2011. 04.11. broadcasting and communications equipment conformity assessment system broadcasting and...
TRANSCRIPT
2011. 04.11.
Broadcasting and communications equipment
conformity assessment system
Broadcasting and communications equipment
conformity assessment system
2
Ⅲ. 제도 개선을 위한 주요 이슈
Reform of certification system
22 Main contents of conformity assessment system
11
33 Market surveillance
44 Manage and designate testing laboratories
Table of ContentsTable of Contents
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3
SummarySummary
Reformation of Certification System requires to introduce equal level of conformity
assessment system for FTA negotiation with major trading partners and responds to the
increasing usage of various convergence devices. From a system where the government leads certification system to private leading conformity
assessment system to make business- friendly environment.
Related law : Revised Radio Waves Act Article from 58-2 to 58-11 ( Announced on 2010.7.23, Enforced
as of 2011.1.24 )
New form of certificationNew form of certification
11 Reform of Certification System(1)
Previous condition After reform
Type Approval
(Wired Device)
EMC Registration
(IT equipment)
Type Registrati
on (Wireless Device)
Type official
Approval
(Wireless Device)
Classification according to purpose
Conformity certification
(Radio interference, Network Hazard, Safety are in onsideration)
Conformity registration
Interim certificationEquipment without technical standards (Government certification)
Test in designated testing labs –Government Certification
Self-test – Register declaration form (Equipment used for purpose of measurement and testing etc)
Test in designated testing labs - Registers declaration form ( Equipment used by common users )
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4
Reform of Certification System(2)11
Conformity assessment system classificationConformity assessment system classification
Conformity Certification (Radio Waves Act Article 58-2.2)
Conformity Registration(Radio Waves Act Article 58-2.3)
Interim Certification(Radio Waves Act Article 58-2.7)
Reclassify certification type graded by riskof Broadcasting and Communications Equipment (ex: Radio interference and Life safety)
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Conformity certification
□ Related laws Radio Wave Act Article 58-2-2, Enforcement Decree of RWA Article 77-2, Notification No, 5 ~ 7
□ Classification Standard of Subject Equipment
Broadcasting and communications equipment having bad effect on the electromagnetic circumstances And network.
Broadcasting and communications equipment having obstacle to electromagnetic waves and be effected to run normal operation by electromagnetic waves Other Broadcasting and communications equipment possible to harm human body and life safety.
Document for submission : 6 Types ① User Manual Test Report Exterior Appearance Parts Layout Or Layout Photo Circuit Diagram ② ③ ④ ⑤ ⑥ Domestic Representative Designation Letter (In cases when agent has been designated)
Main Contents of Conformity Assessment System(1)22
Existing devices of Type Official Approval, Type Registration and Type Approval are relevant.
Conformity certification systemConformity certification system
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Conformity Registration
□ Related law Radio Wave Act Article 58-2-2, 3, 4, Enforcement Decree of RWA Article 77-3, Notification No, 8 ~ 10
□ Classification standard
Equipment of Conformity Registration. Apparatus which is not an object of Conformity Certification and self-test conformity registration.
Equipment of Self-Test Conformity Registration
Broadcasting and communications equipment used for purpose of measurement and testing.
Broadcasting and communications equipment used for industrial-scientific purpose.
Broadcasting and communications equipment not tested by designated testing labs because of its feature and usage.
Document for submission : 2 Types
① A declaration form that evidences compliance with Conformity Assessment standards,
② Agent Designation Letter (In case when agent has been designated)
Conformity registration systemConformity registration system
Main Contents of Conformity Assessment System(2)22
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Conformity registration systemConformity registration system
Testing Laboratory & self-test suppliers’ documents
Certification process of multi-functional equipment
[exception] In case where radio transmitter, receiver Conformity Certification are combine to the equipment subject to Conformity Registration, Conformity Registration processing procedures shall apply and ‘Conformity Assessment information’ shall be marked on end product.
Main Contents of Conformity Assessment System(2-1)22
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Interim certification system Interim certification system
Summary
Subject Equipment
Certification Criteria
Certification Condition
Official Certification
Apparatus without Conformity Assessment Standards applicable according to utilization of new technology
Apply minimum technical requirements(Antenna Power, Unwanted emissions, Frequency etc)
Limit on Expiration Date, Area of Installation
Apply obligations to control formal certification within designated period after Establishing certification standards
Required Documents
Main Contents of Conformity Assessment System(3)22
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9
Assessm
en
t Pro
ced
ure
Assessm
en
t Pro
ced
ure
SalesSalesProduction/Import
Production/Import
Application for
Certification
Application for
Certification
Certification Evaluation
Certification Evaluation
CertificateIssue
CertificateIssue
Test by Designated Institution
Test by Designated Institution
Production/Import/Sales
Production/Import/Sales
Application for
Certification
Application for
Certification
Certification Evaluation
Certification Evaluation
CertificateIssue
CertificateIssue
Test by Designated Institution
Test by Designated Institution
Registration(Notification)Registration(Notification)
In-house testing
In-house testing
Registration(Notification)Registration(Notification)
Test byDesignatedInstitution
Test byDesignatedInstitution
SalesSales
Docu
men
ts fo
r Su
bm
issio
nD
ocu
men
ts fo
r Su
bm
issio
n
Type Official ApprovalType Official Approval Type Approval/Type RegistrationType Approval/
Type RegistrationEMC
RegistrationEMC
Registration
• Manual• General Schematic• Exterior Appearance (Photo)• Circuit Diagram• Parts Layout(Photo)• Key component specification• Test Report• Agent Designation Letter•Derivative model material
• Manual• General Schematic• Exterior Appearance (Photo)• Circuit Diagram• Parts Layout(Photo)• Key component specification• Test Report• Equipment specification• Agent Designation Letter•Derivative model material
• Manual• General Schematic• Exterior Appearance (Photo)• Parts Layout (Photo)• Test Report• Agent Designation Letter• Derivative model material
Conformity CertificationConformity Certification
• User Manual• Test Report• Exterior Appearance• Circuit Diagram• Parts Layout or Exterior Appearance (Photo)• Agent Designation Letter
Conformity Registration(Designation)
Conformity Registration(Designation)
• Certificate demonstrating Conformance to Assessment criteria Standards• Agent Designation Letter
Self test conformity registration
Self test conformity registration
• Certificate demonstrating Conformance to Assessment criteria Standards• User Manual• Test Report• Exterior Appearance• Circuit Diagram• Parts Layout or Photo
PresentPresent After ReformAfter Reform
Registered Certification
Issue
Registered Certification
Issue
Registered Certification
Issue
Registered Certification
Issue
Conformity assessment procedureConformity assessment procedure
Main Contents of Conformity Assessment System(4)22
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Modification of conformity assessment device
□ Related law
Radio Wave Act Article 58-2.5, Enforcement Decree of RWA Article 77- 4, Notification No, 15~17
Document for submission
□ Changes pertaining to Conformity Assessment Standard
Attach Test report
Attach Documents Evidencing such modifications Submit relevant documents of Exterior Appearance, Circuit Diagram, Parts Layout and pictures
□ Changes for maintenance and management of apparatus tested by Conformity Assessment
In changing Derivative model number, manufacturer and country : submit only alteration form
In changing company name, name and address : Attach relevant documentary evidence
Transfer, affiliation, partitioning of inheritance or corporation (Including business transfer)
In case of changing company name or switching from individual business to corporation
Main Contents of Conformity Assessment System(5)22
Modification of conformity assessment device systemModification of conformity assessment device system
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Conformity assessment exemption
Applicant Radio Research Agency
Receipt
Review
Internal processing
Exemption certificate Issue
Exemption certificate receipt
Main Contents of Conformity Assessment System(6)22
Conformity assessment exemption systemConformity assessment exemption system
Filing up application
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Full conformity assessment exemption
Cases of production or import for testing, research, technical development, exhibitions or International competitions
equipment with purpose of testing, researching or technical development of product and broadcast telecommunication service: under 100units
Cases of producing not for domestic market, but exclusively for exports
Partial conformity assessment exemption
Cases when the party has submitted test results of EMC from a designated testing labs
for the corresponding equipment based on the other Korean regulations waivered by
Radio Waves Act
Items that have been certified according to [Industrial Standardization Act] Article 15Electrical appliances that have been received safety certification, safety inspection and voluntary
safety confirmation report according to [Electrical Appliances Safety Control Act] Industrial products that have been safety certified according to the [Quality management and the industrial safety Act]
Automobiles that have been self certified according to the [Automobile Management Act] Fire equipment that have been type approved according to [Installation Maintenance and Safety
Control of Fire-Fighting Systems Act] Medical equipment that have received licenses according to [Medical Device Act]
Main Contents of Conformity Assessment System(6-1)22
Conformity assessment exemption systemConformity assessment exemption system
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Conformity assessment cancellation
Parties of conformity assessment cancellation cannot receive a conformity
assessment for the subject equipment for 1 year from the date of cancellation
Related laws
Main Contents of Conformity Assessment System(7)22
Conformity assessment cancellationConformity assessment cancellation
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Conformity assessment marking Conformity assessment marking
Use of national integrative KC mark
Conformity Assessment Marking Method of Broadcasting and communications
equipment etc
Related laws
Main Contents of Conformity Assessment System(8)22
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Conformity Assessment Number Marking Method
K C C - C R M - A B C - X X X X X X X X X X X X X X① ② ③ ④ ⑤ ⑥
Identification of
Broadcasting and
communications
equipment
Identification of basic
certification information
Identification of
applicant’s information
Product Identification
Conformity assessment marking Conformity assessment marking
Main Contents of Conformity Assessment System(8-1)22
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Related law
Radio Wave Act Article 58-2-1, Notification no, 4
Reinforcement of Conformity Assessment Standards
Increasing concerns of product user’s safety and electromagnetic waves problems.
To improve local manufacture company’s product quality and competitiveness and protest
consumers, Strengthening of electromagnetic waves related regulation is necessary.
Equivalent improvements of conformity assessment system with various nations
according to expanded FTA/MRA international cooperation between Korea and America, Korea and EU etc.
Reinforcement of Conformity Assessment Standards Field
Apply Conformity Assessment Standards EMC and electrical safety to IT equipment and Wireless Device
Reinforcement of Conformity Assessment Standards Promotion Plan
Reviewing grace period in consideration of economic and technical burden of manufacturer
Reinforcement of conformity assessment standardsReinforcement of conformity assessment standards
Main Contents of Conformity Assessment System(9)22
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Related laws
Conformity assessment fee
Conformity Assessment Type Fee
Conformity Certification and Interim Certification
165,000 won
Conformity Registration 55,000 won
Conformity assessment alteration fee
DivisionConformity Assessment
Type Fee
Changes of matter pertaining to Conformity Assessment Standard
Conformity Certification 165,000 won
Conformity Registration 55,000 won
Changes of matter having no relations to Conformity Assessment Standards
Conformity Certification 5,000 won
Conformity Registration 2,000 won
√ Enforcement Decree of RWA the 2nd clause of article 97.(Attached table 14-2)
Conformity assessment feeConformity assessment fee
Main Contents of Conformity Assessment System(10)22
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Market Surveillance system(1)33
What is market surveillance? All actions related to investigating, confirming, testing and implementing surveillance actions
according to results for Broadcasting and communications equipments which received conformity assessment, checking whether such equipments are being sold and distributed with proper Conformity Assessment mark & Conformity Assessment standards.
Incongruity report
When discovering that an equipment has a critical defect or does not comply with Conformity
Assessment standards, the party reports such truths, corrects the defect or takes other necessary
actions.
Related laws
Radio Wave Act Article 58-11, 71-2
Enforcement of Decree of RWA Article 117- 2, 118
Notification No, 21 ~ 22
Investigation and actionInvestigation and action
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Market Surveillance procedure
Market Surveillance system(1-1)33
Investigation and actionInvestigation and action
Collect at a cost / free of charge
Suitability Judgment Administrative Penalty
Select and Collect object of Market
Surveillance
Select and Collect object of follow up service
Test
Verify suitability of technical standards
and certification mark
Verify suitability of technical standards and certification mark
1st : Correction Order 2nd : Order of Manufacturing, Importing, Sales suspend3rd :Cancel Certification
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Administrative Penalty Standards for individuals have received conformity assessment (Enforcement Decree of RWA relative to article 118-1, Attached table 23)
Violations Legal BasisAdministrative Penalty Standards
1st 2nd 3rd
Cases when Broadcasting and communications equipment is
not in compliance with Conformity Assessment standardsArticle 58-4.1.1 Correction order
Suspending order of manufacturing, importing
and sales(2month)Cancel
Cases where Conformity Assessment is not marked Article 58-4.1.2 Correction orderSuspending order of
manufacturing, importing and sales(1month)
Suspending order of manufacturing, importing and
sales(2month)
Cases of using Conformity Assessment mark suspiciously Article 58-4.1.2 Cancel - -
Cases when Conformity Assessment Alteration is not
reported.
A.Cases when the alternation matter of pertaining
to Conformity Assessment standard is not
reported
B. Cases when the except matter of case A is not
decelerated of changes.
Article 58-4.1.3
Correction orderSuspending order of
manufacturing, importing and sales(2month)
Cancel
Correction order Correction order Correction order
Cases of violating Article 58-2.1 of not preparing the proper
documentsArticle 58-4.1.4 Correction order
Suspending order of manufacturing, importing
and sales(2month)
Suspending order of manufacturing, importing and
sales(4month)
Cases of when received conformity assessment falsely or in
some illegal methodArticle 58-4.2.4 Cancel - -
Cases of not enforcing the measures for improvement
according Article 58-4.1Article 58-4.1.2 Cancel - -
Market Surveillance system(2)33
Administrative penalty standardsAdministrative penalty standards
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The criteria of Correctional Fine for Broadcasting and Communications equipment violation
(Enforcement Decree of RWA relative to article 124-1, Attached table 28)(Unit: 10,000 won)
Violations Legal BasisCorrectional Fine
1st 2nd 3rd
Cases not preparing related documents after conformity
registration in violation of Article 58-2.4Article 90-5.2 100 200 300
Cases not reporting changes in violation of Article 58-2.5 Article 92-4 50 70 100
Cases selling or renting without showing that they have received
conformity assessment in violation of Article 58-2.6, or
individuals displaying, storage or transporting for purposes of
selling or renting or installing into radio or broadcast station
networks
Article 90-5.3 100 200 300
Cases not enforcing conditions of provisional certification in
violation of Article 58-2.7Article 92-5 50 70 100
Cases having refused or interfered with requests for document
submission in violation of Article 58-6.1Article 90-5.4 100 200 300
Cases having refused or interfered with request for submission
or equipment in accordance of Act 58-6.1 and 71-2.2 (including
applied cases of Act 47-3.4)
Article 90-5.5 100 200 300
Market Surveillance system(2)33
Correctional fineCorrectional fine
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Testing Laboratory Designation and Management(1)44
Testing Laboratory Designation and Management
Designation Field: 5 Field
□ Related laws
Radio Waves Act from the 5th Clause to 7th Clause of Article 58
Enforcement Decree of RWA from the 8th Clause to 11th Clause of Article 77
※ Consign certification test duty to private testing laboratory for a prompt
test and utilizing civil professionalism
Testing laboratory designation and managementTesting laboratory designation and management
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□ Purpose of introduction
Managing accreditation organization evaluating and operating capability in accordance with International standards Promoting international recognition for accreditation organization in field of broadcasting
and communications □ Managing accreditation organization
When evaluating a Broadcasting communication testing lab (new, change), accreditation organization evaluates the test performance capability.
Determining whether the designation of testing labs is available according to the board of accreditation’s reviewing based on evaluation result by accreditation organization.
□ Structure of accreditation organization
The board of accreditation, The board of operation. The board of Technology, The board of Education, proficiency operation Agency. □ After designating accreditation testing labs (new, change), KCC performs periodical and non-scheduled audit directly in order to satisfy accreditation requirement.
Introduction of accreditation organization (Enforcement Decree of RWA related to Article 77- 9)
Testing Laboratory Designation and Management(2)44
Testing laboratory designation and managementTesting laboratory designation and management
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Observance matter of Recognized Test Agency. (Enforcement Decree of RWA related to Article 77-11)
□ Matters related to Testing Measurement Shall maintain conditions for exact test result in accordance with conformity assessment criteria
□ Matters related Education
Shall establish education to improve the quality management testing capacities of employees
□ Matters related test related document
Test related document (Test result, RAW Data, Program etc) related with conformity assessment shall be stored for 5 years
□ Matters related quality management regulation
Shall revise and maintain quality management of test work in accordance with ISO/IEC 17025
□ Matters of sample test
At least 3 among 1000 of conformity registration equipments shall be managed by extracting samples according to test report as issued by Testing Laboratory, the test results of which shall be reported to the Korea Communication Commission.
Testing Laboratory Designation and Management(3)44
Testing laboratory designation and managementTesting laboratory designation and management
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Standards for duty termination and cancellation of Recognized Test Agency (Enforcement Decree of RWA related to Article 118-2, Attached table 28)
Violations RegulationsAdministrative Penalty Standards
1st 2nd
Cases of performing testing operations inaccurately either
intentionally or by grave errorArticle 58-7.2.1
Partial suspension
(6 months)
Partial suspension
(6 months)
Cases of refusing, interfering, or evading requests for
document submission or testing without proper cause in
violation of Article 58-6.1
Article 58-7.2.2Partial suspension
(3 months)
Partial suspension
(6 months)
Cases of insufficiency of designated conditions in violation
of Article 58-5.1Article 58-7.2.3
Partial suspension
(6 months)
Partial suspension
(1 year)
Cases of not faithfully performing testing activities without
proper causeArticle 58-7.2.4
Partial suspension (1
months)
Partial suspension
(3 months)
Cases of not implementing corrective measures in violation
of Article 58-7.1Article 58-7.3.1
Partial suspension
(6 months)
Partial suspension
(1 year)
Cases of having received designation through falsities or
other illegal methodArticle 58-7.3.1 Designation Cancel
-
-
Cases of performing testing activities within a time period of
cease and desist orderArticle 58-7.3.2 Designation Cancel -
Cases in which a recognized test agency has already
received two (2) cease and desist orders in violation of
Article 58-7.2 yet again receives a cease and desist order for
the same violation
Article 58-7.3.3 Designation Cancel-
-
Testing Laboratory Designation and Management(4)44
Testing laboratory designation and managementTesting laboratory designation and management
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Related laws
Recognized Test Agency Fee
Type of Conformity Assessment
Designated Sector Fee
New and Additional Application
Wired Sector 1,990,000 won
Wireless Sector 1,990,000 won
Microwave Conformity 5,440,000 won
Electronic Safety 1,990,000 won
Specific Absorption Rate 2,050,000 won
Apply for Modification Applies by sector 990,000 won
Radio Waves Act 2nd Clause of Article 97-2 (Attached table 14-2)
Accreditation applying Fee = Sum of relevant sector Fee – {( number of applying sector -1)*580,000
Change-applying is applied to sub sector change
Testing Laboratory Designation and Management(5)44
Accreditation test lab feeAccreditation test lab fee
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28
Contact PointRADIO RESEARCH AGENCY
Radio Research Agency
Keun-cheul, Hwang ☎ +82-02-710-6612
e-mail : [email protected]