Foglesong, Mark B. "Breck" Greeme, John Guntkowski, Alan Halka, James Hansen, Bruce A. Hawkes, Michael L. Herman, Russell Jones, Doug Jordan, Larry D. Jordan, Robert Kearns, Douglas H. Klick, David M. Knight, Lane Langley, Michael Leamnson, Craig S. Martin, Michael Mason, William McCutcheon, Stephen E. Nephew, George W. Oliver, Jim Ozmer, Matthew Painter, Leo Pinkett, Kay Polhill, Douglas L. Rajott, Arthur H. Reese Jr., Michael D. Reese Jr., Thomas Roberson, Bonnie Rohr, David Rossi, Michael R. Seagraves, Anthony E. Searcy, Tony Sellers, Larry W. Sexton, Ivan Shepard, Larry Sherman, Robert L. Sherry, Ben Sides, Susan Miller Smith, Ronald E. Speckman, Edward M. Stanko, Bruce Gordon Sweeney, Herb Sweeting, John E. Tencza, Thomas Till, Roger Underwood, Lester H. Veltman, Robert M. Wagner, Ken Williams, and Michael L. Woods in 3:98-cv-02150 for order allowing withdrawl of counsel, Christopher J. O'Keefe [ motion(s) referred to Judge Napoleon A. Jones ] motion hrg set for 06/11/01 at 10:30 (date OK per Court) (dkt clerk) Modified on 05/21/2001 (Entered: 05/21/2001)

05/18/2001 590 Memorandum of points and authorities in support of motion for order allowing withdrawl of counsel, Christopher J. O'Keefe [589-1] for multiple crsdfts in case (dkt clerk) Modified on 05/21/2001 (Entered: 05/21/2001)

05/18/2001 591 Declaration of Gregory L. Handevist in support of motion for order allowing withdrawl of counsel, Christopher J. O'Keefe [589-1] for multiple crsdfts in case (dkt clerk) Modified on 05/21/2001 (Entered: 05/21/2001)

05/21/2001 592 Second amended Notice of Motion Hearing by lead plaintiff's and the Class in 3:98-cv-02150 for summary adjudication (motion hrg date set for 07/23/01 at 10:30 before Judge Jones) (dkt clerk) (Entered: 05/21/2001)

05/22/2001 593 Notice of Motion and Motion by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 for summary adjudication of lead palintiffs control person, material assistance, and agency claims (fourth,

sixth, eighth and ninth claims for relief and agency claims in the third amended consolidated class action cmo) [ motion referred to Judge Napoleon A. Jones ] motion hrg set for 07/23/01 at 10:30 (dkt clerk) (Entered: 05/23/2001)

05/22/2001 594 Memorandum of points and authorities by defendant Royal Indemnity Co in 3:98-cv-02150 in support of motion for summary adjudication of lead palintiffs control person, material assistance, and agency claims (fourth, sixth, eighth and ninth claims for relief and agency claims in the third amended consolidated class action cmo) [593-1] (dkt clerk) (Entered: 05/23/2001)

05/22/2001 595 Notice of Motion and Motion by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 for summary adjudication of "seller" claims of lead plaintiffs asserted in the third claim for relief of the third amd class action cmp [motion referred to Judge Napoleon A. Jones] motion hrg set for 7/23/01 at 10:30 a.m. (dkt clerk) (Entered: 05/23/2001)

05/22/2001 596 Memorandum of points and authorities by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of motion for summary adjudication of "seller" claims of lead plaintiffs asserted in the third claim for relief of the third amd class action cmp [595-1] (dkt clerk) (Entered: 05/23/2001)

05/22/2001 597 Declaration of Yancey E. Lovelace by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of motion for summary adjudication of "seller" claims of lead plaintiffs asserted in the third claim for relief of the third amd class action cmp [595-1] (dkt clerk) (Entered: 05/23/2001)

05/22/2001 598 Declaration of Christopher A. Benson by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of motion for summary adjudication of "seller" claims of lead plaintiffs asserted in the third claim for relief of the third amd class action cmp [595-1] (dkt clerk) (Entered: 05/23/2001)

05/22/2001 599 Overview Of Motions For Summary Adjudication by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 05/23/2001)

05/22/2001 600 Appendix of Non-CA Authorities cited in support of Royal Defendants' motions for summary adjudication t/w exhs (Volume 1 of 2) (dkt clerk) (Entered: 05/23/2001)

05/22/2001 601 Appendix of non-California authorities cited in support of Royal defendants' motions for summary adjudication t/w exhs (Volume 2 of 2) (dkt clerk) (Entered: 05/23/2001)

05/22/2001 602 Evidentiary citations in support of Royal defendants' motions for summary adjudication t/w exhs (Volume 1 of 4) (dkt clerk) (Entered: 05/23/2001)

05/22/2001 604 Evidentiary citations in support of Roayl defendants' motions for summary adjudication t/w exhs (Volume 3 of 4) (dkt clerk) (Entered: 05/23/2001)

05/22/2001 605 Evidentiary citations in support of Royal defendants' motions for summary adjudication t/w exhs (Volume 4 of 4) (dkt clerk) (Entered: 05/23/2001)

05/22/2001 606 Separate statement of undisputed material facts by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of motion for summary adjudication of "seller" claims of lead plaintiffs asserted in the third claim for relief of the third amd class action cmp [595-1] (dkt clerk) (Entered: 05/23/2001)

06/11/2001 607 Minutes: Enter Order by Judge Napoleon A. Jones that the motion for order allowing withdrawl of counsel, Christopher J. O'Keefe [589-1] is submitted; court to prepare order w/i 10 court days; Court Reporter: J. King (jrl) (Entered: 06/12/2001)

06/11/2001 608 Memorandum of points and authorities by lead plaintiffs and the class in 3:98-cv-02150 in support of motion for final approval of the proposed settlement between dft Escambia Ins Agency and dft Yancey E. Lovelace [512-1] (dkt clerk) (Entered: 06/12/2001)

06/11/2001 609 Memorandum of points and authorities by lead plaintiffs and the plaintiff class in 3:98-cv-02150 in support of application for attys fees and reimbursement of expenses from the Escambia and Lovelace settlement and certain broker/seller dfts settlements (dkt clerk) (Entered: 06/12/2001)

06/11/2001 610 Declaration of Patrick N. Keegan by lead plaintiffs and the plaintiff class in 3:98-cv-02150 in support of motion for final approval of the Escambia and Lovelace settlement and application for attys fees and reimbursement of expenses t/w exhs [512-1] (dkt clerk) Modified on 02/06/2003 (Entered: 06/12/2001)

06/11/2001 611 Declaration of Cheryl Washington by lead plaintiffs and the plaintiff class re (A) mailing of ntc of class action certification and proposed settlement with certain dfts and (B) exclusion requests from class members in response to the ntc (dkt clerk) (Entered: 06/12/2001)

06/15/2001 612 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: letter renewing opposition from defendant Braccus Giavanno in 3:98-cv-02150, non-compliance with local rule Other, Letter to be accepted and filed as renewed notice of opposition (given that notice was provided to opposing counsel) document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 06/18/2001)

06/15/2001 613 Renewed Notice of opposition by defendant Braccus Giavanno in 3:98-cv-02150; previously filed opposition will stand as the opposition to motions to be re-filed. NUNC PRO TUNC to dated filed 05/25/01. (dkt clerk) (Entered: 06/18/2001)

06/15/2001 614 Stipulation and Order by Judge Napoleon A. Jones: to waive oral arguments scheduled by the Court for 07/23/01 (dkt clerk) (Entered: 06/18/2001)

06/15/2001 615 Plaintiffs' Ex Parte Motion for leave to file and Order by Judge Napoleon A. Jones granting motion to file opposition exceeding 25 pages in response to Royal's motion for summary judgment. (dkt clerk) (Entered: 06/18/2001)

06/18/2001 616 Royal's Response in 3:98-cv-02150 to lead plaintiffs' motion for final approval of the Escambia and Lovelace settlement and certain broker/seller def settlements [574-1] (dkt clerk) (Entered: 06/20/2001)

06/22/2001 617 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: Declaration , non-compliance with local rule 7.1.e, documents not timely, document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 06/22/2001)

06/22/2001 618 Declaration of Chrisopher J. O'Keefe in support of motion for order allowing withdrawal of counsel. NUNC PRO TUNC to 06/20/01 (dkt clerk) (Entered: 06/22/2001)

06/22/2001 619 Objections by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to Purported "exclusion req" of certain class members in declaration [611-1] (dkt clerk) (Entered: 06/25/2001)

06/25/2001 620 Attorney Substitution: signed by Judge Napoleon A. Jones terminating attorney Christopher J. O'Keefe for the following crsdfts: Irwin Alickman, Bill Annett, John Bennett, Floyd Bradberry, Donald H. Campbell, Robert Christian, Combs, George V. Cook, John Doughty, Willis Dunham, Sandra Eng, Joe Fazio, Lytle E. Fogleson, Mark. B "Breck" Greene, John A. Guntkowski, Alan Halka, James Hansen, Bruce A. Hawkes, Michael L. Heman, Russell Jones, Doug Jordan, Larry D. Jordan, Robert Kearns, Douglas H. Klick, David M. Knight, Lane Langley, Michael Leamnson, Craig S. Martin, Michael Mason, William McCutcheon, Stephen E. Nephew, George W. Oliver, Jim Ozmer, Matthew Painter,Leo Pinkett, Kay Polhill, Douglas L. Rajotte, Arthur H. Reese, Jr., Michael D. Reese, Jr., Thomas Roberson, Bonnie Rohr, David Rossi, Michael R. Seagraves, Anthony E. Searcy, Tony Sellers, Larry W. Sexton, Ivan Shepard, Larry Sherman, Robert L. Sherry, Ben Sides, Susan Miller Smith, Ronald E. SApeckman, Edward M. Stanko, Bruce Gordon Sweeney, Herb Sweeting, John E. Tencza, Thomas Till, Roger Underwood, Lester H. Veltman, Robert M. Wagner, Ken Williams and Michael L. Woods and substituting the parties in pro per status (also terminating atty John J. Rice, per court) (dkt clerk) Modified on 06/27/2001 (Entered: 06/26/2001)

06/25/2001 621 Declaration of Christopher O'Keefe in support of motion for order allowing withdrawl of counsel, Christopher J. O'Keefe [589-1] (dkt clerk) (Entered: 06/26/2001)

06/25/2001 622 Minutes: Enter Order by Judge Napoleon A. Jones: Settlement fairness hearing held 10:30 6/25/01 before Judge Napoleon A. Jones Court to prepare order within 10 court days. Court Reporter: E. Oemick (dkt clerk) (Entered: 06/26/2001)

06/26/2001 623 Objections to evidence submitted in support of designated lead plaintiffs' motion for summary adjucation [522-1], by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 06/27/2001)

06/26/2001 624 Response by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to lead plaintiffs' separate statement of

undisputed facts (dkt clerk) (Entered: 06/27/2001)

06/26/2001 625 Response by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to the Texas and Tennessee Plaintiffs' separate statement of undisputed facts ( this also relates to 99cv2625 & 00cv95) (dkt clerk) Modified on 06/28/2001 (Entered: 06/28/2001)

06/26/2001 626 Objections by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to evidence submitted in support of the Texax and Tennessee Plaintiffs' motion for partial summary judgment (this also related to 99cv2625 & 00cv95) (dkt clerk) (Entered: 06/28/2001)

06/26/2001 627 The Royal defendants' memorandum of p/a's in Opposition to lead plaintiffs' and Texas and Tennessee plaintiffs' motions for partial summary judgment/adjudication (this also relates to 99cv2625 & 00cv95) (dkt clerk) (Entered: 06/28/2001)

06/26/2001 628 Declaration of Gregory O. Eisenreich by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of memorandum of p/a's in opposition [627-1] ( this also relates to 99cv2625 & 00cv95) (dkt clerk) (Entered: 06/28/2001)

06/26/2001 629 Declaration of Cathie L. Sorensen by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of memorandum of p/a's in opposition [627-1] (this also relates to 99cv2625 & 00cv95) (dkt clerk) Modified on 06/28/2001 (Entered: 06/28/2001)

06/26/2001 630 Request for Judicial Notice by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of memorandum of p/a's in opposition [627-1] (this also relates to 99cv2625 & 00cv95) (dkt clerk) Modified on 06/28/2001 (Entered: 06/28/2001)

06/26/2001 631 Evidentiary Citations and Exhibits Filed by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of memorandum of p/a's in opposition [627-1] Vol 1 of 3 (this also relates to 99cv2625 & 00cv95) (dkt clerk) (Entered: 06/28/2001)

06/26/2001 632 Evidentiary citations and Exhibits Filed by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150i in support of memorandum of p/a's in opposition [627-1] Vol.2 of 3 (this also relates to 99cv2625 & 00cv95) (dkt clerk) (Entered: 06/28/2001)

06/26/2001 633 Evidentiary citations and Exhibits Filed by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of memorandum of p/a's in opposition [627-1] Vol. 3 of 3 (this also relates to 99cv2625 & 00cv95) (dkt clerk) (Entered: 06/28/2001)

06/26/2001 635 Lead plaintiffs' overview of the Royal defendants motion to summary judgment (brief no. 1) (this also relates to 99cv2625 & 00cv95) (dkt clerk) (Entered: 06/28/2001)

06/26/2001 636 Lead Plaintiffs' memorandum of p/a's in Opposition to Royal defendants'motion for summary adjudication of "seller" claims of lead plaintiffs asserted in the third claim for relief of the third amd class action cmp [595-1] (brief no. 2) (this also relates to 99cv2625 & 00cv95) (dkt clerk) (Entered: 06/28/2001)

06/26/2001 637 Lead Plaintiffs' memorandum of p/a's in Opposition to Royal defendants motion for summary adjudication of lead palintiffs control person, material assistance, and agency claims (fourth, sixth, eighth and ninth claims for relief and agency claims in the third amended consolidated class action cmo) [593-1] (brief no. 3) (this also relates to 99cv2625 & 00cv95) (dkt clerk) (Entered: 06/28/2001)

06/26/2001 638 Lead Plaintiffs' opposition to the Royal defendants statement of undisputed material facts [606-1] (this also relates to 99cv2625 & 00cv95) (dkt clerk) Modified on 06/28/2001 (Entered: 06/28/2001)

06/26/2001 639 Lead Plaintiffs' Notice of lodgment in support of lead plaintiffs' opposition to Royal defendants motion for summary judgment (vol.1 of 4)( this also relates to 99cv2625 & 00cv95) (dkt clerk) (Entered: 06/28/2001)

06/26/2001 640 Lead Plaintiffs' Notice of lodgment in support of lead plaintiffs opposition to Royal defendants motion for summary judgment (vol.2 of 4) (this also relates to 99cv2625 & 00cv95) (dkt clerk) (Entered: 06/28/2001)

06/26/2001 641 Lead plaintiffs Notice of lodgment in support of lead plaintiffs' opposition to Royal defendants' motion to summary judgment (vol. 3 of 4)(this also relates to 99cv2625 & 00cv95) (dkt clerk) (Entered: 06/28/2001)

06/26/2001 642 Lead plaintiffs' Notice of lodgment in support of lead plaintiffs' opposition to Royal defendants' motion for summary judgment (vol.4 of 4)(this also relates to 99cv2625 & 00cv95) (dkt clerk) (Entered: 06/28/2001)

06/27/2001 634 MAIL RETURNED UNDELIVERABLE as to Larry D Neel in 3:98-cv-02150 re: order [615-1] (joeh) (Entered: 06/28/2001)

06/28/2001 644 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: Certain dfts' P/A's in opposition to lead pla's motion , non-compliance with local rule 7.1.e not timely, document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 07/02/2001)

06/28/2001 645 Certain defendants' points and authorities in opposition to designated lead plaintiffs motion for summary adjudication; filed NUNC PRO TUNC to 06/26/01 (dkt clerk) (Entered: 07/02/2001)

06/29/2001 643 Certain defendants' Response to designated lead plaintiffs separate statement of undisputed facts, supporting evidence, and conclusions of law for summary adjudication [5231-] (filed NUNC PRO TUNC to 06/26/01 per Court) (dkt clerk) Modified on 07/02/2001 (Entered: 07/02/2001)

07/03/2001 646 Order by Judge Napoleon A. Jones: granting final approval of the Escambia, Lovelace and certain Broker/Seller dfts' settlements, application [574-1]; also,

Order granding lead plaintiffs' appl for atty fees and reimbursement of expenses, lead plaintiffs' counsel is hereby awarded 33-1/3% of their clients 1.4 million dollar portion of the settlement, which amounts to approximately $466,620.00 in fees and $91,532.33 in reimbursed expenses. (dkt clerk) (Entered: 07/03/2001)

07/05/2001 647 Stipulation and Order by Judge Napoleon A. Jones :Royal's crsclm against Escambia and Lovelace is hereby dismissed with prejudice as to Escambia and Lovelace ony. Escambia's cntclm against Royal is hereby dismissed with prejudice. terminating party Yancey E Lovelace in 3:98-cv-02150, party Escambia Insurance in 3:98-cv-02150, party J Scott Rigall in 3:98-cv-02150, party Royal Specialty in 3:98-cv-02150, party Royal Indemnity Co in 3:98-cv-02150 (mam) (Entered: 07/05/2001)

07/06/2001 648 Notice of Motion and Motion by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to strike declaration and testimony of Raymond Moody , and for sanctions [ motion(s) referred to Judge Napoleon A. Jones ], motion hrg set for 08/06/01 at 10:30 am (ksr) (Entered: 07/09/2001)

07/06/2001 649 Memorandum of points and authorities by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of motion to strike declaration and testimony of Raymond Moody [648-1], in support of motion for sanctions [648-2] (ksr) (Entered: 07/09/2001)

07/06/2001 650 Declaration of Steven J. Weinstein by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 re motion to strike declaration and testimony of Raymond Moody [648-1], re motion for sanctions [648-2] (ksr) (Entered: 07/09/2001)

07/10/2001 651 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: post-hrg reply from dfts Royal Indemnity Co, Royal Group Inc in Royal Sunalliance, Royal Specialty, non-compliance with local rule 7.1.e or 47.1.b.1, document is to be filed nunc pro tunc to the date received (cag) (Entered: 07/10/2001)

07/10/2001 652 Post-hrg Reply to state action plas' response to opt-out procedure by dfts Royal Indemnity Co, Royal Group Inc, Royal Sunalliance, Royal Specialty; NUNC PRO TUNC to 7/3/01 (cag) (Entered: 07/10/2001)

07/13/2001 653 Lead plaintiffs Objections to the Royal defendants' request for judicial notice [630-1] and other facts re: absent class member of the pla class in support of the Royal dfts' opposition to lead plas' motion for summary adjudication that investments in the Alliance Equipment lease program are "securities" under the Federal Securities Laws (dkt clerk) (Entered: 07/16/2001)

07/13/2001 654 Reply Memorandum of points and authorities in further support of lead pla's motion for summary adjudication [546-1] that investments in the Alliance Equipment lease program are "securities" under the Federal Securities Laws (dkt clerk) (Entered: 07/16/2001)

07/13/2001 655 Notice of Motion and Motion by defendant Royal Indemnity Co in 3:98-cv-02150,

defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to exclude as untimely, unfair and prejudicial the "second" report of lead pla's expert Peter Salomon and testimony concerning that report: req for fees and costs [ motion referred to Judge Napoleon A. Jones ] motion hrg set for 08/13/01 at 10:30 (dkt clerk) (Entered: 07/16/2001)

07/13/2001 656 Memorandum of law by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of motion to exclude as untimely, unfair and prejudicial the "second" report of lead pla's expert Peter Salomon and testimony concerning that report: req for fees and costs [655-1] (dkt clerk) (Entered: 07/16/2001)

07/13/2001 657 Appendix of non-published authorities in support of motion to exclude [655-1] by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 07/16/2001)

07/13/2001 658 Declaration of Marina Maniatis by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of motion to exclude as untimely, unfair and prejudicial the "second" report of pla's expert Peter Salomon and testimony concerning that report: req for fees and costs [655-1] (dkt clerk) (Entered: 07/16/2001)

07/13/2001 659 Evidentiary Objections by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to declaration to H. Naill Falls Jr. in opposition to Royals' motions for Summary Judgment (dkt clerk) (Entered: 07/16/2001)

07/13/2001 660 Objections and response to Tennessee and Texas pla's response to Royal dfts' statment of undisputed material facts by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 07/16/2001)

07/13/2001 661 Appendix "A" in response to lead pla's unsupported, immaterial and/or objectable factual assertions by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty 3:98-cv-02150 of filing (dkt clerk) (Entered: 07/16/2001)

07/13/2001 662 Appendix "B" in response to lead plas' unsupported, immaterial and/or objectionable factual assertions by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 07/16/2001)

07/13/2001 663 Appendix "C" in response to Tennessee pla's unsupported, immaterial and/or objectionable factual assertions by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered:

07/16/2001)

07/13/2001 664 Appendix "D" in response to Texas pla's unsupported, immaterial and/or objectionable factual assertions by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 07/16/2001)

07/13/2001 665 Appendix of Out-of-State and non-published authorities in support of Royal dfts' reply to oppositions to motions for summary adjudication by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 07/16/2001)

07/13/2001 666 Supplemental Declaration of Marina Maniatis in support of Royals dfts' reply briefs no.s 2-7 and evidentiary objections to declaration of H. Naill Falls, Jr. in opposition to Royals' motions for summary judgment by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 07/16/2001)

07/13/2001 667 Overview of Royal dfts' reply briefs in support of motions for summary adjudciation by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 07/16/2001)

07/13/2001 668 Royal's Reply by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to opposition to motion for summary adjudication of "seller" claims of lead plaintiffs asserted in the third claim for relief of the third amd class action cmp [595-1] (dkt clerk) (Entered: 07/16/2001)

07/13/2001 669 Royal's Reply by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to opposition to motion for summary adjudication of lead palintiffs control person, material assistance, and agency claims (fourth, sixth, eighth and ninth claims for relief and agency claims in the third amended consolidated class action cmo) [593-1] (dkt clerk) (Entered: 07/16/2001)

07/13/2001 670 Reply in support of Royal dfts' motion for summary adjudication of Tennessee and Texas plas' common lawa fraud claims (aiding & abetting theory, actual knowledge element) by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 07/16/2001)

07/13/2001 671 Reply in support of Royal dfts' motion for summary adjudication of Tennessee and Texas pla's common law fraud claims, (aiding & abetting theory, Substantial assistance element) by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 07/16/2001)

07/13/2001 672 Reply in support of Royal dfts' motion for summary adjudication of Tennessee and Texas plas' common law fraud claims (non-disclosure and agency theories) by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in

3:98-cv-02150 (dkt clerk) (Entered: 07/16/2001)

07/13/2001 673 Reply to the Texas and Tennessee pla's consolidated opposition addressing the seller claims and the Texas pla's claim under Article 581-33(f)(2) of the Texas Securities Act by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 07/16/2001)

07/13/2001 674 Royal dfts' Objections and response to lead pla's opposition to Royals dft's statement of undisputed material facts by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 07/16/2001)

07/13/2001 675 Objection to evidence: second Salomon report, by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 07/16/2001)

07/13/2001 676 Evidentiary Citations in support of Royal dfts' reply to oppositions to motions for summary adjudication, by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 07/16/2001)


07/17/2001 678 MAIL RETURNED UNDELIVERABLE as to Ronald E Speckman in 3:98-cv-02150 re: order [644-1] (joeh) (Entered: 07/18/2001)

07/20/2001 679 MAIL RETURNED UNDELIVERABLE as to Thomas A Till in 3:98-cv-02150 re: order [646-1] (joeh) (Entered: 07/20/2001)

07/20/2001 680 MAIL RETURNED UNDELIVERABLE as to Michael R Seagraves in 3:98-cv-02150 re: order [644-1] (joeh) (Entered: 07/20/2001)

07/20/2001 681 MAIL RETURNED UNDELIVERABLE as to Michael R Seagraves in 3:98-cv-02150 re: order [646-1] (joeh) (Entered: 07/20/2001)


07/20/2001 683 MAIL RETURNED UNDELIVERABLE as to Thomas A Till in 3:98-cv-02150 re: order [644-1] (joeh) (Entered: 07/20/2001)

07/20/2001 684 Reply by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150; reply to lead pla's objections [653-1] to Royal dft request for judicial notice (dkt clerk) (Entered: 07/23/2001)

07/20/2001 685 Declaration of Gregory O. Eisenreich by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of Royal dft's reply [684-1] (dkt clerk) (Entered: 07/23/2001)

07/20/2001 686 Opposition of pla's to Royal's motion to strike declaration and testimony of Raymond Moody [648-1] (dkt clerk) (Entered: 07/23/2001)

07/20/2001 687 Declaration of H. Naill Falls Jr. in support of opposition to Royal's motion to stike Moody delcaration [686-1] (dkt clerk) Modified on 07/26/2001 (Entered: 07/23/2001)

07/26/2001 688 MAIL RETURNED UNDELIVERABLE as to Doug Jordan in 3:98-cv-02150 re: order [651-1] (joeh) (Entered: 07/27/2001)

07/26/2001 689 MAIL RETURNED UNDELIVERABLE as to Michael Leamnson in 3:98-cv-02150 re: order [646-1] (joeh) (Entered: 07/27/2001)

07/26/2001 Remark due to volume of parties, as returned mail is sent to this office the party will be removed from pro se status (jrl) Modified on 07/27/2001 (Entered: 07/27/2001)

07/30/2001 690 Reply brief by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of motion to strike declaration and testimony of Raymond Moody [648-1] (this doc does not apply to cases 99cv2625 and 00cv0095) (dkt clerk) (Entered: 07/31/2001)

07/30/2001 691 Supplemental declaration by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of motion to strike declaration and testimony of Raymond Moody [648-1] (this document does not pertain to cases 99cv2525 and 00cv0095) (dkt clerk) (Entered: 07/31/2001)

08/03/2001 692 Reply memorandum by lead plaintiffs Willis F Carlson, Maxine Marshall, Robert Bell and Virginia Bell in further support of ex parte motion to strike Royal's Ad Hominem attack on lead plaintiffs' character contained in Royal's reply to lead plaintiffs' memo of p/a's in opposition to Royal dfts motion for summary adjudication of lead plaintiffs' "seller claims" (dkt clerk) (Entered: 08/06/2001)

08/09/2001 694 Opposition by Lead plaintiffs' Willis F Carlson in 3:98-cv-02150, plaintiff Maxine Marshall in 3:98-cv-02150, plaintiff - Bell in 3:98-cv-02150, plaintiff Virginia Bell in 3:98-cv-02150 to motion to exclude as untimely, unfair and prejudicial the "second" report of lead pla's expert Peter Salomon and testimony concerning that report: req for fees and costs [655-1] (dkt clerk) (Entered: 08/10/2001)

08/09/2001 695 Declaration of James C. Krause by Lead Plaintiffs, in support of memorandum of p/a's in opposition to the motion exclude [694-1] (dkt clerk) (Entered: 08/10/2001)

08/10/2001 693 Lead plaintiffs' request for dismissal of fictitious business names of settling seller/broker dft Leonard Slates and Order by Judge Napoleon A. Jones terminating party Leonard Slates in 3:98-cv-02150 (Original request not on file, courts copy signed into order by Judge Jones, received in docketing on 08/10/01) (dkt clerk) (Entered: 08/10/2001)

08/20/2001 696 MAIL RETURNED UNDELIVERABLE as to Jim Ozmer in 3:98-cv-02150 re: declaration [695-1] (joeh) (Entered: 08/21/2001)

08/20/2001 697 Reply by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant

Royal Specialty in 3:98-cv-02150 to pla's opposition to dft's motion to exclude as untimely, unfair and prejudicial the "second" report of pla's expert Peter Salomon and testimony concerning that report: req for fees and costs [655-1] (dkt clerk) (Entered: 08/21/2001)

08/27/2001 698 Notice of transfer of actions by Judicial Panel on multidistrict litigation and transfer order, by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (dkt clerk) (Entered: 08/28/2001)

08/29/2001 699 Request and Order signed by Judge Lorenz for Judge Napoleon A. Jones; Plaintiffs' request for dismissal against defendant broker/seller Robert L. Kearns terminating party Robert Kearns in 3:98-cv-02150 (dkt clerk) (Entered: 08/29/2001)

10/22/2001 700 MAIL RETURNED UNDELIVERABLE as to Ronald E Speckman in 3:98-cv-02150 re: order [699-2] (joeh) (Entered: 10/22/2001)

10/30/2001 701 Stipulation Regarding Additional New Plaintiffs and Order by Judge Napoleon A. Jones (stipulation also docketed in 00cv95-J(NLS) ans 99cv2625-J(NLS)) (dkt clerk) Modified on 11/13/2001 (Entered: 11/09/2001)

11/29/2001 702 DISCREPANCY ORDER by Judge Napoleon A. Jones rejecting document: letter from non party Steven R. Pope on behalf of parties Willis and Pauline Pope, non-compliance with local rule 83.9 (dkt clerk) (Entered: 11/30/2001)

01/04/2002 703 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: memorandum of law in opposition to plaintiffs' motion to remand from defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150, non-compliance with local rule 5.1.j.4, the document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 01/04/2002)

01/04/2002 704 Memorandum of law in opposition to plaintiffs' motion to remand by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (nunc pro tunc to 1/2/02) (motion to remand filed in Northern Dist of Alabama)(dkt clerk) Modified on 01/04/2002 (Entered: 01/04/2002)

01/28/2002 705 MAIL RETURNED UNDELIVERABLE as to Robert Christian in 3:98-cv-02150 re: order [703-1] (mnb) (Entered: 01/28/2002)

01/28/2002 706 MAIL RETURNED UNDELIVERABLE as to Charles E Browne in 3:98-cv-02150 re: order [703-1] (mnb) (Entered: 01/28/2002)

01/28/2002 707 MAIL RETURNED UNDELIVERABLE as to Susan Randolph Browne in 3:98-cv-02150 re: order [703-1] (mnb) (Entered: 01/28/2002)

01/29/2002 708 Notice of filing bankruptcy and suggestion of stay by dft Matthew Lane Painter (dkt clerk) (Entered: 01/30/2002)



01/30/2002 711 Notice of Motion and Motion by plaintiffs Ruth R Floyd, Pauline C. Kimbrough

and Alma B. Owen in 3:98-cv-02150 to certify the B&H class [motion referred to Judge Napoleon A. Jones] motion hrg set for 3/11/02 at 10:30 a.m. (copy filed in related case 01cv1584-J(NLS) (dkt clerk) Modified on 02/04/2002 (Entered: 02/04/2002)

01/30/2002 712 Memorandum of points and authorities by plaintiffs Ruth R Floyd, Pauline C. Kimbrough and Alma B. Owen in 3:98-cv-02150 in support of motion to certify the B&H class [711-1] (copy filed in related case 01cv1584-J(NLS) (exh A is 1st amd class action cmp) (dkt clerk) Modified on 02/04/2002 (Entered: 02/04/2002)

01/30/2002 713 Declaration of John B. Veach by plaintiff Ruth R Floyd, Pauline C. Kimbrough and Alma B. Owen in 3:98-cv-02150 in support of motion to certify the B&H class [711-1] (copy file in case no. 01cv1584-J(NLS) (dkt clerk) (Entered: 02/04/2002)

02/11/2002 714 Order by Judge Napoleon A. Jones: Plaintiffs' request for dismissal of the following dfts from this action w/out prej is granted. terminating party Dale O Willner in 3:98-cv-02150, party Frank D Brown in 3:98-cv-02150, party Mike Evans in 3:98-cv-02150, party Matthew Rettick in 3:98-cv-02150, party John L McSwain in 3:98-cv-02150 (dkt clerk) (Entered: 02/11/2002)

02/11/2002 715 Notice and Order by Magistrate Judge Nita L. Stormes: Mand Settlement Conf set for 9:00 4/23/02 before Mag Judge Louisa Porter; Mand Settlement Conf set for 9:00 4/24/02 before Mag Judge Porter (dkt clerk) (Entered: 02/12/2002)

02/12/2002 716 DISCREPANCY ORDER by Judge Napoleon A. Jones rejecting document: letter from plaintiffs Willis Pope and Pauline Pope, non-compliance with local rule 83.9 (no ex parte communications) (dkt clerk) (Entered: 02/12/2002)

02/15/2002 717 Notice and Order by Magistrate Judge Nita L. Stormes Mandatory Settlement Conf cancelled 9:00 4/23/02 in case 98cv2150 (bar) (Entered: 02/15/2002)

02/27/2002 718 Stipulation and Order by Judge Napoleon A. Jones: Plaintiffs' motion to certify the B&H class [711-1] is rescheduled to 10:30 4/2/02 before Judge Napoleon A. Jones Jr. (dkt clerk) (Entered: 02/28/2002)

03/01/2002 719 MAIL RETURNED UNDELIVERABLE as to Charles E Browne in 3:98-cv-02150 re: Scheduling order Mandatory Settlement Conf cancelled 9:00 4/23/02 [717-1] (mnb) (Entered: 03/01/2002)

03/01/2002 720 MAIL RETURNED UNDELIVERABLE as to Susan Randolph Browne in 3:98-cv-02150 re: Scheduling order Mandatory Settlement Conf cancelled 9:00 4/23/02 [717-1] (mnb) (Entered: 03/01/2002)

03/06/2002 721 MAIL RETURNED UNDELIVERABLE as to Robert Christian in 3:98-cv-02150 re: Scheduling order terminating party Dale O Willner in 3:98-cv-02150, party Frank D Brown in 3:98-cv-02150, party Mike Evans in 3:98-cv-02150, party Matthew Rettick in 3:98-cv-02150, party John L McSwain in 3:98-cv-02150 [714-1] (mnb) (Entered: 03/06/2002)

03/06/2002 722 MAIL RETURNED UNDELIVERABLE as to Russell Jones in 3:98-cv-02150 re: Scheduling order terminating party Dale O Willner in 3:98-cv-02150, party Frank D Brown in 3:98-cv-02150, party Mike Evans in 3:98-cv-02150, party Matthew Rettick in 3:98-cv-02150, party John L McSwain in 3:98-cv-02150 [714-1] (mnb) (Entered: 03/06/2002)

03/06/2002 723 MAIL RETURNED UNDELIVERABLE as to Russell Jones in 3:98-cv-02150 re: order [716-1] (mnb) (Entered: 03/06/2002)

03/06/2002 724 MAIL RETURNED UNDELIVERABLE as to Russell Jones in 3:98-cv-02150 re: Scheduling order Mand Settlement Conf set for 9:00 4/23/02 before Mag Judge Louisa Porter; [715-1] (mnb) (Entered: 03/06/2002)

03/06/2002 725 MAIL RETURNED UNDELIVERABLE as to Russell Jones in 3:98-cv-02150 re: Scheduling order Mandatory Settlement Conf cancelled 9:00 4/23/02 [717-1] (mnb) (Entered: 03/06/2002)

03/14/2002 727 Opposition by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150 to motion to strike Royal's Ad Hominem attach on lead plaintiffs' character contained in Royal's reply to lead plaintiffs' memo of p/a's in opposition to Royal dfts' motion for summary adjudication of lead plaintiffs' seller claims (nunc pro tunc to 7/25/01) (dkt clerk) (Entered: 03/15/2002)

03/15/2002 726 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: opposition to lead plaintiffs from defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, non-compliance with local rule 5.1.j.4, the document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 03/15/2002)

03/15/2002 728 DISCREPANCY ORDER by Judge Napoleon A. Jones rejecting document: surreply from defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, discrepancy: surreplies are not filed in federal ct (dkt clerk) (Entered: 03/15/2002)

03/21/2002 729 DISCREPANCY ORDER by Judge Napoleon A. Jones accepting document: memo of p/a's in opposition to motion to certify B&H class by dfts Jeffrey Decker, Frank Mock and Baker & Hostetler, non-compliance with local rule 5.1.j.4, the document is to be filed nunc pro tunc to the date received (dfts are in case 01cv1584-J(NLS) (copy filed in case 01cv1584-J(NLS) (dkt clerk) Modified on 03/25/2002 (Entered: 03/25/2002)

03/21/2002 730 Memo of p/a's by dfts Jeffrey Decker, Frank Mock and Baker & Hostetler to motion to certify the B&H class [711-1] (these dfts are in case 01cv1584-J(NLS) (nunc pro tunc to 3/19/02) (copy filed in 01cv1584-J(NLS) (dkt clerk) (Entered: 03/25/2002)





03/26/2002 735 MAIL RETURNED UNDELIVERABLE as to Robert Christian in 3:98-cv-02150

re: Scheduling order Mand Settlement Conf set for 9:00 4/23/02 before Mag Judge Louisa Porter; [715-1] (mnb) (Entered: 03/26/2002)

03/26/2002 736 MAIL RETURNED UNDELIVERABLE as to Robert Christian in 3:98-cv-02150 re: order [716-1] (mnb) (Entered: 03/26/2002)

03/26/2002 737 MAIL RETURNED UNDELIVERABLE as to Robert Christian in 3:98-cv-02150 re: stipulation [718-1] (mnb) (Entered: 03/26/2002)

03/26/2002 738 MAIL RETURNED UNDELIVERABLE as to Russell Jones in 3:98-cv-02150 re: stipulation [718-1] (mnb) (Entered: 03/26/2002)

03/26/2002 739 Reply by B&H plaintiffs in support of motion to certify the B&H class [711-1] (ok per ct) (dkt clerk) (Entered: 03/27/2002)

03/26/2002 740 Supplemental declaration of John B. Veach III in support of the Tennessee plaintiffs' motion to certify the B&H class [711-1] (ok per ct) (dkt clerk) (Entered: 03/27/2002)

03/26/2002 741 Minutes: Enter Order by Judge Napoleon A. Jones: The hrg on Tennessee B&H plaintiffs' motion to to certify the B&H class set for 4/2/02 is vacated; the court will take the matter under submission; Court Reporter: n/a (dkt clerk) (Entered: 03/27/2002)

03/27/2002 742 MAIL RETURNED UNDELIVERABLE re: Order cancelling MSC 717 as to Robert Christian (dkt clerk) (Entered: 03/28/2002)

04/05/2002 743 MAIL RETURNED UNDELIVERABLE as to Joe Fazio in 3:98-cv-02150 re: order [728-1] (mnb) (Entered: 04/05/2002)

04/05/2002 744 MAIL RETURNED UNDELIVERABLE as to Joe Fazio in 3:98-cv-02150 re: order [729-1] (mnb) (Entered: 04/05/2002)




04/26/2002 748 Ex parte application for an order allowing a partial distribution of Escambia Settlement Fund by lead plaintiffs and the plaintiff class Mary Ellen Withrow in 3:98-cv-02150, Maxine Marshall in 3:98-cv-02150, Robert Bell in 3:98-cv-02150, and Virginia Bell in 3:98-cv-02150 (dkt clerk) (Entered: 04/29/2002)

04/26/2002 749 Declaration of Patrick N. Keegan by lead plaintiffs and the plaintiff class Willis F Carlson in 3:98-cv-02150, Maxine Marshall in 3:98-cv-02150, plaintiff Robert Bell in 3:98-cv-02150, Virginia Bell in 3:98-cv-2150 in support of ex parte application [748-1] (dkt clerk) (Entered: 04/29/2002)

04/30/2002 750 Order Setting Briefing Schedule Re Lead Plaintiffs' Ex Parte Application For An Order Allowing Partial Distribution of Escambia Settlement Funds by Judge Napoleon A. Jones Jr.: Any objection to plaintiffs' request must be filed and served

by 5/10/02; any reply to that objection must be filed and served by 5/15/02 (dkt clerk) (Entered: 05/01/2002)

05/14/2002 751 Request For Dismissal And Order by Judge Napoleon A. Jones Jr.: It is ordered that the following parties be dismissed from the action w/out prej. terminating , terminating party Lester H Veltman in 3:98-cv-02150, party Bruce Yates in 3:98-cv-02150, party Calvin Gray in 3:98-cv-02150, party Bertel H Bosshart in 3:98-cv-02150 (dkt clerk) (Entered: 05/14/2002)

05/17/2002 752 MAIL RETURNED UNDELIVERABLE as to Charles E Browne in 3:98-cv-02150 re: order [750-1] (dkt clerk) (Entered: 05/17/2002)

05/17/2002 753 MAIL RETURNED UNDELIVERABLE as to Susan Randolph Browne in 3:98-cv-02150 re: order [750-1] (dkt clerk) (Entered: 05/17/2002)

05/17/2002 754 MAIL RETURNED UNDELIVERABLE as to Russell Jones in 3:98-cv-02150 re: order [729-1] (dkt clerk) (Entered: 05/17/2002)

05/17/2002 755 MAIL RETURNED UNDELIVERABLE as to Robert Christian in 3:98-cv-02150 re: order [729-1] (dkt clerk) (Entered: 05/17/2002)

05/30/2002 756 MAIL RETURNED UNDELIVERABLE as to Russell Jones in 3:98-cv-02150 re: order [750-1] (dkt clerk) (Entered: 05/31/2002)

06/24/2002 757 MAIL RETURNED UNDELIVERABLE as to Russell Jones 3:98-cv-02150 re: Scheduling order terminating [751-1], Scheduling order terminating party Lester H Veltman in 3:98-cv-02150, party Bruce Yates in 3:98-cv-02150, party Calvin Gray in 3:98-cv-02150, party Bertel H Bosshart in 3:98-cv-02150 [751-2], order [751-3] (dkt clerk) (Entered: 06/25/2002)

07/11/2002 758 Order allowing a partial distribution of Escambia settlement fund by Judge Napoleon A. Jones Jr. The court hearby finds and concludes that the proceeds of the settlement funds from dft's Escambia Insurance Agency, Inc. and Yancey E. Lovelace, except for the amount of $100,000.00 shall be distributed pursuant to the Plan of allocation, as set forth in the Notice. (joeh) (Entered: 07/11/2002)

07/12/2002 759 Minutes: Enter Order by Judge Napoleon A. Jones Jr.; Parties are advised that these matters have been transfered from Magistrate Judge Nital L Stormes to Magistrate Louisa L Porter (cases #01cv1584-01cv1598) (dkt clerk) Modified on 07/22/2002 (Entered: 07/22/2002)

08/12/2002 760 MAIL RETURNED UNDELIVERABLE as to Susan Randolph Browne in 3:98-cv-02150 re: minute order [759-1] (dkt clerk) Modified on 08/14/2002 (Entered: 08/12/2002)

08/12/2002 761 MAIL RETURNED UNDELIVERABLE re: minute order [759-1] as to dft Russell Jones (dkt clerk) Modified on 08/14/2002 (Entered: 08/12/2002)

08/12/2002 762 MAIL RETURNED UNDELIVERABLE re: order [758-1] as to dft Russell Jones (dkt clerk) Modified on 08/14/2002 (Entered: 08/12/2002)

08/12/2002 763 MAIL RETURNED UNDELIVERABLE as to Charles E Browne in 3:98-cv-02150 re: minute order [759-1] (dkt clerk) Modified on 08/14/2002 (Entered: 08/12/2002)

08/12/2002 764 MAIL RETURNED UNDELIVERABLE as to Charles E Browne in 3:98-cv-02150

re: order [758-1] (dkt clerk) Modified on 08/14/2002 (Entered: 08/12/2002)

08/12/2002 765 MAIL RETURNED UNDELIVERABLE as to Behrooz Sabeti in 3:98-cv-02150 re: Scheduling order terminating [751-1], Scheduling order terminating party Lester H Veltman in 3:98-cv-02150, party Bruce Yates in 3:98-cv-02150, party Calvin Gray in 3:98-cv-02150, party Bertel H Bosshart in 3:98-cv-02150 [751-2], order [751-3] (dkt clerk) Modified on 08/14/2002 (Entered: 08/12/2002)

08/12/2002 766 MAIL RETURNED UNDELIVERABLE as to Susan Randolph Browne in 3:98-cv-02150 re: order [758-1] (dkt clerk) Modified on 08/14/2002 (Entered: 08/12/2002)

08/12/2002 767 MAIL RETURNED UNDELIVERABLE as to Susan Randolph Browne in 3:98-cv-02150 re: Scheduling order terminating [751-1] (dkt clerk) Modified on 08/14/2002 (Entered: 08/12/2002)

08/16/2002 769 Order by Magistrate Judge Louisa S. Porter; Approving proposed; Settlement Class, Settlement Procedure, Notice , Claims Administrator and Preliminary Approving Proposed Settlement. The Caption of the Notice shall include the following as the case name, "In re Alliance Equipment Lease Program Securities Litigation", and as the case numbers, 01cv1584-J(POR) through 01cr1598-J(POR), so as to facilitate proper filing of all documents. The master case number, 98cv2150-J(NLS) shall be placed at the bottom of the caption to be used solely for reference purposes. (Original in 01cv1584) (dkt clerk) (Entered: 08/16/2002)

08/16/2002 768 Stipulation of settlement and consent to certification of settlement class: Dfts agree to pay to the Settlement Class the sum of $2,525,000. This amt is less any attys fees, litigation expenses and settlement expenses approved by the ct. (Original in #01cv1584) (dkt clerk) Modified on 08/16/2002 (Entered: 08/16/2002)

09/30/2002 770 Pla's req for dismissal w/o prejudice of dft Broker/Seller Michael Morrow and Order by Judge Napoleon A. Jones Jr. terminating party Michael Morrow (dkt clerk) (Entered: 10/01/2002)

10/15/2002 773 Order by Judge Napoleon A. Jones Jr.: The court grants in part and denies in part Royal's motions for summary adjudication [593-1] [595-1]. Lead plaintiffs' ex parte motion to strike Royal's Ad Hominem Attack on lead plaintiffs' character is denied. Royal's motion to exclude the "second" report of lead plaintiffs' expert Peter Salomon is granted [655-1]. Royal's motion for summary adjudication of the "Seller" claims (Third Claim) is granted. Royal's motion for summary adjudication of the Fourth Claim is granted. Royal's motion for summary adjudication of the Ninth Claim is granted. Royal's motion for summary adjudication of agency claims is granted. Royal's motion for summary adjudication of lead plaintiffs' Sixth and Eighth claims for material assistance is denied. (dkt clerk) Modified on 10/18/2002 (Entered: 10/17/2002)

10/15/2002 774 Order by Judge Napoleon A. Jones Jr.: The court grants Royal's motion for summary adjudication of State Plaintiffs' causes of action under section 12 and section 15 of the Securities Act of 1933 is granted. With regard to the Texas Action, Royal's motions for summary adjudication is denied with respect to common law fraud under theories of aiding and abetting and failure to disclose. Summary adjudication is denied on the issue of liability under Article 581-33F(2) of the Texas Securities Act. Summary adjudication is granted on the state Control

Person claim and all agency theories. It is further ordered, with regard to the Tennessee Action, Royal's motions are denied on the claim of aiding and abetting common law fraud and granted on the failure to disclose theory. The motions are similarly granted regarding state Control Person liability and all agency claims. Royal's motion to exclude the declaration of Raymond Moody is granted in part and denied in part. State plaintiffs' request to file a surreply is denied. (copy of order filed in 99cv2625-J(NLS) and 00cv0095-J(NLS) (dkt clerk) Modified on 10/18/2002 (Entered: 10/17/2002)

10/16/2002 771 MAIL RETURNED UNDELIVERABLE as to Susan Randolph Browne in 3:98-cv-02150 re: Scheduling order terminating party Michael Morrow [770-1] (kaj) (Entered: 10/17/2002)

10/16/2002 772 MAIL RETURNED UNDELIVERABLE as to Charles E Browne in 3:98-cv-02150 re: Scheduling order terminating party Michael Morrow [770-1] (kaj) (Entered: 10/17/2002)

10/24/2002 775 Ex parte application by Tennessee and Texas plaintiffs for notice of suggestion of remand (dkt clerk) (Entered: 10/25/2002)

10/24/2002 776 Memorandum of points and authorities in support of ex parte application [775-1] (dkt clerk) (Entered: 10/25/2002)

10/24/2002 777 Declaration of John B. Veach III in support of application [775-1] (dkt clerk) (Entered: 10/25/2002)



10/29/2002 780 MAIL RETURNED UNDELIVERABLE as to David Rossi in 3:98-cv-02150 re: order [774-1] (dkt clerk) (Entered: 10/29/2002)

10/29/2002 781 MAIL RETURNED UNDELIVERABLE as to David Rossi in 3:98-cv-02150 re: order [773-1] (dkt clerk) (Entered: 10/29/2002)

10/30/2002 782 Order Setting Briefing Schedule by Judge Napoleon A. Jones Jr.: This matter comes before the court on the Tennessee and Texas Plaintiffs' ex parte application for Suggestion of Remand. Any objection to plaintiffs' request must be filed and served by 11/18/02. Any reply to that objection must be filed and served by 11/25/02. (copy filed in 99cv2625-J(NLS) and 00cv95-J(NLS) (dkt clerk) (Entered: 10/30/2002)

10/30/2002 783 DISCREPANCY ORDER by Judge Napoleon A. Jones Jr. accepting document: supplement to Tenessee and Texas pla's ex parte application for ntc of suggestion of remand , non-compliance with local rule 15.1, document is to be filed nunc pro tunc to the date received (jrl) (Entered: 10/31/2002)

10/30/2002 784 Supplement by movant H Naill Falls Jr in 3:98-cv-02150 to the Tenessee and Texas pla's ex parte appl for ntc of suggestion of remand; nunc pro tunc to 10/29/02 (jrl) (Entered: 10/31/2002)

10/30/2002 785 Report and Recommendation Approving Class Action Settlement by Magistrate Judge Louisa S. Porter recommending that the district court grant plaintiffs' and class representatives' motion for final approval of the class settlement, grant final approval of the class settlement and pending notice of full disbursement of the settlement fund, order entry of final jgm. Objections to be filed 11/15/02 and reply to objections to be filed 11/25/02. (copy filed in 01cv1584-J(POR) (dkt clerk) Modified on 11/01/2002 (Entered: 11/01/2002)

10/30/2002 786 Report and Recommendation by Magistrate Judge Louisa S. Porter recommending that class counsels' motion for allowance of attorneys' fees and expenses from settlement fund in the amt of $614,451, and up to $5,850 in future expenses, be granted. Objections to be filed 11/15/02 and reply to objections to be filed 11/25/02. (copy filed in 01cv1584-J(POR) (dkt clerk) Modified on 11/01/2002 (Entered: 11/01/2002)

11/01/2002 787 Ntc and Order by Magistrate Judge Nita L. Stormes Case Management conf set for 2:00 11/26/02 before Mag Judge Nita Stormes (tkl) Modified on 11/06/2002 (Entered: 11/04/2002)

11/07/2002 788 MAIL RETURNED UNDELIVERABLE as to Susan Browne re: order [782-1] (dkt clerk) (Entered: 11/08/2002)

11/07/2002 789 MAIL RETURNED UNDELIVERABLE as to Charles Browne re: order [782-1] (dkt clerk) (Entered: 11/08/2002)

11/13/2002 790 MAIL RETURNED UNDELIVERABLE as to Charles Browne re: report & recommendation [785-1] (dkt clerk) (Entered: 11/14/2002)

11/13/2002 791 MAIL RETURNED UNDELIVERABLE as to Susan Browne re: report & recommendation [786-1] (dkt clerk) (Entered: 11/14/2002)

11/13/2002 792 MAIL RETURNED UNDELIVERABLE as to Charles Browne re: report & recommendation [786-1] (dkt clerk) (Entered: 11/14/2002)

11/13/2002 793 MAIL RETURNED UNDELIVERABLE as to Susan Browne re: report & recommendation [785-1] (dkt clerk) (Entered: 11/14/2002)

11/13/2002 794 Request and Order by Judge Napoleon A. Jones Jr. Plaintiffs respectfully requests that the claims of the class verses dft broker/seller Alan Halka are dismissed w/out prej. terminating party Alan Halka in 3:98-cv-02150 (dkt clerk) (Entered: 11/14/2002)


11/18/2002 796 Opposition by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to Tennesee and Texas plaintiffs' ex parte application for ntc of suggestion of remand (dkt clerk) (Entered: 11/19/2002)

11/18/2002 797 Notice of Motion and Motion by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 for reconsideration of order granting in part and denying in part Royal's motions for summary adjudication [motion referred to Judge Napoleon A. Jones Jr.] motion hrg set for 1/13/03 at 10:30 a.m. (dkt clerk) Modified on 11/19/2002 (Entered: 11/19/2002)

11/18/2002 798 Memorandum of law by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Specialty in 3:98-cv-02150 in support of motion for reconsideration of order granting in part and denying in part Royal's motions for summary adjudication [797-1] (dkt clerk) (Entered: 11/19/2002)

11/20/2002 799 Lead plaintiffs' status conference report in 3:98-cv-02150 (dkt clerk) (Entered: 11/21/2002)

11/20/2002 800 Reply brief by Tennessee and Texas plaintiffs in support of motion to remand Tennessee case in 3:98-cv-02150 (dkt clerk) (Entered: 11/21/2002)

11/22/2002 801 DISCREPANCY ORDER by Judge Napoleon A. Jones Jr. accepting document: notice of errata from defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150, non-compliance with local rule 15.1, the document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 11/25/2002)

11/22/2002 802 Notice of errata by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 re declaration of J. Mark Moore attached to memo of law filed in support of Royal dfts' motion for reconsideration of order granting in part and denying in part Royal's motions for summary adjudication (nunc pro tunc to 11/20/02) (dkt clerk) (Entered: 11/25/2002)

11/22/2002 803 Status Conference Report of Royal Defendants by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 (nunc pro tunc to 11/20/02) (dkt clerk) (Entered: 11/25/2002)

11/22/2002 804 Coordinated case plaintiffs status report and proposed discovery plan by plaintiff in 3:98-cv-02150 (ok per ct) (dkt clerk) Modified on 11/25/2002 (Entered: 11/25/2002)

11/25/2002 805 Opposition by Tennessee and Texas plaintiffs' to Royal's motion for reconsideration of order granting in part and denying in part Royal's motions for summary adjudication [797-1] (dkt clerk) (Entered: 11/25/2002)





12/02/2002 810 Order Following Status Conference, Setting Further Status Conference and Voluntary Settlement Conference by Magistrate Judge Nita L. Stormes: Status Conf held 11/26/02; telephonic Status Conf set for 9:00 1/13/03 before Mag Judge Nita Stormes; Voluntary Settlement Conf set for 9:30 1/15/03 before Mag Judge Nita Stormes (ok per ct) (dkt clerk) (Entered: 12/03/2002)

12/03/2002 811 Order by Judge Napoleon A. Jones Jr. adopting the report and recommendations of

Magistrate Judge Porter [28-1] and [29-1]. This court approves the final settlement and grants class counsel attorney's fees in the amt of $601,000 and expenses in the amt of $14,451.00 to be deducted from the settlement fund. The court also authorizes reasonable future payments of up to $4,850 to the Claims Administrator from the settlement fund. (copy filed in case 01cv1584-J(POR) (document nos. [28-1] and [29-1] filed in case 01cv1584-J(POR) (dkt clerk) Modified on 12/03/2002 (Entered: 12/03/2002)

12/05/2002 812 Notice of filing of MDL Panel re motion of the Tennessee plaintiffs to remand Floyd, et al. v. Royal Indemnity Co. et al. to the USDC for the Middle District of Tennessee (bar) (Entered: 12/05/2002)

12/06/2002 813 DISCREPANCY ORDER by Judge Napoleon A. Jones Jr. rejecting document: supplement from defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150, non-compliance with local rule 15.1 (no sur-replies w/out leave of court) (dkt clerk) (Entered: 12/06/2002)

12/10/2002 814 MAIL RETURNED UNDELIVERABLE as to Ken Williams re: order [801-1] (dkt clerk) (Entered: 12/10/2002)

12/16/2002 815 MAIL RETURNED UNDELIVERABLE as to Craig Martin re: order [810-2] (dkt clerk) (Entered: 12/17/2002)


12/16/2002 817 MAIL RETURNED UNDELIVERABLE as to Susan Browne re: order [810-2] (dkt clerk) Modified on 01/21/2003 (Entered: 12/17/2002)

12/16/2002 826 MAIL RETURNED UNDELIVERABLE as to Craig Martin re: order [811-1] (document was found attached to another document) (dkt clerk) Modified on 01/21/2003 (Entered: 01/21/2003)




01/02/2003 821 MAIL RETURNED UNDELIVERABLE as to Susan Browne re: order [813-1] (no forwarding address) (dkt clerk) (Entered: 01/02/2003)

01/02/2003 822 MAIL RETURNED UNDELIVERABLE as to Ken Williams re: order [813-1] (remailed order this day, forwarding address provided) (dkt clerk) (Entered: 01/02/2003)

01/06/2003 823 Reply by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to opposition to motion for reconsideration of order granting in part and denying in part Royal's motions for summary adjudication [797-1] (kaj) (Entered: 01/07/2003)

01/07/2003 824 Minutes: Enter Order by Judge Napoleon A. Jones Jr.: Oral argument on pla's

motion to remand currently set for 1/13/03 is vacated. The court will take the matter under submission; Court Reporter: N/A (dkt clerk) (Entered: 01/08/2003)

01/14/2003 825 Order Following Status Conference by Magistrate Judge Nita L. Stormes: telephonic Status Conf held 1/13/03; Voluntary Settlement Conf set for 1/15/03 is set for 9:30 1/31/03 before Mag Nita Stormes (dkt clerk) (Entered: 01/14/2003)

01/24/2003 827 MAIL RETURNED UNDELIVERABLE as to Craig MARTIN re: order [825-2] (dkt clerk) (Entered: 01/24/2003)

01/29/2003 828 MAIL RETURNED UNDELIVERABLE for Charles Browne re: order [825-2] (dkt clerk) (Entered: 01/29/2003)

01/29/2003 829 MAIL RETURNED UNDELIVERABLE for Susan Browne re: order [825-2] (dkt clerk) (Entered: 01/29/2003)

02/06/2003 830 Order by Judge Napoleon A. Jones Jr.: The court finds that collateral estoppel applies, and that the Alliance investment is a security for the reasons stated in this court's 7/26/00 order in the SEC action. Plaintiffs' motion for partial summary adjudication of issues is granted. [520-1] (dkt clerk) (Entered: 02/06/2003)



02/18/2003 833 MAIL RETURNED UNDELIVERABLE as to George W Oliver in 3:98-cv-02150 re: order [830-1] (dkt clerk) (Entered: 02/18/2003)

02/21/2003 834 Order by Judge Napoleon A. Jones Jr.: Plaintiffs' motion for partial summary adjudication is granted [99cv2625, doc no. 36]. Royal's motion to dismiss cnt 2 of the 5th amd cmp is granted [99cv2625, doc no. 46]. Royal's motion to dismiss cnt 3 of the 5th amd cmp is denied as moot [99cv2625, doc no. 46] and plaintiffs' motion for suggestion of remand is granted [99cv2625, doc no. 81]. (copy filed in case 99cv2625-J(NLS) (dkt clerk) Modified on 02/25/2003 (Entered: 02/24/2003)

02/21/2003 835 Order by Judge Napoleon A. Jones Jr.: Royal's motion for reconsideration is granted. The Floyd/Boatman Order, dated 10/15/02, is modified as follows: Royal's motion for summary jgm on plaintiffs' aiding and abetting common law fraud claim (cnt 1) is denied as to plaintiffs Doris Robinson, Mary Battle, James Battle, Paul Henderson, Barbara Henderson, James McKay, Alma Owen, Clarence Smith, Selina Smith, Edna Pauline Kimbrough, Roy Weatherford, Patricia Haley, Lisa Haase, William Vick, Betty Vick, Ralph Grant, Anne Baron, Linda Watson, Andrew McGee and Clara Baskette. Otherwise, Royal's motion for summary jgm on cnt 1 is granted. (copy filed in case 99cv2625-J(NLS) (dkt clerk) Modified on 02/25/2003 (Entered: 02/24/2003)

03/04/2003 837 Notice of Motion and Motion by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 for entry of separate final judgment pursuant to FRCP 54(b) [motion referred to Judge Napoleon A. Jones Jr.] motion hrg set for 4/14/03 at 10:30 a.m. (copy filed in 99cv2625-J(NLS) (dkt clerk) Modified on 03/20/2003 (Entered: 03/06/2003)

03/04/2003 838 Memorandum of law by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of motion for entry of separate final judgment pursuant to FRCP 54(b) [837-1] (dkt clerk) (Entered: 03/06/2003)

03/04/2003 839 Answer of Royal Indemnity Company and Royal Specialty Underwriting to the Tennessee plaintiffs' 5th amd cmp (copy in 99cv2625-J(NLS) (this answer pertains to the 99cv2625-J(NLS) case) (dkt clerk) (Entered: 03/06/2003)

03/04/2003 840 Notice of Motion and Motion by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 for reconsideration of order granting plaintiffs' motion for suggestion of remand [motion referred to Judge Napoleon A. Jones Jr.] motion hrg set for 4/14/03 at 10:30 a.m. (copy filed in 99cv2625-J(NLS) (dkt clerk) (Entered: 03/06/2003)

03/04/2003 841 Memorandum of law by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of motion for reconsideration of order granting plaintiffs' motion for suggestion of remand [840-1] (copy filed in 99cv2625-J(NLS) (dkt clerk) Modified on 03/20/2003 (Entered: 03/06/2003)

03/05/2003 836 Third-Party Complaint: by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to case(s) 3:98-cv-02150 against 3rd pty defendants Matthew Rettick, Ray Mercer and Roger Parks (copy filed in 99cv2625-J(NLS) (dkt clerk) Modified on 03/06/2003 (Entered: 03/06/2003)



03/06/2003 844 Order by Magistrate Judge Nita L. Stormes Settlement conf set for 10:00 3/17/03 before Mag Judge Nita Stormes (bar) (Entered: 03/07/2003)



03/07/2003 847 MAIL RETURNED UNDELIVERABLE as to Charles Browne re: order [834-1] (dkt clerk) Modified on 03/10/2003 (Entered: 03/10/2003)

03/07/2003 848 MAIL RETURNED UNDELIVERABLE as to Susan Browne re: order [834-1] (dkt clerk) Modified on 03/10/2003 (Entered: 03/10/2003)

03/18/2003 849 MAIL RETURNED UNDELIVERABLE as to Ben Sides in 3:98-cv-02150 re: Scheduling order Settlement conf set for 10:00 3/17/03 before Mag Judge Nita Stormes [844-1] (bar) (Entered: 03/18/2003)


03/19/2003 851 Notice of Motion and Motion by Tennessee plaintiffs for reconsideration and

setting aside the portion of its 2/21/03 order granting sum jgm in favor of Royal dfts and against certain plaintiffs [motion referred to Judge Napoleon A. Jones Jr.] motion hrg set for 4/28/03 at 10:30 a.m. (copy filed in case no. 99cv2625-J(NLS) (dkt clerk) (Entered: 03/20/2003)

03/19/2003 852 Memorandum of points and authorities by Tennessee plaintiffs in support of motion for reconsideration and setting aside the portion of its 2/21/03 order granting sum jgm in favor of Royal dfts and against certain plaintiffs [851-1] (copy filed in case no. 99cv2625-J(NLS) (dkt clerk) (Entered: 03/20/2003)

03/21/2003 853 MAIL RETURNED UNDELIVERABLE re: order [844-2]; as to dft Charles Browne (bar) (Entered: 03/21/2003)


03/27/2003 855 Response by Tennessee plaintiffs to Royal's motion for entry of separate final judgment pursuant to FRCP 54(b) [837-1] (original filed in 99cv2625-J(NLS) (dkt clerk) (Entered: 03/28/2003)

03/27/2003 856 Opposition by Tennessee plaintiffs to Royal's motion for reconsideration of order granting plaintiffs' motion for suggestion of remand [840-1] (copy filed in 98cv2150-J(NLS) (dkt clerk) (Entered: 03/28/2003)

04/03/2003 857 Order by Magistrate Judge Nita L. Stormes: status conf set for 2:30 4/16/03 before before Mag Judge Nita Stormes (bar) Modified on 04/04/2003 (Entered: 04/03/2003)

04/03/2003 858 Stipulation Re Extension of Time and Order by Judge Napoleon A. Jones Jr.: Answer to Royal's 3rd pty cmp continued to 4/16/03 for Ray Mercer (dkt clerk) (Entered: 04/04/2003)

04/14/2003 859 Response and answer to third party complaint by third pty dft Ray Mercer (copy filed in 99cv2625-J(NLS) (atty maintenance) (dkt clerk) Modified on 04/14/2003 (Entered: 04/14/2003)

04/14/2003 860 Opposition by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to Tennessee plaintiffs' motion for reconsideration and setting aside the portion of its order granting sum jgm in favor of Royal dfts and against certain plaintiffs [851-1] (dkt clerk) (Entered: 04/15/2003)

04/15/2003 861 MAIL RETURNED UNDELIVERABLE as to Ben Sides re: stipulation [858-2] (dkt clerk) (Entered: 04/16/2003)

04/17/2003 862 Notice of Motion and Motion by plaintiff in 3:98-cv-02150 for preliminary approval of settlement and the form and manner of class notice [ motion(s) referred to Magistrate Judge Nita L. Stormes ] motion hrg set for 5/27/03 at 10:30 (bar) (Entered: 04/17/2003)

04/17/2003 863 Memorandum of points and authorities by plaintiff in 3:98-cv-02150 in support of motion for preliminary approval of settlement and the form and manner of class notice [862-1] (bar) (Entered: 04/17/2003)

04/17/2003 864 Declaration of James C. Krause in support of plaintiff in 3:98-cv-02150 re motion

for preliminary approval of settlement and the form and manner of class notice [862-1] (bar) (Entered: 04/17/2003)

04/17/2003 865 MAIL RETURNED UNDELIVERABLE re: stipulation [858-2] as to George Oliver (bar) (Entered: 04/17/2003)

04/18/2003 868 Notice of filing by plaintiffs re notice of remand order entered by multidisitrict panel (bar) (Entered: 04/21/2003)

04/21/2003 866 MAIL RETURNED UNDELIVERABLE re: stipulation #858 as to Charles Browne (bar) (Entered: 04/21/2003)

04/21/2003 867 MAIL RETURNED UNDELIVERABLE re: stipulation #858 as to Craig Martin (bar) (Entered: 04/21/2003)

04/21/2003 870 REMAND Order by MDL Panel transferring case 99cv2625 ONLY to the Middle District of Tennessee. Attorneys to file designation of the contents of the record to enable the Clerk effect transfer of the record. (Original order in 99cv2625) Order (dkt clerk) (Entered: 05/16/2003)

04/22/2003 869 MAIL RETURNED UNDELIVERABLE as to Susan Browne re: stipulation [858-2] (dkt clerk) (Entered: 04/22/2003)

05/23/2003 878 Letter from dft's atty informing this court that the Tennessee action has been settled t/w copy of status report of Tennessee action and informing this court that it is unnecessary for this court to forward any files to the transferor court for purposes of any post-remand proceedings. (original filed in 99cv2625-J) (dkt clerk) (Entered: 06/03/2003)



05/27/2003 873 MAIL RETURNED UNDELIVERABLE as to Anthony Searcy re: order [870-1] (dkt clerk) (Entered: 05/27/2003)

05/27/2003 874 MAIL RETURNED UNDELIVERABLE as to Ben Sides re: order [870-1] (dkt clerk) (Entered: 05/27/2003)


05/28/2003 876 MAIL RETURNED UNDELIVERABLE as to David Rossi re: order [870-1] (dkt clerk) (Entered: 05/29/2003)

06/02/2003 877 Order by Magistrate Judge Nita L. Stormes granting lead plaintiffs' motion for preliminary approval of settlements and the form and manner of class notice [862-1]; fairness hearing set for 9:30 8/4/03 before Mag Judge Nita Stormes; not later than 7/28/03, cnsl for the Plaintiff Class shall cause to be filed with the Clerk of the Court affidavits or declarations of the person or persons under whose general direction thre Class Notice was prepared and mailed, stating that the mailing of such Class Notice was completed in accordance with this Order; on or before 7/25/03, members of the Plaintiff Class may file with the Court and serve by first

class mail on cnsl of record for the Settling Defendants and cnsl of record for the Plaintiff Class written objections to the Proposed Settlements (dkt clerk) (Entered: 06/02/2003)

06/04/2003 879 MAIL RETURNED UNDELIVERABLE as to George W Oliver in 3:98-cv-02150 re: order [870-1] (jrl) (Entered: 06/04/2003)



06/16/2003 882 MAIL RETURNED UNDELIVERABLE as to George Oliver re: order [877-2] (dkt clerk) (Entered: 06/17/2003)





07/28/2003 887 Declaration of James C. Krause by lead plaintiffs and the plaintiff class in support of final approval of settlements and application of attorneys fees and reimbursement of expenses in 3:98-cv-02150 (dkt clerk) (Entered: 07/29/2003)

07/28/2003 888 Declaration of Cheryl Washington re: (A) mailing ntc of proposed settlement by lead plaintiffs and the plaintiffs class in 3:98-cv-02150 (dkt clerk) (Entered: 07/29/2003)

08/01/2003 889 Notice of stipulation of dismissal with prej as to plaintiffs James Adams, Sue Doyle, Thomas Moore, Gertrude White, Lynn Atkinson, The Bienek Trust, Carole Blevins, Louise Carter, Randall Hurst, Herb Kennicutt, Kenneth and Shirley Klinger, and Jack Jamieson (original filed in case no. 00cv1194-J (ok per ct) (dkt clerk) (Entered: 08/05/2003)

08/01/2003 890 Notice of stipulation of dismissal with prej of claims against Royal Indemnity Co. and Royal Specialty, Underwriting, Inc. as to plaintiffs Clyde Clewett, Richard Johnson, Delbert Mann, Herlinda Machado, Anna Stapp, David Brewster, Edmund Schwarzwald, and Turner Family Trust (original filed in case no. 00cv1195-J) (dkt clerk) Modified on 08/27/2003 (Entered: 08/05/2003)

08/01/2003 891 Notice of stipulation of dismissal with prej of claims against Royal Indemnity Co. and Royal Specialty Underwriting, Inc. as to plaintiffs Caprice Clark, Donald Maddux, Leslie Patterson, C.F. Schwaigert, Clarence Sitzer, James Willman, Gene Riggs, Ivala Taylor, Paul Turnquist, Stella Turnquist, Dorothy Bell, Robert McCauley, Nadine McCauley, James Mizes, Gerald Osborne, and Susan Osborne (original filed in case no. 00cv977-J) (dkt clerk) Modified on 08/27/2003 (Entered:

08/05/2003)

08/01/2003 892 Notice of stipulation of dismissal with prej of claims against Royal Indemnity Co. and Royal Specialty Underwriting, Inc. as to plaintiffs Mangelsdorf Family Trust, George Brown, Deniis Budnick, Karen Budnick, Raymond Burger, Patricia Burger, Anne Burghard, William Cheesman, Jane Cheesman, Beatrice Hooks, Anthony Koenigsmark, Josephine Koenigsmark, John Kolassa, Mary Kolassa, James Martin, Jacqueline Martin, Lorenz Petersen, William Robertson, Merlin Schendel, Mary Zoeckler, Troy Pilcher, and Martha Pilcher (original filed in case no. 00cv859-J) (dkt clerk) Modified on 08/27/2003 (Entered: 08/05/2003)

08/01/2003 893 Notice of stipulation of dismissal with prej as to claims against Royal Indemnity Co. and Royal Specialty Underwriting, Inc. as to plaintiffs Lois Cheney, Clifford Groff, Oren Jones, Barbara Imburgia, Betty Rizzo, John Scardina, Victor Batdorf, Reva Batdorf, James Bolen, James Bryant, Ruby Coate, Eleanor Cooper, George B. Cooper, Paul Cordonnier, Virginia Easton, Shirley Fayer, Jorge Froilan, Mary Lou Froilan, Fred Gajus, Helen Gajus, Donald Hecathorn, Ruth Hoelscher, Edward Jones, Estalene Jones, Gail Pappas, Vaughn Pitsenbarger, Norma Polson. Thelma Ressler, Daniel Rodehoffer, Donna Rodehoffer, Carey Saab, Jerry Schill, David Sevinsky, Eileen Shappie, Louis Snell, Anna Vondenhuevel, Marvine Wente, Orville Winner, Thelma Barhorst, Edna Mesmer, and Joseph Seidita (original filed in case no. 00cv355-J) (dkt clerk) Modified on 08/27/2003 (Entered: 08/05/2003)

08/01/2003 894 Notice of stipulation of dismissal w/out prej of claims against Royal Indemnity Co. and Royal Specialty Underwriting, Inc. as to plaintiffs Marnie Boatman, Ronnie Bane, Susan Goss, Tommy Holladay, Mark Littleton, Calvin Luther, Grace Norman, and Frances Rutledge (original filed in 00cv95-J) (dkt clerk) Modified on 08/27/2003 (Entered: 08/05/2003)

08/11/2003 895 Report and Recommendation that the district court approve the proposed settlement amount, as well as the proposed Plan of Allocation, the payment of reasonable incentive amounts to four representative plaintiffs, attorney's fees, and the reimbursement of expenses requested, by Magistrate Judge Nita L. Stormes; objections may be filed pursuant to Title 28, U.S. Code, section 636(b)(1) (kaj) (Entered: 08/12/2003)

08/12/2003 896 Notice of filing of stipulation of dismissal with prej of claims against Royal Indemnity Co. and Royal Specialty Underwriting, Inc. as to the following plaintiffs: Ronald Peil, Betty Peil, William Fisher, Thomas Swift, Mary Swift, and Knowlton Whiteside (parties are named in case no. 00cv859-J) (original filed in case no. 00cv859-J) (dkt clerk) (Entered: 08/13/2003)

08/19/2003 897 MAIL RETURNED UNDELIVERABLE as to George Oliver re: report & recommendation [895-1] (dkt clerk) (Entered: 08/20/2003)

08/19/2003 898 MAIL RETURNED UNDELIVERABLE as to Anthony Searcy re: report & recommendation [895-1] (dkt clerk) (Entered: 08/20/2003)

08/22/2003 899 Declaration of Stacy Boitel regarding service of the notice to dft class of broker/sellers (kaj) (Entered: 08/22/2003)

08/25/2003 900 Order by Judge Napoleon A. Jones Jr. adopting the report & recommendation of Magistrate Judge Stormes in its entirety [895-1] and approving the final settlement

and corresponding payments as follows: A total settlement amt of $1,052,101.30, attorney's fees in the amt of $350,349.00, costs in the amt of $13,249.36 and incentives in the amt of $20,000.00 to be paid to the four representative plaintiffs. (copy filed in 98cv2154, 00cv94, 00cv95, 00cv355, 00cv859, 00cv977, 00cv978, 00cv1192, 00cv1194, 00cv1195, 02cv31) (dkt clerk) Modified on 09/23/2005 (Entered: 08/26/2003)

08/25/2003 901 MAIL RETURNED UNDELIVERABLE as to Charles Browne re: report & recommendation [895-1] (kaj) (Entered: 08/26/2003)

08/25/2003 902 MAIL RETURNED UNDELIVERABLE as to David Rossi re: report & recommendation [895-1] (kaj) (Entered: 08/26/2003)

08/25/2003 903 MAIL RETURNED UNDELIVERABLE as to Craig Martin re: report & recommendation [895-1] (kaj) (Entered: 08/26/2003)

08/25/2003 904 MAIL RETURNED UNDELIVERABLE as to Susan Browne re: report & recommendation [895-1] (kaj) (Entered: 08/26/2003)

08/27/2003 905 MAIL RETURNED UNDELIVERABLE as to Michael D Reese in 3:98-cv-02150 re: report & recommendation [895-1] (dkt clerk) (Entered: 08/28/2003)

09/02/2003 906 Notice of Ex Parte Motion by trustee David T Cleary in 3:98-cv-02150 for assignment order t/w memo of p/a's [motion(s) referred to Judge Napoleon A. Jones Jr.] (original filed in case no. 01cv1584-J(POR) (dkt clerk) (Entered: 09/04/2003)

09/02/2003 907 Declaration of Gerald P. Kennedy by trustee David T Cleary in 3:98-cv-02150 in support of ex parte motion for assignment order [906-1] (original filed in case no. 01cv1584-J(POR) (dkt clerk) (Entered: 09/04/2003)

09/02/2003 908 Proof of service by trustee David T Cleary in 3:98-cv-02150 of: document nos. 906, 907, and proposed assignment order (original filed in case no. 01cv1584-J(POR) (dkt clerk) (Entered: 09/04/2003)

09/05/2003 909 MAIL RETURNED UNDELIVERABLE as to Howard Baldwin re: order [900-1] (dkt clerk) (Entered: 09/05/2003)

09/08/2003 910 MAIL RETURNED UNDELIVERABLE as to Anthony E Searcy in 3:98-cv-02150 re: order [900-1] (dkt clerk) (Entered: 09/09/2003)

09/08/2003 911 MAIL RETURNED UNDELIVERABLE as to Michael Heman re: order [900-1] (dkt clerk) (Entered: 09/09/2003)


09/10/2003 913 MAIL RETURNED UNDELIVERABLE as to Ken Williams re: order [900-1] (dkt clerk) (Entered: 09/10/2003)


09/10/2003 915 MAIL RETURNED UNDELIVERABLE as to Michael Reese re: order [900-1] (dkt clerk) (Entered: 09/10/2003)




09/10/2003 919 Order Setting Briefing Schedule For Defendant Cleary's Ex Parte Application For Assignment Order by Judge Napoleon A. Jones Jr.: Dft shall serve pla with a copy of the ex parte appl by 9/12/03. Pla shall file and serve an opposition no later than 9/19/03, at which time the Court will take the appl under submission. (label prepared) (dkt clerk) Modified on 09/11/2003 (Entered: 09/11/2003)

09/12/2003 920 Order Correcting Briefing Schedule Order (doc no. 919) by Judge Napoleon A. Jones Jr.: On 9/10/03, the court issued an order establishing a briefing schedule for this matter under case number 98cv2150 (doc # 919). The court hereby corrects its breifing schedule to reflect the case number of 01cv1584-1598 in lieu of 98cv2150 (original filed in case no. 01cv1584) (label prepared) (dkt clerk) (Entered: 09/15/2003)

09/18/2003 921 Non-opposition by attorneys for dfts Baker & Hostetler re order stting briefing schedule for dft Cleary's ex parte appl for assignment order (dkt clerk) (Entered: 09/19/2003)






09/24/2003 927 MAIL RETURNED UNDELIVERABLE as to Doug Jordan re: order [920-1] (dkt clerk) (Entered: 09/24/2003)










10/01/2003 937 (COPY) Order To Show Cause Why Assignment Order Should Not Be Issued by Judge Napoleon A. Jones Jr.: The court orders all parties to show cause why the assignment order should not granted. Within 30 days after this order is stamped this Court must receive a response, which shall not exceed ten pages, from all parties. (original filed in case 01cv1584-J(NLS) (dkt clerk) Modified on 10/02/2003 (Entered: 10/02/2003)

10/15/2003 938 MAIL RETURNED UNDELIVERABLE as to Craig Martin re: order to show cause hearing [937-1] (dkt clerk) (Entered: 10/15/2003)

10/15/2003 939 MAIL RETURNED UNDELIVERABLE as to Anthony Searcy re: order to show cause hearing [937-1] (dkt clerk) (Entered: 10/15/2003)

10/21/2003 940 MAIL RETURNED UNDELIVERABLE as to Charles Browne re: order to show cause hearing [937-1] (dkt clerk) (Entered: 10/21/2003)

10/21/2003 941 MAIL RETURNED UNDELIVERABLE as to Susan Browne re: order to show cause hearing [937-1] (dkt clerk) (Entered: 10/21/2003)

11/06/2003 942 Notice of Motion and Motion by lead plaintiffs in 3:98-cv-02150 for leave to file a fourth amd consolidated class action cmp to add individual broker defendants [motion(s) to Judge Napoleon A. Jones Jr.] motion hrg set for 12/8/03 at 10:30 a.m. t/w exh (dkt clerk) Modified on 11/07/2003 (Entered: 11/07/2003)

11/06/2003 943 Memorandum of points and authorities by lead plaintiffs in 3:98-cv-02150 in support of motion for leave to file a fourth amd consolidated class action cmp to add individual broker defendants [942-1] t/w exhs (dkt clerk) (Entered: 11/07/2003)

11/06/2003 944 Declaration of Vincent D. Slavens by plaintiff in 3:98-cv-02150 in support of motion for leave to file a fourth amd consolidated class action cmp to add individual broker defendants [942-1] (dkt clerk) (Entered: 11/07/2003)

11/06/2003 945 Proof of service by plaintiff in 3:98-cv-02150 of: document nos. 942-944 upon interested parties on 11/6/03 by first class mail (dkt clerk) (Entered: 11/07/2003)

11/12/2003 946 Order by Judge Napoleon A. Jones Jr. granting jgm creditor David T. Cleary, Liquidating Trustee's ex parte application for assignment order (writ of execution) [906-1]. The rights of Bruce L. Yates to pmt of $1,285.21 from the jgm in this case shall be assigned to jgm creditor David T. Cleary, Liquidating Trustee. It is further ordered that H. Nail Falls, Jr. the class plaintiffs' cnsl in this action, pay $1,285.21

to jgm creditor David T. Cleary, Liquidating Trustee, to be applied to the jgm owed by Mr. Yates to Mr. Cleary. (original filed in case no. 01cv1584) (dkt clerk) (Entered: 11/13/2003)


11/26/2003 948 MAIL RETURNED UNDELIVERABLE as to David Knight re: order [946-1] (dkt clerk) (Entered: 11/26/2003)


12/01/2003 950 Order Re: Oral Argument by Judge Napoleon A. Jones Jr.: Pla's motion for leave to file a fourth amd consolidated class action cmp to add individual broker defendants [942-1] is submitted on the papers and w/out oral argument. No appearances are required on 12/8/03. (dkt clerk) (Entered: 12/01/2003)

12/09/2003 951 Order by Judge Napoleon A. Jones Jr. denying plaintiffs motion for leave to file a fourth amd consolidated class action cmp to add individual broker defendants [942-1] (dkt clerk) Modified on 12/10/2003 (Entered: 12/10/2003)

12/10/2003 952 MAIL RETURNED UNDELIVERABLE as to Ben Sides re: order [950-1] (dkt clerk) Modified on 12/10/2003 (Entered: 12/10/2003)


12/16/2003 954 MAIL RETURNED UNDELIVERABLE as to Anthony Searcy re: order [950-1] (dkt clerk) Modified on 12/17/2003 (Entered: 12/17/2003)






02/27/2004 960 Notice of Motion and Motion by lead plaintiffs in 3:98-cv-02150 for summary judgment for the sales of unregistered securities by the selling brokers [motion(s) referred to Judge Napoleon A. Jones Jr.] motion hrg set for 4/12/04 at 10:30 a.m. (dkt clerk) Modified on 04/09/2004 (Entered: 03/01/2004)

02/27/2004 961 Memorandum of points and authorities by lead plaintiffs in 3:98-cv-02150 in support of motion for summary judgment for the sales of unregistered securities by the selling brokers [960-1] (dkt clerk) (Entered: 03/01/2004)

02/27/2004 962 Declaration of Stacy Boitel by lead plaintiffs in 3:98-cv-02150 in support of motion for summary judgment for the sales of unregistered securities the selling brokers [960-1] (dkt clerk) (Entered: 03/01/2004)

02/27/2004 963 Declaration of Vincent D. Slavens by lead plaintiffs in 3:98-cv-02150 in support of motion for summary judgment for the sales of unregistered securities the selling brokers [960-1] (dkt clerk) (Entered: 03/01/2004)

02/27/2004 964 Separate Statement of Uncontested Facts by lead plaintiffs in 3:98-cv-02150 in support of motion for summary judgment for the sales of securities by the selling brokers [960-1] (dkt clerk) (Entered: 03/01/2004)

03/12/2004 965 Declaration of Dewayne Lockwood by cross-defendant Dewayne Lockwood in 3:98-cv-02150 in opposition to motion for summary judgment for the sales of unregistered securities by the selling brokers [960-1] (dkt clerk) (Entered: 03/15/2004)

03/15/2004 966 Reply by lead plaintiffs and the plaintiff class in 3:98-cv-02150 to Dewayne Lockwood's declaration in opposition to plaintiffs' motion for summary jgm [965-1] (dkt clerk) (Entered: 03/16/2004)

03/30/2004 967 DISCREPANCY ORDER by Judge Napoleon A. Jones Jr. rejecting document: letter from non pty Frank De Maria, discrepancy: no ex parte communication/no prf of svc (dkt clerk) (Entered: 04/01/2004)

04/01/2004 968 DISCREPANCY ORDER by Judge Napoleon A. Jones Jr. accepting document: reply to motion for summary jgm from pty Gary Allegood, non-compliance with local rule 5.1.j.4, the document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 04/02/2004)

04/01/2004 969 Reply to motion for summary judgment by pty Gary Allegood for the sales of unregistered securities by the selling brokers [960-1] (nunc pro tunc to 3/30/04) (dkt clerk) (Entered: 04/02/2004)

04/01/2004 970 Reply by plaintiffs in 3:98-cv-02150 to Gary Allegood's reply to plaintiffs' motion for summary jgm [969-1] (dkt clerk) (Entered: 04/02/2004)

04/02/2004 971 Notice of Request For Dismissal of Claims With Prejudice and Partial Withdrawal of Motion For Summary Judgment Against Defendant Gregory Oliver and Order by Judge Napoleon A. Jones Jr.: All claims against dft class member Gregory Oliver asserted by the following Plaintiff Class Members are dismissed with prej: William Marin, Helen M. Beekley, Donald W. Henke, Laverne A. Trame, Morton S. Goldberg, Dolores M. Schnur, and Reymond J. Schnur. This order expressly excludes claims asserted against Gregory Oliver, by Elizabth & Robert Hill and Janice Clare Hill-Gray. (ok per ct) (dkt clerk) (Entered: 04/02/2004)

04/02/2004 972 Declaration of Vincent D. Slavens by lead plaintiffs and the plaintiff class in 3:98-cv-02150 in support of request for dismissal of claims with prej; and partial withdrawal of motion for summary jgm against dft Gregory Oliver [971-1] t/w exhs (dkt clerk) (Entered: 04/02/2004)

04/02/2004 973 Notice by lead plaintiff of filing withdrawal of motion for summary with respect to certain non-served defendant class members; brokers mistakenly included are: Edward Beauette, Frank De Maria, Greg Gregson, Ronald La Porta, Marcia

Ratajczak and Andrew P. Weis (jrl) (Entered: 04/09/2004)

04/02/2004 974 Declaration by lead plaintiff; in support of withdrawal of motion for summary with respect to certain non-served defendant class members; brokers mistakenly included are: Edward Beauette, Frank De Maria, Greg Gregson, Ronald La Porta, Marcia Ratajczak and Andrew P. Weis [973-1] (jrl) (Entered: 04/09/2004)

04/07/2004 975 Order by Judge Napoleon A. Jones Jr. dismissing all claims against the the settling Dft Jason Mirovich with prejudice. Terminating party Jason Mirovich . Lead Plaintiff's Counsel shall retain the settlement funds in its client trust account until further order of this Court. (joeh) (Entered: 04/09/2004)

04/08/2004 976 Reply by plaintiff Robert Bell in 3:98-cv-02150, plaintiff Virginia Bell in 3:98-cv-02150 et al, to opposition to motion for summary judgment for the sales of unregistered securities by the selling brokers [960-1] (joeh) Modified on 04/09/2004 (Entered: 04/09/2004)

04/09/2004 977 MAIL RETURNED UNDELIVERABLE as to Craig S Martin in 3:98-cv-02150 re: order [967-1] (dkt clerk) Modified on 04/12/2004 (Entered: 04/12/2004)

04/09/2004 978 MAIL RETURNED UNDELIVERABLE as to Craig S Martin in 3:98-cv-02150 re: order [968-1] (dkt clerk) (Entered: 04/12/2004)

04/12/2004 979 MAIL RETURNED UNDELIVERABLE as to Ben Sides in 3:98-cv-02150 re: order [971-1] (dkt clerk) (Entered: 04/13/2004)


04/12/2004 981 Minutes: Enter Order by Judge Napoleon A. Jones Jr.: Motion hrg held; plaintiffs' to submit additional briefing w/in 3 weeks; Court Reporter: Joan King (dkt clerk) (Entered: 04/13/2004)

04/13/2004 982 DISCREPANCY ORDER by Judge Napoleon A. Jones Jr. accepting document: affidavit of Tony Sellers in opposition to pla's motion in 3:98-cv-02150, non-compliance with local rule 5.1.j.4, the document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 04/13/2004)

04/13/2004 983 Affidavit of Tony Sellers and Sellers Financial Services, Inc. in opposition to pla's motion for summary judgment for the sales of unregistered securities by the selling brokers [960-1] (nunc pro tunc to 4/13/04) (dkt clerk) (Entered: 04/13/2004)

04/13/2004 984 Request For Supplemental Briefing and Order by Judge Napoleon A. Jones Jr.: This supplemental briefing shall be filed and served on or before 5/3/04. If dfts wish to respond to the supplemental briefing, they may file with the Court and serve plaintiffs with a response on or before 5/10/04. (dkt clerk) (Entered: 04/13/2004)

04/14/2004 985 Stipulation of Settlement and Dismissal of Claims With Prejudice and Order Approving Settlement by Judge Napoleon A. Jones Jr.: All Settling Class Members claims against the Settling Defendant (Gregory Oliver) are ordered dismissed with prej. Lead plaintiffs' cnsl shall retain the Settlement Funds in its client trust acct until further order of this Court. terminating party Gregory Oliver in 3:98-cv-02150 (dkt clerk) (Entered: 04/15/2004)

04/15/2004 986 MAIL RETURNED UNDELIVERABLE as to George W Oliver in 3:98-cv-02150 re: order [967-1] (dkt clerk) Modified on 04/15/2004 (Entered: 04/15/2004)











04/27/2004 997 MAIL RETURNED UNDELIVERABLE as to Craig S Martin in 3:98-cv-02150 re: stipulation [985-2] (dkt clerk) (Entered: 04/28/2004)



04/27/2004 1000 MAIL RETURNED UNDELIVERABLE as to Ben Sides in 3:98-cv-02150 re: stipulation [985-2] (dkt clerk) (Entered: 04/28/2004)



04/30/2004 1003 Ex Parte Application and Order by Judge Napoleon A. Jones Jr.: The supplemental briefing in support of lead plaintiffs' motion for summary jgm shall now be filed and served on or before 5/17/04. If dfts wish to respond to the supplemental briefing, they may file with the Court and serve plaintiffs with a response on or before 5/31/04. (dkt clerk) (Entered: 05/03/2004)

04/30/2004 1004 Declaration of Vincent D. Slavens by lead cnsl for lead plaintiffs and the plaintiff class in 3:98-cv-02150 in support of ex parte application [1003-1] (dkt clerk) (Entered: 05/03/2004)

05/04/2004 1005 MAIL RETURNED UNDELIVERABLE as to Anthony E Searcy in 3:98-cv-02150 re: stipulation [985-2] (dkt clerk) (Entered: 05/05/2004)

05/06/2004 1006 Stipulation of Dismissal of Claims With Prejudice and Order by Judge Napoleon A. Jones Jr.: The stipulation is approved and all claims against the Settling Defendant are ordered dismissed without pre. Lead Plaintiffs Counsel shall retain the Settlement Funds in its client trust acct until further order of this Court. Settling Defendant agrees to pay the sum of $19,635 representing the total net remaining damages due, in full and complete satisfaction of all claims of the Settling Class Members. terminating party Hale Trust in 3:98-cv-02150, party Carolyn Hale Dubie in 3:98-cv-02150, party Edwin D Dubie in 3:98-cv-02150 (dkt clerk) (Entered: 05/07/2004)


05/11/2004 1008 MAIL RETURNED UNDELIVERABLE as to Ben Sides in 3:98-cv-02150, -- all -- in 3:98-cv-02150 re: order [1003-1] (dkt clerk) (Entered: 05/12/2004)



05/17/2004 1011 MAIL RETURNED UNDELIVERABLE as to George W Oliver in 3:98-cv-02150 re: stipulation [1006-3] (dkt clerk) (Entered: 05/18/2004)


05/17/2004 1013 Supplemental memo of p/a's by lead plaintiffs in 3:98-cv-02150 in support of motion for summary judgment for the sales of unregistered securities by the selling brokers [960-1] (dkt clerk) (Entered: 05/19/2004)

05/17/2004 1014 Notice by plaintiffs in 3:98-cv-02150 of filing supplemental memo of p/a's in support of motion for summary jgm for the sales of unregistered securities by the selling brokers (suppl memo of p/a's filed previously) (dkt clerk) (Entered: 05/19/2004)

05/17/2004 1015 Supplemental separate stmt of uncontested facts, supporting evidence and conclusions of law by lead plaintiffs in 3:98-cv-02150 in support of lead plaintiffs' motion for summary judgment for the sales of unregistered securities by the selling brokers [960-1] (dkt clerk) (Entered: 05/19/2004)

05/17/2004 1016 Supplemental declaration of Stacy Boitel by lead plaintiffs in 3:98-cv-02150 in support of motion for summary judgment for the sales of unregistered securities the selling brokers [960-1] (dkt clerk) (Entered: 05/19/2004)

05/17/2004 1017 Declaration of Vincent D. Slavens by lead plaintiffs in 3:98-cv-02150 in support of

motion for summary judgment for the sales of unregistered securities the selling brokers [960-1] (dkt clerk) (Entered: 05/19/2004)

05/18/2004 1018 Proof of service by lead plaintiffs in 3:98-cv-02150 of: document nos. 1013 to 1017 and proposed order (dkt clerk) (Entered: 05/19/2004)

05/24/2004 1019 Notice by lead plaintiffs in 3:98-cv-02150 of filing withdrawal of motion for summary jgm with respect to dft class member Gary Allegood (dkt clerk) (Entered: 05/25/2004)


05/25/2004 1021 Request For Supplemental Briefing and Order by Judge Napoleon A. Jones Jr.: Plaintiffs supplemental briefing shall be filed and served on or before 6/2/04. If dfts wish to respond to the supplemental briefing, they may file with the Court and serve plaintiffs with a response on or before 6/7/04. (dkt clerk) (Entered: 05/27/2004)

05/26/2004 1022 Stipulation of Dismissal of Claims With Prejudice and Order Approving Settlement and Dismissing Claims With Prejudice by Judge Napoleon A. Jones Jr.: The settling dft agrees to pay the total sum of $8,500 payable to the Krause & Kalfayan client trust acct. terminating party James Hansen in 3:98-cv-02150, terminating party James Hughes in 3:98-cv-02150, terminating party Catherine Hughes in 3:98-cv-02150 (dkt clerk) (Entered: 05/27/2004)

05/28/2004 1023 Notice of supplemental brief by plaintiffs in 3:98-cv-02150 in support of motion for summary judgment for the sales of unregistered securities the selling brokers [960-1] t/w exh (ok per ICMS) (dkt clerk) Modified on 06/01/2004 (Entered: 06/01/2004)

05/28/2004 1024 Supplemental declaration of Vincent D. Slavens by plaintiffs in 3:98-cv-02150 in support of motion for summary judgment for the sales of unregistered securities by the selling brokers [960-1] t/w exh (ok per ICMS) (dkt clerk) (Entered: 06/01/2004)



06/07/2004 1027 MAIL RETURNED UNDELIVERABLE as to Final Options re: stipulation [1022-2] (dkt clerk) (Entered: 06/08/2004)



06/16/2004 1030 MAIL RETURNED UNDELIVERABLE as to George W Oliver in 3:98-cv-02150 re: stipulation [1022-2] (dkt clerk) Modified on 06/16/2004 (Entered: 06/16/2004)

06/16/2004 1031 MAIL RETURNED UNDELIVERABLE as to Financial Options in 3:98-cv-02150 re: order [1021-1] (dkt clerk) (Entered: 06/16/2004)

06/18/2004 1032 MAIL RETURNED UNDELIVERABLE as to Financial Options in 3:98-cv-02150 re: order [1003-1] (dkt clerk) (Entered: 06/21/2004)

06/18/2004 1033 Notice of Motion and Motion by cross-defendant Danny Young, cross-defendant Terry Moore, cross-defendant Old World Financial in 3:98-cv-02150 for an order lifting stay of proceedings related to Royal dfts' cross-claim against selling contractors [motion(s) referred to Judge Napoleon A. Jones Jr.] motion hrg set for 7/26/04 at 10:30 a.m. (dkt clerk) Modified on 06/21/2004 (Entered: 06/21/2004)

06/18/2004 1034 Memorandum of points and authorities by blank (space) Old World Financial in 3:98-cv-02150 in support of motion for an order lifting stay of proceedings related to Royal dfts' cross-claim against selling contractors [1033-1] (dkt clerk) (Entered: 06/21/2004)

06/22/2004 1035 Notice by lead plaintiffs in 3:98-cv-02150 of filing ntc of withdrawal of motion for summary jgm with respect to dft class member Robert Clark (dkt clerk) (Entered: 06/23/2004)

06/22/2004 1036 Declaration of Vincent D. Slavens by lead plaintiffs in 3:98-cv-02150 in support of withdrawal of motion for summary jgm with respect to dft class member Robert Clark [1035-1] t/w exhs (dkt clerk) (Entered: 06/23/2004)


07/01/2004 1038 Order by Judge Napoleon A. Jones Jr.: The court grants plaintiffs' motion for summary judgment for the sales of unregistered securities the selling brokers [960-1]. It is ordered that jgm shall be entered against each dft class member listed in Column 1 and in favor of the corresponding plaintiff class member in Column 2 to whom each dft class member sold an interest in the Alliance Lease Program, set forth in the Appendix attached, for violation of Section 12(a)(1) of the Securities Action of 1933. Pursuant to Section 12(a)(1), jgm shall be entered against each dft class member in Column 1 and in favor of the corresponding plaintiff class member in Column 2 for the total net remaining damages, set forth in Column 4, plus interest thereon, stated in Column 5 of the Appendix. (per ct, this order does not close the case) (dkt clerk) (Entered: 07/06/2004)

07/12/2004 1039 Opposition by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 to Danny Young, Terry Moore, and Old World Financial Services, Inc.'s motion for an order lifting stay of proceedings related to Royal dfts' cross-claim against selling contractors [1033-1] (dkt clerk) (Entered: 07/13/2004)

07/12/2004 1040 Declaration of Steven H. Weinstein by defendant Royal Indemnity Co in 3:98-cv-02150, defendant Royal Group Inc in 3:98-cv-02150, defendant Royal Sunalliance in 3:98-cv-02150, defendant Royal Specialty in 3:98-cv-02150 in support of opposition [1039-1] (dkt clerk) (Entered: 07/13/2004)

07/19/2004 1041 Order Re: Oral Argument by Judge Napoleon A. Jones Jr.: motion for an order lifting stay of proceedings related to Royal dfts' cross-claim against selling contractors [1033-1] is submitted on the papers and w/out oral argument. No appearances are required on 7/26/04. (dkt clerk) (Entered: 07/20/2004)

07/20/2004 1042 DISCREPANCY ORDER by Judge Napoleon A. Jones Jr. accepting document: letter from Robert Sherry in 3:98-cv-02150, discrepancy: no record of documents ever rec'd, the document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 07/21/2004)

07/20/2004 1043 Letter to court re receipt of court notices by cross defendant Robert Sherry in 3:98-cv-02150 (nunc pro tunc to 7/16/04) (dkt clerk) Modified on 07/22/2004 (Entered: 07/21/2004)

07/23/2004 Transcript filed re case management conference held on 6/30/00 before Magistrate Judge Stormes by Echo Reporting Inc (bar) (Entered: 07/26/2004)

07/26/2004 1044 Order by Judge Napoleon A. Jones Jr. sua sponte lifting 4/25/00 stay of cross claims filed by Royal Indemnity Company and Royal Specialty Underwriting Incorporated. stay lifted (dkt clerk) (Entered: 07/27/2004)



07/30/2004 1047 Withdrawal by Old World Financial in 3:98-cv-02150 of motion for an order lifting stay of proceedings related to Royal dfts' cross-claim against selling contractors [1033-1] (dkt clerk) (Entered: 08/02/2004)



08/02/2004 1050 MAIL RETURNED UNDELIVERABLE as to Ben Sides in 3:98-cv-02150 re: order [1041-1] (dkt clerk) Modified on 08/03/2004 (Entered: 08/03/2004)


08/02/2004 1053 Notice of appeal by Tony Sellers in 3:98-cv-02150 from Dist. Court decision entered on 7/6/04. Receipt No/Amt of Fee: #105909/$255.00 [1038-1] (cag) (Entered: 08/09/2004)




08/09/2004 Notice of appeal sent to Circuit Court [1053-1] (cag) (Entered: 08/09/2004)


08/10/2004 1057 Amended Notice of Appeal Notification Form t/w transmittal (labels) (cag) (Entered: 08/10/2004)

08/16/2004 1058 Notification by Circuit Court of Appellate Docket Number [1053-1] 04-56386 (dkt clerk) (Entered: 08/17/2004)

08/16/2004 1059 Received Order for appeal time schedule from USCA Aplnt to notify aplee of trans ordered: 08/12/04; Aplee to notify aplnt of addtnl trans: 08/23/04; Aplnt to file trans order form w/ USDC: 09/01/04; Ct Rpt to file trans in USDC: 10/04/04; Aplnt opening brief: 11/18/04; Aplee brief: 12/20/04 (dkt clerk) (Entered: 08/17/2004)

08/19/2004 1060 Order by Judge Napoleon A. Jones Jr.: The court grants lead plaintiffs' request to file the additional supplemental declarations and supplemental briefs. Lead plaintifffs shall file the supplemental brief no later than 8/30/04. If dfts wish to respond to the declarations and briefing, they may file with the Court and serve lead plaintiffs with a response on or before 9/13/04. (ex parte application not on file) (dkt clerk) (Entered: 08/20/2004)

08/23/2004 1061 Letter to court from attorney Alan T. Fister re client Ray Mercer in 3:98-cv-02150 re request to be deleted from svc list (dkt clerk) (Entered: 08/24/2004)



08/30/2004 1064 Additional supplemental memorandum of p/a's by lead plaintiffs and the plaintiff class in 3:98-cv-02150 in support of motion for summary jgm for the sales of unregistered securities by the selling brokers (dkt clerk) (Entered: 08/31/2004)

08/30/2004 1065 Notice by lead plaintiffs and the plaintiff class in 3:98-cv-02150 of filing supplemental memo of p/a's in support of motion for summary jgm for the sales of unregistered securities by the selling brokers (dkt clerk) (Entered: 08/31/2004)

08/30/2004 1066 Declaration of Vincent D. Slavens by lead plaintiffs and the plaintiff class in 3:98-cv-02150 in support of additional supplemental brief in support of lead plaintiffs' motion for summary jgm [1064-1] (dkt clerk) (Entered: 08/31/2004)

08/30/2004 1067 Supplemental additional separate stmt of uncontested facts, supporting evidence and conclusions of law by lead plaintiffs and the plaintiff class in 3:98-cv-02150 in support of motion for summary jgm (dkt clerk) (Entered: 08/31/2004)


09/01/2004 1069 Acknowledgement from USCA re receipt of amended notice of appeal notification form (dkt clerk) (Entered: 09/03/2004)

09/02/2004 1070 Stipulation of Settlement and Order by Judge Napoleon A. Jones Jr.: The stipulation of settlement is approved as to Settling Class member Frances T. Proschaska. Settling dft agrees to pay a total of $1,483 w/in 60 days of this stipulation. The Settling Class Member shall file a ntc of satisfaction of jgm with the court upon full pmt of the Settlement Funds as set forth in the stipulation. (dkt

clerk) (Entered: 09/03/2004)

09/07/2004 1071 MAIL RETURNED UNDELIVERABLE as to Craig S Martin in 3:98-cv-02150, re: order [1060-1] (dkt clerk) (Entered: 09/08/2004)

09/09/2004 1072 Stipulation of Satisfaction of Judgment and Dismissal of Claims With Prejudice and Order by Judge Napoleon A. Jones: Jr.: The stipulation is approved and the the jgm against Michael Mason, and in favor of the Settling Class Members is deemed fully satisfied. All claims of the Settling Class Members against the Settling Defendant are ordered dismissed with prej. Settling Defendant agrees to pay, the total sum of $10,000.00 to the Settling Class and the Settling Defendant agrees to make three checks payable to the Krause & Kalfayan client trust acct fbo each Settling Class Member as follows: a total of $2,272.73 for the benefit of Donna Green and Elizabeth Joyce and a total of $5,454.54 for the benefit of Donald P. Noll. (dkt clerk) (Entered: 09/10/2004)


09/22/2004 1074 Order Clarifying Defendant Class Member Bonnie Rohr's status and denying request for dismissal by Judge Napoleon A. Jones Jr.: The court shall issue an order closing this matter with respect to Rohr. Should Rohr opt for the second approach, she is directed to follow the motion procedures set forth by the Civil Local Rules 7.1. (label prepared) (dkt clerk) (Entered: 09/23/2004)

09/23/2004 1075 DISCREPANCY ORDER by Judge Napoleon A. Jones Jr. accepting document: request for dismissal from Bonnie Rohr, discrepancy: ex parte communication with the judge Local Rule 83.9, the document is to be filed nunc pro tunc to the date received (dkt clerk) (Entered: 09/24/2004)

09/23/2004 1076 Request by Bonnie Rohr in 3:98-cv-02150 for: dismissal (nunc pro tunc to 9/20/04 (dkt clerk) (Entered: 09/24/2004)

09/24/2004 1077 Supplemental Order by Judge Napoleon A. Jones Jr. granting lead plaintiffs' motion for summary hgm against certain identified members of the Defendant Class Member [Doc. No. 1064]. Jgm shall be entered against each dft class member listed in Column 1 and in favor of the corresponding Investor/Plaintiff Class member in Column 2 to whom each Defenant Class member sold an interest in the Alliance Lease Program, for the total net remaining damages, set forth in Column 4, plus interest thereon, stated in Column 5 of the Supplemental Appendix, for violation of Section 12(a)(1) of the Securities Act of 1933. (dkt clerk) (Entered: 09/24/2004)



10/18/2004 1080 Certified Copy of Appellate Court Order: The appeal is dismissed for failure to respond to the order dated 09/08/04. The certified copy of this order sent to the district court shall act as the mandate of this court. Dismissing the appeal [1053-1] (dkt clerk) (Entered: 10/20/2004)

10/21/2004 1081 Notice of Motion and Motion by lead plaintiffs in 3:98-cv-02150 in support of of

plaintiffs' motion for order granting attorneys' fees and reimbursement of expenses and for an order permitting the distribution of the net settlement funds [motion(s) referred to Judge Napoleon A. Jones Jr.] motion hrg set for 12/13/04 at 10:30 a.m. (dkt clerk) Modified on 10/25/2004 (Entered: 10/25/2004)

10/21/2004 1082 Memorandum of points and authorities by lead plaintiffs in 3:98-cv-02150 in support of motion for order granting attorneys' fees and reimbursement of expenses [1081-1], in support of motion for an order permitting the distribution of the net settlement funds [1081-2] (dkt clerk) (Entered: 10/25/2004)

10/21/2004 1083 Declaration of Vincent D. Slavens by lead plaintiffs in 3:98-cv-02150 in support of motion for order granting attorneys' fees and reimbursement of [1081-1], and motion for an order permitting the distribution of the net settlement funds [1081-2] t/w exhs (dkt clerk) (Entered: 10/25/2004)

10/29/2004 1084 Attorney Designation: terminating attorney Patrick Keegan for parties Maxine Marshall, Willis Carlson, Robert Bell, and Virginia Bell and designating attorney James C. Krause (dkt clerk) Modified on 11/02/2004 (Entered: 11/01/2004)

11/02/2004 1085 Letter to court re filing of bankruptcy action from cross-defendant Louie Johnson in 3:98-cv-02150 (dkt clerk) (Entered: 11/03/2004)

11/04/2004 1086 Stipulation and Order of Satisfaction of Judgment and Dismissal of Claims With Prejudice by Judge Napoleon A. Jones Jr.: This stipulation is between Paul Johnston a member of plaintiff class and broker dft E. Todd Hardman a member of the Defendant Class. On 7/1/04 the court awarded damages in favor of the Stone Trust, and against E. Todd Hardman, in the amt of $2,492, plus pre-judgment interest of $473.00 thereon, for a total amt of $2,965.00. The Stipulation is approved and the jgm against E. Todd Hardman in favor of the Stone Trust is deemed fully satisfied. All claims of the Stone Trust against the Settling Defendant are hereby ordered dismissed with prej. Lead Plaintiffs cnsl shall retain the Settlement Funds in its client trust acct until further order of this Court. (dkt clerk) Modified on 11/10/2004 (Entered: 11/05/2004)

11/04/2004 1087 Stipulation and Order of Satisfaction of Judgment and Dismissal of Claims With Prejudice by Judge Napoleon A. Jones Jr.: This stipulation is between Frank Pittman, individualy, and Frank and Leta Pittman, jointly members of the Plaintiff Class and broker dft, the estate of Harold D. Brunson a member of the Defendant Class. On 7/1/04 the court awarded damages in favor of the Pittmans, and against the estate of Harold D. Brunson, in the total amt of $17,317, plus pre-judgment interest of $3,290.00 thereon, for a total amt of $20,607.00. The stipulation is approved and the jgm against the estate of Harold D. Brunson in favor of Frank Pittman, individually, and Frank and Leta Pittman jointly are deemed fully satisfied. All claims of the Pittmans against the Settling Defendant are hereby ordered dismissed with prej. Lead Plaintiffs' Cnsl shall retain the Settlement Funds in its client trust acct until further order of this Court. (dkt clerk) Modified on 11/09/2004 (Entered: 11/05/2004)

11/08/2004 1088 Stipulation of Settlement and Order by Judge Napoleon A. Jones Jr.: The stipulation of settlement is approved as to Settling Class Members, Omar Cortez, Jr. and Elwood Magdalena and Settling Defendant, James Franklin Broden. Settling Class Members shall file a Notice of Satisfaction of Judgment with the Court upon

full payment of the Settlement Funds as set forth in the Stipulation. Settling Defendants agrees to pay the sum of $200.00 and an additional $200 per month in full and complete satisfaction of the jgm and all claims of the Settling Class Members. The court awarded damages in favor of the Settling Class Members, and against the Settling Defendant, in the total amt of $7,525, including pre-judgment interest. This Stipulation is intended to provide for the full satisfaction of the judgment entered against Settling Defendant. (dkt clerk) Modified on 11/09/2004 (Entered: 11/09/2004)




11/24/2004 1092 MAIL RETURNED UNDELIVERABLE as to George W Oliver in 3:98-cv-02150, George W Oliver in 3:98-cv-02150 re: attorney [1084-1] (dkt clerk) (Entered: 11/29/2004)

11/24/2004 1093 MAIL RETURNED UNDELIVERABLE as to Doug Jordan in 3:98-cv-02150 re: stipulation [1088-1] (dkt clerk) (Entered: 11/29/2004)

11/29/2004 1094 MAIL RETURNED UNDELIVERABLE as to George W Oliver in 3:98-cv-02150 re: stipulation [1087-1], stipulation [1086-1] (dkt clerk) (Entered: 11/30/2004)


12/06/2004 1096 MAIL RETURNED UNDELIVERABLE as to Doug Jordan in 3:98-cv-02150 re: stipulation [1086-1] (dkt clerk) (Entered: 12/07/2004)

12/07/2004 1097 Order by Judge Napoleon A. Jones Jr. that the motion for order granting attorneys' fees and reimbursement of expenses [1081-1] is submitted, that the motion for an order permitting the distribution of the net settlement funds [1081-2] is submitted; no appearances are required on 12/13/04 (kaj) (Entered: 12/08/2004)

12/08/2004 1098 DISCREPANCY ORDER by Judge Napoleon A. Jones Jr. rejecting document: letter from Christine L. Hoyt, non-compliance with other: ex parte communication with the Judge is prohibited (kaj) (Entered: 12/09/2004)

12/09/2004 1099 Lead Plaintiffs' Willis F. Carlson, Maxine Marshall, Robert Bell and Virginia Bell Response to letter of objection to attorneys fees and costs (kaj) (Entered: 12/10/2004)

12/09/2004 1100 Declaration of Vincent D. Slavens re response [1099-1] (kaj) (Entered: 12/10/2004)

12/13/2004 1101 DISCREPANCY ORDER by Judge Napoleon A. Jones Jr. rejecting document: response to letter of objection to attorneys fees and costs from plaintiffs Willis F Carlson, Maxine Marshall, Robert Bell and Virginia Bell in 3:98-cv-02150, discrepancy: document responds to rejected ex parte communication (dkt clerk) (Entered: 12/13/2004)

12/17/2004 1102 Order by Judge Napoleon A. Jones Jr.: The court grants in part lead plaintiffs' motion for attorneys' fees and reimbursement of expenses; and permission to distribute net settlement funds. The court further orders that lead plaintiffs' cnsl are entitled to an additional $14,019.13, to be paid by Plaintiff Class members pro rata, baed on their portion of the total jgm, and to the extent that jgm funds become available. Lead plaintiffs' cnsl shall distribute net remaining settlement funds to the pertinent Plaintiff Class members listed in Exhibit A. (dkt clerk) (Entered: 12/20/2004)

12/20/2004 1103 MAIL RETURNED UNDELIVERABLE as to Craig Martin re: order [1098-1] (kaj) (Entered: 12/21/2004)

12/20/2004 1104 MAIL RETURNED UNDELIVERABLE as to Craig Martin re: order [1097-1] (kaj) (Entered: 12/21/2004)

12/20/2004 1105 MAIL RETURNED UNDELIVERABLE as to Ben Sides re: order [1097-1] (kaj) (Entered: 12/21/2004)

12/20/2004 1106 MAIL RETURNED UNDELIVERABLE as to Ben Sides re: order [1098-1] (kaj) (Entered: 12/21/2004)

12/22/2004 1107 MAIL RETURNED UNDELIVERABLE as to George Oliver re: order [1098-1] (kaj) (Entered: 12/22/2004)

12/22/2004 1108 MAIL RETURNED UNDELIVERABLE as to George Oliver re: order [1097-1] (kaj) (Entered: 12/22/2004)

12/23/2004 1109 MAIL RETURNED UNDELIVERABLE as to Doug Jordan in 3:98-cv-02150 re: order [1101-1] (dkt clerk) (Entered: 12/27/2004)

12/23/2004 1110 MAIL RETURNED UNDELIVERABLE as to Craig Martin in 3:98-cv-02150 re: order [1101-1] (dkt clerk) (Entered: 12/27/2004)




01/12/2005 1114 MAIL RETURNED UNDELIVERABLE as to Doug Jordan in 3:98-cv-02150 re: order [1102-1] (dkt clerk) (Entered: 01/12/2005)


01/18/2005 1116 Stipulation of Satisfaction of Judgment and Dismissal of Claims With Prejudice and Order by Judge Napoleon A. Jones Jr.: The judgments against Settling Defendant Roger Underwood in favor of the Settling Class Members are deemed fully satisfied. All claims of the Settling Class Members against the Settling Defendant are ordered dismissed with prej. Settling dft shall upon executing this Stipulation pay $50,000 payable to the Krause & Kalfayan client trust acct fbo Billie S. Alldredge and Maggie Lucile McBride. (dkt clerk) Modified on

01/21/2005 (Entered: 01/19/2005)

01/19/2005 1117 Ex Parte Application and Order For Leave To Issue Supplemental Notice of Defendant Class Certification To Unserved Defendant Brokers by Mag Judge Nita L Stormes: Lead plaintiffs may serve the attached supplemental ntc on the unserved dft class members, and file a proof of svc with this Court on or before 1/31/05. Dft class members may file objections to their inclusion in the class on or before 3/30/05. Lead plaintiffs file opposition to any objections filed on or before 4/15/05. Objecting dft class members may file a reply to Lead Plaintiffs' opposition on or before 4/30/05. (dkt clerk) Modified on 01/24/2005 (Entered: 01/19/2005)

01/19/2005 1118 Declaration of Vincent D. Slavens by lead plaintiffs and the plaintiff class in 3:98-cv-02150 in support of ex parte application [1117-1] (dkt clerk) (Entered: 01/19/2005)



01/24/2005 1121 Declaration of Stacy Johnson by lead plaintiffs and the plaintiff class in 3:98-cv-02150 re service of the supplemental ntc to broker/sellers of interestes in the Alliance Equipment lease program [1117-1] (dkt clerk) (Entered: 01/26/2005)








03/14/2005 1129 Stipulation of Satisfaction of Judgment and Dismissal of Claims With Prejudice, and Order Thereon by Judge Napoleon A. Jones Jr.: The stipulation is approved and the judgments against Roland Ouimet in favor of Iris L. Attridge and Bethe Palmer, and Jan Soderquist and Gareth Rocklieffe are deemed fully satisfied. All claims of these Settling Class Members against the Settling Defendant are hereby ordered dismissed with prej. Settling dft agrees to pay immediately upon execution of this stipulation, the total sum of $4,500.00 in full and complete satisfaction of the judgments and all claims of the Settling Class Members. (dkt clerk) Modified

on 03/16/2005 (Entered: 03/15/2005)

03/14/2005 1130 Stipulation of Settlement and Order by Judge Napoleon A. Jones Jr.: The Stipulation of Settlement is approved. Settling Class Members shall file a Notice of Satisfaction of Judgment with the Court upon full pmt of the Settlement Funds as set forth in the Stipulation. Settling dft agrees to pay, immediately upon execution of this Stipulation, the total sum of $12,295 in full and complete satisfaction of the jgm and all claims of the Settling Class Members. (dkt clerk) Modified on 03/16/2005 (Entered: 03/15/2005)

03/17/2005 1131 DISCREPANCY ORDER by Judge Napoleon A. Jones Jr. rejecting document: letter re order grantingfrom plaintiff's motion for summary jgm by Bonnie Rohr in 3:98-cv-02150, non-compliance with local rule 83.9 (dkt clerk) (Entered: 03/18/2005)

03/18/2005 1132 DISCREPANCY ORDER by Judge Napoleon A. Jones Jr. rejecting document: letter from cross-defendant Bonnie Rohr in 3:98-cv-02150, non-compliance with other: ex parte communication with the Judge is prohibited (kaj) (Entered: 03/21/2005)

03/25/2005 1133 MAIL RETURNED UNDELIVERABLE as to George Oliver re: stipulation [1130-1] (dkt clerk) (Entered: 03/28/2005)

03/30/2005 1134 Objection by non pty Marcia Ratajczak in 3:98-cv-02150 to inclusion as a member of the dft class (dkt clerk) (Entered: 04/04/2005)

03/30/2005 1135 Proof of service by non pty Marcia Ratajczak in 3:98-cv-02150 of: document no. 1134 (dkt clerk) (Entered: 04/04/2005)

04/01/2005 1136 MAIL RETURNED UNDELIVERABLE as to David Knight in 3:98-cv-02150 re: order [1131-1] (dkt clerk) (Entered: 04/04/2005)



04/08/2005 1139 Notice of satisfaction of 7/1/04 jgm against dft and in favor of Francis T. Prochaska by lead plaintiffs and the plaintiff class (dkt clerk) Modified on 04/12/2005 (Entered: 04/11/2005)

04/11/2005 1140 MAIL RETURNED UNDELIVERABLE as to Ben Sides in 3:98cv2150 re: order [1132-1] (kaj) (Entered: 04/11/2005)

04/13/2005 1141 MAIL RETURNED UNDELIVERABLE as to George Oliver re: order 1132 (kaj) (Entered: 04/13/2005)

04/15/2005 1142 Praecipe issued for abstract of judgment (dkt clerk) (Entered: 04/20/2005)

04/21/2005 1143 MAIL RETURNED UNDELIVERABLE as to Anthony Searcy re: order [1132-1] (kaj) (Entered: 04/21/2005)

04/22/2005 1144 DISCREPANCY ORDER by Judge Napoleon A. Jones Jr. rejecting document: motion to dismiss summary jgm by Bonnie M. Rohr, non-compliance with local

rule 83.9 (motion filing not in accordance with LR 7.1.b and 4.1) (label prepared) (dkt clerk) Modified on 04/25/2005 (Entered: 04/25/2005)

04/22/2005 1145 DISCREPANCY ORDER by Judge Napoleon A. Jones Jr. rejecting document: stipulation of dismissal from Bonnie M. Rohr, discrepancy: missing signature of opposing party (label prepared) (dkt clerk) Modified on 04/25/2005 (Entered: 04/25/2005)

04/25/2005 1146 Praecipe: issued for abstract of jgm filed 7/1/04 as to Gilbert Stocks in the amt of $55,674 (dkt clerk) (Entered: 04/29/2005)

04/25/2005 1147 Praecipe: issued for abstract of jgm filed 7/1/04 as to Michael Keller in the amt of $55,674 (dkt clerk) (Entered: 04/29/2005)

04/25/2005 1148 Praecipe: issued for abstract of jgm filed 7/1/04 as to Michael Keller in the amt of $55,674 (dkt clerk) (Entered: 04/29/2005)



05/04/2005 1151 MAIL RETURNED UNDELIVERABLE as to Anthony Searcy re: order [1144-1] (dkt clerk) Modified on 05/05/2005 (Entered: 05/05/2005)

05/05/2005 1152 Stipulation of Settlement and Order by Judge Napoleon A. Jones Jr.: This stipulation is between Mille Kee Chong, member of the Plaintiff Class and broker dft Douglas Nonaka (Settling Defendant). Settling dft agrees to pay the total sum of $2,000.00. The stipulation of Settlement is approved and the Settling Class Member shall file a Notice of Satisfaction of Judgment with the Court upon full pmt of the Settlement Funds as set forth in the Stipulation. (dkt clerk) (Entered: 05/06/2005)




05/23/2005 1156 MAIL RETURNED UNDELIVERABLE as to Anthony Searcy re: stipulation [1152-1] (dkt clerk) (Entered: 05/24/2005)

05/25/2005 1157 Praecipe: issued for abstract of jgm (dkt clerk) (Entered: 05/31/2005)

05/25/2005 1158 Praecipe: issued for abstract of jgm (dkt clerk) (Entered: 05/31/2005)

05/25/2005 1159 Praecipe: issued for abstract ofjgm (dkt clerk) (Entered: 05/31/2005)

06/15/2005 1160 Stipulation of Settlement and Dismissal of Claims With Prejudice, and Order Thereon by Judge Napoleon A. Jones Jr.: The stipulation is approved and all claims of the Settling Class Members against the Settling Defendant are ordered dismissed

with prej. This stipulation is between Karen Constantini and Darrin Constantini (Settling Class Members) and Steve Telesca (Settling Defendant), a member of the Defendant Class. Settling Defendant agrees to pay, immediately upon execution of this Stipulation, the total sum of $2,492.00 in full and complete satisfaction of the judgments and all claims of the Settling Class Members. (dkt clerk) (Entered: 06/16/2005)




07/12/2005 1164 MAIL RETURNED UNDELIVERABLE as to Financial Options re: stipulation [1160-1] (dkt clerk) (Entered: 07/12/2005)

07/13/2005 1165 Stipulation of Settlement and Order by Judge Napoleon A. Jones Jr. (signed by Judge Lorenz) This stipulation is between members of the plaintiff class, Marguerite Joyce Eastman, Robert M. Gregory, and Robert Liberman and broker dft David Rossi (Settling Defendant). Settling dft agrees to pay the total sum of $45,000.00 in full and complete settlement and satisfaction of the judgments and all claims of the Settling Class Members. (dkt clerk) Modified on 07/14/2005 (Entered: 07/14/2005)

07/13/2005 1166 Stipulation of Settlement and Dismissal of Claims Without Prejudice, and Order Thereon by Judge Napoleon A. Jones Jr. (signed by Judge Jones) This stipulation is between Mary Patterson, Trustee of the Patterson Family Trust and Robert Clark (Settling Defendant). The Settling Defendant agrees to pay upon execution of this Stipulation, the sum of of $750.00 and a final pmt of $2,500 for a total pmt of $10,000. The Stipulation of Settlement is approved and Settling Class Member's claims against Settling Defendant are dismissed w/out prej. (dkt clerk) Modified on 07/14/2005 (Entered: 07/14/2005)

07/28/2005 1167 MAIL RETURNED UNDELIVERABLE as to Ben Sides re: stipulation [1165-1] (dkt clerk) Modified on 07/28/2005 (Entered: 07/28/2005)

07/28/2005 1168 MAIL RETURNED UNDELIVERABLE as to George Olicer re: stipulation [1165-1] (dkt clerk) (Entered: 07/28/2005)





08/05/2005 1173 Stipulation of Settlement and Order by Judge Napoleon A. Jones Jr. (signed by Judge Houston): This stipulation is between Marjorie H. Sleight (Settling Class Member) and broker defendant Christopher Heins (Settling Defendant). Settling dft agrees to pay upon execution of this Stipulation the total sum of $2,965 in full and complete satisfaction of the jgm and all claims of the Settling Class Members. The Stipulation of Settlement is approved and the Settling Class member shall file a Notice of Satisfaction of Judgment with the Court upon full pmt of the Settlement Funds as set forth in the Stipulation. (dkt clerk) (Entered: 08/08/2005)

08/19/2005 1174 MAIL RETURNED UNDELIVERABLE as to Robert Clark re: stipulation [1173-1] (stipulation re-mailed and address corrected) (dkt clerk) Modified on 08/22/2005 (Entered: 08/22/2005)

08/19/2005 1175 MAIL RETURNED UNDELIVERABLE as to John Tencza re: stipulation [1173-1] (stipulation remailed and address corrected) (dkt clerk) Modified on 08/22/2005 (Entered: 08/22/2005)


08/19/2005 1177 MAIL RETURNED UNDELIVERABLE as to Howard Baldwin re: stipulation [1173-1] (dkt clerk) (Entered: 08/22/2005)


08/19/2005 1179 MAIL RETURNED UNDELIVERABLE as to Joseph Donahue re: stipulation [1173-1] (dkt clerk) (Entered: 08/22/2005)


08/19/2005 1181 MAIL RETURNED UNDELIVERABLE as to James Hansen re: stipulation [1173-1] (dkt clerk) (Entered: 08/22/2005)

09/16/2005 1182 Stipulation of Settlement and Order by Judge Napoleon A. Jones Jr.: The Stipulation of Settlement is approved and lead plaintiffs' cnsl shall distribute the net Settlement Funds, in accordance with this Court's Order Granting In Part Lead Plaintiffs' Motion For Attorneys' Fees and Reimbursement of Expenses; and Permission To Distribute Net Settlement Funds, dated 12/17/04. This stipulation is between Lois J. Reynolds and La Voi Congdon (Settling Class Members), members of the Plaintiff Class and broker defendant Tony Sellers (Settling Defendant), a member of the defendant Class. Settling Defendant agrees to pay, immediately upon execution of this Stipulation, the total sum of $3,850.00, (dkt clerk) (Entered: 09/19/2005)


10/03/2005 1184 Praecipe: issued on abstract of jgm as to judgment debtor, Robert O'Toole in the amt of $22,715.00 (dkt clerk) (Entered: 10/04/2005)


12/14/2005 1186 Stipulation of Settlement and Order by Judge Napoleon A. Jones Jr.; this Stipulation is between Delores F. Brant, Shirley G. Haney, William L. Reid, Shirley A. Thomas, Dorothy V. Walsh and Penny L. Warren trustee for the Bernard H. Golden, Sr. Golden Living Trust, estate of Esther Redman (Settling Class Members) and Arthur Reese, Jr. (Settling Defendant); settling dft agrees to pay, immediately upon execution of this Stipulation, the total sum of $5,000.00, and ten additional quarterly payments of $4,500.00 each beginning January 1, 2006 (due January 1st, April 1st, July 1st, and October 1st of each respective year), and a final payment of $32,789.00 due on July 1, 2008, for total payments of $82,789 (the Settlement Funds) in full and complete settlement of all claims of the Settling Class Member; Settling Class Members shall file a notice of satisfaction of judgment upon payment in full of all Settlement Funds as set forth in the Stipulation; Lead Plaintiffs' Counsel shall distribute the net Settlement Funds, after deducting attorneys fees and expenses, in accordance with this Court's Order Granting in Part Lead Plaintiffs' Motion for Attorneys' Fees and Reimbursement of Expenses, and Permission to Distribute Net Settlement Funds, dated December 17, 2004 (kaj) (Entered: 12/19/2005)

12/30/2005 1187 MAIL RETURNED UNDELIVERABLE as to attorney Patrick Keegan re: stipulation 1186 (kaj) (Entered: 12/30/2005)

01/04/2006 1188 MAIL RETURNED UNDELIVERABLE as to George Oliver re: stipulation [1186-1] (kaj) (Entered: 01/04/2006)

01/06/2006 1189 MAIL RETURNED UNDELIVERABLE as to Susan Browne re: stipulation [1186-1] (kaj) (Entered: 01/06/2006)

01/06/2006 1190 MAIL RETURNED UNDELIVERABLE as to Charles Browne re: stipulation [1186-1] (kaj) (Entered: 01/06/2006)

01/10/2006 1191 MAIL RETURNED UNDELIVERABLE as to Ben Sides re: stipulation [1186-1] (kaj) (Entered: 01/11/2006)

01/27/2006 1192 MAIL RETURNED UNDELIVERABLE as to Anthony E Searcy in 3:98-cv-02150 re: stipulation [1186-1] (jpp) (Entered: 01/27/2006)

04/05/2006 1193 Satisfaction of Judgment as to defendant Thomas A Till in 3:98-cv-02150 (kaj) (Entered: 04/06/2006)

04/07/2006 1194 Declaration for appearance of jgm debtor Michael Keller; Filed by Gilbert Stocks (r1r) (Entered: 04/07/2006)

04/07/2006 1195 Order by Magistrate Judge Louisa S. Porter: Judgment debtor exam set for 10:00 5/10/06 before Mag Judge Louisa Porter (r1r) (Entered: 04/07/2006)

04/20/2006 1196 MAIL RETURNED UNDELIVERABLE as to Ben Sides re: order 1195 (kaj) (Entered: 04/21/2006)

04/20/2006 1197 MAIL RETURNED UNDELIVERABLE as to James Hansen re: Scheduling order Judgment debtor exam set for 10:00 5/10/06 before Mag Judge Louisa Porter 1195 (kaj) (Entered: 04/21/2006)

04/20/2006 1198 MAIL RETURNED UNDELIVERABLE as to Anthony Searcy re: order 1195 (kaj) (Entered: 04/21/2006)

04/20/2006 1199 MAIL RETURNED UNDELIVERABLE as to George Oliver re: order 1195 (kaj) (Entered: 04/21/2006)

04/24/2006 1200 MAIL RETURNED UNDELIVERABLE re: Scheduling order Judgment debtor exam set for 10:00 5/10/06 before Mag Judge Louisa Porter [1195-1] (axr) (Entered: 04/24/2006)

04/24/2006 1201 MAIL RETURNED UNDELIVERABLE as to Larry W Sexton in 3:98-cv-02150 re: Scheduling order Judgment debtor exam set for 10:00 5/10/06 before Mag Judge Louisa Porter [1195-1], order [1195-2] (axr) (Entered: 04/24/2006)

04/24/2006 1202 MAIL RETURNED UNDELIVERABLE as to Charles E Browne in 3:98-cv-02150 re: Scheduling order Judgment debtor exam set for 10:00 5/10/06 before Mag Judge Louisa Porter [1195-1], order [1195-2] (axr) (Entered: 04/24/2006)

04/24/2006 1203 MAIL RETURNED UNDELIVERABLE as to Susan Randolph Browne in 3:98-cv-02150 re: Scheduling order Judgment debtor exam set for 10:00 5/10/06 before Mag Judge Louisa Porter [1195-1], order [1195-2] (axr) (Entered: 04/24/2006)

04/25/2006 1204 Ex parte application for leave to send notice to pla's class members for retention of collection atty and Order by Judge Napoleon A. Jones Jr.; It is ordered that lead pla's are granted leave to send the attached notice of intention to the Judgment Creditor Pla's class members, to obtain their consent to retain, on their behalf, atty James W. Hodges (axr) (Entered: 04/25/2006)

04/25/2006 1205 Declaration of Vincent D. Slavens in support of lead pla's ex parte application for leave to send notice to pla's class members for retention of collection attorney by lead counsel for lead pla's and the pla class (axr) Modified on 04/25/2006 (Entered: 04/25/2006)

05/08/2006 1206 Proof of service of application and order for appearance and exam; subpoena in a civil case on 4/29/06 (axr) (Entered: 05/09/2006)

05/09/2006 1207 MAIL RETURNED UNDELIVERABLE re: order [1204-1] (axr) (Entered: 05/09/2006)



05/10/2006 1210 Minutes: Enter Order by Magistrate Judge Louisa S. Porter; judgment debtor exam held; debtor Michael Keller placed under oath; Court Reporter: n/a (axr) (Entered: 05/10/2006)





06/07/2006 1215 MAIL RETURNED UNDELIVERABLE re: mail returned [1214-1] (axr) (Entered: 06/07/2006)

08/24/2006 1216 Ex parte Application for entry of judgment on summary judgment (axr) (Entered: 08/25/2006)

08/24/2006 1217 Declaration of Vincent D. Slavens in support of lead pla's ex parte application for entry of judgment on summary judgment (axr) (Entered: 08/25/2006)

08/28/2006 1218 Notice of pla's Motion for summary judgment for the sales of unregistered securities by the selling brokers [ motion(s) referred to Judge Napoleon A. Jones Jr.] motion hrg set for 10/10/06 at 10:30am (axr) Modified on 08/28/2006 (Entered: 08/28/2006)

08/28/2006 1219 Memorandum of points and authorities in support of motion for summary judgment for the sales of unregistered securities by the selling brokers [1218-1] (axr) (Entered: 08/28/2006)

08/28/2006 1220 Lead pla's separate statement of uncontested facts, supporting evidence and conclusions of law in support of motion for summary judgment for the sales of unregistered securities by the selling brokers [1218-1] (axr) (Entered: 08/28/2006)

08/28/2006 1221 Declaration of Vincent D. Slavens in support of brief in support of lead pla's motion for summary judgment (axr) (Entered: 08/28/2006)

08/28/2006 1222 Declaration of Aimee Vignocchi re motion for summary judgment for the sales of unregistered securities by the selling brokers [1218-1] (axr) (Entered: 08/28/2006)

09/27/2006 1223 ORDER denying ex parte application for entry of judgment on summary judgmentsigned by Judge Napoleon A. Jones Jr. on 09/27/06. The court denies lead pla's ex parte application for entry of judgment on summary judgment.(axr, ) (Entered: 09/27/2006)

09/29/2006 1224 Discrepancy Order by Judge Napoleon A. Jones Jr. rejecting document: notice of change of address non-compliance with local rule other: no proof of service.(axr, ) (Entered: 10/03/2006)

10/03/2006 1225 ORDER re: oral argument signed by Judge Napoleon A. Jones Jr. on 10/03/06. The court finds the motion suitable for determination on the papers submitted and without oral argument. No appearances are required on 10/10/06. (axr, ) (Entered: 10/04/2006)

12/08/2006 1226 Ex Parte MOTION for Disbursement of Funds by Willis F Carlson. (Attachments: # 1 Declaration Declaration of Meg Guyder# 2 Declaration Declaration of Vincent D. Slavens# 3 Declaration Declaration of Bethany York)(Slavens, Vincent) (Entered: 12/08/2006)

02/05/2007 1227 Minute ORDER for proceeding held before Judge Napoleon A. Jones Jr.. on 2/5/07. The court orders plaintiffs to either indicate the location of or provide a supplemental copy of the referenced "Proposed Order" and "Exhibit A" attached to the "Proposed Order" in Plaintiff's Motion for Summary Judgment [Doc. Nos.

1218-19] by Monday, February 12, 2006.(bar, ) (Entered: 02/05/2007)

02/23/2007 1228 SECOND SUPPLEMENTAL ORDER granting 1218 Plaintiffs' Motion for Summary Judgment against additional members of the defendant class. Judgment shall be entered against each Defendant Class member listed on attached supplemental appendix for the total net remaining damages of $59,117.00 plus interest of $15,962.00. Signed by Judge Napoleon A. Jones Jr. on 2/23/07. (Case not termed per court) (cag) (Entered: 02/23/2007)

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7 u.s. district court civil docket 02/23/2007

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