Хаустов в , самуэльсон л сталин, нквд и репрессии 1936 1938...

442
s Ct

Upload: stier-litz

Post on 24-Jul-2016

316 views

Category:

Documents


3 download

DESCRIPTION

история сталинизма

TRANSCRIPT

  • s

    C t

  • . .

    - ,

  • :

    . (Jorg Baberowski), . (Lynn Viola), . (Andrea Graziosi),A. . , . ( 1 DEncausse),B. . ,

    C. . , . . ,

    . . ,

    . (Robert Service), . (Lennart Samuelson), . . ,

    . (Sheila Fitzpatrick), . .

  • ,

    193 -1938 .

    I < , I- . . * *

    20 10

  • 94(47)(082.1) 63.3(2)615-4

    26

    ., .

    26 , 1936-1938 . / . , . . .:

    ( ); . . , 2010. 432 .: . ( ).

    ISBN 978-5-8243-1069-6 . .

    1930- .

    ,

    ,

    .

    ,

    XX .

    94(47)(082.1) 63.3(2)615-4

    ISBN 978-5-8243-1069-6 ., 2010 ,

    2010

  • 1937-1938 XX .

    .

    ,

    , ,

    . . . ,

    . . , ,

    .

    1930- , . . ,

    . - ,

    , .

    . . XX 1956 , .

    .

    ,

    . ,

    11. . , - , .

    1960- 1980- , -

    ; . 1980-

    : .

    -

    .

    ,

    -

    I 1920-1950-

    5

  • . . ,

    , .

    , 1990- , ,

    1936-1938 , ,

    . ,

    ,

    ,

    ,

    , ; .

    ,

    1930- .

    ,

    .

    , , ,

    .

    , ,

    ,

    ,

    1937-1938 .

    ,

    .

    ,

    ,

    .

    ,

    .

    ,

    , .

    ( ) -

    6

  • ( ).

    ( ), ( ), ( ).

    ,

    . ,

    , ,

    , ,

    ,

    .

    - ,

    ,

    ,

    , .

    . -

    .

    ,

    .

    .

    ,

    .

    ,

    - .

    .

    -

    .

    : . . , . . , . . -

    . . .

    .

    ,

    : . , . , . , . -

    , . , . .

    . . ,

    .

    , , -

    v I |> , - .

    7

  • 1930- 1936-1938 ., ,

    1937 . , 1990- . , 1940- , ,

    ,

    .

    ,

    .

    , ,

    , .

    (Dwarza) . , . , . , . . 1 2

    , Friedrich Beck & V. Godin3. : (Houtermans) (1903-1966). 1935 , (1896-1958). 1937 , 1940 .

    .

    , ,

    ,

    ( , , , , ,

    ,

    1 DwarzaJ.-F. Deutungsnmstcr dcs Ornssen Terrors. Berlin, 2002.2 Stalinscher Terror. Eine rorschun^sbilanz, Dusseldorf 2002, S. 299-311.3 Friedrich Beck & V. Coffin ( pseud.), Russian Purge and the Extraction of Confession.

    New York 1951.

    8

  • ). , .

    XX . , ,

    1, 2 3.

    ,

    .

    , .

    ,

    .

    , , ,

    , ,

    .

    . ,

    ,

    4. 1990 (' 5. , , , ,

    1936-1938 , . . ,

    ,

    .

    , -

    m;l / i 1937-1938 . ,

    XX .

    1 Paschner G. / /I m Teufelkreis des Terrors: Bolschewistische GewaJthcrrschaft unter I mm, Stalin, Chruschtschow. ( : ' , ). Boppard/Rhein 1964.

    } Andies . Der Grosse Terror Von den Anfangen der russischen Revolution bis zum Tode Mitlins, ( ). Wien: 1967.

    Conkwest R. The Great Terror: Stalins Purges in the 1930s, London 1968,2- . The ( Terror: A Reassessment, London 1988, 3 . Oxford KIM , . - I I . , 1991.

    4 SU'dxwlev R. Let History Judge: The Origins and Consequences of Stalinism* (London / 1). Mnhie

  • ( ) , ,

    .

    .

    - ,

    , , , ,

    .

    , ,

    ,

    .

    (Pierre Brou ) ,

    , 1920- , 1.

    1937-1938 .

    . . .

    ( ., 1995), 2, ,

    ,

    .

    -

    .

    1980- 1990- . ,

    ,

    . . .

    - ,

    , ,

    ,

    ,

    .

    1 . Le Parti Bolchevique, Pans, 1963; . Les Procfcs de Moscou, Paris 1965; . Communistes contre Slalinc. Massacre (Pune g6nration. Paris, 2003.

    2 High Treason. Essays on the History of the Red Army 1918-1938. Durham. 1985.

    10

  • , , , . . *.

    ,

    ,

    . . . 3. 2. -

    .

    .

    ,

    .

    , .

    ,

    , ,

    1930- .

    .

    - ,

    .

    , . ,

    1930- ,

    .

    .

    ,

    ,

    .

    ,

    . 1936-1938 .

    . 3. , 1936 1937 , . ,

    .

    .

    1 . . . 2- . 1990; . . ., 1990.1 . . . . . 1-2. ., 1989; . 3.

    . ., 1996; . ., 1997.

    11

  • , , -

    ,

    ,

    .

    1936-1937 ,

    . , ,

    , .

    . , , . .

    , ,

    , -

    , ,

    . , ,

    ,

    1.

    . ,

    ,

    , . ,

    . . , , ,

    ,

    . ,

    .

    1990- .

    ,

    23 1992 , ,

    .

    .

    , ,

    . ,

    ,

    , .

    1 . . . . .. 1991. . 93.

    12

  • ,

    , . . .

    ,

    . ,

    |> ( )

    , .

    , ,

    1936-1938 . . ,

    ,

    ( , , ). ,

    , 1.

    .

    .

    ,

    2. , 3.

    . (1979). , 1980- .

    ( . . DC) , ( ), 1937 ( 1979 . (Ph.D.), 1985 .)4. ,

    1 . . 1937-1938 . -I . . ., 2004. . 433.

    2 .1 . . 1937: , . ., 1992; . . 30- ., 1996.

    3 Les mecanismes de la Grande Terror de annes 1937-1938 au Turkmenistau//Cahiers de Monde russe. 1998 vol. 39, N 1-2. C. 197-208; The Peasons for the Great Terror: The to rign-Political Aspect//Russia in the Age of Wars, 1914-1945/Ed. By Pom 5., Romano A. Milan, 2000, C. 159-169; Party und NKVD: Power relations ships in the years of the Great Terror//McLougfilin B., McDermott K. (Ed) Stalins Terror: High Politics and Mass Repression in the Soviet Union. N. Y, 2003. C. 21 -3 3 .

    4 Getty j . Arch. Origins of the Great Purges: The Soviet Communist Party Reconsidered, 1933-1938.

    13

  • ,

    ( ). , ,

    1980- , ,

    .

    , ,

    ,

    . 1. , ( . . ), ,

    . ,

    1936 1939 .

    .

    ,

    , 1990- 2.

    ,

    . . ,

    1936-1938 3.

    . ,

    ,

    4. , ,

    1 Getty /. Arch, & Manning R. T. (red.). Stalinist Terror. New Perspectives, Cambridge 1993.

    2 The Soviet Economy and the Launching of the Great Terror*, v Stalins Terror Revisited, red. Ilic ., London 2006, S. 11-38).

    3 Getty J. Arch, Naumov O:. The Road to Terror The Self-Destruction of the Bolshevik Party*, New Haven 2000.

    1 . . -37: . , 1994. . . , 1920- 50- . - . , 1996. . 1; 1920-1930- .; . . . 20-40- . ( - ) , 1997; . . : 1928 1941. , 1997; .. ., . - - , , . Kuio 1997; .

    14

  • .

    ,

    ,

    . , . . -

    ,

    ,

    ,

    .

    . .

    .

    ,

    .

    .

    . . , . . . . 1.

    ,

    .

    ,

    , .

    1960- . ,

    ,

    ,

    . .

    -

    ,

    .

    . . , . . , . . 2.

    3. - *

    ,

    I 1937-1938 . ( . - . ., 1999. . 35-75); * 1*& |&8 . ., 1997.

    *'6 . . 1937-1938. ., 1998; . . . ., 2005; //. . ... 1 9 1 8 - 1 9 5 3 . ., 2004.

    , J : . . 1937 : . ., 2003.

    15

  • ,

    1.

    . ,

    .

    ,

    1920-1950- . .

    .

    , , .

    , -

    ,

    , .

    ,

    .

    .

    , ,

    .

    ,

    1937-1938 . ,

    .

    ,

    1930- ,

    .

    - ,

    ,

    .

    , ,

    1 . . 1937 : ? ., 2007: . , ., 2006).

    16

  • . , , ,

    ,

    , ,

    . ,

    ,

    . ,

    1. ,

    , ,

    .

    1937-1938 , , ,

    .

    , , , -

    ,

    , ,

    , 2. ,

    ,

    3.

    .

    , ,

    ,

    , , 4. , .

    . , . .

    XX . :

    .

    ,

    .

    .

    * . . . ., 2005. . 711 -712.* . .. . ., 2007. . 157.

    3. . ., 2005.Hitler And Stalin. Parallel Lives. London 1991. . .

    / . , 2000. 2- . . 2

    17

  • : ,

    ,

    .

    ,

    .

    ; , 1990- .

    .

    -

    ,

    1940- 1.

    , ,

    ,

    .

    .

    ,

    .

    , ,

    . 2.

    .

    , 1938 ,

    .

    ,

    3. , .

    .

    .

    1 RichardOivry,The Dictators. Hitlers Germany. Stalin's Russia. London. 2004, 4,5 14.

    2 Tucker R. Stalin in Power. The revolution from above 1928-1941. New-YorkLondon, 1990.

    1 . . . ., 1998 ( New York, 1939); A. (The Secret History of Stalins Crimes, New York 1956). . ., 1991.

    18

  • . .

    ,

    ,

    . .

    ,

    1936-1937 , - , ,

    , ,

    . .

    ,

    - -

    .

    . ,

    ,

    ,

    .

    ,

    ,

    . ,

    ,

    .

    , .

    . 1. , , ,

    .

    . ,

    , ,

    ,

    .

    ,

    .

    1 . . . .. 2007.

    19

  • ,

    ,

    1. , ,

    1937-1938 , .

    .

    1990- . . (S. G. Wheatcroft), .

    ,

    1970- . , ,

    , 1932-33 . , , .

    ,

    , 2.

    . ,

    . . ,

    ,

    . ,

    1930- ,

    - ,

    .

    ,

    3.

    X. 4.

    1 ., : . . : (1918-1953). ., 2006.

    2 Towards Explaining the Changing Levels of Stalinist Repression in the 1930s: Mass Killings* S. G. Wheatcroft (red.) Challenging Traditional Views of Russian History. London: Palgrave 2002. S. 112-146.

    3 . H. . , , , . ., 2000; . . 1933-37 . ., 2003 .

    4 Kuromiya . Stalin. Profiles in Power. Pearson Longman, 2005.

    20

  • ,

    1. ,

    .

    , ,

    ,

    , .

    .

    , ,

    . , ,

    ,

    .

    ,

    ,

    2. ,

    , 3. . 4, , 2000- :

    . ( . McLoughlin) . ( . McDermott)

    5.11 ,

    -

    .

    -

    ,

    1 Kuromiya . Freedom and Terror in the Donbass: A Ukrainian-Russian Borderland, IM7IK 1990s. Cambridge, 1998.

    1 Kuromiya H. The Voices of the Dead. Stalins Great Terror in the 1930s, New Haven 7

    I'arrl Chinsky, Micro-histoire de la Grande Terreur. La fabrique de culpabilit hiliiiinim*. Paris. 2005.

    I'ritstland D . Stalinism and the Politics of Mobilization: Ideas, Power and Terror in inh i win Russia. Oxford, 2007.

    ' McLaughlin B.. McDermott K. Rethinking Stalinist Terror. .: Stalins Terror: ! M i lJn!Uics and Mass Repression in the Soviet Union. Basinstoke, 2006. S. 1-18: : ..........|K*rations of the NKVD, 1937-38. S. 118-152.

    21

  • .

    . ,

    . , . , .

    1938 *. . . 2. ,

    , ,

    3.

    4, ,

    , . ( . Ilic) . ( . Joyce) 1930- . ,

    - ,

    . 5.

    , , .

    . . 6. ,

    ,

    , .

    . . 2002 , .

    , ,

    1937-1938 , , .

    ,

    ,

    1 Ezhovs scenario for the Great terror and the Falsified scenario of the third Moscow show trial, S. 34-56).

    2 FirsovF. Unfried B. Dimitrov, the Komintern and Stalinist repression, 56-80, Foreign communists and the mechanism of Soviet cadre formation n the USSR. S. 175-198.

    3 . : Chase W. Enemy at the Gates: The Comintern and the Stalinist Repression, 1934-1939, New Haven 2001; Dundovich E. Tra Esilio e castigo. II Komintern, il PCI e la repressioni degli antifascist italiani in URSS (1936-38). Roma, 1998.

    1 Stalins Terror Revisited, Red. M. Ilic, London, 2006.5 Hedeler W. (red). Stalinscher Terror. Eine Forschungsbilanz, Diisseldorf: Basis Drue k,

    2002 .6 . . ., 1995; . . : *

    . ., 2001; . . . ., 2007; ., . * . .. 2007.

    22

  • , 1937-1938 .

    ,

    ,

    .

    .

    .

    ,

    ,

    .

    ,

    ,

    .

    ,

    , . . ,

    ,

    ,

    .

    ,

    . ,

    . .

    1. ,

    . ,

    ,

    .

    ,

    ,

    - 2. .

    ,

    1 . . : . M.F 2001. J ., : . . . . ., 2005.

    23

  • , 1. ,

    . ,

    ,

    .

    - ,

    .

    , , -

    ,

    ,

    . ,

    ,

    ,

    .

    ,

    .

    ,

    .

    ,

    1937-1938

    , 1997 , 2. . ,

    ,

    , .

    , ,

    ,

    .

    ,

    .

    ,

    . (F. Bettanin)3.

    1 BaberowskiJ. Der Rote Terror. Die Geschichte des Stalinismus. Munchen 2003; . . : . ., 2007.

    2 ., ., .- ., ., , .- . . . . . ., 1999.

    3 Bettanin F II lungo terrore: Politic;! e repressioni in URSS 1917-1953. Roma, 1999.

    24

  • - - , 1930 1934, . -

    ,

    ,

    . 1.

    , 1937-1938 , .

    . . ,

    , 1937 2.

    , . ,

    , 00447 31 1937 . 1937-1938 , ,

    ,

    .

    00447 . . 3.

    , .

    ,

    .

    ,

    ,

    1937-1938 , .

    1 Repenscr la grande terreur//W erth N. La terreur et le d sarroi: Staline et son syst6me. Paris. 2007. S. 265-299.

    1 litipatrik Sh. Stalins Peasants: Resistanse and Survival in the Russian Village after ( nlliTtivization. Oxford, 1994; . . - 30- : . ., 2001.; . . - \ , // - tni.iM . , 1999. . 230-254.

    1 ., . - . Ms00447 . . -

    MMMifi* *. . . ., 2003.

    25

  • 1.

    :

    1930- .

    , ,

    .

    1937-1938 , , ,

    .

    1930- * ,

    .

    .

    .

    -

    25 1936 ( - ). , 26

    1936 ,

    .

    ,

    1930- 1. 1936 ,

    .

    1 . . .. 1935.

    26

  • ,

    .

    ; , ,

    .

    . ,

    , ,

    , .

    1937 .

    . ,

    ,

    . , ,

    .

    .

    .

    ,

    .

    ,

    ,

    .

    . 1934 - .

    ,

    . ,

    , . X. ; , - 1. .

    1934 , ( )

    . . . ,

    , , .

    ,

    , ,

    .

    1 . . ., 1991. . 31

    27

  • .

    . 1934 ,

    . . . ,

    , , ,

    , -

    - ,

    .

    . ,

    - - - - ,

    ,

    1. .

    1935 . , ,

    ,

    2. , , - . . ,

    -

    ,

    1938 , - . .

    ,

    .

    , ,

    .

    ,

    .

    1935 .

    , , 1935

    .

    -

    1 ( ). . 3. On. 1. . 668. . 14-16.

    2 . . 2. . 273. . 196.

    28

  • . 1936 -

    - -

    1. , ,

    ,

    ,

    ,

    . ,

    1936 - , ,

    , ,

    2. . 1938 .

    ,

    :

    3. ,

    ,

    .

    .

    , ,

    .

    - ,

    ,

    ( ) .

    4. 1939 ,

    .

    , ,

    ,

    , . ,

    ,

    * . . 3. . . 321. . 344.2 . . 227-228.1 . . XXI. ., 1972. . 599.* - (

    ). . 558. . . . 188. . 83.

    29

  • . : ,

    . ,

    . ,

    , ,

    , , .

    1. .

    -

    ,

    ,

    .

    ,

    .

    ,

    1920 , - ,

    1920- . -

    .

    ,

    .

    .

    1938

    .

    .

    1935 . 1938 ,

    .

    : ,

    2- , , 1935 . ,

    , - , -

    .

    . ,

    1935 , - -

    1 . . 3. . 4. . 467. . 53.

    30

  • ,

    ,

    ,

    .

    -

    ,

    1938 . , ,

    ,

    1934 ,

    - 1. , 1935 ,

    : , .

    . .

    ,

    .

    , -

    , ,

    - 2. ,

    .

    , .

    .

    .

    , .

    , ,

    ,

    .

    .

    ,

    .

    1935 , , ,

    . , ,

    1 ILA . . 3. On. I. . 229. . 144.2 . . 558. On. 11. . 188. . 74-76.

    31

  • 1.

    -

    , .

    1936 ,

    , .

    , ,

    2. 1937 ,

    , ,

    -

    , ,

    3. ,

    , ,

    , ,

    .

    . -

    ,

    .

    .

    1934-1937 ,

    , .

    1934 , , , ,

    . ,

    , , ,

    ,

    . ,

    1934 3 .

    1936 ,

    .

    1 . . 3. . 2. . 315. . 136.2 . . : . ., 1995. . 226.3 . . 558. On. 11. . 188. . 100.

    32

  • , . 1937

    .

    .

    .

    ,

    .

    .

    1936 . ,

    ,

    ( ), ,

    .

    .

    .

    .

    . 1934

    .

    . :

    ? ? ?1.

    ( ), . .

    ,

    . , , , -

    , 13 .

    , . ,

    .

    1 . - - - . . . 1922 - 1936. . . . . ; . . . , . . , . . . ., 2003. . 506.

    33

  • , ,

    .

    ,

    . ,

    , , ,

    , ,

    . ,

    .

    , 1940

    .

    1934 ,

    ,

    . 1934

    ,

    .

    .

    ,

    , ,

    . ,

    .

    ,

    , ,

    , .

    .

    ,

    1.

    . - ( )1937 , , , , ,

    1 .: Kahn D. Hitlers spies: German intelligence in World War II, London 1978, ch. 24 The Greatist Mistake.

    34

  • , ,

    .

    ,

    .

    . ,

    ,

    1936

    . . .

    1. ,

    .

    ,

    , ,

    ,

    .

    -

    ( ), , .

    ( . . ) IV ( . . ).

    , .

    . 1935 ,

    , -

    .

    1930- : ,

    ,

    , .

    1939 , 1936-1938

  • ,

    ,

    . 1934 ( ), . , 1936 , , :

    .

    , ,

    , .

    , ,

    .

    , ,

    .

    27 1935 : .

    .

    , , ,

    , ,

    , ,

    1.

    30- . , , ,

    .

    . 1935 , , .

    .

    ,

    ,

    .

    ; , .

    ,

    ,

    . , 1935 -

    ,

    1 . . 28650. . 1. . 193.

    36

  • . . ,

    , .

    . -

    , 1937 . . , , :

    ,

    , , , 1. , 1935 ,

    - . ,

    ,

    ,

    .

    ,

    ,

    . ,

    ,

    . ,

    . . ,

    ,

    . . .

    . .

    0 , . ,

    ,

    , , -

    , .

    1930- * .

    ,

    . ,

    , , -

    1 - ( . , , ,

    , -

    .' .

    .

    ,

    , .

    1 I [ . 23634 . . 195.

    37

  • *

    . , ,

    ,

    ,

    .

    .

    -

    .

    ,

    ; .

    -

    , ,

    , , .

    ,

    ,

    . ,

    . - ,

    , .

    . 1935 , ,

    .

    .

    ,

    .

    ,

    ,

    ,

    .

    .

    , ,

    , , , .

    38

  • ,

    , ,

    . , 1935 :

    1933 , , ,

    ,

    1. .

    ,

    1930- . . -

    ,

    ,

    2. .

    ,

    ,

    . ,

    . 58-6 ( ). 1935

    .

    ,

    ,

    ,

    ,

    3. ,

    . 1935

    ( ). . ,

    ( ) | , , .

    ' AI1 . . 3. . 58. . 246. . 164-165.1 Lvshuk L U. S. Intelligence. Perceptions of Soviet Power, 1921-1946. London, 2003.

    P > 116, 11 . . 3. On. 4. . 9. . 132.

    39

  • .

    ( ) . ,

    . 1936 , ,

    ,

    .

    1. 1936

    . ,

    :

    ,

    2.

    ,

    .

    , ,

    . ,

    ,

    .

    .

    .

    , 10 1934 , - 5 1935 , 22