2009 form 990 for harvard management company

efile GRAPHIC rint- DO NOT PROCESS As Filed Data - DLN:93493133029891

Form990 ~

Department of the Treasury

Internal Revenue Serv1ce

Return of Organization Exempt From Income Tax Under section 501(c), 527, or 4947(a)( 1) of the Internal Revenue Code (except black lung

benefit trust or private foundation)

~The organ1zat1on may have to use a copy ofth1s return to sat1sfy state reporting requirements

OMB No 1545-0047

2009 Open to Public

Inspection

A For the 2009 calendar year or tax year beginning 07-01-2009 and ending 06-30-2010 I

B Check 1f applicable C Name of orgamzat1on D Employer identification number

Please HARVARD MANAGEMENT COMPANY INC I Address change use IRS 23-7361259

label or Do1ng Bus1ness As E Telephone number I Name change print or

I In1t1al return type. See (617) 720-6859 Specific Number and street (or P 0 box 1f mall 1s not delivered to street address) I Room/suite Instruc- G Gross rece1pts $ 100,017,599 I Temn1nated tions.

600 ATLANTIC AVENUE

I Amended return City or town, state or country, and ZIP+ 4

I Application pend1ng BOSTON, MA 022102203

F Name and address ofpnnc1pal off1cer H(a) Is th1s a group return for Jane L M endlllo aff1l1ates? I Yes F No 600 ATLANTIC AVENUE BOSTON,MA 022102203 H(b) Are all affiliates included? I Yes I No

If"No," attach a l1st (see 1nstruct1ons) I Tax-exempt status p- 501(c) ( 3) "'IIIII (1nsert no) I 4947(a)(1) or 1527 H(c) Group exemption number~

J Website:~ WWW H M C H A R VA R D E D U

K Form of orgamzat1on F Corporation I Trust I Assoc1at1on I Other~ L Year of formation 1974 M State of legal dom1c1le MA

.:F. ~-- Summary 1 Bnefly descnbe the organ1zat1on's m1ss1on or most s1gn1f1cant act1v1t1es

Prov1de Investment management serv1ces to Harvard U n1vers1ty .... Q -<iS --~ 2 Check th1s box~ 1fthe organ1zat1on d1scont1nued 1ts operations or disposed of more than 25% of ItS net assets 0 ~ 3 Number ofvot1ng members of the govern1ng body (Part VI, l1ne 1a) 3 11 >6 ~ 4 Number of Independent vot1ng members of the govern1ng body (Part VI, l1ne 1 b) 4 3 -l>

~ 5 Total number of employees (Part V, l1ne 2a) 5 273

~ 6 Total number of volunteers (est1mate 1f necessary) 6 0

7a Tot a I gross unre Ia ted bus 1nes s revenue from Part VII I, column (C), 11 ne 12 7a 0

b Net unrelated bus1ness taxable 1ncome from Form 990-T, l1ne 34 7b 0

Prior Year Current Year

8 Contnbut1ons and grants (Part VIII, l1ne 1h) 0 (]) :::< c 9 Program s e rv 1 c e revenue (Part V II I, 11 n e 2 g) 108,530,915 100,017,599 (])

10 Investment 1ncome (Part VIII, column (A), l1nes 3, 4, and 7d) 545 0 ::0. '1•

0:: 11 0 ther revenue (Part VI II, column (A), l1nes 5, 6 d, Be, 9 c, 10 c, and 11 e) 0

12 Total revenue-add l1nes 8 through 11 (must equal Part VIII, column (A), l1ne 12) 108,531,460 100,017,599

13 Grants and s1m1lar amounts pa1d (Part IX, column (A), l1nes 1-3 ) 0

14 Benef1ts pa1d to or for members (Part IX, column (A), l1ne 4) 0

15 Sa lanes, other compensation, employee benef1ts (Part IX, column (A), l1nes 5-

* 10) 75,088,449 63,505,459

"' - 16a Professional fundra1s1ng fees (Part IX, column (A), l1ne 11e) 0 a;

~ b Total fundra1s1ng expenses (Part IX, column (D), line 25) ~0

17 Other expenses (Part IX, column (A), l1nes 11a-11d, 11f-24f) 33,443,011 36,512,140

18 Total expenses Add l1nes 13-17 (must equal Part IX, column (A), l1ne 25) 108,531,460 100,017,599

19 Revenue less expenses Subtract l1ne 18 from l1ne 12 0 0

3~ Beginning of Current End of Year

~~ Year q,.<'l:

~~ 20 Total assets (Part X, l1ne 16) 66,091,640 53,036,966

ct:'g 21 Totalliabll1t1es (Part X, l1ne 26) 66,091,640 53,036,966

zL2 22 Net assets or fund balances Subtract l1ne 21 from l1ne 20 0 0

.:.F.Ti 1 ••• Signature Block Under penalties of perjury, I declare that I have exam1ned th1s return, 1nclud1ng accompanying schedules and statements, and to the best of my knowledge and belief, 1t 1s true, correct, and complete Declaration of preparer (other than off1cer) 1s based on all~nfomnat1on of wh1ch preparer has any knowledge

Sign ~ ****** 12011-05-13 Here Signature of off1cer Date

~ Robert A Ettl Treasurer Type or pnnt name and t1tle

Preparer"s ~ Date Check 1f Preparer's 1dent1fy1ng number

s1gnature self- (see 1nstruct1ons) Paid empolyed •r Preparer's F1rm's name (or yours ~ RSM MCGLADREY INC

EIN • Use Only 1f self-employed),

address, and ZIP + 4 ONE SOUTH WACKER DRNE SUITE 800

Phone no • (312) 634-3400 CHICAGO, IL 606063392

May the IRS d1scuss th1s return w1th the preparer shown above? (see 1nstruct1ons) !Yes [7No

For Privac Act and Pa erwork Reduction Act Notice see these arate instructions. Cat No 11282Y Form 990 2009

Form 990 (2009)

lilflihi Statement of Program Service Accomplishments 1 Bnefly descnbe the organ1zat1on's m1ss1on

Prov1de Investment management serv1ces to Harvard U n1vers1ty

2 D1d the organ1zat1on undertake any s1gn1f1cant program serv1ces dunng the year wh1ch were not l1sted on the pnor Form 990 or 990-EZ?

If "Yes," descnbe these new serv1ces on Schedule 0

3 D1d the organ1zat1on cease conducting, or make s1gn1f1cant changes 1n how 1t conducts, any program s e rv 1c es?

If "Yes," descnbe these changes on Schedule 0

I Yes P"" No

I Yes P"" No

4 Descnbe the exempt purpose achievements for each of the organ1zat1on's three largest program serv1ces by expenses Sect1on 501(c)(3) and 501(c)(4) organ1zat1ons and sect1on 4947(a)(1) trusts are requ1red to report the amount of grants and allocations to others, the total expenses, and revenue, 1f any, for each program serv1ce reported

4a (Code ) (Expenses $ 96,312,751 1nclud1ng grants of$ ) (Revenue$ 100,017,599)

The Harvard Management Company, Inc was established to promote the educational purposes of President and Fellows of Harvard College, a nonprofit 1nst1tut1on for higher education, by prov1d1ng Investment research, adv1ce, counsel and management to and for the benefit of President and Fellows of Harvard College and such organ1zat1ons affiliated therewith or related thereto as they may des1gnate, prov1ded that such organ1zat1ons further the educational purposes of President and Fellows of Harvard College The President and Fellows of Harvard College makes a payment to Harvard Management Company, Inc to fund the expenses Incurred 1n carry1ng out 1ts exempt purpose

4b (Code ) (Expenses $ 1nclud1ng grants of$ ) (Revenue$

4c (Code ) (Expenses $ 1nclud1ng grants of$ ) (Revenue$

4d Other program serv1ces (Descnbe 1n Schedule 0 )

(Expenses$ 1nclud1ng grants of$ ) (Revenue$

4e Total program service expenses~$ 96,312,751

Form 990 2009

Form 990 (2009)

.~.,,. Checklist of Required Schedules

1

2

3

4

5

6

7

8

9

Is the organ1zat1on descnbed 1n sect1on 501(c)(3) or4947(a)(1) (other than a pnvate foundation)? If"Yes,"

complete Schedule A~ Is the organ1zat1on requ1red to complete Schedule B, Schedule of Contnbutors?

D1d the organ1zat1on engage 1n d1rect or 1nd1rect pol1t1cal campa1gn act1v1t1es on behalf of or 1n oppos1t1on to candidates for public off1ce? If "Yes,"complete Schedule C, Part I

Section 501(c)(3) organizations. D1d the organ1zat1on engage 1n lobby1ng act1v1t1es? If "Yes," complete Schedule C,

Part I I

Section 501(c)(4), 501(c)(5), and 501(c)(6) organizations. Is the organ1zat1on subJect to the sect1on 6033(e) not1ce and reporting requirement and proxy tax? If "Yes,"complete Schedule C, Part III

D1d the organ1zat1on ma1nta1n any donor adv1sed funds or any s1m1lar funds or accounts where donors have the nght to prov1de adv1ce on the d1stnbut1on or Investment of amounts 1n such funds or accounts? If "Yes," complete

ScheduleD, Part I~ D1d the organ1zat1on rece1ve or hold a conservation easement, 1nclud1ng easements to preserve open space,

the environment, h1stonc land areas or h1stonc structures? If "Yes," complete ScheduleD, Part II~ D1d the organ1zat1on ma1nta1n collections of works of art, h1stoncal treasures, or other s1m1lar assets? If "Yes,"

complete ScheduleD, Part II I ~ .

D1d the organ1zat1on report an amount 1n Part X, l1ne 21, serve as a custodian for amounts not l1sted 1n Part X, or prov1de cred1t counseling, debt management, cred1t repa1r, or debt negot1at1on services? If "Yes,"

complete ScheduleD, Part I~ .

10 D1d the organ1zat1on, directly or through a related organ1zat1on, hold assets 1n term, permanent,or quas 1-

endowments? If "Yes," complete ScheduleD, Part~ 11 Is the organ1zat1on's answer to any of the following quest1ons "Yes"? If so,complete ScheduleD,

Parts VI, VII, VIII, IX, or X as applicable . . ~ • D1d the organ1zat1on report an amount for land, bu1ld1ngs, and equipment 1n Part X, llne10? If "Yes," c omplete ScheduleD, Part VI.

• D1d the organ1zat1on report an amount for Investments-other secunt1es 1n Part X, l1ne 12 that 1s 5% or more of 1ts total assets reported 1n Part X, l1ne 16? If "Yes,"complete ScheduleD, Part VII.

• D1d the organ1zat1on report an amount for Investments-program related 1n Part X, l1ne 13 that 1s 5% or more of 1ts total assets reported 1n Part X, l1ne 16? If "Yes,"complete ScheduleD, Part VIII.

• D1d the organ1zat1on report an amount for other assets 1n Part X, l1ne 15 that 1s 5% or more of 1ts tot al assets reported 1 n Part X, 11 ne 16? If "Yes," complete ScheduleD, Part IX.

• D1d the organ1zat1on report an amount for other liabilities 1n Part X, l1ne 25? If "Yes,"complete Schedu leD, Part X.

te that • D1d the organ1zat1on's separate or consolidated f1nanc1al statements for the tax year Include a footno addresses the organ1zat1on's l1ab111ty for uncertain tax pos1t1ons under FIN 48? If "Yes," complete Sche dule D, Part X.

12 D1d the organ1zat1on obta1n separate, Independent aud1ted f1nanc1al statements for the tax year? If "Ye s, "complete

ScheduleD, Parts XI, XII, and XII I~ 12A Was the organ1zat1on Included 1n consolidated, Independent aud1ted f1nanc1al statements for the tax ye ar? Yes No

If "Yes," completmg ScheduleD, Parts XI, XII, and XI II 1s optional 112A Yes

13 Is the organ1zat1on a school descnbed 1n sect1on 170(b)(1)(A)(11)? If"Yes,"completeScheduleE

14a D1d the organ1zat1on ma1nta1n an off1ce, employees, or agents outs1de of the Un1ted States?

b D1d the orgamzat1on have aggregate revenues or expenses of more than $10,000 from grantmak1ng, fundra1s1ng, bus1ness, a nd program

serv1ce act1v1t1es outs1de the Un1ted States? If "Yes," complete Schedule F, Part I . ~

Yes No

Yes 1

2 No

No 3

No 4

5

6 No

7 No

No

I • I I No

10 No

11 Yes

12 Yes

I I I I

13 No

14a No

14b Yes

15 D1d the organ1zat1on report on Part IX, column (A), l1ne 3, more than $5,000 of grants or assistance to any ~ No

organ1zat1on or ent1ty located outs1de the U S? If "Yes," complete Schedule F, Part II . ~ f---1_5_+-----+---

16 D1d the organ1zat1on report on Part IX, column (A), l1ne 3, more than $5,000 of aggregate grants orass1stance to

1nd1v1duals located outs1de the U S? If "Yes "complete Schedule F Part III ~ 16 No

' ' 17 D 1d the orga n1zat1on report a tot a I of more than $15,0 0 0, of ex pens es for profess 1ona I fund ra 1s 1ng s e rv 1c es on 17 No

Part I X, column (A), l1nes 6 and 11 e? If "Yes," complete Schedule G, Part I

18 D1d the organ1zat1on report more than $15,000 total offundra1s1ng event gross 1ncome and contnbut1ons on Part VII I, l1nes 1 c and 8 a? If "Yes," complete Schedule G, Part II 18 No

19 D1d the organ1zat1on report more than $15,000 of gross 1ncome from gam1ng act1v1t1es on Part VIII, l1ne 9a? If 19 No "Yes," complete Schedule G, Part II I

20 D1d the organ1zat1on operate one or more hospitals? If "Yes,"complete Schedule H 20 No

Form 990 2009

Form 990 (2009)

.~.,,. Checklist of Required Schedules (continued)

21 D1d the organ1zat1on report more than $5,000 of grants and other assistance to governments and organ1zat1ons 1n the Un1ted States on Part IX, column (A), l1ne 1? If"Yes,"completeSchedulei, Parts I and II

22 D1d the organ1zat1on report more than $5,000 of grants and other assistance to 1nd1v1duals 1n the Un1ted States on Part I X, column (A), l1ne 2? If "Yes," complete Schedule I, Parts I and II I

23 D1d the organ1zat1on answer "Yes" to Part VII, Sect1on A, quest1ons 3, 4, or 5, about compensation of the organ1zat1on's current and former off1cers, directors, trustees, key employees, and highest compensated

employees? If "Yes," complete Schedule J ~ 24a D1d the organ1zat1on have a tax-exempt bond 1ssue w1th an outstanding pnnc1pal amount of more than $100,000

as of the last day of the year, that was 1ssued after December 31, 2002? If "Yes," answerquest1ons 24b-24d and complete Schedule K. If "No," go to I me 25

b D1d the organ1zat1on 1nvest any proceeds of tax-exempt bonds beyond a temporary penod exception?

c D1d the organ1zat1on ma1nta1n an escrow account other than a refunding escrow at any t1me dunng the year to defease any tax-exempt bonds?

d D1d the organ1zat1on act as an "on behalf of" 1ssuer for bonds outstanding at any t1me dunng the year?

25a Section 501(c)(3) and 501(c)(4) organizations. D1d the organ1zat1on engage 1n an excess benefit transaction w1th

a d 1s qua l1f1ed person d unng the year? If "Yes," complete Schedule L, Part I ~ b Is the organ1zat1on aware that 1t engaged 1n an excess benefit transaction w1th a d1squal1f1ed person 1n a pnor

year, and that the transaction has not been reported on any of the organ1zat1on's pnor Forms 990 or 990-EZ? If

"Yes," complete Schedule L, Part I . ~

21

22

23 Yes

24a

24b

24c

24d

25a

Was a loan to or by a current or former off1cer, director, trustee, key employee, highly compensated employee, or I I I ~~~~~;l1~1ed person outstanding as ofthe end ofthe organ1zat1on's tax year? If"Yes,"completeScheduleL, ~ 26

26

D1d the organ1zat1on prov1de a grant or other assistance to an off1cer, director, trustee, key employee, substant1all I I contnbutor, or a grant selection committee member, or to a person related to such an 1nd1v1dual? If "Yes," 27 complete Schedule L, Part II I . . . . . . . . . . . . . . . ~

27

28 Was the organ1zat1on a party to a bus1ness transaction w1th one of the following part1es? (see Schedule L, Part IV 1nstruct1ons for applicable f1l1ng thresholds, cond1t1ons, and exceptions)

a A current or former off1cer, director, trustee, or key employee? If "Yes,"complete Schedule L, Part

IV ~

b A fam1ly member of a current or former off1cer, director, trustee, or key employee? If "Yes,"

complete Schedule L, Part IV . ~ c An ent1ty ofwh1ch a current or former off1cer, director, trustee, or key employee of the organ1zat1on (or a fam1ly

member) was an off1cer, director, trustee, or owner? If "Yes,"complete Schedule L, Part IV . ~ 29 D1d the organ1zat1on rece1ve more than $25,000 1n non-cash contnbut1ons? If"Yes,"completeScheduleM

30 D1d the organ1zat1on rece1ve contnbut1ons of art, h1stoncal treasures, or other s1m1lar assets, or qual1f1ed conservation contnbut1ons? If "Yes,"complete Schedule M .

31 D1d the organ1zat1on l1qu1date, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I .

32 D1d the organ1zat1on sell, exchange, dispose of, or transfer more than 25% of 1ts net assets? If "Yes," complete Schedule N, Part II .

33 D1d the organ1zat1on own 100% of an ent1ty disregarded as separate from the organ1zat1on under Regulations

sect1ons 3017701-2 and 3017701-3? If"Yes,"completeScheduleR,Parti . ~ 34 Was the organ1zat1on related to any tax-exempt or taxable ent1ty? If "Yes,"complete ScheduleR, Parts II, III, IV,

and V, lme 1 . ~ 35 Is any related organ1zat1on a controlled ent1ty w1th1n the mean1ng ofsect1on 512(b)(13)? If "Yes,"complete

ScheduleR, Part V, lme 2 . ~ 36 Section 501(c)(3) organizations. D1d the organ1zat1on make any transfers to an exempt non-chantable related

organ1zat1on? If "Yes," complete ScheduleR, Part V, lme 2 . ~ 37 D1d the organ1zat1on conduct more than 5% of 1ts act1v1t1es through an ent1ty that 1s not a related organ1zat1on

and that 1s treated as a partnership for federal1ncome tax purposes? If "Yes,"complete ScheduleR, Part VI ~ 38 D1d the organ1zat1on complete Schedule 0 and prov1de explanations 1n Schedule 0 for Part VI, l1nes 11 and 19?

Note. A II Form 9 9 0 f1le rs are req u1 red to complete Schedule 0

28a

28b

29

30

31

32

33

34 Yes

35

36

37

No

No

No

No

No

No

No

No

No

No

No

No

No

No

No

No

No

Form 990 (2009)

Form 990 (2009)

•:~";n••• Statements Regarding Other IRS Filings and Tax Compliance

la Enterthe number reported 1n Box 3 ofForm 1096,AnnuaiSummaryandTransmJttal of U.S. Information Returns. Enter -0- 1f not applicable

b Enter the number of Forms W-2G Included 1n l1ne 1a Enter -0- 1f not applicable

la

lb

c D1d the organ1zat1on comply w1th backup w1thhold1ng rules for reportable payments to vendors and reportable gam1ng (gambling) w1nn1ngs to pnze Winners?

2a Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements f1led for the calendar year end1ng w1th or w1th1n the year covered by th1s return 2a

b If at least one 1s reported on l1ne 2a, d1d the organ1zat1on file all requ1red federal employment tax returns? Note: If the sum of l1nes 1a and 2a 1s greater than 250, you may be requ1red toe-file th1s return (see 1nstruct1ons)

3a D1d the organ1zat1on have unrelated bus1ness gross 1ncome of$1,000 or more dunng the year covered by th1s return?

b If "Yes," has 1t f1led a Form 990-T for th1s year? If "No," prov1de an explanation 1n Schedule 0

4a At any t1me dunng the calendar year, d1d the organ1zat1on have an Interest 1n, or a s1gnature or other authonty over, a f1nanc1al account 1n a fore1gn country (such as a bank account, secunt1es account, or other f1nanc1al account)?

26

0

273

b If"Yes," enter the name ofthe fore1gn country ~------------------------------1 See the 1nstruct1ons for exceptions and f1l1ng requirements for Form TD F 90-22 1, Report of Fore1gn Bank and F1nanc1al Accounts

Sa Was the organ1zat1on a party to a proh1b1ted tax shelter transaction at any t1me dunng the tax year?

b D1d any taxable party not1fy the organ1zat1on that 1t was or 1s a party to a proh1b1ted tax shelter transaction?

c If"Yes" to l1ne Sa or Sb, d1d the organ1zat1on file Form 8886-T, Disclosure by Tax-Exempt Ent1ty Regarding

lc

2b

3a

3b

4a

Sa

Sb

Proh1b1ted Tax Shelter Transaction? Sc

Yes No

Yes

Yes

No

No

No

No

r---+---r-----6a Does the organ1zat1on have annual gross rece1pts that are normally greater than $100,000, and d1d the

organ1zat1on sol1c1t any contnbut1ons that were not tax deductible?

b If "Yes," d1d the organ1zat1on Include w1th every sol1c1tat1on an express statement that such contnbut1ons or g1fts

6a

were not tax deductible? 6b

No

r---+---r-----7 Organizations that may receive deductible contributions under section 170(c).

a D1d the organ1zat1on rece1ve a payment 1n excess of$75 made partly as a contnbut1on and partly for goods and serv1ces prov1ded to the payor?

b If"Yes," d1d the organ1zat1on not1fy the donor of the value of the goods or serv1ces provided?

c D1d the organ1zat1on sell, exchange, or otherw1se dispose oftang1ble personal property for wh1ch 1t was requ1red to

7a

7b

file Form 8282? • • • 7c

No

No

d If "Yes," 1nd1cate the number of Forms 8282 f1led dunng the year I 7d I f----+---f------

e D1d the organ1zat1on, dunng the year, rece1ve any funds, directly or 1nd1rectly, to pay prem1ums on a personal benef1tcontract? 7e No

~--+----+----f D1d the organ1zat1on, dunng the year, pay prem1ums, directly or 1nd1rectly, on a personal benefit contract?

g For all contnbut1ons of qual1f1ed Intellectual property, d1d the organ1zat1on file Form 8899 as requ1red?

h For contnbut1ons of cars, boats, airplanes, and other vehicles, d1d the organ1zat1on file a Form 1098-C as re q u 1 red?

8 Sponsoring organizations maintaining donor advised funds and section S09(a)(3) supporting organizations. D1d the supporting organ1zat1on, or a donor adv1sed fund ma1nta1ned by a sponsonng organ1zat1on, have excess bus1ness holdings at any t1me dunng the year?

9 Sponsoring organizations maintaining donor advised funds.

a D1d the organ1zat1on make any taxable d1stnbut1ons under sect1on 4966?

b D1d the organ1zat1on make a d1stnbut1on to a donor, donor adv1sor, or related person?

10 Section S01(c)(7) organizations. Enter

a In1t1at1on fees and cap1tal contnbut1ons Included on Part VIII, l1ne 12

b Gross rece1pts, Included on Form 990, Part VIII, l1ne 12, for public use of club fac1l1t1es

11 Section S01(c)(12) organizations. Enter

l1oa I lOb

a Gross 1ncome from members or shareholders lla ~--+---------------~

b Gross 1ncome from other sources (Do not net amounts due or pa1d to other sources aga1nst amounts due or rece1ved from them) llb

L---L---------~

12a Section 4947(a)(1) non-exempt charitable trusts. Is the organ1zat1on f1l1ng Form 990 1n l1eu of Form 1041?

112b I b If"Yes,"enterthe amount oftax-exempt Interest rece1ved or accrued dunng the

year

7f No

7g

7h

8

9a

9b

12a

Form 990 2009

Form 990 (2009)

lilffiijl Governance, Management, and Disclosure For each "Yes" response to lmes 2 through 7b below, and for a "No" response to lmes Sa, 8b, or lOb below, descnbe the Circumstances, processes, or changes m Schedule 0. See mstruct1ons.

Sect1on A. Govermng Body and Management

Yes No

la Enter the numberofvot1ng members ofthe govern1ng body

b Enter the number of vot1ng members that are Independent

I la I 11

I lb I 2 D1d any off1cer, director, trustee, or key employee have a fam1ly relat1onsh1p or a bus1ness relat1onsh1p w1th any

other off1cer, director, trustee, or key employee?

3 D1d the organ1zat1on delegate control over management dut1es customanly performed by or under the d1rect superv1s1on of off1cers, directors or trustees, or key employees to a management company or other person?

4 D1d the organ1zat1on make any s1gn1f1cant changes to 1ts organ1zat1onal documents s1nce the pnor Form 990 was f1led?

5 D1d the organ1zat1on become aware dunng the year of a matenal d1vers1on of the organ1zat1on's assets?

6 Does the organ1zat1on have members or stockholders?

7a Does the organ1zat1on have members, stockholders, or other persons who may elect one or more members of the govern1ng body?

b Are any dec1s1ons of the govern1ng body subJect to approval by members, stockholders, or other persons?

8 D1d the organ1zat1on contemporaneously document the meet1ngs held or wntten act1ons undertaken dunng the year by the following

3

2 Yes

3 No

4 No

5 No

6 Yes

7a Yes

7b Yes

a The govern1ng body? Sa Yes 1----+-----+---

b Each committee w1th authonty to act on behalf of the govern1ng body? Sb Yes 1----+-----+---

9 Is there any off1cer, director, trustee, or key employee l1sted 1n Part VII, Sect1on A, who cannot be reached at the organ1zat1on's ma1l1ng address? If"Yes," prov1de the names and addresses 1n Schedule 0 9

Section B. Policies (Th1s Sect1on B requests mformat1on about pollc1es not requ1red by the Internal Revenue Code.)

No

Yes No

lOa Does the organ1zat1on have local chapters, branches, or aff1l1ates? lOa No

b If "Yes," does the organ1zat1on have wntten pol1c1es and procedures govern1ng the act1v1t1es of such chapters, aff1l1ates, and branches to ensure the1r operations are consistent w1th those of the organ1zat1on? lOb

r----+------r------11 Has the organ1zat1on prov1ded a copy ofth1s Form 990 to all members of1ts govern1ng body before f1l1ng the form?

11 Yes

llA Descnbe 1n Schedule 0 the process, 1f any, used by the organ1zat1on to rev1ew the Form 990

12a Does the organ1zat1on have a wntten confl1ct of Interest pol1cy? If "No,"go to /me 13 12a Yes

b Are off1cers, directors or trustees, and key employees requ1red to disclose annually Interests that could g1ve nse to conflicts? 12b Yes

c Does the organ1zat1on regularly and consistently mon1tor and enforce compliance w1th the pol1cy? If "Yes," descnbe 1n Schedule 0 how th1s 1s done

13 Does the organ1zat1on have a wntten wh1stleblower pol1cy?

14 Does the organ1zat1on have a wntten document retention and destruction pol1cy?

15 D1d the process for determ1n1ng compensation of the following persons Include a rev1ew and approval by Independent persons, comparab1l1ty data, and contemporaneous substant1at1on of the del1berat1on and dec1s1on?

a The organ1zat1on's CEO, Execut1ve Director, or top management off1c1al

b Other off1cers or key employees of the organ1zat1on

If "Yes" to l1ne a orb, descnbe the process 1n Schedule 0 (See 1nstruct1ons)

16a D1d the organ1zat1on 1nvest 1n, contnbute assets to, or part1c1pate 1n a JOint venture or s1m1lar arrangement w1th a

12c Yes

13 Yes

14 Yes

15a Yes

15b Yes

taxable ent1ty dunng the year? f-1_6_a--+---+-N_o_

b If "Yes," has the organ1zat1on adopted a wntten pol1cy or procedure requ1nng the organ1zat1on to evaluate 1ts part1c1pat1on 1n JOint venture arrangements under applicable federal tax law, and taken steps to safeguard the organ1zat1on's exempt status w1th respect to such arrangements? 16b

Section C. Disclosure 17 L1st the States w1th wh1ch a copy ofth1s Form 990 1s requ1red to be flled~MA

-----------------------------------------------------18 Sect1on 6104 requ1res an organ1zat1on to make 1ts Form 1023 (or 1024 1fappl1cable), 990, and 990-T (501(c)

(3)s only) available for public 1nspect1on Ind1cate how you make these available Check all that apply

I Own webs1te I Another's webs1te F Upon request

19 Descnbe 1n Schedule 0 whether (and 1fso, how), the organ1zat1on makes 1ts govern1ng documents, confl1ct of Interest pol1cy, and f1nanc1al statements available to the public See Add1t1onal Data Table

20 State the name, phys1cal address, and telephone number of the person who possesses the books and records of the organ1zat1on ~

Jeffrey J Dean 600 Atlantic Avenue Boston, MA 022102203 (617) 720-6643

Form 990 2009

Form 990 (2009)

iiifii!)U Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

la Complete th1s table for all persons requ1red to be l1sted Report compensation for the calendar year end1ng w1th or w1th1n the organ1zat1on's tax year Use Schedule J-2 1f add1t1onal space 1s needed • L1st all of the organ1zat1on's current off1cers, directors, trustees (whether 1nd1v1duals or organ1zat1ons), regardless of amount of compensation, and current key employees Enter -0- 1n columns (D), (E), and (F) 1f no compensation was pa1d

• L1st all of the organ1zat1on's current key employees See 1nstruct1ons for def1n1t1on of "key employee "

• L1st the organ1zat1on's f1ve current highest compensated employees (other than an off1cer, director, trustee or key employee) who rece1ved reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organ1zat1on and any related organ1zat1ons

• L1st all of the organ1zat1on's former off1cers, key employees, or highest compensated employees who rece1ved more than $100,000 of reportable compensation from the organ1zat1on and any related organ1zat1ons

• L1st all of the organ1zat1on's former directors or trustees that rece1ved, 1n the capac1ty as a former director or trustee of the organ1zat1on, more than $10,000 of reportable compensation from the organ1zat1on and any related organ1zat1ons

L1st persons 1n the following order 1nd1v1dual trustees or directors, 1nst1tut1onal trustees, off1cers, key employees, highest compensated employees, and former such persons

I Check th1s box 1fthe organ1zat1on d1d not compensate any current or former off1cer, director, trustee or key employee

See add'l data

(A) Name and T1tle

(B) Average

hours per

week

(C) Pos1t1on (check all

that apply)

, Q :;;;) ...J ol-' ....,

(D) Reportable

compensation from the

organ1zat1on (W-2/1099-MISC)

(E) Reportable

compensation from related

organ1zat1ons (W- 2/1099-

MISC)

(F) Est1mated

amount of other compensation

from the organ1zat1on and

related organ1zat1ons

Form 990 2009

Form 990 (2009)

lb Total . 35,364,614

2 Total number of 1nd1v1duals (1nclud1ng but not l1m1ted to those listed above) who rece1ved more than $100,000 1n reportable compensation from the organ1zat1on~120

2, 739,894

3 D1d the organ1zat1on I 1st any former off1cer, director or trustee, key employee, or highest compensated employee

on l1ne 1 a? If "Yes," complete Schedule J for such JndJvJdual

4 For any 1nd1v1dual listed on l1ne 1a, 1s the sum of reportable compensation and other compensation from the organ1zat1on and related organ1zat1ons greater than $150,000? If "Yes," complete Schedule] for such

JndJvJdual

5 D1d any person l1sted on l1ne 1a rece1ve or accrue compensation from any unrelated organ1zat1on for serv1ces

rendered to the orga n1zat1on? If "Yes," complete Schedule J for such person

Section B. Independent Contractors 1 Complete th1s table for your f1ve highest compensated Independent contractors that rece1ved more than

$100,000 of compensation from the organ1zat1on

(A) (B) Name and bus1ness address Descnpt1on of serv1ces

Ropes & Gray LLP Prudential Tower 800 Boylston Stre Legal Serv1ces Boston, MA 021993600

Bloomberg PO Box 302444 Information Serv1ces Hartford, CT 061500244

Sungard Data Systems Inc 680 East Swedesford Road Information Serv1ces Wayne, PA 190871586

Pncewaterhousecoopers LLP 125 H1gh Street Auditors Boston, MA 02110

Maple R1sk Consulting One Gateway Center Su1te 2600 IT Consulting Newark, NJ 07102

2 Total number of Independent contractors (1nclud1ng but not l1m1ted to those listed above) who rece1ved more than $100,000 1n compensation from the organ1zat1on ~23

2,057,632

Yes No

3 Yes

4 Yes

5 No

(C) Compensation

6,648,926

2,927,189

1,680,129

1,306,802

1,137,500

Form 990 (2009)

Form 990 (2009)

•~•'"n Statement of Revenue (A) (B) (C) (D)

Total revenue Related or Unrelated Revenue exempt bus1ness excluded from funct1on revenue tax under revenue sect1ons

512,513,or 514

~$ la Federated campaigns la cc 2:;::1 b M embers h 1 p dues lb 0')0 ~E c Fundra1s1ng events lc ......,(t

=~ d Related organ1zat1ons ld C"'.::::: ......,.-·e e Government grants (contnbut1ons) le c·::;; 0 f All other contnbut1ons, g1fts, grants, and 1f ·- .... ]:: s1m1lar amounts not Included above

g Noncash contnbut1ons Included 1n ·;:::: 0

~"E l1nes 1 a-lf $

(.)(!:: h Total. Add l1nes 1a-1f ... (],l Bus1ness Code :::;

2a Pymts from affiliates c 551,112 100,017,599 100,017,599 ~ ~ b

q.. <.;>

c s;

d ..... £, c e

~ f A II other program serv1ce revenue v 0 &: g Total. Add l1nes 2a-2f ... 100,017,599

3 Investment 1ncome (1nclud1ng d1v1dends, Interest

and other s1m1lar amounts) ... 4 Income from Investment of tax-exempt bond proceeds ... 5 Royalties ...

(1) Real (11) Personal

6a Gross Rents

b Less rental expenses

c Rental 1ncome or (loss)

d Net rental1ncome or (loss) ... (1) Sec unt1es (11)0ther

7a Gross amount from sales of assets other than Inventory

b Less cost or other bas1s and sales expenses

c Gain or (loss)

d Net ga1n or (loss) ... Sa Gross 1ncome from fundra1s1ng

ev events (not 1nclud1ng ::I

$ ¥ :> of contnbut1ons reported on l1ne 1c) ev See Part IV, l1ne 18 a: a ... ~ b Less d1rect expenses b .c -0 c Net 1ncome or (loss) from fundra1s1ng events ...

9a Gross 1ncome from gam1ng act1v1t1es See Part IV, l1ne 19

a

b Less d1rect expenses b

c Net 1ncome or (loss) from gam1ng act1v1t1es ... lOa Gross sales of Inventory, less

returns and allowances

a

b Less cost of goods sold b

c Net 1ncome or (loss) from sales of Inventory ... M 1scellaneous Revenue Bus1ness Code

lla

b

c

d A II other revenue

e Total. Add l1nes 11a-11d ... 12 Total revenue. See Instructions ...

100,017,599 100,017,599 0 0

Form 990 2009)

Form 990 (2009) lilflii!j Statement of Functional Expenses

Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B) (C) and (D) I I

Do not include amounts reported on lines 6b1 (A) (B) (C) (D) Program serv1ce Management and Fund ra 1s1ng

7b1 8b1 9b1 and lOb of Part VIII. Total expenses expenses general expenses expenses

1 Grants and other assistance to governments and organ1zat1ons 1n the U S See Part IV, l1ne 21

2 Grants and other assistance to 1nd1v1duals 1n the u s See Part IV, l1ne 22

3 Grants and other assistance to governments, organ1zat1ons, and 1nd1v1duals outs1de the U S See Part IV, l1nes 15 and 16

4 Benef1ts pa1d to or for members

5 Compensation of current off1cers, directors, trustees, and key employees 16,132,054 16,132,054

6 Compensation not Included above, to d1squal1f1ed persons (as def1ned under s ect1on 4 9 58 (f)(1 )) and persons descnbed 1n sect1on 4958(c)(3)(B)

7 0 ther sa lanes and wages 39,987,838 38,098,296 1,889,542

8 Pens1on plan contnbut1ons (Include sect1on 401(k) and sect1on 403(b) employer contnbut1ons) 1,567,937 1, 556,916 11,021

9 Other employee benef1ts 4,069,361 3,820,956 248,405

10 Payroll taxes 1, 748,269 1,639,178 109,091

11 Fees for serv1ces (non-employees)

a Management

b Legal 2,627,644 2,472,038 155,606

c Accounting 1,132,836 1,016,836 116,000

d Lobby1ng

e Profess 1ona I fund ra 1s 1 ng See Part IV, /me 17

f Investment management fees 1,384,512 1,384,512

g 0 ther 3,757,519 3,259,041 498,478

12 Advert1s1ng and promot1on

13 0 ff1ce expenses 814,265 517,948 296,317

14 I nformat1on tee hnology 6,410,083 6,231,990 178,093

15 Royalties

16 0 ccupancy 2,706,967 2,673,959 33,008

17 Travel 1,265,036 1,236,933 28,103

18 Payments of travel or entertainment expenses for any federal, state, or local public off1c1als

19 Conferences, conventions, and meet1ngs 129,714 100,062 29,652

20 Interest 831,828 831,828

21 Payments to aff1l1ates

22 Deprec1at1on, depletion, and amort1zat1on 5,580,305 5,580,305

23 Insurance 109,551 109,551

24 Other expenses Item1ze expenses not covered above (Expenses grouped together and labeled miscellaneous may not exceed 5% of total expenses shown on l1ne 25 below)

a Information Serv1ces 7,009,325 7,009,325

b Rec ru1t1ng 1,999,165 1,940,500 58,665

c Employee Related 753,390 700,523 52,867

d

e

f A II other expenses

25 Total functional expenses. Add l1nes 1 through 24f 100,017,599 96,312,751 3,704,848 0

26 Joint costs. Check here~ j1ffollow1ng SOP 98-2

Complete th1s l1ne only 1fthe organ1zat1on reported 1n column (B) JOint costs from a comb1ned educational campa1gn and fundra1s1ng sol1c1tat1on

Form 990 (2009)

Form 990 (2009)

I:F.tiS:il Balance Sheet (A) (B)

Beg1nn1ng of year End of year

1 C as h-non- 1 n t e rest- be a ring 1,525,775 1 1,604,579

2 Sav1ngs and temporary cash Investments 2

3 Pledges and grants receivable, net 3

4 Accounts receivable, net 45,324,410 4 37,980,131

5 Receivables from current and former off1cers, directors, trustees, key employees, and highest compensated employees Complete Part II of

Schedule L 5

6 Receivables from other d1squal1f1ed persons (as def1ned under sect1on 49 58 (f)(1 )) and persons described 1 n sect 1 on 4 9 58 (c)( 3 )(B) Complete Part II of

Schedule L 6 1,/> - 7 Notes and loans receivable, net 7 cJ)

'-"' 8 Inventories for sale or use 8 1,/> <(

9 Pre pa 1d ex pens es and deferred charges 2,103,037 9 2,331,231

lOa Land, bu1ld1ngs, and equipment cost or other bas1s Complete 20,683,779

Part VI of ScheduleD lOa

b Less accumulated deprec1at1on lOb 9,562,754 17,138,418 lOc 11,121,025

11 Investments-publicly traded securities 11

12 Investments-other securities See Part IV, l1ne 11 12

13 I nves tme nts -program- re Ia ted See Part IV, l1ne 11 13

14 Intangible assets 14

15 Other assets See Part IV, l1ne 11 15

16 Total assets. Add 11 nes 1 through 15 (must eq ua I l1ne 34) 66,091,640 16 53,036,966

17 Accounts payable and accrued expenses 45,063,396 17 39,251,547

18 Grants payable 18

19 Deferred revenue 19

20 Tax-exempt bond liabilities 20 '.1' .9! 21 Escrow or custodial account l1ab111ty Complete Part IV of ScheduleD 21

= 22 Payables to current and former off1cers, directors, trustees, key -:.a employees, highest compensated employees, and d1squal1f1ed ~

::::l persons Complete Part I I of Schedule L 22

23 Secured mortgages and notes payable to unrelated th1rd part1es 17,056,418 23 10,358,119

24 Unsecured notes and loans payable to unrelated th1rd part1es 24

25 Other liabilities Complete Part X of ScheduleD 3,971,826 25 3,427,300

26 Total liabilities. Add l1nes 17 through 2 5 66,091,640 26 53,036,966

,fl Organizations that follow SFAS 117, check here~ I and complete lines 27 q:. through 29, and lines 33 and 34. u ~ 27 Unrestricted net assets 27 .:::; -.:::; 28 Temporarily restricted net assets 28 CQ

;:: 29 Permanently restricted net assets 29

::::! Organizations that do not follow SFAS 117, check here~ [7 and complete u.. '- lines 30 through 34. 0 ,fl 30 Capital stock or trust principal, or current funds 0 30 0

4) 31 Pa1d-1n or cap1tal surplus, or land, bu1ld1ng or equipment fund 0 31 0 ,fl

,fl

~ 32 Reta1ned earn1ngs, endowment, accumulated 1ncome, or other funds 0 32 0

4) 33 Total net assets or fund balances 0 33 0 z

34 Total liabilities and net assets/fund balances 66,091,640 34 53,036,966

Form 990 2009)

Form 990 (2009)

·:.F.Ti·=·· Financial Statements and Reporting

Yes No

1 Accounting method used to prepare the Form 990 I Cash F Accrual lather If the organ1zat1on changed 1ts method of accounting from a pnor year or checked "0 ther," explain 1n Schedule 0

2a Were the organ1zat1on's f1nanc1al statements compiled or rev1ewed by an Independent accountant? 2a No

b Were the organ1zat1on's f1nanc1al statements aud1ted by an Independent accountant? 2b Yes

c If "Yes," to 2a or 2b, does the organ1zat1on have a committee that assumes respons1b1l1ty for oversight of the aud1t, rev1ew, or comp1lat1on of 1ts f1nanc1al statements and selection of an Independent accountant? If the organ1zat1on changed e1ther 1ts oversight process or selection process dunng the tax year, explain 1n Schedule 0 2c Yes

d If"Yes"to l1ne 2a or2b, check a box below to 1nd1cate whether the f1nanc1al statements for the year were ISSUed on a consolidated bas1s, separate bas1s, or both

I Separate bas1s I Consolidated bas1s F Both consolidated and separated bas1s

3a As a result of a federal award, was the organ1zat1on requ1red to undergo an aud1t or aud1ts as set forth 1n the S1ngle Aud1t Act and OMB CircularA-133? 3a No

b If"Yes," d1d the organ1zat1on undergo the requ1red aud1t or audits? If the organ1zat1on d1d not undergo the req u1red 3b aud1t or aud1ts, explain why 1n Schedule 0 and descnbe any steps taken to undergo such aud1ts

Form 990 (2009)


SCHEDULE A (Form 990 or 990EZ)

OMB No 1545-0047



Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.

.... Attach to Form 990 or Form 990-EZ ..... See separate instructions.

2009 Open to Public

Inspection

Name ofthe organ1zat1on HARVARD MANAGEMENT COMPANY INC

Employer identification number

Reason for Public Charit The organ1zat1on 1s not a pnvate foundation because 1t 1s (For l1nes 1 through 11, check only one box)

1 I A church, convention of churches, or assoc1at1on of churches section 170(b)(1)(A)(i).

2 I A school descnbed 1n section 170(b)(1)(A)(ii). (Attach Schedule E)

See mstruct1ons

3 I A hospital or a cooperative hospital serv1ce organ1zat1on descnbed 1n section 170(b)(1)(A)(iii).

4 I A medical research organ1zat1on operated 1n conjunction w1th a hospital descnbed 1n section 170(b)(1)(A)(iii). Enter the hospital's name, c1ty, and state

5 I An organ1zat1on operated for the benefit of a college or un1vers1ty owned or operated by a governmental un1t descnbed 1n

section 170(b)(1)(A)(iv). (Complete Part II )

6 I A federal, state, or local government or governmental un1t descnbed 1n section 170(b)(1)(A)(v).

7 I An organ1zat1on that normally rece1ves a substantial part of 1ts support from a governmental un1t or from the general public descnbed 1n section 170(b)(1)(A)(vi) (Complete Part II )

8 I A commun1ty trust descnbed 1n section 170(b)(1)(A)(vi) (Complete Part II )

9 I An organ1zat1on that normally rece1ves (1) more than 331/3% of 1ts support from contnbut1ons, membership fees, and gross

rece1pts from act1v1t1es related to 1ts exempt functions-subject to certa1n exceptions, and (2) no more than 331/3% of

1ts support from gross Investment 1ncome and unrelated bus1ness taxable 1ncome (less sect1on 511 tax) from businesses

ac q u1red by the orga n1zat1on after june 3 0, 19 7 5 See sect ion 509(a)(2). (Complete Part II I )

10 I An organ1zat1on organ1zed and operated exclusively to test for public safety Seesection 509(a)(4).

11 F An organ1zat1on organ1zed and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organ1zat1ons descnbed 1n sect1on 509(a)(1) or sect1on 509(a)(2) See section 509(a)(3). Check the box that descnbes the type ofsupport1ng organ1zat1on and complete l1nes 11e through 11h

a F Type I b I Type II c I Type III -Functionally Integrated d I Type III- 0 ther

e F By check1ng th1s box, I cert1fy that the organ1zat1on 1s not controlled directly or 1nd1rectly by one or more d1squal1f1ed persons

f

g

h

( i) Name of

supported

other than foundation managers and other than one or more publicly supported organ1zat1ons descnbed 1n sect1on 509(a)(1) or sect1on 509(a)(2) If the organ1zat1on rece1ved a wntten determ1nat1on from the IRS that 1t 1s a Type I, Type II or Type III supporting organ1zat1on, check th1s box I S1nce August 17, 2006, has the organ1zat1on accepted any g1ft or contnbut1on from any of the following persons? (i) a person who directly or 1nd1rectly controls, e1ther alone or together w1th persons descnbed 1n (11)

and (111) below, the govern1ng body of the the supported organ1zat1on?

(ii) a fam1ly member of a person descnbed 1n (1) above?

(iii) a 35% controlled ent1ty of a person descnbed 1n (1) or (11) above?

Prov1de the following 1nformat1on about the supported organ1zat1on(s)

(iii) (iv) Type of Is the

(v)

organ1zat1on organ1zat1on 1n D1d you not1fy the

( ii) (descnbed on organ1zat1on 1n col (1) l1sted 1n

EIN l1nes 1- 9 above col (1) of your your govern1ng

(vi) Is the

organ1zat1on 1n col (1) organ1zed

Yes No

llg(i) No

llg(ii) No

llg(iii) No

(vii) A mount of

or IRC sect1on sup port? 1n the U S ? sup port? organ1zat1on document?

(see 1nstruct1ons)) Yes No Yes No Yes No

President and Fellows of Harvard 042103580 2 Yes Yes Yes College

Total

0

0

For Paperwork Reducbon Act Nobce, see the lnstrucbons for Form 990 Cat No 11285F ScheduleA(Form 990or 990-EZ)2009

Schedule A (Form 990 or 990-EZ) 2009 Page 2 MihiiiM Support Schedule for Organizations Described in IRC 170(b)(l)(A)(iv) and 170(b)(l)(A)(vi)

(Complete only 1f you checked the box on line 5, 7, or 8 of Part 1.) Section A Public Support

Calendar year (or f1scal year beg1nn1ng 1n)

1 G1fts, grants, contnbut1ons, and membership fees rece1ved (Do not Include any "unusual grants")

2 Tax revenues lev1ed for the orga n1zat1on' s be nef1t and e 1the r pa1d to or expended on 1ts behalf

3 The value of serv1ces or fac111t1es furnished by a governmental un1t to the organ1zat1on w1thout charge

4 Total. Add l1nes 1 through 3

5 The port1on oftotal contnbut1ons by each person (other than a governmental un1t or publicly supported organ1zat1on) Included on l1ne 1 that exceeds 2% of the amount shown on l1ne 11, column (f)

6 Public Support. Subtract l1ne 5 from l1ne 4

Sect1on B. Total Support Calendar year (or f1scal year beg1nn1ng

1n)

7 A mounts from l1ne 4

8 Gross 1ncome from Interest, d1v1dends, payments rece1ved on secunt1es loans, rents, royalties and 1ncome from s1m1lar sources

9 Net 1ncome from unrelated bus1ness actiVIties, whether or not the bus1ness 1s regularly earned on

10 Other 1ncome (Explain 1n Part IV ) Do not Include ga1n or loss from the sale of cap1tal assets

11 Total support (Add l1nes 7 through 10)

(a) 2005 (b) 2006

(a) 2005 (b) 2006

12 Gross rece1pts from related actiVIties, etc (See 1nstruct1ons )

(c) 2007 (d) 2008 (e) 2009 (f) Total

(c) 2007 (d) 2008 (e) 2009 (f) Total

I 12 I 13 First Five Years If the Form 9 9 0 1s for the orga n1zat1on's f1 rs t, second, th1rd, fourth, or f1fth tax year as a 501 (c )(3) orga n1zat1on,

check th1s box and stop here ,..,

Section C. Com utation of Public Su ort Percenta e 14 Public Support Percentage for 2009 (l1ne 6 column (f) d1v1ded by l1ne 11 column (f))

15 P u b 11 c S up port P e rc e n tag e for 2 0 0 8 S c he d u I e A , P a rt II , 11 n e 1 4

16a 33 1/30/o support test-2009. If the organ1zat1on did not check the box on l1ne 13, and l1ne 14 IS 33 1/3% or more, check th1s box and stop here. The organ1zat1on qual1f1es as a publicly supported organ1zat1on ... ,

b 33 1/30/o support test-2008. If the organ1zat1on did not check the box on l1ne 13 or 16a, and l1ne 15 IS 33 1/3% or more, check th1s box and stop here. The organ1zat1on qual1f1es as a publicly supported organ1zat1on ... ,

17a 100/o-facts-and-circumstances test-2009. If the organ1zat1on did not check a box on l1ne 13, 16a, or 16b and l1ne 14 1s 10% or more, and 1fthe organ1zat1on meets the "facts and circumstances" test, check th1s box and stop here. Explain 1n Part IV how the organ1zat1on meets the "facts and circumstances" test The organ1zat1on qual1f1es as a publicly supported organ1zat1on ... ,

b 100/o-facts-and-circumstances test-2008. If the organ1zat1on did not check a box on l1ne 13, 16a, 16b, or 17a and l1ne 15 1s 10% or more, and 1fthe organ1zat1on meets the "facts and circumstances" test, check th1s box and stop here. Explain 1n Part IV how the organ1zat1on meets the "facts and circumstances" test The organ1zat1on qual1f1es as a publicly supported organ1zat1on ... ,

18 Private Foundation If the organ1zat1on d1d not check a box on l1ne 13, 16a, 16b, 17 a or 17 b, check th1s box and see 1nstruct1ons

Schedule A Form 990 or 990-EZ 2009

Schedule A (Form 990 or 990-EZ) 2009

MihiihM Support Schedule for Organizations Described in IRC 509(a)(2) (Complete only 1f you checked the box on line 9 of Part 1.)

s t- A P br s t ec 1on u IC uppor

Page 3

Calendar year (or f1scal year beg1nn1ng (a) 2005 (b) 2006 (c) 2007 (d) 2008 (e) 2009 (f) Total 1n)

1 G1fts, grants, contnbut1ons, and membership fees rece1ved (Do not Include any "unusual grants ")

2 Gross rece1pts from adm1ss1ons, me rc hand 1s e sold or s e rv 1c es performed, or fac111t1es furnished 1n any act1v1ty that 1s related to the organ1zat1on's tax-exempt purpose

3 Gross rec e 1 pts from act1v 1t1es that are not an unrelated trade or bus1ness under sect1on 513

4 Tax revenues lev1ed for the orga n1zat1on' s be nef1t and e 1the r pa1d to or expended on 1ts behalf

5 The value of serv1ces or fac111t1es furnished by a governmental un1t to the organ1zat1on w1thout charge

6 Total. Add l1nes 1 through 5

7a Amounts Included on l1nes 1, 2, and 3 rece1ved from d1squal1f1ed persons

b A mounts Included on l1nes 2 and 3 rece1ved from other than d 1s qua l1f1ed persons that exceed the g reate r of $ 5 , 0 0 0 or 1 % of the amount on l1ne 13 for the year

c Add l1nes 7a and 7b

8 Public Support (Subtract l1ne 7c from l1ne 6 )

s ect1on B T ota IS up port Calendar year (or f1scal year beg1nn1ng (a) 2005 (b) 2006 (c) 2007 (d) 2008 (e) 2009 (f) Total

1n)

9 A mounts from l1ne 6

lOa Gross 1ncome from Interest, d1v1dends, payments rece1ved on secunt1es loans, rents, royalties and 1ncome from s1m1lar sources

b Unrelated bus1ness taxable 1ncome (less sect1on 511 taxes) from bus 1 ness es ac q u1 red after June30,1975

c Add l1nes lOa and lOb

11 Net 1ncome from unrelated bus1ness act1v1t1es not Included 1n l1ne lOb, whether or not the bus1ness 1s regularly earned on

12 Other 1ncome Do not Include ga1n or loss from the sale of cap1tal assets (Explain 1n Part IV )

13 Total support (Add l1nes 9, lOc, 11and12)

14 F1rst F1ve Years If the Form 9 9 0 1s for the orga n1zat1on's f1 rs t, second, th1rd, fourth, or f1fth tax year as a 501 (c )(3) orga n1zat1on, check th1s box and stop here

Section C. Com utation of Public Su ort Percenta e 15 Public Support Percentage for 2009 (l1ne 8 column (f) d1v1ded by l1ne 13 column (f))

16 P u b 11 c s up port p e rc e n tag e from 2 0 0 8 S c he d u I e A , P a rt I II , 11 n e 1 5

Section D. Com utation of Investment Income Percenta e 17 Investment 1ncome percentage for 2009 (l1ne lOc column (f) d1v1ded by l1ne 13 column (f))

18 Investment 1ncome percentage from 2008Schedule A, Part III, l1ne 17

19a 33 1/30/o support tests-2009. If the organ1zat1on did not check the box on l1ne 14, and l1ne 15 IS more than 33 1/3% and l1ne 17 IS not more than 33 1/3%, check th1s box and stop here. The organ1zat1on qual1f1es as a publicly supported organ1zat1on jllrrj

b 33 1/30/o support tests-2008. If the organ1zat1on did not check a box on l1ne 14 or l1ne 19a, and l1ne 16 IS more than 33 1/3% 18 1s not more than 33 1/3%, check th1s box and stop here. The organ1zat1on qual1f1es as a publicly supported organ1zat1on

20 Private Foundation If the organ1zat1on d1d not check a box on l1ne 14, 19a or 19b, check th1s box and see 1nstruct1ons

and l1ne ... , ... , Schedule A Form 990 or 990-EZ 2009

Schedule A (Form 990 or 990-EZ) 2009 Page 4

MiifillM Supplemental Information. Supplemental Information. Complete th1s part to prov1de the explanation requ1red by Part II, lme 10; Part II, lme 17a or 17b; or Part III, line 12. Prov1de any other add1t1onal mformat1on. See mstruct1ons

Explanation

Schedule A, Part IV, Supplemental Information Schedule A, Part I, L1ne 11H, Column VII See Form 990, Part III, L1ne 4A for descnpt1on of exempt purpose of the organ1zat1on

Schedule A (Form 990 or 990-EZ) 2009


SCHEDULED (Form 990)

OMB No 1545-0047

Supplemental Financial Statements 2009 Department of the Treasury


~Complete if the organization answered "Yes," to Form 990, Part IV, line 6, 7, 8, 9, 10, 11, or 12.

~Attach to Form 990. ~See separate instructions.

Open to Public Inspection

Name of the organization HARVARD MANAGEMENT COMPANY INC


23-7361259

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete 1f the orqan1zat1on answere Yes to Form Part IV me d II 990 I 6

(a) Donor adv1sed funds (b) Funds and other accounts

1

2

3

4

5

Total number at end of year

Aggregate contnbut1ons to (dunng year)

Aggregate grants from (dunng year)

Aggregate value at end of year

D1d the organ1zat1on Inform all donors and donor adv1sors 1n wnt1ng that the assets held 1n donor adv1sed funds are the organ1zat1on's property, subject to the organ1zat1on's exclus1ve legal control?

6 D1d the organ1zat1on Inform all grantees, donors, and donor adv1sors 1n wnt1ng that grant funds may be

I Yes

used only for chantable purposes and not for the benefit of the donor or donor adv1sor, or for any other purpose confemng 1mperm1ss1ble pnvate benefit I Yes

lilftiiil Conservation Easements. Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, line 7.

1 Purpose(s) of conservation easements held by the organ1zat1on (check all that apply)

I Pres e rvat1on of Ia nd for public use (e g , rec reat1on or pleasure) I Pres e rvat1on of an h1s tone ally 1m porta ntly Ia nd a rea

I P rotect1on of natural hab1tat I Preservation of a cert1f1ed h1stonc structure

I Preservation of open space

2 Complete l1nes 2a-2d 1fthe organ1zat1on held a qual1f1ed conservation contnbut1on 1n the form of a conservation easement on the last day of the tax year

I No

I No

Held at the End of the Year

a Total number of conservation easements 2a

b Total acreage restncted by conservation easements 2b

c Number of conservation easements on a cert1f1ed h1stonc structure Included 1n (a) 2c

d Number of conservation easements Included 1n (c) acqu1red after 8/17/06 2d

3 Number of conservation easements mod1f1ed, transferred, released, ext1ngu1shed, or terminated by the organ1zat1on dunng

the taxable year~-------

4 Number of states where property subject to conservation easement 1s located~-------

5 Does the organ1zat1on have a wntten pol1cy regarding the penod1c mon1tonng, 1nspect1on, handling of v1olat1ons, and enforcement of the conservation easements 1t holds? I Yes I No

6 Staff and volunteer hours devoted to mon1tonng, 1nspect1ng and enforcing conservation easements dunng the year~--------

7 A mount of expenses Incurred 1n mon1tonng, 1nspect1ng, and enforcing conservation easements dunng the year~$---------

8 Does each conservation easement reported on l1ne 2(d) above sat1sfy the requirements of sect1on 170(h)(4)(B)(I) and 170(h)(4)(B)(11)? I Yes

9 In Part XIV, descnbe how the organ1zat1on reports conservation easements 1n 1ts revenue and expense statement, and balance sheet, and Include, 1f applicable, the text of the footnote to the organ1zat1on's f1nanc1al statements that descnbes the organ1zat1on's accounting for conservation easements

lilftiihi Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets. Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, line 8.

1a If the organ1zat1on elected, as permitted under SFAS 116, not to report 1n 1ts revenue statement and balance sheet works of art, h1stoncal treasures, or other s1m1lar assets held for public exh1b1t1on, educat1on or research 1n furtherance of public serv1ce, prov1de, 1n Part XIV, the text of the footnote to 1ts f1nanc1al statements that descnbes these 1tems

b If the organ1zat1on elected, as permitted under SFAS 116, to report 1n 1ts revenue statement and balance sheet works of art, h1stoncal treasures, or other s1m1lar assets held for public exh1b1t1on, education, or research 1n furtherance of public serv1ce, prov1de the following amounts relat1ng to these 1tems

I No

(i) Revenues Included 1n Form 990, Part VIII, l1ne 1

(ii)Assets Included 1n Form 990, Part X

~$ _______ _

~$ _______ _

2 If the organ1zat1on rece1ved or held works of art, h1stoncal treasures, or other s1m1lar assets for f1nanc1al ga1n, prov1de the following amounts requ1red to be reported under SFAS 116 relat1ng to these 1tems

a Revenues Included 1n Form 990, Part VIII, l1ne 1 ~$ _______ _

b Assets Included 1n Form 990, Part X ~$

For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990 Cat No 52283D ScheduleD (Form 990) 2009

ScheduleD (Form 990) 2009 Page 2

lilffiih! Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (contmued)

3 Us1ng the organ1zat1on's access1on and other records, check any of the following that are a s1gn1f1cant use of 1ts collection 1tems (check all that apply)

a I Public exh1b1t1on

b I Scholarly research

c I Preservation for future generations

d

e

I Loan or exchange programs

I 0 ther

4 Prov1de a descnpt1on of the organ1zat1on's collections and explain how they further the organ1zat1on's exempt purpose 1n Part XIV

5 Dunng the year, d1d the organ1zat1on sol1c1t or rece1ve donat1ons of art, h1stoncal treasures or other s1m1lar assets to be sold to ra1se funds rather than to be ma1nta1ned as part of the organ1zat1on's collection? I Yes

lilft'IIN Escrow and Custodial Arrangements. Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

la Is the organ1zat1on an agent, trustee, custodian or other 1ntermed1ary for contnbut1ons or other assets not Included on Form 990, Part X?

b If "Yes," explain the arrangement 1n Part XIV and complete the following table

c Beg1nn1ng balance lc

d Add1t1ons dunng the year ld

e D1stnbut1ons dunng the year le

f End1ng balance 1f

2a D1d the organ1zat1on Include an amount on Form 990, Part X, l1ne 21?

b If "Yes," explain the arrangement 1n Part XIV

·:£.Til:··· Endowment Funds. Complete 1f the organ1zat1on answered "Yes" to Form 990 Part IV

I Yes

Amount

I Yes

line 10.

I No

I No

I No

(a)Current Year (b)Pnor Year (c)Two Years Back (d)Three Years Back (e) Four Years Back

la Beg1nn1ng of year balance

b C ontnbut1ons

c Investment earn1ngs or losses

d Grants or scholarships

e Other expenditures for fac1l1t1es and programs

f Adm1n1strat1ve expenses

g End of year balance

2 Prov1de the est1mated percentage of the year end balance held as

a Board designated or quas1-endowment ~

b Permanent endowment ~

c Term endowment ~

3a Are there endowment funds not 1n the possession of the organ1zat1on that are held and adm1n1stered for the organ1zat1on by

(i) unrelated organ1zat1ons

(ii) related organ1zat1ons

b If "Yes" to 3a(11), are the related organ1zat1ons listed as requ1red on ScheduleR?

4 Descnbe 1n Part XIV the Intended uses of the organ1zat1on's endowment funds

.:£.H ... ,. Investments Land, Buildings, and Equipment. See Form 990 Part X lme 10.

Yes No

I 3a(i)

I 3a(ii)

3b

Descnpt1on of Investment (a) Cost or other (b )Cost or other (c) Accumulated

(d) Book value bas1s (Investment) bas1s (other) deprec1at1on

la Land

b Bu1ld1ngs

c Leasehold Improvements 1,560,274 369,413 1,190,861

d Equipment 18,513,604 8,719,310 9,794,294

e Other 609,901 474,031 135,870

Totai.Add l1nes la-le (Column (d) should equal Form 990, Part X, column (B), lme 10(c).) ~ 11,121,025

ScheduleD (Form 990) 2009

ScheduleD (Form 990) 2009 Page 3 I:E.Tia'n• Investments Other Securities. See Form 990 Part X lme 12.

(a) Descnpt1on of secunty or category (b)Book value

(c) Method of valuation (1nclud1ng name of secunty) Cost or end-of-year market value

F1nanc1al denvat1ves

Closely-held equ1ty Interests

0 ther

Total. (Column (b) should equal Form 990, Part X, col (B) /me 12) ~

l~illl'"'~ Investments-Program Related. See Form 990 Part X lme 13.

(a) Descnpt1on of Investment type (b) Book value (c) Method of valuation

Cost or end-of-year market value

Total. (Column (b) should equal Form 990, Part X, col (B) /me 13) ~

·~··:tl Other Assets. See Form 990 Part X lme 15. (a) Descnpt1on (b) Book value

Total. (Column (b) should equal Form 990, Part X, co/.(8) /me 15.) ~

:E.Ti·~· Other Liabilities. See Form 990 Part X lme 25. 1 (a) Descnpt1on of L1ab111ty (b) A mount

Federal Income Taxes

Deferred c ompe ns at1on 3,020,832

Deferred rent 406,468

Total. (Column (b) should equal Form 990, Part X, col (B) /me 25) ~ 3,427,300

2. F1n 48 Footnote In Part XIV, prov1de the text of the footnote to the organ1zat1on's f1nanc1al statements that reports the organ1zat1on's l1ab111ty for uncertain tax pos1t1ons under FIN 48


ScheduleD (Form 990) 2009 Page 4

•:~m~:•~·· Reconciliation of Change in Net Assets from Form 990 to Financial Statements 1 Total revenue (Form 990, Part VIII, column (A), l1ne 12) 1 100,017,599

2 Total expenses (Form 990, Part IX, column (A), l1ne 25) 2 100,017,599

3 Excess or (def1c1t) for the year Subtract l1ne 2 from l1ne 1 3 0

4 Net unrealized ga1ns (losses) on Investments 4

5 Donated serv1ces and use offaci11t1es 5

6 Investment expenses 6

7 Pnor penod adJustments 7

8 Other (Descnbe 1n Part XIV) 8

9 Total adJustments (net) Add l1nes 4- 8 9 0

10 Excess or (def1c1t) for the year per f1nanc1al statements Comb1ne l1nes 3 and 9 10 0

l:~";n•~•n Reconciliation of Revenue per Audited Financial Statements With Revenue Jer Return 1 Total revenue, ga1ns, and other support per aud1ted f1nanc1al statements 1 100,017,599

2 Amounts Included on l1ne 1 but not on Form 990, Part VIII, l1ne 12

a Net unrealized ga1ns on Investments 2a

b Donated serv1ces and use offaci11t1es 2b

c Recovenes of pnor year grants 2c

d Other (Descnbe 1n Part XIV) 2d

e Add l1nes 2a through 2d 2e 0

3 Subtract l1ne 2e from l1ne 1 3 100,017,599

4 Amounts Included on Form 990, Part VIII, l1ne 12, but not on l1ne 1

a Investment expenses not Included on Form 990, Part VIII, l1ne 7b I 4a I b Other (Descnbe 1n Part XIV) 4b

c A d d 11 n e s 4a and 4b 4c 0

5 Total Revenue Add l1nes 3 and 4c. (Th1s should equal Form 990, Part I, l1ne 12) 5 100,017,599

:~m~:•~·UI Reconciliation of Expenses per Audited Financial Statements With Expenses per Return 1 Total expenses and losses per aud1ted f1nanc1al 100,017,599

statements 1

2 Amounts Included on l1ne 1 but not on Form 990, Part IX, l1ne 25

a Donated serv1ces and use offaci11t1es 2a

b Pnor year adJustments 2b

c Other losses 2c

d Other (Descnbe 1n Part XIV) 2d

e Add l1nes 2a through 2d 2e 0

3 Subtract l1ne 2e from l1ne 1 3 100,017,599

4 Amounts Included on Form 990, Part IX, l1ne 25, but not on l1ne 1:

a Investment expenses not Included on Form 990, Part VIII, l1ne 7b I 4a I b Other (Descnbe 1n Part XIV) 4b

c A d d 11 n e s 4a and 4b 4c 0

5 Total expenses Add l1nes 3 and 4c. (Th1s should equal Form 990, Part I, l1ne 18 ) 5 100,017,599

•:~m~:•:,,, .. Supplemental Information

C om pIe t e t h 1 s p a rt to pro v 1 de the des c n p t 1 on s re q u 1 red for P a rt I I , 11 n e s 3 , 5 , a n d 9 , P a rt I II , 11 n e s 1 a a n d 4 , P a rt IV , 11 n e s 1 b a n d 2 b , P a rt V , 11 n e 4 , P a rt X , P a rt X I , 11 n e 8 , P a rt X I I , 11 n e s 2 d a n d 4 b , a n d P a rt X I II , 11 n e s 2 d a n d 4 b A Is o c om pIe t e t h 1 s p a rt to pro v 1 de a n y add1t1onal 1nformat1on

I Identifier Ret urn Reference Explanation

The organ1zat1on's separately stated f1nanc1al statements do not Include a FIN 48 footnote

I



SCHEDULE F (Form 990)

Statement of Activities Outside the United States OMB No 1545-0047



.,. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16 .

.,. Attach to Form 990 . .,. See separate instructions.

2009 Open to Public Inspection

Name ofthe organ1zat1on Employer identification number HARVARD MANAGEMENT COMPANY INC

23-7361259

General Information on Activities Outside the United States. Complete 1f the organ1zat1on answered "Yes" to Form 990 Part IV lme 14b.

1 For grantmakers. Does the organ1zat1on ma1ntam records to substantiate the amount of the grants or

ass1stance, the grantees' el1glbil1ty for the grants or ass1stance, and the select1on cntena used to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . I Yes I No

2 For grant makers. Descnbe 1n Part IV the organ1zat1on's procedures for mon1tonng the use of grant funds outs1de the U n1ted States

3 Act1v1tes per Reg1on (Use Schedule F-1 (Form 990) 1fadd1t1onal space 1s needed)

(a) Reg1on (d) Act1v1t1es conducted 1n (e) If act1v1ty listed 1n (d) (f) Total expenditures (b) Number of (c) Number of reg1on (by type) (1 e,

off1ces 1n the employees or fundra1s1ng, program serv1ces, 1s a program serv1ce, for reg1on

reg 1on agents 1n reg1on grants to rec1p1ents located 1n descnbe spec1f1c type of

the reg1on) s e rv 1c e (s) 1n reg 1on

Central A menca and the P rog ram s e rv 1c e Investment management 8,330 Canbbean trave I

East As1a and the Pac1f1c P rog ram s e rv 1c e Investment management 251,874 trave I

Europe (1nc I ud 1ng Ice Ia nd and P rog ram s e rv 1c e Investment management 277,374 G ree nla nd) trave I

M 1ddle East and North A fnca P rog ram s e rv 1c e Investment management 41,733 trave I

North Amenca P rog ram s e rv 1c e Investment management 33,5 35 trave I

South A menca P rog ram s e rv 1c e Investment management 112,667 trave I

SouthAs1a P rog ram s e rv 1c e Investment management 47,136 trave I

Sub-Saharan Afnca P rog ram S e rv 1c e Investment Management 29,57 5 r-ravel

Totals. ... 0 0 802,224

For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50082W Schedule F (Form 990) 2009

Schedule F (Form 990) 2009 Page 2

liifiiil Grants and Other Assistance to Organizations or Entities Outside the United States. Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, line 15, for any rec1p1ent who rece1ved more than $5,000. Check th1s box 1f no one rec1p1ent rece1ved more than $5,000 . . . . . . . . ,... I Use Schedule F-1 (Form 990) 1f add1t1onal space IS needed.

1 (b) IRS code (c) Reg1on (d) Purpose of (e) A mount of (f) Manner of (g) A mount of (h) Descnpt1on (i) Method of (a) Name of sect1on grant cash grant cash of non-cash of non-cash valuation organ1zat1on and EIN (1f disbursement assistance assistance (book, FMV,

applicable) appra1sal, other)

2 Enter total number of rec1p1ent organ1zat1ons listed above that are recogn1zed as chant1es by the fore1gn country, recogn1zed as tax-exempt by the IRS, or for wh1ch the grantee or counsel has prov1ded a sect1on 501(c)(3) equivalency letter ,...

3 Enter total number of other organ1zat1ons or ent1t1es .

Schedule F (Form 990) 2009


liifiihl Grants and Other Assistance to Individuals Outside the United States. Complete 1f the organ1zat1on answered "Yes" to Form 990, Part IV, line 16. Use Schedule F-1 (Form 990) 1f add1t1onal space IS needed.

(a) Type of grant or (b) Reg1on (c) Number of (d) A mount of (e) Manner of cash (f) A mount of (g) Descnpt1on (h) Method of assistance rec1p1ents cash grant disbursement non-cash of non-cash valuation

assistance assistance (book, FMV, appra1sal, other)

Schedule F (Form 990) 2009


l!hiiN Supplemental Information Complete th1s part to prov1de the mformat1on requ1red m Part I lme 2 and any add1t1onal mformat1on.

Ident1f1er Return Refe re nc e Explanation

Method Used to A cccount for Schedule F, Part I, L1ne 3 The expenditures l1sted 1n column F Expend 1tures are actual expenditures Incurred for travel to/from reg1ons l1sted

lfhey are be1ng reported on the accrual bas1s wh1ch 1s consistent w1th the f1nanc1al statement presentation for f1scal year 2010

Schedule F Form 990 2009

efile GRAPHIC rint - DO NOT PROCESS As Filed Data - DLN:93493133029891

Schedule J (Form 990)



Compensation Information For certain Officers, Directors, Trustees, Key Employees, and Highest

Compensated Employees ~Complete if the organization answered "Yes" to Form 990,

Part IV, question 23. ~Attach to Form 990. ~See separate instructions.

OMB No 1545-0047

2009 Open to Public

Inspection



23-7361259

la Check the approp1ate box(es) 1fthe organ1zat1on prov1ded any of the following to or for a person listed 1n Form 990, Part VII, Sect1on A, l1ne 1a Complete Part III to prov1de any relevant 1nformat1on regarding these 1tems

2

I F1rst-class or charter travel

I Travel for companions

F Tax ldemn1f1cat1on and gross-up payments

I D1scret1onary spend1ng account

I Hous1ng allowance or res1dence for personal use

I Payments for bus1ness use of personal res1dence

F Health or soc1al club dues or 1n1t1at1on fees

I Personal serv1ces (e g, ma1d, chauffeur, chef)

b If any of the boxes 1n l1ne 1a are checked, d1d the organ1zat1on follow a wntten pol1cy regarding payment or reimbursement orprov1s1on of all the expenses descnbed above? If "No," complete Part III to explain

D1d the organ1zat1on requ1re substant1at1on pnor to re1mburs1ng or allow1ng expenses Incurred by all off1cers, directors, trustees, and the CEO/Executive Director, regarding the 1tems checked 1n l1ne 1a?

3 Ind1cate wh1ch, 1f any, of the following the organ1zat1on uses to establish the compensation of the organ1zat1on's CEO/Executive Director Check all that apply

F Compensation committee I Wntten employment contract

F Independent compensation consultant F Compensation survey or study

I Form 990 of other organ1zat1ons F Approval by the board or compensation committee

4 Dunng the year, d1d any person l1sted 1n Form 990, Part VII, Sect1on A, l1ne 1a w1th respect to the f1l1ng organ1zat1on or a related organ1zat1on

a Rece1ve a severance payment or change-of-control payment?

b Part1c1pate 1n, or rece1ve payment from, a supplemental nonqual1f1ed retirement plan?

c Part1c1pate 1n, or rece1ve payment from, an equ1ty-based compensation arrangement?

If "Yes" to any of l1nes 4a-c, l1st the persons and prov1de the applicable amounts for each 1tem 1n Part III

Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.

5 For persons l1sted 1n form 990, Part VII, Sect1on A, l1ne 1a, d1d the organ1zat1on pay or accrue any compensation contingent on the revenues of

a The organ1zat1on?

b Any related organ1zat1on?

If "Yes," to l1ne Sa or Sb, descnbe 1n Part III

6 For persons l1sted 1n form 990, Part VII, Sect1on A, l1ne 1a, d1d the organ1zat1on pay or accrue any compensation contingent on the net earn1ngs of

7

8

9

a The organ1zat1on?

b Any related organ1zat1on?

If "Yes," to l1ne 6a or 6b, descnbe 1n Part III

For persons l1sted 1n Form 990, Part VII, Sect1on A, l1ne 1a, d1d the organ1zat1on prov1de any non-f1xed payments not descnbed 1n l1nes 5 and 6? If "Yes," descnbe 1n Part III

Were any amounts reported 1n Form 990, Part VII, pa1d or accured pursuant to a contract that was subJect to the 1n1t1al contract exception descnbed 1n Regs sect1on 53 4958-4(a)(3)? If "Yes," descnbe 1n Part III

If "Yes" to l1ne 8, d1d the organ1zat1on also follow the rebuttable presumption procedure descnbed 1n Regulations sect1on 53 4958-6(c)?

Yes No

lb Yes

2 Yes

4a No

4b No

4c No

Sa No

Sb No

6a No

6b No

7 Yes

8 No

9

For Privac Act and Pa erwork Reduction Act Notice see the Intructions for Form 990 Cat No 50053T Schedule J Form 990 2009

Schedule J (Form 990) 2009 Page 2 lilffiiil Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use Schedule J-1 1f add1t1onal space needed.

For each 1nd1v1dual whose compensation must be reported 1n Schedule J, report compensation from the organ1zat1on on row (1) and from related organ1zat1ons, descnbed 1n the 1nstruct1ons on row (11) Do not l1st any 1nd1v1duals that are not l1sted on Form 990, Part VII

Note. The sum of columns (B)(1)-(111) must equal the applicable column (D) or column (E) amounts on Form 990, Part VII, l1ne la

(A) Name (B) Breakdown ofW-2 and/or 1099-MISC compensation (C) Retirement and (D) Nontaxable (E) Total of columns (F) Compensation

(ii) Bonus & (iii) Other other deferred be nef1ts (B)(1)-(D) reported 1n pnor (i) Base

1ncent1ve reportable compensation Form 990 or compensation

compensation compensation Form 99 0- EZ

See Add1t1onal Data Table

Schedule J (Form 990) 2009

Schedule J (Form 990) 2009 Page 3 lilflihM Supplemental Information

Complete th1s part to prov1de the 1nformat1on, explanation, or descnpt1ons requ1red for Part I, l1nes 1a, 1 b, 4c, Sa, Sb, 6a, 6b, 7, and 8 Also complete th1s part for any add1t1onal 1nformat1on

Identifier Return Explanation Reference

Part I, L1ne 1 a Part I, L1ne 1 a Tax 1ndemn1f1cat1on and gross-up payments The organ1zat1on prov1ded a gross-up payment to one off1cer dunng the year relat1ng to the payment of mov1ng expenses that were taxable The full value of the mov1ng expenses along w1th the gross-up payment were properly Included 1n the 2009 Form W-2 Health or soc1al club dues or 1n1t1at1on fees The organ1zat1on prov1ded payment for one off1cer dunng the year relat1ng to membership 1n clubs aff1l1ated w1th Harvard Un1vers1ty, ut1l1zed for Harvard Management Company, Inc bus1ness

Part I, L1ne 7 Under the Harvard Management Company compensation plan, compensation 1s determined us1ng mult1-yearcond1t1ons and calculations that measure Investment performance aga1nst certa1n benchmarks The plan prov1des for contingent 1ncent1ve amounts that may be pa1d 1n respect of future f1scal years, subJect to plan terms, wh1ch prov1de for el1m1nat1on or reduction due to Investment underperformance 1n those years The amount of bonus pa1d 1n respect of a f1scal year, and the amount of contingent 1ncent1ve for that year, 1s l1m1ted to the max1mum 1ncent1ve amount established for each Investment professional at the beg1nn1ng of the year, w1th any excess bonus or contingent 1ncent1ve amount to be taken 1nto account 1n determ1n1ng bonuses for subsequent years 1nclud1ng possible el1m1nat1on or reduction In add 1t1on, c e rta 1 n employees of Harvard Management Company are e l1g 1 ble for d 1s c ret1ona ry, non-f1xed bonuses wh1c h are 11 m1ted to a percentage of salary and pa1d 1n accordance w1th performance and comparab1l1ty standards

Schedule J (Form 990) 2009

Additional Data Return to Form

Software ID:

Software Version:

EIN: 23-7361259

Name: HARVARD MANAGEMENT COMPANY INC

Form 990, Schedule J, Part II- Officers Directors, Trustees, Key Employees and Highest Compensated Employees

(A) Name (B) Breakdown ofW-2 and/or 1099-MISC compensation (C) Deferred (D) Nontaxable (E) Total of columns (F) Compensation

(ii) Bonus & compensation be nef1ts (B)(1)-(D) reported 1n pnor Form

(i) Base (iii) 0 ther 990 or Form 990- EZ 1ncent1ve

Compensation compensation

compensation

Jane L M endlllo (1) 993,886 2,500,000 4,383 1,2 3 7,2 50 18,864 4,754,383 1,155,000 (11) 0 0 0 0 0 0 0

John Y Campbell (1) 0 0 0 0 0 0 0 (11) 294,412 0 33,588 31,410 23,2 70 382,680 0

Drew G1lp1n Faust (1) 0 0 0 0 0 0 0 (11) 705,991 0 8,206 31,410 128,952 874,559 0

Edward C Forst (1) 0 0 0 0 0 0 0 (11) 370,012 0 139,083 31,410 16,8 7 5 557,380 0

RobertS Kaplan (1) 0 0 0 0 0 0 0 (11) 222,156 10,000 37 3 30,660 19,159 282,348 0

Kathe nne N Lapp (1) 0 0 0 0 0 0 0 (11) 115,496 40,2 90 27,2 59 12,112 1,822 196,979 0

Jay 0 L1ght (1) 0 0 0 0 0 0 0 (11) 477,712 0 16,739 31,410 24,370 550,231 0

Dan1el Shore (1) 0 0 0 0 0 0 0 (11) 277,735 0 842 22,795 29,544 330,916 0

Robert A Ettl (1) 476,951 1,000,000 208,761 0 23,564 1,7 0 9,2 7 6 227,000 (11) 0 0 0 0 0 0 0

Kathryn I Murtagh (1) 480,328 344,000 18,823 24,500 7,433 87 5,084 0 (11) 0 0 0 0 0 0 0

Stephen Blyth (1) 494,840 7,945,996 2,417 24,500 18,0 12 8,485,765 0 (11) 0 0 0 0 0 0 0

AndrewG W1ltsh1re (1) 498,452 1,100,000 2,417 24,500 18,564 1,643,933 0 (11) 0 0 0 0 0 0 0

Steven A A I penn (1) 266,613 6,580,362 1,897 24,500 18,132 6,891,504 0 (11) 0 0 0 0 0 0 0

Peter F Dolan (1) 312,043 1,285,136 2,161 24,500 18,132 1,641,97 2 0 (11) 0 0 0 0 0 0 0

Gra1g A Fantuzz1 (1) 180,919 2,542,533 1,76 3 18,3 7 5 18,988 2,762,578 0 (11) 0 0 0 0 0 0 0

Apoorva K Kot1cha (1) 265,394 4,200,000 1,76 3 24,500 22,8 7 3 4,514,530 0 (11) 0 0 0 0 0 0 0

M arc P S e 1 d n e r (1) 150,469 2,753,249 1,209 12,2 50 8,931 2,926,108 0 (11) 0 0 0 0 0 0 0

Dan1el V Kelly (1) 408,661 325,000 14,188 18,3 7 5 15,690 781,914 0 (11) 0 0 0 0 0 0 0


Schedule L (Form 990 or 990-EZ)

Transactions with Interested Persons OMB No 1545-0047

~Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,

or Form 990-EZ, Part V lines 38a or 40b. 2009



~Attach to Form 990 or Form 990-EZ. ~See separate instructions. Open to Public Inspection



23-7361259

Excess Benefit Transactions (sect1on 501(c)(3) and sect1on 501 (c)(4) organ1zat1ons only). Complete 1fthe organ1zat1on answered "Yes" on Form 990 Part IV l1ne 25a or 25b or Form 990-EZ Part V l1ne 40b

' ' ' ' ' 1 (a) Name of d 1s qua l1f1ed person (b) Descnpt1on oftransact1on

(c) Corrected?

Yes No

2 Enter the amount of tax Imposed on the organ1zat1on managers or d1squal1f1ed persons dunng the year under sect1on 4958 • ,... $

3 Enter the amount of tax, 1f any, on l1ne 2, above, reimbursed by the organ1zat1on. ,... $

l!hiili Loans to and/or From Interested Persons. Complete 1fthe organ1zat1on answered "Yes" on Form 990 Part IV l1ne 26 or Form 990-EZ Part V l1ne 38a

' ' ' ' ' (b) Loan to

(f)

(a) Name of1nterested person and or from the (c)O ng1nal (e) In Approved (g)Wntten

(d)Balance due default? by board or agreement? purpose organ1zat1on? pnnc1pal amount committee?

To From Yes No Yes No Yes No

Total ,... $

I:E.Ti•n• Grants or Assistance Benefitting Interested Persons. c omplete 1 f h t e orqan1zat1on answere d II Yes on Form 990 Part IV me 2 7.

(a) Name of1nterested person (b)Relat1onsh1p between Interested person

(c)A mount of grant or type of assistance and the organ1zat1on

• :E.Ti., ... Business Transactions Involving Interested Persons . Complete 1f the organ1zat1on answered "Yes" on Form 990, Part IV, lme 28a, 28b, or 28c.

(b) Relat1onsh1p (e) Shanng of

(a) Name of1nterested person between Interested (c) A mount of

(d) Descnpt1on oftransact1on organ1zat1on's

person and the transaction revenues?

organ1zat1on Yes No

Sungard Data Systems Inc H M C D 1rector 1s 1,680,129 Tee hn1c a I Se rv 1c es prov 1ded by No Cha1rman of the Sungard to HMC, the s1ze of Sungard Board of wh1ch 1s 1mmatenal 1n terms of D 1rectors total revenue for Sungard The

H MC Director d1d not part1c1pate 1n related contract del1berat1ons for the disclosed transaction

For Pnvacy Act and Paperwork Reduction Act Not1ce, see the Intruct10ns for Form 990 Cat No 50056A Schedule L Form 990 or 990-EZ 2009


SCHEDULE 0 (Form 990)




Identifier Return Reference

Form 990, Part VI, Sect1on A, line 2

Supplemental Information to Form 990

Complete to provide information for responses to specific questions on Form 990 or to provide any additional information.

~Attach to Form 990.

OMB No 1545-0047

2009 Open to Public

Inspection Employer identification number

23-7361259

Explanation

Drew G1lp1n Faust and James F Rothenberg serve as the President and Treasurer, respectively, of President and Fellows of Harvard College The follow 1ng board members are employees of President and Fellows of Harvard College John Y Campbell Edward C Forst RobertS Kaplan Kathenne N Lapp Jay 0 L1ght


Form 990, Part VI, The organ1zat1on's members are those persons who constitute the members of The Harvard Sect1on A, line 6 Corporation (called The President and Fellows of Harvard College)


Form 990, Part VI, The organ1zat1on's members are those persons who constitute the members of The Harvard Sect1on A, line ?a Corporation (called The President and Fellows of Harvard College) Directors are elected by the

members


Form 990, Part VI, The members have such powers and nghts as are vested 1n them by Massachusetts General Laws, Sect1on A, line 7b and, pursuant to the organ1zat1on's by-laws, have such other nghts and powers as the members may

determne


Form 990, Part VI, A draft vers1on of the Form 990 1s prov1ded to the board and outs1de adv1sors for rev1ew and Sect1on B, line 11 comment The board of directors 1s prov1ded w 1th a copy of the final Form 990 before 1t 1s f1led


Form 990, Part The organ1zat1on regularly and consistently mon1tors and enforces compliance w 1th 1ts conflict of Interest VI, Sect1on B, polic1es, w h1ch apply to all members of the board of directors and to all employees Procedures are 1n place to line 12c 1dent1fy conflicts of both directors and employees Director conflicts are handled by board deliberation and

board vote from w h1ch the Interested director 1s excluded Employee conflicts are handled by the compliance department and 1n certa1n Instances may requ1re separate board act1on The board 1s prov1ded w 1th quarterly compliance reports regarding conflicts of Interest


Form 990, Part W1th respect to the president & ch1ef execut1ve officer of the organ1zat1on, key sen1or management, and many

VI, Sect1on B, Investment professionals, the organ1zat1on follows a compensation approval procedure annually that Involves

line 15 approval of proposed and f1nal compensation arrangements by the organ1zat1on's compensation commttee

and full board of directors us1ng comparability data, as well as contemporaneous documentation of

compensation dec1s1ons 1n mnutes


Form 990, Part VI, Audited f1nanc1al statements and govern1ng documents are available to the general public through the Sect1on C, line 19 Commonwealth of Massachusetts Off1ce of the Attorney General and the Off1ce of the Secretary of

State of the Commonwealth of Massachusetts


Part VII, Sect1on A, Dan1el V Kelly ceased to be the Clerk of the organ1zat1on as of June 30, 2009 He rerra1ned employed by L1ne 1 a, Column A the organ1zat1on as Manag1ng D1rector/Ch1ef R1sk Off1cer through October 1, 2009 and rece1ved

compensation from the organ1zat1on for serv1ng 1n that capac1ty


Part VII, Sect1on The organ1zat1on's directors who rece1ve compensation from a related organ1zat1on are employees of A, L1ne 1a, President and Fellows of Harvard College, a related organ1zat1on These 1nd1V1duals are compensated by Column B President and Fellows of Harvard College for serv1ces performed as employees of that organ1zat1on and

work an average of 40 to 60 hours per week

Identifier Return Reference Explanation

Form 990, Part X, Column A Certain pnor year accounts have been reclass1f1ed to conform to current year presentation

efile GRAPHIC rint- DO NOT PROCESS

SCHEDULER (Form 990)



As Filed Data -

Related Organizations and Unrelated Partnerships ~Complete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.

~Attach to Form 990. ~ See separate instructions.

DLN:93493133029891 OMB No 1545-0047

2009 Open to Public

Inspection



23-7361259

M:F.tiiM Identification of Disregarded Entities (Complete 1f the organ1zat1on answered "Yes" on Form 990 Part IV line 33 ) I I

(a) (b) (c) (d) (e) (f) Name, address, and EIN of disregarded ent1ty Pnmary act1v1ty Legal dom1c1le (state Total 1ncome End-of-year assets D1rect controlling

or fore1g n country) ent1ty

II II •jl'IjW!W Ident1f1cat1on of Related Tax-Exempt Orgamzat1ons (Complete 1f the organ1zat1on answered Yes on Form 990, Part IV, line 34 because 1t had one or more related tax-exempt organ1zat1ons dunng the tax year.)

(a) (b) (c) (d) (e) (f) Name, address, and EIN of related orgamzat1on Pnmary act1v1ty Legal dom1c1le (state Exempt Code sect1on Public chanty status D1rect controlling

or fore1g n country) (1f sect1on 501(c)(3)) ent1ty


For Privac Act and Pa erwork Reduction Act Notice see the Instructions for Form 990. Cat No 50135Y Schedule R Form 990 2009

ScheduleR (Form 990) 2009 Page 2

IHIUI Identification of Related Organizations Taxable as a Partnership (Complete 1f the organ1zat1on answered "Yes" on Form 990, Part IV, line 34 because 1t had one or more related organ1zat1ons treated as a partnership dunng the tax year.)

(c) (e)

(h) (i) (j) (a) (b) Legal (d) (f) (g) D1sproprt1onate Code V-UBI General or

Name, address, and EIN of Pnmary act1v1ty dom1c1le D1rect controlling Predominant 1ncome

Share of total 1ncome Share of end-of-year allocations? amount 1n box 20 of manag1ng related organ1zat1on (state or ent1ty

(related, unrelated, assets Schedule K -1 partner?

fore1gn excluded from tax (Form 1065)

under sect1ons 512-country)

514)

Yes No Yes No


. .. II II ljl'IjW\!4 Ident1f1cat1on of Related Orgamzat1ons Taxable as a Corporation or Trust (Complete 1f the organ1zat1on answered Yes on Form 990, Part IV, line 34 because 1t had one or more related organ1zat1ons treated as a corporation or trust dunng the tax year.)

(a) (b) (c) (d) (e) (f)

(g) (h) Share of tota I

Name, address, and EIN of related orgamzat1on Pnmary act1v1ty Legal dom1c1le D1rect controlling Type of ent1ty Share of Percentage (state or ent1ty ( C corp, S corp,

1ncome end-of-year ownership fore1gn or trust) assets

country)


ScheduleR (Form 990) 2009


M:F.fi&YM Transactions With Related Organizations (Complete 1f the organ1zat1on answered "Yes" on Form 990 Part IV line 34 35 or 36 ) I I I I

Note. Complete l1ne 1 1f any ent1ty 1s listed 1n Parts II, III or IV Yes No

1 Dunng the tax year, d1d the orgran1zat1on engage 1n any of the following transactions w1th one or more related organ1zat1ons l1sted 1n Parts II-IV?

a Rece1pt of (i) Interest (ii) annu1t1es (iii) royalties (iv) rent from a controlled ent1ty la No

b G1ft, grant, or cap1tal contnbut1on to other organ1zat1on(s) lb No

c G1ft, grant, or cap1tal contnbut1on from other organ1zat1on(s) lc No

d Loans or loan guarantees to or for other organ1zat1on(s) ld No

e Loans or loan guarantees by other organ1zat1on(s) le Yes

f Sale of assets to other organ1zat1on(s) 1f No

g Purchase of assets from other organ1zat1on(s) lg No

h Exchange of assets lh No

i Lease offaci11t1es, equipment, or other assets to other organ1zat1on(s) li No

j Lease offaci11t1es, equipment, or other assets from other organ1zat1on(s) lj No

k Performance of serv1ces or membership or fundra1s1ng sol1c1tat1ons for other organ1zat1on(s) lk Yes

I Performance of serv1ces or membership or fundra1s1ng sol1c1tat1ons by other organ1zat1on(s) 11 No

m Shanng offaci11t1es, equipment, ma1l1ng l1sts, or other assets 1m Yes

n Shanng of pa1d employees ln No

0 Reimbursement pa1d to other organ1zat1on for expenses lo No

p Reimbursement pa1d by other organ1zat1on for expenses lp No

q 0 ther transfer of cash or property to other organ1zat1on(s) lq No

r 0 ther transfer of cash or property from other organ1zat1on(s) lr Yes

2 If the answer to any of the above 1s "Yes," see the 1nstruct1ons for 1nformat1on on who must complete th1s l1ne, 1nclud1ng covered relat1onsh1ps and transaction thresholds

(a) (b)

(c) Transaction Name of other orgamzat1on type(a-r) Amount Involved

(1)

(2)

(3)

(4)

(5)

(6)

Schedule R Form 990 2009


IHi!)l Unrelated Organizations Taxable as a Partnership (Complete 1f the organ1zat1on answered "Yes" on Form 990, Part IV, line 37.)

Prov1de the following 1nformat1on for each ent1ty taxed as a partnership through wh1ch the organ1zat1on conducted more than f1ve percent of 1ts act1v1t1es (measured by total assets or gross revenue) that was not a related organ1zat1on See 1nstruct1ons regarding exclus1on for certa1n Investment partnerships

(a) (b) (c) (d) (e) (f) (g) (h) Name, address, and EIN of ent1ty Pnmary act1v1ty Legal dom1c1le Are all Share of D1sproprt1onate Code V-UBI General or

(state or fore1gn partners end-of-year allocations? amount 1n box manag1ng country) sect1on assets 20 of Schedule K-1 partner?

501(c)(3) (Form 1065) orgamzatlons7

Yes No Yes No Yes No

Schedule R Form 990 2009

Additional Data Return to Form

Software ID:

Software Version:

EIN: 23-7361259


Form 990, Schedule R, Part II- Identification of Related Tax-Exempt Organizations

(c) (e) (a)

(b) Legal

(d) Public (f) Name, address, and EIN of related

Pnmary Act1v1ty Dom1c1le

Exempt Code sect1on charity D 1re ct

organ1zat1on (State status Controlling or Fore1gn (1f501(c) E nt1ty Country) (3))

Pres1dent and Fellows of Harvard College Educat1on & MA 501(C)(3) 2 Research

1350 Massachusetts Avenue Cambridge, MA02138 04-2103580

Harvard Private Cap1tal Realty Inc Support MA 501(C)(3) 11,Typei Pres1dent & 0 rgan1zat1on Fellows of

600 Atlantic Avenue Harvard College Boston, MA02210 22-3138409

Harvard Private Cap1tal Holdmgs Inc Support MA 501(C)(3) 11,Typei Pres1dent & 0 rgan1zat1on Fellows of


Phemus Corp Support MA 501(C)(3) 11,Typei President & 0 rgan1zat1on Fellows of

600 Atlantic Avenue Harvard College Boston, MA02210 04-2997 367

Harvard Management Pnvate Equ1ty Corp Support MA 501(C)(3) 11,Typei President &

0 rgan1zat1on Fellows of 600 Atlantic Avenue Harvard College Boston, MA02210 04-3070522

Blue Marble Holdings Corp Support MA 501(C)(3) 11,Typei President & 0 rgan1zat1on Fellows of


Demeter Holdings Corp Support MA 501(C)(3) 11,Typei President & 0 rgan1zat1on Fellows of


Sh1pp1ng Venture Corporation Support MA 501(C)(3) 11,Typei Pres1dent & 0 rgan1zat1on Fellows of


Amencan Repertory Theatre Company Inc Performing arts MA 501(c)(3) 9 N/A

62 Braille Street Cambridge, MA02138 04-2665867

Assoc1acao Dav1d Rockefeller Center de Educat1on BR Exempt N/A N/A Un1vers1dade de Harvard

17 30 Cambridge Street Cambridge, MA02138

D uba 1 Harvard Foundation forM ed1c a I Education and MA Fore1gn Ent1ty 509 11,Typeiii N/A Research Inc research (a

2 5 Shattuck Street Boston, MA02115 52-2446955

Endowment for Research 1n Human B1ology Research MA 501(c)(3) 11,Typeiii N/A Inc


FUNDACION CENTRO DE Research support AR Foreign/Exempt N/A N/A INVESTIGACioN DE LA ESCUELA DE E nt1t ADMINISTRACioN DE EM PRES

Sold1ers F1eld Road Boston, MA02163

G1ovann1 Armen1se-Harvard Foundation for Research support MA 501(c)(3) 11,Typei N/A Sc1ent1f1c Research


Harvard Busmess School European Research support FR Fore1gn Ent1ty N/A N/A Research Center 1n Pans

C/0 HBS Soldiers F1eld Road Boston, MA02163

Harvard Busmess School Interactive Inc Execut1ve MA 501(c)(3) 11,Typei N/A educat1on

C/0 HBS Soldiers F1eld Road Boston, MA02163 04-3395140

Harvard Busmess School Publ1shmg Publ1sh1ng MA 501(c)(3) 11,Typei N/A Corporation

300 North Beacon Street Watertown, MA02472 04-3177990

Harvard Ded1cated Energy L1m1ted Electric 1ty MA 501(c)(3) 11,Typei N/A purchasmg

1033 Mass Ave Cambridge, MA02138 03-0425512

Harvard Law School Assoc1at1on Inact1ve MA 501(c)(3) 9 N/A

C/0 HMC 600 Atlantic Ave Boston, MA02210 04-6037213

Harvard M agaz1ne Inc Publ1sh1ng MA 501(c)(3) 11,Typeiii N/A

7 Ware Street Cambridge, MA02138 04-6112308

Harvard NeuroD1scovery Center Inc Research support MA 501(c)(3)/509(a) 11,Typei N/A (3)


Harvard Real Estate- Allston Inc T1tle holding MA 501(c)(25) N/A N/A company


Harvard Real Estate Inc Real estate MA 501(c)(3) 11,Typei N/A brokerage


Ion Inc Research MA 501(c)(3) 11,Typei N/A

C/0 H M C 600 Atlantic Ave Boston, MA02210 22-3032677

Publ1c Health Foundation for Cancer and Investment DE 501(c)(2) N/A N/A Blood Pressure Research


Putnam Square Apartments Inc Real estate MA 501(c)(3) 9 N/A

C/0 HRES 1350 Mass Ave Cambridge, MA02138 04-6251287

Red Top Inc A thlet1cs CT 501(c)(3) 11,Typei N/A


Student Clubs ofHBS Inc Student support MA 501(c)(3) 11,Typei N/A

Soldiers F1eld Road Boston, MA02163 57-1152691

The Carl J Shapiro Inst1tute for EducatiOn Med1cal MA 501(c)(3) 11,Typei N/A and Research educat1on and

research 330 Brookline Ave Boston, MA02215 04-3326928

Trustees for Harvard Un1vers1ty Education DC 501(c)(3) 11,Typeii N/A


Form 990 Schedule R Part III- Identification of Related Organizations Taxable as a Partnership ' '

(c) (e)

(g) (j)

(a) Legal (d) Predominant (I)

Share of (h) ( i) General

Name, address, and (b)

Dom1c1le D1rect 1ncome Share of

end-of-D1sproprt1onate Code V-UBI or

Pnmary act1v1ty (related, total allocations? amount on EI N of (State Controlling

unrelated, year

Box 20 of K-Manag1ng

related organ1zat1on E nt1ty 1ncome

assets Partner? or excluded ($) 1

Fore1gn ($) Country)

from tax ($) under

sect1ons 512-514) Yes No Yes No

A c p Flonda Investments FL N/A N/A No No Investment Fund I Lie

444 Bnckell A venue Su1te 900

M1am1, FL33131 20-2198754 A gncola Bnnzal Investments CI N/A N/A No No L1m1tada

A ven1da Santa

Mana 6350 Santiago CI

Agncola Crecer Investments CI N/A N/A No No L1m1tada

A ven1da Santa

Mana 6350 Santiago CI Agncola Duramen Investments CI N/A N/A No No L1m1tada

A ven1da Santa Mana 6350 Sant1ago CI

Alc1on Real Estate Investments DE N/A N/A No No Partners II Lp

One Post Off1ce Square Ste 3520 Boston, MA02109 26-3400946

Alc1on Real Estate Investments DE N/A N/A No No Partners Lp

One Post Off1ce Square Ste 3520 Boston, MA02109 20-1973523 Alc1on Real Estate Investments DE N/A N/A No No Partners Master Fund II LP

One Post Off1ce Square Boston, MA02109 26-3401116

Bay north Hpch Lie Investments DE N/A N/A No No

600 Atlantic Ave Boston, MA02210 20-5305576

Bpr Co-Investor Lie Investments DE N/A N/A No No

PO Box 1908 H obe Sound, FL33475 20-8376342

Cap1tal Partners (2) Investments DE N/A N/A No No Us Tax Exempt Investors Fund Lp

88 Ph1ll1p Street Sydney AS 98-0542678

Charles bank Equ1ty Investments MA N/A N/A No No Fund II LP

200 Clarendon St 54th Fl Boston, MA 02116 04-3580823

Charles bank Equ1ty Investments MA N/A N/A No No Fund Iv Lp

200 Clarendon Street 54Th Floor Boston, MA 02116 04-3423448 Charles bank Realty Investments MA N/A N/A No No Fund IV Lp

200 Clarendon Street 54Th Floor Boston, MA 02116 04-3423446 Charles bank Realty Investments MA N/A N/A No No Fund V Lp

200 Clarendon Street 54Th Floor Boston, MA 02116 04-3537051

Cherokee Investments DE N/A N/A No No Investment Partners III Parallel Fund Lp

111 E HagrettSteet Raleigh, NC27601 71-0890767

Crosspoint Investments DE N/A N/A No No Technology H old1ngs Lie

217 WCentral St Nat1ck, MA01760 04-3520886 Ctl H old1ng Investments DE N/A N/A No No Company Lie

1953 Spnngh1ll Road V1enna, VA22182 83-0372944 Cypress Realty IV Investments DE N/A N/A No No Lp

301 Congress Avenue Su1te 500 Austin, TX78701 74-3000106

Cypress Realty Lp Investments DE N/A N/A No No

1501 S Mopac Expressway Su1te 230 Austin, TX78746 76-0476922 Denham Commodity Investments DE N/A N/A No No Partners Fund II Lp


Denham Commodity Investments DE N/A N/A No No Partners Fund III Lp


Denham Commodity Investments DE N/A N/A No No Partners Fund Lp


Devone b Lie Investments DE N/A N/A No No

2000 Powell Street Su1te 1240 Emeryville, CA94608 73-1665198

Embarcadero Investments DE N/A N/A No No Capital Investors Lp

1301 Shoreway Road Su1te 250 Belmont, CA94002 05-055654 7 Emerg1ng Countr1es Investments CJ N/A N/A No No 0 pportun1ty Master Fund Lp

PO Box 705Gt Grand Cayman CJ 98-0548448

F1del1s Charles bank Investments TX N/A N/A No No H old1ngs Lie

19 BnarHollow Su1te 100 Houston, TX77027 71-0944265 Gbe Investments Lp Investments CJ N/A N/A No No

PO Box 309Gt S Church St Geor Grand Cayman CJ Greenfield Blr Investments DE N/A N/A No No Partners Lp

50 North Water Street South Norwalk, CT06854 20-1221910

HARVARD INvestments MA N/A N/A No No COMMINGLED ACCOUNT

C/0 HARVard management Co 600 atlan BOston, MA02210 04-3344621

Harvard Investment Investments DE N/A N/A No No Associates

600 Atlantic A venue Boston, MA02210 04-3507407

Form 990 ScheduleR Part III- Identification of Related Organizations Taxable as a Partnership ' '

(c) (e) (j)

(a) (b) Legal (d) Predommant (f) (g) (h) (;) General

Name, address, and Pr1mary Dom1c1le D1rect mcome Share of Share of D1sproprt1onate CodeV-UBI oc

(related, total end-of-year allocations? amount on EI N of act1v1ty (State C ontrollmg Managmg

related organ1zat1on Ent1ty unrelated, mcome assets Box 20 ofK- Partner' oc excluded ($) ($) 1

Fore1gn from tax ($)

Country) under

sect1ons 512-514) Yes No Yes No

Hb Inst1tut1onal Lp Investments MA N/A N /A No No

10 StJames Avenue Ste 1700 Boston, MA02116 04-3425685

Hellos Royalty Investments DE N/A N /A No No Partners I Lp

5910 North Central Expressway Su1te Dallas, TX7 5206 20-0260138

Iron Po1nt Real Investments TX N/A N /A No No Estate Partners-Te(H)Lp

201 Ma1n Street Fort Worth, TX76102 26-0526961

Joshua Investments MS N/A N /A No No Timberlands Lie CO Phemus Corp

600 Atlantic Avenue 15Th Floor Boston, MA02210 64-0914686

Klemer Perkms Investments CA N/A N /A No No Cauf1eld & Byers VI Lp

2750 Sand Hill Road Menlo Park, CA94025 94-3157816

L1qu1d Realty Investments DE N/A N /A No No Partners IV (Pf1) Lp

44 Montgomery Street Ste 37 01 San Franc1sco, CA94104 26-0346359

L1qu1d Realty Investments CA N/A N /A No No Partners IV Tax Exempt (Pfl) Lp

44 Montgomery St San Franc1sco, CA94104 26-0489545

Lubert-Adler Investments DE N/A N /A No No Cap1tal Real Estate Fund II Lp

2929 Arch Street Ph1ladelph1a, PA19104 52-2106761

Lubert-Adler Investments DE N/A N /A No No Cap1tal Real Estate Fund III Lp


Lubert-Adler Investments DE N/A N /A No No Cap1tal Real Estate 0 pportun1ty Fund Lp


Nch Condor Fund Investments CJ N/A N /A No No Lp

PO Box 309 Gt S Church St Geo Grand Cayman, Grand Cayman CJ 98-0198106

Old Lane Hma Investments CJ N/A N /A No No Master Fund LP

399 Park Avenue New York, NY10022 98-0487260

0 xford H pc Investments DE N/A N /A No No Investment Co Lie

350 West HubbardSte 450 Chicago, IL60610 36-4191828

Pac1f1c Community Investments CA N/A N /A No No Hold1ngs II

11661 Sam V1cente Boulevand Su1te 5 Los Angeles, CA90049 54-2064438

Pac1f1c Community Investments CA N/A N /A No No Holdings III

11661 Sam V1cente Boulevand Su1te 5 Los Angeles, CA90049 20-0923432

P1no Lie Investments DE N/A N /A No No

1209 0 range Street W1lmmgton, DE19801 32-0302061

Prospentas Real Investments DE N/A N /A No No Estate Partners I (A) LP

600 atlantic avenue Boston, MA02116 20-4929237

PUTNAM SQUARE REAL ESTATE MA N/A N /A No No APTS CO LP

C/0 HRES 1350 MASS AVE CAMBRIDGE, MA02138 04-3183446

Sms II-A Lp Investments DE N/A N /A No No

370 17Th Street Su1te 3650 Denver, C080202 02-0537969

So1l Innovations Investments DE N/A N /A No No Lie

1209 0 range Street W1lmmgton, DE19801 90-0539481

TFO Co-Investor Investments DE N/A N /A No No LLC


The Bre1thorn Fund Investments CJ N/A N /A No No Lp

PO Box 1234 Gt S Church St Ge Grand Cayman, Grand Cayman CJ 98-0549446

The Eco Products Investments NY N/A N /A No No Fund Lp

250 Park Avenue SlOTh Floor New York, NY10003 26-1329990

The GLOBAL Investments DE N/A N /A No No EMERGING MARKETS FORESTRY FUND LP

5471 WISCOnSin

A" Chevy Chase, MD20815 20-3754446

The W1ldhorn Fund Investments CJ N/A N /A No No Lp

PO Box 1234 Gt S Church St Ge Grand Cayman, Grand Cayman CJ 98-0527266

Thermal North Investments DE N/A N /A No No Amenca Holdmgs LLC

200 Clarendon St 25th Fl Boston, MA02116 41-2172587

Trav1s Coal Investments DE N/A N /A No No Restructured Holdings LLC

ZOO Clarendon Street Boston, MA02116 20-2595311

Tnn1ty Coal Investments DE N/A N /A No No Holdings LLC

ZOO Clarendon St 25th Fl Boston, MA02116 20-8116082

Tnton Fund II No 2 Investments JE N/A N /A No No LP

22 Grenville Street St Hel1er,St He l1e r JE Wbh K1rby H 111 Co- Investments DE N/A N /A No No Investment Lie


Form 990, Schedule R, Part III- Identification of Related Organizations Taxable as a Partnership

(c) (e) (j)

(a) Legal (d)

Predominant (f)

(g) (h) ( i) General

Name, address, (b) Dom1c1le D 1rect

1ncome Share of

Share of D 1s prop rt1 o nate CodeV-UBI or

and EIN of Pnmary act1v1ty (related, end-of-year allocations? (State Controlling total 1ncome amount on Manag1ng

related unrelated, assets or E nt1ty ($) Box20ofK-1 Partner?

organ1zat1on Fore1gn

excluded ($) ($)

from tax Country)

under sect1ons

512-514) Yes No Yes No

WBSL Co- Investments DE N/A N/A No No Investor LLC

645MADISON AVENUE 18TH FLOOR New York, NY10022 14-1935562

W1ll1amson Investments DE N/A N/A No No Royalty Ventures LlcCOHmc

600 Atlantic Avenue Boston, MA02116 56-2563228

Form 990, Schedule R, Part IV- Identification of Related Organizations Taxable as a Corporation or Trust

(a) (b) (c) (d) (e)

(f) Type of (g) (h)

Name, address, and EIN of Pnmary Legal D 1rec t e nt1ty

Share oftotal Share of Percentage

related organ1zat1on act1v1ty Dom1c1le Controlling (C corp, S

1ncome end-of-year owners h 1 p

(State or E nt1ty corp,

($) assets

Fore1gn or trust) ($)

Country)

Agncola E Invers1ones Pampa Alegre SA 27 36 Roger De Flor 8Th Floor

Investments CI N/A c Las Sant1ago CI

Agncola Fundo Bucalemu L1m1tada c/o Clag Chile SpA Del Inca N 44 Investments CI N/A c Sant1ago CI 98-0639220

Agncola Rapel L1m1tada c/o Clag Ch1le SpA Del Inca N 44

Investments CI N/A c Sant1ago CI 98-0639218

Agncola R1bera L1m1tada c/o Clag Chile SpA Del Inca N 44 Investments CI N/A c Sant1ago CI

A nay Y Asoc1ados Sa Villa Fontana Del Club Terraza 2 c Investments NU N/A c Managua NU

Aqu1la Inc CO Walkers Spv PO Box 908Gt Mary St Walker Hou Grand Cayman, Grand Cayman Investments CJ N/A c

CJ 98-0532782

Ara Inc CO Walkers Spv PO Box 908Gt Mary St Walker Hou Grand Cayman, Grand Cayman Investments CJ N/A c

CJ 98-0543813

Asphalt Holdings Inc 200 Clarendon Street 25Th Floor Investments DE N/A c Boston, MA02116 20-5171589

Atlantic Avenue Realty Ltd CO Walkers Spv PO Box 908Gt

Investments CJ N/A c Grand Cayman CJ 98-0533323

Atlantic Pac1f1c Realty Inc 1301 Shoreway Road Ste 250

Investments MD N/A c Belmont, CA94002 13-4283871

Black K1te Ply Ltd CO Dla Ph1ll1ps Fox 201 Elizabeth St Level 38 Investments AS N/A c Sydney AS

Black K1te Trust CO Dla Ph1ll1ps Fox 201 Elizabeth St Level 38

Investments AS N/A c Sydney AS 98-6063158

Braz1l Timber Ltda CO P hem us Corp 600 Atlantic Avenue 15Th Floor Investments BR N/A c Boston, MA02210 98-0645399

Campo Grande SA Av Los Conquistadores 1700 PISO 2 Investments CI N/A c Sant1ago CI

Caracol A gropecuana Ltd a Rua Sete De Setembro7 3011 Th Floor

Investments BR N/A c Porto Alegre BR 98-0642730

CCA Japan Investment BV Zu1dple1n 126

Investments NL N/A c Amsterdam NL

Chenna1 2007 c/o HMC 600 Atlantic Avenue Investments MP N/A c Boston, MA02210

Clag (Chile) Spa Av Los Conquistadores 1700 PISO 2

Investments CI N/A c Sant1ago CI 98-0650099

Compos1t1on Cap1tal As1a Fund cv 1077 Xv Amsterdam 15Th Floor Investments NL N/A c NL 98-0469927

Compos1t1on Cap1tal As1a Fund II CV

Investments NL N/A c 1077 Xv Amsterdam 15Th Floor NL

Compos1t1on Cap1tal As1a II Feeder CV 1077 Xv Amsterdam 15Th Floor Investments NL N/A c NL 98-0563995

Compos1t1on Cap1tal Europe Fund CV 1077 Xv Amsterdam 15Th Floor Investments NL N/A c NL 98-0459793

Compos1t1on Cap1tal Europe II Feeder CV 1077 Xv Amsterdam 15Th Floor Investments NL N/A c NL 98-0569903

Compos1t1on Feeder Gmbh Borsenstrasse 2-4

Investments GM N/A c Frankfort GM

Comtel Assets Corp 433 E Las Calmas Blvd

Investments DE N/A c Irv1ng, TX75039 20-3239161

Comtel Assets Inc 433 E Las Calmas Blvd

Investments TX N/A c Irv1ng, TX75039 20-3239269

Cooperat1e CC As1a Korea Feeder U A Zu1dple1n 126 Investments NL N/A c Amsterdam NL

Da1ry Farms Partnership 113 Rutherford Road Pukekohe Investments NZ N/A c NZ 98-0594944

Eco Cebaco SA 8 7 Mary Street George Town

Investments PM N/A c Grand Cayman CJ

Econom1za Agropecuana Ltda Av Pedroso De Moraes 1201 2 A nda Investments BR N/A c Sao Paulo BR


(a) (b) (c) (d) (e)

(f) Type of (g) (h)

Name, address, and EIN of Pnmary Legal D 1rect e nt 1ty



1ncome end-of-year ownership

(State or Ent1ty ($) Fore1gn

corp, assets

Country) or trust) ($)

Egret Investments Ltd Ugland HouseS Church St George Grand Cayman, Grand Cayman Investments CJ N/A c

CJ 98-0650989

El Mana SA Villa Fontana Del Club Terraza 2 c Investments NU N/A c Managua NU

Embarcadero Cap1tal Investors Two Re1t 1301 Shoreway Road Ste 250 Investments MD N/A c Belmont, CA94002 37-1508503

Emerald Catastrophe Fund Ltd 48 Par-La-V1IIe Road Su1te 193 Investments BD N/A c Hamilton Hm 11 BD

Emerg1ng Countnes 0 pportun1ty Ltd Fund 68 Fort Street PO Box 705Gt Investments CJ N/A c Grand Cayman CJ

Empresas Verdes Argentina SA Carlos Pellegnn1 1138 PISO 1 Investments AR N/A c Cornentes AR

E nk1 H old1ngs Corp C 0 Walkers Spv PO Box 908Gt Mary St Walker Hou

Investments CJ N/A c Grand Cayman, Grand Cayman

CJ 98-0540586

Equador Timber Lp CO Walker House 87 Mary Street George Town


Estancia Cel1na SA co PAGBAM Su1pacha 1111-Piso 18 Investments AR N/A c Buenos A1res AR

Eton Park Emerg1ng Markets 0 verseas Fund LP Windward I 2nd Floor Regatta

Investments CJ N/A c 0 ffl Grand Cayman CJ

Fletcher Cap1tal Markets Inc C/0 HMC 600 ATLANTIC AVENUE Investments NY N/A c BOSTON, MA02210 13-3616925

Fletcher Energy Development Corporation c/o hmc 600 Atlantic Ave Investments DE N/A c Boston, MA02210 04-3524349

Florestas Do Sui Agroflorestal Ltd a Rodov1a Rs-472 Km22 R1ncao De Sal Investments BR N/A c R1o Grande BR 98-0493906

Forestal Bosquepalm C1a Ltda Aven1da Patna E4-41 y Aven1da Amaz Investments EC N/A c Q UltO EC

Forestal Del R1o SA Su1pacha 1111-PISO 18

Investments AR N/A c Buenos A1res AR

Forestal Foresvergal C1a Ltda Aven1da Patna E4-41 y Aven1da Amaz Investments EC N/A c Q UltO EC

Galile1a A gro1ndustnal Ltd a Av Pedroso De Moraes 1201 2 A nda Investments BR N/A c Sao Paulo BR

Gateway Real Estate Fund III -TE Lp PO Box 2681 Investments CJ N/A c George Town CJ

Gavea Investment Fund II B LP PO Box 986 Gardenia Court Su1te Investments CJ N/A c Grand Cayman CJ 98-0537951

GBE Development I Ltd PO Box 309Gt S Church St Geor Investments CJ N/A c Grand Cayman CJ

GBE Development II Ltd PO Box 309Gt S Church St Geor Investments CJ N/A c Grand Cayman CJ

GBE Development III Ltd PO Box 309Gt S Church St Gear Investments CJ N/A c Grand Cayman CJ

GBE Development IV Ltd PO Box 309Gt S Church St Geor Investments CJ N/A c Grand Cayman CJ

GBE Development V Ltd PO Box 309Gt S Church St Geor Investments CJ N/A c Grand Cayman CJ

GBE Fazendas Ltda Av Das Amencas 700 Bloc o 5

Investments BR N/A c R1o De Jane1ro BR

GBE Hold1ngs Ltd PO Box 309Gt S Church St Geor Investments CJ N/A c Grand Cayman CJ

GBE Investments L1m1ted PO Box 309Gt S Church St Geor Investments CJ N/A c Grand Cayman CJ

GBE Pro]etos Agncolas I Ltd a Av Das Amencas 700 Bloc o 5


GBE Pro]etos Agncolas II Ltd a Av Das Amer1cas 700 Bloco 5


GBE Pro]etos Agncolas III Ltd a Av Das Amencas 700 Bloc o 5 Investments BR N/A c R1o De Jane1ro BR


(a) (b) (c) (d) (e)

(f) Type of (g) (h)

Name, address, and EIN of Pnmary Legal D 1rect e nt1ty


related organ1zat1on act1v1ty Dom1c1le C ontroll1ng (C corp, S

1ncome end-of-year owners h1 p

(State or Ent1ty corp,

($) assets


Country)

GBE ProJetos Agncolas IV Ltda Fazen De Esplanada Rodov1a Estadua I nv e s tme nts BR N/A c Estado Do Tocant1ns BR

GBE ProJetos Agncolas V Ltd a Av Das Amer1cas 700 Bloco 5

I nv e s tme nts BR N/A c R1o De Jane1ro BR

GBE Properties I Ltd PO Box 309Gt S Church St Geor

I nv e s tme nts CJ N/A c Grand Cayman CJ

GBE Properties II Ltd PO Box 309Gt S Church St Geor


GBE Properties III Ltd PO Box 309Gt S Church St Geor


GBE Properties IV Ltd PO Box 309Gt S Church St Geor


GBE Properties V Ltd PO Box 309Gt S Church St Geor


G BE P ropnedades E E mpreend1mentos I mobi11anos I Ltd a

I nv e s tme nts BR N/A c Av Das Amer1cas 700 Bloco 5 R1o De Jane1ro BR

G BE P ropnedades E Empreend1mentos Imob1l1anos III Ltda


G BE P ropnedades E Empreend1mentos Imob1l1anos IV Ltda


G BE P ropnedades E E mpreend1mentos I mobi11anos V Ltd a


Global M ant1me Futures Fund L1m1ted Walker House 87 Mary Street I nv e s tme nts UK N/A c George Town CJ

Granary Investments 28 Cyberc1ty Cyberc1ty E bene I nv e s tme nts MP N/A c MP 98-0607880

Granary 0 range (Pty) Ltd 71 Steenbok Avenue

I nv e s tme nts SF N/A c Monument Park SF

Granary Waterberg (Pty) Ltd 71 Steenbok Avenue

I nv e s tme nts SF N/A c Monument Park SF

Guanare AARL Juncal 1305 Floor 21 11000 M ontev1deo I nv e s tme nts UY N/A c UY 98-0641951

Guanare SA Juncal1305 Floor 21 11000

I nv e s tme nts UY N/A c M ontev1deo UY

GulfAtlant1c Operations Lie CO Denham Cap1tal Management 200 Clarendon Street I nv e s tme nts MA N/A c Boston, MA02116 20-2386722

H A C 0 C 0 R P 0 RA T I 0 N C/0 HARVARD MGT CO 600 ATLANTIC AVE I nv e s tme nts DE N/A c BOSTON, MA02210 52-1529624

Harvard Bus1ness School Publ1sh1ng Ind1a Pnvate ltd

Publ1sh1ng Un1t 423 Grand Hyatt Mumba1 IN N/A c

M umba1 Support

IN

Harvard Center Shanghai Co Ltd 5th Fl HSBC Bldg Inti F1n Ctr No

Research 8

Support CH N/A c

Shanghai CH

Harvard Master Trust 1033 Massachusetts Avenue

I nv e s tme nts DE N/A c Cambndge, MA02138 04-2636388

HARVARD PRIVATE Cap1tal Properties II C/0 HARVARD MGT CO 600

I nv e s tme nts DE N/A c ATLANTIC AVE BOSTON, MA02210 04-3140558

Harvard Pnvate Cap1tal Properties III 600 Atlantic Avenue 15Th Floor I nv e s tme nts DE N/A c Boston, MA02210 76-0254935

Harvard U n1vers1ty Press LTD Vernon House 23 S1c1l1an

Book Avenue

D IStrlbUtlon UK N/A c

London UK

Harvard U n1vers1ty Press of New York C I 0 H u P res s 7 9 G a rd en 5 t Publ1sh1ng NY N/A c CAMBRIDGE, MA02138 13-3784301

Hb Cayman L1m1ted PO Box 309Gt

I nv e s tme nts CJ N/A c Grand Cayman

CJ

HMC Adage Manager Inc 600 Atlantic Avenue 15Th Floor

I nv e s tme nts DE N/A 5 Boston, MA02210 04-3567988

H PC Patron Scotland Lp 50 Loth1an Road E d1 nburg h I nv e s tme nts UK N/A c UK 98-0438748

Ind1a Capital 0 pportun1t1es I Ifs Court 28 C ybe rc 1ty

I nv e s tme nts MP N/A c Ebene, Ebene MP


(a) (b) (c) (d) (e)

(f) Name, address, and EIN of Pnmary Legal D 1rect

Type of Share oftotal

(g) (h) e nt1ty Share of Percentage




($) assets


Country)

Insolo Agro1ndustnal SA Av Pedroso De Moraes 1201 2 A nda Investments BR N/A c Sao Paulo BR

Invers1ones Braz1l Sa Villa Fontana Del Club Terraza 2 c Investments NU N/A c Managua NU

Invers1ones Cat1val Sa Villa Fontana Del Club Terraza 2 c Investments NU N/A c Managua NU

Invers1ones Coral Sa Villa Fontana Del Club Terraza 2 c Investments NU N/A c Managua NU

Invers1ones Santa R1ta Sa Villa Fontana Del Club Terraza 2 c Investments NU N/A c Managua NU

Invers1ones Tres Cumbres Ltda Los c onq u1s tad ores 1700 Sant1ago Investments CI N/A c CI 98-0446986

Invers1ones Tunuyan Sa Villa Fontana Del Club Terraza 2 c Investments NU N/A c Managua NU

IPE Agro1ndustnal Ltda Av Pedroso De Moraes 1201 2 A nda Investments BR N/A c Sao Paulo BR

Ka1ngaroa Timberlands c/o DLA Ph1ll1ps Fox PO Box 160 20

Investments NZ N/A c Auckland NZ 98-0412394

KTR L1m1ted (Fka V 1ne 1 Ltd) CO Walker House 87 Mary Street George Town Investments CJ N/A c Grand Cayman CJ

La A renosa Sa Villa Fontana Del Club Terraza 2 c Investments NU N/A c Managua NU

La Jacaranda Sa Villa Fontana Del Club Terraza 2 c Investments NU N/A c Managua NU

La Mora Sa Villa Fontana Del Club Terraza 2 c Investments NU N/A c Managua NU

La Zarza Sa Villa Fontana Del Club Terraza 2 c Investments NU N/A c Managua NU

Las Acac1as Sa V1lla Fontana Del Club Terraza 2 c Investments NU N/A c Managua NU

Las M 1s1ones SA CO PAGBM Su1pacha 1111-PISO 18

Investments AR N/A c Buenos A1res AR

Lasalle As1a 0 pportun1ty CaymaniLtd 87MaryStreet


Long Term Forest Partners C1a Ltd a Aven1da Patna E4-41 Y Aven1da

Investments EC N/A c Amaz Q UltO EC

LONGSTOCKING INVESTMENT C 0 R P 0 RAT !0 N C/0 HMC 600 ATLANTIC

Investments DE N/A s AVENUE BOSTON, MA02210 52-2116455

Los Almendros Sa Villa Fontana Del Club Terraza 2 c Investments NU N/A c Managua NU

Los A romos Sa V ilia Fontana Del Club Terraza 2 c Investments NU N/A c Managua NU

Los Arrayanes Sa Villa Fontana Del Club Terraza 2 c Investments NU N/A c Managua NU

Los Boldos SA Av Santa Mana 6350 3 Rd Floor

Investments CI N/A c Sant1ago CI

Los Laureles SA Av Los Conquistadores 1700 PISO 2 Investments CI N/A c Sant1ago CI

Los Laureles SA Villa Fontana Del Club Terraza 2 c Investments NU N/A c Managua NU

M 1dpac Resources I (Bv1) Ltd CO Harneys Corporate Serv1ces Ltd PO Box 71 Road Twon

Investments VI N/A c Tortola VI 98-0681728

M 1dpac Resources II (Bv1) Ltd CO Harneys Corporate Serv1ces PO Box 71 Road Twon

Investments VI N/A c Tortola VI 98-0681725

Nazare Agro1ndustnal Ltda Av Pedroso De Moraes 1201 2 A nda Investments BR N/A c Sao Paulo BR

NCH Agnbus1ness Investors Corp PO Box 309

Investments CJ N/A c George Town CJ 98-0559097

Neanderthal Investments 28 Cyberc1ty Cyberc1ty Ebene Investments MP N/A c MP 98-0607884


(a) (b) (c) (d) (e)

(f) Type of (g) (h)



related organ1zat10n act1v1ty Dom1c1le Controlling (C corp, S

1ncome end-of-year owners h1p


($) assets

Fore1gn Country)

or trust) ($)

New Vernon Ind1a (Cayman) Fund Lp CO Walkers Spv PO Box 908Gt Mary St Walker Hou


CJ 20-1577934

Ngl Holdings Inc CO Denham Cap1tal Mgmt 600 Trav1s Street Ste 2310 Investments DE N/A c Houston, TX77002 33-1101243

Ngl Supply Inc 6210 S Yale Su1te 805

Investments OK N/A c Tulsa, OK74136 73-1255805

N1carao I Ltd CO Maples & Calder Ugland HouseS Church Street Geo Investments CJ N/A c Grand Cayman CJ 98-0643167

N1carao II Ltd CO Maples &

Calder Ugland HouseS Church Street Geo Investments CJ N/A c Grand Cayman CJ 98-0643169

N1carao Ltd CO M a pies And Calder Ugland HouseS Church Street Geo Investments CJ N/A c Grand Cayman CJ 98-0643164

N1cateca Inc CO Walker House 87 Mary Street George Town Grand Cayman Investments CJ N/A c CJ 98-0520487

N 1cateca SA Villa Fontana Del Club Terraza 2 c Investments NU N/A c Managua NU

Old Lane HMAFF Lp CO M&C Corporate Serv1ces Ugland HouseS Church St George


CJ 98-0487 312

0 pera SA Villa Fontana Del Club Terraza 2 c Investments NU N/A c Managua NU

Patnot Interest Holdings Inc CO Denham Cap1tal Management 2 0 0 CIa rendon Street Investments MA N/A c Boston, MA02116 01-0938844

Perm1an M 1dstream Corporation CO Denham Cap1tal Management

Investments MA N/A c 2 0 0 CIa rendon Street Boston, MA02116 01-0938834

P1nares AARL Juncal1327 Floor 22 M ontev1deo Investments UY N/A c UY 98-0641950

Pradana Agroflorestal Ltda Rua Lu1z Dodero 28 Sala 3 Cep 790

Investments BR N/A c Campo Grande, Ms BR 98-0642732

Quebrada Honda Sa Av Santa Mana 6350 3Rd Floor

Investments CI N/A c Sant1ago CI

Quebrada ReloJera SA PISO 4 OfiCina 4 EdlfiCIO Dr JJ Va

Investments PM N/A c Cale1don1a PM

QUEBRADA TANQUE SA C/0 HMC 600 ATLANTIC

Investments PM N/A c AVENUE BOSTON, MA02210

Represa Properties Ltd PO Box 309Gt S Church St Gear

Investments CJ N/A c Grand Cayman CJ

Represa Propnedades E Empreend1mentos Imob1l1anos Ltd a

Investments BR N/A c Av Pred1ente Wilson 210 4Th An R1o De Jane1ro BR

Romply Merops SRL 133 Calea Serban Voda Central Bus1

Investments RO N/A c Bucharest RO 98-0646095

Round Table Asset Recovery Fund Ltd Windward I 2Nd Floor West Bay

Investments CJ N/A c Roa Grand Cayman CJ

Round Table Global Macro Fund Ltd Windward I 2Nd Floor West Bay

Investments CJ N/A c Roa Grand Cayman CJ

Sante Fe Reforestation SA PISO 4 of1c1na 4 Ed1f1c1o Dr JJ Va


Scolopax SRL Brasov 8 V1ctone1 St B1 42 BIS

Investments RO N/A c Brasov County RO

Serra Grande Agro1ndustnal Ltda Av Pedroso De M oraes 1201 2 A nda Investments BR N/A c Sao Paulo BR

S 1a E mpetrum Indul1s Sermuksn1s KareiVJU 8 Tals1 Investments LG N/A c LG 98-0648693

Sleuteldraa1 Landgoed (Edms) Bpk 71 Steenbok Avenue Investments SF N/A c Monument Park SF

Soc1edad Explotadora Agncola Spa Av Los Conquistadores 1700 PISO 2 Investments CI N/A c Sant1ago CI 98-0632838

Sorot1vo Agropecuana Ltda Fazenda IPE S/N Xona Rural-Ba1xa Investments BR N/A c p laUI BR

Sustainable Forestry SA P1so 4 of1c1na 4 Ed1f1c1o Dr JJ Va



(a) (b) (c) (d) (e)

(f) Type of (g) (h)






($) assets


Country)

Sustainable Teak Part1c1pacoes Ltda Av Pedroso De Moraes 1202

Investments BR N/A c Sao Paulo BR 98-0639215

Sustainable Timbers SA P1so 4 0 f1c1na 4 Ed1f1c1o Dr ]J Va Investments PM N/A c Republica De Panama PM

Tdr Scotland Lp CO Tdr Capital 1 Stanhope Gate W1K 1Af

Investments UK N/A c London, London UK 98-0471766

Terena SA Juncal1327 PISO 22 11000

Investments UY N/A c Montevideo UY

Un1teca Agroflorestal SA Aven1da Governador Ponce de Arruda Investments BR N/A c Mato Grosso BR

Venwaste Lp CO Jordans 20-22 Bedford Row Weir 4Js London, London Investments UK N/A c UK 98-0656246

VINE2LTD C/0 HMC 600 ATLANTIC

Investments CJ N/A c AVENUE BOSTON, MA02210

V 1sta Verde A gro1ndustnal Ltd a Av Pedroso De Moraes 1201 2

Investments BR N/A c A nda Sao Paulo BR

Wharton County Power Partners GP Inc 20 0 Clarendon St 25th Fl Investments DE N/A c Boston, MA02116 41-2086348

Additional Data

Software ID:

Software Version:

EIN: 23-7361259


Form 990, Part VII- Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors

(A) Name and T1tle

Jane L M endlllo D1rector,CEO & Pres1dent

James F Rothenberg Director & Cha1r

John Y Campbell D 1rector

Drew G1lp1n Faust D 1rector

Edward C Forst D 1rector

Jacob G oldf1e ld D 1rector

W1ll1am W Helman D 1rector

Glenn H Hutch1ns D 1rector

RobertS Kaplan D 1rector

Kathenne N Lapp D 1rector

Martin L Le1bow1tz D 1rector

Jay 0 L1ght D 1rector

Peter A Nadosy D 1rector

H 1lda 0 c hoa- Bnlle mbourg D 1rector

Dan1el Shore D 1rector

Robert A Ettl C 0 0 & T rea s u re r

Kathryn I Murtagh ceo & Clerk

Stephen Blyth Man D1r -Int Platform

AndrewG W1ltsh1re Man D1r -Ext Platform

Steven A A I penn Man D1r Emerg1ng Markets

Peter F Dolan Man D1r Pnvate Equ1ty

Gra1g A Fantuzz1 SV P - FI Relat1ve Value

Apoorva K Kot1cha Man D1r -Inti FI

M arc P S e 1 d n e r Man D1r -Domestic FI

Dan1el V Kelly Former Clerk

(B) Average

hours per

week

40 00

1 00

1 00

1 00

1 00

1 00

1 00

1 00

1 00

1 00

1 00

1 00

1 00

1 00

1 00

40 00

40 00

40 00

40 00

40 00

40 00

40 00

40 00

40 00

0 00

(C) Pos1t1on (check all

that apply)

X X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

X

(D) Reportable

compensation from the

organ1zat1on (W-2/1099-MISC)

3,498,269

0

0

0

0

0

0

0

0

0

0

0

0

0

0

1,685, 712

843,151

8,443,253

1,600,869

6,848,872

1,599,340

2, 725,215

4,467,157

2,904,927

747,849

(E) Reportable

compensation from related

organ1zat1ons (W- 2/1099-

MISC)

0

0

328,000

714,197

509,095

0

0

0

232,529

183,045

0

494,451

0

0

278,577

0

0

0

0

0

0

0

0

0

0

(F) Est1mated

amount of other compensation

from the organ1zat1on and

related organ1zat1ons

1,256,114

0

54,680

160,362

48,285

0

0

0

49,819

13,934

0

55,780

0

0

52,339

23,564

31,933

42,512

43,064

42,632

42,632

37,363

47,373

21,181

34,065

2009 form 990 for harvard management company

Documents

organ1zat1on

state

orgamzat1on