3d finite element model and cervical lesion formation in
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tooth structure. When mastication is not ideal, lateral
forces appear which cause the tooth to bend. This
produces larger tensile stresses acting on the CEJ,
causing disruption of the bonds between the hydroxy-
apatite crystals and leading to separation of the enamel
from the dentine (1). Although many investigators
(1719) have supported this theory, only a few biome-
chanical studies have demonstrated the role of tooth
flexure in the development of abfraction lesions (20
23). Previous finite element (18) and strain-gauge
studies (19) have found that stresses concentrated in
the thin cervical enamel area, and the magnitude of
these stresses exceeded the known failure stresses for
enamel. Improved computer and modelling techniques
render the finite element method (FEM) a very reliable
and accurate approach in biomechanical applications.
The aim of this study was to develop a FEM of the
first maxillary premolar in order to compare the stressprofiles in the buccal and palatal cervical regions. The
premolar was chosen because a previous study con-
firmed that every third premolar was affected by some
form of NCCL (3), and a two-rooted tooth was never
used as model for studying an NCCL. This study used a
3D FEM to investigate stress distribution and compare
the changes in the stresses in normal occlusion and in
malocclusion. The hypothesis in this study was that
there were no differences in the stress profiles between
the tooth in normal occlusion and in malocclusion.
Materials and methods
An intact human maxillary first premolar was first
embedded in red epoxy resin using a previously
prepared cube-shaped mould (Palavit G)*. The edges
of the casting resin defined the global orientation of the
specimen. The tooth was sectioned perpendicular to the
long axis, in 13 mm intervals by a precise saw with
water cooling system (ISOMETTM 1000 Precision Saw).
Advancing to cross-sectioning, fixed point has been
marked at the bottom of fixating device. The point has
been kept visible at all photographs and served as areference in the x- and y-coordinate system (in-plane
coordinate system). Besides, z-coordinate has been
determined knowing the distance between each cross-
section (13 mm), and their sequence. Each of the
20 sections was digitally photographed (Fujifilm, Fine-
Pix S1 Pro). The 3D geometry of the tooth was
reconstructed from these cross-sections by using the
computer program AutoCAD Mechanical Desktop
(v. 40). CAD software was used to create new curves
based on the contours of cross-sectional morphologies.
Knowing the distance of each thus created entity from
the reference point, the curves produced were used in
lofting of finally reconstructed surfaces that defined
each morphological entity (dentine, enamel, periodon-
tal ligament and bone tissue). When constructing the
aforementioned curves, it was of particular importance
to take care of the starting point of each curve. The line
joining these points had to be as straight as possible in
order to avoid twisting of the reconstructed surface.
The outline of the periodontal ligament 03 mm
wide, and the surrounding alveolar bone was generated
using the outline of the tooth as a guide. The dimen-
sions of the periodontal ligament and surrounding bonewere derived from the literature (24, 25). The solid
model was transferred into a FEM program NASTRAN
(v. 2002); a 3D mesh was created, and the stress
distribution analysis was performed. Boundary condi-
tions have been established on surrounding bone. It has
been estimated that if sufficient amount of bone
material were modelled around the tooth, boundary
conditions applied far enough from force application
point would not significantly influence the stress
distribution in different part of the tooth. Therefore,
the bone is clamped (all displacements fixed), thus
preventing rigid body displacements in directions of all
three coordinate axes. Furthermore, this corresponds to
physical conditions, where the displacement of the rest
of the structure is negligible. Besides, it was necessary
to restrict the motion of tooth in a direction normal to
the neighbouring teeth. This has been implemented in
the model through appropriate boundary conditions
(prevented displacement in the direction of normal to
the joint contact surface). In the analysis, it has been
judged that it is not required to model the contact with
neighbouring teeth by applying specialized contact
elements. Contact modelling would unnecessary in-crease the complexity of the model without signifi-
cantly influencing the final results, as the scope of the
research is not the detailed modelling of contact area
itself.
*Heraus Kulzer GmbH, Wehrheim, Germany.Buehler Ltd, Lake Bluff, IL, USA.
Fuji Photo Film Co. Ltd, Tokyo, Japan.AutoDesk Inc., San Rafael, CA, USA.MSC Software Corporation, Santa Ana, CA, USA.
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Four-nodded tetrahedral elements were applied in
the discretization of the tooth morphology, resulting in
1 684, 512 elements and 246, 510 nodes with 739,
530 degrees of freedom. The mechanical properties of
the enamel, dentine, bone and periodontal ligaments
are shown in Table 1. The materials of the various
tooth structures were assumed to be isotropic, homo-
geneous and elastic, as they remained under applied
loads. In case I (normal occlusion), the three forces
were applied on the occlusal surface. The forces were
acted at the palatinal incline of the buccal cusp, at the
buccal incline of the palatal cusp, and at the palatinal
incline of the palatinal cusp (Fig. 1a). In case II
(malocclusion) the force was applied at the buccal
incline of the palatal cusp (Fig. 1b). During the
analysis, the model of the tooth was loaded with a
total force of 200 N, which is assumed to be a normal
chewing load. The chewing forces produced by mas-
tication are reported to range from approximately
37 to 40% of the maximum bite force (26). The load
vectors were applied in the direction normal to the
surface in order to simulate the contact with antag-
onistic teeth. To estimate the stress field in the models,
maximum and minimum principal stress (r1 and r2)
were analysed. The sign of principal stress with
maximal absolute value was instrumental in defining
the tensile or compressive nature of loading at eachelement to be examined.
Results
Figures 2 and 3 show differences in the stress distri-
bution between the two models under different
loading conditions. Two typical cases have been
considered: the tooth under normal occlusion and
the tooth under malocclusion. The results are presen-
ted as maximum and minimum principal stresses.
Positive and negative values indicate that the corres-
ponding regions are subjected to tensile or compres-
sive stresses, respectively. A detailed description of the
stress distribution was based on two sections. One was
Table 1. Physical properties of the materials used in the study
Material
Youngs
modulus (GPa)
Poissons
ratio Reference
Enamel 80 03 Rees et al. (4)
Dentine 186 031 Eskitascioglu et al. (37)
Pulp 00021 0
45 Lin et al. (38)
Periodontal
ligament
00689 045 Eskitascioglu et al. (37)
Bone tissue 12 03 Eskitascioglu et al. (37)
Fig. 1. Contact points at the occlusal surface. Case I (normal
occlusion) (a), case II (malocclusion) (b).
Fig. 2. Stress distribution in the
tooth with normal occlusion (case I).
Arrows show places and directions of
the force application. Minimum
principal stresses in longitudinal
midline section (a). Minimum prin-
cipal stresses in horizontal plane at
the cemento-enamel junction (CEJ)
(b). Maximum principal stresses in
longitudinal midline section (c).
Maximum principal stresses in hori-
zontal plane at the CEJ (d).
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longitudinal midline section and the other was hori-zontal plane at the CEJ (Figs 2 and 3). In case I, larger
compressive stresses were found inside the enamel at
the area where the force was applied and in the
cervical enamel and dentine. Tensile stresses were
found in the fissure system and in the adjacent area
of the enamel, and at the vestibular surface of the
buccal cusp. In case II, larger compressive stresses
were also found inside the enamel at the target area,
and in the palato-cervical enamel and dentine. Tensile
stresses were found inside the enamel in the fissure
system and in the adjacent area as well as at the
vestibular surface of the buccal cusp, and in the
bucco-cervical enamel.
Table 2 shows the values of the maximum and
minimum principal stress values in the cervical regions
for case I and II. In case I, the peak values for the
principal stress ranged from )259 to +225 MPa in the
cervical areas. Case II shows signification variation in
stress values. This case was selected because it vaguely
resembles traumatic load. In this case, results show
increase in stress values to be reaching compressive
stress of 501
947 MPa in palatal region and tensile stressof 824 MPa in buccal region. The reason for this is the
prominent bending of the tooth.
It is apparent from the above results that the response
of the structure is different if asymmetrical loading is
considered. Under the same loading, the deformation
caused by tensile stresses, was observed at the cervical
region on the opposite side of the loading point. The
tooth in malocclusion (case II) shows significant weak-
ening in the continuity of the structure of the hard
dental tissues, and this causes the increase of the
stresses in the cervical region.
Discussion
This study predicted dramatic variations in the com-
pressive and tensile stress values in the enamel and
dentine at the cervical area in two different models.
This area has a weak mechanical bond between enamel
and dentine because of the lack of a scalloping pattern
of CEJ. In theory, any occlusal contact that can
generate tensile stress at the cervical area has a
Table 2. The peak principal stressvalues of the cervical regions for
various load conditions
Case I Case II
Maximum
principal
stress (MPa)
Minimum
principal
stress (MPa)
Maximum
principal
stress (MPa)
Minimum
principal
stress (MPa)
Bucco-cervical
region
+2248 )111478 +824 )0658
Palato-cervical
region
)15411 )259085 )30636 )501947
Fig. 3. Stress distribution in thetooth in malocclusion (case II).
Arrow show place and direction of
the force application. Minimum pri-
ncipal stresses in longitudinal mid-
line section (a). Minimum principal
stresses in horizontal plane at the
cemento-enamel junction (CEJ) (b).
Maximum principal stresses in lon-
gitudinal midline section (c). Maxi-
mum principal stresses in horizontal
plane at the CEJ (d).
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possibility to create a cervical lesion. When lateral loads
were applied, tensile stresses generated on the cervical
areas were higher than when vertical loads were
applied at the same areas (20). The malocclusion with
heavy lateral occlusal force generated much higher
tensile stress on the tooth, which may have caused a
higher prevalence of cervical lesions. The increase in
the load did not cause a change in the overall stress
pattern but increased the values. The loading to which
the tooth was subjected may have caused cracks in the
tooth, but not necessarily its immediate failure. It is
notable that the large tensile stress was concentrated at
the cervical region on the buccal side in the model
where occlusion was not ideal. The oblique force
loaded on the palatal cusp produced distortion of the
tooth and caused enamel at the cervical region to
stretch. Various studies (1, 20, 27, 28) have shown that
a lateral force causes bending of the tooth and thattensile stress acting on the tooth brings out the
disruption of chemical bonds between the enamel
crystals. This chipped enamel can accelerate the devel-
opment of caries when dentine is exposed to the oral
cavity environment. It can also be mechanically abra-
ded by brushing into V-shaped notches as suggested by
some authors (27). Dentine exposed by cracked enamel
can also lead to increased sensitivity. Other areas along
the DEJ are presumably not as severely affected
because of stronger mechanical bonds between enamel
and dentine. Klahn et al. (29) confirmed by the
photoelastic method that an oblique force loaded on
the tooth causes stress concentration at the cervical
line. Darendeliler et al. (30) showed that the shear
stresses both of which were smaller than the maximum
compressive-yield stresses, generated fracture of the
tooth. The results of the present study are in agreement
with those observations. When the tooth is compres-
sively loaded, displacements do not appear to be
significant because of the rather large compressive
yield strength. It is apparent from above results that
during normal mastication, where forces are loaded on
the occlusal surface almost vertically and evenly, thecompressive stress appeared in the enamel in the
cervical region. The situation is different if the asym-
metrical loading is considered, when the tensile stress
occurs at the side opposite of the loading point. In the
present study, large tensile stress appeared on the
enamel surface near the cervical line at the side
opposite the loading point. Lee et al. (20) and Lee and
Eakle (27) argued that a lateral occlusal force produced
compressive stress on the side towards which the tooth
bent, and tensile stress on the opposite side. Spears et al.
(31) showed that a vertical force loaded at one tip of
the lingual cusp of the mandibular second premolar
produces tensile stress at the lingual enamel on the
cervical region. Tanaka et al. (1) demonstrated that an
occlusal force loaded on the lingual tip of the premolar
produces the tensile strain at the cervical region on the
buccal side, which leads to plastic deformation of the
enamel surface.
A few studies (32, 33) confirmed that NCCLs
occurred in elderly people more frequently in the
cervical areas of mandibular functional cusps and
maxillary nonfunctional cusps. These observations
suggest that the pattern, character, and magnitude of
stresses caused by masticatory loads are associated with
the development of cervical carious and abrasion
lesions as contributing factors. Perhaps the influenceof these factors becomes evident over a long period of
time, and thus the development of these lesions is
observed more frequently in the elderly (21). Clinical
studies have found that abfraction lesions are rarely
found palatally (34). It is possible that erosive dietary
acids could work in tandem with cervical stresses
generated by occlusal loads. Combination of acidic
substances, tooth brushing, and stresses can cause more
damage than any of these acting alone (35). Fluids
containing naturally occurring erosive agents are
cleared from palatal sites six times more quickly than
from buccal and labial sites because of the influence of
salivary flow (36).
To obtain better understanding of the cervical
lesions, which is obviously important for the clinical
treatment and restoration of damage, analyses of
stress distribution in the teeth under various loading
conditions are highly desirable. So far in the literature
available, there has been no detailed investigation of
stress distribution in a premolar with two roots. This
study implies a role of occlusal forces in noncarious
lesions. The occlusal force leaning against the tooth
axis causes the tooth to bend, and higher tensilestresses are produced on the cervical region. If oblique
force loading on teeth is the major cause of cervical
lesions, further attention should be paid to the
importance of the occlusal adjustment for the treat-
ment of cervical tooth defects.
The results of this study must be interpreted with a
certain amount of caution. Only bone tissue has been
modelled and most of the researches modelled enamel
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as isotropic and not orthotropic. The FEM model
represented a static situation at the moment of load
application and not an actual clinical situation.
Assumptions related to material properties of simulated
structures (such as isotropy, homogeneity, and linear
elasticity) are not usually absolute representations of
the structure. In reality, the loading of the structure is
more dynamic and cyclic. However, this study provides
a biomechanical explanation for the clinical variation
seen in the presentation of NCCLs.
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Correspondence: Josipa Borcic, MSc, DDS, Vere Bratonje 23, 51 000
Rijeka, Croatia.
E-mail: [email protected]
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