3g cdma wcdma and cdma2000-ieee-ziemer

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    3G CDMA - WCDMA and

    cdma2000

    Rodger E. Ziemer

    IEEE Communications SocietyDistinguished Lecturer Program

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    May 28-June1, 2001 R. Z. Ziemer, Colorado Springs, CO 2

    OutlinevMultiple access/channel measurement guidelines

    vCurrent 1G and 2G technology

    vWhat is Third Generation?

    vWCDMA features

    v cdma2000 features

    vWCDMA and cdma2000 contrasted

    v Summary

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    Rules for Efficient Multiple AccessvThree immutable laws

    vKnow the channel

    vMinimize interference to othersvMitigate interference received from others

    vRequirements of wireless multiple access

    vChannel measurement

    vChannel control and modification

    vMultiple user channel isolation

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    Channel Measurement Guidelinesv Wider the bandwidth = better the measurement

    v Limitations on this rule

    v Regulatory (indoor path isolation = 10 ns delay resolution)

    v Complexity (combining more paths = more hardware)v Physical limitations (splitting energy over more paths = increasingly

    inaccurate parameter measurements)

    v Measure at frequency > rate of change of channel

    v

    No other users: good receiver attempts to put together allreceived multipath components coherently

    v Other users present: Optimum = multiuser detection;

    suboptimum = power control; minimize near-far problem

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    Current 1G and 2G Technology

    Analog

    14%

    cdmaOne

    12%

    GSM58%

    PDC

    8%

    IS-1368%

    System Jun-00

    Analog 78,339,980

    cdmaOne 67,964,980

    GSM 337,794,500

    PDC 47,739,500IS-136 48,079,830

    Asia Pacific

    32%

    Europe:

    Eastern

    3%

    Europe:

    Western

    36%

    USA/Canada

    17%

    Middle East

    1%

    Americas

    9%

    Africa

    2%

    Source: EMC World Cellular Database

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    Why CDMA?v Higher capacity

    v Improved performance in multipath by diversity

    v

    Lower mobile transmit power = longer battery lifev Power control

    v Variable transmission rate with voice activity detection

    v Allows soft handoff

    v Sectorization gainv High peak data rates can be accommodated

    v Combats other-user interference = lower reuse factors

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    IS-95 Forward Link Xmtr Diagram [5]

    pulseshaping

    pulseshaping

    cosot

    sinot

    LPA

    cI pilot,

    cQ pilot,

    R=1/2; k = 9convolutional

    encoder

    blockinterleaver

    user mlong code

    mux

    reverselink powercontrol bit

    wmuser m

    Walsh code

    cl m,

    19200 sps

    1.2288 Mcps

    1.2288 Mcps

    datascrambling

    R=1/2; k = 9convolutional

    encoder

    blockinterleaver

    user nlong code

    mux

    reverselink powercontrol bit

    user nWalsh code

    19200 sps

    1.2288 Mcps

    datascrambling

    R=1/2; k = 9convolutional

    encoder

    blockinterleaver

    pagingchannel

    long codepaging channel

    Walsh code

    pagingchannel data9600/4800/2400 bps

    19200 sps

    1.2288 Mcps

    datascrambling

    wpcl page,

    R=1/2; k = 9convolutional

    encoder

    blockinterleaver

    synch channelWalsh code

    synchronizationchannel data1200 bps

    4800 sps

    1.2288 Mcps

    pilot channelWalsh code

    pilot channeldata all 0's

    1.2288 Mcps

    w32

    w0

    S

    cl n,

    voiceencoder

    172 bitsper 20 msec

    error detectioncode (CRC)

    & tail bits

    12 bit CRC8 bit tail

    8600 bps 9600 bps 19200 sps

    384 symper 20 msec

    voiceencoder

    error detectioncode (CRC)

    & tail bits

    pagingchannel

    framing

    syncchannelframing

    user manalog voice

    user nanalog voice

    ++

    +

    +

    + +

    +

    +

    S

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    What is Third Generation? [1]v Flexible support of multiple services

    v Voice

    v

    Messaging email, fax, etc.v Medium-rate multimedia Internet access, educational

    v High-rate multimedia file transfer, video

    v High-rate interactive multimedia video telecon-ferencing,

    telemedicine, etc.

    v Mobility: quasi-stationary to high-speed platforms

    v Global roaming: ubiquitous, seamless coverage

    v Evolution from second generation systems

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    Evolution of Standards [1]GSM

    IS-95A

    PDC

    IS-136

    cdma2000

    iDEN

    1xEV-DVIS-95B

    1xEV-DO

    GPRS EDGE

    W-CDMA HSPDA

    2G 2.5G 3G

    world

    Japan

    U.S.

    U.S.

    U.S./Asia

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    Peak Data Rates [1]

    171.0115.2

    2072.0

    614.2

    473.0

    0

    500

    1000

    1500

    2000

    kbps

    GPRS IS-95B WCDMA cdma2000 EDGE

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    3G Spectrum Availability [2]ITU

    Japan

    China

    USA

    3G

    3G

    3G

    3G

    3G

    3G

    3G

    1885

    1885

    1885

    2025

    2025

    2025

    2025

    2110

    2110

    2110

    2110

    2110

    2200

    2200

    2200

    2200

    2200

    MSS

    MSS

    1850

    DECT

    1880 1900

    1895 1918.1

    PHS

    1980 2010

    1980 2010

    BroadcastAuxiliary

    1930

    1910 1930 1990

    PCSPCS Unl.PCS

    Reserve

    MSS MSS

    All Frequencies in MHz

    * Region 2

    MSS MSS

    3G

    MSS

    MSS*MSS*

    21702120

    2170

    1996 2010 2186

    2150

    MSS

    DCS1800

    DCS1800

    1710 1785 1805

    A D B E F C A D B E F C

    Europe

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    Main Differences between WCDMA

    and GSM Air Interfaces [3]

    Not supportedSupportedDownlink diversity

    Time slot base

    scheduling with GPRS

    Load based packet

    scheduling

    Packet data

    Frequency hoppingWideband with RAKEFrequency diversity

    Network planning

    (frequency planning)

    Radio resource

    management algorithms

    Quality control

    2 Hz or lower1500 HzPower control freq1-181Reuse factor

    200 kHz5 MHzCarrier spacing

    GSMWCDMA

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    Main Differences between WCDMA

    and IS-95 Air Interfaces [3]

    Not supportedSupportedDownlink transmit diversity

    Packet data xmitted as

    short circuit switched cells

    Load-based packet

    scheduling

    Packet data

    Not needed (speech only)Yes, provides QoSRadio resource management

    Possible; measurement

    method not specified

    Yes, measurements with

    slotted mode

    Inter-frequency handovers

    Yes, typically via GPSNot neededBase station synchronization

    800 Hz uplink; slow, DL1500 up- & downlinkPower control freq

    1.2288 Mcps3.84 McpsChip rate

    1.25 MHz5 MHzCarrier spacing

    IS-95WCDMA

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    WCDMA Transmission ParametersvWideband direct-sequence spreading

    v3.84 Mcps chip rate

    vSpreading gains (ratios) from 4 to 512

    vComplex QPSK spreading

    vBoth frequency- and time-division duplex modes

    vBoth forward and reverse fast power control

    vCoherent forward and reverse links using bothcode-division and time-division pilots

    vAsynchronous cells

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    New Features of cdma2000 vs. IS-95v Forward link[4]

    v Quadrature PSK data modulation (doubles avail. Walsh codes)

    v Transmit diversity

    v

    Fast power controlv Quasi-orthogonal codes (more codes)

    v Auxiliary pilots (beam forming)

    v New common power control and assignment channels

    v Increased standby time (changes in paging channel)

    v Turbo codes

    v Variable rate

    v Flexible frame length (5, 20, 40, and 80 ms)

    v Multiframe interleaving

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    New Features of cdma2000 vs. IS-95vReverse Link [4]vCoherent pilot channel assisted

    vBinary PSK data modulation

    vComplex PN spreading

    vEnhanced access channel = decreased setup times for

    traffic channeless connections (allows power control

    and slot reservations)

    v Improvements to interfrequency hard handoff to

    support subframe searches

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    W-CDMA Versus cdma2000 [2]W-CDMA IS-2000

    Chip Rate 4.096 Mcps 3.6864 Mcps

    Frame Duration 10 ms 20 ms

    Base Stn Sync Asynchronous Synchronous

    Base Stn Acq/Det 3 step paral code srch forbase stn det & slot/frame

    Sync through time-

    shifted PN correlation

    Forward Link Pilot TDM dedicated pilot CDM common pilot

    Antenna Beam Form TDM dedicated pilot Auxiliary pilot

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    Technologies Considered in Arrivingat Third Generation

    vWideband Direct-Sequence Code DivisionMultiple Access (CDMA)

    vWideband Time Division Multiple Access(TDMA)

    vWideband C/TDMA

    vOrthogonal Frequency Division Multiplexing(OFDM)

    vOpportunity Driven Multiple Access (ODMA)

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    WCDMA Uplink Frame Structure [1]DPDCHI: data channel

    Q: sync & control DPCCH

    )6,,0(bits2*10k

    K== kNdata

    chips2560 =slot

    T

    bitspilot

    NPilot: TFCI FBI TPC

    TFCI = transmit format combination indicatorFBI = feedback informationTPC = transmit power control

    DPDCH = dedicated physical data channelDPCCH = dedicated physical control channel

    ms667.0

    slot 0 slot 1 slot i slot 14

    radio frame = 10 ms

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    WCDMA Uplink Modulator Structure [1]

    pulse shapefilter (SRC)

    pulse shapefilter (SRC)

    d

    d

    d

    c

    1,dc

    )cos( tc

    )sin( tc

    2,dc

    3,dc

    cc

    DPDCH1

    DPDCH2

    DPDCH3

    DPCCH

    I

    Q

    long,1c

    long,2c

    +

    +

    +

    -

    +

    +

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    Orthogonal Variable Spreading Factor Codes

    00

    0

    0000

    00000000

    01

    0011

    0101

    0110

    00001111

    00110011

    00111100

    01010101

    01011010

    01100110

    01101001

    ,cd i selected from this tree

    Notes:1) For fixed chip rate, desired information

    rate determines length of spreadingsequence and therefore processing gain.

    2) When a specific code is used, no othercode on the path from that code to the rootand or on the subtree beneath thatcode may be used.

    3) All the codes at any depth into the treeare the set of Walsh Sequences.

    4) Code phase is synchronous withinformation symbols.

    5) FDD UL processing gain between 256 and 4FDD DL processing gain between 512 and 4TDD UL/DL processing gain between 16 and 1

    6) Multicode used only for SF = 4

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    WCDMA Downlink Frame Structure [1]

    DPDCH DPCCH

    chips2560=

    slotT

    TFCI PilotTPC

    ms667.0

    slot 0 slot 1 slot i slot 14

    radio frame = 10 ms

    DPDCHDPCCH

    1 dataN 2 dataNData1 Data2

    )7,,0(bits2*10 22 K==+ kNNk

    datadata

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    WCDMA Downlink Modulator Structure [1]

    long,2c

    tj

    e

    longC

    longC

    pulse shapefilter (SRC)

    PrimarySync Code

    SecondarySync Code

    1G

    nG

    PG

    SG

    sum

    1,dc

    ndc ,

    PC

    SC

    dedicatedtraffic channels

    primary &secondarycommon pilotchannels

    primary &secondarycommoncontrolchannels

    other channels

    s/p

    s/p

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    WCDMA Forward Error Controlv Convolutional Coding

    v rate 1/2 & rate 1/3

    v 256 state

    v puncture to higher ratesv interleave over 10, 20, 40 or 80 ms

    v Turbo Coding

    v parallel coding

    v

    rate 1/3v 8 state codes

    v block lengths 320 to 5114 bits

    v interleaver designed within 3gpp

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    WCDMA Convolutional Code

    Output 0561 (octal)

    Output 1753 (octal)

    25.212 V3.5.0 (2000-12)

    Rate Code

    input

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    WCDMA Convolutional Code

    input

    Output 1663 (octal)

    Output 0557 (octal)

    Output 2711 (octal)

    Rate 1/3 Code

    25.212 V3.5.0 (2000-12)

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    WCDMA Turbo Coding+

    +

    +

    +

    + +

    +

    +

    interleaver

    )(tX

    )(tY

    )(tY

    )(tX

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    Codng Performance Compared

    1.00E-06

    1.00E-05

    1.00E-04

    1.00E-03

    1.00E-02

    1.00E-01

    2.50 3.00 3.50 4.00 4.50 5.00

    average Ebi/N0

    averageBER,

    FER

    PCTC,BER,N=5120,8st,4it,CDI int

    PCTC,FER,N=5120,8st,4it,CDI int

    conv+RS,BER,K=9,N=5120

    conv+RS,FER,K=9,N=5120

    PCTC,BER,N=640,8st,4it,CDI int

    PCTC,FER,N=640,8st,4it,CDI int

    conv+RS,BER,K=9,N=640

    conv+RS,FER,K=9,N=640

    1 dB

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    Diversity Strategies for Downlink

    Transmit Diversity

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    cdma2000 Transmission Parametersv Wideband direct-sequence CDMA

    vuplink chip rates 1.2288 Mcps & 3.686 Mcps

    vdownlink chip rate 1.2288 Mcps

    vsingle or 3X multicarrier downlink

    v spreading factors from TBD to TBD

    v Complex QPSK spreading

    v Frequency Division Duplex

    v

    Both forward and reverse fast power control (800 Hz)v Coherent forward and reverse links using code-division

    pilots

    v Synchronous cells

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    cdma2000 Uplink Frame Structure

    CRCencodertail bits

    Convolutionalor Turbo Coder

    symbolrepetition

    symbolpuncture

    blockinterleaver

    modulationsymbol

    C

    channelbits

    Bits/Frame164080172350

    744151230486120

    CRCbits6681216

    16161616

    tailbits88888

    8888

    Data Ratekbps1.52.74.89.619.2

    38.476.8153.6307.2

    CodeRate1/41/41/41/41/4

    1/41/41/41/2

    Repeats168421

    1111

    Delete1 of 51 of 9nonenonenone

    nonenonenonenone

    Symbols15361536153615361536

    307261441228812288

    Radio Configuration 3

    C.S.0002-A-1 Fig 2.1.3.1.1.1-8

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    cdma2000 Uplink Modulator

    C

    C

    C

    A

    B

    d

    d

    d

    c

    )cos( tc

    )sin( tcIlong,c Qlong,c

    +

    +

    +

    +

    +

    _

    sum

    s

    um1

    Dw

    Cw

    2 Sw

    1 Sw

    PrimaryTraffic

    SecondaryTraffic 1

    SecondaryTraffic 2

    Control

    Pilot

    pulseshape

    pulseshape

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    cdma2000 Long Code Generator

    ++++++++++17161076532 XXXXXXX1 XX

    4235333127262522211918 XXXXXXXX XXX ++++++++++

    Mm,j identifies user

    Mm,1Mm,2 Mm,3

    42X

    I-channel PN

    Q-channel PN

    walsh 2(0 1)

    1-chipdelay decby 2

    1X

    + + +

    +

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    Short PN Pilot Sequence: 1.2288 Mcps

    C.S0002-A-1 paragraph 2.1.3.1.12.1

    insert

    zero

    insertzero

    + + + + +

    + + + + + + +

    inphase PN sequence

    quadrature PN sequence

    151211106543 XXXXXX1 XX ++++++++

    15139875 XXXX1 XX ++++++

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    cdma2000 UL Convolutional Codes

    C.S.0002-A-1 Fig 2.1.3.1.4.1.1-1

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    cdma2000 Turbo Code+ +

    + +

    +

    + +

    ++

    +

    +

    interleaver

    symbolpu

    ncture

    andrep

    eat

    output

    input

    C.S.0002-A-1 Fig 2.1.3.1.4.2.1-1

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    cdma2000 3X Code Generators

    insertzero

    + + +

    20953 XXX1 X++++

    Short Pilot CodeTruncate and use delay different segments for I and Q

    1X longcode

    s1.2288

    1

    s1.2288

    1

    +

    +

    MUX

    C.S0002-A-1 Fig 2.1.3.1.12-1

    Long CodeGenerator

    Output(3.6864 Mcps)

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    cdma2000 Uplink Data Rates

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    cdma2000 1X Downlink Common

    ChannelsPilot Channelall 0s

    SyncChannel

    PagingChannel

    convencode

    2Xrepeat

    interleave4800 ksps

    0 11 -1

    0 11 -1

    0 11 -1

    channelgain

    channelgain

    channelgain

    convencode

    repeat interleave

    longcode

    decimate

    +

    QX

    IX

    QX

    IX

    QX

    IX

    C.S0002-A-1 Fig 3.1.3.1.1.1-1

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    cdma2000 1X DL Modulation

    Processing+

    longcode

    longcodemask

    0 11 -1

    channelgain

    fwd pwr

    ctrl gain p

    owercontrol

    sy

    mbolpuncture

    DEMUX

    decimate pwr ctrlbit pos

    I/Q scramblingbit extract

    powercontrol

    bits

    puncturetiming800 Hz

    W

    YQ

    YI

    C.S.0002-A-1 Fig 3.1.3.1.1.1-18

    modulationsymbol

    rate

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    cdma2000 Downlink Convolutional Codes

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    cdma2000 3X Downlink Common

    Channels

    C.S.0002-A-1 Fig 3.1.3.1.1.2-1

    Pilot Channelall 0s

    SyncChannel

    convencode

    2Xrepeat

    interleave4800 ksps

    0 11 -1

    0 11 -1

    channelgain

    channelgain

    QX

    IX

    QX

    IX

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    cdma2000 1X Downlink Modulation

    I channelpilot PN

    Q channelpilot PN

    Walsh code

    QOF code

    IY

    QY

    pulseshape

    pulseshape

    +

    +

    +

    -

    )cos( tc

    )sin( tc

    otherchannels

    otherchannels

    phase

    rotatefo

    rQOF

    QX

    IX

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    cdma2000 Downlink Frame Structure

    Other similar tables in specification.

    Bits/Frame164080172360

    74415123048

    CRCbits6681216

    161616

    tailbits88888

    888

    Data Ratekbps1.52.74.89.619.2

    38.476.8153.6

    CodeRate1/41/41/41/41/4

    1/41/41/4

    Repeats84211

    111

    Delete1 of 51 of 9nonenonenone

    nonenonenone

    Symbols7687687687681536

    3072614412288

    Radio Configuration 3

    CRCencodertail bits

    Convolutionalor Turbo Coder

    symbolrepetition

    symbolpuncture

    blockinterleaver

    modulationsymbol

    channelbits

    W

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    cdma2000 3X DL Modulation Processing

    +

    longcode

    longcodemask

    0 11 -1

    channelgain

    fwd pwrctrl gain p

    ow

    ercontrol

    symb

    olpuncture

    DEMUX

    decimatepwr ctrlbit pos

    I/Q scramblingbit extract

    powercontrol

    bits

    puncturetiming800 Hz

    W Y1

    modulationsymbol

    rateY0

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    cdma2000 3X DownlinkCommon Channels

    Pilot Channelall 0s

    SyncChannel

    convencode

    2Xrepeat

    interleave4800 ksps

    0 11 -1

    0 11 -1

    channelgain

    channelgain

    QX

    IX

    QX

    IX

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    cdma2000 Downlink Frame Structure

    Other similar tables in specification.

    Bits/Frame2155125267552

    112822804584919220712

    CRCbits68101216

    1616161616

    tailbits88888

    88888

    Data Ratekbps1.83.67.214.428.8

    57.6115.2230.4460.81036.8

    CodeRate1/21/21/21/21/2

    1/21/21/21/21/2

    Repeats84211

    11111

    Deletenonenonenonenonenone

    nonenonenonenone2 of 18

    Symbols5765765765761152

    2304460892161843236864

    Radio Configuration 9

    CRCencodertail bits

    Convolutionalor Turbo Coder

    symbolrepetition

    symbolpuncture

    blockinterleaver

    modulationsymbol

    channelbits

    W

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    cdma2000 3X DL ModulationProcessing

    +

    longcode

    longcodemask

    0 11 -1

    channelgain

    fwd pwrctrl gain p

    owercontrol

    symbolpuncture

    D

    EMUX

    decimatepwr ctrlbit pos

    I/Q scramblingbit extract

    powercontrol

    bits

    puncturetiming800 Hz

    WYQ1

    YI1

    modulation

    symbolrate

    YQ2

    YI2

    YQ3

    YI3

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    cdma2000 3X Downlink Modulation

    same as below

    same as above

    outputcarrier 1

    outputcarrier 2

    outputcarrier 3

    YQ1

    YI1

    YQ2

    YI2

    YQ3

    YI3

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    cdma2000 Downlink Data Rates

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    cdma2000 vs WCDMAvChip rate

    vCoherent Pilot Channels

    vTransmit Diversity

    vUnderlying Network

    v Single Carrier versus Multicarrier Spreading

    vCell Site Synchronization

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    References[1] R. L. Peterson, Third Generation Personal Communications: Physical LayerStatus, Presentation at Clemson University, Feb. 1, 2001

    [2] Manjit Singh and Manoneet Singh, 3G Wireless with Respect to IMT-2000 and

    Beyond, Telecom 99

    [3] Harri Holma and Antti Toskala, WCDMA for UMTS: Radio Access for ThirdGeneration Mobile Communications, New York: Wiley, 2000

    [4] CDMA Evolution from IS-95, IS-2000, to 1XTREME, Technology Transfer

    Training Class, Motorola, Inc., July 2000

    [5] R. Ziemer and R. Peterson,Introduction to Digital Communications, Upper

    Saddle River, NJ: Prentice Hall, Chapter 10, 2001

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    WCDMA: More Information?v http://www.3gpp.org

    v 21.101 guide to all other documents

    v 25.XXX series radio access network (RAN)

    v 25.211 frame structure etc.

    v 25.212 channel coding etc.

    v 25.213 spreading and modulation

    v 25.214 physical layer procedures (tx diversity, etc.)

    v 25.321 medium access control (MAC)

    v 25.322 radio link control (RLC)

    v 26.XXX series voice coding

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    GSM/GPRS/EDGE: More Information?v http://www.3gpp.org

    multiple access, logical channels, etc05.0245.002

    general description05.0145.001

    modulation05.0445.004

    channel coding05.0345.003

    RLC/MAC04.6044.060

    link adaptation05.0945.009

    radio link control05.0845.008

    radio transmission and channelmodels05.0545.005

    descriptionETSI3GPP

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    cdma2000: More Information?v http://www.3gpp2.org

    vTechnical Specification Group C cdma2000

    v

    C.S0002-A-1

    Physical Layer StandardvC.S0003-A-1 Medium Access Control (MAC)

    vC.S0004-A-1 Signaling Link Access Control

    vC.S00024 1XEV-DO (high speed packet)

    vC.S0005 Upper Layer Signaling (L3)

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    3G Information Sourcesv Third Generation Partnership Projects

    v http://www.3gpp.org

    v http://www.3gpp2.org

    v CDMA Development Group (CDG)

    v http://www.cdg.org

    v International Mobile Telecommunications for the year 2000

    v http://www.tiaonline.org/standards/sfg/imt2k/

    v Japan ARIB IMT-2000 proposal

    v http://www.arib.or.jp/IMT-2000/ARIB/Document/