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    HSUPA Technology

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    Contents

    1 Architecture of the HSUPA..........................................................................................................................1

    2 Basic Principle of the HSUPA......................................................................................................................3

    2.1 Physical Channels Introduced to the HSUPA..........................................................................................3

    2.1.1 Introduction to the E-DPDCH (E-DCH Dedicated Physical Data Channel)...........................3

    2.1.2 Introduction to E-DPCCH Channel (E-DCH Dedicated Physical Control Channel)..............4

    2.1.3 Introduction to the E-AGCH Channel (E-DCH Absolute Grant Channel)..............................5

    2.1.4 Introduction to E-RGCH (E-DCH Relative Grant Channel)...................................................5

    2.1.5 Introduction to E-HICH (E-DCH HARQ Acknowledge Indication Channel)........................6

    2.2 Basic Principles of the HSUPA................................................................................................................7

    3 Basic Functions of the HSUPA...................................................................................................................11

    3.1 HSUPA Common Carrier with R99.......................................................................................................11

    3.2 HSUPA Dedicated Carrier......................................................................................................................11

    3.3 HSUPA cell indicator in idle mode........................................................................................................12

    3.4 HSUPA UE Category Support...............................................................................................................12

    3.5 HSUPA 2ms TTI....................................................................................................................................12

    3.6 HSUPA HARQ.......................................................................................................................................13

    3.7 PS Interactive/Background Service over HSUPA.................................................................................13

    3.8 PS Streaming Service over HSUPA.......................................................................................................14

    3.9 RAB Combination for CS over DCH and PS over HSUPA..................................................................14

    4 HSUPA Mobility Management..................................................................................................................15

    4.1 E-DCH Serving Cell Change.................................................................................................................15

    4.2 Switching between E-DCH and DCH...................................................................................................17

    5 Key Calculations and Algorithms in Node B...........................................................................................19

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    5.1 Introduction to HARQ...........................................................................................................................19

    5.2 HSUPA E-AGCH CLPC........................................................................................................................21

    5.3 HSUPA E-RGCH/HICH CLPC.............................................................................................................23

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    1 Architecture of the HSUPA

    HSUPA is the enhanced uplink technology of the WCDMA. In system architecture, the

    HSUPA differs from the R99/R4 in which it adds two new MAC entities. That is, it

    introduces MAC-e to the Node B and MAC-es to the SRNC. Figure 1 -1 shows the

    architecture of the HSUPA protocol.

    PHY PHY

    EDCH FP EDCH FP

    IubUE NodeBUu

    DCCH

    DTCH

    TNL TNL

    DTCHDCCH

    MAC-e

    SRNC

    MAC-d

    MAC-e

    MAC-d

    MAC-es /MAC-e

    MAC-es

    Iur

    TNL TNL

    DRNC

    Figure 1-1 Architecture of the HSUPA protocol

    From the architecture of Figure 1 -1, you can find that the HSUPA differs from the

    R99/R4 in which the MAC-e and MAC-es have been introduced to the Node B and

    SRNC respectively. The MAC-e entity of the Node B is mainly responsible for HARQ

    retransmission, scheduling, and demultiplexing of MAC-e; the MAC-es entity of the

    SRNC is mainly responsible for re-ordering and the macro diversity combination.

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    2 Basic Principle of the HSUPA

    2.1 Physical Channels Introduced to the HSUPA

    To realize the functions and attributes of HSUPA, 3GPP R6 introduces five new

    physical channels to the physical layer: In the uplink, it adds a dedicated data channel

    E-DPDCH (up to 4 E-DPDCHs for each UE) and a dedicated control channel E-

    DPCCH for the UEs especially; in the downlink, it adds the common physical channels

    E-HICH, E-AGCH, and E-RGCH.

    The E-DPDCH is an uplink physical channel for carrying the E-DCH data

    especially;

    The E-DPCCH is an uplink control channel for carrying the E-DCH control

    information especially;

    The E-AGCH is a downlink common physical channel for carrying the E-DCH

    absolute grant data;

    The E-RGCH is a downlink physical channel for carrying the E-DCH relative

    grant data especially;

    The E-HICH is a downlink physical channel for carrying the E-DCH HARQ

    acknowledgement indications;

    2.1.1 Introduction to the E-DPDCH (E-DCH Dedicated Physical Data Channel)

    E-DPDCH is used to carry uplink data and its spreading factor ranges from 2 to 256.

    The spread factor is in reverse proportion to the carried traffic volume. The modulation

    mode of E-DPDCH is BPSK. Similar to HSDPA, the channel also introduces 2ms TTI

    while reserving 10ms TTI. Figure 2 -2 shows the structure of the E-DPDCH channel.

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    Figure 2-2 Structure of the E-DPDCH

    When the spreading factor is 2 or 4, the E-DPDCH supports multi-code transmission.

    When adopting multi-code transmission, the E-DPDCH supports the maximum

    configuration of 2SF2 + 2SF4.

    Table 2-1 Timeslot format of E-DPDCH channel

    2.1.2 Introduction to E-DPCCH Channel (E-DCH Dedicated Physical ControlChannel)

    Figure 2 -3 shows the structure of the E-DPCCH channel. The E-DPCCH channel is

    used to carry the control information of the E-DCH.

    E-TFCI: the transmission format combination indicator of the E-DCH channel (7bit)

    RSN: HARQ retransmission sequence number (2bit)

    Happy Bit: scheduling feedback bit from the UE (1bit)

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    Chapter 5 Key Calculations and Algorithms in Node B

    Figure 2-3 Structure of E-DPCCH channel

    The E-DPCCH adopts the spreading factor of 256 invariably. The modulation mode isBPSK. Similar to the E-DPDCH, the E-DPCCH supports 2ms TTI and reserves 10ms

    TTI.

    2.1.3 Introduction to the E-AGCH Channel (E-DCH Absolute Grant Channel)

    E-AGCH is a downlink common physical channel for carrying E-DCH absolute grant

    information. The channel only exists in the serving cells of E-DCH. Figure 2 -4 shows

    the structure of the E-AGCH channel.

    Figure 2-4 Structure of E-AGCH

    E-AGCH adopts a spreading factor of 256 invariably and the modulation mode of

    BPSK. The absolute grant information consists of a grant value (5 bits) and process

    activation indicator (1 bit). The process activation indication bit is used to indicate

    whether the absolute grant targets at a specific HARQ process or all HARQ processes.

    2.1.4 Introduction to E-RGCH (E-DCH Relative Grant Channel)

    E-RGCH is a downlink physical channel for carrying E-DCH relative grant

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    HSUPA Technology

    information. Figure 2 -5 shows the frame structure of the E-RGCH.

    Figure 2-5 Structure of E-RGCH channel

    E-RGCH adopts a spreading factor of 128 and the modulation of QPSK invariably. The

    E-RGCH channel sends an absolute grant for every 3, 12, or 15 consecutive timeslots

    and sends 40 three-state-value sequences for every slot. The channels are divided into

    two types: E-RGCH in the serving cell and E-RGCH in the non-serving cell. E-RGCH

    in the serving cell can carry instructions (UP, HOLD, and DOWN) of increasing,

    keeping, and decreasing the power of a UE. E-RGCH in the non-serving cell is used to

    carry cell payload indication information and instructions of keeping and decreasing

    the power of a UE. The UE can receive relative grant information from serving cells

    and non-serving cells and combine the received grant information.

    The setting of TTI decides the mode in which the E-RGCH relative grant information

    is sent.

    When TTI is 2 ms, the relative grant information from the serving cell is sent once

    every 2 ms.

    When TTI is 10 ms, the relative grant information from the serving cell must be

    sent within 12 timeslots, that is, the relative grant instruction is sent once every 8

    ms.

    The relative grant information from the non-serving cell must be sent within 15

    timeslots, that is, the relative grant instruction is sent once every 10 ms.

    2.1.5 Introduction to E-HICH (E-DCH HARQ Acknowledge Indication Channel)

    E-HICH channel is a downlink physical channel carrying HARQ confirmation

    indication (ACK and NACK). An HARQ confirmation indication is carried over 3 or

    12 consecutive timeslots corresponding to TTI of 2ms or 10ms respectively.. In RLS

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    Chapter 5 Key Calculations and Algorithms in Node B

    containing serving cells, the HARQ confirmation indication value is 1 (ACK) or -1

    (NACK); in RLS with non-service E-DCH, the HARQ acknowledge indication value is

    1 (ACK) or 0 (NACK).

    E-HICH adopts the spreading factor of 128 and the modulation of QPSK invariably

    and has the same structure as the E-RGCH. If an E-RGCH channel and an E-HICH

    channel target at the same UE, they share the same spreading factor of 128. They are

    distinguished from each other through different signature sequences.

    2.2 Basic Principles of the HSUPA

    During the working process of HSUPA, UE first sends scheduling messages to the

    Node B over the E-DPDCH channel. The parameters PeriodSIG, PeriodSING are

    configured to UE for sending period of scheduling messages. The scheduling message

    includes 4-bit-long high priority logic channel ID, 9-bit-long UE buffer occupancy

    status (including 5-bit-long Total E-DCH Buffer Status, namely TEBS, and 4-bit-long

    Highest priority Logical channel Buffer Status, namely HLBS), 5-bits-long UE power

    status, and the scheduling request of the Happy bit carried over the E-DPCCH for

    requesting the Node B to distribute resources. The parameterHappyBitDelCond is

    configured to UE for reporting delay of the Happy bit.

    The serving Node B decides the scheduling grant according to the QoS information and

    scheduling request information of the UE. The scheduling grant has the following

    attributes:

    The scheduling grant is limited to the selection of E-DCH TFC and is not used in

    the selection of DCH TFC;

    The scheduling grant controls the maximum E-DPDCH/DPCCH power ratio of

    the activating process. In case of non-activating process, the power ratio is 0 and

    the UE is prohibited to send data;

    All grants are certain and the scheduling grant can be sent at the interval of TTI or

    lower frequency.

    The scheduling grant sent by the Node B can be divided into two categories: absolute

    grant and relative grant. The former is the absolute limitation on the maximum

    resources available to the UE; the later increases or reduces the value of the previous

    grant. The absolute grant is sent by the serving cell of the serving E-DCH and is

    effective to a UE, a group of UEs, or all UEs. The relative grant (updating) is sent by

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    Chapter 5 Key Calculations and Algorithms in Node B

    HSUPA at both the UE and network side.

    E-DCH active set: the cell set carried by the E-DCH between the Node B and theUE. E-DCH active set can be a sub-set of the DCH active set.

    E-DCH serving cell: the cell where the UE receives the absolute grants. The UE

    has only one E-DCH serving cell.

    E-DCH serving RLS: a group of RLs containing the E-DCH serving cell. It is

    generally the cell set of the E-DCH active set under the Node B of the E-DCH

    serving cell.

    Non-serving E-DCH RLS: the E-DCH cell set of all non-serving E-DCH RLS

    under the Node B which no E-DCH serving cell.

    The HSUPA is characterized by the scheduling under control of the Node B. The

    following describes the scheduling process:

    A UE has an E-DCH serving cell. The Node B of the E-DCH serving cell is

    responsible for E-DCH scheduling. The E-DCH serving cell sends scheduling

    command (namely absolute grant) over the downlink E-AGCH channel to the UE.

    The absolute grant specifies the absolute value of the maximum resources

    available to a UE. The absolute grant includes E-RNTI and maximum transmit

    power of the UE.

    The E-DCH serving cell and non-E-DCH serving cell send relative grant over the

    downlink E-RGCH channel to the UE. The relative grant is used to adjust the

    absolute grant. The values of the relative grant include UP, HOLD, and DOWN.

    Only serving E-DCH RLS can send UP; while non-serving E-DCH RLS can only

    send HOLD or DOWN. When the uplink payload is too large, the non-serving E-

    DCH RLS sends DOWN.

    Upon receiving the grant information, the UE makes a choice in respect of the E-

    TFC, sends data (including resent data) over the E-DPDCH, sends the E-TFC

    information over E-DPCCH, and sends HARQ RV (RSN) and the Happy bit. The

    Happy bit is used to inform Node B whether the UE are satisfied with the

    allocated resources and grants or not, that is, whether higher grant is needed.

    The Node B performs combination for the E-DCH data received by different cells

    of the Node B and submits it to the Mac-e for processing. Each UE has a Mac-e in

    Node B. The Mac-e demultiplexes Mac-e PDU into MAC-es PDU and sends it to

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    3 Basic Functions of the HSUPA

    3.1 HSUPA Common Carrier with R99

    Carrier frequency sharing between the HSUPA and R99 means that the cell can provide

    uplink R99 service and HSUPA service simultaneously and can allocate common

    resources reasonably between the R99 and the HSUPA. These common resources

    include transmit power and downlink channels of E-AGCH, E-RGCH and E-HICH,

    transport bandwidth of the Iub interface, and uplink interference of the cell.

    The HSUPA is generally used with the HSDPA. If you use the RAN and have

    purchased the license of the HSUPA basic function package, you can enable the

    HSUPA function in a cell supporting the HSDPA. By configuring the parameter

    HspaSptMeth in OMCR, you can enable a cell to support both R99 and HSUPA

    services simultaneously. The perfect RRM algorithm can guarantee reasonable

    allocation of cell common resources between these two types of services.

    3.2 HSUPA Dedicated Carrier

    The HSUPA is generally used with the HSDPA together. You can adopt the same carrier

    frequency for the R99 and HSUPA to realize R99 and HSUPA services simultaneously

    or use different carrier frequency for them to support HSUPA/HSDPA service only.

    When the operator has more frequency resources than what are needed by the R99

    service, it can adopt different frequencies for HSUPA/HSDPA service. Since the

    frequency utilization efficiency of the E-DCH is higher than that of the DCH, the

    operator can obtain higher uplink peak rate and cell throughput, improve the QoS ofthe service, and reduce the cost of high speed data service.

    To realize the traditional CS service and low-speed PS service carried on the DCH, it is

    also need a frequency to carry R99 service. RAN provides access of different

    frequencies for the users according to the service type.

    If you use the RAN and have purchased the license of the HSUPA basic function

    package, you can enable the HSUPA function for a cell. By configuring the parameter

    HspaSptMeth in OMCR, you can enable a cell to support HSUPA/HSDPA only. The

    cell does not support the R99 service separately but supports concurrent provisioning

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    of the CS services and the PS services

    3.3 HSUPA cell indicator in idle mode

    The indicator of a HSUPA cell can be broadcasted through the system message SIB5 or

    SIB5bis. When searching cells, the terminal can figure out whether a cell supports the

    HSUPA service according to the indicator and then selects a desired cell accordingly.

    For example, a user holding the HSUPA data card can search the carrier frequency

    supporting the HSUPA service within a sector. The terminal decides the policy of

    selecting a cell according to the capability of cells.

    3.4 HSUPA UE Category Support

    RAN supports all HSUPA terminal category levels of the 3GPP protocol. The category

    levels reflect the extent to which a terminal supports the HSUPA service. RNC

    configures the Maximum Set of E-DPDCHs (NBAP IE) to Node B according to the

    minimum SF between the SF supported by UE category and the SF required by the

    MBR in RAB ASSIGNMENT REQUEST.

    Figure 3-7 Requirements of 3GPP on HSUPA UE categories

    3.5 HSUPA 2ms TTI

    RAN supports the HSUPA with the TTI of 2ms. Each cell can be configured supporting

    2ms TTI or not by the parameter Tti2msSuptInd. Each service can be configured 2ms

    TTI or 10ms TTI by the parameterETTI.

    When adopting 2ms short frame, the HSUPA can reduce the transmission time delay.

    As a result, the air interface can transmit data at a time delay smaller than that of 10ms

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    Chapter 5 Key Calculations and Algorithms in Node B

    frame, and the frame alignment time during the data framing of the transmitter also

    decreases. The use of 2ms frame can reduce the Round Trip Time (RTT) of HARQ

    process under the control of the Node B and decrease the scheduling response time. In

    contrast to 10ms frame, 2ms frame can more effectively utilize the resources and obtain

    larger system capacity.

    The 2ms TTI HSUPA adopts the scheduling interval of 2ms. The Node B specifies the

    value of Rate Grant (RG) according to the payload of the current cell and sends it to the

    user. With the increase of cell load, the 2ms TTI HSUPA, in contrast to the 10ms TTI

    HSUPA, can improve the performance generated from the cell throughput. Obviously,

    the smaller the TTI, the larger the performance will be.

    3.6 HSUPA HARQ

    The HSUPA adopts a fast HARQ which allows the Node B to fast retransmit data

    wrongly received. The fast HARQ is implemented in the MAC-e layer, which is

    terminated at the Node B. In the traditional R99, the data packets are retransmitted by

    the Radial Link Controller (RLC) under the control of the RNC. In the

    acknowledgement mode, the RLC retransmits the RLC signaling and data from the Iub

    interface with the time delay of more than 100ms. The retransmission time delay ofHARQ(the retransmission time delay of 10ms TTI is 40ms; the retransmission time

    delay of 2ms TTI is 16ms) is much shorter than the retransmission time delay in the

    RLC layer, greatly reducing the time delay jittering of TCP/IP service and services

    sensitive to response time.

    3.7 PS Interactive/Background Service over HSUPA

    HSUPA services are carried over the enhanced dedicated channel E-DCH. Adopting the

    BPSK modulation and HARQ, the E-DCH channel provides higher bit rate and enables

    multiple users to share the load of uplink cells, which make it suitable to carry

    interactive and background services with the high bursting feature. The peak rate of the

    channel can effectively improve the QoS.

    RAN supports the maximum uplink bit rate of 5.76Mbps. But the actual maximum bit

    rate available to users depends on the capability level of the terminal, the maximum bit

    rate (MBR) subscribed in the core network (CN), payload of the system, and the radio

    environment at the time of access.

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    HSUPA Technology

    3.8 PS Streaming Service over HSUPA

    RAN supports carrying PS streaming services over E-DCH channel.

    The PS streaming service requires guaranteed transmission bit rate and smaller time

    delay. According to the RAB parameters assigned by the CN, the RNC sends the GBR

    configured for the PS streaming service to the Node B, instructs the service to use the

    non-scheduling grants, so as to guarantee that the PS streaming service enjoys the

    priority in the scheduling by the Node B and meets the requirement of GBR. The

    mapping of scheduling priority is related to the QoS mapping of the RRM.

    3.9 RAB Combination for CS over DCH and PS over HSUPARAN supports concurrent provisioning of the CS services and the PS I/B/S services

    carried over the HSUPA. The CS services include:

    CS AMR voice conversation services

    CS data conversation services, such as video telephony service

    CS data streaming service, such as FAX service

    CS WAMR voice conversation services

    The current provisioning of one CS service and up to three PS services is supported.

    When the CS services and the PS services carried over HSUPA channel are provided

    concurrently, the actual maximum bit rate of the uplink PS services depends on the

    capability level of the terminal, the MBR subscribed in the core network (CN), payload

    of the system, and the radio environment at the time of access.

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    4 HSUPA Mobility Management

    RAN supports seamless handover of a UE inside the coverage of the HSUPA, between

    the coverage of HSUPA and R5/R99, and between the coverage of HSUPA and 2G.

    The cell attribute (HspaSptMeth) of the HSUPA coverage can be set to Support

    HSUPA, HSDPA and DCH, or Support HSUPA and HSDPA; the cell attribute

    (HspaSptMeth) of the HSDPA coverage can be set to Support HSDPA and DCH,

    Support HSDPA only, Support HSUPA, HSDPA and DCH, or Support HSUPA and

    HSDPA; the cell attribute (HspaSptMeth) of R99 can be set toNot Support HSUPA and

    HSDPA.

    For improving the compatibility of HSUPA over Iur, RAN supplies two more

    parametersRNCFEATSWITCH2, RNCFEATSWITCH4 which can be configured based

    neighbor RNC. The RNCFEATSWITCH2 is used to configure the neighbor RNC

    support HSUPA or not. If the neighbor RNC doesnt support HSUPA, RNC will

    transfer EDCH to DCH before do the Iur signaling flow. The RNCFEATSWITCH4 is

    configured to use DSCR or not when doing hard handover SRNS relocation for HS-

    DSCH configuration.

    Similar to DCH, E-DCH is a dedicated uplink channel that supports SHO. Most

    mobility algorithms of the E-DCH are the same as those of the DCH. The only

    difference between them lies in the fact that the E-DCH supports E-DCH serving cell

    variation and switching from the E-DCH to the DCH caused by the mobility.

    The following takes the intra-RNC E-DCH handover as an example to describe the

    flow. The inter-RNC E-DCH handover is similar to the intra-RNC E-DCH handover.

    4.1 E-DCH Serving Cell Change

    Similar to the HSDPA, the HSUPA also has a serving cell change flow. The difference

    lies in the fact that the E-DCH is an uplink link that supports SHO. The bearer of the E-

    DCH serving cell is the same as that of the E-DCH non-serving cell. When the E-DCH

    serving cell varies within the active set, the Iub/Iur interface does not need to set up a

    new E-DCH bearer.

    The following figure shows the E-DCH serving cell change flow.

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    Figure 4-8 E-DCH intra-frequency cell change flow

    Before the E-DCH serving cell changes, the UE has maintained connections with

    multiple cells:

    1. The UE measures the quality of the intra-frequency cells in the neighboring cell

    list according to the measurement control mechanism of the RNC, judges the

    occurrence of intra-frequency events, and sends the measurement report to the

    RNC.

    2. The RNC decides to change the E-DCH serving cell according to the events

    reported by the UE and availability of the radio resources.

    3. The RNC sends the NBAP message Radio Link Reconfiguration Prepare to the

    serving Node B and reconfigures it as the non-serving E-DCH RL.

    4. The RNC sends the NBAP message Radio Link Reconfiguration Prepare to the

    destination Node B and reconfigures it as the serving E-DCH RL.

    5. The serving Node B returns theRadio Link Reconfiguration Ready message to the

    RNC.

    6. The destination Node B returns theRadio Link Reconfiguration Ready message to

    the RNC.

    7. The RNC sends theRadio Link Reconfiguration Commitmessage with the time of

    changing the E-DCH serving RL to the serving Node B.

    8. The RNC sends theRadio Link Reconfiguration Commitmessage with the time of

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    Chapter 5 Key Calculations and Algorithms in Node B

    changing the E-DCH serving RL to the destination Node B.

    9. The RNC sends the RRC message Physical Channel Reconfiguration to the UEand instructs it to change the E-DCH serving cell.

    10. The UE switches to the new E-DCH serving RL at the time specified by the RNC

    and sends the RRC message Physical Channel Reconfiguration Complete to the

    RNC.

    4.2 Switching between E-DCH and DCH

    The switching between E-DCH and DCH includes intra-cell switching and inter-cell

    switching.

    The following figure shows the flow of intra-cell switching between E-DCH and DCH.

    For example, the UE supports handover from the cell supporting the E-DCH to an

    inter-frequency neighboring cell not supporting E-DCH. In this case, it is necessary to

    enable the compression mode. Because the UE does not support concurrent processing

    of the E-DCH and compression mode, it is necessary to perform intra-cell fallback

    from E-DCH channel to DCH channel.

    Figure 4-9 Intra-cell fallback from E-DCH to DCH

    1. The RNC sends the NBAP message Radio Link Reconfiguration Prepare to the

    Node B to reconfigure the E-DCH channel as a DCH channel.

    2. The Node B returns theRadio Link Reconfiguration Ready message to the RNC.

    3. The RNC sends theRadio Link Reconfiguration Commitmessage with the time of

    channel switching to the Node B.

    4. The RNC sends the RRC message Transport Channel Reconfiguration to the UE

    to reconfigure the E-DCH channel as a DCH channel.

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    HSUPA Technology

    5. The UE switch the E-DCH channel to the DCH channel at the time specified by

    the RNC and sends the RRC message Transport Channel Reconfiguration

    Complete to the RNC.

    The following figure shows the flow of inter-cell switching between E-DCH and DCH.

    The following takes the hard handover from a cell supporting E-DCH to an intra-

    frequency neighboring cell not supporting E-DCH as an example and describes a

    scenario of fallback from inter-cell E-DCH to DCH.

    Figure 4-10 Inter-cell fallback from E-DCH to DCH

    1. The RNC sends the NBAP messageRadio Link Setup Request to the target NodeB to set up a radio link of the DCH channel.

    2. The destination Node B returns the Radio Link Setup Response message to the

    RNC.

    3. The RNC sends the RRC message Transport Channel Reconfiguration to the UE

    to reconfigure the E-DCH channel as a DCH channel.

    4. The UE sends the RRC message Transport Channel Reconfiguration Complete to

    the RNC to swithch the E-DCH channel to a DCH channel.

    5. The RNC sends the NBAP message Radio Link Deletion Request to the source

    NdoeB to delete the bearer of the original E-DCH.

    6. The source Node B returns the Radio Link Deletion Response message to the

    RNC.

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    5 Key Calculations and Algorithms in NodeB

    5.1 Introduction to HARQ

    The HARQ integrates the Forward Error Correction (FEC) and Automatic Repeat

    Request (ARQ). HARQ adjusts the bit rate of a channel according to the condition of

    the link and integrates the FEC with retransmission. HARQ allows the receiver to save

    the received data when decoding fails and requests the transmitter to retransmit data.

    The receiver combines the retransmitted data with the previously-received data. The

    HARQ technology can improve the system performance, effectively adjust the bit rate

    of valid code elements, and compensate the code errors brought about by the link

    adaptation. Introduced to the HSUPA by the 3GPP, HARQ can effectively reduce the

    transmission time delay and improve the retransmission efficiency.

    A basic principle of the quick HARQ of the HSUPA is to add a HARQ entity to the

    Node B. In case of receiving failure, the Node B requests the UE to retransmit the

    uplink packets. In the uplink, the HARQ adopts N channels SAW protocol (NSAW),

    which is similar to the protocols used by the HSDPA. Additionally, the Node B can also

    use different methods to combine the retransmission tasks of a packet and reduce the

    reception Ec/No of each transmission requirement. The HARQ function of the HSUPA

    is mainly applied in the MAC-e and physical layer of the Node B. Through the HARQ,

    the Node B can effectively improve the data transmission speed and reduce the time

    delay.

    In the HSUPA, 10ms TTI corresponds to 4 HARQ processes; and 2ms TTI correspondsto 8 HARQ processes.

    The HARQ technology has two implementation modes: If the retransmitted data is the

    same as the data transmitted initially, this mode is referred to as Chase Combine (CC)

    or soft combining; if the retransmitted data is different from the data transmitted

    initially, this mode is referred to as Incremental Redundancy (IR).The later mode is

    better than the former in performance and requires larger memory in the terminal. The

    default memory of a terminal is designed according to the MBR and soft combining

    mode supported by the terminal. When the terminal works at the MBR, it can only use

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    the soft combining. When working at lower transmission rate, the terminal supports

    both of the two modes. The IR mode needs a more complex memort of the UE. The

    3GPP does not impose limitations on the specific mode. The CC mode can be viewed

    as a special form of the IR mode. The parameter HarqRvConfig is used to specify

    which HARQ mode should be used.

    The system adopting the quick HARQ may have a higher Block Error Rate (BLER) in

    the first transmission. This is because the time delay of the packets with retransmission

    reception errors drops obviously in comparison with the RLC retransmission. Higher

    BLER target can reduce the transmission power requirement on the UE when it

    transmits data at a certain bit rate. If two cells have the same payload, the application of

    the quick HARQ can improve the capacity of the cell. When the data rate is invariable,

    reducing the energy of each bit helps to improving the coverage. Certainly, improving

    the BLER target excessively is costly because the time delay at the peak rate does not

    occur frequently when the RLC retransmission is not started, but data is retransmitted

    in large quantity, the user can feel the average time delay. Because more and more

    packets need to be retransmitted, the valid throughput of invariable bit rate also drops

    with the increase of the BLER.

    In the SHO process, the HSUPA HARQ introduces a complex process that is

    unavailable in the HSDPA HARQ. In CDMA system, the SHO gain comes from the

    correct reception of packets at a Node B while another Node B is unable of decoding.

    Therefore, one Node B sends an ACK and another Node B sends a NACK. On this

    occasion, the network has received the packet, and the UE shall no longer send the

    same packet. Accordingly, in the Node B with reception failure, the HARQ process can

    recover from the incorrect reception. The RNC must ensure the sequence of packet

    transmission and combine the packets received at different Node Bs selectively.

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    Chapter 5 Key Calculations and Algorithms in Node B

    Figure 5-11 SHO of HSUPA HARQ

    5.2 HSUPA E-AGCH CLPC

    E-AGCH closed-loop power control which can make a closed-loop according to the

    feedback of DPCCH and CQI will apply the service channel power control on the

    control channels. When the channel quality information obtained by DPCCH or CQI

    forms the power control command, this command will not only be transmitted to

    service channel but also to the corresponding control channel in order to implement the

    consistent association of service channel and corresponding control channel and ensure

    the reliable transfer of control information. The power control can be used to resist the

    modification of radio environment.

    The advantages of E-AGCH closed-loop power control are shown as below:

    To effectively reduce the network interference for the channel without power control to

    increase system capacity;

    To effectively use DL transmit power, reduce interference and improve HSUPA

    performance..

    From the protocol description, E-AGCH power control is controlled by NodeB. ZTE

    adopts two methods in the following:

    Fixed power control.

    Concomitant CQI/HS-SCCH power control.

    If the concomitant CQI/HS-SCCH power control method is used for E-AGCH, RNC

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    HSUPA Technology

    will change the power-offset value during the soft hand-over because E-AGCH has no

    soft hand-over combination. HS-SCCH can control the channel quality due to the

    outer-power control. Therefore the concomitant CQI/HS-SCCH power control for E-

    AGCH can provide better performance.

    The first method is directly controlled by HSUPA scheduler to adjust E-AGCH power

    value. For the second method, HSDPA will report the latest scheduled HS-SCCH

    power to HSUPA. The last E-AGCH power is derived from the sum of HS-SCCH

    power and the fixed power offset of HS-SCCH relative to E-AGCH.

    The power control method selection is configured by OAM.

    Fixed power control arithmetic:

    The fixed power control arithmetic is to use higher fixed transmit power to be

    sufficient for each HSUPA user (The fixed power transmission must be satisfied with

    the performance when UE is located in the cell margin). The power configuration is

    easier for this method. However, it will possibly waste Node B power resources to

    create the unnecessary interference in the cell.

    Concomitant CQI/HS-SCCH power control arithmetic:

    E-AGCH is HSUPA control channel which is transmitted to UE by Node B. Based on

    an overall consideration of E-AGCH, the power control strategy is described in the

    following.

    According to the description of 3GPP protocol, one UE can be HSUPA user and

    HSDPA user simultaneously because the same serving cell exists between HSUPA and

    HSDPA. E-AGCH which belongs to HSUPA serving cell can use CQI and HS-SCCH

    of HSDPA information to implement E-AGCH power control and can adjust E-AGCH

    transmit power according to CQI information reported by UE and HS-SCCH power

    control.

    CQI is the HS-SCCH channel quality indicator and will not be affected by the

    handover state and service type. Due to the feedback of HS-SCCH demodulation in

    Node B, the influence of the receiver performance and the speed of different UE can be

    shielded by the outer power control arithmetic to control the channel quality.

    Because of the same demodulation requirement between E-AGCH and HS-SCCH, the

    concomitant HS-SCCH power control for E-AGCH power based on the blinding of E-

    AGCH and HS-SCCH transmit power can effectively use HS-SCCH outer power

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    Chapter 5 Key Calculations and Algorithms in Node B

    control to dynamically adjust E-AGCH transmit power with the channel quality. This

    method can save E-AGCH power loss and reduce the unnecessary interference to other

    downlink channels.

    5.3 HSUPA E-RGCH/HICH CLPC

    E-RGCH/HICH closed-loop power control which can make a closed-loop according to

    the feedback of DPCCH and CQI will apply the service channel power control on the

    control channels. When the channel quality information obtained by DPCCH or CQI

    forms the power control command, this command will not only be transmitted to

    service channel but also to the corresponding control channel in order to implement theconsistent association of service channel and corresponding control channel and ensure

    the reliable transfer of control information. The power control can be used to resist the

    modification of radio environment.

    The advantages of E-RGCH/HICH closed-loop power control are shown as below:

    To effectively reduce the network interference for the channel without power control to

    increase system capacity;

    To effectively use DL transmit power, reduce interference and improve HSUPA

    performance..

    From the protocol description, E-RGCH/HICH power control is controlled by NodeB.

    ZTE adopts two methods in the following:

    Fixed power control.

    Concomitant DPCCH outer power control.

    The method of concomitant DPCCH outer power control will achieve better

    performance because E-RGCH/HICH has soft handover combination to ensure the

    performance without power-offset change.

    For the method 1, E-RGCH/HICH power value is directly controlled by HSUPA

    scheduler. For the method 2, the association between E-RGCH/HICH and DPCCH

    channel power is directly implemented by hardware.

    The power control method selection is configured by OAM.

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