19 elements of p&g audit dt15!1!10
TRANSCRIPT
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19 Key elements Of
19 Key elements OfOfP&GOfP&G
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Quality Assurance 19 KEY elementsQuality Assurance 19 KEY elements1- Leadership
2- Training
3-Building facilities, equipment Design and installations
4-Technical Standards
5-Written procedures
6-Validation
7-Housekeeping, Pest control Sanitization & Maintenance
8- Materials
9-Making operations
10-Packing operations10-Packing operations
11-Storage & Handling of Finished products
12-Laboratory Control
13-Process Control
14-In process & Finished Product Release & control
15-Records
16-Self improvement program
17-Consumer & Customer Learning & Response
18-Quality system Results tracking and improvement
19-Accountability for contractors
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Key Element # 1
Leadership
Key Element # 1
LeadershipLeadershipLeadership
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All individual should target producing “Right First Time” product
- Defines Site’s Quality Strategy and Goals
Clear Communication Of A Commitment to Quality “Right
First time” product
Clear Communication Of A Commitment to Quality “Right
First time” product
- Defines Site’s Quality Strategy and Goals- Establishes Clear Responsibilities for Quality- Gaps Identified and Acted on Promptly
Organizational Design & CapabilityOrganizational Design & Capability
Recognition Of Quality ContributionsRecognition Of Quality Contributions
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What To CheckWhat To Check
• The performance behavior of leadership
demonstrates a commitment to quality
• Leadership ensures quality responsibilities are
adequately staffed for all areas of the businessadequately staffed for all areas of the business
• Is there a quality improvement process? Does
management play a role in this effort?
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Key Element # 2
Training
Key Element # 2
TrainingTrainingTraining
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Why is Training & why it is Important?
Why is Training & why it is Important?
It is combination of Education, Training and Practical experience.
� To ensure individuals are capable of doing the job
� Part of Continual Improvement
� To help individual improve and progress through the organisation� To help individual improve and progress through the organisation
� To reduce error and rework
� To promote efficient operations
� To build capability within the organisation
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What To CheckWhat To Check
� All employees have received sufficient training (including QAKE) to perform their assigned functions
� Employees are qualified for their particular job function (including written test or on the job assessment)
� All employees have received training in contamination prevention (i.e., proper handling of product)
� There is a system to ensure new employees are informed of responsibilities and expectations
� There is a system to ensure new employees are informed of responsibilities and expectations
� Training records are kept
� As appropriate personnel have training in special skill areas such as microbiology, statistics etc.
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Key Element # 3
Building Facilities,
Key Element # 3
Building Facilities, Building Facilities, Equipment Design &
Installation
Building Facilities, Equipment Design &
Installation
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What To CheckWhat To Check• The facility does not have design flaws that lend itself to
contamination
• Facilities are adequate lit, ventilated for the work beingdone
• Sufficient space must be provided around and beneath• Sufficient space must be provided around and beneathequipment to facilitate proper operation, maintenance,cleaning, sanitization and prevent mix-ups
• Facilities designed to handle micro susceptible products(ex. water, packing line equipment
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Key Element # 4
Technical Standards
Key Element # 4
Technical StandardsTechnical StandardsTechnical Standards
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What To CheckWhat To Check• Procedures are in place to ensure that only current, approve
specifications and standards are being used
• Approved, current formula cards & specifications are being used toproduce and/or package the product
• Specifications are defined and tested against to ensure the qualityand safety of the product
• The product meets all regulatory requirements• The product meets all regulatory requirements
• Validated test methods are being used to evaluate raw materials, bulkand finished product
• Stability testing has been conducted to support the stability of thefinished product
• Master standards are used to evaluate product quality
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Key Element # 5
Written Procedures
Key Element # 5
Written Procedures Written Procedures (SOP)
Written Procedures (SOP)
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What To CheckWhat To Check
• Approved procedures covering all appropriateoperations/regulations are current and in place
• Written procedures match actual practice?
• Approved procedures are reviewed regularly
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Key Element # 6Key Element # 6
ValidationValidation
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What Needs to Be Validated?What Needs to Be Validated?• Products/processes
• Laboratory/testing methods
• Storage conditions (e.g. HVAC - Heating, Ventilating, Air
Conditioning)Conditioning)
• Cleaning & sanitization procedures
• Computer systems
• Other critical procedures
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Process Validation
Installation Installation Qualification (IQ)Qualification (IQ)Process Validation
Installation Installation Qualification (IQ)Qualification (IQ)
• Static check that equipment meets design intent
• Equipment properly installed
• Non-reactivity of equipment
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Process Validation
Operational Operational Qualification (OQ)Qualification (OQ)Process Validation
Operational Operational Qualification (OQ)Qualification (OQ)
• Dynamic check that equipment performs as designed
• Equipment capable of operating within limits of
processprocess
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Process Validation
Performance Qualification (PQ)Performance Qualification (PQ)Process Validation
Performance Qualification (PQ)Performance Qualification (PQ)
• Demonstrates that product or process consistently
meets specification
• Demonstrate sustainable performance over time
(example, “Three Batch” criteria)
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Process ValidationProcess Validation CQVCQV
IQ + OQ = Commissioning
PQ = Qualification
Process ValidationProcess Validation
PQ = Qualification
Centerlining = Verification
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What To CheckWhat To Check
• Can our supplier demonstrate consistency in their processes:
– Making
– Packing
– cleaning & sanitizing – cleaning & sanitizing
• Is there a validation process that does IQ,OQ, PQ
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Key Element # 7
Housekeeping, Pest
Key Element # 7
Housekeeping, Pest Housekeeping, Pest Control, Sanitization &
Maintenance
Housekeeping, Pest Control, Sanitization &
Maintenance
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What To CheckWhat To Check• Evidence of effective pest control procedures
– No evidence of infestation
– Electrocuters in place
– Rodent traps visible
• Evidence of leaky walls, roofs or ceilings exist or nor chipping, flakingpaint is evident
• Evidence of effective housekeeping in the facility
• Exterior doors (including dock doors) are closed when not in use, orinsect screens are used to protect openings
• Evidence of standing water in & around building
• The warehouse has a neat and orderly appearance
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Key Element # 8Key Element # 8
Starting MaterialsStarting Materials
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What To CheckWhat To Check• Starting materials are correctly labeled by our supplier as per
specifications
• Materials have a unique number and are clearly labeled as to theiridentity and corresponding expiration date
• The site has a positive release system for all materials before they areused
• The site has a system for the appropriate storage and disposition of• The site has a system for the appropriate storage and disposition ofmaterials
• All starting materials are properly stored, off the floor and away fromwalls
• The site uses a First In, First Out (FIFO) system for material distributionand use
• All materials in the making operation are approved for use
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Key Element # 9Making Operation
Key Element # 9Making Operation
1010Key Element # 10Packing Operation
Key Element # 10Packing Operation
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What To Check - MakingWhat To Check - Making
• Employees are properly attired for the making operation and are demonstrating good hygienic practices
• All equipment in the making process is properly designed for its intended use.
• Appropriate line clearance procedures are in place during the making operation
• The making operation is being conducted in accordance with an approved formula card
• The site has written cleaning & sanitizing procedures for its equipment
• Cleaning agents are safe and do not enter the product stream.
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What To Check - PackingWhat To Check - Packing
• Employees are properly attired for thepacking operation are following goodhygienic practices
• Appropriate line clearance procedures are inplace and are being followed during thepacking operationplace and are being followed during thepacking operation
• All packing materials are approved for use
• Lot coding is conducted as part of thepacking operation
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Key Element # 11
Storage & Handling of
Key Element # 11
Storage & Handling of Storage & Handling of Finished Product
Storage & Handling of Finished Product
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Loading OperationsLoading Operations• Delivery vehicle Inspection
– Vehicles free from:
• Strong odours, Structural damage,
Pests , Dirt, water or other
contamination
• Other unauthorised goods ormaterials
Oil
Water
Other materials
• Load Protection
– Standard loading procedures
– FLT driver training
– Void fillers & other devices
– No loose items
– Vehicle not over-loaded
Other materials
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What To CheckWhat To Check
• Approved product is segregated fromproduct pending and rejected product inthe warehouse
• Procedures are in place to ensure thatapproved product is shipped to theapproved product is shipped to theappropriate location
• Approved product is shipped on a FIFObasis
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Key Element # 12
Laboratory Controls
Key Element # 12
Laboratory ControlsLaboratory ControlsLaboratory Controls
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What To CheckWhat To Check
• Equipment is qualified prior to use to ensure that it isoperating within the appropriate ranges
• Equipment is maintained to ensure that it is functioningproperly and prevents product contamination
• Test methods being used are validated or have• Test methods being used are validated or havedemonstrated the ability to produce consistent, reliableresults
• A procedure exists for handling out-of specificationresults
• Staff would be competent to perform the analysesrequired for the new product
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Key Element # 13Key Element # 13
Process ControlsProcess Controls
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PCS Development – 4 M ‘ s Factors PCS Development – 4 M ‘ s Factors
• Machinery’s Centerline
• Materials Variability
• Methods of:
Materials AdditionMaterials Addition
Analytical Method variability
Start-ups, shut down, re-processes
• People Qualification ( HuMan )
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What To CheckWhat To Check
• There is a documented system in place to ensure thatall defined process are not modified or changedwithout the appropriate review, notification or re-qualification where required
• The suppliers demonstrates an understanding ofprocess control concepts (ex. sampling, data basedprocess control concepts (ex. sampling, data basedcenterlines.
• Process documentation is reviewed and updatedperiodically to reflect new learning’s or process/designchanges
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Key Element # 14
In-Process & Finished
Key Element # 14
In-Process & Finished In-Process & Finished Product Release &
Control
In-Process & Finished Product Release &
Control
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What To CheckWhat To Check
• A positive release system is in place forshipping approved product
• There is an out of specification, hold/release• There is an out of specification, hold/releaseprocedure
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Key Element # 15Key Element # 15
RecordsRecords
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What To CheckWhat To Check• Cleaning & Sanitizing records are available to demonstrate cleaning &
sanitizing of equipment and for traceability for problem solving
• Making & packing Master Production Records are kept for each lot of product produced to ensure traceability and reproducibility of the batch
• Records are maintained documenting testing conducted on the product and corresponding results to support the approval and release of the product
• Out-of-specification investigations and deviations to the making and packing operations are appropriately documented.
• Consumer complaint investigations are appropriately documented
• Records are kept on all receipts and usage of materials
• Records of maintenance and calibration operations are documented
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Key Element # 16Key Element # 16
Self-Improvement Program
Self-Improvement Program
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What To CheckWhat To Check
• A regular internal auditing system,carried out by qualified individuals, is inplace that identifies and corrects anydeficiencies present in the site’s qualitysystems and causessystems and causes
• permanent systemic solutions to beimplemented
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Key Element # 17
Consumer & Customer
Key Element # 17
Consumer & Customer Consumer & Customer Learning & ResponseConsumer & Customer Learning & Response
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What To CheckWhat To Check
• The site has a process, utilizing the
appropriate management and technical
resources, to appropriately receive,resources, to appropriately receive,
investigate, document, and follow-up on
customer and consumer complaints
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Key Element # 18
Quality System
Key Element # 18
Quality System Quality System Results Tracking &
Improvement
Quality System Results Tracking &
Improvement
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What To CheckWhat To Check
• A system exists to define and/or trackcritical quality measures
• A system exists to monitor results andprogress from the SIP processprogress from the SIP process
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Key Element # 19
Accountability for
Key Element # 19
Accountability for Accountability for Contractors
Accountability for Contractors
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What To CheckWhat To Check• All sub-contractors used by the contractor to
manufacture finished or semi finished goodsare evaluated and held accountable to thesame standards as the primary contractor
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Thanks..Thanks..
All the BestAll the Best