ix...public version doc investigation no. a-560-835 itc investigation nos. 701-ta---- and...

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PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA- Total No. ofPages: 113 AD/CVD Operations Petitioners' Business Proprietary Information for Which Proprietary Treatment Has Been Requested Deleted In Exhibits AD-ID-1, Attachment 1, Attachment 2, Attachment 5, Attachment 7' AD-ID-2' and AD-ID-3 PUBLIC VERSION BEFORE THE INTERNATIONAL TRADE ADMINISTRATION OF THE U.S. DEPARTMENT OF COMMERCE AND THE U.S. INTERNATIONAL TRADE COMMISSION ANTIDUMPING DUTY PETITION VOLUME IX INDOI\ESIA COMMON ALLOY ALUMINUM SHEET FROM BAHRAIN, BRAZIL, CROATIA, EGYPT, GERMANY, GREECE, INDIA, INDONESIA, ITALY, KOREA, OMAN, ROMANIA, SERBIA, SLOVENIA, SOUTH AFRICA' SPAIN' TAIWAN, AND TURKEY PETITIONERS: THE ALUMINUM ASSOCIATION COMMON ALLOY ALUMINUM SHEET TRADE ENF'ORCEMENT WORKING GROUP AND ITS INDIVIDUAL MEMBERS \il. BRAD HUDGENS WILLIAM H. CROW II NEREUS JOUBERT VLADIMIR VARBANOV GEORGETO\ryN ECONOMIC Spnvrcns LLC 3050 K Streeto N.W., Suite 400 Washington, D.C. 20007 (202\s42-8400 JOHN M. HERRMANN PAUL C. ROSENTHAL KATHLEEN W. CANNON R. ALAN LUBERDA BROOKE M. RINGEL DAVID C. SMITH GRACE \il. KIM MELISSA M. BRE\ilER JOSHUA R. MOREY MATTHEW G. PEREIRA KELLEY DRYE & WARREN LLP 3050 K Street, N.W., Suite 400 Washington, D.C. 20007 (202) s42-8400 March 9,2020 Counsel to Petilioners

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Page 1: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

PUBLIC VERSION

DOC Investigation No. A-560-835ITC Investigation Nos. 701-TA---- and 73l-TA-

Total No. ofPages: 113

AD/CVD OperationsPetitioners' Business Proprietary Information forWhich Proprietary Treatment Has Been Requested

Deleted In Exhibits AD-ID-1, Attachment 1,

Attachment 2, Attachment 5, Attachment 7' AD-ID-2'and AD-ID-3PUBLIC VERSION

BEFORE THEINTERNATIONAL TRADE ADMINISTRATION OF THE

U.S. DEPARTMENT OF COMMERCEAND THE

U.S. INTERNATIONAL TRADE COMMISSION

ANTIDUMPING DUTY PETITIONVOLUME IXINDOI\ESIA

COMMON ALLOY ALUMINUM SHEET FROM

BAHRAIN, BRAZIL, CROATIA, EGYPT, GERMANY, GREECE, INDIA, INDONESIA,ITALY, KOREA, OMAN, ROMANIA, SERBIA, SLOVENIA, SOUTH AFRICA' SPAIN'

TAIWAN, AND TURKEY

PETITIONERS:THE ALUMINUM ASSOCIATION COMMON ALLOY ALUMINUM SHEET TRADE

ENF'ORCEMENT WORKING GROUP AND ITS INDIVIDUAL MEMBERS

\il. BRAD HUDGENSWILLIAM H. CROW IINEREUS JOUBERTVLADIMIR VARBANOV

GEORGETO\ryN ECONOMICSpnvrcns LLC3050 K Streeto N.W., Suite 400

Washington, D.C. 20007(202\s42-8400

JOHN M. HERRMANNPAUL C. ROSENTHALKATHLEEN W. CANNONR. ALAN LUBERDABROOKE M. RINGEL

DAVID C. SMITHGRACE \il. KIMMELISSA M. BRE\ilERJOSHUA R. MOREYMATTHEW G. PEREIRA

KELLEY DRYE & WARREN LLP3050 K Street, N.W., Suite 400

Washington, D.C. 20007(202) s42-8400

March 9,2020Counsel to Petilioners

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PUBLIC VERSION

Table of Contents

COMMON ALLOY ALUMINUM SHEET FROM INDONESIA IS

BEING SOLD OR OFFERED FOR SALE AT LESS THAN FAIR VALUE

A. Introduction..................

B. Producers in Indonesia.

C. Export Price or Constructed Export Price.'..'...

D Normal Value........

E Antidumping Duty Margin Calculations .........'.'......

CONCLUSION AND REQUEST FOR INVESTIGATION

Page

I

II

.........1

1

2

4

4

4

I

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PUBLIC VERSION

I. COMM ALLOY AL SHEET F'ROM NESIA IS G SOLD

OR OFFERED F'OR SALE AT LESS THAN F'AIR VALUE

A. Introduction

This Petition volume contains information regarding sales at less than fair value in the

United States of common alloy aluminum sheet ("CAAS") from Indonesia. This volume presents

information reasonably available to Petitioners demonstratingthat CAAS from Indonesia is being

sold in the United States at less than fair value within the meaning of section 731 of the Tariff Act

of 1930, as amended ("the Act"). See 19 U.S.C. $ 1673. As discussed below, application of the

standard antidumping methodology used by the U.S. Department of Commerce ("the

Department") demonstrates that producers and exporters in Indonesia have sold, or offered for

sale, CAAS in the United States for less than fair value'

The general and injury information required by section 351.202 of the Department's

regulations, 19 C.F.R. $ 351.202, and section 207.I1of the regulations of the U.S. International

Trade Commission ("ITC" or'othe Commission"), 19 C.F.R. $ 207.11, can be found in Volume I

of this Petition. Based on information reasonably available to Petitioners contained in this volume,

the Department should initiate an investigation of sales at less than fair value of CAAS from

Indonesia and should impose antidumping duties in an amount that is equal to the amount by which

the normal value exceeds the export price or constructed export price'

B. Producers in Indonesia

To the best of Petitioners' knowledge, CAAS is produced in Indonesia and exported to the

United States by the following companies during the proposed period of investigation ("POI"):

o Pt Starmas Inti Aluminum Industrieso Pt Alumindo Light Metal Industry Tbko Intibumi Alumindotama Industry Pt

o Pt Mitra Adikarya Metal Indonesia

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PUBLIC VERSION

Pursuant to 19 C.F.R. $ 351.202(b)(7)(iXA), the full names and addresses of all known

producers and exporters of CAAS in all of the subject countries (including Indonesia) is provided

in Volume I. See Petition Volume I, Exhibit GEN-6 and Exhibit GEN-15' Although

information about the proportion of total exports to the United States accounted for by each listed

company is not reasonably available to Petitioners, Petitioners believe based on experience in the

marketplace that merchandise produced by the identified companies accounts for most or all U'S.

imports of CAAS during the proposed POI.I

C. Export Price or Constructed Export Price

Petitioners have reason to believe or suspect that producers in Indonesia are selling CAAS

in the United States at less than fair value, with sales of the subject merchandise occurring either

before or after importation to the United States.

1. Sources of -S- Pricins

Petitioners calculated U.S. pricing for CAAS from Indonesia based on information

Petitioners obtained from confidential sources concerning sales or offers for sale during the

proposed POI. See Exhibit AD-ID-l.

2. Adiustments to U.S. Pricine

Petitioners believe that exporters sell CAAS both directly to end users in the United States,

as well as through trading companies or affiliated sales agents in the United States, including:

Pacific Aluminum Products Inc.5272Delong StreetCypress,California 90630

a

r Consistent with the Department's practice, Petitioners have treated the four calendar quarters

prior to the month in which the petition has been filed, January I,2019 - December 37,2019, as

the proposed POI.

-2-

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PUBLIC VERSION

o

a

o

o

Marquis Metal Material Inc.186 US OvalPlattsburgh, New York 12903

Ta Chen International5855 Obispo AvenueLong Beach, California 90805

Italinox Usa Ltd. Co.5530 Olympiad DriveHouston, Texas 77041

Hanwood Enterprises Usa8875 Hidden River ParkwayTampa, Florida 33637

Alumindo Light Metal Industries Pt.

1 Jalan SrigadisBandung, 'West Java 40253

Empire Resources Inc.1 Parker PIazaFort Lee, New Jersey 07024

o

a

See Petition Volume I, Exhibit GEN-8.

In order to calculate ex-factory pricing for the U.S. sales, pursuant to 19 U.S.C. $

1677a(c)(2), (19 C.F.R. $$ 24.23(bX1XA) and24.24(a)), Petitioners have deducted from the U.S,

pricing, where applicable, the following charges and expenses:

ADJUSTMENT SOURCE EXHIBIT

Foreign inland freight Doing Business in Indonesta AD-ID-l, Att.4

Foreign brokerage and handling Doing Business in Indonesia AD-ID-l, Att.4

International freight and

msuranceMAERSK AD-ID-l, Att.7

U.S. merchandise processing andharbor maintenance fees

U.S. Customs Regulations AD,ID-l,Aff. 3

U.S. Customs dutiesU.S. HarmonizedTariffSchedule

AD-rD-1., Att. IU.S. brokerage and handling

Doing Business in the UnitedStates

AD,ID-l, Att.6

-J-

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PUBLIC VERSION

ADJUSTMENT SOURCE EXHIBIT

U.S. inland freightDoing Business in the UnitedStates

AD-ID-l' Art.6

Imputed credit expenses Federal Reserve Bank AD-ID-l, Att. 9

These adjustments and Petitioners' calculation of net export pricing are provided at Exhibit AD-

ID-1.

D. Normal Value

1. Normal Value Based on Home Market Prices

The preferred method for determining the normal value of imported products is to examine

sales or offers for sale of the identical or similar product in the home market of the exporting

country. See 19 C.F.R. $ 351.403; Exhibit AD-ID-2.

E. Antidumpine Dutv Marsin Calculations

Petitioners deducted the export price from normal value -- using foreign market pricing as

normal value -- to determine the dumping margin for the U.S. sales. This comparison results in

dumping margins of 32.12 percent, ad valorem. See Exhibit AD-ID-3.

il. CONCLUSION AND REO F'OR INVESTIGATION

As demonstrated in this volume, CAAS from Indonesia is being sold in the United States

at less than fair value. Accordingly, Petitioners respectfully request that the Department initiate

an antidumping investigation of CAAS from Indonesia.

-4-

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PUBLIC VERSION

EXHIBIT LIST

Exhibit No. Description

AD-ID-1 Export Prices and Adjustments

Att. 1 Net price calculation

Att. 2 Supporting documents for net price

Att. 3 Harbor maintenance and merchandise processing fee

Att. 4 HM movement charges

Att. 5 Transportation distances

Att. 6 US movement charges

Att. 7 Ocean freight and marine insurance

Att. 8 US import duties

Att. 9 US interest rates

AD-ID-2 Normal Value

AD-ID-3 Antidumping Duty Margin Calculations

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EXHIBIT AD.ID.1

Export Prices andAdjustments

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Attachment 1

Summary of Export Prices

Page 10: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

Ranged Data PUBLIC VERSION

Export Price

Indonesia

Common Alloy Aluminum Sheet

Formula

Date

Seller

Form

Alloy

Temper

Gauge

widthLength

Fabrication (if quoted)

LME (if quoted)

LME month used

Price ($/pound)

Sale Type (EP or CEP)Delivery TermsFore¡gn Freight Rate

Distance: Factory to Foreign Port

Foreign lnland Freight

Fore¡gn Brokerage

Ocean FreightMarine lnsurance

HM/MPF Rate

Harbor Maint./MPF

U.S. Duty Rate - Regular Duties

U.S. Duty Rate - Section 232

U.S. Duty

Credit Terms

lnterest Rate

Credit Expense

U.S. Brokerage

U.S. Freight Rate

Distance: U.S. Port to Customer

U.S. lnland Fre¡ght

Distributor / lmporter Mark-Up

Distributor / lmporter Mark-Up

$/pound ç=1a+b)

0.00019

0.010000.01020

O.47o/o

0.00004

Declaration

Ex-Factory Pr¡ce $/pound t

d

e

f=d*e

sh

i= c*0,0087j

k=c-(c/(t+i)

L

m

n=c-(c/(1+0+m))

o

p

q=c*o*P/365

fs

tu=s*t

V

w=c-(c/(1+v))

y=d-sum(f ,g,h,i,k,n,q,r,u,w)

SourceDeclarationDeclaration

DeclarationDeclarationDeclaration

DeclarationDeclarationDeclarat¡on

DeclaratlonDeclaration

DeclarationDo¡ng Business

Map

Doing Business

Maersk

grw-products.com

c.F.R.

Attachment

$/pound

$/pound

2

2

2

2

2

2

2

2

2

2

a

b

II

2

9

6

6

5

$/pound/kmkm

$/pound

$/pound

$/pound$/pound

Yo

$/poundo/o

o/o

$/pounddays

o/o

$/pound$/pound

$/pound/kmkm

$/poundYo

$/pound

EP

1Oo/o

5.28o/o

0.00o/o

HTS

HTS

2

4

5

4

7

7

3

Declaration

Federal Reserve

Do¡ng Bus¡ness

Do¡ng Bus¡ness

Map

2

Page 11: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

Attachment 2

U.S. Pricing Documentation

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PUBLIC VERSION

DECLARATION CONCERNING U.S. PRICINGF'OR COMMON ALLOY ALUMINUM SHEET FROM INDONESIA

I, [ ], declare that the following information is true and accurate

IamtheI

l. I have been employed at my company for [ ] years and I have worked

in the aluminum industry for [ ] years. My company's headquarters is at the followinglocation:

My company sells CAAS II

3. As a regular part of my responsibilities, I I

I in connection with the sale of CAAS in the U.S. market.

4. Pricing for CAAS may be quoted as a single amount or as a fabric4tion (or "fab") component

plus a metal component that is based on average pricing on the London Metal Exchange

("LME") for a specified month, such as the month 30 days prior to sale or 30 days prior to the

anticipated shipment.

5. In the U.S. market, imports of CAAS are usually sold by intermediaries acting as trading

companies or agents. Such intermediaries may be affiliated with a foreign mill or operating

independently. During 2019, intermediaries actively supporting imports of CAAS on behalf

of foreign mills included GARMCO USA lnc., OARC USA Inc., and Novelis USA. Other

intermediaries included trading companies AA Metals, Metal Exchange and Sinobec. Based

on my experience and knowledge of the CAAS market, I estimate that prices quoted or offered

by an affiliated or unaffiliated intermediary include a mark-up of between 3 and 5 percent oftotal gross price in order to cover the cost of operations in the United States,

6. In [ ], I negotiated with Il, for a potential sale

of CAAS, in normal commercial quantities, for delivery in [ 12019.

I

2

ìt

t ì

t ì

t I

48ll-4547 -5765v .l

Page 13: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

PUBLIC VERSION

This contact informed me of an offer for imported CAAS from lndonesia with the followingterms:

Date/Period of Quote / Offer I IForeign Mill f ì

Form t IAlloy t ìTemper t ì

Gauge / Thickness t Iwidth t ILensth t ìFab Price (if applicable) t ILME Month (if applicable) f ì

LME Price (if applicable) t ITotal Price t IDeliverv Terms t I

Delivery Location I I

Payment Terms t ì

CERTIF'ICATION

This declaration is made in accordance with 28 U.S.C. ç 1746. I declare under penaþ of perjury under

the laws of the United States of America that the foregoing statements are true and correct to the best ofmy information and belief.

Dated: February 20,2020

7

.)

48ll-4547-5'165v.l

Page 14: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

Average LME Aluminium Official prices USS per tonneand conve rsion to U.S. standard

BtD (uss / tb.) oFFER (USs / lboFFER (USs / rONNE)BtD (uss / ToNNE)CONTRACT0.83730.83691,845.891,845.14Jan 2019 Cash0.84440.84391,861.553-months 1,860.570.84350.84321,859.551,858.90Feb 2019 Cash0.0.85461,885.051 ,884.133-months

0.84891,872.24Cash 1,871.52Mar 20190.85970.85931,895.331,894.433-months

70.83831,848.98Cash 1,848.15Apr 20190.84740.84711,868.281,867.583-months0.80530.80491,775.331,774.57Mav 2019 Cash0.80.81851,805.553-months 1,804.4800.79531,754.081,753.35Jun 2019 Cash0.80830.80791,782.051,781.183-months

1320.81291,792.83Cash 1,792.20Jul 20190.82390.82341,816.333-months I ,815.300.0.78941,740.931,740.31ruq 2019 Cash

0340.80311211,770.433-months0.79331,749.601,748.86Sep 2019

0.80590.80551,776.761,775.863-monthso.77931,718.83Cash 1,718.13Oct 2019

00.78311 727.573-months 1,726.460.0.80361,772.311,771.64Nov 2019 Cash

8012.361,765.313-months0.80271 770.401,769;73Dec 2019 Cash

0.0.80711,780.801,779.433-months0.0.80341,771.731,771,14Jan20200.81300.812613:months 1,791.41

= source Quote/2204.623Source: https://www.lme.com/

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Attachment 3

U.S. Harbor Maintenance Fee andMerchandise Processing Fee

Page 16: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

United States

Merchandise Processing Fee and Harbor Maintenance Fee

Source: 19 C.F:R. 24.23(bX1) and 24.24(al

Merchandise Processing Fee (%) 0.3464% a

Harbor Maintenance Fee (%) 0.1250% b

I Port Charges 0.4714% a + b

Page 17: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

U.S, Cusloms ond Bordof Prolecllon' DHs; tteos. $24,23

to a,ny foo r€qulrod to bo Beld unalorthls sootlon.

(2) turlsdlctlott Fo¡ þurposss of dstorrmlnlng tho ,urlsdlotlon of â,ny oourt orogonoy of ttlo llnttoal gü&tos' &ny foopiovldsrr for ur¡dor thlo sootlon wlll bslreatoil s,s lf suoh foo ls a Ouotomstluty.

(4) Foo undor pero8iroph (d) of thrssooülon (rollroatl oa,¡'s): for oeoh lndl'vlduel &rrlvôl (untlor tbo monthly Pôy-mont end stotomont flllng proosdure),olasa oods tl03; for pr'ot)eyniont of thomaxlmum calondor yoa,r foo, ola¡s oodo903. PoymonÛ looetton: for lndlvlttual&r'rlv&'¡s (monthty p&ymont and sttts-msnt flllns), 6€s D&regra,pb (dx4xlt) ofthlg sootlon; for Dropaymsnt' soo pa,rè-

e¡øph (dXS) of thte oeotlon;(6) I'ee urd6r pôre,graDh (e) of tblE

Bootlon (prlveto vossolE 4nd elror4ft)lfor prlvêüo YoBsolÊ, olasa oods 90{; forprlvôto alroraft, cles¡ oodo 494' Pav-inent loo¿tlon: Dort of errlval for oa,chlnttlvldual srrlval (fee to bo oollootodby OBP et tho tlmo of Bfflv&l) or pro-p¿nnent ln aocordanco wlth pareg'rcph(oXâ) of thts eootlon;

(8) Foo unalor peregraph (f) of thlßsoðtlon (dutloblo matl): olass aode {80,

Pû,yment looaülon: ¡oo Daragraph (O ofthts Fooüton¡

(?) Foe wrder tr¡alegreph (RX1X|) ofthlÉ sootlon (tho ¡õ.õ0 foe for oommsr-ol&l vogsol &nd oonrmorûlal el¡oraftpassongerp): closa ooals 496. Pey¡nont ¡o-c¡tton: soe p&ra,greph (8X6) of tJrts åeo-tton;

(8) Ees u¡dor ¡¡arograph (cxlxlt) otthfs aootlon (the S1.98 foo for oommor-olal vessel pesoengors)¡ claes oodo 484'

Paymsnt looetlon: ese paragraDh (g)(6)olthls geqtton¡ ond

(g) Soo und€r pa,reBraPh (b) of thtsseðdlon (oustoms brokor Dôr¡nltg)l fordlstr.lot poumtts, oloss oode 49?¡ fol nÊ-tlonal permlte, ol&eo oode 097. Pavmsntlooûtloni Boo Derogrqph (h) of thl¡ seo-tlon.

dt Ivea,tfient of leeï o,s cuslottts d'uta*6)" Admlnlsttøtlon ønd enlorcameít, Un-ieis otbe¡wtos spoolttoolly provlilsd lnthlã ohept'or, ¿ll odmlntstratlvo anal 0n-forooment Brovlolons utraleP tho ous-toms l&\ryE end rogu¡a,tlono, othor thentho8o ¡ews and rogulatlons relaülng todrewbe,ok, wlU 4pp1y wlth rsBpBot toany fso Þiovlded for undor tblo sooblon,aná wttt¡ rogpoob to eny peraon llablofor tl¡o pay¡nonü of sqoh fso, as lf suohfoo ls q-c¡rstoms duty. For purposoa oftrus p4rå,g'ra.ph, 4ny penelty aeaeeseblotn rolatlon to an amount of ou8tomsduty, whothor ot noü any suoh dutY 1s

tn iaot dr¡o s,Dal Dayable, wlll bo ae-segsod tn tl¡o Eemo m&nnor wlth reppeot

t{tD. 0ll.{lü, 68 !'B.li{281r Oot. ã1, lgge, agón¡on¡Isl bi T,D..0,¡.it, 60 r'n 0D{T0' Doo. s0,

igg0¡ og n¡r ¡sog, rob. 2{, 1904¡ 1r.D. 00-ü8, 03

DR ir2g4{. Juno 16, 1888i OBP Doo. 0$-10. 00 sRlse2Z, Juiy 24, Ì'Aîßi 12 FA, S7S3, .Iøn. 20' âll0?;

OBP Dso, 13-00, ?0 FÌ.6136, .rqn' z{r U01S¡

$84.2S Fses for prooorclng norchan'dlse,

(ù) Doßnltlùnï. Tho fol¡owlng doftûl-¿lons ÊDply for tho purpoaos of ühls ÊÔo'

tlonr(l) Cînttøllaad hub locllll'1J' A aenttql-

lzeit hl.b Íøoltrlty ls å ¡operqts, unlquo,st¡rBlg purposo feoütty normally oDer'otlngi outðlate of CBP oDsratlng bou¡¡epDrovoal þy tho l)ort dlrootor for onttlyflling, exemlna,tlon, end roloaBs of ox-DrosÐ cenolgn¡ngnù ßhlpmentg, &É pro-vloed tol ln Bs,rt 120 of t'bl¡ ohaptor onJuly 00, 1990,

(i) Etltþted oî feleqsed, Moro¡endl3o lsenteîed ot releoseil lf the morohendlÊô tB:

(t) Rsloasoat under ¿ Epoole¡ Pormltfor lmm€atlôte dtoltvory undlor 19 U,B'O.1440(b)¡

(tli'bntererl or' r.o¡d,âsod from OBPouetody under' l9 U,B.O,,l{84(aXlXÀ)¡ or

(tll) Wthrlr'¡vrn flom w4rohouEo fo¡oonaumpülon.

(3) Erirecs oonslgrcntnt cwrler tøofilht'!¡t espriss conslgnntent cønler Ía¿llltlt Isa sspárate or ¡harod sDoolollzoal faollltyappioved þy tho Port allr€oüoD sololy forthó sxamtnotlon ond roloese of exgrossoonBlgnmgnt thlpmonts, 40 provld€d forln peút 12û of tbtp oha,ptor on July 90,

1S00.(4) MarLuql eflttv ot îeleøse' Any ref-

orànoo to a mønuql formal or lnformalontry or toloasô mu8t not lnoludo:

(l) Any formal ot' lnform¿l ontry orroloa,q€ flled by a,n tmportor or þ¡okorwho ts oporatlonal for oørgo ¡eleaeoûhrough ttro Automoùsal Brokor fnüor-feoo (ABD ol üho CBP AutomÈto{l Oom-morcial System (A0g) et eny Dostwlthln tho UnlüÐd güeteFl

(ll) Any fo¡mal or lnform&l ontly orr€¡oeso flIod et e Dort whoro 0-qrg0 80-ieõúvttv fr not futly lmplombnüod lf

ô9?

Page 18: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

èt

s 24.23

tllod by an lmportor or broker who lsopsÙaùlonal for -AlI ontry summ&ry; or

(ttt) Àny lnformtl ontry or a,ny lrlnoA,oloa,so fllod et & Dort whoro o4rgo B0-

loottvlüy ts firtly tmplemontotl lf fllstlby an lmportsr or brol¡er who ls opor-etlonsl fo¡ ABI ontry summery.

(6) Snatl q,lrpgll' or othet laEUAV. Asniøil ølrport oi other tøcl\øt ls tlry elr';¿;;î ói õtrrsr reonlti whtob h&s'þoonãeslrnateat aÉ a, u6€! foô foolllty undoD19 U-.S.O. 6Bb enal et u¡hloh mor€ th$ná6,ooO mformal ontrloa were prooelaoddultng tho p¡'soodlng fleoÊl yoa,r.

O) f'eeF(l) Fofinal efltnt ol røløase-(l)- Ad t¿qlorem Íee-{A, General, ErooDtaá provttlect ln ¡¡eragraph (o) of thla ¡eo-tlol, morohanaltFo tJlqt ls lormal¡y 0Û-tersal or reloaåod 16 sublooü to tbo Day-ment to OBP or Ên od üo¡oron¡ leo of0.&i8rt Dor.oonü, Tho 0,84t¿ A'ú oølòr.am foøíâ'A'u-õ-i¡,ã¡-Fãvsblo to ffiF bv tlro' tm-Dorter of reôoid ot the morqhanûlso qtÉtro tlmo of prooontaùlon of tho ontDysom*ary and ls bôgod on the volue oftho morohandlog s,B dgtofmlnoil undor

t9 CrR Ch. I (4-l-15 Edlllon)

ontoro(t or roloasetl ls subjoot to theDÈYmont to QBP of aj fso of:- (l) SZ tf the onbry or roloa,co l8 a,uto-mÀtod on¿ noü PloPeroal bY cBP Psr-aonnel;

(tt) $6 lf bbs ontly or toloaae tB ma'n-u¿i Ànc not proparod by oaP porson¡¡ol;

ol(l[) $g lf tho ontry or ro¡ðê88, wl¡ot¡-

e¡-au'tomated or manuel, ls Dreparod byOBP Bo¡sonnol'

(9) óþ'tsll alrpút or omeî fu64lltY, Wrl}¡rsàóoot ta tha Droos¡slng of lottorg'dooumentg, reQo¡(ls, shlpmontg' msr-ohendlse, or qny other ltsm that ls val-ued et i2,600 or losß, ot anY l¡lgbøremount brosorlbed for purl,ogos of ln-formal eutry ln 014S.21 of thlÉ chaptor,e ¡mall etrDorù or otbor feolllty musfno¡¡ to OBP-an a,mounb equal to tho re-imþursome¡¡t (tnolutllng overtlms)th¡oh tbs feollltv 1¡ rsqulrod to mekoilurlngi the flgo¡l yo¡r uudsr !44.1?.

({) Eþpre,es condgnment cøfiler øndcsítroll¿ed hub lochlttec, Eaoh oa¡rlor oroDgf&tor uslng an oxp$)ss oonsl8nmentoirrler fa,otlltv or a o€ntr&llzod hub fô-olllty must PaY to OBP o fee tn tJro

amount of S1.00 per lndlvlduel âlr wey-þlll or lndtvtðual þttl of lÊdlns for theo¡ooes¡tns of olrway þlus for shlp-insnts ari'lvlns ln the U,g' In &dalltlon'lf merohandl¡e ls formallv o¡tored anillett¡sü øt t1,600 or loso, the lmport-or ofrooo¡d muoù pay to OBP ftb;o ød uølorønfoo sD€olflod ln peragr¡Pb (bX1) of tbtssoottõn, lt appllcabls, An lndlvldual atrwavblll or l¡¡dlvtalual btll of lailtng lsttrð lndtvl¿uat dooumon$ ls8uod Þy tlrooarrlet or opotator for transDortlngancVor ùraaklnr en tndlvtdual ltom' loÞtor. Daok&Eo, onvolopo, rooord, doou'mei.t. or shlpment. An lndlvttlual otrwøybtil to ths bfll at tho lowo¡t lsvel'antl tE noÛ & mBctor blll or otber con-sollataüsd documont, Ân lndlvlalutl elrwevbltl or bt¡l ot l¡dlng l¡ a blll rep'rosãnttng on lntllvldual ¡hlpment th¿thas tts ìwn u¡rlque blll numbor andtreoklna numbor. $'hero tho shlpment'l¡ ossfßne(l to a slnBlo ulülma,t9 con'Blßnoo, and no ¡owor bll¡ \rr¡lt oxlsts.Põvment muÉli þ6 matlo to OBP on equa,rtotly beBls &nd mu8Ù oovor tJ¡o ln-dtvlduat fsss for all ¡ubject tran¡-¿otlons that oocurrod durìlng e c&l€ndôrouêrtor. Tho fo¡lowlng eddttlon¿l rs-dutrements ¿nô oonalltlons applv to

19 U.g.O. 1{01ð, In tho o0B€ of ex'orl

ùlon.(B\ Ma,îþnum Únd 'f/jlfilmwn /¿et. guþ-

tsòt-to tbo provtElonß of tnregreph¡i¡¡ttXltl o¡d (d) of thls ¡ootlon roÌ4tlngùäiúà óurcl¡orÉs and to oggrogatlon ofths ed valorom foo respocütvo¡y, tho advilo"unt foo oharged undor I'a¡a8ireI¡hlb)(lXtXA) of thlE ßooblo¡r mu¡t not sx-òããìli¿'s'6 ôntt must not bo les¡ then $26.

(tl\ fr$ahaue lor mønual er.t'nt ot re-teàsó. ln ths oã¡ó of anv formal menuol€ntrv o! roleå,so of morolrqndlco' È Fur'õtrarLe or $a wlll bc assessed ôt¡d wlll þotn aãcttto¡ to enY a,al vatorom fooö¡¿rsed untlor paris¡¿pha (bxlxt)(À)¿ntl (B) of thls esotlon.

(2) IÌLlormol enttrl ot rcleg,ile, Exaopt lnÛ¡à- oaäo of moroha,ndlso oove¡ed bypørasraph (bxg) or paraBroph Q)(4).ofíuig -Booitoñ, end oiosDt as' othonrlsonrovldod ln Bar¿greDh (o) of thls soo-tlon, ¡nsrohendtgo that ls lnformallyi

I

l

II

¡

I

:

õ98

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U,S. Cuslom$ qnd Botdsf Prolecllon, DHS¡ Tleos. 9u.24

thlo chopùor, all aalmlnlstratlvo eod 9n-forogmont Drovlslons untle¡ the cus'toms 14,Ìvs and roguleülons. othor thenthoso lews antl regulatlonB rel4tlngi üoalraÌvbeók, vrtll epply wlth rosDoot toeny foo provldod for unôor thlð sootlon,ond wtth roFpoo:Ù bo eny Dorson ll4þI€for the paymônt of ¡uoh foo, as lf suohf6s 18 a custom8 ttuüy. x'or puDposeu ofthle paragr¿ph, any pon4lty assossobleln roletlon to a,n ômount of oustomßduùy, whothor or not a,ny suoh tluty leln foot du€i encl gayablo, wlll bo os-sossod ln the rÊmô msnn€r wlth r€BpsoÙto any fos requfred to bo Dalal undottlrls seotlon.

(21 turlsdlctlon For purposeÐ of dobÞr-mlnlns ùho Ju¡loillotlon of eny ooul't oregonoy of ths Unltod gtBtos, 8nY foopiovltlod for under ùhls ¡ootlon wlll boüroatect as lf Buoh foe ls o oustomo aluty'

tlD,D. 91-33, 60 FR 1603e, Apt'. 16, rgsl]

DDrm&¡^L Nor!: For I¡EDEn^L REo¡s'rEB ol'l,o,ttons effootlng l9{.!g' soo tho lJlct of OPAgsoûlono Affootod, wblob eppeqÉ8 tn thot'ludtng Àlatr sgoülon of tl$ pilntoÙ volumoanil ai vtuu.Idslg'go1t.

0 24,84 Hnrbor maintononco fos.

(a) Fee, Oommorol&l c&rgo load€d ono¡' urrlo&dqal llom a vosgol

uBg

thooq0ur9of thl¡ unloß¡ù ex-

warohougo fQr conpumptlon' o¡l or &fborMÊroh lõ, 2012.

(14) Tho atl voloro¡n fso, su¡ohorge'ar¡tl spoolflo fooð provldoal undor pa.re-

s:rsphs (bxl) s,nd (hxzxt) of ühlg gooüton

wtll noü â,pDly to Eootls übet quqllfv ôsortglnotlng gbocls under ssotton 2ta oftho Unttect State¡-Oolombls l[roclo Pro-motlon ASroomsnt ImDlomontetloû.Àat (sse ølso Gonerøl Noto 84, HTgUgthot oro onteroal, or wltl¡d¡ôwn fÏomw4rohou¡6 fof oonsumptlon, on or afborMay 16, 2012.

(f6) ThS ad valorom fss, EwohoJgo,end Bpoolfto foeg provldod undo¡ Pa¡a-s¡aphã (þx1) o,nd (bxzxf) ofthlB 0oot10nwlll ¡rot a,pplv to Soodg tha,t queilfy a,ð

orlFlnotlng tioods u¡rdor Bootlon 209 oftbo Unttôd Êltatos-Panema Trade Pro'motlon Ágrosment ImplomentatlonAot (,ese øIso Gsnorel Note 8õ, HTSUS)ùhet ers entored, or wlthdrawn fromwrrgbou8o fo} oo¡¡Pumpùlon, o¡¡ or &fforOotobsr 29,2012.

(d) Aggresqttotl' ol ad úarorcm teø' (L)

Notwltb¡t4ndlng rny othor pfovtolor ofthtg Fgotfon, ln tbo ca¡e of €ntrlos ofmôroh4ndlso mòde u¡rdor &nY tom-porBry monthly ontry Drogram ostab'ilshed by OBP þoforo ilulv 1, 1989, torthê purpago of tsgtlng ontny groooeglnglmBrovom€ntB, tho ed velorem foootrorged undor pa,regr&Dh (bXl)(l) ofthts ssotion for oeoh tl¿y's lmporüa-ttonÊ et en lndlvlduBl Dorü wlll bs tholo¡scr of tho follollnt' provldod thettboso lmportatlons lnvolvo tlro Esmglrnpottqr âtrd oxÞorts¡:

(l) S400i or(t' nfre amount d.otormlnecl by 6,Bply-lng ths ad valo¡om reto undor Pare-srâph OXIXI)(A) of thts õootlon to tbeÙotol v¿lue of suob dally lmporüatlons.

(2) Tho foeE &s dotormlneal undorpaiágroph (dX1) of thlg oootlon muct bopattt to OBP at tbo tlme of prosontotlonõf ttre montÌ¡ly ontlv oum¡nory. I¡rtor'ost wlll aooruo on tbs foog peld month-ly ln eooorde¡roo wlth seotlon d62t oftho Intorna,l Rovosuo Ooale of 1900'

@) T\eatfietlt oÍ lees øs austoms d'uly-Oi lamnts¿rotlon ønil efllorcemsnt, vrL-ieis otherwtso spoqlftoa,¡¡y Drovltlod ln

Fompù unalor Daragirep¡¡ (o) of fhfú Foo-tton or ono of the Fpoolel rulo8 ln pare-g¡oph (al) of thlg ssotlon l8 a,pplloâ,blo.

(b) oollnltlorc, For ths purDoBo,of thtrseotlon:

Q) Po¡t moo,ns a,ny ohennol or ho,rborlor ôomDonont thoroof) ln ùho ousüomsùorrttorí of tbe Unltod gtÈt€B whloh tBnob on l¡land woterwÐy ¿nal lg opon tobt¡Éuo n¿vtsÈtlon onû ¡$ whloh fodo¡di\¡ud¡ hqvo boe¡¡ uqgd st¡oe ltlf fof oon-Àñiñtiöä.-mõinienôiróo dí-õpàrotloi' Ítdoos not lnolude ohannotË or horbors(lo&uthortuoal þy Fstloral l4w boloro1906, rt oomploto Usü of ths Porte suÞlsot üo the herþor m4lntenÈnoo foo l8Est forüh below:

I

,.t;

601

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Attachment 4

Movement Charges in the Home Market

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IndonesiaDoing Business in Indonesia 2020

Movement Charge Calculations

Jakarta Location 2 Average

Domestic cost $1 3s $1 3s a p.9l

Distance 2t 2l b o.91

Total of 15.000 c p.88

Cost $0.00900 d=alc IISD/ks

s0.00 0.454 * d USDNb

kilometer $0.00043 d/b USD/Ke/km

kilometer $0.00019 0.454 * dlb USD/Lb/km

AverageLocation 2Jakartao.89e$207s207to Borderp.89sl30 f$ 130lanceto

s:e+f$337$337otal

Þ.8815.000 hof

USD/Kes0.02247 PlhCostUSD/Lb0.454 * Flh$0.01020Cost

Jakarta Location 2 Average

to Border $384 s384 e2 p.89

to $160 $1ó0 n p.89

$544 s544 s.2:e2+f2

of r 5,000 h2 p.88

$0.03627 s.2thz USD/Kg

Cost s0.01647 0.454 * e2lh2 USD/Lb

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Dt

Page 1

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Startlng a buslness

Déôling w¡th constructlon perm¡ts

6etting electr¡c¡ty

Reglstering property

Gettlng credlt

Protect¡n9 minority hNestors

Economy Profile of lndonesia

Doing Business 2020 tndicators(in order of appearance in the document)

Procedures, time, cost and paid-in minimum capital io start a limited l¡abil¡ty compâny

procedures, time and costto complete all formalities to build a warehouse and the quality control and safety

mechanisms in the construction permitting system

procedures, time and cost to get connected to the electrical grid, and the rel¡abllity of the electricity supply and the

transparency of tariffs

Procedures, time and cost to transfer a property and the quality of the land administration system

Movable collateral laws and credit information systems

M¡nority shareholders' r¡ghts ln related-party trônsactions and in corporate governance

payments. t¡me, total tax and contributlon rate for a fìrm to comply with all tax regulôtions as well as posmling

processes

Time and cost to export the product of comparative advantage and ¡mport auto parts

Time and cost to resolve a commercial dispute and the qual¡ty ofjudic¡al processes

Time, cost, outcome and recovery rate for a commercial insolvency and the strength of the legal framework for

insolvency

Paylng taxos

Trad¡ng acrgss borders

Enforc¡ng contracts

Rosolvlng insolvency

Employlng workerc Flexlb¡lity in employment regulat¡on and redundancy cost

Page 2

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About Dolng Busfness

The Oong Bus¡hess project prov¡des object¡ve measures of business regulôtions and their entorcement across 190 economies and selected c¡ties at the subnational and

reg¡onal level. .

The Do¡';49 Business project, launched in 2002, looks at domestic small and medium-size companies and measures the regulatìons applying to them through the¡r life

cycle.

Doing Business caÞtures several important d¡mènsions of the regulatory environment as it appl¡es to local Rrms, lt provides quant¡tative ¡ndicators on regulation for

borders, enforcing contracts and resolving insolvency, Doing Bus¡ness also measures features of employing workers. Although Doing Eusiness does not present rankings

òf economies on the employing workers ¡nd¡cators or include the topic in the aggregate ease of doing business score or ranking on the ease of doing business, it does

present the data for these indicators.

By gather¡ng and analyzing comprehenslve quant¡tat¡ve data to compare buslness regulation environments across economies and over time, Doing Business encourages

economies to compete towards more effic¡ent regulatÌon; offers measurable benchmarks for reform; and serves as a resource for academics, journalists, pr¡vate sector

researchers and others interested ¡n the business climate of each economy.

ln addition, Doing Busrress offers detailed subnational studies, which exhaustively cover bus¡ness regulation and reform in d¡fferent cities and regions w¡thin a nation.

These studies provide data on the ease of.doing business, rank each locatlon, and recommend reforms to improve performance ¡n each ot the indicator areas Selected

cities'can compare their buslness regulðtions wlth other c¡t¡e! in the economy or reg¡on and with the 190 economies that Do,'l4g Bus¡';4ess has ranked

The f¡rst Dorig Bus,ness study,ipubl¡she¿ ¡n ZOO¡, covered 5 indicator sets and 133 econom¡es. This year's study coveis 11 indicator sets and trg0 economies. Most

indicator sets refei tó a case scenario in the largest busineis city of each economy, except for 11 econom¡es that have a population of more than 100 milllon as of 2013

for the second largest business city. The data for these 11 economies are a population-weighted average for the 2 ìargest business cities. The project has benefited from

feedback from governments, academ¡cs, practitioners and rev¡ewers. The init¡al goal remains: to provide an object¡ve basis for understanding and improving the

regulatory envlronment for business âround the world,

To learn more about Doing Business please vis¡t doingbusiness.org

Page 3

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fmTrading across Borders

Dong Business records the t¡me and cost assoc¡ated with the logistical process of exporting and importing goods. Doing Bus¡ness measures the time and cost (excluding

tar¡ffs) associated w¡th three sets of procedures-documentary compliance, border compliance and domestic transport-w¡thin the overall process of exporting or

import¡ng a shipment of goods. The most recent round of data collection for the proiect was completed in May 2019. Sec ilìe rricthod0logy for forc ¡nfcfììi¡i¡0n.

What the lndlcators ineasureI.

Case stud)l assumptlong

Documentary compliance

' 0btaining, preparing and submitt¡ng documents dur¡ng

transport, clearance, inspections and port or border handling in

origin economy

' Obtaining, preparing and subm¡tting documents required by

dest¡nation economy and any transit economies

' Covers all documents requ¡red by law and ¡n practice, ¡nclud¡ng

electron¡c submissions of ¡nformat¡on

Border compliance

' Customs clearance and inspect¡ons

' lnspections by other agencies (if applied to more than 20% of

shipments)

' Handling and inspect¡ons that take place at the economy's port

or border

Domestlc transport

' Loading or unloading of the shipment at the warehouse or

PorVborder

' Transport between warehouse and porvborder

' Traffic delays and road police checks wh¡le shipment is en

route

To make the data comparable across economies, a few ôssumptions are made about the traded

goods and the transactions:

Time: Time is measured in hours. and 1 day is 24 hours (for example, 22 days are recorded as

22x24=528 hours). lf customs clearance takes 7.5 hours, the data ôre recorded as ¡s. Alternat¡vely,

suppose documents are submitted to a customs agency at 8:00a.m., are processed overn¡ght and

can be picked up at 8:00a.m. the next day. The time for customs clearance would be recorded as

24 hours because the actual procedure took 24 hours.

cost: lnsurance cost and informal payments for which no receipt is issued are excluded from the

costs recorded. Costs are reported in U.5. dollars. Contributors are asked to convert local currency

¡nto U.S. dollars based on ihe exchange rate prevailing on the day they answer the questionnaire.

Contr¡butors are private sectorexperts in international trade logistics and are ¡nformed about

exchange rates.

Assumptlons of the case studyr- For all 190 economies covered by Doing Bus,ness, it is assumed a shipment is in a warehouse in

the largest business city of the exporting economy and travels to a warehouse in the largest

business city of the- lt is âssumed each conta¡nerized auto parts (HS 8708) from

its natural import the largest value (price timesquantity) of auto parts. lt is exports the product of its comparative

advantage (defined by the largest export value) to ¡ts natural export partner-the economy that ¡s

the largest purchaser of this product. Shipment value is assumed to be $50,000.- The mode of transport ¡s the one most widely used for the chosen export or import product ând

the trading partner, as is the seaport or land bofder crossing.

- All electronic information submissions requested by any government agency ¡n connection w¡th

the shipment are considered to be documents obtained, prepôred and submitted dur¡ng the export

or import process.

- A port or border is a place (seaport or land border crossing) where merchandise can enter or

leôve an economy.- Relevant government agencies include customs, port authorities, road police, border guards,

standardization agencies, m¡nistries or departments of a9r¡culture or ¡ndustry, national security

agencies and any other government author¡ties.

imports 15 metr¡c tons

economy from

Page 88

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Trading across Borders - Jakarta

lnd¡cator

Cost to export: Border compl¡ance (UsD)

Cost to export: Documentary compliance (USD)

Cost to import: Border compliance (USD)

Cost to import: Documentary compliance (USD)

,akarta

Costto

export:Documentarycompliance

East Asia &Paclflc

108.4

.ljme

toimportiBorder

compliance

OECD highlncome

Best RegulatoryPerformance

0 (19 Economies)

0 (20 Economies)

0 (28 Economies)

0 (30 Economies)

;

ïmeto

export:Border

compliance

Costto

export:Border

compliance

ïmeto

export:Documentarycompliance

Costto

import:Border

compllance

Timeto

import:Documentarycompliance

costto

import:Documentãrycompl¡ance

DB 2020 Trad¡ng Across Borders Score

100

88.5: Malaysia (Rank: 49)

86.5: China (Rank:56)

84.6: Tha¡land {Rank: 62)

69,3¡ rakãrta

68.4: Ph¡llpp¡nes {Rônk: I13)

61.3: Surabaya

Note: The ranking of econom¡es on the ease of trading across borders is determined by sorting their scores for trading across borders. These scores are the simple

average of the scores for the time and cost for documentary compliance and border compliance to export and import.

Page 89

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charactsrlstlcs

Trade partner

Distance (km)

Export

lndia

lmport

Japan

Domestic transport cost (USD)

Export: Clearance and inspections required by

agencies other than customs .

135

Detalis ' Trallng açross Eordere ln rakarta . componênts óf Eorder compllance''..'T¡ms to Comptote (hours) Assoclated Costs (USDI

0.0 0.0

lmport: Clearance and inspections requ¡red by 30.0

customs authoritles

lmport: Port or border handling 80.0

110.0

274.4

Page 91

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Attachment 5

Transport Distances

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t

t

t

Ranged Data

HM Distances

UNABLE TO SUMMARIZE

PUBLIC VERSION

Location Distance to Port

Producer I

Producer 2

Producer 3

Producer 4

Average Distance ,¡

I

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Ranged Data

U.S. Distances

PUBLIC VERSION

l

t

t

t

Location Distance from Port

U.S. Customer I

U.S. Customer 2

IJ.S. Customer 3

U.S. Customer 4

Avelage Distance

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Attachment 6

Movement Gharges in the U.S. Market

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United StatesDoing Business in United States 2020

Movement Charge Calculations

U.S

AverageNew York Los Angcles

$l7s e pp. 82, 86$ l7s $175Cost to Import: Border Compliance (USD)f pp. 82, 86$100 $ 100$100Cost to Import: Documentary Compliance (JSD)

s27s re+fTotal

h p.8l15,000Total of

USD/Ke$0.01833 slhCost per kilogram$0.00832 0,454 * s/h USD/LbCost per pound

U.S. Inland Freight

New York Los Aneeles Average

Domestic transport cost (USD) s4,373 $ 1,93 I $3,1 52 a op.84. 88

3,192 1,295 2,244 b pp.84, 88

Total of 1s.000 c p.8l

Cost per kilosram $0.21013 d:a/c USD/ke

Cost Þer kilogram per kilometer $0.00009 d/b USD/Ke/km

Cost per Dound per kilometer $0.00004 0.454 * d/b USD/Lblkm

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Päge 1

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Sb Trading aross Borders

Dong BusØoss records the t¡me and cost associated with the log¡st¡cal Process

tariffs) associated w¡th three sets of procedures-documentary compliance'

import¡ng a shipment of goods. The most recent round of data collection for the

of export¡ng and importing goods Do¡ng Businass measures the time and cost (excluding

border compliance and domestic transport-wìthin the overall process of exporting or

projeci was completed in May 2019. see the methodology for more inforrnatìon'

what the lndlcåtors measuro

Documentary comPllance

' obtaining, preparing and submitting documents during

transport, clearance, inspections and port or border handling in

orig¡n economy

' obtain¡ng, preparing and submitting documents required by

destination economy and any transit economies

¡ Covers all documents required by law and in practice, including

electron¡c submissions of information

Border compliance

' Customs clearance and inspections

' lnspections by other agencies (if applied to more than 20% of

shipments)

o Handling and inspections that take place at the economy's port

or border

Domestlc transPort

o Load¡ng or unloading of the shipment at the warehouse or

porVborder

. Transport between warehouse and porvborder

. Traffic delays and road pol¡ce checks lvhile shipment ¡s en

route

To make the data comparable across economles, a few assumpt¡ons are made about the traded

goods and the transact¡ons:

Tlme:Timeismeasuredinhours,and ldayis24hours(forexample,22daysarc recordedas

22X24=528 houfs). lf customs clearance takes 7.5 houfs, the data are recofded as is. Altefnatively,

suppose documents are submitted to a customs agency at 8:00a m ' are processed overnight and

can'Ue pickeO up at 8:00a.m. the next day lhe time for customs clearance would be recorded as

24 hours because the actual procedure took 24 hours'

Cost: lnsurance cost and infomal payments for wh¡ch no receipt is issued are excluded from the

costsrecorded.costsarereportedinU.S'dollars.contributofsareaskedtoconvertlocalcurrencyinto u.s. dollars based on the exchange rate pfevailing on the day they answer the quest¡onna¡re.

Contr¡butors are pr¡vate sector experts in ¡nternat¡onal trade lo9¡stics and are ¡nformed about

exchange rates.

Assumptions of the case study:- for ati tgo econom¡es covere d by Doing Business, it is assumed a shipment is in a warehouse in

the largest business city of the exporting economy and travels to a warehouse ¡n the largest

cas6 studY ãssumPtlons

business c¡ty of the imPorting

- lt is assumed each economY auto parts (HS 8708) from

¡ts natural imPort Partner-the the largest value (Price times

quantitY) of auto parts. lt is assumed each economy exports the product of its comparat¡ve

advantage (defined by the largest export value) to ¡ts natural export partner-the economy that is

the largest purchaser of this product. Shipment value is assumed to be $50,000

The mode of transport is the one most widely used for the chosen export or import product and

the trading partner, as is ihe seaport or land border crossing'

- All electronic information submissions requested by any government agency in connection w¡th

the shipment are considered to be documents obtained, prepared and submitted during the expoft

or lmport Process.- I port oi forder is a place (seaPort or land border cross¡ng) where merchandise can enter or

leave an economy.- Rlt"uunt gouarnaent agencies include customs, port author¡t¡es' road police' border guards'

standardizaiion agencles, ministr¡es or depôrtments of agriculture or industry' nat¡onal secur¡ty

agencles and any other government authorities'

15 metr¡c tons

Page 8t

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Trad¡ng across Borders - New York City

lnd icator New York City OECD hlgh income Eest Regulatory Performance

'ì;': _!:

Cost to export: Border compl¡ance (USD) 175 136 8 0 (19 Economies)

Cost to export: Documentary compliance (USD) 60 33 4 0 (20 Economies)

Cost to import: Border compliance (USD) 98.1

23.5

0 (28 Econom¡es)

.r; . t jj.j¡iríj;¿ili-..Ìt";' ,.. ;r

" ,: .1'l (30.Eao0ir¡r¡ile!) ::'':. i i :;1,.'-":,li:-i' i' . '.: ."

0 (30 Econom¡es)Cost to import: Documentary compliance (USD)

Flgure - Tradlng across 8o¡dant ln How York Clty - Score

*þrt{þ*þ*þ#ffi#'[îme

toexport:Border

compliance

costto

export:Border

compllance

Tlmeto

export:Documentarycompliance

Costto

exPort:DocumentarYcompllance

Timeto

lmport:Border

compllance

Costto

lmport:Border

compllance

'[imeto

¡mport:Documentarycompllance

Costto

import:DocumentarYcompllance

Fläurc - Treding acRÈs Eordo|l¡ tn ltew Yàrk Clty and complrator economloe - Ranklng. and ScorE

DB 2020 Trad¡ng Across Borders Score

100

Unlted Klngdom (Rank: 33)

Angeles

York Clty

(Rank 42)

89.4: (Rank: 5l)

100: France (Rank: 1)

Note: The ranking of econom¡es on the ease of trading across borders is detefmined by sorting the¡r scores for trading ôcross bofdefs' These scofes are the simple

average of tie scores for the time and cost for documentary compliance and border compllance to export and import'

þ:i92.0t

92.0:

91.8:

Page 82

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Flguro - Tradlng across Bolders ln New York clty - Tlme and Cost

* T¡me (hours)

60

Cost (USDI

9I7

6

5

4

3

2

1

0

Ei:

175200

r50 ol

r00 ;

50

. -...100..

Expoft

Bordercompl¡ance

Export

DocumentaryCompl¡ance

lmport

go.de.Compl¡ance

lmport

Document¿rYCompl¡an(e

Page 83

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IfftffifrÐ

Detalls - Trðdlng across Borders ln New York clty

characterlstlcs Export lmport

Trade padner Canada

'lgjrqa'r,'ì ;:jrn '',,,'l'Ì. ,t,'1,;..ii:; ¡;:. , : 'i-tigiiäigitoioøcroslns l

.: .. . 1. ' i. . '; ".:.,'1

,.": i; ì::t.";'

Distance (km) 600

.1.....: :':l:.-i.. j';.. ..., t ' :: : l': r"' ::'' -

, 9;m¡;ulqffi.ti.mË.q¡oy¡l r:j,;;;., . ii.,': 14.;',: j,r,''.,

Domestic transport cost (USD) 1361

Mex¡co

"" Gredo borìier:', ,:: .;- .. ..

3192

4373

Detalls - Tradlng ácros¡ Borders ln New York Clty - Components of Eorder Compllance

Time to Complete {hours} Associated Costs (USD)

!ii:'

Export: Clearance and inspections required by

agencies other.than customs

lmport: clearance and inspectlons required by

customs author¡ties

0.0

1.5

0.5 0.0lmport: Port or border handling

Page 84

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Detalls - Tradlng across Bolders ln New York Clty - Trade Documênts

Export lmport

Pack¡ng List

NAFTA - Certif¡cate of or¡9in

' '' : l: -':r " .'Commercfal lnvòicé '

Pack¡ng L¡st

. :' :, . Cuitoms;Releáse Fonn 3461 I i. :. : -.-, r '...,:. _l_-..,:-Íìl:":"-r:r-;.'-::-1.-- -lJ.. L..

Customs Entry Form 7501

Page 85

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Trading across Eorders - Los Angeles

lnd¡cator Los Angeles OECD high income Sest Regulatory Performance

'j-'r:'.?L,;": : :1'-1,':.;:li .': .:'l-1 ì¡,, ; ;; .I|rile.to.èxpòitÍ B.grdef rcöinþti ðnti (hoÌjrsl : -'-

.'i,:'.,:¡t;::.. -:: : . i.rf,:¡r:"!r' ¡ :,i':,1;ì1."r'-:::-15'ri ;)..-;

I (19 Econornies) , . .' . .

0 (19 Econom¡es)

I (26 Economies) , :

::.-: ,--

0 (20 Econom¡es)

Cost to export: Border compliance (USD) 136.8

98.1

23.s

'.|'.,.;,';'

'2;3 :

Cost to export: Documentary compliance (USD) 33.4

,1,ry,.r.r ^..t¡,.:'-5i'ila,!i9.f!9'"r .,ti!:'.,, :; ::., i ¡,' i:l.t'', ::l ".

: .,1.;l :, :: .',. .

Cost to ¡mport: Border compliance (USD) 0 (28 Econom¡es)

0 (30 €conomies)

J

Cost to import: Documentary compliance (USD)

Flguro - Trâdlng across Borders ln Los Angslse - Scors

*þffiffiqþ*þ#ffi#T¡me

toexport:Border

compl¡ance

Costto

export:Border

compliance

Tlmeto

export:Documentarycompllance

Costto

exportlÐocumentarYcompl¡ance

Timeto

¡mport:Border

compllance

Costto

lmport:Border

compllance

T¡meto

import:DocumentarYcompl¡ance

Costto

import:DocumentarYcompl¡ance

fìgurs - trcdlng !çross Bordorr ln Los Angolos and comp¡rEtor economlos; ßanklng and Scofo

DB 2020 Trading Across Borders Score

100

United K¡ngdom (Rank: 33)

Angelos

York C¡ty

(Rankr 42)

88.4: (Rank:51)

100: France (Rank: 1)

Note:Therankingofeconom¡esontheeaseoftrad¡ngacrossborders¡sdeterm¡nedbysortingtheirscoresfortradingacrossborders Thesescoresarethesimple

average of the scores fof the t¡me and cost for documenrôry comptiance and border compliance to export and import'

Iu$92,o¡

92.0:

91.8:

Page 86

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Flgur€ - Tr¿dlng across Bordors ln Los Angslss - Tlme and cost

Export

aor¿e.Compliance

Export

Documentarycompliance

* lime (hours) --' Cost (USD)

175200

r50

100

50

5I

E¡;

ol

lmport

BorderCompliance

lmport

DocumentaryCompl¡ance

Page 87

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Detalls - Trâdlng across Bordêrs ln Los Angelôs

Character¡stlcs Export lmport

Trade partner

Distance (km)

'-l',:ìi,;,.,,",i1t11t,i,:,¡t&lii:Ë'¡q¡rffi :

Canada

3670

Mexico

Assoclated Costs (USD)

óo¡¡.e5tlc transþoit timê (hoursl ',l.-' .- ,-.--.¡_... ".";l:1:ì.-:-

, . t'.t...:",4i.' .: : -i'n;i , ,,"

Domestic transport cost (USD) 6017

Detalls - Tradlng across Eordors ln Los Angef€s - Compononts of Bordsr qompllancs

Time to ComPlete (hoursl

r295

1931

Export: Clearance and ¡nspections requ¡red by

aqencies other than customs

0.0

1.5

0.5

'-: :,:.r't:.

içxport:' :,.-

-2j,...;-:!'j _ i;:j,;.._.r'\; , 1 jril

;; --1 ":ri- ¡:"i '

lmport: Clearance and inspect¡ons required by

customs authorit¡es

175.0

0.0lmport: Port or border handling

Page 88

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Attachment 7

Ocean Freight and Marine lnsurance

Page 43: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

Ranged Data PUBLIC VERSION

Staês

O€n Frs¡gl¡lOcean Freight

United States Pofr

Jzn æ19 Fob 2019 ltz.2013 Apr 2019 Mây 2019 Jun 2019 Jul 2019 Aug 2019 56Þ2019 Od 2019 Nov 2019 Oæ 2019 Averâg€

28,800 28,800 28,800

AveEge Oæen Fr€¡ght Cherg6

charg6: USD/kg

uso/tb.

Sourc: hfþ:llw.ñ.eßklin .æñ

28,800 28,800 28,800 28,800 28,800 28,800 28,800 28,800 28,800 28,S00

Page 44: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

Marine lnsurance

$ 0.87

lnternational Marine lnsurance, basic Coverage

$ 100.00 at 100o/o O.87To of valueper

http://www.grw-products. com/onlinerates. htm

Basic Coverage lnsurance Rates -for DOMESTIG Shipments (within USA & Canada)

Rdleg ote pet $100 Yolue ol lnturonce coveÌoge

I

For'ALL R¡rk Coyerage pleâse call 1'800-541-0700 lor pdc¡ng.

OCEAN

2.03

Stdel

Non

0.66

5.00

for INTERNATIONAL $hipments (Outside US & Canada)

. Rqto¡ ore perSl(X) vqluê o? ln3uldnce coveroge

lnsurance

0.81

ç--

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THE REMAINDER OF THISBUSINESS PROPRIETARY

ATTACHMEI\T IS NOTSUSCE PTIBLE TO SUMMARIZATIONAND THEREFORE IS NOT PROVIDEI)

WITH THIS PUBLIC VERSION

Page 46: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

Attachment IU.S. lmport Duties

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Duties on lm rts of Common All Aluminum Sheet fl,om Sub ect Countries

to%

LO%

10%

to%

to%

to%

1.0%

LO%

LO%

to%

ro%

LO%

LO%

to%

ß%to%

LO%

LO%

rc%

r0%

6.50%

Free (A)

6.50%

650%Free (A)

6.50%

1.3% (KR)

Free (A)

Free (A)

6.50%

6.50%

Free (A)

6.50%

Free (A)

6.so%

Free (OM)

6.50%

Free (BH)

Free (A)

6.50%

Free (A)

2.7Oo/o

2.70%

Free (A)

2.70%

Free (A)

Free (A)

2.70%

2.70%

2.7Oo/o

2.70%

Free (A)

2.70%

2.70%

Free (OM)

2.70%

Free (BH)

Free (A)

2.70%

Free (A)

3%

Free (A)

3%

3%

3%

3%

Free (A)

3%

Free (A)

3%

0.6% (KR)

Free (A)

Free (A)

Free (BH)

Free (A)

3%

Free (A)

3%

Free (OM)

3%

Free (A*)

3%

3%

Free (A*)

3%

Free (A*)

Free (A*)

3%

3%

3%

3%

Free (A*)

3%

3%

3%

Free (BH)

3%(A*l3%

Free (A*)

Free (OM)

3%

3%

Free (A)

3%

Free (A)

3%

3%

3%

Free (A)

Free (A)

3o/o

3%

Free (A)

Free (BH)

Free (A)

3%

Free (A)

3%

Free (OM)

3%

Slovenia

Croatia

Serbia

Romania

Brazil

Greece

Italy

Spain

Egypt

Turkey (pre-May 77, 2OL9)

Turkey (May 17, 2019 and after)

South Korea

South Africa

Bahrain

lndonesia

Taiwan

lndia (preJune 5, 2019)

lndia (June 5,2OL9 and after)

Oman

Germany

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United States

International Trade Commission

I

I

December 2019Publication Number: 5008

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United States International Trade Commission

Commissioners

David S. Johanson, Chairman

Irving A. Williamson

Rhonda K. Schmidtlein

Jason E. Kearns

RandolPh J. StaYin

Amy A. KarPel

Catherine DeFiliPPo

Director, Office of OPerations

James R. HolbeinDirector, Office of Tariff Affairs and Trade

Agreements

Address all communications to

United States International Trade Commissíon

Washington, DC20436

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United States International Trade Commission

Harrnonized TariffSchedule of the UnitedStates 2019Revisiolt,20

For Use in Classification of ImportedMerchandise for Rate of DutY and

Statistical Purposes

Page 51: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

United States International Trade Commission

Project Leader

Janet E. Freas, HTS Project Manager

Principal Authors

Aru n Butcher, AttorneY-Advisor

Ba rbara E. Elkins, Attorney-Advisor

Leticia Johnson, Program Support Specialist

Ryan Kane, lnternational Trade Analyst

Vanessa Lee, Nomenclature AnalYst

Manjola Mancka, Nomenclature Analyst

Linda Powell, Nomenclature Analyst

Donnette R Rimmer, Nomenclature Analyst

Da niel P. Shepherdson, Attorney-Advisor

Janis L. Summers, Attorney-Advisor

Cynthia S. Wilson, Nomenclature Analyst

Under the direction ofJames R. Holbein, Director

For further information see

https ://www. usitc. gov/ta riff-affa i rslhts-h el p

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Harmonized Tariff Schedule of the United States (2019) Revision 20Annotated lor Statistical Reporting Purposes

GN p.3

General Notes 2

2 Customs:rerritofy ol the united states. The lerm "customs territory of lhe united states", as used in the tarifl schedule, includes only

the Stales, the District ol Columbia and Puerto Rico.

g Rates of Dutv. The rates ol duty in lhe ,,Rates of Duty'' columns designated 1_ ("General" and "Special") and 2 ol the tariff schedule apply

to good. ¡rported into lhe cusioms territory ol the United States as hereinalter provided in this note:

(a) Rate ol DulY Column 1.

(i) Except as provided in subparagraph (iv) of this paragraph, the rates of duty in column 1 ar9 rate: which are applicable lo all

products other than those of countries unr*"rated ii paragraph (b) of this note. Golumn 1 is divided into two subcolumns,i'General" and "Special", which are applicable as provided below'

(ii) The,,General,,subcolumn sels forth the general or normal trade relations (NTR) rates which are applicable to products of those

countries deõcribed in subparagraph (i) ãbove which are not entitled to special tariff treatment as set forth below'

(iii) The,,special,,subcolumn rellects rates of duty under one or more special tarill treatment programs described ¡n paragraph (c)

of th¡s note and idenlilied in parentheses immediately following the duty rate specif ied in such -subcolumn.

These rales apply

to those products which are properly classilied undei a provision for which a special rate is indicated and for which all of the

legal reqliremenls lor elig¡bil¡ty for such program or programs have been met. Where a product is eligible for special lreatment

under more lhan one program, the loweit raie of outy põvided for any applicable program. shall be imposed. Where no special

rate ol duty is provideä fo-r a provision, or where the-country from which a product olherwise eligible lor special lreatment was

. imported is noi Oesignated a's a beneiiciary country unde¡ ã program appearing with the appropriale provision, the rales of

duiy in the "General" subcolumn of column 1 shall apply'

(iv) Products ol lnsular Possessions.

(A) Except as provided in additional u.s. note 5 of chapter 91 and except as provided ín additional u.s. note 2 ol chapter

96, and;;;õi ;;;ilü ¡n secr¡on 423 of the Táx Reform Act ol 1986, and additional U'S' note 3(e) of chapler 71 '

goods imported f rom insular possessions of the United States which are outs¡de the customs territory of the United States

are suu¡elttã tne rates ol duiy set brrh in column 1 of the tarifl schedule, excepl that all such goods the growth or product

of any Ju"n porsession, or manulactured or produced ln any such possession lrom malerials the growth, producl or

manufacture of any ,ucñ possession o¡ of thä customs teniiory of the United Slates, or of both. which do not conta¡n

iäluiln:rn"r"ri"ts tó the vatue ot r-u ir'"n 70 perce{ ollleir tótal value (or more than 50 percent of their total value with

respect io ùooài Jescr¡oed in section 213(b) öf the Caribbean Basin Economic Recovery Act)' coming lo lhe cusloms

terrirory of îne United Staies directly lrom àny such possession, and all good.s previously imported inlo the customs.

tenirory of the unired states with påyment oíatt applicaote.duties and taxes imposed upon or by reason 9f importation

wnicn were shipped lrom rhe United'States, withoui remission, relund or drawback of such duties or laxes' dilectly to lhe

possession from which lhey are be¡ng returned by direct sh¡pment, are exempt from duly.

(B) ln determining whether goods produced or manufacfured in any such insular possession coniain foreign materials to the

value of rorJthan 70 pórcent, no malerial shall be considered loreign which either--

(1) at lhe time such goods are entered, or

(2)atthetimesuchmaterial¡simportedintotheinsularpossession,

may be ¡mpof ted into the customs teff itory from a loreigncountfy, and entered f¡ee. of duty; except that no goods containing

mater¡al to which (2) of th¡s subparagrap'h applies shál be exempt lrom duty under subparagraph (A) unless adequate

documentation is supplied ro sno*ìñai'tÀe material has been inöorporated into such goods during lhe 18-monlh period

alter the date on wtríin sucfr material is imported into the insular possession'

(C) Subjecr ro the timiratiohs imposed under sections 503(aX2), 503(aXg) and 503(c) of the Trade Act ol 1974' goods

O"s¡gn;ü å, äliéìOi" ,n¿"i section S03 of such Act which are imporled f rom an insular possession ol the United States

snurr ,"""ù" ãutitieãtmenr no less lavorable than the treatment aflorded such goods imported lrom a beneliciary

developíng country under t¡tle V of such Act'

(D) Subiect to lhe provisions in sect¡on 213 of the Caribbean Basin Economic Recovery Act, goods which are ¡mported from

insular possessions of the United Srales shall receive duty treatment no less lavorable than lhe treatment allorded such

goodswhentheyare¡mportedlromabeneliciafycountfyundersuchAct.

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Harmonized Tariff Schedule of the United States (2019) Revision 20Annotaled lor Statistical Roporting Purposes

GN p.5

General Note 3

(il) when not included in the manufacturer's actual cosl for the materials, the lreight, insurance, packing and all

other costs incuned in transporting the materials to the manulacturer's planl;

(lll) the actual cost ol waste or spoilage, less the value of recoverable scrap; and

(lV) taxes or duties imposed on the materials by the West Bank, the Gaza Slrip or a qualilying industrial zone, if

such taxes are not remilted on exportation.

(2) lf a material is provided to the manufacturer without charge, or at less lhan lair market value, its cost or value shall

be determined by computing the sum ot-

(l) all expenses incurred ¡n the growth, production or manulacturer of the maler¡al, including general expenses;

(ll) an amount for Profit; and

(lll) lreight, insurance, packing and all other costs ¡ncurred in transport¡ng the malerial to lhe manufacturer's plant'

(E) (1)

lf fhe inlormation necessary lo compute the cost or value of a material is not available, the Cusloms Service may

ascertain of estimate the value thereof using all reasonable methods'

For purposes of this paragiaph, lhe "direct costs of processing operations perlqrmed in the Wesl Bank. th9 gizaSinË oi a quality¡ng ¡nOustr¡ai zone" w¡th respect to an arlicle are those costs e¡ther directly incuned in, or which can

be r""ro"äbly Sil""ated to, me growm, production, manufaclure or assembly ol that art¡cle. Such costs include' but

are not lim¡teä to, rhe following iã ùre eitent ttìat they are includible in the appraised value ol articles imported into

the United Stales:

(l) All actual labor cosfs involved ¡n lhe growth, product¡on, manulacture or assembly ol the article, including fringe

I ' ¡"r*,fiis, on+nu-¡oU tra¡ning and cosis of engineering, supervisory, quality control and similar personnel;

(ll) Dies, molds, tooling and depreciation on machinery and equipment which are allocable to such arlicles;

(lll) Research, development, design, engineering and blueprint costs insolar as they are allocable to such arlicles;

and

(lV) Costs ol inspecting and test¡ng such arlicles.

(2) Those items that are not included as direct costs of processing operatio.ns w¡th respecl to an article are those which

are not d¡reclly attributable to the art¡cle or are not èosts of manufacturing the art¡cle. Such items include, but are

not limited to-

(l) profit; and

(ll) general expenses of doing business which are either not allocable to the arl¡cle or are not relatod to the growth'

õroducfion, mánufacture ór assembly ol lhe article, such as administrative salaries, casually and liability

insurance, advertising and salesmen's salaries, commissions or expenses.

(F) Whenever arlicles are entered with a claim fóI lhe dufy exemption provided in fhis paragraph-

(1) the ¡mporter shall be deemed lo certily that such art¡cles meet all of the conditions for duly exemplion;and

(Zl when requesled by the Cusloms Service, the ¡mporter, manufacturer -or

exporter submits a declaralion sett¡ng forth

all perünànt lnformalion with respect to such articles, including the following:

(l) A description of such articles, quantities, numbers and marks of packages, invoice numbers and bills of lading;

(ll) A description of the operations perlormed in the production of such articles in the Wesl Bank, the Gaza Slrip'

a qualifying industrial zone or lirael and an idenúlicalion of the direct cosls ol processing operat¡ons;

(3)

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GN p.6

General Note 3

(lll) A description of the malerials used ¡n the production ol such art¡cles which are wholly the growth, product or

manulaiture of the West Bank, the Gaza Slrip, a qualifying induslrial zone, lsrael or the United States, and a

slatemenl as to the cost or value of such materials;

(lV) A descr¡ption of lhe operalions performed on, and a slatement as to the origin and cost or value of, any loreign

materials usêd in such articles which are claimed lo have been sufliciently processed in the West Bank, the

Gaza Strip, a qualifying industrial zone or lsrael so as to be materials produced in the West Bank, the Gaza

Strip, a qualilying industrial zone or lsrael;and

(V) A description of the origin and cosl or value of any foreign materials used in the article whìch have not been

substanlially transformed ¡n the West Bank, the Gaza Slrip or a qualifying industrial zone.

(G) For the purposes of this paragraph, a "qualilying induslrial zone" means any area that--

(1) encompasses porlions of the territory ol lsrael and Jordan or lsrael and Egypt;

(Z) has been designated by local aulhorities as an enclave where merchandise may enter withoul payment of duty or

excise taxes; and

qualifYing industr¡al zone.

(b) Rate of Duty Column 2. Notw¡thstanding any ol the foregoing provisions of this note, lhe rates ol duty shown in column 2 shall apply

t" põdr"tÑl*tËr irported d¡rectly or intirectly, of the following countr¡es and areas pursuant to section 401 of the Tariff

ClassilicalionRcto¡góe,tosection231 ot257G)e)oltheTradeExpansionActof 1962,tosection404(a)of theTradeActof

1 974 or to any other applicable seclion of law or to action laken by the President thereunder:

Cuba Norlh Korea

(c) Products Eligible Jol Soecial Tariff Trêatment' 1/

(i) programs under which special tariff treatment may be provided, and the corresponding symbols for such programs as they

are indicated ln the "Special" subcolumn, are as follows:

Generalized System of PreferencesUnited States-Ausùalia Free Trade Agreement...'............'....Autbmotive Products Trade Act........Uniled Slates-Bahrain Free Trade Agreement lmplementat¡on Act.'...........'.'...

Agreement on Trade in Civil Aircraft.

...A, A'or A+

...4U

...8

...8H

...c

North American Free Trade Agreement:Gosds of Canada, under the lerms ol general note 12 to this schedu|e......"""""""""'CAGoods of Mexico; under the termS ot general note 12 to this schedule..'.'.""""""""""MX

Unitod Srates-Chile Free Trade Agreement."... """""""""""CLAfrican Growth and Opportunity Act...'............ """"'""""""'DCaribbean Basin Economic Recovery Act"......."'........'....'..'.."........r.. """""'E or E'

United States-lsrael Free Trade Area.'.... """"""""""""""""1LUnited Stãtes-Jordan Free Trade Area lmplemenlation Act'.........'........ """""JOAgreement on Trade in Pharmaceutical Pròducts.'. """"""""KDóminican Republic-Central America-United States Free Trade Agreement lmplemenlat¡on

Rct.;................. ......................P o¡ P+

Uruguay Round Concéssions on lntermediate Chemicals lor Dyes......,"'.""""" """""""""LUn¡täd States-Caribbean Basin Trade Partnership Act....'.............. """"""""'RUnited States-Morocco Free Trade Agreement lmplementalion Act""""""""""""""""""""M4United States-singapore Free Trade Âgreemenl'.'... """""""SGUn¡ted states-Omãn Free Trade Agreement lmplementation Act""""""' """'OMUnited States-Peru Trade Promotion Agreement lmplementation Act""""""""""""""""""'PEUn¡ted Srates-Korea Free Trade Agreement lmplemenlation Act """""" """""""""""""""'KRunited states-colombia Trade Promotion Agreement lmplementation Act..............................co

1/This lisr has not þeen updated lor the special GSp provisions applicable to certain products of Nepal, for which the symbol is "NP."

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4. products ol Countries Designated Beneficiáry Developing Countr¡es lor Purposes of the Generalized System ol Preferences IGSP)

(a) The lollowing countries, terrilories and assoc¡ations ol counlries elig.ible lor trealmenl as one counlry (pursuant to sect¡on 507(2).

of the Trade Act of 1 g74 (19 U.S.C. 2467 (2ll are designated benef iõiary developing countries lor the purposes o1 lhe Generalized

System of preferences, provided for in Tiile V ol the Tiade Act ol 1974, as amended (19 U'S.C. 2461 et seq.):

lndependent Countries

GN p.11

GSP

AfghanislanAlbaniaAlgeriaAngolaArgentinaArmeniaAzerbaijanBelizeBeninBhutanBoliviaBosnia and

HercegovinaBotswanaBrazilBurkina FasoBurmaBurundiCôte d'lvoireCambodiaCameroonCape VerdeCenlral African

RepublicChadComorosCongo (Brazzaville)Congo (Kinshasa)DjiboutiDomin¡caEcuadorEgyptEr¡treaEswatiniEthiopiaFi¡¡

GabonGambia, TheGeorgiaGhanaGrenadaGuineaGuinea-BissauGuyanaHaitilndonesialraqJamaicaJordanKazakhstanKenyaKiribatiKosovoKyrgyzstanLebanonLesothoLibetiaMadagascarMalawiMaldivesMaliMaur¡taniaMauriliusMoldovaMongoliaMontenegroMozambiqueNamibiaNepalNigerNigeriaNorth Macedonia

PakistanPapua New GuineaParaguayPhilippinesRepublic olYemenRwandaSaint LuciaSaint Vincent and the

GrenadinesSamoaSao Tomé and

PrincipeSenegalSerbiaSierra LeoneSolomon lslandsSomaliaSouth AlricaSouth SudanSri LankaSurinameTanzaniaThailandTimor-LesteTogoTongaTunisiaTuvaluUgandaUkraineUzbekislanVanuatuZambiaZimbabwe

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GSP

Harmonized Tariff Schedule of the United States (2019) Revision 20Annotated lor Stat¡st¡cal Reporting Purposes

Non-lndependent Countries and Territories

AnguillaBr¡t¡sh lndian Ocean

TerriloryChristmas lsland

(Australia)Cocos (Keeling)

lslandsCook lslands

Member Cóuntries of theCartagena Agreement

{Andean Group)

Consisting of

BoliviaEcuador

Falkland lslands (lslasMalvinas)

Heard lsland andMcDonald lslands

MontserratNiueNorfolk lslandPitcairn lslands

Associalions of Countries (lreated as one country)

Member Countr¡es of the WeslAlrican Economic and

Monetary Union (WAEMU)

Gonsisting of

BeninBurkina FasoCôle d'lvoireGuinea-BissauMaliNigerSenegalTogo

Member Countries of the SouthAsian Association forReoional Coooeration

ISAARCI

Cunently qualilying:

AfghanistanBhutanMaldivesNepalPakistanSri Lanka

Member Counlries of theAssociation of South EastAsian Nations (ASEAN)

Currently qualifying

BurmaCambodialndonesiaPhilippinesThailand

Saint HelenaTokelauVirgin lslands, BritishWallis and FutunaWest Bank and Gaza

StripWestern Sahara

Member Countries gf theSouthèrn Africa Devqlopment

Communitv (SADC)

Currently qualifying

BotswanaMauritiusTanzania

Member Countries ol theCaribbean Common Market

(cARrcoM)

Cunently qualilying:

BelizeDominicaGrenadaGuyanaJamaicaMonlserratSaint LuciaSa¡nt Vincent and the

Grenadines

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(i) The following beneficiary countries are designated as least-developed beneficiary developing countries pursuanl to section

502(a)(2) ol theTrade Act of 1974, as amended:

GN p.13

GSP

(b)

AlghanistanAngolaBeninBhutanBurkina FasoBurmaBurundiGambodiaCentral African

RepublicChadComoros

Congo(Kinshasa)

Dj¡boutiEthiopiaGambia, TheGuineaGuinea-BissauHaitiKiribaliLesothoLiberiaMadagascarMalawi

MaliMaurilaniaMozambiqueNepalNigerRepublic of

YemenRwandaSamoaSao Tomé and

PrincipeSenegalSierra Leone

SomaliaSouth SudanTanzaniaThe Solomon

lslandsTimor-LesteTogoTuvaluUgandaVanuatuZambia

(c)

whenever an elig¡ble article which is the growth, product or manufacture ol one of the countries designated as a least-developed

beneliciary deve'ioping country is imported into ihe customs terr¡tory of the Un¡ted States directly lrom such counlry, such

articls shall be entitled to recè¡ve thä duty-lree trealment provided for in subdivision (c) ol this note without regard to the

limitat¡ons on preferential treatmenl of elþible articles in section 503(cX2)(A) of the Trade Act' as amended (19 U'S'C'

2463(cX2XA)).

(ii) Articles provided for in a provision for which a rale of duty "Free" appeãrs in.the "Special" subcolumn lollowed by the symbol,'A+', in parentheses are r'hose designated by the President to be eiigible articles for purposes ol the GSP pursuant to seclion

sgg(axi XB) of the Tiade Act of 19i4, as amended. The symbol "A+i' indicates. that all least'developed beneficiary counlries

ar" ètçirirà ior preferenlial treatment w¡th respect to all artícles provided for in the designated provisions' Whenever an eligible

article which ¡s the growth, product, or *"nuiactur" ol a designated least-develoPed developing country l¡sted in subdivision

(b)(i) of this ¡ote is imporreà inro th" customs terr¡tory ol the Ùnited States directly lrom such counlry, such article shall be

èt¡g¡ble tor Outy-f ree trealment as set forth in the "Special" subcolumn; providedthal, in accordance with regulations promulgated

by-the Secretáry ol the Treasury the sum of (1 ) th'e cosl or value ol the materials produced in the least-developed beneficiary

däveloping "orntry

or 2 or moré countries *iti.h ar" members of the same association of countries which is treated as one

;ñi;í ñd;; ;eci¡on sOi(z) ot rhe Trade Act of 1974, plus (2) the direct costs ol processing operalions performed.in such

least-dlveloped beneficiary developing country of such'members countries, is not less than 35 percent of the appraised value

ol such article at the time of its entry inlo the customs teff¡tory of lhe unitecl slates. No aft¡cle of material of a least-developed

ór.ãf¡.¡ãivàé*ùpìng counrry snaÍ be etigibte for such treatment by virtue of having merely undergone simple combining or

packing operationé, oi mere dilution with water or mere dilution w¡th anolher substance that does not materially alter the

characterist¡cs of the arlicle.

Arricles provided for in a prov¡sion lor which a rate of duly ol "Free" appears in the "special" subcolumn follo]1ed by the symbolsilAi' or ,,Ar¡ in parenlheses urà irro." designated by the Piesident to be eligible articles for purposes ol the GSP_pursuant to section

50s of the Träde Act of 1974. The followiñg articlei may not be designated as an eligible article for purposes ol the GSP:

(i) textile and apparel articles which were not eligible articles for purposes ol this note on January 1 ' 1994;

(¡i) watches, excepf as determined by the President pursuant to seclion 503(cX1 XB) of the Tiade Act of 1 974, as amended;

(i¡¡) imporþsens¡tive eleclronic articles;

(iv) import-sensilive steel articles;

(v) footwear, handbags, luggage, flat goods, work gloves and leather wearing apparel, the foregoing which were not eligible arlicles

for purposes ol the GSP on April 1' 1984;

(vi) import-sensitive semimanufactured and manulaclured glass products;

(vii) any agriculrural product ol chapters 2 through 52, inclusive, that is subject to a tarill-rate quota, ¡l entered in a quantity in excess

of lhe in-quota quant¡ty for such producl; and

(viii) any other articles which the President determines lo be import-sens¡t¡ve in the contexl ol the GSP'

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GN p.16

GSP

3907.61.00

3907.69.00

3907.70.003907.99.203907.99.503909.1 0.003909.50.503913.90.203920.62.003921.90.503923.21.003923.90.004011.10.10

401 1.10.50401 1.20.10

401 1.20.504012.12.804012.90,454101.90.404104.41.s04107.1 1 .8041 07.1 9.504107.99.804201.00.604303.1 0.004409.22.054409.29.064411 .12.904412.10.05

4412.31.264412.31.424412.31.484412.31:52

4412.31 .61

4412.31.92

Argentina;lndonesia;Thailand

Argent¡na;lndonesia;Thailand

ArgentinaArgentinaArgentinaArgenlinaArgentinaArgenlinaThailandArgentinaThailandArgentinaArgentina;

Brazil;lndonesia;Thailand;Ukraine

BrazilBrazil;

ThailãndBrazilJordanBrazilBrazilBrazilArgentinaBrazilBrazilArgentinaArgentinaBrazilBrazilBrazilBrazil;

EcuadgrBrazillndonesialndonesiaBrazil;

lndonosialndonesiaBrazil;

lndonesiaBrazilBrazilBrazilBrazilBrazilBrazilBtazilBrazil;

lndonesiaBrazil;

Ecuador;lndonesia

Ecuádor

4412.94.904412.99.31

4412.99.41

GuyanaBrazil;

lndonesiaBrazili

Ecuador;lndonesia

EcuadorGuyanaBrazilBrazil;

lndonesia;Thailand

BrazilBrazil;

lndonesiaBrazilBrazil;

lndonesiaBrazilBrazil;

lndonesiaBrazilBrazilBraz¡lBrazilBrazilThe

PhilippinesThe

PhilippinesUkraineBrazilBrazilThailandThailandThailandThailandThailandBrazilArgentina;

BrazilBrazilBrazilArgentinaBrazilThailandThailandArgentinaBrazilArgentina;

BtazilArgentina;

BrazilBrazilKazakhslanBrazilBrazilBtazilBrazilBtazil

7315.90.007403.11.007407.21 .907408.1 1 .607403.1 9.007408.19.007409.11.507409.21 .007606.12,307614.10.507615.10.307901.11.007901 .12.50

81 12.19.008207.20.008402.12.008408.20.208408.20.908409.91.50

8409.91.998409.99.91

Argenl¡naKazakhstanBrazilBrazilBrazilBrazilArgentinaArgenlinalndonesiaEcuadorThailandArgentinaArgentina;

KazakhslanKazakhstanArgentinalndonesiaùazilBrazilArgentiná;

ùa¿ilArgentinaArgenlina;

BrazilBtazilBrazilThailandThailandEcuadorUkraineArgentinaArgentinaArgentinaArgentinaArgentinaArgentinaArgenlinaBrazilUkraineUkraineUkraineUkraineUkraineUkraineThailandArgenlinaArgentinaArgentinaUkraineUkrainePh¡l¡ppinesNorth

MacedoniaBrazilBrazilBrazilArgentinaBrazilArgent¡na8¡azil

4412.99.804412.99.904418.60,004418.73.30

4418.73.404418.73.70

4418.73.904418.74.90

4418.75.404418.75.70

44'l 8.79.014418.91 .904418.99.904421.91 .604421.99.604602.19.23

5607.90.35

6116.10.086802.93.006802,99.006907.21.306907.22.306907.23:306907,30.306907.40.306910.10.006910.90.00

691 1.90.006912.00.44

841 0.1 3.008413.30.108443.1 1.108450.20.008450.90.208456.1 2.908477.51 .008480.30.008481.30.208481 .80.308481 .80.908481 ,90.308503.00.658503.00.958504.40.958504.50.808516.71 .008516.79.008518.29.808518.50.008528.72.648536.90.608s36.90.858538.90.818543.70.428543.70.958544.30.008702.10.31

7007.1 1.007106.92.5071 13.11.507113.19.507114.11.607202.21.107202.21.50

4412.33.264412.33.324412.33.574412.34.264412.34.324412.34.574412.39.404412.94.31

4412.94.41

7202.30.00

7202.11.107202.41.0O7202.93.807202.99.107307.21.507307.91.307307.91.50

8708.30.508708.40.508708.40.758708.50.658708.50.898708.50.918708.50.994412.94.80

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CHAPTER 76

ALUMINUM AND ARTICLES THEREOFXV

76-1

Note

1. ln this chapter the following expressions have the meanings hereby assigned to them:

la) Bars and rods

Rolled, extruded, drawn or forged products, not in coils, which have a uniform solid cross section along their whole length in

the shape of circles, ovals, rectãngles (including squares), equilateral triangles or regular convex polygons (including "flattened

circles', and "modified reciangles;, of which two opposite sides are convex arcs, the other two sides being straight, of equal

length and parallel). ProductJwith a rectangular (including square), triangular or polygonal.cross.section may have corners

,orio"o "tóng

theií whole length. The thickñess oi such products which have a rectangular (including 'hodified rectangular")

cross section exceeds one-teñth of the width. The expression also covers cast or sintered products, of the Same forms and

dimensions, which have been subsequently worked afier production (otherwise than by simple trimming or descaling), provided

that they have not thereby assumed the character of articles or products of other headings.

(b) Profiles

Rolled, extruded, drawn, forged or formed products, coiled or not, of a uniform cross section along their whole length, which

do not'conform to any of the-definitions of bars, rods, wire, plates, sheets, strip, foil, tubes or pipes. The expression also..

covers cast or s¡ntered products, of the same forms, which have been subsequently worked after production (otherwise than

by simple kimming or d'escaling), provided that they have not thereby assumed the character of articles or products of other

headings.

(c) Wire

Rolled, extr-uded or drawn products, in coils, which have a uniform solid cross section along their whole length in the shape

"ù;"1;, ãváts, rectangt"r (¡n"luO¡ng squares), equitateral triangles or regular convex polygons (including "flattened circles"

and ,,modified rectanglãs,,, of *n¡"n two'opposite sides are convex arcs, the other two sides being straight, of equal length .

and parallel)- producä with a rectangular iincluding square), triangular or polygonal cross section may have corners rounded

along their whole length. The thicknãss of such próducts which have a rectangular (including "modified rectangular") cross

sect¡on exceeds one-tenth of the width'

(d) Plates. sheqts. strip and foil

Flat-surfaced products (other than the unwrought products of heading 7601), coiled -ornot,

of solid rectangular (other than

square) cross'section wìth orwithout rounded córners (including "modified rectangles" of which two opposite sides are convex

arcs, ttre other two sides being straight, of equal length and parallel) of a uniform thickness, which are:

- of rectangular (including square) shape with a thickness not exceeding one-tenth of the width'

- of a shape other than rectangular or square, of any size, provided that they do not assume the character of articles or

products of other headings.

Headings 7606 and 7607 apply, intef alia ,.to plates, sheets, strip and foil with patterns (for example, grooves, ribs, checkers,

tears, b-uttons, lozenges) anå io sucn producis which have been perforated, corrugated, polished or coated, provided that

they do not thereby ãssume the character of art¡cles or products of other headings.

(e) Tubes and Pioes

Hollow products, coiled or not, which have a uniform cross section with only one enclosed void along their whole length in

the shape ot c¡rcfés, óVats, reótangles (including squares), equilateral triangles or regular convex polygons, and which have

ä ,nìt*in__*"li tni.rn".i. ËroouctJw¡tn'a rectañgutär (inctudiñg square), equilateral triangular or regular convex polygonal

cross section, which may have corners rounded-along their whole length, are also to be considered as tubes and pipes

provided the inner and outer cross sections are concãntric and have the same form and orientation. Tubes and pipes of the

foregoing cross sections may be polished, coated, bent, threaded, drilled, waisted, expanded, cone-shaped or fitted with

flanges, collars or rings.

Subheading Notes

1. ln this chapter the following expressions have the meanings hereby assigned to them:

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XV76-2

Subheading Notes (con.)

(a) Aluminum. not alloyed

Metal containing by weight at least 99 percent of aluminum, provided that the content by weight of any other element does

not exceed the limit specified in the following table:

TABLE - Other elements

Element Limiting content percent byweight

Fe + Si (iron plus silicon)

Other elements (t),

each

1

0.1 e)

(t)other elements are, for example, Cr, Cu, Mg, Mn, Ni, Zn.

(t) Copper is permitted in a proportion greater than 0.1 percent but not more than

0.2 percent, provided that neither the chromium nor manganese content exceeds

0.05 percent.

(b) Alum¡num allovs

Metallic substances in which aluminum predominates by weight over each of the other elements, prov¡ded that:

(i) The content by weight of at least one of the other elements or of iron plus silicon taken together is greater than the limit

specified in the foregoing table; or

(ii) The total content by weight of such other elements exceeds 1 percent.

2. Notwithstanding the provisions of chapter note 1(c), for the purposes of subheading 7616.91 the te.rm "wire" applies only to

products, whether or not in coils, of any cross-sectional shape, of which no cross-sectional dimension exceeds 6 mm.

Additional U.S. Note

For the purposes of heading 7608, the rate of duty "Free (C)" appearing in the "special" suþcolumn applies only to tubes and

pipes with attached fittings, suitable for conducting gases or liquids'

Statistical Notes

l. For the purposes of this chapter, the term "aluminum vanadium master alloy" refers to aluminum alloys which contain by weight 20 percent

or more of vanadium.

Z. For the purposes of this chapter, the term "aluminum can stock" refers to sheets and strip in coils, of alloys of aluminum in which either

manganese or magnesium ís the predominant alloying element, not painted, over 0.175 mm but not over 0,432 mm in thickness, and over

254 mm in width, comprising "body stock and "lid stock" as specified below:

(a) The term ,'body stock" refers to aluminum can stock having manganese as the predominant alloying element and having a minimum

tens¡le strength ot 262 MPa; and

(b) The term,,lid stock" refers to aluminum can stock having magnesium as the predominant alloying element and having a minimum tensile

strength of 345 MPa.

3. For the purposes of statistical reporting number 7601 .20-9080, "sheet ingot" (slabs) refers to aluminum alloys with a rectangular cross-section

suitable to be manufactured into other products'

4. For the purposes of statistical repor.ting number 7601.20.9085, "foundry ingot" refers to large castings of aluminum alloys of various shapes

other than sheets or slabs to be melted for further processing.

s. For the purposes of statistical reporting numbers 7604.29.3030, 7604.29.ilo2land 7606.12.3015, "high-strength heaþtreatable alloys" refers

to aluminum containing by weight 7.0 þercent or less of copper or 1 0.0 percent or less of zinc, and/or designated as series zxxx end Txxx

(except 7072) in the Aluminum Association's specifications of registered alloys.

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Statistical Notes (con.)

For the purposes of statistical reporting numbers 7604.29.3060, 7604.29.5050 and 7606.12.3025, "heat-treatable induskial alloys" refers to

aluminum containing by weight i.O percent or less of magnesium and 3.0 or less of silicon, and/or are designated as series 6xxx in the

Aluminum Association's specifications of registered alloys.

XV76-3

o.

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Rates of Duty1

Special

un¡tof

Quantity General

Heading/Subheading

5tat.Suf-fix

Article Descr¡ption

Harmonized Tariff Schedule of the United States (2019) Revision 20Annotated for Statistical Reporting Purposes

mlnum wlre:Of aluminum, not alloyed:

Of which the maximum cross-sectional dimension2.6Y"1!

76-6

11.00 00

19.00 00

.21.00 00

.00 00

Other

Of aiuminum alloys:Of which the maximum cross-sectional dimension

èxceeds 7 mm...............

plates, sheets and strip, of a thickness exceedingmm:Rectangular (including square):

Of aluminum, not alloyed:Not c|ad.......,.................'..,.'....

With a thickness of more than 6.3 mm..'.'....... kg

With a thickness of 6.3 mm or less.'.'...."........ kg

k9........... 4.2o/"1!

2.6"/o!

k9........... 4.2"/"J!

k9....... 2.7t/.J!

Free (A, AU, BH,

cA, cL, co, D, E,

IL, JO, KR, MA,MX, OM, P, PA,PE, SG)

Free (4, AU, BH,

cA, cL, co, D, E,

IL, JO, MA, MX,OM, P, PA, PE,

SG)0.8% (KR)

Free (A, AU, BH,

cA, cL, co, D, E,

IL, JO, KR, MA,MX, OM, P, PA,PE, SG)

Free (A, AU, BH,

cA, cl-, co, D, E,

IL, JO, MA, MX,OM, P, PA, PE,

SG)0.8% (KR)

Free (4, AU, BH,cA, cL, co, D, E,

IL, JO, KR, MA,MX, OM, P, PA,PE, SG)

Free (A, AU, BH,cA, cL, co, D, E,

IL, JO, KR, MA,MX, OM, P, PA,PE, SG)

11%

25%

11%

25%

135%

9.50/o

11

11.30

30

6011.60 00

Page 63: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

1

Soec¡al

2unitof

Quantity General

Head¡ng/Subheading

5tat.Suf-f¡x

Article Description

Harmonized Tariff Schedule of the United States (2019) Revision 20Annotated for Stat¡stical Report¡ng Purposes

num plates, sheets and strip, of a thickness exceeding

XV76-7

(con.)

1212.30

12.60 00

.2 mm: (con.)Rectangular (including square): (con.)

Of aluminum alloys:Not clad....

With a thickness of more than 6.3 mm:High-süength heat-treatable alloys of akind described in statistical note 5 to thischapter

Heaþtreatable industrial alloys of a kinddescribed in statistical note 6 to thischapter

Other..........,....With a thickness of 6.3 mm or less:

Aluminum can stock:Body stock......

Clad.

Other:Of aluminum, not alloyed:

Not c|ad.............,.......................,.....

With a thickness of more than 6.3 mm............ kg

With a thickness of 6.3 mm or 1ess.................. kg

Clad

With a thickness of more than 6.3 mm............ kg

With a thickness of 6.3 mm or 1ess...,............. kg

Of aluminum alloys:

kg 6.5/.1!

Free (A., AU, BH,cA, cL, co, D, E,

IL, JO, KR, MA,MX, OM, P, PA,PE, SG)

Free (4, AU, BH,

cA, cL, co, D, E,

IL, JO, MA, MX,OM, P, PA, PE,SG)

1.3% (KR)

Free (4, AU, BH,

cA, cL, co, D, E,

IL, JO, KR, MA,MX, OM, P, PA,PE, SG)

Free (A, AU, BH,cA, cL, co, D, E,

IL, JO, KR, MA,MX, OM, P, PA,PE, SG)

Free (A, AU, BH,cA, cL, co, D, E,

IL, JO, MA, MX,OM, P, PA, PE,SG)

0.6% (KR)

Free (4, AU, BH,

cA, cL, co, D, E,

IL, JO, MA, MX,OM, P, PA, PE,SG)

1.3% (KR)

go/"1! 13.5%

30%

13.5%

9.5%

135%

15

25

35

45

kg

kg

kg

kg

kgkg

5590

.91

.91.30

.60

55

95

55

95

25

35

55

95

2.7o/.1!

g./"!!

With a thickness of more than 6.3 mm..........

With a thickness of 6.3 mm or 1ess................

C1ad................

With a th¡ckness of more than 6.3 mm...... kg

kg

kg

With a thickness of 6.3 mm or |ess........... kg

6.5V"1! 30Yo

Page 64: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

Attachment 9

U.S. lnterest Rates

Page 65: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

Series DescriptionAverage majority prime rate charged by banks on short-term loans tobusiness, quoted on an investment basis

Percent:_Per Year

T

NA

H 1slH 1-5lRr FSP BLP_N : M

RIFSPBLP N.M

Unit:

Multiplier:Currency:

Unique ldentifier:Time Period

201.9-OL

2019-o2

2019-03

20t9-042019-05

2019-06

2019-07

2019-08

20L9-09

20t9-ro20L9-Lt20t9-L2Average

5.5

5.5

5.5

5.5

5.5

5.5

5.5

5.25

5.1_5

4.99

4.75

4.75

Source: https://www.federalreserve.govfdatadownload/Choose.aspx?rel=H15

Page 66: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

EXHIBIT AD-ID.2

Normal Value

Page 67: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

Gommon Alloy Aluminum Sheet

Home Market Pricing

Page 68: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

Ranged Data PUBLIC VERSION

Home Market PricingIndonesia

Common Alloy Aluminum SheetFormula

Date

Seller

Product

Alloy

Temper

Gauge

W¡dth

Length

Fabrication (if quoted)

LME (¡f quoted)

Price

Exchange Rate

Price

Delivery Terms

Freight Rate

Freight Distance

Freight Charge (if applicable)Cash Discount (if applicable)Payment Terms

lnterest Rate - Local Gun.

Gredit Expense (if applicable)Distributor / lmporter Mark-Up

Distributor / lmporter Mark-Up

Net Price

I

¡

I

I

¡

IIII

II

SourceFMR

FMR

FMR

FMR

FMR

FMR

FMR

FMR

FMR

FMR

FMRLocal Curr/kg.

USD / Local Curr

USD / KG

Per kg/km

Km

USD / KG

USD / KG

days

%

USD / KG

USD / KG

0.000071

0.000429

0.0100

0.00

a

b

ç=(¿+b)

d

e=c*d

r

s

i

j

k

¿=1e-i).j.k/365m

n

o=e-(e/(1+n))p=e-sum(i,j,o)

FMR

FMR

Business (AD-lD-1, Att. 4)

FMR

FMR

h=g*f

FMR

FMR

Page 69: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

PUBLIC VERSION

DECLARATION CONCERNING DIFFERENCE.IN-MERCHANDISEFOR COMMON ALLOY ALUMINUM SHEET

IN COIL AND CUT-TO-LENGTH FORMS

I,I ], declare that the following information is true and accurate:

Iamthet

l. I have worked in

the aluminum industry for [ ] years. My company's headquafters and associated production

facilities are at the following locations:

Through my [ ] years of experience in the aluminum industry, including my roles in

t I I am familiar with the differences in costs to produce

CAAS products produced and sold in coil and cut-to-length forms.

Cutting CAAS to length requires a producer to incur an additional production step and

additio;al costs for sales of cut-to-length CAAS. In particular, based on my knowledge of the

industry, I am aware that third-party toll processors and service centers in the United States

typically charge from 5 to 7 cents per pound to cut coils into sheets.

CERTIFICATION

This declaration is made in accordance with 28 U.S.C. S 1746. I declare under penalty of perjury under

the laws of the United States of America that the foregoing statements are true and corect to the best ofmy information and belief.

Dated: February 25, 2020

2

J

I

tI

tI

t ì t I t ì

t l t I t 1

I ì t ì t I

Page 70: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

Common Alloy Aluminum Sheet

Exchange Rates

Page 71: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

Exchange Rateslndonesia

DATE1-Jan-'í92-Jan-'193-Jan-194-Jan:195-Jan-196-Jan-197-Jan-198-Jan-199-Jan-19

'10-Jan-19

1'l.Jan- 19

12-Jan-1913-Jan-1914-Jan'191 s-Jan-19l6-Jan-1917-Jan-1918-Jan-1919-Jan-1920-Jan-1921-Jan-l 922-Jaî-1923-Jan-1924-Jan-1925-Jan¡926-Jan-1927-Jan-1928-Jan-1929-Jan-1930-Janl93l-Jan¡91-Febl92-F€F193.Feb-194-Febl95-F€b-196-Feb-197-Feb-198-Feb.19g-Febl9

1o-Feb-1 If 1-Feb-1912-Feb-19l3-F€b-19l4-Feb-19lS.Feb.1916.Feb-1917-Feb-1918-Febl9.19-Feb-1920-Feb.l921-FeblÒ22-Feb-1923-F€b-1924-Feb-1925-Feb.1926-Feb:1927-Feb-'1928-F€b-19

'l-Mar-19

2-Mar-193.Marl94-Matr'195-MaÊ196-Mar-197-Matr'198.MaÊ199-Mar.19

l0-Mar:1911-MaÊf912-MaF1913-Marl914-Marl9lsMar-19'16-Mar-19

17-Matrl918-Mar-1919-Marl920-Matsl921-Mats1922-MaG'1923-Mar-1924-Matr1925-Matr1926.Mar-1927-Matr1928-Mar-1929-MaÊ1930-MaÊ1931-Matr19

RATE0.00006900.00006900.00007000.00007000.00007000.00007000.00007100.00007100.00007100.0000710o.oooo71o0.00007100.00007100.00007100.00007100.00007100.00007000.00007000.0000700o.oooo70o.o.0ooo7ooo.oo0o7oo0.00007100.0000710o.ooooTto0.00007100.00007100,00007100.00007100.00007100.0000720

o.ooo0720.0000720.0000720.0000720.0000720.0000720.0000720.0000710.0000710.0000710.0000710.0000710.ooÒ07i0.000071o.ooooTr0.0000710.000071 .

0.0000710.00007'l :

0.000071q.000071

0.00007'l0.0000710.00007 1

0.0000720.0000720.00007'l0.0000710.0000710.0000710.0000710.0000710.0000710.000071

0.00007o.ooooT0.000070.00007o:ooo070.000070.000070.000070.00007

. 0.000070.00007.0.000070.00007

0.00007r0.000071

0.000070.000070.000070.000070.000070.000070.000070.000070.00007o.ooooi

MonthJan-19Feb-19Mar-194ptr19May-19Jun-'19Jul-19

Aug-19Sep-19Ocþ19Nov-19Dec- 19

RATE0.0000710.0000710.0000700.000071o.oooozo0.0000700.0000710.0000700.0000710.000071 Êo.oooozt E0.000071 E

QuartorJan-Mar 2019Apr-Jun 2019Jul-Sep 20'19Oct-Dec 2019

RÄTE0.0000710.0000700.0000700.000071

Yeaf2019

RATE0.000071

Page 72: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

'l-Aptr19

2-Aptr193-Apr-194-ApÊ'19s-Apr- 19

6-4ptr197-4ptr198-ApF199-4ptr19

10-4ptr19'11-4ptr19

12-ApÊ1913-4ptr1914-4ptr1915-4ptr1916-Apr:1 917-Aptr'1918-4ptr1 I1g-Apr-'1920-AþÊ192'l-Aptr1922-Apr1923-ApÊ1924-Apr'1925-4ptr1926-4ptr1927-Apt-'1928-4ptr1929-ApF1930-4ptr191-MaYJ192-May-193-May-194-May-195-May-196-May-197-May-198-May-199-May-1 I

1o-May- 1 9'11-May-19

12-May-19'13-May-'19

14-May-1 I1s-May-19'16-May-19

1 7-May-1918-May-191g-May-1920-May-'1921-May-1922-May-1923-May-1924.May-1925-Mai-1926-May-1927-Mây-'1928-May-1929-May-'1930-May-1931 -May-19

1-Jun-192-Jun-193.Jun-194-Jun-195-Jun-196-Jun-197-Jun-19.8-Jun-f9.9-Jun-19.

10-Jun-'191 1-Jun-1912-Jun-191 3-Jun-1914-Jun-19'15-Jun-19

16-Jun-19'17-Jun-'19

I 8-Jun-1919.Jun-1920-Jun-1921.Jun-'l I22-Jun-1923-Jun-1924-Jun-1925.Jun-1926-Jun-1927-Jun-1928-Jun-1929-Jun-1930.Jun-19

0.000070.00007

0.0000710.0000710.0000710.0000710.0000710.0000710.0000710.000071

0.000070.0000710.0000710.00007r0.0000710.0000710.000071o.ooo0710.0000710.00007't0.0000710.0000710.0000710.000071

0.000070.000071o.oooò710.000071

0.000070.000070.000070.000070.000070.000070.000070.000070.000070.000070.000070.000070.000070.00007

0.0000690.000069o.oboo690.0000690.0000690.0000690.0000690.0000690.0000690.0000690.000069

0.000070.000070.000070.000070.00007

0.0000690.000069

0.000070.000070.00007

0.0000710.00007o.0ooo70.000070.00007.0.000070.000070.000070.000070.000070.000070.000070.000070.000070.000070.000070.00007

0.00007ro.o0o07t .

0.000071o.ooÓ0710.0000710.0000710.0000710.0000710.0000710.0000710.000071

Page 73: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

1 -Jul-'19

2-Jul193-Jul-194.Jul-195-Juþ196-Jul-197-Jul-198.Jul-199-Jul-19

10-Jul-1 II 1 -Jul- 19

1z-Jul-1 9I 3-Jul-19l4-Jul-19I s-Jul-1916-Jul-1917-Jul-19l8-Jul-1919-Jul-1920.Jul-1921-Jul-1922-Jul-1923.Jul-1924-Jul19

.25-Jul-1926-Jul.1927-Jul-1928-Jul-1929.Jul-1930-Jul-tg31-Jul-19'I -Aug-192-Au9-193-Aug-194-Aug-19

. 5-Aug'19ô-Aug-197-Aug-198-Aug-19g-Aug-19

lo-Aug-19'11-Aug-19

lz-Augl9l3-Aug-'19l4-Aug-1915-Aug-1916-Aug-1 917-Aug-19l8-Aug-191g-Aug-192o-Aug-1921-Aug-1922-Aug-1923-Aug-'1924-Augl92s-Augl926-Augl927-Augl928-Aug-1929-Aug-1930-Augl93l-Aug-19

1-Sep-192-Sep-193-Sepl94-Sepl95.Sep-196-Sep.197-Sep-198-Sep-19$Sep-19

10-Sep-191 1-Sep-1912-Sep-1913-Sep-1914-Sêpl9ls-Sep-1 916-5ep-191 7-S€Þ-191 8-S€p-191g-Sep-192o-Sep-1921-Sep-1922-Sep-1923-seC-'1924-Sep-1925-Sep-1926-Sep-1927-Sep.1928-Sep.l929-Sep.l930-Sep-19

0.0000710.00007r0.0000710.0000710.00007't0.000071o.oooo7l0.0000710.0000710.0000710.0000710.0000710.0000710.0000710.000072'0.0000720.0000720.0000720.0000720.0000720.000072o.ooo0720.0000720.000072o.oooo7l0.000071 .

0.000071 .o.oo0o7f0.0000710.0000710.00007r

0.000070.000070.00007o.ooooT

0.0000710.000070.00002

0.0000710.000070.000070.00007.0.00007 .

0.0000710.000070.000070.000070.000q7.0.00007

0.00007'o.ooo07

ò.oooozr0.00007.

0.000070.00007(i.00007

0.000070.000070,00007o.ooooT ..

0.0000710.0000710.000071

0.000070.00007r0.000071o.ooodzr0.0000710.0000710.000071o.oooozt0:0000710.000071o.ooo0720.0000720.0000720.0000720.0000710.0000710.0000710.0000710.0000710.0000710.0000710.0000710.0000710.0000710.0000710.0000710.00007r0.0000710.000071

Page 74: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

'l-Oct-19

2-Oct-193.Oct-194-Ocþ19s-Ocþ196-0ct-197-Oct-198-Oct-19g-Oct-19

1o-Oct-1 91'l-Ocþ191 2-Oct-1913-Ocr1914-Oct-191s.Oct-1916-Oct-1 917-Oct-'1918-Oct-1919.Oct.tl920-Oct-192l-Ocr1922-Ocl.1923-Oct-1924-Oct-1925-Oct-1926-Ocþ1927-Oct-1928.Oct-1929-Oct-1930:Ocþ1931-Oct-191-Nov-'l I2-Nov-193-Nov-194-Nov-195-NoY-196-Nov-197-Nov-198-Nov-'199-Nov-19

'l o-Nov.191 1:Nov-1912-Nov-'19ìg-Hov-rg14-Novl9l5-Nov-19l6-Nov'1917-Nov-19'I 8-Nov-191 g-Nov-19

20-Nov-1921-Nov-1922-Nov-1923-Novj1924-Nov-1925-Nov-1926-Nov-1927-Nov-1928-Nov-1929-Nov-1930-Nov-19

1-Dec-'1 92-Dec-193-Dec-194-Dec-195'Dec-196-DeGl97-Dec-198-Oec-199-Decj19

lùDec-19'l 1-Dec-1 912-Dec-'l 913-Dec-1 9l4-Dec-19'I s-Oec-1916-Dec-1 917-Dec-1918-Dec-19.19-Dec-'1920-Oec-1921-Dec-1922-Dec-1923-Oeq1924-Dec-1925-D€c-1926-Dec-1927-Decl928-Dec-1929-Oec.1930-Oec-1931-Dec-'1 9

o.o00.000.000.000.00o.o00.000_000.000.000.000.000.000.000.000.000.000.000.000.000.000.000.000.000.000.00.0.000.000.000.00.0.000.000.000.000.000.000.000.00o.oo0.000.400.000.000.000.000.000.000.000.000.000.000.00 .

0.000.oo0.000.00.0.000.000.000.000.000.000.000.000.000.q00.000.000.000.000.000.000.000.000.000.000.000.000.400.000.000.000.000.000.000.000.000.000.000,000.000.00

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Common Alloy Aluminum Sheet

Home Market lnterest Rates

Page 76: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

indonesia Short-Term lnterest Rate

https:/lwww.ceicdata.com/en/¡nd¡cator¡ndonesia/shortlerm-ìnterest-rats

' Vlew Roman Aug 1995 to J

1oY AREA M

'' 3.OS

3.26Q

Feb'19 Mar't9 Apr't9 May'19 Jun'ì9 Jul'19 Aug'19 Sep'19 Oct'19 Nov'19 Dec'19'r..

. I Short Term lnterest Rate: Month End: ROEOR: 3 Months

. ... . . ..:9tit'.ïTr!ï,.c-o..rrr11ox.¡,1cit*ihñkorßo*ñh . l'1,

, 2.95Jan 'l 9

MAX

January 1; 2019 December 31,2019 EIE¡EIT

Page 77: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

EXHIBIT AD.ID-3

Margins of Dumping

Page 78: IX...PUBLIC VERSION DOC Investigation No. A-560-835 ITC Investigation Nos. 701-TA---- and 73l-TA-Total No. ofPages: 113 AD/CVD Operations …

Ranged Data

Price to PriceMargins of Dumping

Offer/Quote

USD/ ks I

0.45

*

PUBLIC VERSION

ProducerHM Alloy

Normal Value

Conversion Factor

C¡rcumstance of Sale Adj. (if applicable)

Difmer (¡f applicable)

Normal Value

Export Price

Margin

Margin %

tI

I e=(a*b) +c+d

laI e=(a*b)+c+d

IrI g=f-e

¡=g/f

b

cusD / rb. I

usD / rb. I

usD / rb. I

usD / rb. I

usD / rb. I

32.12o/"