說明 :單位 :千元　 2005年 2006年 2007年 2008年 2009年總流動資產 55,379,538 63,774,595 55,889,675 37,668,004 35,246,368 減：短期投資 870,063 0 0 0 0 (1)營運流動資產 54,509,475 63,774,595 55,889,675 37,668,004 35,246,368 總流動負債 37,033,342 44,997,806 35,507,094 18,800,628 14,969,024 支息流動負債 0 0 0 0 0 (2) 不支息流動負債 37,033,342 44,997,806 35,507,094 18,800,628 14,969,024 (3)淨營運資本 (1)－ (2)17,476,133 18,776,789 20,382,581 18,867,376 20,277,344 (4)固定資產淨額 2,211,483 2,105,013 2,031,608 1,923,610 1,816,499 其他資產 2,796,855 1,835,207 1,579,672 1,471,082 1,368,398 減：其他負債 630,886 534,043 344,797 357,269 425,638 (5)淨其他資產 1,495,691 1,301,164 1,234,875 1,113,813 942,760 (6)營運用之投入資本 21,183,307 22,182,966 23,649,064 2

1,904,799 23,036,603 (6)＝ (3)＋ (4)＋ (5)　　　　　 (7)平均投入資本 (IC)22,391,348 　　　　說明　　　　　單位 :千元　 2005年 2006年 2007年 2008年 2009年平均數 (1)繼續營業部門淨利 (淨損 )1,435,990 1,159,313 2,663,231 415,475 1,553,382 1,445,478 (2)所得稅費用 78,829 378,122 698,653 358,363 648,752 432,544 (3)利息費用 222,455 368,177 376,560 236,712 36,298 248,040 (4)非營業費用 155,118 219,525 462,651 472,804 156,028 293,225 (5)所得稅稅率 0.0142 0.0617 0.0740 0.0629 0.1033 0 (6)息前稅後淨營業利潤 (OP)1,810,404 1,724,298 3,474,577 1,110,102 1,741,958 1,972,268 (6)=(1)+(3)*(1-(5))+(4)(7)平均投入資本 (IC)22,391,348 22,391,348 22,391,348 22,391,348 22,391,348 WACC0.05 0.05 0.05 0.05 0.05 EVA=OP-IC*WACC690,837 604,731 2,355,009 (9,466)

622,391 民國 97年及 98年 12月 31日會計科目 1998年 12月 31日 1997年 12月 31日　金額％金額％        營收總計 62786701005693497100          經紀手續費收入 332112052.89257529245.23          承銷業務收入 549850.87492320.86          營業證券出售利益 86376313.7500            出售證券利益－自營 80579712.8300            出售證券利益－承銷 175060.2700            出售證券利益－避險 404600.6400          股務代理收入 402850.64452140.79          利息收入 88106714.03138788824.37          股利收入 1092171.731179072.07          營業證券評價利益 949011.51420450.73          認購 (售 )權證發行利益 001145232.01          期貨佣金收入 1593432.531774493.11          衍生性金融商品利益 -期貨 2865964.565332929.36          衍生性金融商品利益－櫃檯 505650.8195660.34          其他營業收入 334800.53206440.36          營業外收入及利益 3833486.161044510.72        支出總計 407653664.92491965986.4          經紀經手費支出 1950553.11475202.59          自營經手費支出 116190.1885590.15          轉融通手續費支出 39701850          營業證券出售損失005471319.6            出售證券損失－自營 003830736.72            出售證券損失－承銷 00467810.82            出售證券損失－避險 001172772.05          利息支出 362980.572367124.15          營業證券評價損失 00801321.4          借券及附賣回債券融券回補損失 80150.12684651.2          借券及附賣回債券融券評價損失 23550.031090          發行認購 (售 )權證費用 201200.3231000.05          認購 (售 )權證發行損失 34270.0500          期貨佣金支出 6000          結算交割服務費支出 38980.0621400.03          衍生性金融商品損失 -期貨 4294496.835434249.54          營業費用 320452651.03280900049.33          其他營業支出 53430.083780          營業外支出及損失 1560282.484728048.3        繼續營業單位稅前損益 220213435.0777383813.59        所得稅費用 64875210.333583636.29        繼續營業單位稅後損益 155338224.744154757.29        列計非常損益及會計原則變動累積影響數前損益 155338224.744154757.29        本期損益 1553382

24.744154757.29        每股盈餘 1.3400.360民國 96年及 97年 12月 31日會計科目 1997年 12月 31日 1996年 12月 31日　金額％金額％        流動資產 2919070077.494667208083.5          現金及約當現金 634618716.8410847891.94          公平價值變動列入損益之金融資產 -流動1185220231.461897520833.95          附賣回債券投資 8802462.3311544302.06          應收證券融資款 690292018.322234100439.97          轉融通保證金 352013930          應收轉融通擔保價款 350011120          借券擔保價款 96610.0200          借券存出保證金 87320.0200          應收票據 29604370          應收帳款 8393462.2215147102.71          應收帳款－關係人 163050.04137300.02          預付款項 714400.18627290.11          其他應收款 395440.1817040.14          受限制資產－流動 12747103.3814365002.57          遞延所得稅資產－流動 64490.0143340          備供出售金融資產 -流動 9419602.500        基金及投資 479262312.7242568947.61          採權益法之長期股權投資 33866318.9929292335.24          備供出售金融資產 -非流動 14059923.7313276612.37        固定資產 19236105.120316083.63          土地 12592053.3412592052.25          建築物 5684041.55684041.01          累積折舊－建築物 -190274-0.5-179291-0.32          設備 9773302.599446791.69          累計折舊－設備 -798296-2.11-744232-1.33          預付設備款 11600500050.08          租賃權益改良 4692541.244696770.84          累計折舊－租賃權益改良 -363173-0.96-336839-0.6        無形資產 758350.2862250.15        其他資產 14710823.915796722.82          營業保證金 8600002.288750001.56          交割結算基金 4238801.124307740.77          存出保證金 1482020.391764210.31          遞延借項 1260550          受限制資產－非流動 00600000.1          遞延所得稅資產－非流動 388580.1364630.06          現金及約當現金－代收權證履約款 809500          現金及約當現金－代收承銷股款 8090        受託買賣借項 2141540.5612631962.26        資產合計 3766800410055889675100        流動負債 1710524545.412996633853.61          短期借款 0034550006.18          應付短期票券 0041049397.34          附買回債券負債 1257222833.371579106128.25          公平價值變動列入損益之金融負債 -流動 324560.083808630.68          融券存入保證金 10122152.6812645802.26          應付融券擔保價款 11254202.9814165752.53          應付票據 0000          應付帳款 1770650.478933791.59          預收款項 368020.09934060.16          代收款項54130.0183830.01          其他應付款 11436463.0325581524.57          一年或一營業週期內到期長期負債 10000002.6500          其他金融負債 -流動 0000        長期負債 13381143.5551959599.29          應付公司債 0010000001.78          長期借款 13381143.5541959597.5        其他負債 3572690.943447970.61        負債合計 1880062849.913550709463.53        股本 1157212730.721157212720.7          普通股股本 1157212730.721157212720.7        資本公積 12984563.4412984562.32        保留盈餘 (或累積虧損 )609042916.16753638213.48          法定盈餘公積 16582204.413918972.49          特別盈餘公積 401673410.6634812546.22          未分配盈餘 (或待彌補虧損 )4154751.126632314.76        股東權益其他項目 -93636-0.24-24384-0.04          累積換算調整數 121320.03-15202-0.02          金融商品之未實現損益 -105768-0.28-9182-0.01        股東權益合計 1886737650.082038258136.46        負債及股東權益合計 3766800410055889675100        母公司暨子公司所持有之母公司庫藏股數 0000        預收股款 (股東權益項下 )之約當發行股數 (單位 :

股 )0000日期收盤價 2009/12/315.022009/12/304.912009/12/294.892009/12/284.952009/12/254.732009/12/244.722009/12/234.712009/12/224.72009/12/214.652009/12/184.652009/12/174.672009/12/164.652009/12/154.662009/12/144.712009/12/114.782009/12/104.622009/12/94.652009/12/84.682009/12/74.732009/12/44.72009/12/34.832009/12/24.82009/12/14.822009/11/304.792009/11/274.772009/11/264.922009/11/254.952009/11/244.942009/11/234.952009/11/204.982009/11/194.992009/11/1852009/11/175.012009/11/165.12009/11/135.112009/11/125.222009/11/115.22009/11/105.182009/11/95.22009/11/65.12009/11/55.132009/11/45.262009/11/352009/11/25.032009/10/305.072009/10/295.012009/10/285.252009/10/275.342009/10/265.352009/10/235.352009/10/225.332009/10/215.422009/10/205.512009/10/195.622009/10/165.62009/10/155.42009/10/145.352009/10/135.452009/10/125.452009/10/95.12009/10/85.062009/10/75.222009/10/64.882009/10/54.872009/10/24.862009/10/14.872009/9/304.832009/9/294.852009/9/284.832009/9/254.862009/9/244.812009/9/234.882009/9/225.082009/9/215.072009/9/184.852009/9/174.832009/9/164.842009/9/154.82009/9/144.782009/9/114.852009/9/104.952009/9/94.922009/9/84.932009/9/74.922009/9/44.842009/9/34.842009/9/24.812009/9/14.832009/8/314.742009/8/284.752009/8/274.752009/8/264.82009/8/254.972009/8/245.052009/8/214.932009/8/204.972009/8/195.082009/8/185.052009/8/175.082009/8/145.222009/8/135.232009/8/125.212009/8/115.282009/8/105.282009/8/65.192009/8/55.182009/8/45.312009/8/35.312009/7/315.262009/7/305.252009/7/295.272009/7/285.332009/7/275.272009/7/245.242009/7/235.262009/7/225.332009/7/215.312009/7/205.322009/7/175.322009/7/165.322009/7/155.352009/7/145.362009/7/135.352009/7/105.742009/7/95.932009/7/85.952009/7/75.62009/7/65.242009/7/35.352009/7/25.462009/7/15.352009/6/305.342009/6/295.332009/6/265.262009/6/255.382009/6/245.292009/6/234.952009/6/225.12009/6/195.112009/6/185.082009/6/175.212009/6/165.172009/6/155.082009/6/125.42009/6/115.362009/6/105.252009/6/95.52009/6/85.912009/6/66.142009/6/56.32009/6/46.542009/6/36.242009/6/26.612009/6/17.12009/5/276.842009/5/266.42009/5/256.542009/5/226.122009/5/215.722009/5/205.352009/5/1952009/5/184.832009/5/154.832009/5/144.72009/5/134.692009/5/124.682009/5/114.952009/5/84.862009/5/74.82009/5/64.722009/5/54.712009/5/44.82009/4/304.492009/4/294.22009/4/284.462009/4/274.792009/4/245.152009/4/234.942009/4/225.132009/4/215.192009/4/204.922009/4/175.282009/4/164.952009/4/154.632009/4/144.332009/4/134.052009/4/104.012009/4/94.052009/4/842009/4/74.192009/4/63.922009/4/33.672009/4/23.432009/4/13.212009/3/313.112009/3/303.142009/3/273.372009/3/263.152009/3/253.082009/3/243.072009/3/232.992009/3/202.882009/3/193.052009/3/182.882009/3/172.862009/3/162.862009/3/132.682009/3/122.62009/3/112.582009/3/102.522009/3/92.592009/3/62.522009/3/52.62009/3/42.582009/3/32.482009/3/22.552009/2/272.682009/2/262.672009/2/252.692009/2/242.622009/2/232.622009/2/202.732009/2/192.792009/2/182.82009/2/172.792009/2/162.842009/2/132.862009/2/122.842009/2/112.852009/2/102.892009/2/92.892009/2/632009/2/53.082009/2/42.882009/2/32.72009/2/22.732009/1/212.742009/1/202.72009/1/192.82009/1/172.82009/1/162.782009/1/152.772009/1/142.832009/1/132.812009/1/122.82009/1/102.852009/1/92.882009/1/82.882009

/1/72.962009/1/632009/1/53