6.issues related to 50001 certification and accreditation desai

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  • 1UNIDO Energy Management Systems

    ISO 50001

    UNIDO Energy Management Systems

    ISO 50001

    Discussion Agenda

    Energy Performance

    Competency

    Accreditation

    Adoption

  • 2Double layer of consensus forISO standards

    At the level of delegates/expertswho participate in technical

    committees, sub-committees,working groups, i.e. industry

    specialists, technologists, users,consumers, etc.

    Then, at the level of countries through their national

    standards bodies (NSBs),involving all stakeholders innational mirror committees

    Page3

    Standards used in Assessment of an Energy Management System

    ISO 50001

    ISO 50003

    ISO/IEC 17021

    ISO/IEC 17011

    Implemented by organization

    Used by CBs

    Used by CBs

    Used by ABs

  • 3A Paradigm ShiftContinual Improvement Management Systems

    ISO 9001, ISO 14001, ISO 22000, ISO 27001, etc

    Continual improvement of the management system focus

    ISO 9001: continuous improvement of processes

    Performance Results on performance

    from initial certification Energy Performance significant energy uses

    and other outputs of the energy review;

    the relevant variables related to significant energy uses;

    EnPIs; the effectiveness of the

    action plans in achieving objectives and targets;

    evaluation of actual versus expected energy consumption.

    Considerations

    CompetencyEvaluation of

    Energy Performance

    Adoption Accreditation

  • 4Evaluation: Is Energy Performance Improving?

    What does the data from the organization demonstrate?

    How are adjustments made based on the data?

    Are the planned improvements achieved?

    Baseline & EnPIsMonitoring,

    Measuring & Analysis

    Report performance to management

    Action Plans

    Energy Performance

    CompetencyCompetencies are what people need to be successful in their job.

    Auditors need Competencies in two areas :

    Management systems and Energy performance audit

    ISO 50003 has defined additional competencies to address energy performance.

    This will represent a new set of competencies for the Certification Bodies

    Implementing organizations also need these two competencies

  • 5Knowledge

    Certification functions

    Conducting the application review to determine audit team

    competence required, to select the audit team

    members, and to determine the audit time

    Reviewing audit reports and making

    certification decisionsAuditing

    Energy specific terminology X X XEnergy performance indicators, energy baseline, relevant variables and static factors

    X X

    Energy performance evaluation and related basic statistics

    X XCommon energy systemsFor example: steam systems, motor systems, etc.

    X X

    Energy performance improvement actions (EPIAs)

    X X

    Energy performance improvement technology

    X XGeneral measurement and verification (M&V) X XMeasurement, monitoring and analysis of energy data

    X X

    Energy Performance

    Requirements of ISO 50001

    Competency requirements of ISO 50003

    Reporting of Energy Performance Required by ISO 50001 and ISO 50003

    Results

  • 6Do Other Standards have an Audit Standard like ISO 50003?

    ISO 22003 Food

    ISO 50003 Energy

    ISO 27006

    IT Security

    Competency Requirements

    ISO 17021-

    2 Environmental

    ISO 17021-

    3 Quality

    ISO 17021-

    4 Event

    Sustainability

  • 7WHY do we need ISO 50003?Continual Improvement of the EnMS Top Management Management review Objectives, targets and

    action plans Competency Internal audit Corrective and

    preventive action

    Improvement of Energy Performance Energy Data Driven

    Energy Review Energy Baseline EnPIs Measuring, Monitoring

    and Analysis Objectives, targets,

    and action plans Measuring,

    Monitoring and analysis

    Accreditation

    The accreditation process helps to ensure effectiveness of:

    The EnMS The CBs processes The validity

    performance for international recognition

  • 8What Additional Requirements are in ISO 50003?

    audit planning, the auditing process, certification decisions

    audit reporting duration of audits multi-site sampling competence requirements for personnel

    involved in the certification process

    Global Certifications

    Reinhard Peglau Federal Environment Agency (UMWELTBUNDESAMT) March 2014

  • 9Certification Decision Surveillance

    Confirm scope and boundaries Review information or evidence to confirm that

    continued improvement of energy performance can be demonstrated

    Recertification Same scope as the stage 2 certification audit A new stage 1 may be required Confirmation of energy performance improvement is

    required for granting the recertification Certification or Recertification decision

    Energy performance improvement required

    Energy Performance Before making a

    Certification decision energy performance improvement required

    An audit report includes a statement of achievement of continual improvement of energy performance with audit evidence to support the statement

    Is certification a good tool to support continuous improvement of energy performance in EnMS?

  • 10

    Audit Duration Four factors are used

    to determine minimum audit duration

    Energy sources Significant energy

    uses (SEU) Energy consumption EnMS effective

    personnel

    Multisite Audits consistent criteria for

    establishing objectives and targets and site action plans;

    centralized processes for evaluating applicability and effectiveness of action plans and EnPIs, and

    energy performance data is centrally aggregated and to show organization wide energy performance, as appropriate.

    Energy performance requirements:

    consistent energy planning process;

    consistent criteria determining and adjusting baselines, relevant variables and energy performance indicators(EnPIs);

  • 11

    Sectors Industry

    (Light to Medium) Industry

    (Heavy) Buildings Building

    Complexes

    Transport Mining Agriculture Energy Supply

    GSEP ISO 50001 Auditor/ Lead Auditor ActivityGoal: Establish a consensus-based, international certification scheme will support greater consistency in ISO 50001 certification outcomes

    The proposed ISO 50001 Auditor and Lead Auditor certification schemes will: Address the lack of skilled and trained personnel

    available to conduct ISO 50001 certification audits Increase the impact of ISO 50001 Help demonstrate the value of EnMS business

    practices to industrial, commercial, and public sector organizations.

    22

  • 12

    Thank You