56 no.34372 government gazette, 15 june 2011...staatskoerant, 15 junie 2011 no. 34372 57 1 mabona...

56 No.34372 GOVERNMENT GAZETTE, 15 JUNE 2011

I Livio Antonio Lazzari t/a Livio 12681 6 March 2011 Contravention of section I Lazzari Consultant 15A of the FSB Act

Lleader Underwriting 4600 6 March 2011 Contravention of section Management (Pty) Ltd 15A of the FSB Act, and

section 17(4) of the FAIS Act

Lonwabo Armstrong Nginza 22748 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Lorraine Jamison 19832 5 March 2011 Contravention of section I

15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Louis Petrus Johannes 1502 6 March 2011 Contravention of section Nienaber t/a Nienaber 15A of the FSB Act, and Makelaars sections 17(4) and

19(2)(b)(iii) of the FAIS Act

Lourens C De Lange t/a 12794 6 March 2011 Contravention of section Dimension Consultants 15A of the FSB Act

Lucas Johannes Bartel Luus t/a 28405 6 March 2011 Contravention of section Credfin Financial Solutions 15A of the FSB Act, and

sections 17(4) and 19(2)(b)(iii) of the FAIS Act

• Lucas Nkosinathi Zulu 35027 6 March 2011 Contravention of section 15A of the FSB Act

Lucas Sizani Mgidi t/a 18855 5 March 2011 I Contravention of section Executive Solutions 15A of the FSB Act, and

• sections 17(4) and

I

19(2)(b)(iii) of the F AIS Act

Lucky Unarine Muntswu t/a 39161 i 6 March 2011 Contravention of section Lucky Muntswu Investments 15A of the FSB Act, and


Lungisane Thamsanqa Msane 41861 6 March 2011 Contravention of section t/a Jabez Financial Services 15A of the FSB Act

Lwandle Wiseman Jikazi t/a 3799 6 March 2011 Contravention of section L.W Investment 15A of the FSB Act, and


Lynnell Financial Services CC 6384 6 March 2011 Contravention of section t/a Lynnell Financial Services 15A of the FSB Act cc M T Lokovhela Funeral Parlour 41172 6 March 2011 Contravention of section cc 15A of the FSB Act

M.L Financial Services CC 38191 6 March 2011 Contravention of section

I 15A of the FSB Act

STAATSKOERANT, 15 JUNIE 2011 No. 34372 57

1 Mabona Consultants CC I

36933 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act i

Machupe Brokers CC 31748 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Maclennan And Associates CC 12981 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the F AIS Act

1 Madimetja Rufus Ramotebele 6096 6 March 2011 Contravention of section , 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act

• Madoda Mbulelo Samson 24676 I

24 March 2011 Contravention of

I 1 sections 17(4) and I

! 19(2)(b)(iii) of the FAIS I

j Act .. • Magatle Motswaledi Abram 6094 ! 6 March 2011 Contravention of section

15A of the FSB Act

Mak Wealth Management 39898 I 6 March 2011 Contravention of section Consultant CC 17(4) of the FAIS Act

i

Makhosini Pascal Malinga t/a 41408 6 March 2011 Contravention of section

I M & M Consulting 15A of the FSB Act

i Maluta Leonard Nekhwalivhe 36470 6 March 2011 Contravention of section • t/a Rwick Enterprises 15A of the FSB Act, and

' section 17(4) of the FAIS Act

Mamokgadi Financial Services 7347 6 March 2011 . Contravention of section cc 1

15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Mandisiya Umnotho Consulting 24694 6 March 2011 Contravention of section cc 15A of the FSB Act, and


Mandla Peacernan Ntingi t/a 24105 6 March 2011 Contravention of section Disc Insurance Brokers 15A of the FSB Act, and


' Mandlakayise Alfred Masuku 21607 5 March 2011 Contravention of t/a Priority Life sections 17(4) and


Mandlenkosi Sipho Afrika 18347 5 March 2011 Contravention of section Sikhakhana 15A of the FSB Act


Manelly Risk Management CC 31849 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Manoko Simon Mushwane t/a 7816 6 March 2011 Contravention of section MS Mushwane Brokers 15A of the FSB Act, and


Mantah Financial Services (Pty) 32051 6 March 2011 Contravention of section Ltd 15A of the FSB Act, and

sections 17(4) and 19(2) (b)(iii) of the FAIS Act

Mantime Salamina Motau 25727 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Marc Stuart Schnehage t/a 20944 5 March 2011 Contravention of section ludex Brokers 15A of the FSB Act, and


Maria Susanna Van As t/a MS 8543 6 March 2011 Contravention of Brokers sections 17(4) and


Marie Elizabeth Humphries t/a 13614 6 March 2011 Contravention of 1 Sapcor Fs sections 17(4) and


-

Marietjie & Dirk Makelaars CC 13655 6 March 2011 Contravention of section t/a M & D Makelaars 15A of the FSB Act, and

sections 17{4) and 19(2)(b)(iii) of the FAIS Act

Marinus Maartens t/a Sakkie 19259 5 March 2011 Contravention of Maartens Brokers sections 17(4) and


Mariri Trading 57 CC t/a 31776 6 March 2011 Contravention of Rimacore Insurance Brokers sections 17{4) and

19(2) (b) (iii) of the FA IS Act

Marius Bezuidenhout t/a MB 3420 6 March 2011 Contravention of section Financial Services 15A of the FSB Act, and


Marius Koegelenberg t/a 10900 6 March 2011 Contravention of section Cradock Brokers & Executors 15A of the FSB Act, and

sections 17(4) and

I 19{2)(b)(iii) of the FAIS Act

~

STAATSKOERANT, 15 JUNIE 2011

Mark Dermot Henry Smeddle 41162 I

6 March 2011 t/a Integrity Financial Services

Market Trends CC 22028 I

6 March2011

Marlin Insurance Brokers CC 21093

I

5 March 2011

Martha Maria Theron t/a Martie 24424 6 March 2011 • Theron

I Martha Sophia Swanepoel t/a 39140 6 March 2011 Welco Makelaars

Marthinus Johannes Van Der 38373 6 March 2011 Mescht t/a FS Funeral Services

i

Marthlnus Van Blerk 6685

I 6 March 2011

I 1 Martin Lemmer and Associates

I

3092 6 March 2011 • CC t/a The Financial House •

Martin Mkhabela 40579 6 March 2011

Mary-Lynne Geyle 1022 6 March 2011

~ .. ·------

Maryna Van Den Heever 20268 5 March 2011

I .. ~-···

Mashudu Timothy Muthivhi 26383 I 6 March 2011

Masibambisane Intermediating 23303 6 March 2011 Services (Pty) Ltd

I Matsimela Dennis Kekana 5 March 2011

No.34372 59

Contravention of section 15A of the FSB Act

Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 17(4) ofthe FAIS Act

Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act

Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act

Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS

iAct I Contravention of section

15A of the FSB Act, and section 17(4) of the FAIS Act

Contravention of section 17(4) of the FAIS Act

Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act, and sections 17 (4) and 19(2)(b)(iii) of the FAIS Act

1 Contravention of section i 15A of the FSB Act, and sections 17(4) and 19(2)(b)(m) of the FAIS Act Contravention of section 15A of the FSB Act

!

60 No. 34372 G O VERNMENT GAZETTE, 15 JUNE 2011

Matthew Uvingstone Botha t/a I Matt Botha Financial Services

Matthew Viljoen Brokers CC

i Mauritz Boshoff Brokers CC

Mavava Trading 195 (Pty) Ud t/a Pegasus Financial Services

Mavis Fisani Zondi t/a Umhlahlandlela Burial Club

Mavula Projects CC t/a Mavula Insurance Brokers

Maxvest (Pty) Ltd

I Mazaule Business And Trading I Enterprise CC t/a Mazet I Financial Services

i Maziya Funeral CC

Mbheki Nelson Mthembu t/a Mbheki & Associates Financial Services

39115

7433

23892

25361

39226

24675

31731

3676

39067

Mboneni Daniel Mntuwenkosi 36944

l Mdluli t/a MDM Financial Services

I MBS Insurance Brokers CC 25403

I

I I

I

I

Mbuyiseni Henry Masuku t/a Global Brokers

36438 1

1 Mck Insurance Brokers (Pty) Ltd

I Mdloana Trading And Project CC tja Mdloana Brokerage

I

17621

I 41590

6 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

5 March 2011

6 March 2011


Contravention of section 15A of the FSB Act, and

1

,

sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 19(2)(b)(iii) ofthe FAIS Act Contravention of section I 15A of the FSB Act

Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2){b)(iii) ofthe FAtS Act Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act

Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAtS Act

i Contravention of section 15A of the FSB Act, and section 19(2)(b)(iiQ of the FAISAct

Contravention of sections 17(4) and 19(2)(b)(iii) of the F AIS Act Contravention of section I 15A of the FSB Act, and i section 17(4) of the FAIS I Act


Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section I 15A of the FSB Act

Contravention of section 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSBAct

STAATSKOERANT, 15 JUNIE 2011 No.34372 61

Mdondi Trading And Projects 39196 6 March 2011 Contravention of section cc 15A of the FSB Act, and


i Mduduzi Norman Mhlongo t/a 40399 6 March 2011 Contravention of section 1 Mgabhi Financial Services 15A of the FSB Act

Medaphahlane Financial 26584 6 March 2011 Contravention of section AdvisorsCC 15A of the FSB Act

Median Asset Management CC 25837 ! 6 March 2011 Contravention of section

17(4) of the FAIS Act

Meditand 17363 5 March 2011 Contravention of section Versekeringsmakelaars {EDMS) I 17(4) of the FAIS Act BPK

1 Merero Consulting Services CC 38059 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17{4) and 19{2) (b)(iii) of the FAIS Act

Mergefin Investments CC t/a 4341 6 March 2011 ! Contravention of section I MAC : 19(2)(b)(iii) of the FAIS

Act Merit Asset Managers (Pty) Ltd 33287 6 March 2011 Contravention of section

15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS

•

Act -

Meso Capital (Pty) Ltd 40598 I

6 March 2011 1 Contravention of section : 15A of the FSB Act

Meyer Lange Insurance Brokers • 2131 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)Oii) of the FAIS Act

Mfundo Mnyango Brokers CC 40973 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act

Mhlengi Wami Trading 38896 6 March 2011 Contravention of section Enterprise CC t/a ETC 15A of the FSB Act, and Financial Services section 17(4) of the FAIS

Act

Michael Billy Moswane 41586 6 March 2011 Contravention of section 15A of the FSB Act

Michael James Motors CC 19126 5 March 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

. Michael 0 Donovan Van 7819 6 March 2011 Contravention of section ! Lelyveld t/a Mike Van Lelyveld 15A of the FSB Act, and

Brokers sections 17(4) and 19(2)(b)(iii) of the FAIS

• Act


Michael William Molefe t/a I

38150

I 6 March 2011 Contravention of section

Maitemogelo Consultancy 15A of the FSB Act

Michelle Richards 40833 6 March 2011 Contravention of section 15A of the FSB Act, and

I

section 17(4) of the FAIS • Act

Microflex Financial Services 24700 6 March 2011 Contravention ·of section (Pty) Ltd 15A of the FSB Act, and

sections 17(4) and i . 19(2)(b )(iii) of the F AIS I 1 Act

Mike Fermor Brokers CC 2661 i 6 March 2011 Contravention of section i

i 15A of the FSB Act, and section 17(4) ofthe FAIS Act

Mike Kiley & Associates CC 41602 I

6 March 2011 Contravention of section I 15A of the FSB Act

--·· · Mindshift Wealth Creation CC

I I 20699 5 March 2011 Contravention of section

t/a Mindshift 17(4) of the FAIS Act

Miya Financial Services CC

I

16989 5 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS

I Act MJ Marx Insurance Brokers 26809 6 March 2011 Contravention of section (Pty) Ud 15A of the FSB Act, and

sections 17(4) and 19(2)(b)(iii) of the FAIS

i •

Act MJR Insurance Brokers CC 14545 I 6 March 2011 Contravention of


I MK And Associates CC t/a Mk I 41064 6 March 2011 Contravention of section . And Associates CC 15A of the FSB Act

Mkhululi Mlimbo Gwebityala 36826 6 March 2011 Contravention of section Ngxumza t/a Ngxumza 15A of the FSB Act, and Financial Services section 17(4) of the FAtS

i Act

Mkhuseli Luthuli t/a Luthuli & 33985 I

6 March 2011 Contravention of section Sons Financial Providers 15A of the FSB Act, and

sections 17(4) and 1 9(2)(b )(iii) of the F AIS Act

ML -Reddy Financial Planning 40284 6 March 2011 Contravention of section cc 15A of the FSB Act, and

section 17(4} of the FAIS Act

Mlungisi Jerome Hlophe t/a MJ i 34593 6 March 2011 Contravention of section Hlophe White Brokers

I I 15A of the FSB Act

I


Mmaneo Margaret Makama t/a 39942


Mmaneo Brokers 15A of the FSB Act, and section 17(4) of the FAIS Act

Mmapaulsi Evelyn Hlalele tta 12743 6 March 2011 Contravention of section Me Brokers 15A of the FSB Act, and

sections 17(4) and 1 19(2)(b)(iii) of the FAIS . Act

Mmope Alphons Motsoari 18040 5 March 2011 Contravention of section 15A of the FSB Act, and sections 17 (4) and 19(2)(b)(iii) of the FAIS Act

Mofokeng Funeral Home CC 38177 I

6 March 2011 Contravention of section 15A of the FSB Act

Mogamat Jappie t/a Star 12763 6 March 2011 Contravention of section Insurance Brokers 15A of the FSB Act, and


Mogomotsi DM Advisory 36253 6 March 2011 Contravention of section Services CC t/a MOM Advisory 15A of the FSB Act Services

I Mohamed Ally Joosab Noor 2108 6 March 2011 i Contravention of

I Mahomed t/a Mahomed & . sections 17(4) and Associates 19(2)(b)(iii) of the FAIS

Act Mokgadi Annah Caroline 12408 6 March 2011 Contravention of section i

Ramokgopa t/a Maca 15A of the FSB Act, and sections 17(4) and 19(2) (b) (iii) of the FAIS Act

Mokwari Jacob Dominic Thobei 11887 6 March 2011 Contravention of section 15A of the FSB Act, and

. sections 17(4) and 1

19(2)(b)(iii) of the FAIS i

'Act Molatedi Insurance Brokers CC

I 3oi7<l I 6 March 2011 I Contravention of section i

I · 15A of the FSB Act, and ' sections 17(4) and

19(2)(b)(iii) of the FAIS i Act

Moneyline 991 (Pty) Ltd tta 1515216 March 2011 Contravention of section Matcor Trust & Financial 15A of the FSB Act Services

Monique Volschenk t/a Finrand 20046


Insurance Brokers 15A of the FSB Act

. Monnapule Lucas Seagisho t/a 18979 5 March 2011 I Contravention of section

1

Lukes Insurance Brokers 1 17(4) of the FAIS Act

I Montsamaisa Basigo Re Mo 6293 6 March 2011 Contravention of ' Leboga Bosele Brokers CC t/a sections 17(4) and

Montsamaisa Bosigo Brokers 19(2)(b)(iii) of the FAIS Act

64 No. 34372 GOVERNMENT GAZETTE, 15 JUNE 2011

Moonlight Financial Services ! 28010 6 March 2011 1 Contravention of section

cc 15A of the FSB Act, and sections 17(4) and

1 19(2)(b)(iii) of the FAIS Act

Mosaiek Brokers CC 7718 6 March 2011 Contravention of section 15A of the FSB Act, and

1 section 19(2)(b)(iin of the FAISAct

~ Moses Mzayifani Ndlovu t/a 22671 i 6 March 2011 Contravention of section 1 Mzitoes Brokerage 19(2)(b)0ii) of the FAIS

Act Mosese Elizabeth Mano tja 19248 5 March 2011 Contravention of

1 Lizzy Brokers Services sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Mosiko Isaac Mohlaping 20236 5 March 2011 Contravention of section . 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS

1Act 1. Motsamai Doctor Setae 26323

I 6 March 2011 I Contravention of section

15A of the FSB Act, and section 19(2)(b)(ii0 of the FAISAct

f-::--~-- ·····- ---····· Moving Forward Trading And 41695 6 March 2011 ! Contravention of section Project 1 08 CC i • 15A of the FSB Act

MP Kearns Eastwick And 38688 6 March 2011 Contravention of section Associates CC 15A of the FSB Act, and


Mpho Mavis Motlhoki t/a MM 36651 6 March 2011 1 Contravention of section Motlhoki Brokers 15A of the FSB Act, and

I sections 17(4) and 19(2)(b)(iii) of the F AIS

i Act Mqabuki Dalasile t/a Dalasile I 40947 i 6 March 2011 Contravention of section Financial Services I 15A of the FSB Act

Msane Brokers CC 24021 6 March 2011 Contravention of section 15A of the FSB Act, and

• secti.on 17(4) of the FAIS . Act I

1 Muluthanyi Kaizer Sinthumule 31556 6 March 2011 Contravention of section 1 t/a Ndiene Financial Service

1 15A of the FSB Act, and sections 17(4) and

i

19(2)(b)(iii) of the FA IS Act

Murati Brokers CC 38881 I 6 March 2011 Contravention of section i 15A of the FSB Act, and

i section 17(4) of the FAIS

! Act

Musa Properties CC t/a Musa 5053 6 March 2011 1 Contravention of section Consulting Services 15A of the FSB Act


Mutable Financial Services CC 39803

Mutshidziwa Gloria Netshambidi . 34495 t/a Muofhe Brokers

Muzi Nicholas Sikubudu 29633

Mwaskha Training Enterprise 41539 cc Mykatrade 87 CC t/a lnspecta 37297

I • Car Kempton Park

! Mzansi Blinds CC t/a Mzansi 37447 • Solutions

Mzanywa Bonginkosi Mkhize 26989

I t/a ONS Brokers

• Mzingisi Brokers CC 19725

I -• Mzotsho Trading Enterprise CC 40529 i t/a Mzotsho Financial Services

II NA Mhlongo & Associates CC 13847

· N dl I R d t/ E I . an a am eo a xces1or 20669 Insurance Brokers

Napra Investments CC t/a 6190 • Prenro Insurance Brokers

I Narendra Persadh t/a Naren 12231 • Persadh & Associates

· Ncumisa Mkololo t/a Gwebani 42078 Investments

! Ndileka Zibi 34987

6 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

5 March 2011

6 March 2011

29 March 2011

· Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS • Act

Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS

• Act Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act




Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act

Contravention of section 15A of the FSB Act, and sections 17(4) and

. 19(2)(b)(m) of the FAIS • Act

i

5 M h 2011 C t f f f arc on raven 1on o sec 1on 15A of the FSB Act, and sections 17(4) and

! 19(2)(b)(iii) of the FAIS • Act

6 March 2011 · Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act

6 March 2011 . Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS

• Act 6 March 2011 Contravention of section

15A of the FSB Act

6 March 2011 Contravention of section 15A of the FSB Act, and s.ection 19(2)(b)(iiQ of the I FAISAct

'---······--~--····--~···~-- .... J····~-- .... _...1~~-···-~---····-~~--'----·····-·~-- ···-


I Ndlandlalati Financial 38974 I Consulting CC

I Nelisa Mlisana 39361

1 Neluhenis Insurance Brokers 7201

Neo Joyce Mohlamme 32380

Neofin Insurance Brokers (Pty) 4553 Ltd

Neron Singh Va R.L.S 21191 Insurance Brokers

Nettworth Risk And Investment 41225 Solutions CC

New Adventure Investments 38 20387 (Pty) Ltd Va Fedauto

I New Dawn Advisory Services 40525 cc

New Horizons Financial CC 19904

! Newcastle Brokers Trust tta 22854 Anchor Insurance Brokers

Nganele Financial Services CC 39309

Nganiza Investments CC 39477

Ngcebiso Consulting CC 33201

•

Nicol Buchner Va Nicol Brokers I 13660

I

6 March 2011 Contravention of section 15A of the·FSB Act


6 March 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

6 March 2011 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act

6 March 2011 ' Contravention of section , 15A of the FSB Act

5 March 2011 Contravention of section 19(2) (b) (iii) of the FA IS

.Act 6 March 2011 Contravention of section

15A of the FSB Act

5 March 2011 Contravention of section 15A of the FSB Act, and section 19(2) (b) (iiO of the

, FAISAct

6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act

I

5 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act

' 6 March 2011 Contravention of section ! 15A of the FSB Act, and ... sect1on 19(2)(b)(m) of the 1

FAISAct .


6 March 2011 1 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act

6 March 2011 Contravention of section 15A of the FSB Act, and

1 sections 17(4) and 19(2)(b)(iii) of the FAIS

I Act 6 March 2011 1 Contravention of section

15A of the FSB Act, and

.. - ...... ~

I section 19(2) (b) (iii) of the FAISAct


Njaka Manganyi Investments .cc

Nkosenhle Wilberforce Mbokazi

NLK Brokers CC

Nocawe Gqokoma t/a Nocawe Gqokoma Brokers

i Nolwana Traders CC

Nomagqwangu Trading Enterprise CC

Nomakhosi Praxidice Bhengu t/a Mylo Brokers

Norman Ephraim Vilakazi t/a Greenlight Financial Solution

North Rock Trading 20 CC t/a North Rock Brokers

Northwood Financial Services cc

Nozipho Evidence Gumede t/a Nozipho Brokers

Nsima Business Enterprise CC t/a Nsima Healthcare Consulting

l\ltathu Consulting CC

Ntokozo Collin Sibisi t/a Ntokozo C Sibisi Brokers

35506 6 March 2011

22906 I 6 March 2011

7987 6 March 2011

22345 6 March 2011

41146 6 March 2011

39650 6 March 2011

15962 6 March 2011

38820 6 March 2011

32474 6 March 2011

I

13296

:

6 March 2011

39026 6 March 2011

39609 6 March 2011

40555 6 March 2011

39579 6 March 2011

No. 34372 67

Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b){iii) of the FA IS Act Contravention of section 15A of the FSB Act

Contravention of section 15A of the FSB Act, and sections 17(4) and

• 19(2}(b)0ii) of the FAIS Act Contravention of section 15A of the FSB Act



Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act

Contravention of section 15A of the FSB Act, and sections 17 (4) and 19(2)(b)(iii) of the FAIS

•Act Contravention of sections 17{4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act, and section 17{4) of the FAIS !

Act





Ntombenkosi Bangeni t/a 16629 6 March 2011 Bangeni Brokers

Ntombesizwe Blossom Xanga 22109 6 March 2011 t/a Xanga Brokers

Ntombifuthi Sithokozile 21305 5 March 2011 Phiwokuhle Masondo t/a Futhi Financial Services

Nulane Trading (Pty) Ltd t/a 30386 6 March 2011 FMS Insurance Brokers

I'Jwali Insurance Brokers CC 11001 6 March 2011

I ~----- ---

-23569 -----~"-"

Nwaxitikixana Phineas Khosa 6 March 2011 t/a Phineas Brokers

Oageng Trading Enterprise CC 3136

I 6 March 2011

t/a Oageng Funerals

Olebile Martin Lucky Lorathu 11295 6 March 2011

· Olivier Risk Consultants CC 39170 i 6 March 2011

Omnilife CC 38517 6 March 2011

ax Business Trust ~ ······---~--

40537 6 March 2011

ORO & Times Risk And 13868 6 March 2011 Investment Services CC

Origin Eight Financial Services 33803 6 March 2011 (Pty) Ltd

i

Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act

1 Contravention of section • 15A of the FSB Act, and i sections 17(4) and

19(2) (b) (iii) of the FAIS Act Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act

- '·~ ~------~------~---·--.. ,.

Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2) (b) (iii) of the FA IS Act Contravention of section 19(2) (b) (iii) of the FA IS

.Act Contravention of section 15A of the FSB Act, and sections 17(4) and 19 2 b iii of the FAIS ()()() Act Contravention of section 15A of the FSB Act



Contravention of section 15A of the FSB Act, and section 17(4) of the FAtS Act

Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAtS

•Act


1 Orthogonal Investments (Pty) . Ltd

Oryx Brokers CC

1 Out There Brokers CC

I 1 Outreach Marketing Consultants I CC t/a Outreach Brokering Consultants

Owen Henry Smith t/a Owen Smith And Associates

Pankhurst & Associates CC

i

Papinini Samuel Maja

39384

12218

22993

i

39455

5157

38690

28778

Patrick Dondolo t/a Patrick 37194 Financial Provider

Patrick Donovan George Venter 31844 t/a Kenan Investments

Patrick Mtolo (Pty) Ltd -·-- I 29214

i

i

I

I !

6 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011


Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)Oii) of the FAIS

. Act Contravention of section 15A of the FSB Act





: sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act

Contravention of secti~ 15A of the FSB Act, and . sections 17(4) and 19(2)(b)(iii) of the F AIS Act Contravention of section 15A of the FSB Act, and sections 17(4) and

•

1 19(2){b)(iii) ofthe FAIS

Patrick Vulindlela Maju t/a Tax 39398 I 6 March 201-1-+=--=~:.::.c~nt:..__ra-ve-n-ti-on of section And Investments Solutions l 15A of the FSB Act

·. Paul Mare Uys t/aPr Brokers ' 17979- ---5 March-2011 Contravention of section . 15A of the FSB Act, and , . sections 17(4) and

I Paul Matthew Jordaan t/a i Crystal Healthcare Consultants cc

1

Paxinos Motor Link CC

12755 I

19(2)(b)(iii) ofthe FAIS . Act


39111 6 March 2011 Contravention of section 15A of the FSB Act, and i

section 17(4) of the FAIS I'

/Act --------~--------------~


PCG Business Trust 10371 I 6 March 2011 Contravention of section I

15A of the FSB Act, and

I

sections 17(4) and

I

19(2)(b)(iii) of the FAIS I Act

PEG Risk Protection (Pty) Ltd I 8690 6 March 2011 Contravention of section 15A of the FSB Act, and

I

section 19(2)(b)(iii) of the 1

FAISAct

Penelope Lungile Msabala t/a 38486 I

6 March 2011 Contravention of section Msabalafinancial Services 15A of the FSB Act, and


I Pension Fund Services (Pty) Ltd 13228 6 March 2011 Contravention of section i

15A of the FSB Act, and sections 17(4) and

i


1 Personal Wealth Management 3658 6 March 2011 Contravention of section . cc 15A of the FSB Act, and

sections 17(4) and

i 19(2)(b)(iii) of the FAIS

I Act

i Persoonlikke Finansiele 5196 I 6 March 2011 Contravention of Portefeulje's Bk

i sections 17(4) and

I 19(2)(b)(iii) of the FAIS Act

Peter Stefan Ginsberg t/a Peter 8232 6 March 2011 Contravention of section Ginsberg Financial Services 15A of the FSB Act

Petrus Jacobus Lodewikus 29232 6 March 2011 Contravention of section Viljoen t/a Piet Viljoen 15A of the FSB Act Makelaars Petrus Johannes Pieters 17129 5 March 2011

···-:---Contravention of section · 15A of the FSB Act, and

• sections 17(4) and 19(2) (b) (iii) of the FA IS Act

PFM Medical Scheme 20745 5 March 2011 • Contravention of section Marketing (Pty) Ltd 1 15A of the FSB Act

• Pheneas Bhekisisa Majola 17815 5 March 2011 Contravention of . sections 17(4) and . 19(2)(b)(iii) of the F AIS 1 Act

Phestine Magoai CC 21616 5 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS

1 Act Phika Insurance Brokers (Pty) 39213 6 March 2011 Contravention of section Ltd 15A of the FSB Act, and

section 17(4) of the FAIS 1 Act

Phiko Thomas Sithole t/a 7029 6 March 2011 Contravention of section Simunye Brokerage 15A of the FSB Act


i Philisiwe Octavia Ndlovu 10192 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Phillip Mahome 41367 6 March 2011 Contravention of section 15A of the FSB Act

• Phillipus Paulus Uys t/a MDU 27273 6 March 2011 Contravention of section Brokers 15A of the FSB Act, and

I

sections 17(4) and 19(2)(b)(iii) ofthe FAIS Act

1 Phindile Nkomozake 34698 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2) (b) (iii) of the FAIS Act

Phola Marketing Services CC 20994 5 March 2011 Contravention of section 15A of the FSB Act

Pieter Andreas Van Der Merwe 11423 6 March 2011 Contravention of section t/a Merwede Makelaars 15A of the FSB Act, and

sections 17(4) and 19(2) (b) (iii) of the F AIS Act

Pieter Gysbertus Bekker t/a 39273 6 March 2011 Contravention of section Bekker Financial Planners 15A of the FSB Act, and


Pieter Johannes Kotze t/a P J 6920 6 March 2011 · Contravention of section Kotze Brokers 15A of the FSB Act, and


Pieter Snyman t/a Suider Strand 11590 6 March 2011 Contravention of section Makelaars 15A of the FSB Act

Pisteuo Confessions CC t/a 7414 6 March 2011 · Contravention of section Deltafin

I

15A of the FSB Act, and section 19(2)(b)(iii) ofthe

I FAISAct

Platinum Mile Investments 583 36126 ! 6 March 2011 Contravention of section i

CC t/a Truck & Tractor 15A of the FSB Act Specialists

Porstev Investments CC t/a 25760 6 March 2011 Contravention of section • MK Motors 15A of the FSB Act, and

. section 17(4) of the FAIS •Act

Portia Queen Sechele t/a KPQ 36658 6 March 2011 Contravention of section Moruo 15A of the FSB Act, and

sections 17(4) and 19(2)(b)(iii) of the FAIS Act rPL Healthcare CC 37876 6 March 2011 Contravention of section 15A of the FSB Act


Prassana Trading CC

Premier Attraction 1144 CC tta Premier Risk Management Consultants

Premier Insurance Consultants cc

Prestige Makelaars

! Prime Fund Managers (Pty)Ltd

Proactive Ufestyle Management cc Procty Advisory Services CC

Profrisk CC

Prolife Administrators CC

PST Brokers And Properties CC

• Pulane Emily Mnisi

1 Q~ulate (Pty) Limited tla M1anzo Asset Management

. QSAM Financial Services (Pty) Ltd

Quadro Motors BK

Quantum Financial Consulting cc

I 39290

I

36530

I 7524

6312

16365

1050

1 3233

13796

41608

38509

12670

29712

661

22487

40672

I

!

I

I


6 March 2011 Contravention of section 19(2) (b) (iii) of the FA IS Act

6 March 2011 Contravention of section 19(2)(b)(iii) of the FAIS Act

6 March 2011 Contravention of section I 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act

6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and

i 19(2)(b)(iii) of the FAIS Act

6 March 2011 I Contravention of section 15A of the FSB Act




--···

6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS

• Act

6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS !

Act

6 March 2011 · Contravention of section • 15A of the FSB Act


6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and


6 March 2011 Contravention of section 1 15A of the FSB Act


~ Quyn Financial Services (Ply) 30481 6 March 2011 Contravention of section Ltd 15A of the FSB Act

• Rachelle Visagie tja B & R 21774 6 March 2011 Contravention of section i Brokers 15A of the FSB Act, and

sections 17(4) and

!


kgaowe Shadrack 15482 6 March 2011 Contravention of section nnakgotla 15A of the FSB Act

...

! Rapicorp 17 4 (Pty) Ltd , t/a Contravention of section 40527 6 March 2011 Bikesure Uma

i 15A of the FSB Act

Ratshilumela Jonas Malovhele 12474 6 March 2011 Contravention of section tja First International Insurance 19(2)(b)(iii) of the FAIS Brokers Act

Record Breakers CC 41853 6 March 2011 Contravention of section 15A of the FSB Act

Red Sky Administrators (Pty) 28464 6 March 2011 Contravention of Ltd sections 17(4) and


Regiments Fund Managers 22302 6 March 2011 Contravention of section (Pty) Ltd

I 15A of the FSB Act i

Reitz Mckenzie Global Financial 24448 6 March 2011 Contravention of section Services (Pty) Ltd 15A of the FSB Act, and


Rene Hester Kruger t/a 41649 6 March 2011 · Contravention of section Platinum Health And Wealth 15A of the FSB Act Financial Services

i

I Reyhana Mohamed Simjee 19758 5 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS

.Act ! RFS Makelaarsdienste 41091 6 March 2011 Contravention of section Waterberg BK t/a Corporate • 15A of the FSB Act

I Corner

i Rhoda Semaar t/a R&R 37703 6 March 2011 Contravention of section Semaar 15A of the FSB Act, and


Rhulani Financial Services CC 38447 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS

. Act

! Riant Investment 118 CC Va 19265 5 March 2011 Contravention of section Rothman Delta

i

19(2)(b)(iii) of the FAIS i Act

Rich Blue Consultancy CC 41287


15A of the FSB Act I


Richard Makhaphela 6456 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b){iii) of the FAIS Act

Rigo Leite t/a Roderigo Leandro 7390 6 March 2011 ! Contravention of section Leite 15A of the FSB Act, and

sections 17(4) and

1


Rio Ridge 1035 CC t/a Vukani 15655 6 March 2011 I Contravention of section Consulting • 15A of the FSB Act, and

sections 17(4) and 19(2)(b){iii) of the FAIS Act

River End Trading 632 CC t/a 35083 6 March 2011 Contravention of section Platinum Horizon Broker 15A of the FSB Act Consultants

i I RNS Telemarketing Services 38192 I 6 March 2011 Contravention of section

icc 15A of the FSB Act, and section 17(4) of the FAIS Act

Robert Bowden King Semple-

I 15678 6 March 2011 ! Contravention of section

! Fisher 15A of the FSB Act, and sections 17(4) and 19(2){b)(iii) of the FAIS

i Act · Robert James Balmain Mouton 22685 6 March 2011 Contravention of section tla Robfran Insurance Brokers 15A of the FSB Act, and

section 19(2)(b)(iii) of the FAISAct ~-····

bert Samuels tja Uncle 13704 6 March 2011 Contravention of section . Sam's Funeral And Coffin 15A of the FSB Act, and • Services sections 17(4) and

19(2)(b){iii) of the FAIS Act

f-=-··- ·-~-·····~---···· ---t·· ! Contravention of section Robin Mathew Greenan t/a 35484 6 March 2011

Greenan Brokers 115A of the FSB Act, and . section 17(4) of the FAIS Act

Robin Pegler 8039 I 6 March 2011 Contravention of section

i 17(4) of the FAIS Act

I Rocher's Financial And 42288 6 March 2011 Contravention of section Marketing Services CC t/a 15A of the FSB Act Rocher's Financial Advisory Services

. Rock Capital Management (pty) 34754 6 March 2011 Contravention of section Ltd 15A of the FSB Act, and

• section 17(4) of the FAIS

I 1 Act


Roger Eaton t/a Roger Eaton 7461 I 6 March 2011 1 Contravention of section I Financial & Bookkeeping 15A of the- FSB Act, and

Services section 17(4) of the FAIS Act

Rolleston Hall Rnancial 13265 6 March 2011 Contravention of section Services CC 15A of the FSB Act, and

section 19(2)(b)(ii0 of the FAISAct

Ronel Viljoen Brokers CC 41222 6 March 2011 • Contravention of section i

' 15A of the FSB Act

' Rongai Financial Services CC 35008 I 6 March 2011 Contravention of section t/a Rongai Company 15A of the FS B Act, and

~Rosendallnsurance Brokers CC


14581 6 March 2011 , Contravention of section I

15A of the FSB Act, and section 19(2)(b)(ii0 of the FAISAct

Rossouw Brokers 7156 6 March 2011 Contravention of section

1

15A of the FSB Act, and · sections 17(4) and


Roy Harrypersadh 12501 6 March 2011 Contravention of section 15A of the FSB Act

1 Rudi Schoeman t/a Rudi 8954 6 March 2011 Contravention of section Schoeman Makelaars 15A of the FSB Act, and

section 19(2) (b) (iiQ of the FAISAct

Rudolph Snyman 15154 6 March 2011 Contravention of section 17{4) of the FAIS Act

S L Brokers CC 4476 6 March 2011 Contravention of section 15A of the FSB Act, and section 19(2)(b)(iiQ of the FAISAct

Sabi Makelaars CC t/a Sibie 40710 6 March 2011 Contravention of section Makelaars CC 15A of the FSB Act

Sajini Contractors CC 41141 6 March 2011 Contravention of section I

15A of the FSB Act

Salim Bayat t/a Professional 31355 I 6 March 2011 Contravention of section Rnancial Services 15A of the FSB Act, and

sections 17{4) and 19(2)(b) (iii) of the FAIS Act

Sams Insurance Brokers CC 19435 5 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and

I 19(2)(b)(iii) of the FAIS Act

Sanana George Moshesha t/a 20362 5 March 2011 Contravention of section Batubatsi Investment Brokers 15A of the FSB Act

··--···


Sanda Business Enterprise CC 14390 6 March 2011 Contravention of section 15A of the FSB Act, and section 19(2)(b){ii0 of the FAISAct

Santa Carolina Beleggings BK 17346 5 March 2011 Contravention of section t/a Chadre Brokers 19(2)(b)(iii} of the FAIS

Act Satisfaction Guaranteed 3915 6 March 2011 Contravention of section Insurance Brokers CC 15A of the FSB Act

SATS Financial Services (Pty) 40603 6 March 2011 Contravention of section Ltd t/a South African Transport 15A of the FSB Act, and Solution Financial Services section 17(4) of the FAIS

Act

Savem Brokers CC 1309 6 March 2011 Contravention of section 19(2)(b)(iii) ofthe FAIS Act

Savoy Investment Management 14650 6 March 2011 Contravention of section Ltd 15A of the FSB Act, and

section 17 ( 4) of the FAIS Act

Sawaklall Makardoij t/a Mack & 12384 6 Marc11 ~v 1 1 Contravention of section Associates 17(4) of the FAIS Act

Scenic Route Trading 499 CC 37119 6 March 2011 Contravention of section t/a Legal Insurance 15A of the FSB Act Management (Eastern Cape)

Schalk Willem Nel t/a Schalk 1963 6 March 2011 Contravention of section Nel Makelaars 17(4) of the FAIS Act

Schalk Willem Rossouw t/a 11947 6 March 2011 Contravention of section Schalk W Rossouw Makelaars 15A of the FSB Act

SCI Financial CC t/a Southern 34694 6 March 2011 Contravention of section Cross International 19(2)(b)(iii) of the FAIS

Act Sean Scott-Crossley t/a CSF 9537 6 March 2011 Contravention of section Financial Services 15A of the FSB Act

Sechaba Securities CC t/a 37285 6 March 2011 Contravention of section Sechaba Brokers 15A of the FSB Act, and


Sedia Abram Lekgoathi t/a 16137 6 March 2011 Contravention of Sedia Insurance Brokers sections 17(4) and


Sefako David Moraka t/a David 19273 5 March 2011 Contravention of section Moraka Brokers 15A of the FSB Act, and


Sekwati Peter Mahlatji 22749 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act ..


I Selby Shepherd Sandia Malusi 18702 I 5 March 2011 • Contravention of section t/a Triple S Brokers 15A of the FSB Act, and

sections 17{4) and 19{2){b){iii) of the FAIS Act

Selwyn Cedric Maggott 23343 6 March 2011 Contravention of sections 17(4) and 19(2)(b) (iii) of the FAIS Act

Sentrisure (Pty) Ltd 39856 6 March 2011 Contravention of section 15A of the FSB Act

Sesfikile Capital (Pty) Ltd 39946 6 March 2011 Contravention of section 15A of the FSB Act

Shaddy Fezile Mbuyiselo 9804 6 March 2011 Contravention of Soyamba t/a Future Finance sections 17(4) and Insurance Brokers 19{2)(b)(iii) of the FAIS

Act Shad rack Simangaliso Mbonani 41079


t/a Mbonani Brokers 15A of the FSB Act

Shaheed Gierdien t/a S G 14905 6 March 2011 Contravention of section Insurance Brokers 15A of the FSB Act, and

section 19{2)(b)(iii) of the FAISAct

Shananai Consultancy CC 39310 6 March 2011 Contravention of section 15A of the FSB Act, and section 17{4) of the FAIS Act

Shari Barrie Badenhorst t/a 6504 6 March 2011 Contravention of section Badenhorst Brokers I Makelaars , 15A of the FSB Act, and

sections 17(4) and

I 19{2)(b)(iii) of the FAIS Act

Sherotha Financial Services CC 35542 6 March 2011 Contravention of section 15A of the FSB Act

-··-·~ ·-··-·· Shimba Financial Consulting 41551 6 March 2011 Contravention of section (Pty) Ltd 15A of the FSB Act

Shine The Way 735 CC 25631 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17{4) and 19(2)(b)(iii) of the FAIS Act

Shiva Shiva Trading CC 38595 6 March 2011 Contravention of section I 15A of the FSB Act

·- ·-··--Sibangani Phillip Zuma 23669 6 March 2011 Contravention of section •

• 15A of the FSB Act, and sections 17{4) and 19(2)(b)(iii) of the F AIS Act

Sibongile Prisca Mzimela 28105 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2) (b) (iii) of the FAIS Act


Silverline Direct CC 42331 6 March 2011 Contravention of section 15A of the FSB Act

Simon Christoffel Coetzee 16927 5 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and

•

19(2) (b) (iii) of the FAIS Act

Simon Mahlasela Koba t/a 21352 5 March 2011 Contravention of section I SMK Insurance Brokers 15A of the FSB Act

Simon Mal page t/a Simon 10073 6 March 2011 Contravention of section I Malpage Financial Planning 15A of the FSB Act

Simon Setsoe tta Basebetsi 18389 5 March 2011 Contravention of Benefit Consultants sections 17(4) and


Simphiwe Golden Fields 30174 6 March 2011 Contravention of section Rnancial Services CC 15A of the FSB Act, and

sections 17 (4) and 19(2)(b)(iii) of the FAIS Act

Sindiswa Manyamalala 24100 6 March 2011 Contravention of section 15A of the FSB Act

Siphiwo Selwyn Nonyongo t/a 35136 6 March 2011 Contravention of section Nonyongo Financial Services 15A of the FSB Act, and


Sipho Hensfort Mthembu 18742 5 March 2011 Contravention of section 19(2) (b) (iii) of the FAIS Act

Sirius Used Vehicle Company 37106 6 March 2011 Contravention of section (Pty) Ltd tta Cardinals Motor 15A of the FSB Act Corporation

Siwela Funeral Services CC 40432 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act

Sixcor Brokers CC 37282 6 March 2011 Contravention of section 15A of the FSB Act, and section 19(2)(b)(iiQ of the FAISAct

Siyakha Steel CC t/a 37624 6 March 2011 Contravention of section Proffessional Financial 15A of the FSB Act, and Solutions sections 17(4) and

: 19(2)(b)(iii) of the FAIS Act

Siyaya Finance Brokers (Pty) 22587


Ltd 15A of the FSB Act, and

1.



Sizakele Prudence Nokukhanya Dlamini t/a Siza Financial Solutions

Sizani Antonia lehapa t/a

' lehapa Insurance Brokers

Skippy Investments CC

Skyrite Administrations CC

Skyworx Financial Services CC

SMG Auto (Pietermaritzburg) (Pty) ltd

Solomon VXVIII Investments , (Pty) ltd

Solutrade 21 CC t/a Fritz Consulting

Southern Union Insurance Brokers (Pty) Ud t/a Southern

, Union Insurance Brokers

Southern Ambition 1565 CC

Speedtrack Trading 3019 CC t/a Reagen Pillay Financial

Stanford Investments CC t/a Akson Wheels

~Star Agency CC

Star Pride Business Development Services CC t/a Star Pride Insurance Brokers

31564 6 March 2011

28489 6 March 2011

13813 6 March 2011

20838 5 March 2011

38920 6 March 2011

6983 6 March 2011

35582 6 Marcti 2011

19900 5 March 2011

3414 6 March 2011

37484 6 March 2011

41944 6 March 2011

19325 5 March 2011

18545 5 March 2011

41179 6 March 2011

No.34372 79


Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the F AIS Act Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)0ii) of the FAIS Act Contravention of section 15A of the FSB Act



Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 17(4) of the FAIS Act


, section 17(4) of the FAIS ·Act

Contravention of section i

15A of the FSB Act

Contravention of section 15A of the FSB Act, and section 19(2)(b)(iii) of the FAISAct

Contravention of sections 17(4) and 19(2) (b) (iii) of the FAIS

• Act Contravention of section 15A of the FSB Act


Stater Trading And Project CC 41165 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act

Stephan Prinsloo 19790 5 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4)·and 19(2)(b)(iii) ofthe FAIS Act

• Stephanie Du Plessis 20718 5 March 2011 Contravention of section 15A of the FSB Act

Stephanus Jordaan 14434 6 March 2011 Contravention of section 15A of the FSB Act

I Steven Musa Dlakude tja NPS 41135 6 March 2011 Contravention of section • Brokerage 15A of the FSB Act

I Stian De Witt t/a Sable 38837 6 March 2011 Contravention of section Financial Services 15A of the FSB Act, and


Strike Gold Investments CC t/a 20153 5 March 2011 Contravention of section Save-U Auto Sales 15A of the FSB Act, and


Strinivasa Jaggiah Naidoo t/a 25438 6 March 2011 Contravention of section Strini Naidoo & Associates 15A of the FSB Act

Success Road, Rail, Sea & Air 14402 6 March 2011 Contravention of section Brokers (Pty) Limited 15A of the FSB Act, and


Sureright Administrators CC 10607 6 March 2011 Contravention of section 15A of the FSB Act

Susarah Johanna Olivier 14107 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2) (b) (iii) of the F AIS

I • Act

Swiftdeals 14 CC ~ 13605 6 March 2011 Contravention of section Mathee Versekerin 15A of the FSB Act

Swiss Re Life And Health Africa 36311 6 March 2011 Contravention of section Limited 15A of the FSB Act, and


Tabisa Sapula t/a TS Broker 37666 6 March 2011 Contravention of section Services 15A of the FSB Act

Taccsure Brokers CC 12181 6 March 2011 • Contravention of section 1 19(2)(b)(iii) of the FAIS Act

Tanagra Nombulelo Ntetha t/a 28479 6 March 2011 Contravention of section Tanagra Brokers 15A of the FSB Act


Tati Investments (Pty) Ltd 39373

Taxpros CC 18978

TB Brokers CC t/a Theo 8149 Blignaut Brokers i

Tebello Michael Tsolo t/a Sisco 16803 Insurance Brokers

!

Teboho Nelly Nketoane 21516

Tele BuzzCC 33331

i

T embinkosi Elvis Majola t/a TE 25004 Financial Service Broker

~embinkosi Terence Mketo t/a 26901 . Zizamele Insurance Brokers

Tendai Nyadombo 26918

Terrance Pilane Phyto 21349

Tespam Trading CC t/a MV 36874 Tapula Brokers

• Thabiso Ramanamane t/a 30599 • Excelsior Broker Marketing

• Thabo Mathews Maungwa t/a 6389 Thabo Maungwa Ins.

Thabo Sydwell Moremoholo I 9206

Thanduxolo Theophillus Sotapu 20418

i

i I

6 March 2011 · Contravention of section 1 5A of the FSB Act


6 March 2011

6 March 2011

5 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

5 March 2011

6 March 2011

6 March 2011

6 March 2011

6 March 2011

5 March 2011


Contravention of section 1. 5A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act




Contravention of section 15A of the FSB Act, and sections 17(4) and 19{2) (b) (iii) of the FAIS Act Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act Contravention of section 15A of the FSB Act

Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(m) of the FAIS Act Contravention of section I

15A of the FSB Act, and section 19(2){b)(iiQ of the FAISAct

----··· -~---······--.L__--____J __ ------'--~---------J

I


The Business Zone 44 CC t/a 20854 5 March 2011 Contravention of Magentheren Rajoo Naidoo sections 17(4) and


The Ex-Stream Insurance 37479 6 March 2011 Contravention of section 1 Consultants CC 19(2)(b)(iii} of tlie FAIS

Act 1 The Frikkie Le Roux Business 2238 6 March 2011 Contravention of section Trust 19(2)(b)(iii) of the FAIS

. Act · The National Empowerment 10912 6 March 2011 Contravention of section Fund Trust 15A of the FSB Act, and

sections 17(4) and


The Overcomer Financial 40336 6 March 2011 Contravention of section 1 Services CC 15A of the FSB Act, and


Thelela Amos Mokwana t/a 18588 5 March 2011 Contravention of section • Dynamic Investment Brokers 15A of the FSB Act, and

sections 17(4) and

I


1 Thelma Tembakazi Nodlabi 41977 6 March 2011 Contravention of section

15A of the FSB Act

Themba Donatus Chiliza t/a 40969 6 March 2011 Contravention of section TDC Brokers 15A of the FSB Act, and

1 section 17(4) of the FAIS Act

! Thembalethu Financial !!

1682 6 March 2011 Contravention of section

1

Solutions (Pty) Ltd 17(4) of the FAIS Act

Theuns Pretorius 11832 i

6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) ofthe FAIS Act

Thomas Kenneth Henry t/a Sun 40022 6 March 2011 Contravention of section Rnancial Services 15A of the FSB Act, and

section 17(4) of the FAIS !

Act

Thornbush Financial Services 38406 6 March 2011 Contravention of section cc 17(4) of the FAIS Act

Thulani Frances Khumalo 39676 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act

~····

Tiespro 177 (Pty) Ltd 41369 6 March 2011 Contravention of section 15A of the FSB Act

· Tim Brokers (Pty) Ltd 16901 5 March 2011 Contravention of sections 17(4) and 19(2)(b)(iii) of the FAIS Act


' Time Horizon Life Marketing I 32689 6 March 2011 Contravention of section I :

Services (pty) Ltd 15A of the FSB Act, and sections 17{4) and 19{2)(b)(iii) of the FAIS Act

Tinanet Trading CC 38928 6 March 2011 Contravention of section 15A of the FSB Act, and section 17{4) of the FAIS Act

T JS Brokerage CC 36158 6 March 2011 Contravention of section 15A of the FSB Act, and section 19(2)(b)(iii) of the FAISAct

TLCAdminCC 40137 6 March 2011 Contravention of section 15A of the FSB Act

Tlholo- Victory Funerals CC 38546 6 March 2011 Contravention of section

I 15A of the FSB Act

[~ Brokern CC 39538 6 March 2011 Contravention of section

15A of the FSB Act, and section 17(4) of the FAIS Act

-~··-~~~~-· '""' -----~-~--~·

TNI Consulting (pty) Ud 37833 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Topeng Solutions 22 CC Va 39640 6 March 2011 Contravention of section Jeremiah 33 :3 15A of the FSB Act

I T archway Investments (pty) Ltd 400::01) a 1\Jiarch 2011 Contravention of section . Va Invest Online : 15A of the FSB Act

Tradeshack 57 CC Va Lukanda 40444 6 March 2011 Contravention of section Rnancial Services 15A of the FSB Act, and


Traluz Insurance Brokers CC 37567 6 March 2011 Contravention of section 15A of the FSB Act

Trilinear Capital (Pty) Ltd 634 6 March 2011 Contravention of section 1. 19{2)(b)(iii) of the FAIS

Act Trump Financial Advisors CC 29719 6 March 2011 Contravention of section

15A of the FSB Act

· Trusted Financial Planners CC 37562 6 March 2011 Contravention of section 15A of the FSB Act, and section 19(2) (b) (iii) of the FAISAct

Tshepang Consultants CC 9568 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17 (4) and 19{2)(b)(iii) of the FAIS

L........._ ...... Act


Tshikani Daniel Khosa I 40892 I


Ugqoko Trading CC t,la Ugqoko 31134 6 March 2011 Contravention of section Financial Brokers 15A of the FSB Act, and


Uku-Khanya Product And 25831 6 March 2011 Contravention of section Distribution Centre (Pty) Ud 15A of the FSB Act, and

sections 17(4) and • 19(2)(b)(iii) of the FAIS Act

•

Ulwazi Consultants CC t,la 38229 6 March 2011 Contravention of section I • Ulwazi Financial Services 15A of the FSB Act, and

section 17(4) of the FAIS

I Act

I

Vanessa Van Eijk 41254 6 March 2011 Contravention of section •

15A of the FSB Act

Vehicle Emporium CC 15841 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Vernon Cloete Broker Services 4507 6 March 2011 Contravention of section I (Pty) Ud 15A of the FSB Act, and

sections 17(4) and

I I


Vhaghana Funeral Directors CC 38631 6 March 2011 Contravention of section • t,la Vhaghana Funeral Services 15A of the FSB Act, and I

section 17(4) of the FAIS • Act

• Vhaila Brokers CC 25920 I

6 March 2011 Contravention of I

sections 17(4) and • 19(2)(b)(iii) of the FAIS Act

Vhuthelani Marketing Services 38480 6 March 2011 J Contravention of section CC t,la VM Services 15A of the FSB Act, and

. section 17(4) of the FAIS j Act

Vincent Mason Nair t,la Vincent 21646 6 March 2011 I Contravention of And Associates sections 17(4) and


Vishal lshwarlall Gurcharan t,la 34112 6 March 2011 Contravention of section Team Cars 15A of the FSB Act, and


1 Vista Assurance Brokers CC 11624 6 March 2011 Contravention of section 15A of the FSB Act, and

• sections 17(4) and

I I

. 1 (b)(iii) of the FAIS Act


Viwe Mtamalala 36769 6 March 2011 Contravention of section i

15A of the FSB Act

Vukani Mangwane Trading CC 37895 6 March 2011 Contravention of section t/a Mangwane Financial Brokers 15A of the FSB Act

. Vuvuzela Financial Services CC 37386 6 March 2011 Contravention of section 1 15A of the FSB Act, and ! section 19(2)(b)(iiQ of the FAISAct

Vuyani Maxwell Zuzani 20022 5 March 2011 Contravention of section i Investments CC 15A of the FSB Act

Wakalah Financial Services CC 41029 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act

Warbot Brokers CC 36244 1. 6 March2011 Contravention of section 15A of the FSB Act, and sections 17(4) and 19(2) (b) (iii) of the F AIS Act

Warranty Solutions (Pty) Ltd 18998 5 March 2011 Contravention of section 15A of the FSB Act

Wayne Benjamin Stevens t/a 24246 6 March 2011 Contravention of section Shoreline Financial Services 15A of the FSB Act, and

sections 17(4) and 19(2)(b )(iii) of the F AIS Act

Wealthvest CC t/a Wealthvest 39890 6 March 2011 Contravention of section Rnancial Services 15A of the FSB Act, and

section 17(4) of the FAIS

-r Act

·-Webram Fifteen (Pty) Ltd t/a 8960 6 March 2011 Contravention of section Mallac Hearle Financial : 15A of the FSB Act, and Services section 19(2)(b)(iiQ of the

FAISAct -----~·--------

Welcome Anderson 23011 6 March 2011 Contravention of section 15A of the FSB Act

· Wellman Financial Services CC 21070 5 March 2011 Contravention of section 15A of the FSB Act

Wendy Mortimer Investments CC 2378 22 March 2011 Contravention of section 17(1) of the FAIS Act

! Wenwin Agency CC 10752 6 March 2011 Contravention of section 15A of the FSB Act, and sections 17(4) and

! 19(2)(b)(iii) of the FAIS Act

Wesley Kruger t/a Wesk 38805 6 March 2011 Contravention of section ! Financial Planners 15A of the FSB Act

Wilhelmina Johanna Dorothea 18318 5 March 2011 Contravention of section Swanepoel t/a Sowsure 15A of the FSB Act


Willem Hendrik Esterhuizen t/a 4030 6 March 2011 Contravention of section BFC 15A of the FSB Act, and


~-·····-

Willem Johannes Del port t/a 5978 6 March 2011 Contravention of Delphisure Worcester sections 17(4) and


Willem Lodewikus Nel t/a 9915 6 March 2011 Contravention of section Wikus Nel Broker 15A of the FSB Act, and


William Lucky Morake t/a 38871 6 March 2011 Contravention of section Forluck Insurance Brokers 17(4) of the FAIS Act

Wingate Pearse Insurance 18987 5 March 2011 Contravention of section Brokers CC 15A of the FSB Act, and


Wiseman Sthembiso Mnyandu 29281 6 March 2011 Contravention of section t/a Somtsewu Brokers 15A of the FSB Act, and


Wisesure Financial Consulting 7342 6 March 2011 Contravention of section

1

cc 19(2) (b) (iii) of the FA IS Act

1

Xcellent Financial Services CC 36825 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act

Xolani Richard Hlengwa t/a 17857 5 March 2011 Contravention of section Global Life Solutions 17(4) of the FAIS Act

Xolile Witness Siyo t/a 14383 6 March 2011 Contravention of Healthwise sections 17{4) and

19(2) (b) (iii) of the FAIS Act

Xoliswa Memani 24093 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act

Yen Administrators CC 36655 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act

~ YPM Financial Solutions CC 40842 6 March 2011 Contravention of section 15A of the FSB Act, and section 17(4) of the FAIS Act

199511 Yunizam Motors CC t/a Aksons rch 2011 Contravention of section Wheels 15A of the FSB Act


Zameka Nqeketho Va Zams 37619 I 6 March 2011 Contravention of section Enterprise 15A of the FSB Act, and

sections 17(4) and

I 19(2)(b)(iii) of the FAIS

! Act Zamikhaya Zindlu Va Zama 40747 6 March 2011 Contravention of section

1 Zindlu Financial Services

I

15A of the FSB Act, and i section 17(4) of the FAIS I Act I

Zamokwakhe Collin Xoseka Va 35689

I

6 March 2011 Contravention of section lndaba Investments 15A of the FSB Act, and

sections 17(4) and : 19(2) (b) (iii) of the FA IS

Act Zanele Eudorah Gabela Va 28902 6 March 2011 Contravention of section Uon And The Cub 15A of the FSB Act Zeloti Trading CC Va Unique M 28817 6 March 2011 Contravention of Brokers sections 17(4) and

I 19(2)(b)(iii) of the FAIS I Act

Zen Insurance Brokers CC 3864 6 March 2011 Contravention of

I sections 17(4) and 19(2)(b)(iii) of the FAIS Act

Zilungiselele-Trading Arid 34648 6 March 2011 Contravention of section Projects CC 15A of the FSB Act Zola Mangani Va Mangani I 40854 6 March 2011 Contravention of section

I Financial Advisors I 15A of the FSB Act, and I section 17(4) of the FAIS

Act Zothani Arnolda Mkhize 22178 6 March 2011 Contravention of section

15A of the FSB Act, and sections 17(4) and 19(2)(b )(iii) of the F AIS

I Act ...

The terms attached to the suspension:

(a) The licensees are prohibited from concluding any new business. (b) The licensees must inform aU affected clients and product suppliers concerned that their

licences have been suspended, and the Registrar must be copied with such correspondence. (c) The licensees must, in consultation with clients and product suppliers concerned, take

reasonable steps to ensure that any outstanding business is transferred to another licensed financial services provider in the interest of clients, and must advise the Registrar accordingly.

(d) The suspension of the licences will endure for a period of three months after the effective date, whereafter the Registrar will lift the suspension if satisfied that the licensees comply with the requirements of the Act or withdraw the licences if not so satisfied.

This Notice is called the Notice on Suspension of Authorisation, No 4 of 2011.

G EANDERSON Deputy Registrar of Financial Services Providers

56 no.34372 government gazette, 15 june 2011...staatskoerant, 15 junie 2011 no. 34372 57 1 mabona...

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