CoverHRMO PRIME-HRMSELF-ASSESSMENT TOOLAgency:LOCAL GOVERNMENT UNITDate of Assessment20-Nov-14

Instructions

Agency ProfilePRIME-HRM ASSESSMENTAGENCY PROFILEAGENCY: (Please do not abbreviate)REGION:DATE OF ASSESSMENT:LOCAL GOVERNMENT UNITRegion 6November 20, 2014SECTOR:CURRENT AGENCY STATUS:CSC RESOLUTION NO.RESOLUTION DATESectorNGAEmployment StatusPermanentLGUAccreditedRES. NO. 120148327-Sep-12GOCCTemporaryAGENCY HEAD:POSITION TITLE:LGUCasualHON. DENNIS S. SUPERFICIAL, M.D.MUNICIPAL MAYORSUCContractualHRM OFFICERSPOSITION TITLE:EMPLOYMENT STATUSNO. OF EMPLOYEES IN HRM OFFICECo-TerminusDAPHNE S. AMPUNANSUPERVISING ADMIN. OFFICER/HRMO IVPermanentPermanent1StatusRegulatedTemporary, Contractual, Casual1AccreditedCo-Terminus, Others1DeregulatedRevalidatedAgency Personnel Complement (Based on Updated Plantilla of Personnel)RegionCentral OfficeAUTHORIZED POSITIONS1st Level2nd Level3rd LevelElective OfficialsTOTALNCRProfessional/ TechnicalExecutive/ ManagerialPresidential AppointeesC.A.R.(up to SG-24)(SG-25 and above)Region 147500012109Region 2FILLED POSITIONS as of Nov. 20, 2014Status of EmploymentRegion 3PermanentTemporaryCoterminousCasualsContractualsElectiveJob OrderRegion 4-AMaleFemaleMaleFemaleMaleFemaleMaleFemaleMaleFemaleMaleFemaleMaleFemaleRegion 4-B1st Level1721001104000011160Region 52nd Level Professional/Technical (up to SG-24)1028001000008000Region 62nd Level Executive/Managerial (SG-25 and above)00000000001100Region 73rd Level (Presidential Appointees)00000000000000Region 8TOTAL2749002104009111160Region 9Region 10CARAGARegion 11Region 12A.R.M.M.

1.RSPSection 1 - RECRUITMENT, SELECTION AND PLACEMENTMark your ratings with an "x".Implementation RatingFullyPartiallyNotPTSHRM SYSTEMSLEVEL 4 - STRATEGIC HRM1. Strategic Workforce planning system is directed to meet the present up to the long-term needs of the Agency.1x1012. Human Resources Information System (HRIS) maintains data on online recruitment, selection and placement as well the profile of talents that agencies hire and lose. It also generates customized reports.1x0003. A Promotion and Selection Board (PSB) is in place, with HR as lead in driving the process. It is open to partnering with external professional experts, depending on the position being considered.1x0004. A well-defined Recruitment, Selection and Placement Procedures Manual with online system aligned to the Agencys strategic goals are in place.1x1015. Orientation is provided to all employees on the provisions and procedures contained in the Recruitment, Selection and Placement Manual as well as the features of the online system.1x1016. Talent attraction is done through recruitment branding and proactive recruitment means to create a workforce pool.1x0007. Candidate qualifications are properly matched vis--vis the specific or competency-based qualification standards and institutionalized competency-based job description for the position to be filled.1x1018. Comparative assessment and final evaluation is done by Line Managers and Promotion and Selection Board (PSB), with the HR Manager taking the lead in the deliberation of results making use of various competency assessment methods (simulation, in-basket, discussion, role-playing) for senior and identified key positions only, documented structured background investigation, and competency validation. Weights are assigned to personality tests and competencies.1x00.50.5LEVEL 3 - INTEGRATED HRM1. Staffing plan and prioritization in filling of positions is based on the short- and medium-term needs of the Agency.1x1012. Electronic database maintains the profiles of both candidates and applicants (internal and external). It also generates customized reports.1x0003. A Promotion and Selection Board (PSB) is in place for specialized, highly technical, and executive managerial positions.1x1014. A well-defined Recruitment, Selection and Placement Procedures Manual aligned to the Agencys short- and medium-term needs is in place.1x1015. Orientation is provided to all employees on the provisions and procedures contained in the Recruitment, Selection and Placement Manual.1x1016. Talent attraction is done through participation in job fairs, campus recruitment, and publication in the Agency intranet.1x1017. Candidate qualifications are properly matched vis--vis the specific or competency-based qualification standards and competency-based job description for selected positions.1x1018. Comparative assessment and final evaluation is done by the Line Managers and the Promotion and Selection Board (PSB), with HR Office taking the lead in the deliberation of results of competency-based simple assessment, documented structured background investigation and competency validation. Weights are assigned to personality tests and competency results.1x101LEVEL 2 - PROCESS-DEFINED HRM1. Staffing plan is based on the current Agency requirements aligned with DBM Personnel Service Itemization and Plantilla of Personnel (PSIPOP) or relevant approving authority.1x1012. Simple information system maintains active file of shortlisted candidates. Data is segregated by gender.1x1013. A Promotion and Selection Board (PSB) is established and functional, with HR Office as the lead unit.1x1014. Recruitment, Selection and Placement procedures are customized to the Agency requirements and are accompanied by a process flowchart.1x1015. Orientation is provided to all employees on Recruitment, Selection and Placement procedures with emphasis on the customized features.1x1016. Talent attraction is done through posting in major daily newspapers and networking.1x1017. Candidate qualifications are properly matched vis--vis the specific qualification standards and job description for the position to be filled.1x1018. Comparative assessment and final evaluation is done by the Promotion and Selection Board (PSB), with HR office/unit providing the necessary resources from the structured interviews and documented structured background investigation results.1x101LEVEL 1 - TRANSACTIONAL HRM1. Staffing plan is solely based on DBM or relevant approving authority.1x1012. An active file of shortlisted candidates (hardcopy only) is maintained.1x1013. An ad hoc group is established to screen and evaluate candidates for vacant positions.1x1014. Recruitment, Selection and Placement procedures are based on existing law, rules, and guidelines issued by relevant authority.1x1015. Orientation is provided to all employees on Recruitment, Selection and Placement procedures.1x1016. Talent attraction is done through posting at Agency premises and publication in government bulletin, as required.1x1017. Candidate qualifications are properly matched vis--vis the minimum qualification standards for the position to be filled.1x1018. Comparative assessment and final evaluation is done by the ad hoc committee using paper screening, interviews, and results of undocumented simple background investigation.1x101COMPETENCIESLEVEL 4 - SUPERIOR1. Applies a strategic Staffing Planning system aimed at meeting the present up to the long-term needs of the Agency1x1012. Formulates and champions strategic recruitment policy linked to other HRM systems (e.g. Performance Management, Talent Management, HRD Plan/L&D, and Retention)1x00.50.53. Applies and manages online recruitment, selection, and placement system1x0004. Undertakes proactive recruitment activities, e.g. school tie-up, employer branding, caravans1x0005. Manages the Promotion and Selection Board (PSB) deliberations and provides results of candidate assessment - Explains use of various competency assessment tools in the deliberation1x1016. Utilizes 360-degree background investigation for senior managerial positions and positions with custodial responsibilities1x00.50.57. Manages the use of the HRIS for recruitment, selection, and placement1x000LEVEL 3 - ADVANCED1. Applies a Staffing Plan based on short- and medium-term objectives of the Agency through forecasting and prioritization1x1012. Formulates customized recruitment policies linked to other HRM systems (e.g. Performance Management and HRD Plan/ L&D)1x1013. Develops and designs improvements to existing battery of recruitment and placement tools, methodologies, processes, and procedures based on emerging technologies1x00.50.54. Develops Recruitment strategies such as job fairs and campus recruitment activities to source for candidates1x0005. Applies Recruitment and Placement Calendar/Plan1x0006. Facilitates competency-based assessment process to Line Managers and Promotion And Selection Board (PSB) members1x1017. Evaluates and analyzes results of structured background Investigation vis-a-vis competencies1x1018. Manages an automated database of applicants and candidates1x101LEVEL 2 - INTERMEDIATE1. Applies a Staffing Plan (PSI) based on current Agency requirements1x1012. Develops Recruitment, Selection, and Placement guidelines within existing laws and regulations1x1013. Sources both internal and external applicants1x1014. Performs structured interviews based on job descriptions1x1015. Administers appropriate written examinations1x00.50.56. Responds appropriately to application queries/ requests1x1017. Conducts workshop on selection process for Promotion and Selection Board (PSB) members - Facilitates calibration process in the assessment of candidates1x1018. Evaluates and analyzes results of structured background investigation for second level, supervisory, and executive/managerial positions1x1019. Maintains and organizes an active file of short-listed candidates in a standalone electronic system1x00.50.5LEVEL 1 - BASIC1. Applies a Staffing Plan based on Personnel Service Itemization (PSI)1x1012. Applies Recruitment, Selection, and Placement guidelines1x1013. Explains Recruitment, Selection, and Placement process to employees1x1014. Applies policies on Gender and Development (GAD) and Persons with Disability (PWD) in the recruitment process1x1015. Evaluates candidate qualifications vis-a-vis Qualification Standards (QS)1x1016. Performs secretariat function to the ad hoc committee of the Agency1x101

2. PMSSection 2 - PERFORMANCE MANAGEMENTMark your ratings with an "x".Implementation RatingFullyPartiallyNotPTSHRM SYSTEMSLEVEL 4 - STRATEGIC HRM1. HR leads in driving the performance management process. HR partners with Management in making decisions related to talent retention, promotion, and development.1x1012. Target setting is through individual Key Performance Indicators (KPIs), which are supportive of strategic Agency goals.1x1013. Core competencies for all employees are established.1x1014. Leadership, organizational and functional competency development goals for senior managers and supervisors are present.1x1015. Continual coaching for results and mentoring sessions are documented.1x00.50.56. Self-rating by employee is done on year-end performance review with competencies and development needs identified.1x1017. Performance Improvement Plan based on competencies is set up as needed.1x0008. Performance discussion is done on delivery of individual and team goals and competencies, and how these support organizational goals.1x00.50.59. Establishment of Individual Development Plans for all levels is done.1x00.50.510.Calibration of the application of performance standards to the value of performance ratings is done consistently throughout the Agency.1x00.50.511. Electronic copy of interactive Performance Commitment, Evaluation, and Development Plan Forms is in use.1x10112. Link to HRIS supports monitoring and evaluation of data generated from electronic Performance Management System (PMS) to facilitate and help in decision-making.1x000LEVEL 3 - INTEGRATED HRM1. Performance Management Team (PMT) is established and fully functional, with HR as partner of Management in driving the performance management process.1x1012. Target setting is through individual Key Performance Indicators (KPIs), which are inter-related and supportive of division/unit goals.1x1013. Core competencies for all employees are considered.1x1014. Regular and scheduled coaching sessions, including mid-year review and year-end evaluation, are documented.1x00.50.55. Self-rating by employee is done on year-end performance review with competencies and development needs identified.1x1016. Performance Improvement Plan based on competencies is set up as needed.1x0007. Performance discussion is done on delivery of individual and team goals and competencies, and how these support organizational goals.1x00.50.58. Establishment of Individual Development Plans (Developmental Needs) for executive/managerial and supervisory positions is done.1x1019. Calibration of the application of performance standards to the value of performance ratings is done consistently within the functional group or section.1x00.50.510. Electronic copy of Performance Commitment, Evaluation, and Development Plan Forms is in use.1x10111. Existence of an information system supports monitoring and evaluation of data generated from electronic Performance Management System (PMS), capturing employee input and documentation of accomplishment on-line.1x000LEVEL 2 - PROCESS-DEFINED HRM1. Performance Management Team (PMT) is established and fully functional.1x1012. Target setting is consistently done for all employees based on job function and team performance commitments.1x1013. Regular and scheduled feedback sessions, including mid-year review and year-end evaluation, are documented.1x1014. Self-rating by employees is not practiced.1x1015. Performance discussion focuses on the delivery of individual and team goals.1x1016. Establishment of Individual Development Plans (Developmental Needs) for executive/managerial positions is done.1x1017. Calibration of the application of performance standards to the value of performance ratings is done consistently within the office or department.1x1018. Hard copy of Performance Commitment and Evaluation Forms as well as Performance Monitoring form is in use.1x1019. Simple information system tracks accomplishment of targets to support monitoring and evaluation.1x101LEVEL 1 - TRANSACTIONAL HRM1. An ad hoc group reviews performance targets and accomplishments.1x1012. Target setting is focused on job function.1x1013. Feedback is provided as need arises.1x1014. Self-rating by employees is not practiced.1x1015. No discussion on performance.1x0006. Calibration of performance ratings is not practiced.1x0007. Hard copy of Performance Commitment and Evaluation Forms is in use.1x1018. No database for performance rating of all employees is maintained.1x000COMPETENCIESLEVEL 4 - SUPERIOR1. Sets direction in the implementation of policies, systems, and procedures1x1012. Reviews alignment of Agency goals with partner cluster agency goals, translated into more refined goals and expectations and cascaded at the unit and individual levels1x1013. Leads the development of functional and leadership competencies aligned with Agency strategies1x1014. Resolves performance-related issues1x1015. Orients all officials and employees on Key Performance Indicators supportive of strategic Agency goals1x1016. Uses Performance Management System results as basis for Rewards and Recognition (PRAISE or its equivalent) and step increment; and as input for Learning and Development, Talent Management, and Strategic Planning1x1017. Explains how to accomplish Individual Development Plans to all employees1x1018. Discusses with senior managers and supervisors the alignment of Key Performance Indicators with leadership competency goals1x101LEVEL 3 - ADVANCED1. Formulates policy guidelines for the institutionalization of the Strategic Performance Management System1x1012. Institutionalizes the Strategic Performance Management System o Recommends committee members o Reviews and recommends action on performance-related issues1x1013. Reviews alignment of Agency goals with unit/individual goals1x1014. Explains results of degree of compliance to concerned units/ employees1x1015. Orients all officials and employees on Key Performance Indicators (KPIs) supportive of division/unit goals Assessment of core competencies New features in developing performance targets focused on job function/ team performance goals and core competencies1x1016. Explains how to accomplish Individual Development Plans to supervisors, and Performance Improvement Plan (PIP) to managers1x1017. Discusses with senior managers and supervisors the alignment of Key Performance Indicators with the core, functional, and organizational competency goals1x1018. Uses Performance Management System results as basis for Rewards and Recognition and step increment; and as an input to Learning and Development and Promotion1x101LEVEL 2 - INTERMEDIATE1. Formulates Agency-specific implementing instructions based on CSC Strategic Performance Management System (SPMS)1x1012. Orients all officials and employees on customized provisions1x1013. Explains how to accomplish the Individual Development Plan (IDP) to senior and managerial employees1x1014. Participates in calibration/deliberation meetings as part of the Performance Management Team (PMT)1x1015. Prepares reports based on recommendations of Performance Management Team1x1016. Monitors and assesses implementation of the system1x1017. Evaluates reports on compliance to Performance Management System1x101LEVEL 1 - BASIC1. Implements Performance Management System (PMS) and/or Performance Appraisal System1x1012. Orients employees on features of existing Performance Management System1x1013. Explains how to accomplish the Performance Appraisal Form to all employees1x1014. Tracks compliance in preparing Performance Appraisal Form1x1015. Monitors submission of Performance Appraisal Form for the conduct of performance discussion1x1016. Monitors and reports compliance to Performance Management System1x101

3. HRD L&DSection 3 - HRD (Learning & Development)Mark your ratings with an "x".Implementation RatingFullyPartiallyNotPTSHRM SYSTEMSLEVEL 4 - STRATEGIC HRM1. A separate unit/group for Learning/Training Center is established, with HR as lead in driving the process of making decisions related to HRD/L&D interventions.1x0002.HRD/L&D investment plan is set according to Agencys strategic mandate, and is approved by Agency authorities.1x00.50.53. L&D Hours are defined per employee as follows:Minimum number of hours per year based on the Individual Development Plan of the employees.1x00.50.54. Training and development needs identification and analysis is based on alignment between strategic organization direction with employee performance and competency gaps and career growth, and is updated every year.1x00.50.55. Three-year Strategic Training and Development plan is prioritized and updated on a yearly basis. The plan responds to performance and competency gaps that require training and other HRD modes/methodologies, including scholarship, integrated on-boarding, and succession planning requirements. The Agency has a written and formalized L&D plan for all core positions.1x0006. The strategic training plan provides a culture of learning that helps the organization continually improve achievement of goals and attain new possibilities and capacities.1x00.50.57. Training interventions are designed to support the Agencys Strategic Talent Plan, knowledge sharing, and continuous improvement.1x00.50.58. Development of interventions is in partnership with external or foreign L&D partners geared toward interactive learning and sharing.1x00.50.59. HRD delivery is through the use of various HRD modes and methodologies including innovative learning methods.1x00.50.510. Management trainee or cadetship program for High Potentials is implemented.1x00.50.511. Established pool of internal trainers/facilitators and external or foreign L&D partners conducts training programs.1x00.50.512.Training evaluation is done through Return on Investment (ROI) of L&D programs in relation to the Agencys strategic talent plan and impact of delivery of service to the client.1x00.50.513. All HR-related information is linked to Human Resources Information System (HRIS) that supports monitoring and evaluation of: Historical L&D plans and programs/interventions Historical Employee L&D data Employee Individual Development Plans HRD/L&D analytics - Metrics: cost relative to market, measurement of course1x000LEVEL 3 - INTEGRATED HRM1. Personnel Development Committee (PDC) is established and fully functional with HR as partner of Management in driving the process.1x00.50.52. HRD/L&D investment plan is set according to Agencys short-term goals, and is approved by Agency authorities.1x00.50.53. L&D Hours are defined per employee as follows:Minimum number of hours consistent with the approved Qualification Standards (QS), needs analysis, and Individual Development Plan for supervisory and higher positions.1x1014. Training needs identification and analysis is based on alignment of organizational and individual performance gaps, and is done annually.1x00.50.55. Three-year Training and Development Plan is prioritized on a yearly basis. The plan responds to performance and competency gaps that require training with identified appropriate HRD modes/methodologies, e.g. classroom, online, coaching, projects, etc. The plan also includes an integrated on-boarding program (interfaced with the whole Agency)1x00.50.56. Training calendar supports the Individual Development Plans for supervisory and higher positions. Team Learning Needs aimed at improving individual/team and Agency performance.1x00.50.57. Development and conduct of training programs is in partnership with the HR Lead and Line Managers.1x1018. HRD delivery is through the use of various HRD modes and methodologies, e.g. classroom, workplace coaching, online, internship, practicum, immersion, benchmarking, among others.1x00.50.59. Management trainee or cadetship program for High Potentials is implemented.1x00.50.510. Pool of internal trainers/facilitators conducts programs for competency and basic leadership development.1x00.50.511. Training evaluation is done through both qualitative and quantitative benefit cost analyses, which assess program effectiveness and relevance to Agency needs in relation to cost.1x00.50.512. Electronic HRD/L&D system supports monitoring and evaluation of: Learning and Development activities per employee/ Agency based on Individual Development Plan Annual Training and development programs/ interventions and List of participants Competency profile per employee Training report1x00.50.5LEVEL 2 - PROCESS-DEFINED HRM1. Personnel Development Committee (PDC) is established and fully functional.1x1012. HRD/L&D budget is set according to Agencys current requirements, and is approved by Agency authorities.1x1013. L&D Hours are defined per employee as follows:Minimum number of hours consistent with the approved Qualification Standards (QS), and as a result of a needs analysis, and Individual Development Plan for senior/ managerial positions.1x1014. Training and development is based on simple individual Training Needs identification. It is not done regularly.1x1015. Training Plan is mainly a listing of basic orientation, induction, and basic supervisory training.1x1016. Training calendar design is based on identified performance and core competency gaps.1x1017. Development and conduct of programs is in partnership with external training providers.1x1018. HRD delivery is limited to training and classroom methodology.1x1019. L&D specialist serves as internal facilitator for technical training.1x10110. Training evaluation is done through qualitative cost benefit analysis, which assesses program effectiveness in relation to performance.1x10111. Simple information system supports monitoring and evaluation of: Learning and Development activities per employee/ Agency based on Individual Development Plan Annual training and development programs/ interventions List of participants1x101LEVEL 1 - TRANSACTIONAL HRM1. An ad hoc group reviews HRD/L&D programs.1x0002. HRD/L&D budget is set at a minimum limit of 3% taken from the total Maintenance and Other Operating Expenses (MOOE) of the agency, and is approved by Agency authorities.1x1013. L&D Hours are defined per employee as follows: At least 1 training program attended per year.1x1014. Lack of a systematic process for identifying training needs of the employees.1x0005. Absence of a training plan. Training is based only on invitations to participate in training and/or public offerings.1x0006. No training calendar is implemented.1x0007. Conduct of programs is on as-needed basis.1x1018. HRD delivery is through attendance in public seminars/ workshops.1x1019. No internal facilitators are in place.1x00010. Training evaluation is done through qualitative analysis based on feedback provided by participants.1x10111. Database maintains a list of participants and training programs attended.1x101COMPETENCIESLEVEL 4 - SUPERIOR1. Establishes direction in the implementation of HRD programs by approving policy guidelines for the institutionalization of HRD programs1x1012. Manages and guides the Personnel Development Committee in making decisions on HRD/L&D interventions - Approves appropriate training and development activities for various levels of position1x1013. Designs performance improvement interventions on Workplace Learning and Performance aligned with Agency strategic requirements for core positions1x1014. Leads sharing of expertise through innovative learning methods1x1015. Performs ROI analysis and impact evaluation of Learning and Development programs conducted1x00.50.56. Establishes and facilitates on-boarding program that includes strategic partners in its focus1x00.50.5LEVEL 3 - ADVANCED1. Formulates policy guidelines for the institutionalization of HRD programs that support the Agency vision, mission, goals, and core values, and are linked to Strategic Performance Management System (SPMS)1x1012. Partners with the Personnel Development Committee in implementing the Learning and Development Program of the Agency1x1013. Develops training plan that covers general orientation, functional and technical skills, and Leadership Development, and is aligned with Agency goals and linked to the Performance Management System (PMS)1x1014. Facilitates combination of classroom and non-classroom approaches1x1015. Collaborates with training institutions on the design and conduct of Learning and Development activities1x1016. Works with line managers on the conduct of Learning and Development programs1x1017. Performs qualitative and quantitative cost benefit analysis on training programs conducted1x00.50.58. Establishes and facilitates on-boarding program that is focused on the Agency1x00.50.5LEVEL 2 - INTERMEDIATE1. Applies Agency-specific Learning and Development policy adapted to and aligned with CSC policy and Local Government Academy policies1x1012. Performs activities that provide technical support to the Personnel Development Committee (PDC) - Identifies and analyzes training needs1x1013. Develops training plans to address performance gaps, behavioural modification, and technical and basic supervisory training1x1014. Disseminates the training calendar1x1015. Facilitates Learning and Development programs using traditional approaches1x1016. Liaises and discusses with external training providers on the conduct of training and development activities1x1017. Performs qualitative cost benefit analysis on training programs conducted1x00.50.58. Facilitates structured induction program for new hires1x101LEVEL 1 - BASIC1. Applies HRD/Learning and Development Program on an ad-hoc basis (per invitation basis)1x1012. Performs administrative assistance to ad hoc group that reviews HRD/L&D programs and participants1x1013. Monitors budget utilization and attendance (at least one program per employee per year)1x1014. Maintains a database of training and development activities1x1015. Performs qualitative analysis reports on training programs attended1x1016. Facilitates basic orientation for new hires1x101

4. Rewards & RecognitionSection 4 - REWARDS AND RECOGNITIONMark your ratings with an "x".Implementation RatingFullyPartiallyNotPTSHRM SYSTEMSLEVEL 4 - STRATEGIC HRM1. Rewards and Recognition Committee engages employees and considers global practices and emerging trends in the development of programs that support the Agency strategy.1x00.50.52. Budget for rewards and incentives is based on savings generated from suggestions, innovations, and other cost-efficiency measures.1x00.50.53. Recognition is given in the form of monetary/in-kind reward or program geared toward enhancing work-life balance and employee engagement.1x1014. Types of Programs Employee Suggestion: ideas and innovations that positively affect public interest Performance Contest: Agency achievement based on sustained effort Desired Behavior Award: Going the extra mile Engagement award: Work-life balance1x00.50.55. Link to Human Resources Information System (HRIS) maintains Individual historical awards data Demographics and profile of awardees Database of recognition system1x000LEVEL 3 - INTEGRATED HRM1. Rewards and Recognition Committee links up with Performance Management Team in identifying potential grantees/awardees, with HR driving the process.1x00.50.52. Budget for rewards and incentives is customized.1x00.50.53. Recognition is given in the form of monetary/in-kind or non-monetary reward.1x1014. Types of Programs Employee Suggestion: Creative and innovative ways at work Performance Contest: Office achievement linked to the Agencys core competencies and PMS Desired Behavior Award: Innovative, creative behavior of individuals/ teams Engagement Award: pride in the employer affiliation)1x1015. Electronic Rewards and Recognition module is used to maintain Demographics and profile of awardees Database of recognition system1x00.50.5LEVEL 2 - PROCESS-DEFINED HRM1. A fully functional Rewards and Recognition Committee is established.1x1012. Budget for rewards and incentives is customized.1x1013. Recognition is given in the form of monetary/in-kind or non-monetary reward.1x1014. Types of Programs Employee Suggestion: Cost efficiency programs Performance Contest: Division achievement based on service level improvement of divisions Desired Behavior Award: Productive behavior of individuals/ teams Performance Awards:1x1015. Simple information system is used to maintain: Demographics and profile of awardees Database of recognition system1x101LEVEL 1 - TRANSACTIONAL HRM1. An ad hoc committee is established to oversee rewards and recognition.1x1012. Budget for rewards and incentives is limited.1x1013. Recognition is given in the form of monetary/in-kind or non-monetary reward.1x1014. Types of Programs Employee Suggestion program: Integrity, efficiency and productivity Performance Contest: Top individual/ team performer Desired Behavior Award: Anchored on Agency core values Service Awards1x1015. Simple information system is used to maintain: Types of awards Profile of awardees1x101COMPETENCIESLEVEL 4 - SUPERIOR1. Applies Rewards and Recognition policies geared toward continual improvement and deeper employee engagement1x1012. Establishes directions aligned with global practices in the implementation of approved systems and programs on Rewards and Recognition1x00.50.53. Manages the process of engaging employees in the formulation, enhancement, and sustainability of Rewards and Recognition programs1x101LEVEL 3 - ADVANCED1. Develops, customizes, and implements Rewards and Recognition guidelines that support the Agencys goals1x1012. Relates linkage of Rewards and Recognition system to other HR Systems1x1013. Performs research on and studies of global practices and emerging trends in Rewards and Recognition1x00.50.54. Evaluates Agency programs vis-a-vis best practices on Rewards and Recognition of other organizations1x101LEVEL 2 - INTERMEDIATE1. Develops, customizes, and implements Rewards and Recognition guidelines based on Agency-suited requirements1x1012. Performs activities that provide technical support to the Rewards and Recognition Committee - Helps determine the kinds of monetary and non-monetary rewards1x1013. Explains customized policies and provisions on Rewards and Recognition programs to all officials and employees1x101LEVEL 1 - BASIC1. Applies the Rewards and Recognition guidelines based on prescribed laws, rules, and regulations1x1012. Performs secretariat function to the ad hoc committee of the Agency1x1013. Discusses Rewards and Recognition program with all officials and employees1x101

5. HR Rec&OtherSection 5 - HR RECORDS MANAGEMENT & OTHER HR PROGRAMS1. Please select "Yes" or "No" on the drop down menu in each assessment box.I. HUMAN RESOURCE RECORDS MANAGEMENTRecords to be verifiedDocument is Complete & Updated1. 201 Files (Per CSC MC No. 8, s. 2007) Please refer to checklist for list of items that must be verified. All items in the HR Record Checklist must be a "Yes" before this can be confirmed as a "Yes"YES2. Plantilla of PersonnelYESYES3. Service RecordsYESNO4. Leave RecordsYES5. Attendance RecordsYES6. Reports on Appointments Issued (for accredited agencies)YESII. ORGANIZATIONAL PROFILEDocuments to be Checked & VerifiedDocument is Available & Posted1. Organization ProfileAgency Mandate, Vision, Mission and Strategic GoalsYESOrganizational ChartYESFunctional ChartYESOther Documents to be Checked & VerifiedDocumentComplete & Updated2. Policies, Rules and RegulationsCSC Law and rules, memorandum circularsYESAgency HR policies and proceduresYESDBM/COA/ Other agency policiesYESIII. HEALTH AND WELLNESSPolicies to be verifiedPolicies implemented by Agency1. Physical Fitness Program (CSC MC No. 6, s. 1995 ,CSC MC No. 8, s. 2011 dated March 7, 2011)YES2. Policy on Working Conditions at the Workplace (CSC MC No. 33, s. 1997)YES3. Smoking prohibition based on 100% smoke-free environment policy (CSC MC No. 17, s. 2009)YES4. Drug free workplace in the bureaucracy (CSC MC No. 13, s.2010)YESIV. EMPLOYEE WELFAREPolicies to be verifiedPolicies Implemented by Agency1. System to Address Grievance/Issues in the AgencyYES2. Grant of Step Increment (NOSI)YES3. Grant of Loyalty Incentive under PRAISE (CSC MC No. 3, s. 2001)YES4. Entitlement to Leave BenefitsYES5. Registered Employees Association (if any)YES6. Accredited Employees Association (if any)YES7. Agency's Collective Negotiation Agreement (if any)YESV. EMPLOYEE DISCIPLINEPolicies to be verifiedPolicies implemented by agency1. Adoption of the Revised Rules on Administrative Cases In the Civil Service (RRACCS)YES2. Implementation of RA 6713YES3. Observance of Government Working HoursYES4. Implementation of RA 9485 (Anti-Red Tape Act)- including the Citizen's CharterYES5. Protection of the Bureaucracy Against Tobacco Industry Interference (CSC-DOH JMC No. 2010-01)YES

5b.Leave Benefit RecAnnex CPRIME-HRM ASSESSMENT HR RECORDS-LEAVE BENEFIT ENTITLEMENTSINSTRUCTION: Please validate and check or click "Yes" or "No" if the following item/s under each aspect of the assessment is/are updated and existing. 100% complete records shall constitute "Complete & Upated". If the said item/concern cannot be directly responded by either "Yes" or "No", please note important details relative to the item on the Remarks column.Leave Benefit EntitlementsItem Descriptions / Specific Instructions / Assessment GuideRecords are Complete and UpdatedYESVacation LeaveApplication for leave filed five (5) days in advanceYESNOSick LeaveApplication for leave filed immediately upon return to work; approval is mandatoryYESForced LeaveAgency has staggered schedule dof mandatory five-day vacation (forced) leave; Forced leave taken posted in the employees leave card; Forced leave not taken due to exigency of service not deducted from the employees leave creditsYESSpecial Privilege LeaveEmployees are allowed to avail of 3-day privilege leave; no proof requiredYESMonetization of Leave CreditsEmployees are allowed to monetize at least 10 days if qualified; At least five (5) days are retained after monetization; Budget for the monetization of leave credits is charged to savings in Personal ServicesYESImplementation of the Guidelines on the Grant of Parental Leave to Solo Parents (CSC MC No. 8, s. 2004 dated March 24, 2004, under RA 8972 Solo Parents Welfare Act of 2000)Cross reference with 201 file, check for solo parents; Employees are aware of the guidelines and process of the availment of parental leave; Availment of parental leave is supported by Solo Parent Identifcation Card and birth certificate of the child/children or other requirements, such as medical certificate, if necessary; Interview solo parents and ask to articulate the guidelines of parental leave; cross reference files to show proof of availamentYESImplementation of the Guidelines on the Availment of the Ten-Day Leave CSC Resolution No. 051206, under RA 9262 also known as Anti-Violence Against Women and their Children Act of 2004 (CSC MC No. 15, s. 2006 dated July 28, 2006)Female employee, regardless of civil and employment status, who is a victim of violence is allowed to avail of the ten-day leave; emale employee, regardless of civil and employment status, whose child below 18 or above 18 but unable to take care of oneself is a victim of violence is allowed to avail of the ten-day leave; Availment of ten-day leave is supported by Barangay Protection Order (BPO) or Temporary Permanent Protection Order (TPO/PPO) obtained from the court orYESImplementation of the Guidelines on the Grant of the Special Leave Benefits under the Magna Carta of Women (RA 9710) (CSC MC no. 25, s. 2010 dated December 1, 2010)Female employee, regardless of age and civil status, who availed of the special leave has rendered at least six (6) months aggregate government service for the last 12 months prior to undergoing gynecological surgery; Application for special leave is supported by medical certificate filled out and signed by proper medical authorities, e.g., attending surgeonYESSpecial Leave (Calamity Leave)There is a declaration of calamity in the areaYESPaternity LeaveMarried male employees are allowed to avail of paternity leave of seven (7) days for a maximum of four deliveriesYESMaternity LeaveAgency female employees are allowed to avail of maternity leave of sixty (60) calendar days will full pay; Computations, requirements and policies of maternity leave are strictly followed and implementedYESStudy LeaveSelection of study leave beneficiary is based on the requirements provided in Item II, Sec. 68 of the Omnibus Rules on LeaveYESRehabilitation PrivilegeApplication for rehabilitation privilege is made through a letter, supported by police report, if any , and medical certificate on the nature of the injuries, the course of treatment involved and the need to undergo rest, recuperation and rehabilitation, as the case may be.YESCompensatory Time-Off in lieu of Overtime PayEmployees are allowed to avail of the CTO; COCs are NOT used to offset undertimes/tardiness incurred by employees during regular working days; COCs are NOT added to the regular leave credits of the employees.NO

MBD0001BAAB.doc

PRIME-HRM ON-LINE SELF ASSESSMENT TOOL FOR HRMO

INSTRUCTIONS:

1. To access the on-line assessment tool, type the link on your web browser (e.g. Google Chrome, Internet Explorer):

http://www.tinyurl.com/2014APForm2

2. In order to enter the system, the user will be required to log-in by entering the assigned access code provided by HRPSO.

Note:The self assessment must be completed upon logging in. The access code can only be used once and cannot be used again.

3. The HRMO must fill up the basic data required on the Agency Profile. Agency Name and Date of Assessment are linked to Assessment Results sheet. Once these fields are filled up in the Agency Profile sheet, they will automatically appear in the Assessment Results sheet.

Note:All fields marked with an asterisk (*) must be filled up otherwise the user cannot continue to the next page and the system will prompt a message to the user to enter relevant data.

4. The HRMO shall click the applicable circle.

a. Click the circle under "FULLY" if all the elements of a particular indicator have been met or satisfied.

b. Click the circle under "PARTIALLY" if some elements of a particular indicator have been started but not fully met.

c. Click the circle under "NOT" if none of the elements has been met.

5. Upon completion of the self assessment, please click SUBMIT to log-out of the system.