© 2016 beck reed riden !#$%&'%(%)*&+()* all rights reserved , … · 2016-08-14 ·...
TRANSCRIPT
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110617-500-8670
[email protected] 1 of 204
Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()2%$%"#7
89&1:':,:&;;&89<8&=&89<>?(-4-.5(&?*/5-4#@%&+()&3&A%6%4$&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+, !"#$
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
I%!#J"K%L'E*,*8*+,)6)%7)'2%*,%89*)%;9.48'(=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
BMC%89'%8'(/%N*/4(+4'(%/'.,)OPP
B6C%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H%.,2
BQC%2+')%,+8%*,;172'%('&'()'%',G*,''(*,G=%*,2'4',2',8%2'(*&.8*+,=%+(%.,F%+89'(%1.@E71%/'.,)%+E%.;?7*)*8*+,H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%
B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%
)';(';F%+(%1*/*8%*8)%7)'H%+(%
BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
I%!#J"B$C!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
!%WKXKUK%I%!K%Y+(2)%2',+8*,G%,7/0'(=%G',2'(%.,2%)+%E+(89
Z9'%@+(2)%N4'()+,O%.,2%N@9+'&'(O%/'.,)%.%,.87(.1%4'()+,=%*,;172'%;+(4+(.8*+,)=%07)*,'))%8(7)8=%')8.8'=%8(7)8%%V+*,8%&',87('=%;+/4.,*')=%.))+;*.8*+,)=%E*(/)=%4.(8,'()9*4)=%)+;*'8*')=%.,2%V+*,8%)8+;S%;+/4.,*')=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8F%.)%@'11%.)%*,2*&*27.1)H
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
I%!#J"BJC
:Z<9'%8'(/%N8(.2'%)';('8O%/'.,)%.11%E+(/)%.,2%8F4')%+E%E*,.,;*.1=%07)*,'))=%);*',8*E*;=%8';9,*;.1=%';+,+/*;=%+(%',G*,''(*,G%*,E+(/.8*+,=%*,;172*,G%4.88'(,)=%41.,)=%;+/4*1.8*+,)=%45065&789: %2'&*;')=%E+(/71.)=%2')*G,)=%4(+8+8F4')=%/'89+2)=%8';9,*?7')=%4(+;'))')=%89.8%4(+;'27(')=%4(+G(./)=%+(%;+2')=%@9'89'(%8.,G*01'%+(%*,8.,G*01'=%.,2%@9'89'(%+(%9+@%)8+('2=%;+/4*1'2=%+(%/'/+(*.1*T'2%49F)*;.11F=%'1';8(+,*;.11F=%G(.49*;.11F=%49+8+G(.49*;.11F=%+(%*,%@(*8*,G%*EPP%
B6C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK%89'%+@,'(%89'('+E%9.)%8.S',%('.)+,.01'%/'.)7(')%8+%S''4%)7;9%*,E+(/.8*+,%)';('8H%.,2
BQC%89'%*,E+(/.8*+,%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%89(+7G9%4(+4'(%/'.,)%0F=%.,+89'(%4'()+,%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%89'%2*);1+)7('%+(%7)'%+E%89'%*,E+(/.8*+,H
\Z9*)%('E'(',;'%8+%D4(+G(./D%*)%1*S'1F%.%8F4+K
A%6545)5-4*&4-)&54&1!'+
I!#J"B[C
:Z<9'%8'(/%N+@,'(O=%@*89%(')4';8%8+%.%8(.2'%)';('8=%/'.,)%89'%4'()+,%+(%',8*8F%*,%@9+/%+(%*,%@9*;9%(*G98E71%1'G.1%+(%'?7*8.01'%8*81'%8+=%+(%1*;',)'%*,=%89'%8(.2'%)';('8%*)%('4+)'2H
8;*<('(%(0'$-5*+&%*.-0'+,-%0-/5(7('&+-&$4*/%$-0<-%=*-$%&%"%*-=&)*-#**'-07(%%*.-<507-%=($-/=&5%>:
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%
B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
V+*,8%&',87('=%;+/4.,*')G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8F%.)%@'11%.)%*,2*&*27.1)HG+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8F%.)%@'11%.)%*,2*&*27.1)H
!%WKXKUK%I%!K%Y+(2)%2',+8*,G%,7/0'(=%G',2'(%.,2%)+%E+(89
Z9'%@+(2)%N4'()+,O%V+*,8%&',87('=%;+/4.,*')
!%WKXKUK%I%!K%Y+(2)%2',+8*,G%,7/0'(=%G',2'(%.,2%)+%E+(89BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110617-500-8670
[email protected] 2 of 204
Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()2%$%"#7
89&1:':,:&;;&89<8&=&89<>?(-4-.5(&?*/5-4#@%&+()&3&A%6%4$&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
I%!#JMB0CBJC%83''0%&%(0'$-5*<+*/%-$(6'(<(/&'%-$"#$%&'%()*-%*?%"&+-.(<<*5*'/*$>:
3,%.%;*&*1%.;8*+,%0(+7G98%7,2'(%89*)%)70)';8*+,%@*89%(')4';8%8+%89'%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%.%;+7(8%/.FPP
B6C%G(.,8%.,%*,V7,;8*+,PPB*C%8+%4('&',8%.,F%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%2');(*0'2%*,%4.(.G(.49%B!C%+,%)7;9%8'(/)%.)%89'%
;+7(8%2''/)%('.)+,.01'=%4(+&*2'2%89'%+(2'(%2+')%,+8PPB3C%4('&',8%.%4'()+,%E(+/%',8'(*,G%*,8+%.,%'/41+F/',8%('1.8*+,)9*4=%.,2%89.8%;+,2*8*+,)%41.;'2%+,%)7;9%
'/41+F/',8%)9.11%0'%0.)'2%+,%'&*2',;'%+E%89('.8','2%/*).44(+4(*.8*+,%.,2%,+8%/'('1F%+,%89'%*,E+(/.8*+,%89'%4'()+,%S,+@)H%+(
B33C%+89'(@*)'%;+,E1*;8%@*89%.,%.441*;.01'%X8.8'%1.@%4(+9*0*8*,G%(')8(.*,8)%+,%89'%4(.;8*;'%+E%.%1.@E71%4(+E'))*+,=%8(.2'=%+(%07)*,'))H
B**C%*E%2'8'(/*,'2%.44(+4(*.8'%0F%89'%;+7(8=%('?7*(*,G%.EE*(/.8*&'%.;8*+,)%8+%0'%8.S',%8+%4(+8';8%89'%8(.2'%)';('8H%.,2
B***C%*,%'>;'48*+,.1%;*(;7/)8.,;')%89.8%(',2'(%.,%*,V7,;8*+,%*,'?7*8.01'=%89.8%;+,2*8*+,)%E787('%7)'%+E%89'%8(.2'%)';('8%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%)7;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2H%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
I%!#JMB0CBJC
3,%.%;*&*1%.;8*+,%0(+7G98%7,2'(%89*)%)70)';8*+,%@*89%(')4';8%8+%89'%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'\%.%;+7(8%/.F
BQC%.@.(2PPB*CB3C%2./.G')%E+(%.;87.1%1+))%;.7)'2%0F%89'%/*).44(+4(*.8*+,%+E%89'%8(.2'%)';('8H%.,2B33C%2./.G')%E+(%.,F%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%+E%89'%8(.2'%)';('8%89.8%*)%,+8%
.22('))'2%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))H%+(B**C%*,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%89'%/*).44(+4(*.8*+,%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%89'%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%89'%8(.2'%)';('8H
BUC%*E%89'%8(.2'%)';('8%*)%@*11E711F%.,2%/.1*;*+7)1F%/*).44(+4(*.8'2=%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%/+('%89.,%R%8*/')%89'%./+7,8%+E%89'%2./.G')%.@.(2'2%7,2'(%)704.(.G(.49%BQCH%.,2
9@&%*5(&+-/=&'6*-/0'/*4%-4(/A*.-"4-#,-.*<('(%(0'-0<-7($&445045(&%(0'-&$-&'-*?/+"$(0'-%0-7($&445045(&%(0'>
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
I%!#JMB0CBJCBLC
*E%.%;1.*/%+E%89'%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%@9*;9%/.F%0'%')8.01*)9'2%0F%;*(;7/)8.,8*.1%'&*2',;'=%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%+44+)'2%*,%0.2%E.*89=%+(%89'%8(.2'%)';('8%@.)%@*11E711F%.,2%/.1*;*+7)1F%/*).44(+4(*.8'2=%.@.(2%('.)+,.01'%.88+(,'F_)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
I%!#J$3''0%&%(0'-($-*?/+"$()*+,-$"#$%&'%()*-5&%=*5-%=&'-%*?%"&+>
B.C%3,%G','(.1KPP3,%.,F%4(+)';78*+,%+(%+89'(%4(+;''2*,G%7,2'(%89*)%;9.48'(=%89'%;+7(8%)9.11%',8'(%)7;9%+(2'()%.,2%8.S'%)7;9%+89'(%.;8*+,%.)%/.F%0'%('.)+,.01'%,';')).(F%.,2%.44(+4(*.8'%8+%4(')'(&'%89'%;+,E*2',8*.1*8F%+E%8(.2'%)';('8)=%;+,)*)8',8%@*89%89'%('?7*('/',8)%+E%89'%`'2'(.1%a71')%+E%U(*/*,.1%.,2%U*&*1%-(+;'27('=%89'%`'2'(.1%a71')%+E%]&*2',;'=%.,2%.11%+89'(%.441*;.01'%1.@)K%
B0C%a*G98)%+E%8(.2'%)';('8%+@,'()KPPZ9'%;+7(8%/.F%,+8%.789+(*T'%+(%2*(';8%89'%2*);1+)7('%+E%.,F%*,E+(/.8*+,%89'%+@,'(%.))'(8)%8+%0'%.%8(.2'%)';('8%7,1'))%89'%;+7(8%.11+@)%89'%+@,'(%89'%+44+(87,*8F%8+%E*1'%.%)70/*))*+,%7,2'(%)'.1%89.8%2');(*0')%89'%*,8'(')8%+E%89'%+@,'(%*,%S''4*,G%89'%*,E+(/.8*+,%;+,E*2',8*.1K%b+%)70/*))*+,%7,2'(%)'.1%/.2'%7,2'(%89*)%)70)';8*+,%/.F%0'%7)'2%*,%.%4(+)';78*+,%7,2'(%89*)%;9.48'(%E+(%.,F%47(4+)'%+89'(%89.,%89+)'%)'8%E+(89%*,%89*)%)';8*+,=%+(%+89'(@*)'%('?7*('2%0F%1.@K%
82*?%-&44+(/&#+*-%0-0'+,-/5(7('&+-450/**.('6$-05-0%=*5B($*-('&44+(/&#+*-%0-45()&%*-4&5%(*$-=&$-#**'-07(%%*.>:
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
I%!#JMB2C!"#$%&'%()*+,-C.*'%(/&+-%0-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%!#JMB0CBJCBLC
9@&%*5(&+-/=&'6*-/0'/*4%-4(/A*.-"4-#,-.*<('(%(0'-0<-7($&445045(&%(0'-&$-&'-*?/+"$(0'-%0-7($&445045(&%(0'>
BUC%*E%89'%8(.2'%)';('8%*)%@*11E711F%.,2%/.1*;*+7)1F%/*).44(+4(*.8'2=%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%/+('%89.,%R%8*/')%89'%./+7,8%+E%89'%2./.G')%.@.(2'2%7,2'(%)704.(.G(.49%BQCH%.,2
B**C%*,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%89'%/*).44(+4(*.8*+,%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%89'%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%89'%8(.2'%)';('8H
.22('))'2%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))H%+(.22('))'2%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))H%+(B**C%*,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%89'%/*).44(+4(*.8*+,%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%89'%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%
B*CB3C%2./.G')%E+(%.;87.1%1+))%;.7)'2%0F%89'%/*).44(+4(*.8*+,%+E%89'%8(.2'%)';('8H%.,2B33C%2./.G')%E+(%.,F%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%+E%89'%8(.2'%)';('8%89.8%*)%,+8%
.22('))'2%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))H%+(B**C%*,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%89'%/*).44(+4(*.8*+,%
B*CB3C%2./.G')%E+(%.;87.1%1+))%;.7)'2%0F%89'%/*).44(+4(*.8*+,%+E%89'%8(.2'%)';('8H%.,2B33C%2./.G')%E+(%.,F%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%+E%89'%8(.2'%)';('8%89.8%*)%,+8%
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
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
BQC%.@.(2PPBQC%.@.(2PP
B33C%2./.G')%E+(%.,F%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%+E%89'%8(.2'%)';('8%89.8%*)%,+8%B33C%2./.G')%E+(%.,F%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%+E%89'%8(.2'%)';('8%89.8%*)%,+8%.22('))'2%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))H%+(.22('))'2%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))H%+(
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%89'%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%89'%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%89'%8(.2'%)';('8H+(%7)'%+E%89'%8(.2'%)';('8H
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
3,%.%;*&*1%.;8*+,%0(+7G98%7,2'(%89*)%)70)';8*+,%@*89%(')4';8%8+%89'%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%3,%.%;*&*1%.;8*+,%0(+7G98%7,2'(%89*)%)70)';8*+,%@*89%(')4';8%8+%89'%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'\%.%;+7(8%/.FS,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'\%.%;+7(8%/.FS,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'\%.%;+7(8%/.FS,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'\%.%;+7(8%/.F
3,%.%;*&*1%.;8*+,%0(+7G98%7,2'(%89*)%)70)';8*+,%@*89%(')4';8%8+%89'%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%3,%.%;*&*1%.;8*+,%0(+7G98%7,2'(%89*)%)70)';8*+,%@*89%(')4';8%8+%89'%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%3,%.%;*&*1%.;8*+,%0(+7G98%7,2'(%89*)%)70)';8*+,%@*89%(')4';8%8+%89'%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%3,%.%;*&*1%.;8*+,%0(+7G98%7,2'(%89*)%)70)';8*+,%@*89%(')4';8%8+%89'%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110617-500-8670
[email protected] 3 of 204
Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()2%$%"#7
89&1:':,:&;;&89<8&=&89<>?(-4-.5(&?*/5-4#@%&+()&3&A%6%4$&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
I%!#J#K%U+,)8(7;8*+,%@*89%+89'(%1.@)
]>;'48%.)%4(+&*2'2%*,%)';8*+,%!#JJB0C=%89*)%;9.48'(%)9.11%,+8%0'%;+,)8(7'2%8+%4(''/48%+(%2*)41.;'%.,F%+89'(%('/'2*')=%@9'89'(%;*&*1%+(%;(*/*,.1=%4(+&*2'2%0F%W,*8'2%X8.8')%`'2'(.1=%X8.8'=%;+//+,@'.189=%4+))'))*+,=%+(%8'((*8+(F%1.@%E+(%89'%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%+(%8+%.EE';8%89'%+89'(@*)'%1.@E71%2*);1+)7('%+E%*,E+(/.8*+,%0F%.,F%c+&'(,/',8%'/41+F''%7,2'(%)';8*+,%$$R%+E%8*81'%$%B;+//+,1F%S,+@,%.)%89'%`(''2+/%+E%3,E+(/.8*+,%6;8CK
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
D0%-&44+(/&#+*
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
D0'*
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9'%/+)8%)*G,*E*;.,8%2*EE'(',;'%0'8@'',%89'%WZX6%.,2%89'%LZX6%*)%89'%LZX6^)%4(+&*)*+,%E+(%I?-J&5%*- X'*T7(')%*,%I!#JMB0CBRCK%Z9'%4(+;'27('%*)%)7//.(*T'2%.)%E+11+@)A
U*&*1%)'*T7('%*)%.&.*1.01'%+,1F%*,%D'>8(.+(2*,.(F%;*(;7/)8.,;')D%D,';')).(F%8+%4('&',8%89'%4(+4.G.8*+,%+(%2*))'/*,.8*+,%+E%:.<%8(.2'%)';('8%K%K%K%KD
Z9'%('?7*('/',8)%E+(%*,*8*.8*,G%.%;*&*1%)'*T7('%B@9*;9%/7)8%N;1'.(1F%.44'.(:<%E(+/%)4';*E*;%E.;8)OC%*,;172'%89'%8F4*;.1%B89+7G9%9'*G98','2C%Zaef-3%'1'/',8)=%417)A%
B.C%.,%*,)7EE*;*',;F%+E%*,V7,;8*&'%('1*'E%+89'(@*)'%.&.*1.01'HB0C%.%2');(*48*+,%N@*89%('.)+,.01'%4.(8*;71.(*8F%:+E<%89'%/.88'(%8+%0'%)'*T'2O%.,2%*8)%1+;.8*+,HB;C%.%)9+@*,G%89.8%*E%,+8*;'%@'('%4(+&*2'2=%89'%'&*2',;'%@+712%0'%2')8(+F'2=%/+&'2=%9*22',=%+(%+89'(@*)'%
/.2'%*,.;;'))*01'%8+%89'%;+7(8H%.,2B2C%89'%('?7')8'2%)'*T7('%9.)%,+8%0'',%4701*;*T'2K
Z9'%+(2'(%/7)8AB.C%X'8%+78%E*,2*,G)%.,2%(71*,G)HB0C%-(+&*2'%89'%,.((+@')8%)'*T7('%.,2%+(2'(%'>';78*+,%8+%/*,*/*T'%*,8'((748*+,%8+%89*(2%4.(8*')HB;C%Q'%.;;+/4.,*'2%0F%.,%+(2'(%4(+8';8*,G%89'%;+,E*2',8*.1*8F%+E%89'%)'*T'2%4(+4'(8FHB2C%-(+&*2'%NG7*2.,;'O%8+%1.@%',E+(;'/',8=%*,;172*,G%E+(%9+7()%+E%'>';78*+,%.,2%E+(;'H%B'C%a'?7*('%)';7(*8FH%.,2BEC%X'8%.%9'.(*,G%2.8'%P%@9*;9%/7)8%E+11+@%.)%)++,%.)%4+))*01'%P%,+%/+('%89.,%g%2.F)K
622*8*+,.11F=%89'%;+7(8%/7)8%4(+8';8%4'()+,B)C%8.(G'8'2%0F%89'%+(2'(%E(+/%4701*;*8F%.0+78%89'%+(2'(%.,2%)'*T7('=%.,2%('8.*,%;7)8+2F%+E%89'%)'*T'2%4(+4'(8F%+(%.44+*,8%.%E'2'(.1%+EE*;'(%8+%)'*T'%*8KZ9'%;+7(8%/.F%;+,)*2'(%.,%*?-4&5%* %',;(F48*+,%/+8*+,K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110617-500-8670
[email protected] 4 of 204
Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()2%$%"#7
89&1:':,:&;;&89<8&=&89<>?(-4-.5(&?*/5-4#@%&+()&3&A%6%4$&!"#$%&'%("%)*&+()
+$$5)5-4*&DD II%!#J!%P%!#J[%B@9*;9%.('%;(*/*,.1%4(+&*)*+,)C%9.&'%0'',%+/*88'2%E(+/%89*)%;9.(8K
I%!#Jg%B@9*;9%2*);7))')%89'%.441*;.0*1*8F%8+%;+,27;8%+78)*2'%89'%W,*8'2%X8.8')C%9.)%0'',%+/*88'2%E(+/%89*)%;9.(8K
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110617-500-8670
[email protected] 5 of 204
Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%
B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%
)';(';F%+(%1*/*8%*8)%7)'H%+(%
BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
+7#O#.#+7#:&,-$%&8>RS&;;&9=TR=8&=&9=TR=>
+7#O#.#&!"#$%&'%("%)*&+()]EE';8*&'1F%b+8%62+48'2
I%#PRgPRK%L'E*,*8*+,)K
6)%7)'2%*,%89*)%;9.48'(=%89'%E+11+@*,G%8'(/)%)9.11%9.&'%89'%E+11+@*,G%/'.,*,G)=%(')4';8*&'1F=%7,1'))%89'%;+,8'>8%;1'.(1F%*,2*;.8')%+89'(@*)'A
BRC%3/4(+4'(%5'.,)K%N3/4(+4'(%/'.,)O%.('%/'.,)%)7;9%.)A%.K%Z9'E8H0K%Q(*0'(FH;K%5*)('4(')',8.8*+,H2K%3,27;'/',8%+E%.%0('.;9%+E%;+,E*2',;'H'K%Z(')4.))H%+(EK%e89'(%2'1*0'(.8'%.;8)%8.S',%E+(%89'%)4';*E*;%47(4+)'%+E%G.*,*,G%.;;'))%8+%89'%*,E+(/.8*+,%+E%.,+89'(%0F%
/'.,)%)7;9%.)%'1';8(+,*;=%49+8+G(.49*;=%8'1');+4*;%+(%+89'(%.*2)%8+%',9.,;'%,+(/.1%97/.,%4'(;'48*+,=%@9'('%89'%8(.2'%)';('8%+@,'(%('.)+,.01F%)9+712%0'%.01'%8+%'>4';8%4(*&.;FK
I%#PRgPJK%5*).44(+4(*.8*+,K
6%4'()+,%@9+%2*);1+)')%+(%7)')%89'%8(.2'%)';('8%+E%.,+89'(=%@*89+78%.%4(*&*1'G'%8+%2+%)+=%*)%1*.01'%8+%89'%+89'(%E+(%/*).44(+4(*.8*+,%+E%89'%8(.2'%)';('8%*EA
B!C%Z9.8%4'()+,%2*);+&'('2%89'%8(.2'%)';('8%0F%*/4(+4'(%/'.,)H
BRC%Z9.8%4'()+,_)%2*);1+)7('%+(%7)'%;+,)8*878')%.%0('.;9%+E%;+,E*2',;'%('4+)'2%*,%89.8%4'()+,%0F%89'%+89'(H
BJC%Z9.8%4'()+,%1'.(,'2%89'%8(.2'%)';('8%E(+/%.%89*(2%4'()+,=%.,2%S,'@%+(%)9+712%9.&'%S,+@,%89.8%B*C%89'%*,E+(/.8*+,%@.)%.%8(.2'%)';('8%.,2%B**C%89.8%89'%8(.2'%)';('8%9.2%0'',%.44(+4(*.8'2%7,2'(%;*(;7/)8.,;')%@9*;9%&*+1.8'%89'%4(+&*)*+,)%+E%B!C%+(%BRC=%.0+&'H%+(
B[C%Z9.8%4'()+,%1'.(,'2%89'%*,E+(/.8*+,%.,2%S,'@%+(%)9+712%9.&'%S,+@,%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%*8)%2*);1+)7('%@.)%/.2'%8+%89.8%4'()+,%0F%/*)8.S'K
I%#PRgPR%BJC!&7*-&$-12!3
I%#PRgPR%B!C%Z(.2'%X';('8K
6%N8(.2'%)';('8O%*)%*,E+(/.8*+,%89.8A%.K%3)%7)'2%+(%*,8',2'2%E+(%7)'%*,%.%8(.2'%+(%07)*,'))H0K%3)%*,;172'2%+(%'/0+2*'2%*,%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%;+/478'(%)+E8@.('=%2(.@*,G=%2'&*;'=%
/'89+2=%8';9,*?7'=%+(%4(+;'))H;K%3)%,+8%4701*;1F%S,+@,%.,2%*)%,+8%G','(.11F%S,+@,%*,%89'%8(.2'%+(%07)*,'))%+E%89'%4'()+,%.))'(8*,G%89.8%*8
*)%.%8(.2'%)';('8H2K%U.,,+8%0'%('.2*1F%.);'(8.*,'2%+(%2'(*&'2%E(+/%4701*;1F%.&.*1.01'%*,E+(/.8*+,H'K%3)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FH%.,2EK%h.)%)*G,*E*;.,8%';+,+/*;%&.17'K
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%
B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%#PRgPR%BJC!&7*-&$-12!3I%#PRgPR%BJC!&7*-&$-12!3
89.8%*8)%2*);1+)7('%@.)%/.2'%8+%89.8%4'()+,%0F%/*)8.S'KB[C%Z9.8%4'()+,%1'.(,'2%89'%*,E+(/.8*+,%.,2%S,'@%+(%)9+712%9.&'%S,+@,%89.8%*8%@.)%.%8(.2'%)';('8%.,2%
89.8%*8)%2*);1+)7('%@.)%/.2'%8+%89.8%4'()+,%0F%/*)8.S'K
@9*;9%&*+1.8'%89'%4(+&*)*+,)%+E%B!C%+(%BRC=%.0+&'H%+(
B[C%Z9.8%4'()+,%1'.(,'2%89'%*,E+(/.8*+,%.,2%S,'@%+(%)9+712%9.&'%S,+@,%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%*8)%2*);1+)7('%@.)%/.2'%8+%89.8%4'()+,%0F%/*)8.S'K
@9*;9%&*+1.8'%89'%4(+&*)*+,)%+E%B!C%+(%BRC=%.0+&'H%+(@9*;9%&*+1.8'%89'%4(+&*)*+,)%+E%B!C%+(%BRC=%.0+&'H%+(*,E+(/.8*+,%@.)%.%8(.2'%)';('8%.,2%B**C%89.8%89'%8(.2'%)';('8%9.2%0'',%.44(+4(*.8'2%7,2'(%;*(;7/)8.,;')%
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%89.8%*8)%2*);1+)7('%@.)%/.2'%8+%89.8%4'()+,%0F%/*)8.S'K89.8%*8)%2*);1+)7('%@.)%/.2'%8+%89.8%4'()+,%0F%/*)8.S'K
BJC%Z9.8%4'()+,%1'.(,'2%89'%8(.2'%)';('8%E(+/%.%89*(2%4'()+,=%.,2%S,'@%+(%)9+712%9.&'%S,+@,%89.8%B*C%89'%BJC%Z9.8%4'()+,%1'.(,'2%89'%8(.2'%)';('8%E(+/%.%89*(2%4'()+,=%.,2%S,'@%+(%)9+712%9.&'%S,+@,%89.8%B*C%89'%*,E+(/.8*+,%@.)%.%8(.2'%)';('8%.,2%B**C%89.8%89'%8(.2'%)';('8%9.2%0'',%.44(+4(*.8'2%7,2'(%;*(;7/)8.,;')%*,E+(/.8*+,%@.)%.%8(.2'%)';('8%.,2%B**C%89.8%89'%8(.2'%)';('8%9.2%0'',%.44(+4(*.8'2%7,2'(%;*(;7/)8.,;')%@9*;9%&*+1.8'%89'%4(+&*)*+,)%+E%B!C%+(%BRC=%.0+&'H%+(@9*;9%&*+1.8'%89'%4(+&*)*+,)%+E%B!C%+(%BRC=%.0+&'H%+(
B[C%Z9.8%4'()+,%1'.(,'2%89'%*,E+(/.8*+,%.,2%S,'@%+(%)9+712%9.&'%S,+@,%89.8%*8%@.)%.%8(.2'%)';('8%.,2%B[C%Z9.8%4'()+,%1'.(,'2%89'%*,E+(/.8*+,%.,2%S,'@%+(%)9+712%9.&'%S,+@,%89.8%*8%@.)%.%8(.2'%)';('8%.,2%
BJC%Z9.8%4'()+,%1'.(,'2%89'%8(.2'%)';('8%E(+/%.%89*(2%4'()+,=%.,2%S,'@%+(%)9+712%9.&'%S,+@,%89.8%B*C%89'%BJC%Z9.8%4'()+,%1'.(,'2%89'%8(.2'%)';('8%E(+/%.%89*(2%4'()+,=%.,2%S,'@%+(%)9+712%9.&'%S,+@,%89.8%B*C%89'%*,E+(/.8*+,%@.)%.%8(.2'%)';('8%.,2%B**C%89.8%89'%8(.2'%)';('8%9.2%0'',%.44(+4(*.8'2%7,2'(%;*(;7/)8.,;')%*,E+(/.8*+,%@.)%.%8(.2'%)';('8%.,2%B**C%89.8%89'%8(.2'%)';('8%9.2%0'',%.44(+4(*.8'2%7,2'(%;*(;7/)8.,;')%@9*;9%&*+1.8'%89'%4(+&*)*+,)%+E%B!C%+(%BRC=%.0+&'H%+(@9*;9%&*+1.8'%89'%4(+&*)*+,)%+E%B!C%+(%BRC=%.0+&'H%+(
BRC%Z9.8%4'()+,_)%2*);1+)7('%+(%7)'%;+,)8*878')%.%0('.;9%+E%;+,E*2',;'%('4+)'2%*,%89.8%4'()+,%0F%89'%+89'(HBRC%Z9.8%4'()+,_)%2*);1+)7('%+(%7)'%;+,)8*878')%.%0('.;9%+E%;+,E*2',;'%('4+)'2%*,%89.8%4'()+,%0F%89'%+89'(H
BJC%Z9.8%4'()+,%1'.(,'2%89'%8(.2'%)';('8%E(+/%.%89*(2%4'()+,=%.,2%S,'@%+(%)9+712%9.&'%S,+@,%89.8%B*C%89'%BJC%Z9.8%4'()+,%1'.(,'2%89'%8(.2'%)';('8%E(+/%.%89*(2%4'()+,=%.,2%S,'@%+(%)9+712%9.&'%S,+@,%89.8%B*C%89'%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110617-500-8670
[email protected] 6 of 204
Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
+7#O#.#+7#:&,-$%&8>RS&;;&9=TR=8&=&9=TR=>
+7#O#.#&!"#$%&'%("%)*&+()I%#PRgP[K%a'/'2*')%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,H%*,8',8*+,.1%('/7,'(.8*+,%+E%.%89*(2%4'()+,%E+(%/*).44(+4(*.8*+,K
B.C%Z9'%('/'2*')%.&.*1.01'%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%.('AB!C%Z+%89'%'>8',8%89.8%89'F%.('%,+8%2741*;.8*&'A
.K%X7;9%*,V7,;8*&'%.,2%+89'(%'?7*8.01'%('1*'E%.)%/.F%0'%.44(+4(*.8'%@*89%(')4';8%8+%.,F%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=
I%#PRgP[K%a'/'2*')%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,H%*,8',8*+,.1%('/7,'(.8*+,%+E%.%89*(2%4'()+,%E+(%/*).44(+4(*.8*+,K
B.C%Z9'%('/'2*')%.&.*1.01'%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%.('A%B!C%Z+%89'%'>8',8%89.8%89'F%.('%,+8%2741*;.8*&'A
0K%a';+&'(F%+E%.,F%4(+E*8)%.,2%+89'(%0','E*8)%;+,E'(('2%0F%89'%/*).44(+4(*.8*+,%89.8%.('%.88(*078.01'%8+%89'%/*).44(+4(*.8*+,%B3,%')8.01*)9*,G%89'%/*).44(+4(*.8+(_)%4(+E*8)=%89'%;+/41.*,.,8%*)%('?7*('2%8+%4(')',8%4(++E%+,1F%+E%89'%/*).44(+4(*.8+(_)%G(+))%('&',7'=%.,2%89'%/*).44(+4(*.8+(%*)%('?7*('2%8+%4(')',8%4(++E%+E%9*)%+(%9'(%2'27;8*01'%'>4',)')%.,2%89'%'1'/',8)%+E%4(+E*8%.88(*078.01'%8+%E.;8+()%+89'(%89.,%89'%8(.2'%)';('8KC=%.,2
;K%Z9'%.;87.1%2./.G')%)7EE'('2%.)%.%(')718%+E%89'%/*).44(+4(*.8*+,H
B.CBJC%]>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%8+%'>;''2%89'%.;87.1%.@.(2%/.2'%7,2'(%)702*&*)*+,%B!C=%078%,+8%1'))%89.,%8',%89+7).,2%2+11.()%Bi!j=jjjC=%*E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)K
I%#PRgP[K%a'/'2*')%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,H%*,8',8*+,.1%('/7,'(.8*+,%+E%.%89*(2%4'()+,%E+(%/*).44(+4(*.8*+,K
BRC%a'.)+,.01'%.88+(,'F_)%E'')%8+%89'%4('&.*1*,G%4.(8F%*EA.K 6%;1.*/%+E%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=0K 6%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(;K Y*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)H%
D0-.(5*/%-450)($(0'
I%#PRgP[K%a'/'2*')%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,H%*,8',8*+,.1%('/7,'(.8*+,%+E%.%89*(2%4'()+,%E+(%/*).44(+4(*.8*+,K
B.C%Z9'%('/'2*')%.&.*1.01'%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%.('AB!C%Z+%89'%'>8',8%89.8%89'F%.('%,+8%2741*;.8*&'A
.K%X7;9%*,V7,;8*&'%.,2%+89'(%'?7*8.01'%('1*'E%.)%/.F%0'%.44(+4(*.8'%@*89%(')4';8%8+%.,F%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=
I%#PRgP$K%X8.878'%+E%1*/*8.8*+,K
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%89(''%8@+%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%#PRgP[K%a'/'2*')%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,H%*,8',8*+,.1%('/7,'(.8*+,%+E%.%89*(2%4'()+,%E+(%/*).44(+4(*.8*+,K
1'))%89.,%8',%89+7).,2%2+11.()%Bi!j=jjjC=%*E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)K
;K%Z9'%.;87.1%2./.G')%)7EE'('2%.)%.%(')718%+E%89'%/*).44(+4(*.8*+,H
B.CBJC%]>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%8+%'>;''2%89'%.;87.1%.@.(2%/.2'%7,2'(%)702*&*)*+,%B!C=%078%,+8%1'))%89.,%8',%89+7).,2%2+11.()%Bi!j=jjjC=%*E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)K
;K%Z9'%.;87.1%2./.G')%)7EE'('2%.)%.%(')718%+E%89'%/*).44(+4(*.8*+,H
89'%/*).44(+4(*.8*+,%B3,%')8.01*)9*,G%89'%/*).44(+4(*.8+(_)%4(+E*8)=%89'%;+/41.*,.,8%*)%('?7*('2%8+%4(')',8%4(++E%+,1F%+E%89'%/*).44(+4(*.8+(_)%G(+))%('&',7'=%.,2%89'%/*).44(+4(*.8+(%*)%('?7*('2%8+%4(')',8%4(++E%+E%9*)%+(%9'(%2'27;8*01'%'>4',)')%.,2%89'%'1'/',8)%+E%4(+E*8%.88(*078.01'%8+%E.;8+()%+89'(%89.,%89'%8(.2'%)';('8KC=%
;K%Z9'%.;87.1%2./.G')%)7EE'('2%.)%.%(')718%+E%89'%/*).44(+4(*.8*+,H
89'%/*).44(+4(*.8*+,%B3,%')8.01*)9*,G%89'%/*).44(+4(*.8+(_)%4(+E*8)=%89'%;+/41.*,.,8%*)%('?7*('2%8+%4(')',8%4(++E%+,1F%+E%89'%/*).44(+4(*.8+(_)%G(+))%('&',7'=%.,2%89'%/*).44(+4(*.8+(%*)%('?7*('2%8+%4(')',8%4(++E%+E%9*)%+(%9'(%2'27;8*01'%'>4',)')%.,2%89'%'1'/',8)%+E%4(+E*8%.88(*078.01'%8+%E.;8+()%+89'(%89.,%89'%8(.2'%)';('8KC=%
B!C%Z+%89'%'>8',8%89.8%89'F%.('%,+8%2741*;.8*&'A0K%a';+&'(F%+E%.,F%4(+E*8)%.,2%+89'(%0','E*8)%;+,E'(('2%0F%89'%/*).44(+4(*.8*+,%89.8%.('%.88(*078.01'%8+%
89'%/*).44(+4(*.8*+,%B3,%')8.01*)9*,G%89'%/*).44(+4(*.8+(_)%4(+E*8)=%89'%;+/41.*,.,8%*)%('?7*('2%8+%4(')',8%
B.C%Z9'%('/'2*')%.&.*1.01'%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%.('A%B!C%Z+%89'%'>8',8%89.8%89'F%.('%,+8%2741*;.8*&'A
B.C%Z9'%('/'2*')%.&.*1.01'%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%.('A%B.C%Z9'%('/'2*')%.&.*1.01'%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%.('A%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
89'%/*).44(+4(*.8*+,%B3,%')8.01*)9*,G%89'%/*).44(+4(*.8+(_)%4(+E*8)=%89'%;+/41.*,.,8%*)%('?7*('2%8+%4(')',8%89'%/*).44(+4(*.8*+,%B3,%')8.01*)9*,G%89'%/*).44(+4(*.8+(_)%4(+E*8)=%89'%;+/41.*,.,8%*)%('?7*('2%8+%4(')',8%4(++E%+,1F%+E%89'%/*).44(+4(*.8+(_)%G(+))%('&',7'=%.,2%89'%/*).44(+4(*.8+(%*)%('?7*('2%8+%4(')',8%4(++E%+E%9*)%4(++E%+,1F%+E%89'%/*).44(+4(*.8+(_)%G(+))%('&',7'=%.,2%89'%/*).44(+4(*.8+(%*)%('?7*('2%8+%4(')',8%4(++E%+E%9*)%+(%9'(%2'27;8*01'%'>4',)')%.,2%89'%'1'/',8)%+E%4(+E*8%.88(*078.01'%8+%E.;8+()%+89'(%89.,%89'%8(.2'%)';('8KC=%+(%9'(%2'27;8*01'%'>4',)')%.,2%89'%'1'/',8)%+E%4(+E*8%.88(*078.01'%8+%E.;8+()%+89'(%89.,%89'%8(.2'%)';('8KC=%.,2.,2
B.CBJC%]>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%8+%'>;''2%89'%.;87.1%.@.(2%/.2'%7,2'(%)702*&*)*+,%B!C=%078%,+8%B.CBJC%]>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%8+%'>;''2%89'%.;87.1%.@.(2%/.2'%7,2'(%)702*&*)*+,%B!C=%078%,+8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
B.C%Z9'%('/'2*')%.&.*1.01'%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%.('A%B.C%Z9'%('/'2*')%.&.*1.01'%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%.('A%B!C%Z+%89'%'>8',8%89.8%89'F%.('%,+8%2741*;.8*&'AB!C%Z+%89'%'>8',8%89.8%89'F%.('%,+8%2741*;.8*&'A
0K%a';+&'(F%+E%.,F%4(+E*8)%.,2%+89'(%0','E*8)%;+,E'(('2%0F%89'%/*).44(+4(*.8*+,%89.8%.('%.88(*078.01'%8+%0K%a';+&'(F%+E%.,F%4(+E*8)%.,2%+89'(%0','E*8)%;+,E'(('2%0F%89'%/*).44(+4(*.8*+,%89.8%.('%.88(*078.01'%8+%
I%#PRgP[K%a'/'2*')%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,H%*,8',8*+,.1%('/7,'(.8*+,%+E%.%89*(2%4'()+,%E+(%I%#PRgP[K%a'/'2*')%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,H%*,8',8*+,.1%('/7,'(.8*+,%+E%.%89*(2%4'()+,%E+(%/*).44(+4(*.8*+,K/*).44(+4(*.8*+,K
B.C%Z9'%('/'2*')%.&.*1.01'%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%.('A%B.C%Z9'%('/'2*')%.&.*1.01'%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%.('A%
I%#PRgP[K%a'/'2*')%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,H%*,8',8*+,.1%('/7,'(.8*+,%+E%.%89*(2%4'()+,%E+(%I%#PRgP[K%a'/'2*')%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,H%*,8',8*+,.1%('/7,'(.8*+,%+E%.%89*(2%4'()+,%E+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110617-500-8670
[email protected] 7 of 204
Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
+7#O#.#+7#:&,-$%&8>RS&;;&9=TR=8&=&9=TR=>
+7#O#.#&!"#$%&'%("%)*&+()I%#PRgPMK%]EE';8%+,%+89'(%1.@K
Z9+)'%4(+&*)*+,)%+E%89*)%;9.48'(%89.8%.('%*,;+,)*)8',8%@*89%89'%;+//+,%1.@%+E%8(.2'%)';('8)%)74'()'2'%89'%;+//+,%1.@H%+89'(@*)'=%89*)%;9.48'(%)9+712%0'%;+,)8(7'2%8+%0'%;+,)*)8',8%@*89%89'%;+//+,%1.@%+E%8(.2'%)';('8)K
D0'*
61.K%U+2'%!"g$%I%!P!P!MK%X'&'(.0*1*8F%+E%4(+&*)*+,)%+E%U+2'%.,2%)8.878')K
3E%.,F%4(+&*)*+,%+E%89*)%U+2'%+(%.,F%./',2/',8%9'('8+=%+(%.,F%+89'(%)8.878'=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%;*(;7/)8.,;')=%*)%9'12%*,&.1*2%0F%.%;+7(8%+E%;+/4'8',8%V7(*)2*;8*+,=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%89*)%U+2'%+(%)7;9%./',2/',8%+(%)8.878'%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,=%.,2%8+%89*)%',2=%89'%4(+&*)*+,)%+E%89*)%U+2'%.,2%)7;9%./',2/',8)%.,2%)8.878')%.('%2';1.('2%8+%0'%)'&'(.01'K
I%#PRgP[K%a'/'2*')%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,H%*,8',8*+,.1%('/7,'(.8*+,%+E%.%89*(2%4'()+,%E+(%/*).44(+4(*.8*+,K
B0C%3,%.22*8*+,%8+%89'%;*&*1%2./.G')%.,2%4',.18*')%4(+&*2'2%*,%)70)';8*+,%B.C=%.%4'()+,%@9+%*,8',8*+,.11F%('/7,'(.8')%+(%(';(7*8)%.%89*(2%4'()+,%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%.,2%.,F%4'()+,%@9+%/*).44(+4(*.8')%.%8(.2'%)';('8%)9.11%0'%G7*18F%+E%.%U1.))%U%E'1+,FK%3,%.,F%;(*/*,.1%4(+)';78*+,%7,2'(%89*)%)70)';8*+,%.G.*,)8%.,%'/41+F'(%0.)'2%+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%0F%*8)%'/41+F''=%89'%8'(/%*,8',8*+,.11F%)9.11%/'.,%89.8%89'%'/41+F'(%('/7,'(.8'2%.,%'/41+F''%@*89%89'%*,8',8%89.8%89'%'/41+F''%@+712%/*).44(+4(*.8'%89'%8(.2'%)';('8)%+E%.,+89'(K%Z9'%8(.2'%)';('8%89.8%@.)%/*).44(+4(*.8'2%)9.11%0'%;1'.(1F%*2',8*E*'2K%5'('%.;;'48.,;'%+(%(';'*48%0F%.,%'/41+F'(%+E%.%8(.2'%)';('8%+E%.,+89'(=%0F%*8)'1E=%)9.11%0'%*,)7EE*;*',8%8+%4(+&'%;(*/*,.1%1*.0*1*8FK%].;9%.;8%;+//*88'2%7,2'(%89*)%)70)';8*+,%)9.11%;+,)8*878'%.%)'4.(.8'%+EE',)'K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
./',2/',8)%.,2%)8.878')%.('%2';1.('2%8+%0'%)'&'(.01'K./',2/',8)%.,2%)8.878')%.('%2';1.('2%8+%0'%)'&'(.01'K
.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%89*)%U+2'%+(%)7;9%./',2/',8%+(%)8.878'%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,=%.,2%8+%89*)%',2=%89'%4(+&*)*+,)%+E%89*)%U+2'%.,2%)7;9%./',2/',8)%.,2%)8.878')%.('%2';1.('2%8+%0'%)'&'(.01'K
4'()+,=%89*,G%+(%;*(;7/)8.,;')=%*)%9'12%*,&.1*2%0F%.%;+7(8%+E%;+/4'8',8%V7(*)2*;8*+,=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%89*)%U+2'%+(%)7;9%./',2/',8%+(%)8.878'%89.8%;.,%0'%G*&',%'EE';8%4'()+,=%89*,G%+(%;*(;7/)8.,;')=%*)%9'12%*,&.1*2%0F%.%;+7(8%+E%;+/4'8',8%V7(*)2*;8*+,=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%89*)%U+2'%+(%)7;9%./',2/',8%+(%)8.878'%89.8%;.,%0'%G*&',%'EE';8%
3E%.,F%4(+&*)*+,%+E%89*)%U+2'%+(%.,F%./',2/',8%9'('8+=%+(%.,F%+89'(%)8.878'=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%;*(;7/)8.,;')=%*)%9'12%*,&.1*2%0F%.%;+7(8%+E%;+/4'8',8%V7(*)2*;8*+,=%)7;9%*,&.1*2*8F%)9.11%,+8%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,=%.,2%8+%89*)%',2=%89'%4(+&*)*+,)%+E%89*)%U+2'%.,2%)7;9%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,=%.,2%8+%89*)%',2=%89'%4(+&*)*+,)%+E%89*)%U+2'%.,2%)7;9%./',2/',8)%.,2%)8.878')%.('%2';1.('2%8+%0'%)'&'(.01'K./',2/',8)%.,2%)8.878')%.('%2';1.('2%8+%0'%)'&'(.01'K
3E%.,F%4(+&*)*+,%+E%89*)%U+2'%+(%.,F%./',2/',8%9'('8+=%+(%.,F%+89'(%)8.878'=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%3E%.,F%4(+&*)*+,%+E%89*)%U+2'%+(%.,F%./',2/',8%9'('8+=%+(%.,F%+89'(%)8.878'=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%;*(;7/)8.,;')=%*)%9'12%*,&.1*2%0F%.%;+7(8%+E%;+/4'8',8%V7(*)2*;8*+,=%)7;9%*,&.1*2*8F%)9.11%,+8%4'()+,=%89*,G%+(%;*(;7/)8.,;')=%*)%9'12%*,&.1*2%0F%.%;+7(8%+E%;+/4'8',8%V7(*)2*;8*+,=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%89*)%U+2'%+(%)7;9%./',2/',8%+(%)8.878'%89.8%;.,%0'%G*&',%'EE';8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%89*)%U+2'%+(%)7;9%./',2/',8%+(%)8.878'%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,=%.,2%8+%89*)%',2=%89'%4(+&*)*+,)%+E%89*)%U+2'%.,2%)7;9%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,=%.,2%8+%89*)%',2=%89'%4(+&*)*+,)%+E%89*)%U+2'%.,2%)7;9%
61.K%U+2'%!"g$%I%!P!P!MK%X'&'(.0*1*8F%+E%4(+&*)*+,)%+E%U+2'%.,2%)8.878')K61.K%U+2'%!"g$%I%!P!P!MK%X'&'(.0*1*8F%+E%4(+&*)*+,)%+E%U+2'%.,2%)8.878')K
3E%.,F%4(+&*)*+,%+E%89*)%U+2'%+(%.,F%./',2/',8%9'('8+=%+(%.,F%+89'(%)8.878'=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%3E%.,F%4(+&*)*+,%+E%89*)%U+2'%+(%.,F%./',2/',8%9'('8+=%+(%.,F%+89'(%)8.878'=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%;*(;7/)8.,;')=%*)%9'12%*,&.1*2%0F%.%;+7(8%+E%;+/4'8',8%V7(*)2*;8*+,=%)7;9%*,&.1*2*8F%)9.11%,+8%4'()+,=%89*,G%+(%;*(;7/)8.,;')=%*)%9'12%*,&.1*2%0F%.%;+7(8%+E%;+/4'8',8%V7(*)2*;8*+,=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%89*)%U+2'%+(%)7;9%./',2/',8%+(%)8.878'%89.8%;.,%0'%G*&',%'EE';8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%89*)%U+2'%+(%)7;9%./',2/',8%+(%)8.878'%89.8%;.,%0'%G*&',%'EE';8%
61.K%U+2'%!"g$%I%!P!P!MK%X'&'(.0*1*8F%+E%4(+&*)*+,)%+E%U+2'%.,2%)8.878')K61.K%U+2'%!"g$%I%!P!P!MK%X'&'(.0*1*8F%+E%4(+&*)*+,)%+E%U+2'%.,2%)8.878')K
3E%.,F%4(+&*)*+,%+E%89*)%U+2'%+(%.,F%./',2/',8%9'('8+=%+(%.,F%+89'(%)8.878'=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%3E%.,F%4(+&*)*+,%+E%89*)%U+2'%+(%.,F%./',2/',8%9'('8+=%+(%.,F%+89'(%)8.878'=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110617-500-8670
[email protected] 8 of 204
Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
+7#O#.#+7#:&,-$%&8>RS&;;&9=TR=8&=&9=TR=>
+7#O#.#&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 9 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
+7#*U#+7#*U#&')#):&;;&VS:SW:>8W&=&VS:SW:>VS+7#*U#&1456-".&!"#$%&'%("%)*&+()
!"g"
I%[$K$jK"[jB!C!&7*-&$-12!3
I%[$K$jK"[jBRC%!&7*-&$-12!3
61.)S.%X8.8K%I%[$Kj!KR!!BJjC
N4'()+,O%/'.,)%.%,.87(.1%4'()+,%.,%*,2*&*27.1=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%1*/*8'2%1*.0*1*8F%;+/4.,F=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,=%.G',;F=%+(%*,)8(7/',8.1*8F=%4701*;%;+(4+(.8*+,=%+(%.,+89'(%1'G.1%+(%;+//'(;*.1%',8*8FH
I%[$K$jK"[jBJC!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
1*.0*1*8F%;+/4.,F*,)8(7/',8.1*8F
61.)S.%X8.8K%I%[$Kj!KR!!BJjC
N4'()+,O%/'.,)%1*.0*1*8F%;+/4.,F
61.)S.%X8.8K%I%[$Kj!KR!!BJjCBJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 10 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
+7#*U#+7#*U#&')#):&;;&VS:SW:>8W&=&VS:SW:>VS+7#*U#&1456-".&!"#$%&'%("%)*&+()
I%[$K$jK"!jK%3,V7,;8*&'%('1*'E%E+(%/*).44(+4(*.8*+,%+E%8(.2'%)';('8)
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
I%[$K$jK"!$K%L./.G')
B.C]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=%.%;+/41.*,.,8%*)%',8*81'2%8+%/.F%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K%.,2%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%89'%2./.G')%.@.(2'2%7,2'(%B.C%+E%89*)%)';8*+,K
D0'*
I%[$K$jK"RjK%-(')'(&.8*+,%+E%X';(';F!&7*-&$-12!3
I%[$K$jK"R$K%k*/*8.8*+,%+E%.;8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
D0'*
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%89'%2./.G')%.@.(2'2%7,2'(%B.C%+E%89*)%)';8*+,K
7)'%+E%.%8(.2'%)';('8K%7)'%+E%.%8(.2'%)';('8K%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
*)%',8*81'2%8+%/.F*)%',8*81'2%8+%/.F*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%*)%',8*81'2%8+%/.F%(';+&'(%2./.G')%E+(%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%7)'%+E%.%8(.2'%)';('8K%7)'%+E%.%8(.2'%)';('8K%7)'%+E%.%8(.2'%)';('8K%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%89'%2./.G')%.@.(2'2%7,2'(%B.C%+E%89*)%)';8*+,K,+8%'>;''2*,G%8@*;'%89'%2./.G')%.@.(2'2%7,2'(%B.C%+E%89*)%)';8*+,K
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=*,V7,;8*&'%('1*'E=%.%;+/41.*,.,8%%.%;+/41.*,.,8%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K
I%[$K$jK"!$K%L./.G')I%[$K$jK"!$K%L./.G')
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%
I%[$K$jK"!$K%L./.G')I%[$K$jK"!$K%L./.G')
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 11 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
+7#*U#+7#*U#&')#):&;;&VS:SW:>8W&=&VS:SW:>VS+7#*U#&1456-".&!"#$%&'%("%)*&+()
I%[$K$jK"JjK%]EE';8%+,%+89'(%1.@)
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C%6X%[$K$jK"!j%P%[$K$jK"[$%2*)41.;'%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%)8.8'%1.@)%4'(8.*,*,G%8+%;*&*1%1*.0*1*8F%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%B0C%6X%[$K$jK"!j%P%[$K$jK"[$%2+%,+8%.EE';8%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%;+,8(.;87.1%+(%+89'(%;*&*1%1*.0*1*8F%+(%('1*'E%89.8%*)%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BRC%;(*/*,.1%('/'2*')%@9'89'(%+(%,+8%0.)'2%74+,%1*.0*1*8F%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%B;C%6X%[$K$jK"!j%P%[$K$jK"[$%2+%,+8%.441F%8+%*,&')8*G.8*+,)%+(%.;8*+,)%0F%89'%.88+(,'F%G','(.1%7,2'(%6X%[$K$jK[g!%P%[$K$jK$M!%B7,E.*(%8(.2'%4(.;8*;')%.,2%;+,)7/'(%4(+8';8*+,C%+(%7,2'(%6X%[$K$jK$MR%P%[$K$jK$"M%B(')8(.*,8%+E%8(.2'CK
I%[$K$jK"J$!&7*-&$-12!3
61.)S.%X8.8K%I%j!K!jKjJjK%X'&'(.0*1*8F
6,F%1.@%9'('8+E+('%+(%9'('.E8'(%',.;8'2%0F%89'%61.)S.%1'G*)1.87('%@9*;9%1.;S)%.%)'&'(.0*1*8F%;1.7)'%)9.11%0'%;+,)8(7'2%.)%89+7G9%*8%;+,8.*,'2%89'%;1.7)'%*,%89'%E+11+@*,G%1.,G7.G'A%N3E%.,F%4(+&*)*+,%+E%89*)%6;8=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%('/.*,2'(%+E%89*)%6;8%.,2%89'%.441*;.8*+,%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')%)9.11%,+8%0'%.EE';8'2%89'('0FKO
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%('/.*,2'(%+E%89*)%6;8%.,2%89'%
.441*;.8*+,%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')%)9.11%,+8%0'%.EE';8'2%89'('0FKO
;+,)8(7'2%.)%89+7G9%*8%;+,8.*,'2%89'%;1.7)'%*,%89'%E+11+@*,G%1.,G7.G'A%N3E%.,F%4(+&*)*+,%+E%89*)%6;8=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%('/.*,2'(%+E%89*)%6;8%.,2%89'%;+,)8(7'2%.)%89+7G9%*8%;+,8.*,'2%89'%;1.7)'%*,%89'%E+11+@*,G%1.,G7.G'A%N3E%.,F%4(+&*)*+,%+E%89*)%6;8=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%('/.*,2'(%+E%89*)%6;8%.,2%89'%
6,F%1.@%9'('8+E+('%+(%9'('.E8'(%',.;8'2%0F%89'%61.)S.%1'G*)1.87('%@9*;9%1.;S)%.%)'&'(.0*1*8F%;1.7)'%)9.11%0'%;+,)8(7'2%.)%89+7G9%*8%;+,8.*,'2%89'%;1.7)'%*,%89'%E+11+@*,G%1.,G7.G'A%N3E%.,F%4(+&*)*+,%+E%89*)%6;8=%+(%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
.441*;.8*+,%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')%)9.11%,+8%0'%.EE';8'2%89'('0FKO.441*;.8*+,%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')%)9.11%,+8%0'%.EE';8'2%89'('0FKO
6,F%1.@%9'('8+E+('%+(%9'('.E8'(%',.;8'2%0F%89'%61.)S.%1'G*)1.87('%@9*;9%1.;S)%.%)'&'(.0*1*8F%;1.7)'%)9.11%0'%6,F%1.@%9'('8+E+('%+(%9'('.E8'(%',.;8'2%0F%89'%61.)S.%1'G*)1.87('%@9*;9%1.;S)%.%)'&'(.0*1*8F%;1.7)'%)9.11%0'%;+,)8(7'2%.)%89+7G9%*8%;+,8.*,'2%89'%;1.7)'%*,%89'%E+11+@*,G%1.,G7.G'A%N3E%.,F%4(+&*)*+,%+E%89*)%6;8=%+(%89'%;+,)8(7'2%.)%89+7G9%*8%;+,8.*,'2%89'%;1.7)'%*,%89'%E+11+@*,G%1.,G7.G'A%N3E%.,F%4(+&*)*+,%+E%89*)%6;8=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%('/.*,2'(%+E%89*)%6;8%.,2%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%('/.*,2'(%+E%89*)%6;8%.,2%89'%.441*;.8*+,%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')%)9.11%,+8%0'%.EE';8'2%89'('0FKO.441*;.8*+,%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')%)9.11%,+8%0'%.EE';8'2%89'('0FKO
61.)S.%X8.8K%I%j!K!jKjJjK%X'&'(.0*1*8F61.)S.%X8.8K%I%j!K!jKjJjK%X'&'(.0*1*8F
6,F%1.@%9'('8+E+('%+(%9'('.E8'(%',.;8'2%0F%89'%61.)S.%1'G*)1.87('%@9*;9%1.;S)%.%)'&'(.0*1*8F%;1.7)'%)9.11%0'%6,F%1.@%9'('8+E+('%+(%9'('.E8'(%',.;8'2%0F%89'%61.)S.%1'G*)1.87('%@9*;9%1.;S)%.%)'&'(.0*1*8F%;1.7)'%)9.11%0'%;+,)8(7'2%.)%89+7G9%*8%;+,8.*,'2%89'%;1.7)'%*,%89'%E+11+@*,G%1.,G7.G'A%N3E%.,F%4(+&*)*+,%+E%89*)%6;8=%+(%89'%;+,)8(7'2%.)%89+7G9%*8%;+,8.*,'2%89'%;1.7)'%*,%89'%E+11+@*,G%1.,G7.G'A%N3E%.,F%4(+&*)*+,%+E%89*)%6;8=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%('/.*,2'(%+E%89*)%6;8%.,2%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%('/.*,2'(%+E%89*)%6;8%.,2%89'%
61.)S.%X8.8K%I%j!K!jKjJjK%X'&'(.0*1*8F61.)S.%X8.8K%I%j!K!jKjJjK%X'&'(.0*1*8F
6,F%1.@%9'('8+E+('%+(%9'('.E8'(%',.;8'2%0F%89'%61.)S.%1'G*)1.87('%@9*;9%1.;S)%.%)'&'(.0*1*8F%;1.7)'%)9.11%0'%6,F%1.@%9'('8+E+('%+(%9'('.E8'(%',.;8'2%0F%89'%61.)S.%1'G*)1.87('%@9*;9%1.;S)%.%)'&'(.0*1*8F%;1.7)'%)9.11%0'%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 12 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
+7#*U#+7#*U#&')#):&;;&VS:SW:>8W&=&VS:SW:>VS+7#*U#&1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 13 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
+"5X-4#+"5X:&H%G:&')#):&+44:&;;&VV=VW8&=&VV=VWR
!"#$
I%[[P[j!B!C!&7*-&$-12!3
I%[[P[j!BRC!&7*-&$-12!3
I%[[P[j!BJC!&7*-&$-12!3
I%[[P[j!B[C!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%[[P[j!BJC!&7*-&$-12!3I%[[P[j!BJC!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 14 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
+"5X-4#+"5X:&H%G:&')#):&+44:&;;&VV=VW8&=&VV=VWR
I%[[P[jRK%3,V7,;8*&'%('1*'E!&7*-&$-12!3
I%[[P[jJ!&7*-&$-12!3
I%[[P[j[K%688+(,'F%E'')!&7*-&$-12!3
I%[[P[j$K%-(')'(&.8*+,%+E%)';(';FH%2'E*,*8*+,!&7*-&$-12!3
I%[[P[jM!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%[[P[j[K%688+(,'F%E'')!&7*-&$-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
!&7*-&$-12!3!&7*-&$-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 15 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
+"5X-4#+"5X:&H%G:&')#):&+44:&;;&VV=VW8&=&VV=VWR
I%[[P[jg!&7*-&$-12!3
D0'*
X0=*'-)>-!%&%* =%!R!%-KR2%R""=%JjR%B!"g#CK!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>
II%[[P[j#%8+%[[P$"$K%a'4'.1'2Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
=%!R!%-KR2%R""=%JjR%B!"g#CK=%!R!%-KR2%R""=%JjR%B!"g#CK!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>
=%!R!%-KR2%R""=%JjR%B!"g#CK=%!R!%-KR2%R""=%JjR%B!"g#CK!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 16 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
+"5X-4#+"5X:&H%G:&')#):&+44:&;;&VV=VW8&=&VV=VWR
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 17 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
+"U#4*#*+"U:&,-$%&+44:&;;&V=RS=YW8&=&V=RS=YWR
!"g"
I[Pg$PMj!B!C!&7*-&$-12!3
I[Pg$PMj!BRC!&7*-&$-12!3
I[Pg$PMj!BJC!&7*-&$-12!3
I[Pg$PMj!B[C!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I[Pg$PMj!BJC!&7*-&$-12!3I[Pg$PMj!BJC!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 18 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
+"U#4*#*+"U:&,-$%&+44:&;;&V=RS=YW8&=&V=RS=YWR
I%[Pg$PMj[K%3,V7,;8*+,)
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K
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
I%[Pg$PMjMK%L./.G')
B.C]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=%.%;+/41.*,.,8%*)%',8*81'2%8+%/.F%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K%.,2%
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
I%[Pg$PMjgK%688+(,'F%E'')!&7*-&$-12!3
I%[Pg$PMj$!&7*-&$-12!3
I%[Pg$PMjJ!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%[Pg$PMjgK%688+(,'F%E'')!&7*-&$-12!3
,+8%'>;''2*,G%8@*;'%89'%2./.G')%.@.(2'2%7,2'(%B.C%+E%89*)%)';8*+,K,+8%'>;''2*,G%8@*;'%89'%2./.G')%.@.(2'2%7,2'(%B.C%+E%89*)%)';8*+,K
/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%89'%2./.G')%.@.(2'2%7,2'(%B.C%+E%89*)%)';8*+,K,+8%'>;''2*,G%8@*;'%89'%2./.G')%.@.(2'2%7,2'(%B.C%+E%89*)%)';8*+,K
2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%
6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%
6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(
*)%',8*81'2%8+%/.F*)%',8*81'2%8+%/.F*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%*)%',8*81'2%8+%/.F%(';+&'(%2./.G')%E+(%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K
B0C%B0C%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=*,V7,;8*&'%('1*'E=%.%;+/41.*,.,8%%.%;+/41.*,.,8%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K
I%[Pg$PMjMK%L./.G')I%[Pg$PMjMK%L./.G')
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 19 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
+"U#4*#*+"U:&,-$%&+44:&;;&V=RS=YW8&=&V=RS=YWR
I%[Pg$PMjRK%]EE';8%+,%+89'(%1.@
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
D0'*
6(SK%U+2'%6,,K%I%!PRPRj$K%X'&'(.0*1*8F%+E%4(+&*)*+,)
Z9'%4(+&*)*+,)%+E%'.;9%.,2%'&'(F%.;8%',.;8'2%0F%89'%c','(.1%6))'/01F%.E8'(%l71F%R[=%!"gJ=%.('%2';1.('2%8+%0'%)'&'(.01'%.,2=%7,1'))%*8%*)%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%*,%89'%4.(8*;71.(%.;8=%89'%*,&.1*2*8F%+E%.,F%4(+&*)*+,%+E%89.8%.;8%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
+E%89.8%.;8%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,K)'&'(.01'%.,2=%7,1'))%*8%*)%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%*,%89'%4.(8*;71.(%.;8=%89'%*,&.1*2*8F%+E%.,F%4(+&*)*+,%+E%89.8%.;8%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,K)'&'(.01'%.,2=%7,1'))%*8%*)%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%*,%89'%4.(8*;71.(%.;8=%89'%*,&.1*2*8F%+E%.,F%4(+&*)*+,%+E%89.8%.;8%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,K
Z9'%4(+&*)*+,)%+E%'.;9%.,2%'&'(F%.;8%',.;8'2%0F%89'%c','(.1%6))'/01F%.E8'(%l71F%R[=%!"gJ=%.('%2';1.('2%8+%0'%)'&'(.01'%.,2=%7,1'))%*8%*)%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%*,%89'%4.(8*;71.(%.;8=%89'%*,&.1*2*8F%+E%.,F%4(+&*)*+,%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
Z9'%4(+&*)*+,)%+E%'.;9%.,2%'&'(F%.;8%',.;8'2%0F%89'%c','(.1%6))'/01F%.E8'(%l71F%R[=%!"gJ=%.('%2';1.('2%8+%0'%Z9'%4(+&*)*+,)%+E%'.;9%.,2%'&'(F%.;8%',.;8'2%0F%89'%c','(.1%6))'/01F%.E8'(%l71F%R[=%!"gJ=%.('%2';1.('2%8+%0'%)'&'(.01'%.,2=%7,1'))%*8%*)%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%*,%89'%4.(8*;71.(%.;8=%89'%*,&.1*2*8F%+E%.,F%4(+&*)*+,%)'&'(.01'%.,2=%7,1'))%*8%*)%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%*,%89'%4.(8*;71.(%.;8=%89'%*,&.1*2*8F%+E%.,F%4(+&*)*+,%+E%89.8%.;8%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,K+E%89.8%.;8%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,K
6(SK%U+2'%6,,K%I%!PRPRj$K%X'&'(.0*1*8F%+E%4(+&*)*+,)6(SK%U+2'%6,,K%I%!PRPRj$K%X'&'(.0*1*8F%+E%4(+&*)*+,)
Z9'%4(+&*)*+,)%+E%'.;9%.,2%'&'(F%.;8%',.;8'2%0F%89'%c','(.1%6))'/01F%.E8'(%l71F%R[=%!"gJ=%.('%2';1.('2%8+%0'%Z9'%4(+&*)*+,)%+E%'.;9%.,2%'&'(F%.;8%',.;8'2%0F%89'%c','(.1%6))'/01F%.E8'(%l71F%R[=%!"gJ=%.('%2';1.('2%8+%0'%)'&'(.01'%.,2=%7,1'))%*8%*)%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%*,%89'%4.(8*;71.(%.;8=%89'%*,&.1*2*8F%+E%.,F%4(+&*)*+,%)'&'(.01'%.,2=%7,1'))%*8%*)%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%*,%89'%4.(8*;71.(%.;8=%89'%*,&.1*2*8F%+E%.,F%4(+&*)*+,%+E%89.8%.;8%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,K+E%89.8%.;8%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,K
6(SK%U+2'%6,,K%I%!PRPRj$K%X'&'(.0*1*8F%+E%4(+&*)*+,)6(SK%U+2'%6,,K%I%!PRPRj$K%X'&'(.0*1*8F%+E%4(+&*)*+,)
Z9'%4(+&*)*+,)%+E%'.;9%.,2%'&'(F%.;8%',.;8'2%0F%89'%c','(.1%6))'/01F%.E8'(%l71F%R[=%!"gJ=%.('%2';1.('2%8+%0'%Z9'%4(+&*)*+,)%+E%'.;9%.,2%'&'(F%.;8%',.;8'2%0F%89'%c','(.1%6))'/01F%.E8'(%l71F%R[=%!"gJ=%.('%2';1.('2%8+%0'%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 20 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
+"U#4*#*+"U:&,-$%&+44:&;;&V=RS=YW8&=&V=RS=YWR
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 21 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
,#756-"45#,#7:,5G:,-$%&;&<VTY
1456-".&!"#$%&'%("%)*&+()!"g"
I%J[RMK!B.C
N3/4(+4'(%/'.,)O%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)K%a'&'()'%',G*,''(*,G%+(%*,2'4',2',8%2'(*&.8*+,%.1+,'%)9.11%,+8%0'%;+,)*2'('2%*/4(+4'(%/'.,)K
I%J[RMK!B0C!&7*-&$-12!3
I%J[RMK!B;C
N-'()+,O%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%1*/*8'2%1*.0*1*8F%;+/4.,F=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
I%J[RMK!B2C%
NZ(.2'%)';('8O%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A
B!C%L'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%+(%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F%89'%4701*;%+(%8+%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'H%.,2%BRC%3)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
;+/4.,F=;+//'(;*.1%',8*8FK
I%J[RMK!B;C
N-'()+,O%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%1*/*8'2%1*.0*1*8F%
I%J[RMK!B;CBJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 22 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
,#756-"45#,#7:,5G:,-$%&;&<VTY
1456-".&!"#$%&'%("%)*&+()I%J[RMKRK%3,V7,;8*+,)
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3E%89'%;+7(8%2'8'(/*,')%89.8%*8%@+712%0'%7,('.)+,.01'%8+%4(+9*0*8%E787('%7)'%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%89'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
I%J[RMKJK%L./.G')H%(+F.18*')H%'>'/41.(F%2./.G')
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
I%J[RMK[K%6@.(2*,G%.88+(,'F_)%E'')%.,2%;+)8)
3E%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F_)%E'')%.,2%;+)8)%8+%89'%4('&.*1*,G%4.(8FK%a';+&'(.01'%;+)8)%9'('7,2'(%)9.11%*,;172'%.%('.)+,.01'%)7/%8+%;+&'(%89'%)'(&*;')%+E%'>4'(8%@*8,'))')=%@9+%.('%,+8%('G71.(%'/41+F'')%+E%.,F%4.(8F=%.;87.11F%*,;7(('2%.,2%('.)+,.01F%,';')).(F%*,%'*89'(=%+(%0+89=%4('4.(.8*+,%E+(%8(*.1%+(%.(0*8(.8*+,=%+(%27(*,G%8(*.1%+(%.(0*8(.8*+,=%+E%89'%;.)'%0F%89'%4('&.*1*,G%4.(8FK
I%J[RMK$K%-(')'(&.8*+,%+E%)';(';F%*,%V72*;*.1%4(+;''2*,G)!&7*-&$-12!3
I%J[RMKMK%Z*/'%E+(%0(*,G*,G%.;8*+,!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%J[RMK[K%6@.(2*,G%.88+(,'F_)%E'')%.,2%;+)8)
B;C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)702*&*)*+,%B.C%+(%B0CK
;+7(8%/.F%+(2'(%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%89'%7)'%;+712%9.&'%0'',%4(+9*0*8'2K
B;C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%
3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%3E%,'*89'(%2./.G')%,+(%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%.('%4(+&.01'=%89'%7)'%+E%.%8(.2'%)';('8K%3E%,'*89'(%2./.G')%,+(%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%.('%4(+&.01'=%89'%;+7(8%/.F%+(2'(%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%89'%7)'%;+712%9.&'%
3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
%6%;+/41.*,.,8%/.F%(';+&'(%2./.G')%E+(%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K
3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%
%6%;+/41.*,.,8%/.F%(';+&'(%2./.G')%E+(%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K
(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%
%6%;+/41.*,.,8%/.F%(';+&'(%2./.G')%E+(%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K1+))K1+))K1+))K/.F%(';+&'(%E+(%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%/.F%(';+&'(%E+(%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K;+/478*,G%2./.G')%E+(%.;87.1%1+))K
B0C%B0C%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%3E%,'*89'(%2./.G')%,+(%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%.('%4(+&.01'=%89'%7)'%+E%.%8(.2'%)';('8K%3E%,'*89'(%2./.G')%,+(%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%.('%4(+&.01'=%89'%7)'%+E%.%8(.2'%)';('8K%3E%,'*89'(%2./.G')%,+(%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%.('%4(+&.01'=%89'%7)'%+E%.%8(.2'%)';('8K%3E%,'*89'(%2./.G')%,+(%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%.('%4(+&.01'=%89'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%
I%J[RMKJK%L./.G')H%(+F.18*')H%'>'/41.(F%2./.G')I%J[RMKJK%L./.G')H%(+F.18*')H%'>'/41.(F%2./.G')
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%
I%J[RMKJK%L./.G')H%(+F.18*')H%'>'/41.(F%2./.G')I%J[RMKJK%L./.G')H%(+F.18*')H%'>'/41.(F%2./.G')
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 23 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
,#756-"45#,#7:,5G:,-$%&;&<VTY
1456-".&!"#$%&'%("%)*&+()I%J[RMKgK%U+,)8(7;8*+,%@*89%+89'(%)8.878')H%+89'(%('/'2*')H%2*);1+)7('%+E%4701*;%(';+(2)
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%%]>;'48%.)%+89'(@*)'%'>4('))1F%4(+&*2'2=%89*)%8*81'%2+')%,+8%)74'()'2'%.,F%)8.878'%('1.8*,G%8+%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%+(%.,F%)8.878'%+89'(@*)'%('G71.8*,G%8(.2'%)';('8)K
B0C%Z9*)%8*81'%2+')%,+8%.EE';8%%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%+(%%%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K
B;C%Z9*)%8*81'%2+')%,+8%.EE';8%89'%2*);1+)7('%+E%.%(';+(2%0F%.%)8.8'%+(%1+;.1%.G',;F%7,2'(%89'%U.1*E+(,*.%-701*;%a';+(2)%6;8%BU9.48'(%JK$%B;+//',;*,G%@*89%X';8*+,%MR$jC%+E%L*&*)*+,%g%+E%Z*81'%!%+E%89'%c+&'(,/',8%U+2'CK%6,F%2'8'(/*,.8*+,%.)%8+%@9'89'(%89'%2*);1+)7('%+E%.%(';+(2%7,2'(%89'%U.1*E+(,*.%-701*;%a';+(2)%6;8%;+,)8*878')%.%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%.,2%89'%(*G98)%.,2%('/'2*')%@*89%(')4';8%89'('8+%)9.11%0'%/.2'%47()7.,8%8+%89'%1.@%*,%'EE';8%0'E+('%89'%+4'(.8*&'%2.8'%+E%89*)%8*81'K
I%J[RMK#K%6441*;.8*+,%.,2%;+,)8(7;8*+,%+E%8*81'!&7*-&$-12!3
I%J[RMK"K%X'&'(.0*1*8F%+E%4(+&*)*+,)!&7*-&$-12!3
I%J[RMK!jK%5*).44(+4(*.8*+,)%+;;7((*,G%4(*+(%8+%l.,7.(F%!=%!"#$H%.441*;.8*+,%+E%8*81'Z9*)%8*81'%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%l.,7.(F%!=%!"#$K%3E%.%;+,8*,7*,G%/*).44(+4(*.8*+,%+89'(@*)'%;+&'('2%0F%89*)%8*81'%0'G.,%0'E+('%l.,7.(F%!=%!"#$=%89*)%8*81'%2+')%,+8%.441F%8+%89'%4.(8%+E%89'%/*).44(+4(*.8*+,%+;;7((*,G%0'E+('%89.8%2.8'K%Z9*)%8*81'%2+')%.441F%8+%89'%4.(8%+E%89'%/*).44(+4(*.8*+,%+;;7((*,G%+,%+(%.E8'(%89.8%2.8'%7,1'))%89'%.44(+4(*.8*+,%@.)%,+8%.%/*).44(+4(*.8*+,%7,2'(%89'%1.@%*,%'EE';8%0'E+('%89'%+4'(.8*&'%2.8'%+E%89*)%8*81'K%I%J[RMK!!K%-(*&*1'G'2%;+//7,*;.8*+,)H%8(.2'%)';('8)%2*);1+)'2%*,%+EE*;*.1%4(+;''2*,G)b+8@*89)8.,2*,G%)702*&*)*+,%B0C%+E%X';8*+,%[g=%*,%.,F%1'G*)1.8*&'%+(%V72*;*.1%4(+;''2*,G=%+(%*,%.,F%+89'(%+EE*;*.1%4(+;''2*,G%.789+(*T'2%0F%1.@=%+(%*,%89'%*,*8*.8*+,%+(%;+7()'%+E%.,F%+89'(%4(+;''2*,G%.789+(*T'2%0F%1.@%.,2%('&*'@.01'%47()7.,8%8+%U9.48'(%R%B;+//',;*,G%@*89%X';8*+,%!j#[C%+E%Z*81'%!%+E%-.(8%J%+E%89'%U+2'%+E%U*&*1%-(+;'27('=%89'%&+17,8.(F=%*,8',8*+,.1%2*);1+)7('%+E%8(.2'%)';('8%*,E+(/.8*+,=%7,.789+(*T'2%0F%*8)%+@,'(=%8+%.%;+/4'8*8+(%+(%4+8',8*.1%;+/4'8*8+(%+E%89'%+@,'(%+E%89'%8(.2'%)';('8%*,E+(/.8*+,%+(%89'%.G',8%+(%('4(')',8.8*&'%+E%)7;9%.%;+/4'8*8+(%+(%4+8',8*.1%;+/4'8*8+(%*)%,+8%4(*&*1'G'2%.,2%*)%,+8%.%4(*&*1'G'2%;+//7,*;.8*+,%E+(%47(4+)')%+E%-.(8%R%B;+//',;*,G%@*89%X';8*+,%[JC%+E%L*&*)*+,%!K
Z9*)%)';8*+,%2+')%,+8%*,%.,F%/.,,'(%1*/*8=%(')8(*;8=%*/4.*(=%+(%+89'(@*)'%/+2*EF%'*89'(%89'%.441*;.8*+,%+E%89'%+89'(%)702*&*)*+,)%+E%X';8*+,%[g%8+%89'%;+,27;8%8+%@9*;9%89*)%)';8*+,%.441*')%+(%89'%;+7(8_)%.789+(*8F%8+%;+,8(+1=%+(2'(=%+(%4'(/*8%.;;'))%8+%'&*2',;'%*,%.,F%;.)'%0'E+('%*8K
b+89*,G%*,%89*)%)';8*+,%)9.11%0'%;+,)8(7'2%8+%1*/*8=%(')8(*;8=%+(%+89'(@*)'%*/4.*(=%89'%;.4.;*8F%+E%4'()+,)%'/41+F'2%0F%4701*;%',8*8*')%8+%('4+(8%*/4(+4'(%G+&'(,/',8%.;8*&*8F=%.)%2'E*,'2%*,%X';8*+,%!j$[R%+E%89'%c+&'(,/',8%U+2'=%+(%89'%;.4.;*8F%+E%4(*&.8'%4'()+,)%8+%('4+(8%*/4(+4'(%.;8*&*8*')%+E%.%4(*&.8'%07)*,'))K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
I%J[RMK"K%X'&'(.0*1*8F%+E%4(+&*)*+,)I%J[RMK"K%X'&'(.0*1*8F%+E%4(+&*)*+,)!&7*-&$-12!3!&7*-&$-12!3I%J[RMK"K%X'&'(.0*1*8F%+E%4(+&*)*+,)I%J[RMK"K%X'&'(.0*1*8F%+E%4(+&*)*+,)
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 24 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
,#756-"45#,#7:,5G:,-$%&;&<VTY
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 25 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
,-7-"#$-,-7-:&H%G:&')#):&+44:&;;&R=RV=8W8&=&R=RV=88W
1456-".&!"#$%&'%("%)*&+()!"#$
I%gPg[P!jRB!C!&7*-&$-12!3
I%gPg[P!jRBRC%!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
U+1+K%a'&K%X8.8K%6,,K%I%RP[P[j!B#C
N-'()+,O%/'.,)%.%,.87(.1%4'()+,%.,F%*,2*&*27.1=%;+(4+(.8*+,=%G+&'(,/',8%+(%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%1*/*8'2%1*.0*1*8F%;+/4.,F=%4.(8,'()9*4=%.))+;*.8*+,=%+(%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
I%gPg[P!jRBJC%
a'4'.1'2%0F%k.@)%RjjJ=%U9K%J$R=%I%J[g=%'EEK%l71F%!=%Rjj[K
I%gPg[P!jRB[C
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
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
.G',;F=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%1*/*8'2%1*.0*1*8F%;+/4.,F;+//'(;*.1%',8*8FK;+//'(;*.1%',8*8FK
U+1+K%a'&K%X8.8K%6,,K%I%RP[P[j!B#C
N-'()+,O%/'.,)%.%.G',;F=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%1*/*8'2%1*.0*1*8F%;+/4.,F
U+1+K%a'&K%X8.8K%6,,K%I%RP[P[j!B#CBJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 26 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
,-7-"#$-,-7-:&H%G:&')#):&+44:&;;&R=RV=8W8&=&R=RV=88W
1456-".&!"#$%&'%("%)*&+()I%gPg[P!jJK%3,V7,;8*&'%('1*'E
Z'/4+(.(F%.,2%E*,.1%*,V7,;8*+,)%*,;172*,G%.EE*(/.8*&'%.;8)%/.F%0'%G(.,8'2%+,%)7;9%'?7*8.01'%8'(/)%.)%89'%;+7(8%2''/)%('.)+,.01'%8+%4('&',8%+(%(')8(.*,%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K
I%gPg[P!j[K%L./.G')
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
I%gPg[P!j$K%688+(,'F^)%E'')!&7*-&$-12!3
I%gPg[P!jMK%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%gPg[P!jgK%X8.878'%+E%1*/*8.8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%gPg[P!j$K%688+(,'F^)%E'')!&7*-&$-12!3
89*)%)';8*+,K
3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%3E%89'%/*).44(+4(*.8*+,%*)%.88',2'2%0F%;*(;7/)8.,;')%+E%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%3E%89'%/*).44(+4(*.8*+,%*)%.88',2'2%0F%;*(;7/)8.,;')%+E%E(.72=%/.1*;'=%+(%.%@*11E71%.,2%@.,8+,%2*)('G.(2%+E%89'%*,V7('2%4.(8F_)%(*G98%.,2%E''1*,G)=/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%
3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%3E%89'%/*).44(+4(*.8*+,%*)%.88',2'2%0F%;*(;7/)8.,;')%+E%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%3E%89'%/*).44(+4(*.8*+,%*)%.88',2'2%0F%;*(;7/)8.,;')%+E%E(.72=%/.1*;'=%+(%.%@*11E71%.,2%@.,8+,%2*)('G.(2%+E%89'%*,V7('2%4.(8F_)%(*G98%.,2%E''1*,G)=
;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%3E%89'%/*).44(+4(*.8*+,%*)%.88',2'2%0F%;*(;7/)8.,;')%+E%
;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%/.F;.,%/.F('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%B!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
BRC%BRC%E(.72=%/.1*;'=%+(%.%@*11E71%.,2%@.,8+,%2*)('G.(2%+E%89'%*,V7('2%4.(8F_)%(*G98%.,2%E''1*,G)=E(.72=%/.1*;'=%+(%.%@*11E71%.,2%@.,8+,%2*)('G.(2%+E%89'%*,V7('2%4.(8F_)%(*G98%.,2%E''1*,G)=/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
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
I%gPg[P!j[K%L./.G')I%gPg[P!j[K%L./.G')
B!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%B!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 27 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
,-7-"#$-,-7-:&H%G:&')#):&+44:&;;&R=RV=8W8&=&R=RV=88W
1456-".&!"#$%&'%("%)*&+()I%gPg[P!j#K%]EE';8%+,%+89'(%1.@!&7*-&$-12!3
I%gPg[P!j"K%W,*E+(/*8F%+E%.441*;.8*+,%.,2%;+,)8(7;8*+,!&7*-&$-12!3
I%gPg[P!!jK%X'&'(.0*1*8F!&7*-&$-12!3
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
I%gPg[P!!jK%X'&'(.0*1*8FI%gPg[P!!jK%X'&'(.0*1*8F!&7*-&$-12!3!&7*-&$-12!3I%gPg[P!!jK%X'&'(.0*1*8FI%gPg[P!!jK%X'&'(.0*1*8F
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 28 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
,-7-"#$-,-7-:&H%G:&')#):&+44:&;;&R=RV=8W8&=&R=RV=88W
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 29 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
,-44%()5(F),-44:&Q%4:&')#):&+44:&;;&<S=SW&=&<S=S9
1456-".&!"#$%&'%("%)*&+()!"g"
I%J$P$!B.C
N3/4(+4'(%/'.,)O%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)=%*,;172*,G%)'.(;9*,G%89(+7G9%8(.)9K
I%J$P$!B0C%
B!C%6;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
BRC%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%
%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%
%%%%%%%%%%%%B*C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%
%%%%%%%%%%%%B**C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'=%*,;172*,G%078%,+8%1*/*8'2%8+%2*);1+)7(')%/.2'%7,2'(%)';8*+,%!PR!j=%)';8*+,)%J!P[jV%8+%J!P[j4=%*,;17)*&'=%+(%)70)';8*+,%B;C%+E%)';8*+,%!RPMRH%+(%
%%%%%%%%%%%%B***C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'KI%J$P$!B;C
N-'()+,O%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%1*/*8'2%1*.0*1*8F%;+/4.,F=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
I%J$P$!B2C
b+8@*89)8.,2*,G%89'%4(+&*)*+,)%+E%)';8*+,)%!PR!j=%J!P[jV%8+%J!P[j4=%*,;17)*&'=%.,2%)70)';8*+,%B;C%+E%)';8*+,%!RPMR=%N8(.2'%)';('8O%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%4(+;'))=%2(.@*,G=%;+)8%2.8.%+(%;7)8+/'(%1*)8%89.8A%
B!C%L'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
BRC%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
I%J$P$!B;C
N-'()+,O%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%1*/*8'2%1*.0*1*8F%;+/4.,F4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%
%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'KI%J$P$!B;C
%%%%%%%%%%%%B***C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%
B;C%+E%)';8*+,%!RPMRH%+(%
%%%%%%%%%%%%B***C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%
%%%%%%%%%%%%B**C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'=%078%,+8%1*/*8'2%8+%2*);1+)7(')%/.2'%7,2'(%)';8*+,%!PR!j=%)';8*+,)%J!P[jV%8+%J!P[j4=%*,;17)*&'=%+(%)70)';8*+,%
%%%%%%%%%%%%B***C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%
%%%%%%%%%%%%B**C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'=%078%,+8%1*/*8'2%8+%2*);1+)7(')%/.2'%7,2'(%)';8*+,%!PR!j=%)';8*+,)%J!P[jV%8+%J!P[j4=%*,;17)*&'=%+(%)70)';8*+,%
%%%%%%%%%%%%B*C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%
%%%%%%%%%%%%B**C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'=%
%%%%%%%%%%%%B*C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
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j=%)';8*+,)%J!P[jV%8+%J!P[j4=%*,;17)*&'=%+(%)70)';8*+,%078%,+8%1*/*8'2%8+%2*);1+)7(')%/.2'%7,2'(%)';8*+,%!PR!j=%)';8*+,)%J!P[jV%8+%J!P[j4=%*,;17)*&'=%+(%)70)';8*+,%B;C%+E%)';8*+,%!RPMRHB;C%+E%)';8*+,%!RPMRH
%%%%%%%%%%%%B***C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%%%%%%%%%%%%%B***C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%%%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%
%%%%%%%%%%%%B*C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%%%B*C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%
%%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%%%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%
%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%%%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 30 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
,-44%()5(F),-44:&Q%4:&')#):&+44:&;;&<S=SW&=&<S=S9
1456-".&!"#$%&'%("%)*&+()IJ$P$R%3,V7,;8*&'%('1*'E%
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2%74+,%.441*;.8*+,%8+%.,F%;+7(8%+E%;+/4'8',8%V7(*)2*;8*+,K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%6,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3E%89'%;+7(8%2'8'(/*,')%89.8%*8%@+712%0'%7,('.)+,.01'%8+%4(+9*0*8%E787('%7)'%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%89'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
I%J$P$JK%L./.G')K%-7,*8*&'%2./.G')%E+(%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,
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
B0C%3,%.,F%.;8*+,%0(+7G98%47()7.,8%8+%)70)';8*+,%B.C%+E%89*)%)';8*+,=%*E%89'%;+7(8%E*,2)%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,=%89'%;+7(8%/.F%.@.(2%47,*8*&'%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.C%.,2%/.F%.@.(2%('.)+,.01'%.88+(,'F_)%E'')%8+%89'%4('&.*1*,G%4.(8FK
I%J$P$[K%688+(,'F_)%E'')!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>-
3%%05'*,Z$-<**$-<05-B(++<"+-&'.-7&+(/(0"$-7($&445045(&%(0'-&5*-('/+".*.-B(%=('-a-bPVPb_#`-#"%-&5*-$"#$%&'%()*+,-"'/=&'6*.>
I%J$P$$K%-(+8';8*+,%+E%8(.2'%)';('8)%0F%;+7(8!&7*-&$-12!3
I%J$P$MK%k*/*8.8*+,%+E%.;8*+,%E+(%/*).44(+4(*.8*+,!"#$%&'%()*+,-C.*'%(/&+-%0-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%J$P$[K%688+(,'F_)%E'')!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>-
7,2'(%)70)';8*+,%B.C%.,2%/.F%.@.(2%('.)+,.01'%.88+(,'F_)%E'')%8+%89'%4('&.*1*,G%4.(8FK
B0C%3,%.,F%.;8*+,%0(+7G98%47()7.,8%8+%)70)';8*+,%B.C%+E%89*)%)';8*+,=%*E%89'%;+7(8%E*,2)%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,=%89'%;+7(8%/.F%.@.(2%47,*8*&'%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.C%.,2%/.F%.@.(2%('.)+,.01'%.88+(,'F_)%E'')%8+%89'%4('&.*1*,G%4.(8FK
B0C%3,%.,F%.;8*+,%0(+7G98%47()7.,8%8+%)70)';8*+,%B.C%+E%89*)%)';8*+,=%*E%89'%;+7(8%E*,2)%@*11E71%.,2%/.1*;*+7)%
89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
3,%.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=%.%;+/41.*,.,8%/.F%(';+&'(%2./.G')%E+(/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=%.%;+/41.*,.,8%/.F%(';+&'(%2./.G')%E+(('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
B0C%3,%.,F%.;8*+,%0(+7G98%47()7.,8%8+%)70)';8*+,%B.C%+E%89*)%)';8*+,=%*E%89'%;+7(8%E*,2)%@*11E71%.,2%/.1*;*+7)%B0C%3,%.,F%.;8*+,%0(+7G98%47()7.,8%8+%)70)';8*+,%B.C%+E%89*)%)';8*+,=%*E%89'%;+7(8%E*,2)%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,=%89'%;+7(8%/.F%.@.(2%47,*8*&'%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%/*).44(+4(*.8*+,=%89'%;+7(8%/.F%.@.(2%47,*8*&'%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=%.%;+/41.*,.,8%/.F%(';+&'(%2./.G')%E+(3,%.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=%.%;+/41.*,.,8%/.F%(';+&'(%2./.G')%E+(/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(
I%J$P$JK%L./.G')K%-7,*8*&'%2./.G')%E+(%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,I%J$P$JK%L./.G')K%-7,*8*&'%2./.G')%E+(%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%
I%J$P$JK%L./.G')K%-7,*8*&'%2./.G')%E+(%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,I%J$P$JK%L./.G')K%-7,*8*&'%2./.G')%E+(%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 31 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
,-44%()5(F),-44:&Q%4:&')#):&+44:&;;&<S=SW&=&<S=S9
1456-".&!"#$%&'%("%)*&+()I%J$P$gK%-(+&*)*+,)%+E%;9.48'(%)74'()'2'%;+,E1*;8*,G%1.@%('%;*&*1%1*.0*1*8FK%k*/*8.8*+,
B.C%W,1'))%+89'(@*)'%.G(''2%0F%89'%4.(8*')=%89'%4(+&*)*+,)%+E%89*)%;9.48'(%)74'()'2'%.,F%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%+(%+89'(%1.@%+E%89*)%)8.8'%4'(8.*,*,G%8+%;*&*1%1*.0*1*8F%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%B0C%Z9*)%;9.48'(%2+')%,+8%.EE';8A%
%%%%%%B!C%U+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%+89'(%;*&*1%1*.0*1*8F%+(%('1*'E%89.8%*)%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%
%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(
%%%%%%BRC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('81*.0*1*8F%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%
%%%%%%BJC%89'%278F%+E%.,F%4'()+,%+(%)8.8'%+(%/7,*;*4.1%.G',;F%8+%2*);1+)'%*,E+(/.8*+,%47()7.,8%8+%)';8*+,%!PR!j=%)';8*+,)%J!P[jV%8+%J!P[j4=%*,;17)*&'=%+(%)70)';8*+,%B;C%+E%)';8*+,%!RPMR=%+(%@9'('&'(%'>4('))1F%4(+&*2'2%0F%1.@K
I%J$P$#K%a71')%+E%;+,)8(7;8*+,!&7*-&$-12!3
U+,,K%c',K%X8.8K%6,,K%I%!PJK%m.1*2*8F%+E%)'4.(.8'%4(+&*)*+,)%+E%.;8)
3E%.,F%4(+&*)*+,%+E%.,F%.;8%4.))'2%0F%89'%G','(.1%.))'/01F%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%)7;9%.;8K
I%!PR!j=%II%J!P[jV%P%J!P[j4=%.,2%I%!RPMRB;C=%(')4';8*&'1F%2'.1%@*89%.;;'))%8+%4701*;%(';+(2)=%89'%4(+8';8*+,%+E%'/41+F'')=%.,2%(';+(2)%8+%0'%/.2'%.&.*1.01'%0F%('.1%')8.8'%.))'))+()K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%)7;9%.;8K9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%)7;9%.;8K3E%.,F%4(+&*)*+,%+E%.,F%.;8%4.))'2%0F%89'%G','(.1%.))'/01F%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%)7;9%.;8K
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
3E%.,F%4(+&*)*+,%+E%.,F%.;8%4.))'2%0F%89'%G','(.1%.))'/01F%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%3E%.,F%4(+&*)*+,%+E%.,F%.;8%4.))'2%0F%89'%G','(.1%.))'/01F%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%)7;9%.;8K9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%)7;9%.;8K
U+,,K%c',K%X8.8K%6,,K%I%!PJK%m.1*2*8F%+E%)'4.(.8'%4(+&*)*+,)%+E%.;8)U+,,K%c',K%X8.8K%6,,K%I%!PJK%m.1*2*8F%+E%)'4.(.8'%4(+&*)*+,)%+E%.;8)
3E%.,F%4(+&*)*+,%+E%.,F%.;8%4.))'2%0F%89'%G','(.1%.))'/01F%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%3E%.,F%4(+&*)*+,%+E%.,F%.;8%4.))'2%0F%89'%G','(.1%.))'/01F%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%)7;9%.;8K9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%)7;9%.;8K
U+,,K%c',K%X8.8K%6,,K%I%!PJK%m.1*2*8F%+E%)'4.(.8'%4(+&*)*+,)%+E%.;8)U+,,K%c',K%X8.8K%6,,K%I%!PJK%m.1*2*8F%+E%)'4.(.8'%4(+&*)*+,)%+E%.;8)
3E%.,F%4(+&*)*+,%+E%.,F%.;8%4.))'2%0F%89'%G','(.1%.))'/01F%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%3E%.,F%4(+&*)*+,%+E%.,F%.;8%4.))'2%0F%89'%G','(.1%.))'/01F%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 32 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
,-44%()5(F),-44:&Q%4:&')#):&+44:&;;&<S=SW&=&<S=S9
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 33 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
A%7#N#"%A%7:&,-$%:&+44:&)5):&YZ&;;&TWW8&=&TWW>&
1456-".&!"#$%&'%("%)*&+()!"#$
I%Rjj!K%L'E*,*8*+,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A%Z9'%E+11+@*,G%@+(2)=%8'(/)%.,2%49(.)')=%@9',%7)'2%*,%89*)%;9.48'(=%)9.11%9.&'%89'%/'.,*,G)%.);(*0'2%8+%89'/%*,%89*)%)';8*+,=%'>;'48%@9'('%89'%;+,8'>8%;1'.(1F%*,2*;.8')%.%2*EE'(',8%/'.,*,GA%
B!C%N3/4(+4'(%/'.,)O%8!&7*-&$-12!3>:
I%Rjj!BRC!"#$%&'%()*+,-C.*'%(/&+-%0-12!3
I%Rjj!BJC%
N-'()+,O%)9.11%/'.,%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%)8.878+(F%8(7)8=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
I%Rjj!B[C!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
I%Rjj!BJC%
N-'()+,O%)9.11%/'.,%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%)8.878+(F%8(7)8=.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%
I%Rjj!BJC%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 34 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
A%7#N#"%A%7:&,-$%:&+44:&)5):&YZ&;;&TWW8&=&TWW>&
1456-".&!"#$%&'%("%)*&+()I%RjjR%3,V7,;8*&'%('1*'E!&7*-&$-12!3
I%RjjJK%L./.G')!&7*-&$-12!3
I%Rjj[K%688+(,'F^)%E'')!&7*-&$-12!3
I%Rjj$K%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%RjjMK%X8.878'%+E%1*/*8.8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%Rjj[K%688+(,'F^)%E'')!&7*-&$-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%RjjJK%L./.G')I%RjjJK%L./.G')!&7*-&$-12!3!&7*-&$-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 35 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
A%7#N#"%A%7:&,-$%:&+44:&)5):&YZ&;;&TWW8&=&TWW>&
1456-".&!"#$%&'%("%)*&+()I%RjjgK%]EE';8%+,%+89'(%1.@!&7*-&$-12!3
I%RjjgK%6441*;.8*+,%.,2%;+,)8(7;8*+,%+E%;9.48'(!&7*-&$-12!3
L'1K%U+2'K%6,,K%8*8K%!=%I%Jj#K%X'&'(.0*1*8F%+E%4(+&*)*+,)
3E%.,F%4(+&*)*+,%+E%89*)%U+2'%+(%./',2/',8)%9'('8+=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%89*)%U+2'%+(%)7;9%./',2/',8)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%U+2'%.,2%)7;9%./',2/',8)%.('%2';1.('2%8+%0'%)'&'(.01'K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
./',2/',8)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%U+2'%.,2%)7;9%./',2/',8)%.('%2';1.('2%8+%0'%)'&'(.01'K
;*(;7/)8.,;')%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%89*)%U+2'%+(%)7;9%./',2/',8)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%89*)%U+2'%+(%)7;9%./',2/',8)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%
3E%.,F%4(+&*)*+,%+E%89*)%U+2'%+(%./',2/',8)%9'('8+=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%89*)%U+2'%+(%)7;9%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
4(+&*)*+,)%+E%89*)%U+2'%.,2%)7;9%./',2/',8)%.('%2';1.('2%8+%0'%)'&'(.01'K4(+&*)*+,)%+E%89*)%U+2'%.,2%)7;9%./',2/',8)%.('%2';1.('2%8+%0'%)'&'(.01'K
3E%.,F%4(+&*)*+,%+E%89*)%U+2'%+(%./',2/',8)%9'('8+=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%3E%.,F%4(+&*)*+,%+E%89*)%U+2'%+(%./',2/',8)%9'('8+=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%89*)%U+2'%+(%)7;9%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%89*)%U+2'%+(%)7;9%./',2/',8)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%./',2/',8)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%U+2'%.,2%)7;9%./',2/',8)%.('%2';1.('2%8+%0'%)'&'(.01'K4(+&*)*+,)%+E%89*)%U+2'%.,2%)7;9%./',2/',8)%.('%2';1.('2%8+%0'%)'&'(.01'K
L'1K%U+2'K%6,,K%8*8K%!=%I%Jj#K%X'&'(.0*1*8F%+E%4(+&*)*+,)L'1K%U+2'K%6,,K%8*8K%!=%I%Jj#K%X'&'(.0*1*8F%+E%4(+&*)*+,)
3E%.,F%4(+&*)*+,%+E%89*)%U+2'%+(%./',2/',8)%9'('8+=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%3E%.,F%4(+&*)*+,%+E%89*)%U+2'%+(%./',2/',8)%9'('8+=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%89*)%U+2'%+(%)7;9%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%89*)%U+2'%+(%)7;9%./',2/',8)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%./',2/',8)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%
L'1K%U+2'K%6,,K%8*8K%!=%I%Jj#K%X'&'(.0*1*8F%+E%4(+&*)*+,)L'1K%U+2'K%6,,K%8*8K%!=%I%Jj#K%X'&'(.0*1*8F%+E%4(+&*)*+,)
3E%.,F%4(+&*)*+,%+E%89*)%U+2'%+(%./',2/',8)%9'('8+=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%3E%.,F%4(+&*)*+,%+E%89*)%U+2'%+(%./',2/',8)%9'('8+=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 36 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
A%7#N#"%A%7:&,-$%:&+44:&)5):&YZ&;;&TWW8&=&TWW>&
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 37 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
27-"5$#27#:&')#):&;;&Y99:WW8&=&Y99:WW>1456-".&!"#$%&'%("%)*&+()
!"#$
I%M##KjjRB!C!&7*-&$-12!3
I%M##KjjRBRC!&7*-&$-12!3
I%M##KjjRBJC!&7*-&$-12!3
I%M##KjjRB[C!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%M##KjjRBJC!&7*-&$-12!3I%M##KjjRBJC!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 38 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
27-"5$#27#:&')#):&;;&Y99:WW8&=&Y99:WW>1456-".&!"#$%&'%("%)*&+()
I%M##KjjJK%3,V7,;8*&'%('1*'E!&7*-&$-12!3
I%M##Kjj[K%L./.G')%!&7*-&$-12!3
I%M##Kjj$K%688+(,'F^)%E'')%!&7*-&$-12!3
I%M##KjjMK%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%M##KjjgK%X8.878'%+E%1*/*8.8*+,)%!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%M##Kjj$K%688+(,'F^)%E'')%!&7*-&$-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%M##Kjj[K%L./.G')%I%M##Kjj[K%L./.G')%!&7*-&$-12!3!&7*-&$-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 39 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
27-"5$#27#:&')#):&;;&Y99:WW8&=&Y99:WW>1456-".&!"#$%&'%("%)*&+()
I%M##Kjj#K%]EE';8%+,%+89'(%1.@%!&7*-&$-12!3
I%M##Kjj"K%W,*E+(/*8F%+E%.441*;.8*+,%.,2%;+,)8(7;8*+,!&7*-&$-12!3
!/=7(%%-)>-!%&%* =%$"j%X+KR2%[j[=%[![P!$%B!""!CK!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
!/=7(%%-)>-!%&%*!/=7(%%-)>-!%&%* =%$"j%X+KR2%[j[=%[![P!$%B!""!CK=%$"j%X+KR2%[j[=%[![P!$%B!""!CK!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>
=%$"j%X+KR2%[j[=%[![P!$%B!""!CK=%$"j%X+KR2%[j[=%[![P!$%B!""!CK!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 40 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
27-"5$#27#:&')#):&;;&Y99:WW8&=&Y99:WW>1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 41 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
Q%-"@5#Q#:&,-$%&+44:Z&;;&8W=8=RYW&=&8W=8=&RYRQ%-"@5#&!"#$%&'%("%)*&+()&-6&8>>W
!"#$
I%!jP!PgM!%L'E*,*8*+,)
6)%7)'2%*,%89*)%.(8*;1'=%89'%8'(/%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%N3/4(+4'(%/'.,)O%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%;+,E*2',8*.1%('1.8*+,)9*4%+(%+89'(%278F%8+%/.*,8.*,%)';(';F%+(%1*/*8%7)'=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)K%a'&'()'%',G*,''(*,G%+E%.%8(.2'%)';('8%,+8%.;?7*('2%0F%/*).44(+4(*.8*+,%+(%*,2'4',2',8%2'&'1+4/',8%)9.11%,+8%0'%;+,)*2'('2%*/4(+4'(%/'.,)K
I%!jP!PgM!BRC!&7*-&$-12!3
I%!jP!P!gMBJC!&7*-&$-12!3
I%!jP!P!gMB[C
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
BQC%3)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%!jP!P!gMBJC!&7*-&$-12!3I%!jP!P!gMBJC!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 42 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
Q%-"@5#Q#:&,-$%&+44:Z&;;&8W=8=RYW&=&8W=8=&RYRQ%-"@5#&!"#$%&'%("%)*&+()&-6&8>>W
I%!jP!PgMRK%3,V7,;8*&'%('1*'E
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%.44(+4(*.8'%;*(;7/)8.,;')%E+(%('.)+,)%*,;172*,G=%078%,+8%1*/*8'2%8+=%.,%'1*/*,.8*+,%+E%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,%+(%@9'('%89'%8(.2'%)';('8%;'.)')%8+%'>*)8%27'%8+%89'%E.718%+E%89'%',V+*,'2%4.(8F%+(%+89'()%0F%*/4(+4'(%/'.,)K%B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%*E%89'%;+7(8%2'8'(/*,')%89.8%*8%@+712%0'%7,('.)+,.01'%8+%4(+9*0*8%E787('%7)'=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
B2C%3,%,+%'&',8%)9.11%.%;+,8(.;8%0'%('?7*('2%*,%+(2'(%8+%/.*,8.*,%.,%.;8*+,%+(%8+%+08.*,%*,V7,;8*&'%('1*'E%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K
I%!jP!PgMJK%L./.G')
B.C%3,%.22*8*+,%8+%+(%*,%1*'7%+E%89'%('1*'E%4(+&*2'2%0F%U+2'%X';8*+,%!jP!Pg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
B;C%3,%,+%'&',8%)9.11%.%;+,8(.;8%0'%('?7*('2%*,%+(2'(%8+%/.*,8.*,%.,%.;8*+,%+(%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%%
I%!jP!PgM[K%688+(,'F^)%E'')!&7*-&$-12!3
I%!jP!PgM$K%-(')'(&.8*+,%+E%X';(';FX&7*-&$-12!3
I%!jP!PgMMK%k*/*8.8*+,)%+E%.;8*+,)
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%89(''%E*&'%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%U+2'%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%0F%.,F%4'()+,%;+,)8*878')%.%)*,G1'%;1.*/%.G.*,)8%89.8%4'()+,=%078%89*)%U+2'%)';8*+,%)9.11%0'%.441*'2%)'4.(.8'1F%8+%89'%;1.*/%.G.*,)8%'.;9%4'()+,%@9+%(';'*&')%.%8(.2'%)';('8%E(+/%.,+89'(%4'()+,%@9+%/*).44(+4(*.8'2%89.8%8(.2'%)';('8K
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%!jP!PgM[K%688+(,'F^)%E'')!&7*-&$-12!3
/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%%
,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.C%+E%89*)%U+2'%)';8*+,K
B;C%3,%,+%'&',8%)9.11%.%;+,8(.;8%0'%('?7*('2%*,%+(2'(%8+%/.*,8.*,%.,%.;8*+,%+(%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K
,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.C%+E%89*)%U+2'%)';8*+,K
1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('81*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2
',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%,'*89'(%2./.G')%,+(%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%.('%4(+&'2%0F%.%4('4+,2'(.,;'%+E%89'%'&*2',;'=%89'%;+7(8%/.F%.@.(21*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2
',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%,'*89'(%2./.G')%,+(%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%.('%4(+&'2%0F%.%4('4+,2'(.,;'%+E%89'%'&*2',;'=%89'%;+7(8%/.F%.@.(2%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/'.)7('2%*,%8'(/)
/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%
.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%B.C%3,%.22*8*+,%8+%+(%*,%1*'7%+E%89'%('1*'E%4(+&*2'2%0F%U+2'%X';8*+,%!jP!PgMR=%.%4'()+,.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%,'*89'(%2./.G')%,+(%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%.('%4(+&'2%0F%.%4('4+,2'(.,;'%+E%,'*89'(%2./.G')%,+(%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%.('%4(+&'2%0F%.%4('4+,2'(.,;'%+E%89'%'&*2',;'=%89'%;+7(8%/.F%.@.(289'%'&*2',;'=%89'%;+7(8%/.F%.@.(21*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('81*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('81*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('81*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
B.C%3,%.22*8*+,%8+%+(%*,%1*'7%+E%89'%('1*'E%4(+&*2'2%0F%U+2'%X';8*+,%!jP!PgMR=%.%4'()+,B.C%3,%.22*8*+,%8+%+(%*,%1*'7%+E%89'%('1*'E%4(+&*2'2%0F%U+2'%X';8*+,%!jP!PgMR=%.%4'()+,.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%
I%!jP!PgMJK%L./.G')I%!jP!PgMJK%L./.G')
B.C%3,%.22*8*+,%8+%+(%*,%1*'7%+E%89'%('1*'E%4(+&*2'2%0F%U+2'%X';8*+,%!jP!PgMR=%.%4'()+,B.C%3,%.22*8*+,%8+%+(%*,%1*'7%+E%89'%('1*'E%4(+&*2'2%0F%U+2'%X';8*+,%!jP!PgMR=%.%4'()+,.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%B.C%3,%.22*8*+,%8+%+(%*,%1*'7%+E%89'%('1*'E%4(+&*2'2%0F%U+2'%X';8*+,%!jP!PgMR=%.%4'()+,B.C%3,%.22*8*+,%8+%+(%*,%1*'7%+E%89'%('1*'E%4(+&*2'2%0F%U+2'%X';8*+,%!jP!PgMR=%.%4'()+,
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 43 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Q%-"@5#Q#:&,-$%&+44:Z&;;&8W=8=RYW&=&8W=8=&RYRQ%-"@5#&!"#$%&'%("%)*&+()&-6&8>>W
I%!jP!PgMgK%]EE';8%+,%+89'(%1.@)
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C%+E%89*)%U+2'%)';8*+,=%89*)%.(8*;1'%2*)41.;')%)9.11%)74'()'2'%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@)%+E%89*)%)8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%.(8*;1'%)9.11%,+8%.EE';8A%%%%%%%B!C%U+,8(.;87.1%278*')%+(%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%4(+&*2'2=%9+@'&'(=%89.8%.%;+,8(.;87.1%278F%8+%/.*,8.*,%.%8(.2'%)';('8%+(%1*/*8%7)'%+E%.%8(.2'%)';('8%)9.11%,+8%0'%2''/'2%&+*2%+(%7,',E+(;'.01'%)+1'1F%E+(%1.;S%+E%.%27(.8*+,.1%+(%G'+G(.49*;.1%1*/*8.8*+,%+,%89'%278FH%%%%%%%BRC%e89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(
%%%%%%BJC%Z9'%2'E*,*8*+,%+E%.%8(.2'%)';('8%;+,8.*,'2%*,%U+2'%X';8*+,%!MP#P!J=%4'(8.*,*,G%8+%;(*/*,.1%+EE',)')%*,&+1&*,G%89'E8%+E%.%8(.2'%)';('8%+(%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K
D0'*
c.K%U+2'%6,,K%I%!P!PJK%3,&.1*2%+(%7,;+,)8*878*+,.1%4(+&*)*+,)
]>;'48%.)%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%*,%89*)%U+2'%+(%*,%.,%6;8%+(%(')+178*+,%+E%89'%c','(.1%6))'/01F=%*,%89'%'&',8%.,F%8*81'=%;9.48'(=%.(8*;1'=%4.(8=%)704.(8=%U+2'%)';8*+,=%)70)';8*+,=%4.(.G(.49=%)704.(.G(.49=%*8'/=%)',8',;'=%;1.7)'=%49(.)'=%+(%@+(2%+E%89*)%U+2'%+(%+E%.,F%6;8%+(%(')+178*+,%+E%89'%c','(.1%6))'/01F%*)%2';1.('2%+(%.2V72G'2%8+%0'%*,&.1*2%+(%7,;+,)8*878*+,.1=%)7;9%2';1.(.8*+,%+(%.2V72*;.8*+,%)9.11%,+8%.EE';8%89'%('/.*,*,G%4+(8*+,)%+E%89*)%U+2'%+(%+E%)7;9%6;8%+(%(')+178*+,=%@9*;9%)9.11%('/.*,%+E%E711%E+(;'%.,2%'EE';8%.)%*E%)7;9%4+(8*+,%)+%2';1.('2%+(%.2V72G'2%*,&.1*2%+(%7,;+,)8*878*+,.1%@'('%,+8%+(*G*,.11F%.%4.(8%+E%89*)%U+2'%+(%+E%)7;9%6;8%+(%(')+178*+,K%Z9'%c','(.1%6))'/01F%2';1.(')%89.8%*8%@+712%9.&'%',.;8'2%89'%('/.*,*,G%4.(8)%+E%89*)%U+2'%*E%*8%9.2%S,+@,%89.8%)7;9%4+(8*+,%9'('+E%@+712%0'%2';1.('2%+(%.2V72G'2%*,&.1*2%+(%7,;+,)8*878*+,.1K%Z9'%c','(.1%6))'/01F%E7(89'(%2';1.(')%89.8%*8%@+712%9.&'%',.;8'2%89'%('/.*,*,G%4.(8)%+E%.,F%+89'(%6;8%+(%(')+178*+,%*E%*8%9.2%S,+@,%89.8%)7;9%4+(8*+,%89'('+E%@+712%0'%2';1.('2%+(%.2V72G'2%*,&.1*2%+(%7,;+,)8*878*+,.1%7,1'))%)7;9%6;8%+(%(')+178*+,%;+,8.*,)%.,%'>4('))%4(+&*)*+,%8+%89'%;+,8(.(FK
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
6))'/01F%E7(89'(%2';1.(')%89.8%*8%@+712%9.&'%',.;8'2%89'%('/.*,*,G%4.(8)%+E%.,F%+89'(%6;8%+(%(')+178*+,%*E%*8%9.2%S,+@,%89.8%)7;9%4+(8*+,%89'('+E%@+712%0'%2';1.('2%+(%.2V72G'2%*,&.1*2%+(%7,;+,)8*878*+,.1%7,1'))%)7;9%6;8%+(%(')+178*+,%;+,8.*,)%.,%'>4('))%4(+&*)*+,%8+%89'%;+,8(.(FK
9.2%S,+@,%89.8%)7;9%4+(8*+,%9'('+E%@+712%0'%2';1.('2%+(%.2V72G'2%*,&.1*2%+(%7,;+,)8*878*+,.1K%Z9'%c','(.1%9.2%S,+@,%89.8%)7;9%4+(8*+,%9'('+E%@+712%0'%2';1.('2%+(%.2V72G'2%*,&.1*2%+(%7,;+,)8*878*+,.1K%Z9'%c','(.1%6))'/01F%E7(89'(%2';1.(')%89.8%*8%@+712%9.&'%',.;8'2%89'%('/.*,*,G%4.(8)%+E%.,F%+89'(%6;8%+(%(')+178*+,%*E%*8%9.2%S,+@,%89.8%)7;9%4+(8*+,%89'('+E%@+712%0'%2';1.('2%+(%.2V72G'2%*,&.1*2%+(%7,;+,)8*878*+,.1%7,1'))%)7;9%
4+(8*+,)%+E%89*)%U+2'%+(%+E%)7;9%6;8%+(%(')+178*+,=%@9*;9%)9.11%('/.*,%+E%E711%E+(;'%.,2%'EE';8%.)%*E%)7;9%4+(8*+,%)+%2';1.('2%+(%.2V72G'2%*,&.1*2%+(%7,;+,)8*878*+,.1%@'('%,+8%+(*G*,.11F%.%4.(8%+E%89*)%U+2'%+(%+E%)7;9%6;8%+(%(')+178*+,K%Z9'%c','(.1%6))'/01F%2';1.(')%89.8%*8%@+712%9.&'%',.;8'2%89'%('/.*,*,G%4.(8)%+E%89*)%U+2'%*E%*8%9.2%S,+@,%89.8%)7;9%4+(8*+,%9'('+E%@+712%0'%2';1.('2%+(%.2V72G'2%*,&.1*2%+(%7,;+,)8*878*+,.1K%Z9'%c','(.1%6))'/01F%E7(89'(%2';1.(')%89.8%*8%@+712%9.&'%',.;8'2%89'%('/.*,*,G%4.(8)%+E%.,F%+89'(%6;8%+(%(')+178*+,%*E%*8%
4+(8*+,)%+E%89*)%U+2'%+(%+E%)7;9%6;8%+(%(')+178*+,=%@9*;9%)9.11%('/.*,%+E%E711%E+(;'%.,2%'EE';8%.)%*E%)7;9%4+(8*+,%)+%2';1.('2%+(%.2V72G'2%*,&.1*2%+(%7,;+,)8*878*+,.1%@'('%,+8%+(*G*,.11F%.%4.(8%+E%89*)%U+2'%+(%+E%)7;9%6;8%+(%(')+178*+,K%Z9'%c','(.1%6))'/01F%2';1.(')%89.8%*8%@+712%9.&'%',.;8'2%89'%('/.*,*,G%4.(8)%+E%89*)%U+2'%*E%*8%
)',8',;'=%;1.7)'=%49(.)'=%+(%@+(2%+E%89*)%U+2'%+(%+E%.,F%6;8%+(%(')+178*+,%+E%89'%c','(.1%6))'/01F%*)%2';1.('2%+(%.2V72G'2%8+%0'%*,&.1*2%+(%7,;+,)8*878*+,.1=%)7;9%2';1.(.8*+,%+(%.2V72*;.8*+,%)9.11%,+8%.EE';8%89'%('/.*,*,G%4+(8*+,)%+E%89*)%U+2'%+(%+E%)7;9%6;8%+(%(')+178*+,=%@9*;9%)9.11%('/.*,%+E%E711%E+(;'%.,2%'EE';8%.)%*E%)7;9%4+(8*+,%
89'%'&',8%.,F%8*81'=%;9.48'(=%.(8*;1'=%4.(8=%)704.(8=%U+2'%)';8*+,=%)70)';8*+,=%4.(.G(.49=%)704.(.G(.49=%*8'/=%)',8',;'=%;1.7)'=%49(.)'=%+(%@+(2%+E%89*)%U+2'%+(%+E%.,F%6;8%+(%(')+178*+,%+E%89'%c','(.1%6))'/01F%*)%2';1.('2%89'%'&',8%.,F%8*81'=%;9.48'(=%.(8*;1'=%4.(8=%)704.(8=%U+2'%)';8*+,=%)70)';8*+,=%4.(.G(.49=%)704.(.G(.49=%*8'/=%)',8',;'=%;1.7)'=%49(.)'=%+(%@+(2%+E%89*)%U+2'%+(%+E%.,F%6;8%+(%(')+178*+,%+E%89'%c','(.1%6))'/01F%*)%2';1.('2%
]>;'48%.)%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%*,%89*)%U+2'%+(%*,%.,%6;8%+(%(')+178*+,%+E%89'%c','(.1%6))'/01F=%*,%89'%'&',8%.,F%8*81'=%;9.48'(=%.(8*;1'=%4.(8=%)704.(8=%U+2'%)';8*+,=%)70)';8*+,=%4.(.G(.49=%)704.(.G(.49=%*8'/=%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
+(%.2V72G'2%8+%0'%*,&.1*2%+(%7,;+,)8*878*+,.1=%)7;9%2';1.(.8*+,%+(%.2V72*;.8*+,%)9.11%,+8%.EE';8%89'%('/.*,*,G%+(%.2V72G'2%8+%0'%*,&.1*2%+(%7,;+,)8*878*+,.1=%)7;9%2';1.(.8*+,%+(%.2V72*;.8*+,%)9.11%,+8%.EE';8%89'%('/.*,*,G%4+(8*+,)%+E%89*)%U+2'%+(%+E%)7;9%6;8%+(%(')+178*+,=%@9*;9%)9.11%('/.*,%+E%E711%E+(;'%.,2%'EE';8%.)%*E%)7;9%4+(8*+,%4+(8*+,)%+E%89*)%U+2'%+(%+E%)7;9%6;8%+(%(')+178*+,=%@9*;9%)9.11%('/.*,%+E%E711%E+(;'%.,2%'EE';8%.)%*E%)7;9%4+(8*+,%)+%2';1.('2%+(%.2V72G'2%*,&.1*2%+(%7,;+,)8*878*+,.1%@'('%,+8%+(*G*,.11F%.%4.(8%+E%89*)%U+2'%+(%+E%)7;9%6;8%+(%)+%2';1.('2%+(%.2V72G'2%*,&.1*2%+(%7,;+,)8*878*+,.1%@'('%,+8%+(*G*,.11F%.%4.(8%+E%89*)%U+2'%+(%+E%)7;9%6;8%+(%(')+178*+,K%Z9'%c','(.1%6))'/01F%2';1.(')%89.8%*8%@+712%9.&'%',.;8'2%89'%('/.*,*,G%4.(8)%+E%89*)%U+2'%*E%*8%(')+178*+,K%Z9'%c','(.1%6))'/01F%2';1.(')%89.8%*8%@+712%9.&'%',.;8'2%89'%('/.*,*,G%4.(8)%+E%89*)%U+2'%*E%*8%9.2%S,+@,%89.8%)7;9%4+(8*+,%9'('+E%@+712%0'%2';1.('2%+(%.2V72G'2%*,&.1*2%+(%7,;+,)8*878*+,.1K%Z9'%c','(.1%9.2%S,+@,%89.8%)7;9%4+(8*+,%9'('+E%@+712%0'%2';1.('2%+(%.2V72G'2%*,&.1*2%+(%7,;+,)8*878*+,.1K%Z9'%c','(.1%6))'/01F%E7(89'(%2';1.(')%89.8%*8%@+712%9.&'%',.;8'2%89'%('/.*,*,G%4.(8)%+E%.,F%+89'(%6;8%+(%(')+178*+,%*E%*8%6))'/01F%E7(89'(%2';1.(')%89.8%*8%@+712%9.&'%',.;8'2%89'%('/.*,*,G%4.(8)%+E%.,F%+89'(%6;8%+(%(')+178*+,%*E%*8%9.2%S,+@,%89.8%)7;9%4+(8*+,%89'('+E%@+712%0'%2';1.('2%+(%.2V72G'2%*,&.1*2%+(%7,;+,)8*878*+,.1%7,1'))%)7;9%9.2%S,+@,%89.8%)7;9%4+(8*+,%89'('+E%@+712%0'%2';1.('2%+(%.2V72G'2%*,&.1*2%+(%7,;+,)8*878*+,.1%7,1'))%)7;9%6;8%+(%(')+178*+,%;+,8.*,)%.,%'>4('))%4(+&*)*+,%8+%89'%;+,8(.(FK6;8%+(%(')+178*+,%;+,8.*,)%.,%'>4('))%4(+&*)*+,%8+%89'%;+,8(.(FK
]>;'48%.)%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%*,%89*)%U+2'%+(%*,%.,%6;8%+(%(')+178*+,%+E%89'%c','(.1%6))'/01F=%*,%]>;'48%.)%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%*,%89*)%U+2'%+(%*,%.,%6;8%+(%(')+178*+,%+E%89'%c','(.1%6))'/01F=%*,%89'%'&',8%.,F%8*81'=%;9.48'(=%.(8*;1'=%4.(8=%)704.(8=%U+2'%)';8*+,=%)70)';8*+,=%4.(.G(.49=%)704.(.G(.49=%*8'/=%89'%'&',8%.,F%8*81'=%;9.48'(=%.(8*;1'=%4.(8=%)704.(8=%U+2'%)';8*+,=%)70)';8*+,=%4.(.G(.49=%)704.(.G(.49=%*8'/=%)',8',;'=%;1.7)'=%49(.)'=%+(%@+(2%+E%89*)%U+2'%+(%+E%.,F%6;8%+(%(')+178*+,%+E%89'%c','(.1%6))'/01F%*)%2';1.('2%)',8',;'=%;1.7)'=%49(.)'=%+(%@+(2%+E%89*)%U+2'%+(%+E%.,F%6;8%+(%(')+178*+,%+E%89'%c','(.1%6))'/01F%*)%2';1.('2%+(%.2V72G'2%8+%0'%*,&.1*2%+(%7,;+,)8*878*+,.1=%)7;9%2';1.(.8*+,%+(%.2V72*;.8*+,%)9.11%,+8%.EE';8%89'%('/.*,*,G%+(%.2V72G'2%8+%0'%*,&.1*2%+(%7,;+,)8*878*+,.1=%)7;9%2';1.(.8*+,%+(%.2V72*;.8*+,%)9.11%,+8%.EE';8%89'%('/.*,*,G%
c.K%U+2'%6,,K%I%!P!PJK%3,&.1*2%+(%7,;+,)8*878*+,.1%4(+&*)*+,)c.K%U+2'%6,,K%I%!P!PJK%3,&.1*2%+(%7,;+,)8*878*+,.1%4(+&*)*+,)
]>;'48%.)%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%*,%89*)%U+2'%+(%*,%.,%6;8%+(%(')+178*+,%+E%89'%c','(.1%6))'/01F=%*,%]>;'48%.)%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%*,%89*)%U+2'%+(%*,%.,%6;8%+(%(')+178*+,%+E%89'%c','(.1%6))'/01F=%*,%89'%'&',8%.,F%8*81'=%;9.48'(=%.(8*;1'=%4.(8=%)704.(8=%U+2'%)';8*+,=%)70)';8*+,=%4.(.G(.49=%)704.(.G(.49=%*8'/=%89'%'&',8%.,F%8*81'=%;9.48'(=%.(8*;1'=%4.(8=%)704.(8=%U+2'%)';8*+,=%)70)';8*+,=%4.(.G(.49=%)704.(.G(.49=%*8'/=%)',8',;'=%;1.7)'=%49(.)'=%+(%@+(2%+E%89*)%U+2'%+(%+E%.,F%6;8%+(%(')+178*+,%+E%89'%c','(.1%6))'/01F%*)%2';1.('2%)',8',;'=%;1.7)'=%49(.)'=%+(%@+(2%+E%89*)%U+2'%+(%+E%.,F%6;8%+(%(')+178*+,%+E%89'%c','(.1%6))'/01F%*)%2';1.('2%
c.K%U+2'%6,,K%I%!P!PJK%3,&.1*2%+(%7,;+,)8*878*+,.1%4(+&*)*+,)c.K%U+2'%6,,K%I%!P!PJK%3,&.1*2%+(%7,;+,)8*878*+,.1%4(+&*)*+,)
]>;'48%.)%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%*,%89*)%U+2'%+(%*,%.,%6;8%+(%(')+178*+,%+E%89'%c','(.1%6))'/01F=%*,%]>;'48%.)%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%*,%89*)%U+2'%+(%*,%.,%6;8%+(%(')+178*+,%+E%89'%c','(.1%6))'/01F=%*,%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 44 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
Q%-"@5#Q#:&,-$%&+44:Z&;;&8W=8=RYW&=&8W=8=&RYRQ%-"@5#&!"#$%&'%("%)*&+()&-6&8>>W
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 45 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
[#N#55[#N:&H%G:&')#):&;;&V9T\=8&=&V9T\=>
1456-".&!"#$%&'%("%)*&+()!"#$
I%[#RQPR!&7*-&$-12!3
I%[#RQPR!&7*-&$-12!3
I%[#RQPR!&7*-&$-12!3
I%[#RQPR!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%[#RQPR!&7*-&$-12!3I%[#RQPR!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 46 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
[#N#55[#N:&H%G:&')#):&;;&V9T\=8&=&V9T\=>
1456-".&!"#$%&'%("%)*&+()I%[#RQPJK%3,V7,;8*&'%('1*'E!&7*-&$-12!3
I%[#RQP[K%L./.G')!&7*-&$-12!3
I%[#RQP$K%688+(,'F^)%E'')!&7*-&$-12!3
I%[#RQPMK%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%[#RQPgK%X8.878'%+E%1*/*8.8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%[#RQP$K%688+(,'F^)%E'')!&7*-&$-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%[#RQP[K%L./.G')I%[#RQP[K%L./.G')!&7*-&$-12!3!&7*-&$-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 47 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
[#N#55[#N:&H%G:&')#):&;;&V9T\=8&=&V9T\=>
1456-".&!"#$%&'%("%)*&+()I%[#RQP#K%]EE';8%+,%+89'(%1.@!&7*-&$-12!3
D0'*
I%[#RQP"K%X'&'(.0*1*8F!&7*-&$-12!3
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
I%[#RQP"K%X'&'(.0*1*8FI%[#RQP"K%X'&'(.0*1*8F!&7*-&$-12!3!&7*-&$-12!3I%[#RQP"K%X'&'(.0*1*8FI%[#RQP"K%X'&'(.0*1*8F
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 48 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
[#N#55[#N:&H%G:&')#):&;;&V9T\=8&=&V9T\=>
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 49 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
D$#0-D$#0-&,-$%&+44:&;;&V9=9W8&=&V9=9WR&
D$#0-&!"#$%&'%("%)*&+()!"#$
I%[#P#j!B!C!&7*-&$-12!3
I%[#P#j!BRC!&7*-&$-12!3
I%[#P#j!BJC!&7*-&$-12!3
I%[#P#j!B$C
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g[=%32.9+%U+2'K
I%[#P#j!B[C
B[C%NU+/478'(%4(+G(./O%/'.,)%*,E+(/.8*+,%@9*;9%*)%;.4.01'%+E%;.7)*,G%.%;+/478'(%8+%4'(E+(/%1+G*;.1%+4'(.8*+,B)C%.,2A%%%%%%B.C%3)%;+,8.*,'2%+,%.,F%/'2*.%+(%*,%.,F%E+(/.8H%%%%%%B0C%3)%;.4.01'%+E%0'*,G%*,478=%2*(';81F%+(%*,2*(';81F=%*,8+%.%;+/478'(H%.,2%%%%%%B;C%h.)%4(+/*,',81F%2*)41.F'2%.%,+8*;'%+E%;+4F(*G98=%+(%+89'(%4(+4(*'8.(F%+(%;+,E*2',8*.1%/.(S*,G=%'*89'(%@*89*,%+(%+,%89'%/'2*.%;+,8.*,*,G%89'%*,E+(/.8*+,K%%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%[#P#j!BJC!&7*-&$-12!3I%[#P#j!BJC!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 50 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
D$#0-D$#0-&,-$%&+44:&;;&V9=9W8&=&V9=9WR&
D$#0-&!"#$%&'%("%)*&+()I%[#P#jRK%3,V7,;8*&'%('1*'E!&7*-&$-12!3
I%[#P#jJK%L./.G')!&7*-&$-12!3
D0'*
I%[#P#j[K%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%[#P#j$K%X8.878'%+E%1*/*8.8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
D0'*3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%[#P#jJK%L./.G')I%[#P#jJK%L./.G')!&7*-&$-12!3!&7*-&$-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 51 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
D$#0-D$#0-&,-$%&+44:&;;&V9=9W8&=&V9=9WR&
D$#0-&!"#$%&'%("%)*&+()I%[#P#jMK%]EE';8%+,%+89'(%1.@!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
D0'*
!%&%*-)>-D(*+$*' =%"Mj%-KR2%!gg=%!#j%B!""#C!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
!%&%*-)>-D(*+$*'!%&%*-)>-D(*+$*' =%"Mj%-KR2%!gg=%!#j%B!""#C=%"Mj%-KR2%!gg=%!#j%B!""#C!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>
=%"Mj%-KR2%!gg=%!#j%B!""#C=%"Mj%-KR2%!gg=%!#j%B!""#C!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 52 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
D$#0-D$#0-&,-$%&+44:&;;&V9=9W8&=&V9=9WR&
D$#0-&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 53 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
D7754-5*RYS&D77:&,-./:&')#):&+44:&&;;&8WYS38&=&8WYS3>
D7754-5*&!"#$%&'%("%)*&+()!"g"8MNOP-)*5$(0'-&44*&5$-%0-=&)*-#**'-/0'$(.*5*.-('$0<&5-&$-(%$-+&'6"&6*-($-45*$*'%-('-a-McdPeO>:
I%!jM$fRB.C
N3/4(+4'(%/'.,)O%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%;+,E*2',8*.1%('1.8*+,)9*4%+(%+89'(%278F%8+%/.*,8.*,%)';(';F%+(%1*/*8%7)'=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)K%a'&'()'%',G*,''(*,G%+(%*,2'4',2',8%2'&'1+4/',8%)9.11%,+8%0'%;+,)*2'('2%*/4(+4'(%/'.,)K
I%!jM$fRB0C!&7*-&$-12!3
I%!jM$fRB;C
N-'()+,O%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%E+(P4(+E*8%+(%,+8PE+(P4(+E*8%1'G.1%+(%;+//'(;*.1%',8*8FK
I%!jM$fRB2C%
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
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%E+(P4(+E*8%+(%,+8PE+(P4(+E*8;+//'(;*.1%',8*8FK;+//'(;*.1%',8*8FK
I%!jM$fRB;C
N-'()+,O%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%E+(P4(+E*8%+(%,+8PE+(P4(+E*8
I%!jM$fRB;CBJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 54 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
D7754-5*RYS&D77:&,-./:&')#):&+44:&&;;&8WYS38&=&8WYS3>
D7754-5*&!"#$%&'%("%)*&+()I%!jM$fJK%3,V7,;8*+,)
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
I%!jM$f[K%L./.G')
B.C]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%89'%('1*'E%4(+&*2'2%E+(%0F%X';8*+,%J=%.%4'()+,%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%3E%,'*89'(%2./.G')%,+(%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%.('%4(+&'2%0F%.%4('4+,2'(.,;'%+E%89'%'&*2',;'=%89'%;+7(8%/.F%.@.(2%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/'.)7('2%*,%8'(/)%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
I%!jM$f$K%688+(,'F^)%E'')!&7*-&$-12!3
I%!jM$fMK%-(+8';8*+,%+E%)';(';F!&7*-&$-12!3
I%!jM$fgK%k*/*8.8*+,)
%6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%89(''%$%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%6;8=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%!jM$f$K%688+(,'F^)%E'')!&7*-&$-12!3
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%.('%4(+&'2%0F%.%4('4+,2'(.,;'%+E%89'%'&*2',;'=%89'%;+7(8%
%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/'.)7('2%*,%8'(/)(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%.('%4(+&'2%0F%.%4('4+,2'(.,;'%+E%89'%'&*2',;'=%89'%;+7(8%
%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/'.)7('2%*,%8'(/)
89'%('1*'E%4(+&*2'2%E+(%0F%X';8*+,%J=%.%4'()+,%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%.('%4(+&'2%0F%.%4('4+,2'(.,;'%+E%89'%'&*2',;'=%89'%;+7(8%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%.('%4(+&'2%0F%.%4('4+,2'(.,;'%+E%89'%'&*2',;'=%89'%;+7(8%/.F%.@.(2/.F%.@.(2%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/'.)7('2%*,%8'(/)%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/'.)7('2%*,%8'(/)(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%89'%('1*'E%4(+&*2'2%E+(%0F%X';8*+,%J=%.%4'()+,89'%('1*'E%4(+&*2'2%E+(%0F%X';8*+,%J=%.%4'()+,;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%
I%!jM$f[K%L./.G')I%!jM$f[K%L./.G')
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 55 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
D7754-5*RYS&D77:&,-./:&')#):&+44:&&;;&8WYS38&=&8WYS3>
D7754-5*&!"#$%&'%("%)*&+()I%!jM$f#K%k'G*)1.8*&'%*,8',8H%'>;'48*+,)
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%6;8%2*)41.;')%*)%*,8',2'2%8+%2*)41.;'%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%7,E.*(%;+/4'8*8*+,=%.,2%+89'(%1.@)%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K
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
D0'*
$%311K%U+/4K%X8.8K%6,,K%I%gjf!KJ!K%X'&'(.0*1*8F
3E%.,F%4(+&*)*+,%+E%.,%6;8%',.;8'2%.E8'(%89'%'EE';8*&'%2.8'%+E%89*)%./',2.8+(F%6;8%+(%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%6;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%.441*;.8*+,%+(%4(+&*)*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%'.;9%6;8%',.;8'2%.E8'(%89'%'EE';8*&'%2.8'%+E%89*)%./',2.8+(F%6;8%.('%)'&'(.01'=%7,1'))%+89'(@*)'%4(+&*2'2%0F%89'%6;8K
I%!jM$f"K%]EE';8*&'%2.8'%.,2%.441*;.8*+,
Z9*)%6;8%8.S')%'EE';8%+,%l.,7.(F%!=%!"##=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%*8)%'EE';8*&'%2.8'K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
6;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%.441*;.8*+,%+(%4(+&*)*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%'.;9%6;8%',.;8'2%.E8'(%89'%'EE';8*&'%2.8'%+E%89*)%./',2.8+(F%6;8%.('%)'&'(.01'=%7,1'))%+89'(@*)'%4(+&*2'2%0F%
4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%6;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%.441*;.8*+,%+(%4(+&*)*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%6;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%.441*;.8*+,%+(%4(+&*)*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%
3E%.,F%4(+&*)*+,%+E%.,%6;8%',.;8'2%.E8'(%89'%'EE';8*&'%2.8'%+E%89*)%./',2.8+(F%6;8%+(%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
'.;9%6;8%',.;8'2%.E8'(%89'%'EE';8*&'%2.8'%+E%89*)%./',2.8+(F%6;8%.('%)'&'(.01'=%7,1'))%+89'(@*)'%4(+&*2'2%0F%'.;9%6;8%',.;8'2%.E8'(%89'%'EE';8*&'%2.8'%+E%89*)%./',2.8+(F%6;8%.('%)'&'(.01'=%7,1'))%+89'(@*)'%4(+&*2'2%0F%89'%6;8K89'%6;8K
3E%.,F%4(+&*)*+,%+E%.,%6;8%',.;8'2%.E8'(%89'%'EE';8*&'%2.8'%+E%89*)%./',2.8+(F%6;8%+(%.441*;.8*+,%89'('+E%8+%.,F%3E%.,F%4(+&*)*+,%+E%.,%6;8%',.;8'2%.E8'(%89'%'EE';8*&'%2.8'%+E%89*)%./',2.8+(F%6;8%+(%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%6;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%.441*;.8*+,%+(%4(+&*)*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%6;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%.441*;.8*+,%+(%4(+&*)*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%'.;9%6;8%',.;8'2%.E8'(%89'%'EE';8*&'%2.8'%+E%89*)%./',2.8+(F%6;8%.('%)'&'(.01'=%7,1'))%+89'(@*)'%4(+&*2'2%0F%'.;9%6;8%',.;8'2%.E8'(%89'%'EE';8*&'%2.8'%+E%89*)%./',2.8+(F%6;8%.('%)'&'(.01'=%7,1'))%+89'(@*)'%4(+&*2'2%0F%
$%311K%U+/4K%X8.8K%6,,K%I%gjf!KJ!K%X'&'(.0*1*8F$%311K%U+/4K%X8.8K%6,,K%I%gjf!KJ!K%X'&'(.0*1*8F
3E%.,F%4(+&*)*+,%+E%.,%6;8%',.;8'2%.E8'(%89'%'EE';8*&'%2.8'%+E%89*)%./',2.8+(F%6;8%+(%.441*;.8*+,%89'('+E%8+%.,F%3E%.,F%4(+&*)*+,%+E%.,%6;8%',.;8'2%.E8'(%89'%'EE';8*&'%2.8'%+E%89*)%./',2.8+(F%6;8%+(%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%6;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%.441*;.8*+,%+(%4(+&*)*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%6;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%.441*;.8*+,%+(%4(+&*)*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%
$%311K%U+/4K%X8.8K%6,,K%I%gjf!KJ!K%X'&'(.0*1*8F$%311K%U+/4K%X8.8K%6,,K%I%gjf!KJ!K%X'&'(.0*1*8F
3E%.,F%4(+&*)*+,%+E%.,%6;8%',.;8'2%.E8'(%89'%'EE';8*&'%2.8'%+E%89*)%./',2.8+(F%6;8%+(%.441*;.8*+,%89'('+E%8+%.,F%3E%.,F%4(+&*)*+,%+E%.,%6;8%',.;8'2%.E8'(%89'%'EE';8*&'%2.8'%+E%89*)%./',2.8+(F%6;8%+(%.441*;.8*+,%89'('+E%8+%.,F%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 56 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
D7754-5*RYS&D77:&,-./:&')#):&+44:&&;;&8WYS38&=&8WYS3>
D7754-5*&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 57 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
D4$5#4#D4$:&,-$%&;;&TV=T=<=8&=&TV=T=<=9
1456-".&!"#$%&'%("%)*&+()!"g"
I%R[PRPJPR%L'E*,*8*+,)!&7*-&$-12!3
I%R[PRPJPR%L'E*,*8*+,)!&7*-&$-12!3
I%R[PRPJPR%L'E*,*8*+,)
N-'()+,O%/'.,)%.%,.87(.1%4'()+,=%1*/*8'2%1*.0*1*8F%;+/4.,F=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
I%R[PRPJPR%L'E*,*8*+,)!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
I%R[PRPJPR%L'E*,*8*+,)
N-'()+,O%/'.,)%.%,.87(.1%4'()+,=%1*/*8'2%1*.0*1*8F%;+/4.,F4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%
I%R[PRPJPR%L'E*,*8*+,)BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 58 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
D4$5#4#D4$:&,-$%&;;&TV=T=<=8&=&TV=T=<=9
1456-".&!"#$%&'%("%)*&+()I%[RPJPRPJK%3,V7,;8*+,%.G.*,)8%/*).44(+4(*.8*+,H%'>;'48*+,.1%;*(;7/)8.,;')
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
I%R[PRPJP[%L./.G')%E+(%/*).44(+4(*.8*+,%.,2%7,V7)8%',(*;9/',8H%(+F.18FH%'>'/41.(F%2./.G')
B.C]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=%.%;+/41.*,.,8%/.F%(';+&'(%2./.G')%E+(%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K%
0C%Y9',%,'*89'(%2./.G')%,+(%7,V7)8%',(*;9/',8%.('%4(+&.01'=%89'%;+7(8%/.F%+(2'(%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%27(*,G%@9*;9%89'%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
B;C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
I%R[PRPJP$%688+(,'F_)%E'')H%;+,2*8*+,)!&7*-&$-12!3
I%R[PRPJPM%-(')'(&.8*+,%+E%)';(';F%+E%8(.2'%)';('8!&7*-&$-12!3
I%R[PRPJPgK%k*/*8.8*+,%+E%.;8*+,!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%R[PRPJP$%688+(,'F_)%E'')H%;+,2*8*+,)!&7*-&$-12!3
B;C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
B;C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%
(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%27(*,G%@9*;9%89'%7)'%;+712%9.&'%0'',%4(+9*0*8'2K(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%27(*,G%@9*;9%89'%7)'%;+712%9.&'%0'',%4(+9*0*8'2K/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K%
Y9',%,'*89'(%2./.G')%,+(%7,V7)8%',(*;9/',8%.('%4(+&.01'=%89'%;+7(8%/.F%+(2'(%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%27(*,G%@9*;9%89'%7)'%;+712%9.&'%0'',%4(+9*0*8'2K/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%
89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K%
Y9',%,'*89'(%2./.G')%,+(%7,V7)8%',(*;9/',8%.('%4(+&.01'=%89'%;+7(8%/.F%+(2'(%4.F/',8%+E%.%('.)+,.01'%
.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=%.%;+/41.*,.,8%/.F%(';+&'(%2./.G')%E+(/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=%.%;+/41.*,.,8%/.F%(';+&'(%2./.G')%E+(('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K%
0C%0C%Y9',%,'*89'(%2./.G')%,+(%7,V7)8%',(*;9/',8%.('%4(+&.01'=%89'%;+7(8%/.F%+(2'(%4.F/',8%+E%.%('.)+,.01'%Y9',%,'*89'(%2./.G')%,+(%7,V7)8%',(*;9/',8%.('%4(+&.01'=%89'%;+7(8%/.F%+(2'(%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%27(*,G%@9*;9%89'%7)'%;+712%9.&'%0'',%4(+9*0*8'2K(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%27(*,G%@9*;9%89'%7)'%;+712%9.&'%0'',%4(+9*0*8'2K/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=%.%;+/41.*,.,8%/.F%(';+&'(%2./.G')%E+(.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=%.%;+/41.*,.,8%/.F%(';+&'(%2./.G')%E+(/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(
I%R[PRPJP[%L./.G')%E+(%/*).44(+4(*.8*+,%.,2%7,V7)8%',(*;9/',8H%(+F.18FH%'>'/41.(F%2./.G')I%R[PRPJP[%L./.G')%E+(%/*).44(+4(*.8*+,%.,2%7,V7)8%',(*;9/',8H%(+F.18FH%'>'/41.(F%2./.G')
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%
I%R[PRPJP[%L./.G')%E+(%/*).44(+4(*.8*+,%.,2%7,V7)8%',(*;9/',8H%(+F.18FH%'>'/41.(F%2./.G')I%R[PRPJP[%L./.G')%E+(%/*).44(+4(*.8*+,%.,2%7,V7)8%',(*;9/',8H%(+F.18FH%'>'/41.(F%2./.G')
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 59 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
D4$5#4#D4$:&,-$%&;;&TV=T=<=8&=&TV=T=<=9
1456-".&!"#$%&'%("%)*&+()I%R[PRPJP!B;C%
Z9'%;9.48'(%2*)41.;')%.11%;+,E1*;8*,G%1.@%+E%89*)%)8.8'%4'(8.*,*,G%8+%89'%/*).44(+4(*.8*+,%+E%8(.2'%)';('8)=%'>;'48%;+,8(.;8%1.@%.,2%;(*/*,.1%[email protected]%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
I%R[PRPJP!B0C!&7*-&$-12!3
3,2K%U+2'%I%!P!P!P#%X'&'(.0*1*8F
B.C%3E%.,F%4(+&*)*+,%+E%89*)%U+2'%.)%,+@%+(%1.8'(%./',2'2%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K
B0C%]>;'48%*,%89'%;.)'%+E%.%)8.878'%;+,8.*,*,G%.%,+,)'&'(.0*1*8F%4(+&*)*+,=%'.;9%4.(8%.,2%.441*;.8*+,%+E%'&'(F%)8.878'%*)%)'&'(.01'K%3E%.,F%4(+&*)*+,%+(%.441*;.8*+,%+E%.%)8.878'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%89'%('/.*,2'(%+E%89'%)8.878'%7,1'))A
%%%%%B!C%89'%('/.*,2'(%*)%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,%89.8%*8%;.,,+8%0'%4(')7/'2%89.8%89'%('/.*,2'(%@+712%9.&'%0'',%',.;8'2%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,H%+(%%%%%BRC%89'%('/.*,2'(%*)%*,;+/41'8'%.,2%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K
Z9*)%)70)';8*+,%.441*')%8+%'&'(F%)8.878'=%('G.(21'))%+E%@9'89'(%',.;8'2%0'E+('%+(%.E8'(%89'%4.)).G'%+E%89*)%)70)';8*+,K%Z9'%G','(.1%.))'/01F%/.F%4(')'(&'%89'%1'G*)1.8*&'%9*)8+(F%+E%89*)%)70)';8*+,%0F%.2+48*+,%+E%.%;+,;7((',8%(')+178*+,%.,2%4701*;.8*+,%+E%89'%(')+178*+,%*,%89'%1'G*)1.8*&'%V+7(,.1)K
B;C%Z9'%('4'.1%+E%.%)8.878'%)8.8*,G%89.8%89'%4(+&*)*+,)%+E%.,%.;8%.('%)'&'(.01'%.)%4(+&*2'2%*,%)70)';8*+,%B0C%2+')%,+8%.EE';8%89'%+4'(.8*+,%+E%)70)';8*+,%B0C%@*89%(')4';8%8+%89.8%.;8K
I%R[PRPJP#%U+,8*,7*,G%/*).44(+4(*.8*+,%;+//',;'2%4(*+(%8+%X'48'/0'(%!=%!"#R
X';K%#K%3E%.%;+,8*,7*,G%/*).44(+4(*.8*+,%+89'(@*)'%;+&'('2%0F%89*)%;9.48'(%0'G.,%0'E+('%X'48'/0'(%!=%!"#R=%89'%;9.48'(%2+')%,+8%.441F%8+%89'%4.(8%+E%89'%/*).44(+4(*.8*+,%89.8%+;;7('2!%0'E+('%89.8%2.8'K%38%2+')%.441F%8+%89'%4.(8%89.8%+;;7()%.E8'(%67G7)8%J!=%!"#R=%7,1'))%89'%.44(+4(*.8*+,%@.)%,+8%.%/*).44(+4(*.8*+,%7,2'(%89'%1.@%2*)41.;'2%0F%89*)%;9.48'(K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
Z9*)%)70)';8*+,%.441*')%8+%'&'(F%)8.878'=%('G.(21'))%+E%@9'89'(%',.;8'2%0'E+('%+(%.E8'(%89'%4.)).G'%+E%89*)%)70)';8*+,K%Z9'%G','(.1%.))'/01F%/.F%4(')'(&'%89'%1'G*)1.8*&'%9*)8+(F%+E%89*)%)70)';8*+,%0F%.2+48*+,%+E%.%;+,;7((',8%(')+178*+,%.,2%4701*;.8*+,%+E%89'%(')+178*+,%*,%89'%1'G*)1.8*&'%V+7(,.1)K
%%%%%BRC%89'%('/.*,2'(%*)%*,;+/41'8'%.,2%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K
Z9*)%)70)';8*+,%.441*')%8+%'&'(F%)8.878'=%('G.(21'))%+E%@9'89'(%',.;8'2%0'E+('%+(%.E8'(%89'%4.)).G'%+E%89*)%
%%%%%B!C%89'%('/.*,2'(%*)%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,%89.8%*8%;.,,+8%0'%4(')7/'2%89.8%89'%('/.*,2'(%@+712%9.&'%0'',%',.;8'2%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,H%+(%%%%%BRC%89'%('/.*,2'(%*)%*,;+/41'8'%.,2%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8%
%%%%%B!C%89'%('/.*,2'(%*)%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,%89.8%*8%;.,,+8%0'%4(')7/'2%89.8%89'%('/.*,2'(%@+712%9.&'%0'',%',.;8'2%@*89+78%89'%
B0C%]>;'48%*,%89'%;.)'%+E%.%)8.878'%;+,8.*,*,G%.%,+,)'&'(.0*1*8F%4(+&*)*+,=%'.;9%4.(8%.,2%.441*;.8*+,%+E%'&'(F%)8.878'%*)%)'&'(.01'K%3E%.,F%4(+&*)*+,%+(%.441*;.8*+,%+E%.%)8.878'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%89'%('/.*,2'(%+E%89'%)8.878'%7,1'))A
%%%%%B!C%89'%('/.*,2'(%*)%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%*,&.1*2%
B0C%]>;'48%*,%89'%;.)'%+E%.%)8.878'%;+,8.*,*,G%.%,+,)'&'(.0*1*8F%4(+&*)*+,=%'.;9%4.(8%.,2%.441*;.8*+,%+E%'&'(F%)8.878'%*)%)'&'(.01'K%3E%.,F%4(+&*)*+,%+(%.441*;.8*+,%+E%.%)8.878'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%89'%('/.*,2'(%+E%89'%)8.878'%7,1'))A
B0C%]>;'48%*,%89'%;.)'%+E%.%)8.878'%;+,8.*,*,G%.%,+,)'&'(.0*1*8F%4(+&*)*+,=%'.;9%4.(8%.,2%.441*;.8*+,%+E%'&'(F%
9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%B.C%3E%.,F%4(+&*)*+,%+E%89*)%U+2'%.)%,+@%+(%1.8'(%./',2'2%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-B0C%]>;'48%*,%89'%;.)'%+E%.%)8.878'%;+,8.*,*,G%.%,+,)'&'(.0*1*8F%4(+&*)*+,=%'.;9%4.(8%.,2%.441*;.8*+,%+E%'&'(F%B0C%]>;'48%*,%89'%;.)'%+E%.%)8.878'%;+,8.*,*,G%.%,+,)'&'(.0*1*8F%4(+&*)*+,=%'.;9%4.(8%.,2%.441*;.8*+,%+E%'&'(F%)8.878'%*)%)'&'(.01'K%3E%.,F%4(+&*)*+,%+(%.441*;.8*+,%+E%.%)8.878'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%)8.878'%*)%)'&'(.01'K%3E%.,F%4(+&*)*+,%+(%.441*;.8*+,%+E%.%)8.878'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%89'%('/.*,2'(%+E%89'%)8.878'%7,1'))A89'%('/.*,2'(%+E%89'%)8.878'%7,1'))A
%%%%%B!C%89'%('/.*,2'(%*)%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%*,&.1*2%%%%%%B!C%89'%('/.*,2'(%*)%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,%89.8%*8%;.,,+8%0'%4(')7/'2%89.8%89'%('/.*,2'(%@+712%9.&'%0'',%',.;8'2%@*89+78%89'%4(+&*)*+,%+(%.441*;.8*+,%89.8%*8%;.,,+8%0'%4(')7/'2%89.8%89'%('/.*,2'(%@+712%9.&'%0'',%',.;8'2%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,H%+(*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,H%+(
B.C%3E%.,F%4(+&*)*+,%+E%89*)%U+2'%.)%,+@%+(%1.8'(%./',2'2%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%B.C%3E%.,F%4(+&*)*+,%+E%89*)%U+2'%.)%,+@%+(%1.8'(%./',2'2%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K4(+&*)*+,%+(%.441*;.8*+,K
3,2K%U+2'%I%!P!P!P#%X'&'(.0*1*8F3,2K%U+2'%I%!P!P!P#%X'&'(.0*1*8F
B.C%3E%.,F%4(+&*)*+,%+E%89*)%U+2'%.)%,+@%+(%1.8'(%./',2'2%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%B.C%3E%.,F%4(+&*)*+,%+E%89*)%U+2'%.)%,+@%+(%1.8'(%./',2'2%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K4(+&*)*+,%+(%.441*;.8*+,K
3,2K%U+2'%I%!P!P!P#%X'&'(.0*1*8F3,2K%U+2'%I%!P!P!P#%X'&'(.0*1*8F
B.C%3E%.,F%4(+&*)*+,%+E%89*)%U+2'%.)%,+@%+(%1.8'(%./',2'2%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%B.C%3E%.,F%4(+&*)*+,%+E%89*)%U+2'%.)%,+@%+(%1.8'(%./',2'2%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 60 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
D4$5#4#D4$:&,-$%&;;&TV=T=<=8&=&TV=T=<=9
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 61 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
D-N#D-N#&,-$%&+44:&;;&SSW:8&=&SSW:9
1456-".&!"#$%&'%("%)*&+()!"#$
I%$$jKRB!C!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%$$jKRBJC!"#$%&'%()*+,-(.*'%(/&+-%0-12!3E-#"%-07(%%('6-%=*-$%5(/A*'-+&'6"&6*Y-
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%KKK%
3+@.%U+2'%6,,K%I%[K!BRjC
W,1'))%+89'(@*)'%4(+&*2'2%0F%1.@=%N4'()+,O%/'.,)%,.87(.1%4'()+,%*,2*&*27.1=%;+(4+(.8*+,=%1*/*8'2%1*.0*1*8F%;+/4.,F=%G+&'(,/',8%+(%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4%+(%.))+;*.8*+,=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
I%$$jKRB[C!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%$$jKRBRC
%Nn,+@)O%+(%NS,+@1'2G'O%/'.,)%89.8%.%4'()+,%9.)%.;87.1%S,+@1'2G'%+E%*,E+(/.8*+,%+(%.%;*(;7/)8.,;'%+(%89.8%89'%4'()+,%9.)%('.)+,%8+%S,+@%+E%89'%*,E+(/.8*+,%+(%;*(;7/)8.,;'K
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
;+/4.,F=.))+;*.8*+,=%+(%.,F%+89'(%1'G.1%
3+@.%U+2'%6,,K%I%[K!BRjC
W,1'))%+89'(@*)'%4(+&*2'2%0F%1.@
3+@.%U+2'%6,,K%I%[K!BRjCBJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 62 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
D-N#D-N#&,-$%&+44:&;;&SSW:8&=&SSW:9
1456-".&!"#$%&'%("%)*&+()I%$$jKJK%3,V7,;8*&'%('1*'E!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%$$jK[K%L./.G')!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%$$jKMK%688+(,'F^)%E'')!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%$$jKgK%-(')'(&.8*+,%+E%)';(';F!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%$$jK#K%X8.878'%+E%1*/*8.8*+,)!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%$$jKMK%688+(,'F^)%E'')!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%$$jK[K%L./.G')I%$$jK[K%L./.G')!"#$%&'%()*+,-(.*'%(/&+-%0-12!3!"#$%&'%()*+,-(.*'%(/&+-%0-12!3!"#$%&'%()*+,-(.*'%(/&+-%0-12!3!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 63 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
D-N#D-N#&,-$%&+44:&;;&SSW:8&=&SSW:9
1456-".&!"#$%&'%("%)*&+()D0'*
D0'*
3+@.%U+2'%6,,K%I%[K!RK%6;8)%+(%)8.878')%.('%)'&'(.01'%3E%.,F%4(+&*)*+,%+E%.,%6;8%+(%)8.878'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%6;8%+(%)8.878'%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89'%6;8%+(%)8.878'%.('%)'&'(.01'K
I%$$jK$K%L'E',)'PP;+,)',8%+E%2*);1+)7('
3,%.,%.;8*+,%E+(%*,V7,;8*&'%('1*'E%+(%2./.G')%.G.*,)8%.%4'()+,%7,2'(%89*)%;9.48'(=%*8%)9.11%0'%.%;+/41'8'%2'E',)'%89.8%89'%4'()+,%2*);1+)*,G%.%8(.2'%)';('8%/.2'%89'%2*);1+)7('%@*89%89'%*/41*'2%+(%'>4('))%;+,)',8%+E%89'%+@,'(%+E%89'%8(.2'%)';('8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89'%6;8%+(%)8.878'%.('%)'&'(.01'K89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%6;8%+(%)8.878'%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89'%6;8%+(%)8.878'%.('%)'&'(.01'K89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%6;8%+(%)8.878'%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89'%6;8%+(%)8.878'%.('%)'&'(.01'K
3E%.,F%4(+&*)*+,%+E%.,%6;8%+(%)8.878'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%6;8%+(%)8.878'%@9*;9%;.,%0'%G*&',%'EE';8%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
3E%.,F%4(+&*)*+,%+E%.,%6;8%+(%)8.878'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%3E%.,F%4(+&*)*+,%+E%.,%6;8%+(%)8.878'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%6;8%+(%)8.878'%@9*;9%;.,%0'%G*&',%'EE';8%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%6;8%+(%)8.878'%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89'%6;8%+(%)8.878'%.('%)'&'(.01'K@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89'%6;8%+(%)8.878'%.('%)'&'(.01'K
3+@.%U+2'%6,,K%I%[K!RK%6;8)%+(%)8.878')%.('%)'&'(.01'3+@.%U+2'%6,,K%I%[K!RK%6;8)%+(%)8.878')%.('%)'&'(.01'
3E%.,F%4(+&*)*+,%+E%.,%6;8%+(%)8.878'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%3E%.,F%4(+&*)*+,%+E%.,%6;8%+(%)8.878'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%6;8%+(%)8.878'%@9*;9%;.,%0'%G*&',%'EE';8%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%6;8%+(%)8.878'%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89'%6;8%+(%)8.878'%.('%)'&'(.01'K@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89'%6;8%+(%)8.878'%.('%)'&'(.01'K
3+@.%U+2'%6,,K%I%[K!RK%6;8)%+(%)8.878')%.('%)'&'(.01'3+@.%U+2'%6,,K%I%[K!RK%6;8)%+(%)8.878')%.('%)'&'(.01'
3E%.,F%4(+&*)*+,%+E%.,%6;8%+(%)8.878'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%3E%.,F%4(+&*)*+,%+E%.,%6;8%+(%)8.878'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 64 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
D-N#D-N#&,-$%&+44:&;;&SSW:8&=&SSW:9
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 65 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
]#4*#*]#4:&')#):&+44:&;;&YW=<<TW&=&YW=<<<W
1456-".&!"#$%&'%("%)*&+()!"#$
I%MjPJJRjB!C!&7*-&$-12!3
I%MjPJJRjBRC!&7*-&$-12!3
I%MjPJJRjBJC!&7*-&$-12!3
I%MjPJJRjB[C!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%MjPJJRjBJC!&7*-&$-12!3I%MjPJJRjBJC!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 66 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
]#4*#*]#4:&')#):&+44:&;;&YW=<<TW&=&YW=<<<W
1456-".&!"#$%&'%("%)*&+()I%MjPJJR!K%5*).44(+4(*.8*+,%+E%8(.2'%)';('8H%*,V7,;8*&'%+(%+89'(%4(+8';8*&'%('1*'E!&7*-&$-12!3
I%MjPJJRRK%X./'H%2./.G')!&7*-&$-12!3
I%MjPJJRJK%6@.(2%+E%.88+(,'F%E'')=%@9',!&7*-&$-12!3
I%MjPJJR[K%-(')'(&.8*+,%+E%8(.2'%)';('8%27(*,G%.;8*+,!&7*-&$-12!3
I%MjPJJR$K%Z*/'%1*/*8%E+(%0(*,G*,G%.;8*+,!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%MjPJJRJK%6@.(2%+E%.88+(,'F%E'')=%@9',!&7*-&$-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%MjPJJRRK%X./'H%2./.G')I%MjPJJRRK%X./'H%2./.G')!&7*-&$-12!3!&7*-&$-12!3I%MjPJJRRK%X./'H%2./.G')I%MjPJJRRK%X./'H%2./.G')
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 67 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
]#4*#*]#4:&')#):&+44:&;;&YW=<<TW&=&YW=<<<W
1456-".&!"#$%&'%("%)*&+()I%MjPJJRMK%6441*;.8*+,%+E%.;8!&7*-&$-12!3
I%MjPJJRgK%W,*E+(/*8F%+E%.;8!&7*-&$-12!3
I%MjPJJR"K%X'&'(.0*1*8F%+E%4(+&*)*+,)%+E%.;8!&7*-&$-12!3
I%MjPJJJjK%6;8%,+8%('8(+.;8*&'
Z9*)%.;8%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%.;8%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
I%MjPJJR"K%X'&'(.0*1*8F%+E%4(+&*)*+,)%+E%.;8I%MjPJJR"K%X'&'(.0*1*8F%+E%4(+&*)*+,)%+E%.;8!&7*-&$-12!3!&7*-&$-12!3I%MjPJJR"K%X'&'(.0*1*8F%+E%4(+&*)*+,)%+E%.;8I%MjPJJR"K%X'&'(.0*1*8F%+E%4(+&*)*+,)%+E%.;8
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 68 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
]#4*#*]#4:&')#):&+44:&;;&YW=<<TW&=&YW=<<<W
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 69 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
]%4)F(UI]I:&H%G:&')#):&+44:&;;&<YS:99W&=&<YS:>WW
1456-".&!"#$%&'%("%)*&+()!"#$
I%JM$K##jB!C!&7*-&$-12!3
I%JM$K##jBRC!&7*-&$-12!3
I%JM$K##jBJC!&7*-&$-12!3
I%JM$K##jB[C
NZ(.2'%)';('8O%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2.8.=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A
B.C%L'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2
B0C%3)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%JM$K##jBJC!&7*-&$-12!3I%JM$K##jBJC!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 70 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
]%4)F(UI]I:&H%G:&')#):&+44:&;;&<YS:99W&=&<YS:>WW
1456-".&!"#$%&'%("%)*&+()I%JM$K##R%3,V7,;8*&'%('1*'E!&7*-&$-12!3
I%JM$K##[%L./.G')!"#$%&'%()*+,-C.*'%(/&+-%0-12!3
I%JM$K##M%688+(,'F_)%E'')!&7*-&$-12!3
I%JM$K###%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%JM$K#"j%X8.878'%+E%1*/*8.8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%JM$K##M%688+(,'F_)%E'')!&7*-&$-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%JM$K##[%L./.G')I%JM$K##[%L./.G')!"#$%&'%()*+,-C.*'%(/&+-%0-12!3!"#$%&'%()*+,-C.*'%(/&+-%0-12!3!"#$%&'%()*+,-C.*'%(/&+-%0-12!3!"#$%&'%()*+,-C.*'%(/&+-%0-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 71 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
]%4)F(UI]I:&H%G:&')#):&+44:&;;&<YS:99W&=&<YS:>WW
1456-".&!"#$%&'%("%)*&+()I%JM$K#"R%]EE';8%+,%+89'(%1.@)!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%JM$K#"[%W,*E+(/*8F%+E%.441*;.8*+,%.,2%;+,)8(7;8*+,!&7*-&$-12!3
I%JM$K#"#%X'&'(.0*1*8F!&7*-&$-12!3
I%JM$K"jj%]EE';8*&'%2.8'H%@9',%.441*;.01'%8+%/*).44(+4(*.8*+,
naX%JM$K##j%8+%JM$K"jj%)9.11%8.S'%'EE';8%+,%l71F%!J=%!""j=%.,2%)9.11%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%l71F%!J=%!""jK%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%l71F%!J=%!""j=%naX%JM$K##j%8+%JM$K"jj%.1)+%)9.11%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%l71F%!J=%!""jK
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
I%JM$K#"#%X'&'(.0*1*8FI%JM$K#"#%X'&'(.0*1*8F!&7*-&$-12!3!&7*-&$-12!3I%JM$K#"#%X'&'(.0*1*8FI%JM$K#"#%X'&'(.0*1*8F
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 72 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
]%4)F(UI]I:&H%G:&')#):&+44:&;;&<YS:99W&=&<YS:>WW
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 73 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
L-F5*5#4#L#:&')#):&+44:&;;&S8C8V<8&=&S8C8V<>
1456-".&!"#$%&'%("%)*&+()!"g"
I%![J!B!C!&7*-&$-12!3
I%![J!BRC!&7*-&$-12!3
I%![J!BJC!&7*-&$-12!3
I%![J!B[C!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%![J!BJC!&7*-&$-12!3I%![J!BJC!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 74 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
L-F5*5#4#L#:&')#):&+44:&;;&S8C8V<8&=&S8C8V<>
1456-".&!"#$%&'%("%)*&+()I%![JRK%3,V7,;8*&'%('1*'E
6K%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
QK%3,%'>;'48*+,.1%;*(;7/)8.,;')=%%3E%89'%;+7(8%2'8'(/*,')%89.8%*8%@+712%0'%7,('.)+,.01'%8+%4(+9*0*8%E787('%7)'=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%89'%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K
UK%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
I%![JJ%L./.G')
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
I%![J[K%688+(,'F_)%E'')!&7*-&$-12!3
I%![J$K%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%![JMK%-(');(*48*&'%4'(*+2!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%![J[K%688+(,'F_)%E'')!&7*-&$-12!3
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CKB0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=%.%;+/41.*,.,8%/.F%(';+&'(%2./.G')%E+(/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=%.%;+/41.*,.,8%/.F%(';+&'(%2./.G')%E+(('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(%.;87.1%1+))K%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K%L./.G')%;.,%*,;172'%0+89%3,%.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=%.%;+/41.*,.,8%/.F%(';+&'(%2./.G')%E+(.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=%.%;+/41.*,.,8%/.F%(';+&'(%2./.G')%E+(/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(/*).44(+4(*.8*+,K%6%;+/41.*,.,8%.1)+%/.F%(';+&'(%E+(
I%![JJ%L./.G')I%![JJ%L./.G')
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
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 75 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
L-F5*5#4#L#:&')#):&+44:&;;&S8C8V<8&=&S8C8V<>
1456-".&!"#$%&'%("%)*&+()I%![Jg%]EE';8%+,%+89'(%1.@6K%Z9*)%U9.48'(%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@)%+E%89*)%)8.8'%4'(8.*,*,G%8+%;*&*1%1*.0*1*8F%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%QK%Z9*)%;9.48'(%2+')%,+8%.EE';8A%
%%%%%%B!C%U+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%+89'(%;*&*1%1*.0*1*8F%+(%('1*'E%89.8%*)%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%
%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(
%%%%%%BRC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('81*.0*1*8F%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%
I%![J#K%W,*E+(/*8F%+E%.441*;.8*+,%.,2%;+,)8(7;8*+,!&7*-&$-12!3
k.K%X8.8K%6,,K%R[A!g$K%X'&'(.0*1*8F
6K%W,1'))%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%89'('*,=%89'%4(+&*)*+,)%+E%'.;9%.;8%+E%89'%1'G*)1.87('%.('%)'&'(.01'=%@9'89'(%+(%,+8%.%4(+&*)*+,%8+%89.8%'EE';8%*)%*,;172'2%*,%89'%.;8K%3E%.,F%4(+&*)*+,%+(%*8'/%+E%.,%.;8=%+(%89'%.441*;.8*+,%89'('+E=%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)=%*8'/)=%+(%.441*;.8*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,=%*8'/=%+(%.441*;.8*+,K
QK%Z9*)%X';8*+,%)9.11%.441F%8+%.;8)%+E%89'%1'G*)1.87('%.EE';8*,G%G','(.1=%.,2%1+;.1%.,2%)4';*.1%1.@)=%.,2%)8.878')%+E%89'%)8.8'=%*,;172*,G%89'%k+7*)*.,.%a'&*)'2%X8.878')%+E%!"$j=%89'%U*&*1%U+2'%+E%89'%)8.8'%+E%k+7*)*.,.=%89'%k+7*)*.,.%U+2'%+E%U*&*1%-(+;'27('=%89'%k+7*)*.,.%U+2'%+E%U(*/*,.1%-(+;'27('=%89'%k+7*)*.,.%U+2'%+E%]&*2',;'=%.,2%89'%k+7*)*.,.%U+2'%+E%l7&',*1'%-(+;'27('K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
.,2%89'%k+7*)*.,.%U+2'%+E%l7&',*1'%-(+;'27('Kk+7*)*.,.%U+2'%+E%U*&*1%-(+;'27('=%89'%k+7*)*.,.%U+2'%+E%U(*/*,.1%-(+;'27('=%89'%k+7*)*.,.%U+2'%+E%]&*2',;'=%k+7*)*.,.%U+2'%+E%U*&*1%-(+;'27('=%89'%k+7*)*.,.%U+2'%+E%U(*/*,.1%-(+;'27('=%89'%k+7*)*.,.%U+2'%+E%]&*2',;'=%.,2%89'%k+7*)*.,.%U+2'%+E%l7&',*1'%-(+;'27('K
QK%Z9*)%X';8*+,%)9.11%.441F%8+%.;8)%+E%89'%1'G*)1.87('%.EE';8*,G%G','(.1=%.,2%1+;.1%.,2%)4';*.1%1.@)=%.,2%)8.878')%+E%89'%)8.8'=%*,;172*,G%89'%k+7*)*.,.%a'&*)'2%X8.878')%+E%!"$j=%89'%U*&*1%U+2'%+E%89'%)8.8'%+E%k+7*)*.,.=%89'%k+7*)*.,.%U+2'%+E%U*&*1%-(+;'27('=%89'%k+7*)*.,.%U+2'%+E%U(*/*,.1%-(+;'27('=%89'%k+7*)*.,.%U+2'%+E%]&*2',;'=%.,2%89'%k+7*)*.,.%U+2'%+E%l7&',*1'%-(+;'27('K
QK%Z9*)%X';8*+,%)9.11%.441F%8+%.;8)%+E%89'%1'G*)1.87('%.EE';8*,G%G','(.1=%.,2%1+;.1%.,2%)4';*.1%1.@)=%.,2%)8.878')%+E%89'%)8.8'=%*,;172*,G%89'%k+7*)*.,.%a'&*)'2%X8.878')%+E%!"$j=%89'%U*&*1%U+2'%+E%89'%)8.8'%+E%k+7*)*.,.=%89'%
.441*;.8*+,%89'('+E=%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)=%*8'/)=%+(%.441*;.8*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,=%*8'/=%+(%.441*;.8*+,K
@9'89'(%+(%,+8%.%4(+&*)*+,%8+%89.8%'EE';8%*)%*,;172'2%*,%89'%.;8K%3E%.,F%4(+&*)*+,%+(%*8'/%+E%.,%.;8=%+(%89'%.441*;.8*+,%89'('+E=%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)=%*8'/)=%+(%.441*;.8*+,)%+E%@9'89'(%+(%,+8%.%4(+&*)*+,%8+%89.8%'EE';8%*)%*,;172'2%*,%89'%.;8K%3E%.,F%4(+&*)*+,%+(%*8'/%+E%.,%.;8=%+(%89'%.441*;.8*+,%89'('+E=%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)=%*8'/)=%+(%.441*;.8*+,)%+E%
6K%W,1'))%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%89'('*,=%89'%4(+&*)*+,)%+E%'.;9%.;8%+E%89'%1'G*)1.87('%.('%)'&'(.01'=%@9'89'(%+(%,+8%.%4(+&*)*+,%8+%89.8%'EE';8%*)%*,;172'2%*,%89'%.;8K%3E%.,F%4(+&*)*+,%+(%*8'/%+E%.,%.;8=%+(%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,=%*8'/=%+(%.441*;.8*+,K89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,=%*8'/=%+(%.441*;.8*+,K
QK%Z9*)%X';8*+,%)9.11%.441F%8+%.;8)%+E%89'%1'G*)1.87('%.EE';8*,G%G','(.1=%.,2%1+;.1%.,2%)4';*.1%1.@)=%.,2%)8.878')%QK%Z9*)%X';8*+,%)9.11%.441F%8+%.;8)%+E%89'%1'G*)1.87('%.EE';8*,G%G','(.1=%.,2%1+;.1%.,2%)4';*.1%1.@)=%.,2%)8.878')%+E%89'%)8.8'=%*,;172*,G%89'%k+7*)*.,.%a'&*)'2%X8.878')%+E%!"$j=%89'%U*&*1%U+2'%+E%89'%)8.8'%+E%k+7*)*.,.=%89'%+E%89'%)8.8'=%*,;172*,G%89'%k+7*)*.,.%a'&*)'2%X8.878')%+E%!"$j=%89'%U*&*1%U+2'%+E%89'%)8.8'%+E%k+7*)*.,.=%89'%k+7*)*.,.%U+2'%+E%U*&*1%-(+;'27('=%89'%k+7*)*.,.%U+2'%+E%U(*/*,.1%-(+;'27('=%89'%k+7*)*.,.%U+2'%+E%]&*2',;'=%k+7*)*.,.%U+2'%+E%U*&*1%-(+;'27('=%89'%k+7*)*.,.%U+2'%+E%U(*/*,.1%-(+;'27('=%89'%k+7*)*.,.%U+2'%+E%]&*2',;'=%.,2%89'%k+7*)*.,.%U+2'%+E%l7&',*1'%-(+;'27('K.,2%89'%k+7*)*.,.%U+2'%+E%l7&',*1'%-(+;'27('K
6K%W,1'))%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%89'('*,=%89'%4(+&*)*+,)%+E%'.;9%.;8%+E%89'%1'G*)1.87('%.('%)'&'(.01'=%6K%W,1'))%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%89'('*,=%89'%4(+&*)*+,)%+E%'.;9%.;8%+E%89'%1'G*)1.87('%.('%)'&'(.01'=%@9'89'(%+(%,+8%.%4(+&*)*+,%8+%89.8%'EE';8%*)%*,;172'2%*,%89'%.;8K%3E%.,F%4(+&*)*+,%+(%*8'/%+E%.,%.;8=%+(%89'%@9'89'(%+(%,+8%.%4(+&*)*+,%8+%89.8%'EE';8%*)%*,;172'2%*,%89'%.;8K%3E%.,F%4(+&*)*+,%+(%*8'/%+E%.,%.;8=%+(%89'%.441*;.8*+,%89'('+E=%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)=%*8'/)=%+(%.441*;.8*+,)%+E%.441*;.8*+,%89'('+E=%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)=%*8'/)=%+(%.441*;.8*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,=%*8'/=%+(%.441*;.8*+,K89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,=%*8'/=%+(%.441*;.8*+,K
k.K%X8.8K%6,,K%R[A!g$K%X'&'(.0*1*8Fk.K%X8.8K%6,,K%R[A!g$K%X'&'(.0*1*8F
6K%W,1'))%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%89'('*,=%89'%4(+&*)*+,)%+E%'.;9%.;8%+E%89'%1'G*)1.87('%.('%)'&'(.01'=%6K%W,1'))%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%89'('*,=%89'%4(+&*)*+,)%+E%'.;9%.;8%+E%89'%1'G*)1.87('%.('%)'&'(.01'=%@9'89'(%+(%,+8%.%4(+&*)*+,%8+%89.8%'EE';8%*)%*,;172'2%*,%89'%.;8K%3E%.,F%4(+&*)*+,%+(%*8'/%+E%.,%.;8=%+(%89'%@9'89'(%+(%,+8%.%4(+&*)*+,%8+%89.8%'EE';8%*)%*,;172'2%*,%89'%.;8K%3E%.,F%4(+&*)*+,%+(%*8'/%+E%.,%.;8=%+(%89'%.441*;.8*+,%89'('+E=%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)=%*8'/)=%+(%.441*;.8*+,)%+E%.441*;.8*+,%89'('+E=%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)=%*8'/)=%+(%.441*;.8*+,)%+E%
k.K%X8.8K%6,,K%R[A!g$K%X'&'(.0*1*8Fk.K%X8.8K%6,,K%R[A!g$K%X'&'(.0*1*8F
6K%W,1'))%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%89'('*,=%89'%4(+&*)*+,)%+E%'.;9%.;8%+E%89'%1'G*)1.87('%.('%)'&'(.01'=%6K%W,1'))%+89'(@*)'%)4';*E*;.11F%4(+&*2'2%89'('*,=%89'%4(+&*)*+,)%+E%'.;9%.;8%+E%89'%1'G*)1.87('%.('%)'&'(.01'=%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 76 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
L-F5*5#4#L#:&')#):&+44:&;;&S8C8V<8&=&S8C8V<>
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 77 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
^#54%^%:&H%G:&')#):&+44:&)5)&8WZ&;;&8SV8&=&8SV9
1456-".&!"#$%&'%("%)*&+()!"#$
I%!$[RB!C!&7*-&$-12!3
I%!$[RBRC!&7*-&$-12!3
I%!$[RBJC!&7*-&$-12!3
I%!$[RB[C!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%!$[RBJC!&7*-&$-12!3I%!$[RBJC!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 78 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
^#54%^%:&H%G:&')#):&+44:&)5)&8WZ&;;&8SV8&=&8SV9
1456-".&!"#$%&'%("%)*&+()I%!$[JK%3,V7,;8*&'%('1*'E
!K%5*).44(+4(*.8*+,%(')8(.*,'2%+(%',V+*,'2K%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%(')8(.*,'2%+(%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K
RK%]>;'48*+,.1%;*(;7/)8.,;')K%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K
%%%%%6K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K
JK%-(+8';8*+,%+E%8(.2'%)';('8%;+/4'11'2K%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
[K%6441*;.8*+,K%Z9*)%)';8*+,%.441*')%8+%.11%E+(/)%+E%*,V7,;8*&'%('1*'E=%*,;172*,G%8'/4+(.(F%(')8(.*,*,G%+(2'()=%4('1*/*,.(F%*,V7,;8*+,)%.,2%4'(/.,',8%*,V7,;8*+,)K
I%!$[[K%L./.G')!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%!$[$K%688+(,'F^)%E'')!&7*-&$-12!3
I%!$[MK%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%!$[gK%X8.878'%+E%1*/*8.8*+,)
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%89(''%[%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(=%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'=%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K%%
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%!$[$K%688+(,'F^)%E'')!&7*-&$-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%!$[[K%L./.G')I%!$[[K%L./.G')!"#$%&'%()*+,-(.*'%(/&+-%0-12!3!"#$%&'%()*+,-(.*'%(/&+-%0-12!3!"#$%&'%()*+,-(.*'%(/&+-%0-12!3!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 79 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
^#54%^%:&H%G:&')#):&+44:&)5)&8WZ&;;&8SV8&=&8SV9
1456-".&!"#$%&'%("%)*&+()I%!$[#K%]EE';8%+,%+89'(%1.@)
!K%b+%'EE';8K%]>;'48%.)%4(+&*2'2%*,%89*)%)';8*+,=%89*)%6;8%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F%.,2%+89'(%1.@)%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%Z9*)%6;8%2+')%,+8%.EE';8A
%%%%%6K%U+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H
%%%%%QK%e89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H
%%%%%UK%U(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H
%%%%%LK%Z9'%278F%+E%.,F%4'()+,%8+%2*);1+)'%*,E+(/.8*+,%@9'('%'>4('))1F%('?7*('2%0F%1.@H%+(
%%%%%]K%Z9'%4(+&*)*+,)%+E%89'%5.*,'%Z+(8%U1.*/)%6;8=%Z*81'%![=%;9.48'(%g[!K%
D0'*
5'K%a'&K%X8.8K%6,,K%8*8%!=%I%g!B#C%X'&'(.0*1*8FK%
Z9'%4(+&*)*+,)%+E%89'%)8.878')%.('%)'&'(.01'K%Z9'%4(+&*)*+,)%+E%.,F%)'))*+,%1.@%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%89'%)8.878')%+(%+E%.%)'))*+,%1.@%*)%*,&.1*2=%+(%*E%89'%.441*;.8*+,%+E%'*89'(%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%)7;9%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K%Z9'%('4'.1%+E%.%)'&'(.0*1*8F%;1.7)'%1+;.8'2%*,%.,2%.441*;.01'%8+%.,F%8*81'%+(%.%2*&*)*+,%+E%.%8*81'=%;9.48'(=%)';8*+,%+(%6;8=%/7)8%0'%;+,)8(7'2%.)%89'%('/+&.1%+E%)7(417)%1.,G7.G'%7,1'))%89'%1.@%*,2*;.8')%+89'(@*)'K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
2*&*)*+,%+E%.%8*81'=%;9.48'(=%)';8*+,%+(%6;8=%/7)8%0'%;+,)8(7'2%.)%89'%('/+&.1%+E%)7(417)%1.,G7.G'%7,1'))%89'%2*&*)*+,%+E%.%8*81'=%;9.48'(=%)';8*+,%+(%6;8=%/7)8%0'%;+,)8(7'2%.)%89'%('/+&.1%+E%)7(417)%1.,G7.G'%7,1'))%89'%
*,&.1*2=%)7;9%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K%Z9'%('4'.1%+E%.%)'&'(.0*1*8F%;1.7)'%1+;.8'2%*,%.,2%.441*;.01'%8+%.,F%8*81'%+(%.%2*&*)*+,%+E%.%8*81'=%;9.48'(=%)';8*+,%+(%6;8=%/7)8%0'%;+,)8(7'2%.)%89'%('/+&.1%+E%)7(417)%1.,G7.G'%7,1'))%89'%
+E%89'%)8.878')%+(%+E%.%)'))*+,%1.@%*)%*,&.1*2=%+(%*E%89'%.441*;.8*+,%+E%'*89'(%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%)7;9%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%+E%89'%)8.878')%+(%+E%.%)'))*+,%1.@%*)%*,&.1*2=%+(%*E%89'%.441*;.8*+,%+E%'*89'(%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%)7;9%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%
Z9'%4(+&*)*+,)%+E%89'%)8.878')%.('%)'&'(.01'K%Z9'%4(+&*)*+,)%+E%.,F%)'))*+,%1.@%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%89'%)8.878')%+(%+E%.%)'))*+,%1.@%*)%*,&.1*2=%+(%*E%89'%.441*;.8*+,%+E%'*89'(%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K%Z9'%('4'.1%+E%.%)'&'(.0*1*8F%;1.7)'%1+;.8'2%*,%.,2%.441*;.01'%8+%.,F%8*81'%+(%.%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K%Z9'%('4'.1%+E%.%)'&'(.0*1*8F%;1.7)'%1+;.8'2%*,%.,2%.441*;.01'%8+%.,F%8*81'%+(%.%2*&*)*+,%+E%.%8*81'=%;9.48'(=%)';8*+,%+(%6;8=%/7)8%0'%;+,)8(7'2%.)%89'%('/+&.1%+E%)7(417)%1.,G7.G'%7,1'))%89'%2*&*)*+,%+E%.%8*81'=%;9.48'(=%)';8*+,%+(%6;8=%/7)8%0'%;+,)8(7'2%.)%89'%('/+&.1%+E%)7(417)%1.,G7.G'%7,1'))%89'%1.@%*,2*;.8')%+89'(@*)'K1.@%*,2*;.8')%+89'(@*)'K
Z9'%4(+&*)*+,)%+E%89'%)8.878')%.('%)'&'(.01'K%Z9'%4(+&*)*+,)%+E%.,F%)'))*+,%1.@%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%Z9'%4(+&*)*+,)%+E%89'%)8.878')%.('%)'&'(.01'K%Z9'%4(+&*)*+,)%+E%.,F%)'))*+,%1.@%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%89'%)8.878')%+(%+E%.%)'))*+,%1.@%*)%*,&.1*2=%+(%*E%89'%.441*;.8*+,%+E%'*89'(%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%+E%89'%)8.878')%+(%+E%.%)'))*+,%1.@%*)%*,&.1*2=%+(%*E%89'%.441*;.8*+,%+E%'*89'(%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%)7;9%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2=%)7;9%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K%Z9'%('4'.1%+E%.%)'&'(.0*1*8F%;1.7)'%1+;.8'2%*,%.,2%.441*;.01'%8+%.,F%8*81'%+(%.%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K%Z9'%('4'.1%+E%.%)'&'(.0*1*8F%;1.7)'%1+;.8'2%*,%.,2%.441*;.01'%8+%.,F%8*81'%+(%.%
5'K%a'&K%X8.8K%6,,K%8*8%!=%I%g!B#C%X'&'(.0*1*8FK%5'K%a'&K%X8.8K%6,,K%8*8%!=%I%g!B#C%X'&'(.0*1*8FK%
Z9'%4(+&*)*+,)%+E%89'%)8.878')%.('%)'&'(.01'K%Z9'%4(+&*)*+,)%+E%.,F%)'))*+,%1.@%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%Z9'%4(+&*)*+,)%+E%89'%)8.878')%.('%)'&'(.01'K%Z9'%4(+&*)*+,)%+E%.,F%)'))*+,%1.@%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%89'%)8.878')%+(%+E%.%)'))*+,%1.@%*)%*,&.1*2=%+(%*E%89'%.441*;.8*+,%+E%'*89'(%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%+E%89'%)8.878')%+(%+E%.%)'))*+,%1.@%*)%*,&.1*2=%+(%*E%89'%.441*;.8*+,%+E%'*89'(%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%)7;9%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2=%)7;9%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%
5'K%a'&K%X8.8K%6,,K%8*8%!=%I%g!B#C%X'&'(.0*1*8FK%5'K%a'&K%X8.8K%6,,K%8*8%!=%I%g!B#C%X'&'(.0*1*8FK%
Z9'%4(+&*)*+,)%+E%89'%)8.878')%.('%)'&'(.01'K%Z9'%4(+&*)*+,)%+E%.,F%)'))*+,%1.@%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%Z9'%4(+&*)*+,)%+E%89'%)8.878')%.('%)'&'(.01'K%Z9'%4(+&*)*+,)%+E%.,F%)'))*+,%1.@%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 80 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
^#54%^%:&H%G:&')#):&+44:&)5)&8WZ&;;&8SV8&=&8SV9
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 81 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
^#"I7#4$^$:&,-$%&+44:Z&,-.:&L#N&;;&88=8TW8&=&88=8TW>
^#"I7#4$&1456-".&!"#$%&'%("%)*&+()!"#$
I%!!P!Rj!K%L'E*,*8*+,)!"#$%&'%()*+,-(.*'%(/&+-#"%-<05Y
B.C%3,%89*)%)708*81'%89'%E+11+@*,G%@+(2)%9.&'%89'%/'.,*,G)%*,2*;.8'2%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'%
I%!!P!Rj!B;C!&7*-&$-12!3
I%!!P!Rj!B2C!&7*-&$-12!3
I%!!P!Rj!B'C!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%!!P!Rj!B2C!&7*-&$-12!3I%!!P!Rj!B2C!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 82 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
^#"I7#4$^$:&,-$%&+44:Z&,-.:&L#N&;;&88=8TW8&=&88=8TW>
^#"I7#4$&1456-".&!"#$%&'%("%)*&+()I%!!P!RjRK%3,V7,;8*&'%a'1*'E!&7*-&$-12!3
I%!!P!RjJK%L./.G')!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%!!P!Rj[K%688+(,'F^)%E'')!&7*-&$-12!3
I%!!P!Rj$K%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%!!P!RjMK%X8.878'%+E%1*/*8.8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%!!P!Rj[K%688+(,'F^)%E'')!&7*-&$-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%!!P!RjJK%L./.G')I%!!P!RjJK%L./.G')!"#$%&'%()*+,-(.*'%(/&+-%0-12!3!"#$%&'%()*+,-(.*'%(/&+-%0-12!3!"#$%&'%()*+,-(.*'%(/&+-%0-12!3!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 83 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
^#"I7#4$^$:&,-$%&+44:Z&,-.:&L#N&;;&88=8TW8&=&88=8TW>
^#"I7#4$&1456-".&!"#$%&'%("%)*&+()I%!!P!RjgK%]EE';8%+,%+89'(%1.@!&7*-&$-12!3-#"%-<05-%=*-&..(%(0'-0<Y
BRC%b+89*,G%;+,8.*,'2%*,%89*)%.;8%/.F%0'%.441*'2%+(%;+,)8(7'2%8+%@.*&'%+(%1*/*8%.,F%;+//+,%1.@%+(%)8.878+(F%2'E',)'%+(%*//7,*8F%4+))'))'2%0F%X8.8'%4'()+,,'1%.)%2'E*,'2%7,2'(%I%!RP!j!%+E%89'%X8.8'%c+&'(,/',8%6(8*;1'K
I%!!P!Rj#K%W,*E+(/*8F%+E%.441*;.8*+,%.,2%;+,)8(7;8*+,!&7*-&$-12!3
52K%U+2'%6,,K=%c','(.1%-(+&*)*+,)%I%!PR!jK%X'&'(.0*1*8F
3,%G','(.1B.C%]>;'48%.)%+89'(@*)'%4(+&*2'2=%89'%4(+&*)*+,)%+E%.11%)8.878')%',.;8'2%.E8'(%l71F%!=%!"gJ=%.('%)'&'(.01'K
Y9',%4.(8%+E%)8.878'%E+7,2%8+%0'%7,;+,)8*878*+,.1%+(%&+*2B0C%Z9'%E*,2*,G%0F%.%;+7(8%89.8%4.(8%+E%.%)8.878'%*)%7,;+,)8*878*+,.1%+(%&+*2%2+')%,+8%.EE';8%89'%&.1*2*8F%+E%89'%('/.*,*,G%4+(8*+,)%+E%89'%)8.878'=%7,1'))%89'%;+7(8%E*,2)%89.8%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%.1+,'%.('%*,;+/41'8'%.,2%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
B0C%Z9'%E*,2*,G%0F%.%;+7(8%89.8%4.(8%+E%.%)8.878'%*)%7,;+,)8*878*+,.1%+(%&+*2%2+')%,+8%.EE';8%89'%&.1*2*8F%+E%89'%('/.*,*,G%4+(8*+,)%+E%89'%)8.878'=%7,1'))%89'%;+7(8%E*,2)%89.8%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%.1+,'%.('%*,;+/41'8'%.,2%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
B0C%Z9'%E*,2*,G%0F%.%;+7(8%89.8%4.(8%+E%.%)8.878'%*)%7,;+,)8*878*+,.1%+(%&+*2%2+')%,+8%.EE';8%89'%&.1*2*8F%+E%89'%('/.*,*,G%4+(8*+,)%+E%89'%)8.878'=%7,1'))%89'%;+7(8%E*,2)%89.8%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%.1+,'%.('%*,;+/41'8'%.,2%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
Y9',%4.(8%+E%)8.878'%E+7,2%8+%0'%7,;+,)8*878*+,.1%+(%&+*2B0C%Z9'%E*,2*,G%0F%.%;+7(8%89.8%4.(8%+E%.%)8.878'%*)%7,;+,)8*878*+,.1%+(%&+*2%2+')%,+8%.EE';8%89'%&.1*2*8F%+E%89'%
B.C%]>;'48%.)%+89'(@*)'%4(+&*2'2=%89'%4(+&*)*+,)%+E%.11%)8.878')%',.;8'2%.E8'(%l71F%!=%!"gJ=%.('%)'&'(.01'KB.C%]>;'48%.)%+89'(@*)'%4(+&*2'2=%89'%4(+&*)*+,)%+E%.11%)8.878')%',.;8'2%.E8'(%l71F%!=%!"gJ=%.('%)'&'(.01'KB.C%]>;'48%.)%+89'(@*)'%4(+&*2'2=%89'%4(+&*)*+,)%+E%.11%)8.878')%',.;8'2%.E8'(%l71F%!=%!"gJ=%.('%)'&'(.01'K
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
Y9',%4.(8%+E%)8.878'%E+7,2%8+%0'%7,;+,)8*878*+,.1%+(%&+*2Y9',%4.(8%+E%)8.878'%E+7,2%8+%0'%7,;+,)8*878*+,.1%+(%&+*2B0C%Z9'%E*,2*,G%0F%.%;+7(8%89.8%4.(8%+E%.%)8.878'%*)%7,;+,)8*878*+,.1%+(%&+*2%2+')%,+8%.EE';8%89'%&.1*2*8F%+E%89'%B0C%Z9'%E*,2*,G%0F%.%;+7(8%89.8%4.(8%+E%.%)8.878'%*)%7,;+,)8*878*+,.1%+(%&+*2%2+')%,+8%.EE';8%89'%&.1*2*8F%+E%89'%('/.*,*,G%4+(8*+,)%+E%89'%)8.878'=%7,1'))%89'%;+7(8%E*,2)%89.8%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%.1+,'%.('%('/.*,*,G%4+(8*+,)%+E%89'%)8.878'=%7,1'))%89'%;+7(8%E*,2)%89.8%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%.1+,'%.('%*,;+/41'8'%.,2%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K*,;+/41'8'%.,2%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
3,%G','(.13,%G','(.1B.C%]>;'48%.)%+89'(@*)'%4(+&*2'2=%89'%4(+&*)*+,)%+E%.11%)8.878')%',.;8'2%.E8'(%l71F%!=%!"gJ=%.('%)'&'(.01'KB.C%]>;'48%.)%+89'(@*)'%4(+&*2'2=%89'%4(+&*)*+,)%+E%.11%)8.878')%',.;8'2%.E8'(%l71F%!=%!"gJ=%.('%)'&'(.01'K
Y9',%4.(8%+E%)8.878'%E+7,2%8+%0'%7,;+,)8*878*+,.1%+(%&+*2Y9',%4.(8%+E%)8.878'%E+7,2%8+%0'%7,;+,)8*878*+,.1%+(%&+*2
52K%U+2'%6,,K=%c','(.1%-(+&*)*+,)%I%!PR!jK%X'&'(.0*1*8F52K%U+2'%6,,K=%c','(.1%-(+&*)*+,)%I%!PR!jK%X'&'(.0*1*8F
B.C%]>;'48%.)%+89'(@*)'%4(+&*2'2=%89'%4(+&*)*+,)%+E%.11%)8.878')%',.;8'2%.E8'(%l71F%!=%!"gJ=%.('%)'&'(.01'KB.C%]>;'48%.)%+89'(@*)'%4(+&*2'2=%89'%4(+&*)*+,)%+E%.11%)8.878')%',.;8'2%.E8'(%l71F%!=%!"gJ=%.('%)'&'(.01'K
52K%U+2'%6,,K=%c','(.1%-(+&*)*+,)%I%!PR!jK%X'&'(.0*1*8F52K%U+2'%6,,K=%c','(.1%-(+&*)*+,)%I%!PR!jK%X'&'(.0*1*8F
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 84 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
^#"I7#4$^$:&,-$%&+44:Z&,-.:&L#N&;;&88=8TW8&=&88=8TW>
^#"I7#4$&1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 85 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
^#**#(0F*%))*^+&':TV89Z&89>)0&Q%4:&,):&_^#:&TW8Y`&!"#$$%$&'()'*+,*-+../&*01&'+213
1456-".&!"#$%&'%("%)*&+()-(+4+)'2%k'G*)1.8*+,%
X';8*+,%!K%
6)%7)'2%*,%89*)%;9.48'(=%89'%E+11+@*,G%@+(2)%)9.11%9.&'%89'%E+11+@*,G%/'.,*,G)%7,1'))%89'%;+,8'>8%;1'.(1F%('?7*(')%+89'(@*)'A
B!C%N3/4(+4'(%/'.,)O=%*,;172')=%078%*)%,+8%1*/*8'2%8+=%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%7,('.)+,.01'%*,8(7)*+,%*,8+%4(*&.8'%49F)*;.1%+(%'1';8(+,*;%)4.;'%+(%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%;+,E*2',8*.1%('1.8*+,)9*4%+(%+89'(%278F%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H%8+%1*/*8%.;?7*)*8*+,=%2*);1+)7('%+(%7)'%+E%*,E+(/.8*+,o%4(+&*2'2=%9+@'&'(=%89.8%N*/4(+4'(%/'.,)O%)9.11%,+8%*,;172'%('&'()'%',G*,''(*,G%E(+/%4(+4'(1F%.;;'))'2%/.8'(*.1)%+(%*,E+(/.8*+,K
X';8*+,%!BRC!"#$%&'%()*+,-(.*'%(/&+-%0-12!3-#"%-<05Y
B**CBUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%89'%.;8+(_)%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%89'%.;8+(_)%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8=%/*)8.S'%+(%89(+7G9%.,+89'(%4'()+,_)%.;8%2');(*0'2%*,%;1.7)'%B*C%+(%)70;1.7)'%B6C%+(%BQC%+E%;1.7)'%B**CK
X';8*+,%!BJC!&7*-&$-12!3
X';8*+,%!B[C
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o%.,2%:**<%*)%@.)%89'%)70V';8%+E%'EE+(8)%89.8%@'('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')=%8+%/.*,8.*,%*8)%)';(';FK%@9*;9%/.F%*,;172'%('.)+,.01'%,+8*;'%8+%4(+8';8%.G.*,)8%*8%0'*,G%.;?7*('2=%2*);1+)'2%+(%7)'2%@*89+78%89'%;+,)',8%+E%89'%4'()+,%4(+4'(1F%.))'(8*,G%(*G98)%89'('*,%+(%)7;9%4'()+,^)%4('2';'))+(%*,%*,8'(')8K
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
X';8*+,%!BJC!&7*-&$-12!3X';8*+,%!BJC!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 86 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
^#**#(0F*%))*^+&':TV89Z&89>)0&Q%4:&,):&_^#:&TW8Y`&!"#$$%$&'()'*+,*-+../&*01&'+213
1456-".&!"#$%&'%("%)*&+()X';8*+,%R
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2%74+,%4(*,;*41')%+E%'?7*8F=%*,;172*,G=%078%,+8%1*/*8'2%8+=%;+,)*2'(.8*+,%+E%4(*+(%4.(8F%;+,27;8%.,2%;*(;7/)8.,;')%+E%4+8',8*.1%7)'=%74+,%.%)9+@*,G%89.8%*,E+(/.8*+,%?7.1*EF*,G%.)%.%8(.2'%)';('8%9.)%0'',%+(%*)%89('.8','2%8+%0'%/*).44(+4(*.8'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%.,F%';+,+/*;%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%/*).44(+4(*.8*+,K
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+8%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
X';8*+,%JK%
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%89'%./+7,8%+E%.,%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
X';8*+,%[
Z9'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F)_%E'')%.,2%;+)8)%8+%89'%4('&.*1*,G%4.(8F%*EA%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%+(%2'E',2'2%*,%0.2%E.*89o%B**C%.%/+8*+,%8+%',8'(%+(%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89o%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)K%3,%;+,)*2'(*,G%.,%.@.(2%+E%('.)+,.01'%.88+(,'F)_%E'')=%89'%;+7(8%/.F%8.S'%*,8+%.;;+7,8%89'%;1.*/.,8_)%)4';*E*;.8*+,%+E%8(.2'%)';('8)%.,2%89'%4(++E%89.8%89'%.11'G'2%8(.2'%)';('8)%@'('%/*).44(+4(*.8'2K
X';8*+,%$
B.C%3,%.,%.;8*+,%7,2'(%89*)%;9.48'(=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,%;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
B0C%3,%.,%.;8*+,%7,2'(%89*)%;9.48'(=%*,%.11'G*,G%8(.2'%)';('8)%/*).44(+4(*.8*+,%.%4.(8F%)9.11%)8.8'%@*89%('.)+,.01'%4.(8*;71.(*8F%89'%;*(;7/)8.,;')%89'('+E=%*,;172*,G%89'%,.87('%+E%89'%8(.2'%)';('8)%.,2%89'%0.)*)%E+(%89'*(%4(+8';8*+,K%Q'E+('%;+//',;*,G%2*);+&'(F%('1.8*,G%8+%.,%.11'G'2%8(.2'%)';('8=%89'%4.(8F%.11'G*,G%/*).44(+4(*.8*+,%)9.11%*2',8*EF%89'%8(.2'%)';('8%@*89%)7EE*;*',8%4.(8*;71.(*8F%7,2'(%89'%;*(;7/)8.,;')%+E%89'%;.)'%8+%.11+@%89'%;+7(8%8+%2'8'(/*,'%89'%.44(+4(*.8'%4.(./'8'()%+E%2*);+&'(F%.,2%8+%',.01'%('.)+,.01F%+89'(%4.(8*')%8+%4('4.('%89'*(%2'E',)'K
X';8*+,%M!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
X';8*+,%[
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%89'%./+7,8%+E%.,%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CKB0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%89'%./+7,8%+E%.,%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%89'%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%89'%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,%+E%*,E+(/.8*+,%?7.1*EF*,G%.)%.%8(.2'%)';('889'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,%+E%*,E+(/.8*+,%?7.1*EF*,G%.)%.%8(.2'%)';('8('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%89'%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%89'%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8KE+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%89'%./+7,8%+E%.,%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK,+8%'>;''2*,G%8@*;'%89'%./+7,8%+E%.,%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,%+E%*,E+(/.8*+,%?7.1*EF*,G%.)%.%8(.2'%)';('8(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,%+E%*,E+(/.8*+,%?7.1*EF*,G%.)%.%8(.2'%)';('889'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%
B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 87 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
^#**#(0F*%))*^+&':TV89Z&89>)0&Q%4:&,):&_^#:&TW8Y`&!"#$$%$&'()'*+,*-+../&*01&'+213
1456-".&!"#$%&'%("%)*&+()X';8*+,%g
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%;9.48'(%2*)41.;')%)9.11%)74'()'2'%.,F%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@)%+E%89*)%)8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%89'%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K
B0C%Z9*)%;9.48'(%)9.11%,+8%.EE';8A%%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%4(+&*2'2%89.8=%8+%89'%'>8',8%)7;9%('/'2*')%.('%0.)'2%+,%.,%*,8'(')8%*,%89'%';+,+/*;%.2&.,8.G'%+E%*,E+(/.8*+,%;1.*/'2%8+%0'%;+,E*2',8*.1=%89.8%;+,E*2',8*.1*8F%)9.11%0'%2'8'(/*,'2%.;;+(2*,G%8+%89'%2'E*,*8*+,%+E%8(.2'%)';('8%*,%)70)';8*+,%B[C+E%)';8*+,%!%=%@9'('%89'%8'(/)%.,2%;*(;7/)8.,;')%+E%89'%7,2'(1F*,G%;+,8(.;8%)9.11%0'%;+,)*2'('2%*,%)7;9%2'8'(/*,.8*+,o%%%%%%%BRC%('/'2*')%0.)'2%+,%)70/*))*+,)%8+%G+&'(,/',8.1%7,*8)o%%%%%%%BJC%+89'(%;*&*1%('/'2*')%8+%89'%'>8',8%89.8%89+)'%('/'2*')%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8o%+(%%%%%%%B[C%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K
X';8*+,%#!&7*-&$-12!3
cKkK%;K%[=%I%MK%a71')%E+(%;+,)8(7;8*+,%+E%)8.878')
]1'&',89=%Z9'%4(+&*)*+,)%+E%.,F%)8.878'%)9.11%0'%2''/'2%)'&'(.01'=%.,2%*E%.,F%4.(8%+E%.,F%)8.878'%)9.11%0'%.2V72G'2%7,;+,)8*878*+,.1%+(%*,&.1*2=%)7;9%V72G/',8%)9.11%,+8%.EE';8%+89'(%&.1*2%4.(8)%89'('+EK
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
.2V72G'2%7,;+,)8*878*+,.1%+(%*,&.1*2=%)7;9%V72G/',8%)9.11%,+8%.EE';8%+89'(%&.1*2%4.(8)%89'('+EK.2V72G'2%7,;+,)8*878*+,.1%+(%*,&.1*2=%)7;9%V72G/',8%)9.11%,+8%.EE';8%+89'(%&.1*2%4.(8)%89'('+EK]1'&',89=%Z9'%4(+&*)*+,)%+E%.,F%)8.878'%)9.11%0'%2''/'2%)'&'(.01'=%.,2%*E%.,F%4.(8%+E%.,F%)8.878'%)9.11%0'%.2V72G'2%7,;+,)8*878*+,.1%+(%*,&.1*2=%)7;9%V72G/',8%)9.11%,+8%.EE';8%+89'(%&.1*2%4.(8)%89'('+EK
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
]1'&',89=%Z9'%4(+&*)*+,)%+E%.,F%)8.878'%)9.11%0'%2''/'2%)'&'(.01'=%.,2%*E%.,F%4.(8%+E%.,F%)8.878'%)9.11%0'%]1'&',89=%Z9'%4(+&*)*+,)%+E%.,F%)8.878'%)9.11%0'%2''/'2%)'&'(.01'=%.,2%*E%.,F%4.(8%+E%.,F%)8.878'%)9.11%0'%.2V72G'2%7,;+,)8*878*+,.1%+(%*,&.1*2=%)7;9%V72G/',8%)9.11%,+8%.EE';8%+89'(%&.1*2%4.(8)%89'('+EK.2V72G'2%7,;+,)8*878*+,.1%+(%*,&.1*2=%)7;9%V72G/',8%)9.11%,+8%.EE';8%+89'(%&.1*2%4.(8)%89'('+EK
cKkK%;K%[=%I%MK%a71')%E+(%;+,)8(7;8*+,%+E%)8.878')cKkK%;K%[=%I%MK%a71')%E+(%;+,)8(7;8*+,%+E%)8.878')
]1'&',89=%Z9'%4(+&*)*+,)%+E%.,F%)8.878'%)9.11%0'%2''/'2%)'&'(.01'=%.,2%*E%.,F%4.(8%+E%.,F%)8.878'%)9.11%0'%]1'&',89=%Z9'%4(+&*)*+,)%+E%.,F%)8.878'%)9.11%0'%2''/'2%)'&'(.01'=%.,2%*E%.,F%4.(8%+E%.,F%)8.878'%)9.11%0'%.2V72G'2%7,;+,)8*878*+,.1%+(%*,&.1*2=%)7;9%V72G/',8%)9.11%,+8%.EE';8%+89'(%&.1*2%4.(8)%89'('+EK.2V72G'2%7,;+,)8*878*+,.1%+(%*,&.1*2=%)7;9%V72G/',8%)9.11%,+8%.EE';8%+89'(%&.1*2%4.(8)%89'('+EK
cKkK%;K%[=%I%MK%a71')%E+(%;+,)8(7;8*+,%+E%)8.878')cKkK%;K%[=%I%MK%a71')%E+(%;+,)8(7;8*+,%+E%)8.878')
]1'&',89=%Z9'%4(+&*)*+,)%+E%.,F%)8.878'%)9.11%0'%2''/'2%)'&'(.01'=%.,2%*E%.,F%4.(8%+E%.,F%)8.878'%)9.11%0'%]1'&',89=%Z9'%4(+&*)*+,)%+E%.,F%)8.878'%)9.11%0'%2''/'2%)'&'(.01'=%.,2%*E%.,F%4.(8%+E%.,F%)8.878'%)9.11%0'%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 88 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
^#**#(0F*%))*^+&':TV89Z&89>)0&Q%4:&,):&_^#:&TW8Y`&!"#$$%$&'()'*+,*-+../&*01&'+213
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 89 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
^5(05@#4^5(0:&,-./:&L#N*&+44:&;;&VVS:8>W8&=&VVS:8>8W
1456-".&!"#$%&'%("%)*&+()!"#$
[[$K!"jRK%L'E*,*8*+,)!&7*-&$-12!3-#"%-<05Y
X';K%RK%6)%7)'2%*,%89*)%.;8%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
I%[[$K!"jRB0C!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%[[$K!"jRB;C
fJ*5$0'g-7*&'$- &-'&%"5&+-4*5$0' - &'-('.()(."&+ E-/05405&%(0'E- #"$('*$$-%5"$%E-*$%&%*E-%5"$%E -4&5%'*5$=(4E-&$$0/(&%(0'E- F0('%-)*'%"5*E-60)*5'7*'%E-60)*5'7*'%&+-$"#.()($(0'-05-&6*'/,E - 60)*5'7*'%&+-*'%(%,E -05-&',-0%=*5-+*6&+- 05-/077*5/(&+ -*'%(%,>
I%[[$K!"jRB.C!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
&$$0/(&%(0'E-0%=*5-+*6&+-
I%[[$K!"jRB;C
fJ*5$0'g-7*&'$-&$$0/(&%(0'E-
I%[[$K!"jRB;CBJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 90 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
^5(05@#4^5(0:&,-./:&L#N*&+44:&;;&VVS:8>W8&=&VVS:8>8W
1456-".&!"#$%&'%("%)*&+()I%[[$K!"jJK%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%+E%8(.2'%)';('8)H%*,V7,;8*+,
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
I%[[$K!"j[K%a';+&'(F%+E%2./.G')%E+(%/*).44(+4(*.8*+,H%'>;'48*+,)
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%
I%[[$K!"j$K%U1.*/)%/.2'%*,%0.2%E.*89H%/+8*+,%8+%8'(/*,.8'%*,V7,;8*+,!&7*-&$-12!3
I%[[$K!"jMK%-(')'(&.8*+,%+E%)';(';F%+E%.11'G'2%8(.2'%)';('8=%/'.,)!&7*-&$-12!3
I%[[$K!"jgK%X8.878'%+E%1*/*8.8*+,)%E+(%0(*,G*,G%/*).44(+4(*.8*+,%.;8*+,!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%[[$K!"j$K%U1.*/)%/.2'%*,%0.2%E.*89H%/+8*+,%8+%8'(/*,.8'%*,V7,;8*+,!&7*-&$-12!3
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%
+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%
2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%
8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K8(.2'%)';('8K
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%
I%[[$K!"j[K%a';+&'(F%+E%2./.G')%E+(%/*).44(+4(*.8*+,H%'>;'48*+,)I%[[$K!"j[K%a';+&'(F%+E%2./.G')%E+(%/*).44(+4(*.8*+,H%'>;'48*+,)
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%
I%[[$K!"j[K%a';+&'(F%+E%2./.G')%E+(%/*).44(+4(*.8*+,H%'>;'48*+,)I%[[$K!"j[K%a';+&'(F%+E%2./.G')%E+(%/*).44(+4(*.8*+,H%'>;'48*+,)
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 91 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
^5(05@#4^5(0:&,-./:&L#N*&+44:&;;&VVS:8>W8&=&VVS:8>8W
1456-".&!"#$%&'%("%)*&+()I%[[$K!"j#K%L*)41.;'/',8%+E%+89'(%;*&*1%('/'2*')!&7*-&$-12!3
I%[[$K!"j"K%6441*;.8*+,%.,2%;+,)8(7;8*+,%+E%.;8!&7*-&$-12!3
5*;9K%U+/4K%k.@)%6,,K%I%#K$K%X'&'(.0*1*8F
3,%89'%;+,)8(7;8*+,%+E%89'%)8.878')%+E%89*)%)8.8'%89'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2=%7,1'))%)7;9%;+,)8(7;8*+,%@+712%0'%*,;+,)*)8',8%@*89%89'%/.,*E')8%*,8',8%+E%89'%1'G*)1.87('=%89.8%*)%8+%).FA
3E%.,F%4+(8*+,%+E%.,%.;8%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%)9.11%0'%E+7,2%8+%0'%*,&.1*2%0F%.%;+7(8=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%('/.*,*,G%4+(8*+,)%+(%.441*;.8*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4+(8*+,%+(%.441*;.8*+,=%4(+&*2'2%)7;9%('/.*,*,G%4+(8*+,)%.('%,+8%2'8'(/*,'2%0F%89'%;+7(8%8+%0'%*,+4'(.01'=%.,2%8+%89*)%',2%.;8)%.('%2';1.('2%8+%0'%)'&'(.01'K
I%[[$K!"!jK%]EE';8*&'%2.8'%+E%.;8H%.441*;.8*+,
Z9*)%.;8%8.S')%'EE';8%e;8+0'(%!=%!""#%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%0'E+('%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%0'E+('%89'%'EE';8*&'%2.8'=%89*)%.;8%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
0F%.%;+7(8=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%('/.*,*,G%4+(8*+,)%+(%.441*;.8*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4+(8*+,%+(%.441*;.8*+,=%4(+&*2'2%)7;9%('/.*,*,G%4+(8*+,)%.('%,+8%2'8'(/*,'2%0F%89'%;+7(8%8+%0'%*,+4'(.01'=%.,2%8+%89*)%',2%.;8)%.('%2';1.('2%8+%0'%)'&'(.01'K
0F%.%;+7(8=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%('/.*,*,G%4+(8*+,)%+(%.441*;.8*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4+(8*+,%+(%.441*;.8*+,=%4(+&*2'2%)7;9%('/.*,*,G%4+(8*+,)%.('%,+8%2'8'(/*,'2%0F%89'%;+7(8%8+%0'%*,+4'(.01'=%.,2%8+%89*)%',2%.;8)%.('%2';1.('2%8+%0'%)'&'(.01'K
3E%.,F%4+(8*+,%+E%.,%.;8%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%)9.11%0'%E+7,2%8+%0'%*,&.1*2%0F%.%;+7(8=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%('/.*,*,G%4+(8*+,)%+(%.441*;.8*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%
@+712%0'%*,;+,)*)8',8%@*89%89'%/.,*E')8%*,8',8%+E%89'%1'G*)1.87('=%89.8%*)%8+%).FA@+712%0'%*,;+,)*)8',8%@*89%89'%/.,*E')8%*,8',8%+E%89'%1'G*)1.87('=%89.8%*)%8+%).FA3,%89'%;+,)8(7;8*+,%+E%89'%)8.878')%+E%89*)%)8.8'%89'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2=%7,1'))%)7;9%;+,)8(7;8*+,%@+712%0'%*,;+,)*)8',8%@*89%89'%/.,*E')8%*,8',8%+E%89'%1'G*)1.87('=%89.8%*)%8+%).FA
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
3E%.,F%4+(8*+,%+E%.,%.;8%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%)9.11%0'%E+7,2%8+%0'%*,&.1*2%3E%.,F%4+(8*+,%+E%.,%.;8%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%)9.11%0'%E+7,2%8+%0'%*,&.1*2%0F%.%;+7(8=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%('/.*,*,G%4+(8*+,)%+(%.441*;.8*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%0F%.%;+7(8=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%('/.*,*,G%4+(8*+,)%+(%.441*;.8*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4+(8*+,%+(%.441*;.8*+,=%4(+&*2'2%)7;9%('/.*,*,G%4+(8*+,)%.('%,+8%2'8'(/*,'2%0F%89'%'EE';8%@*89+78%89'%*,&.1*2%4+(8*+,%+(%.441*;.8*+,=%4(+&*2'2%)7;9%('/.*,*,G%4+(8*+,)%.('%,+8%2'8'(/*,'2%0F%89'%;+7(8%8+%0'%*,+4'(.01'=%.,2%8+%89*)%',2%.;8)%.('%2';1.('2%8+%0'%)'&'(.01'K;+7(8%8+%0'%*,+4'(.01'=%.,2%8+%89*)%',2%.;8)%.('%2';1.('2%8+%0'%)'&'(.01'K
3,%89'%;+,)8(7;8*+,%+E%89'%)8.878')%+E%89*)%)8.8'%89'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2=%7,1'))%)7;9%;+,)8(7;8*+,%3,%89'%;+,)8(7;8*+,%+E%89'%)8.878')%+E%89*)%)8.8'%89'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2=%7,1'))%)7;9%;+,)8(7;8*+,%@+712%0'%*,;+,)*)8',8%@*89%89'%/.,*E')8%*,8',8%+E%89'%1'G*)1.87('=%89.8%*)%8+%).FA@+712%0'%*,;+,)*)8',8%@*89%89'%/.,*E')8%*,8',8%+E%89'%1'G*)1.87('=%89.8%*)%8+%).FA
3E%.,F%4+(8*+,%+E%.,%.;8%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%)9.11%0'%E+7,2%8+%0'%*,&.1*2%3E%.,F%4+(8*+,%+E%.,%.;8%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%)9.11%0'%E+7,2%8+%0'%*,&.1*2%
5*;9K%U+/4K%k.@)%6,,K%I%#K$K%X'&'(.0*1*8F5*;9K%U+/4K%k.@)%6,,K%I%#K$K%X'&'(.0*1*8F
3,%89'%;+,)8(7;8*+,%+E%89'%)8.878')%+E%89*)%)8.8'%89'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2=%7,1'))%)7;9%;+,)8(7;8*+,%3,%89'%;+,)8(7;8*+,%+E%89'%)8.878')%+E%89*)%)8.8'%89'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2=%7,1'))%)7;9%;+,)8(7;8*+,%@+712%0'%*,;+,)*)8',8%@*89%89'%/.,*E')8%*,8',8%+E%89'%1'G*)1.87('=%89.8%*)%8+%).FA@+712%0'%*,;+,)*)8',8%@*89%89'%/.,*E')8%*,8',8%+E%89'%1'G*)1.87('=%89.8%*)%8+%).FA
5*;9K%U+/4K%k.@)%6,,K%I%#K$K%X'&'(.0*1*8F5*;9K%U+/4K%k.@)%6,,K%I%#K$K%X'&'(.0*1*8F
3,%89'%;+,)8(7;8*+,%+E%89'%)8.878')%+E%89*)%)8.8'%89'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2=%7,1'))%)7;9%;+,)8(7;8*+,%3,%89'%;+,)8(7;8*+,%+E%89'%)8.878')%+E%89*)%)8.8'%89'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2=%7,1'))%)7;9%;+,)8(7;8*+,%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 92 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
^5(05@#4^5(0:&,-./:&L#N*&+44:&;;&VVS:8>W8&=&VVS:8>8W
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 93 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
^544%*-)#^544:&')#):&+44:&;;&<TS,:W8&=&<TS,:W9
1456-".&!"#$%&'%("%)*&+()!"#$
I%JR$UKj!!&7*-&$-12!3
I%JR$UKj!BJC!&7*-&$-12!3
I%JR$UKj!B[C!&7*-&$-12!3
I%JR$UKj!B$C!&7*-&$-12!3-#"%-<05-%=*-&..(%(0'-0<Y
Z9'%'>*)8',;'%+E%.%8(.2'%)';('8%*)%,+8%,'G.8'2%/'('1F%0';.7)'%.,%'/41+F''%+(%+89'(%4'()+,%9.)%.;?7*('2%89'%8(.2'%)';('8%@*89+78%'>4('))%+(%)4';*E*;%,+8*;'%89.8%*8%*)%.%8(.2'%)';('8%*E=%7,2'(%.11%89'%;*(;7/)8.,;')=%89'%'/41+F''%+(%+89'(%4'()+,%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%+@,'(%*,8',2)%+(%'>4';8)%89'%)';(';F%+E%89'%8F4'%+E%*,E+(/.8*+,%;+/4(*)*,G%89'%8(.2'%)';('8%8+%0'%/.*,8.*,'2K
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%JR$UKj!B[C!&7*-&$-12!3I%JR$UKj!B[C!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 94 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
^544%*-)#^544:&')#):&+44:&;;&<TS,:W8&=&<TS,:W9
1456-".&!"#$%&'%("%)*&+()I%JR$UKjRK%3,V7,;8*&'%('1*'E!&7*-&$-12!3
I%JR$UKjJK%L./.G')!&7*-&$-12!3
I%JR$UKj[K%688+(,'F^)%E'')!&7*-&$-12!3
I%JR$UKj$K%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%JR$UKjMK%X8.878'%+E%1*/*8.8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%JR$UKj[K%688+(,'F^)%E'')!&7*-&$-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%JR$UKjJK%L./.G')I%JR$UKjJK%L./.G')!&7*-&$-12!3!&7*-&$-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 95 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
^544%*-)#^544:&')#):&+44:&;;&<TS,:W8&=&<TS,:W9
1456-".&!"#$%&'%("%)*&+()I%JR$UKjgK%]EE';8%+,%+89'(%1.@!&7*-&$-12!3
D0'*
5*,,K%X8.8K%6,,K%I%M[$KRjK%U+,)8(7;8*+,%+E%)'&'(.01'%4(+&*)*+,)
W,1'))%89'('%*)%.%4(+&*)*+,%*,%89'%1.@%89.8%89'%4(+&*)*+,)%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%.11%1.@)%)9.11%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.%1.@%*)%E+7,2%8+%0'%7,;+,)8*878*+,.1%.,2%&+*2=%89'%('/.*,*,G%4(+&*)*+,)%+E%89'%1.@%)9.11%('/.*,%&.1*2=%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%+E%89'%1.@%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%&+*2%4(+&*)*+,)%89.8%89'%;+7(8%;.,,+8%4(')7/'%89'%1'G*)1.87('%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%7,1'))%89'%;+7(8%E*,2)%89'%('/.*,*,G%&.1*2%4(+&*)*+,)=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
1'G*)1.87('%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%7,1'))%89'%;+7(8%E*,2)%89'%('/.*,*,G%&.1*2%4(+&*)*+,)=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
1'G*)1.87('%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%7,1'))%89'%;+7(8%E*,2)%89'%('/.*,*,G%&.1*2%4(+&*)*+,)=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
89'%1.@%)9.11%('/.*,%&.1*2=%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%+E%89'%1.@%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%&+*2%4(+&*)*+,)%89.8%89'%;+7(8%;.,,+8%4(')7/'%89'%1'G*)1.87('%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%7,1'))%89'%;+7(8%E*,2)%
0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.%1.@%*)%E+7,2%8+%0'%7,;+,)8*878*+,.1%.,2%&+*2=%89'%('/.*,*,G%4(+&*)*+,)%+E%89'%1.@%)9.11%('/.*,%&.1*2=%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%+E%89'%1.@%.('%)+%'))',8*.11F%.,2%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.%1.@%*)%E+7,2%8+%0'%7,;+,)8*878*+,.1%.,2%&+*2=%89'%('/.*,*,G%4(+&*)*+,)%+E%89'%1.@%)9.11%('/.*,%&.1*2=%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%+E%89'%1.@%.('%)+%'))',8*.11F%.,2%
W,1'))%89'('%*)%.%4(+&*)*+,%*,%89'%1.@%89.8%89'%4(+&*)*+,)%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%.11%1.@)%)9.11%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.%1.@%*)%E+7,2%8+%0'%7,;+,)8*878*+,.1%.,2%&+*2=%89'%('/.*,*,G%4(+&*)*+,)%+E%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%&+*2%4(+&*)*+,)%89.8%89'%;+7(8%;.,,+8%4(')7/'%89'%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%&+*2%4(+&*)*+,)%89.8%89'%;+7(8%;.,,+8%4(')7/'%89'%1'G*)1.87('%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%7,1'))%89'%;+7(8%E*,2)%1'G*)1.87('%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%7,1'))%89'%;+7(8%E*,2)%89'%('/.*,*,G%&.1*2%4(+&*)*+,)=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%89'%('/.*,*,G%&.1*2%4(+&*)*+,)=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
W,1'))%89'('%*)%.%4(+&*)*+,%*,%89'%1.@%89.8%89'%4(+&*)*+,)%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%.11%1.@)%)9.11%W,1'))%89'('%*)%.%4(+&*)*+,%*,%89'%1.@%89.8%89'%4(+&*)*+,)%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%.11%1.@)%)9.11%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.%1.@%*)%E+7,2%8+%0'%7,;+,)8*878*+,.1%.,2%&+*2=%89'%('/.*,*,G%4(+&*)*+,)%+E%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.%1.@%*)%E+7,2%8+%0'%7,;+,)8*878*+,.1%.,2%&+*2=%89'%('/.*,*,G%4(+&*)*+,)%+E%89'%1.@%)9.11%('/.*,%&.1*2=%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%+E%89'%1.@%.('%)+%'))',8*.11F%.,2%89'%1.@%)9.11%('/.*,%&.1*2=%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%+E%89'%1.@%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%&+*2%4(+&*)*+,)%89.8%89'%;+7(8%;.,,+8%4(')7/'%89'%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%&+*2%4(+&*)*+,)%89.8%89'%;+7(8%;.,,+8%4(')7/'%89'%
5*,,K%X8.8K%6,,K%I%M[$KRjK%U+,)8(7;8*+,%+E%)'&'(.01'%4(+&*)*+,)5*,,K%X8.8K%6,,K%I%M[$KRjK%U+,)8(7;8*+,%+E%)'&'(.01'%4(+&*)*+,)
W,1'))%89'('%*)%.%4(+&*)*+,%*,%89'%1.@%89.8%89'%4(+&*)*+,)%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%.11%1.@)%)9.11%W,1'))%89'('%*)%.%4(+&*)*+,%*,%89'%1.@%89.8%89'%4(+&*)*+,)%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%.11%1.@)%)9.11%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.%1.@%*)%E+7,2%8+%0'%7,;+,)8*878*+,.1%.,2%&+*2=%89'%('/.*,*,G%4(+&*)*+,)%+E%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.%1.@%*)%E+7,2%8+%0'%7,;+,)8*878*+,.1%.,2%&+*2=%89'%('/.*,*,G%4(+&*)*+,)%+E%89'%1.@%)9.11%('/.*,%&.1*2=%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%+E%89'%1.@%.('%)+%'))',8*.11F%.,2%89'%1.@%)9.11%('/.*,%&.1*2=%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%+E%89'%1.@%.('%)+%'))',8*.11F%.,2%
5*,,K%X8.8K%6,,K%I%M[$KRjK%U+,)8(7;8*+,%+E%)'&'(.01'%4(+&*)*+,)5*,,K%X8.8K%6,,K%I%M[$KRjK%U+,)8(7;8*+,%+E%)'&'(.01'%4(+&*)*+,)
W,1'))%89'('%*)%.%4(+&*)*+,%*,%89'%1.@%89.8%89'%4(+&*)*+,)%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%.11%1.@)%)9.11%W,1'))%89'('%*)%.%4(+&*)*+,%*,%89'%1.@%89.8%89'%4(+&*)*+,)%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%.11%1.@)%)9.11%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 96 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
^544%*-)#^544:&')#):&+44:&;;&<TS,:W8&=&<TS,:W9
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 97 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
^5**5**5//5^5**:&,-$%&+44:&;;&RS=TY=8&=&RS=TY=8>^5**5**5//5&1456-".&!"#$%&'%("%)*&+()
!"#$
I%g$PRMPJB.C!&7*-&$-12!3
I%g$PRMPJB0C!&7*-&$-12!3
I%g$PRMPJB;C!&7*-&$-12!3
I%g$PRMPJB2C!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%g$PRMPJB;C!&7*-&$-12!3I%g$PRMPJB;C!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 98 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
^5**5**5//5^5**:&,-$%&+44:&;;&RS=TY=8&=&RS=TY=8>^5**5**5//5&1456-".&!"#$%&'%("%)*&+()
I%g$PRMP$K%3,V7,;8*+,)H%4(+8';8*&'%+(2'()!&7*-&$-12!3
I%g$PRMPgK%L./.G')
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
I%g$PRMP"K%688+(,'F_)%E'')%E+(%4('&.*1*,G%4.(8F!&7*-&$-12!3
I%g$PRMP!!K%-(')'(&.8*+,%+E%)';(';F%27(*,G%1*8*G.8*+,!&7*-&$-12!3
I%g$PRMP!JK%k*/*8.8*+,)%4'(*+2!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%g$PRMP"K%688+(,'F_)%E'')%E+(%4('&.*1*,G%4.(8F!&7*-&$-12!3
BRC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B!,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B!BRC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B!,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B!
1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%
BRC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%
1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%
(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%
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
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K7)'%+E%.%8(.2'%)';('8K
BRC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%BRC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B!,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B!,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B!,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B!
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
B!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%
I%g$PRMPgK%L./.G')I%g$PRMPgK%L./.G')
B!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%B!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 99 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
^5**5**5//5^5**:&,-$%&+44:&;;&RS=TY=8&=&RS=TY=8>^5**5**5//5&1456-".&!"#$%&'%("%)*&+()
I%g$PRMP!$K%6441*;.0*1*8F%+E%;9.48'(!&7*-&$-12!3
I%g$PRMP!gK%U+,)8(7;8*+,!&7*-&$-12!3
I%g$PRMP!"K%X'&'(.0*1*8F!&7*-&$-12!3
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
I%g$PRMP!"K%X'&'(.0*1*8FI%g$PRMP!"K%X'&'(.0*1*8F!&7*-&$-12!3!&7*-&$-12!3I%g$PRMP!"K%X'&'(.0*1*8FI%g$PRMP!"K%X'&'(.0*1*8F
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 100 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
^5**5**5//5^5**:&,-$%&+44:&;;&RS=TY=8&=&RS=TY=8>^5**5**5//5&1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 101 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
^5**-F"5^-:&+44:&')#):&;;&V8R:VSW&=&V8R:VYR&^5**-F"5&1456-".&!"#$%&'%("%)*&+()
!"#$
I%[!gK[$JB!C!&7*-&$-12!3
I%[!gK[$JBRC!&7*-&$-12!3
I%[!gK[$JBJC
N-'()+,O=%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8F=%@9'89'(%E+(%4(+E*8%+(%,+8%E+(%4(+E*8H
I%[!gK[$JB!CB[C%
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
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8F=%@9'89'(%E+(%4(+E*8%+(%,+8%E+(%4(+E*8
I%[!gK[$JBJC
N-'()+,O=%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8F=%@9'89'(%E+(%4(+E*8%+(%,+8%E+(%
I%[!gK[$JBJCBJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 102 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
^5**-F"5^-:&+44:&')#):&;;&V8R:VSW&=&V8R:VYR&^5**-F"5&1456-".&!"#$%&'%("%)*&+()
I%[!gK[$$K%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,PP*,V7,;8*+,!&7*-&$-12!3
I%[!gK[$gK%L./.G')%E+(%/*).44(+4(*.8*+,
!K%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%RK%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B!CK%3E%/*).44(+4(*.8*+,%*)%+78(.G'+7)%0';.7)'%+E%89'%/*).44(+4(*.8+(_)%'&*1%/+8*&'%+(%(';S1'))%*,2*EE'(',;'%8+%89'%(*G98)%+E%+89'()=%89'%;+7(8%/.F%.@.(2%47,*8*&'%2./.G')K
D0'*
I%[!gK[$"K%-(')'(&.8*+,%+E%)';(';F%0F%;+7(8!&7*-&$-12!3
I%[!gK[M!K%k*/*8.8*+,%+E%.;8*+,)
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%)9.11%0'%0(+7G98%@*89*,%89(''%E*&'%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
D0'*
2./.G')K
3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B!CK%3E%/*).44(+4(*.8*+,%*)%+78(.G'+7)%0';.7)'%+E%89'%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B!CK%3E%/*).44(+4(*.8*+,%*)%+78(.G'+7)%0';.7)'%+E%89'%/*).44(+4(*.8+(_)%'&*1%/+8*&'%+(%(';S1'))%*,2*EE'(',;'%8+%89'%(*G98)%+E%+89'()=%89'%;+7(8%/.F%.@.(2%47,*8*&'%
3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B!CK%3E%/*).44(+4(*.8*+,%*)%+78(.G'+7)%0';.7)'%+E%89'%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B!CK%3E%/*).44(+4(*.8*+,%*)%+78(.G'+7)%0';.7)'%+E%89'%
1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%
3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%
1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%
(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%
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
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K7)'%+E%.%8(.2'%)';('8K
RK%RK%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B!CK%3E%/*).44(+4(*.8*+,%*)%+78(.G'+7)%0';.7)'%+E%89'%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B!CK%3E%/*).44(+4(*.8*+,%*)%+78(.G'+7)%0';.7)'%+E%89'%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B!CK%3E%/*).44(+4(*.8*+,%*)%+78(.G'+7)%0';.7)'%+E%89'%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B!CK%3E%/*).44(+4(*.8*+,%*)%+78(.G'+7)%0';.7)'%+E%89'%/*).44(+4(*.8+(_)%'&*1%/+8*&'%+(%(';S1'))%*,2*EE'(',;'%8+%89'%(*G98)%+E%+89'()=%89'%;+7(8%/.F%.@.(2%47,*8*&'%/*).44(+4(*.8+(_)%'&*1%/+8*&'%+(%(';S1'))%*,2*EE'(',;'%8+%89'%(*G98)%+E%+89'()=%89'%;+7(8%/.F%.@.(2%47,*8*&'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
!K%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%!K%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%
I%[!gK[$gK%L./.G')%E+(%/*).44(+4(*.8*+,I%[!gK[$gK%L./.G')%E+(%/*).44(+4(*.8*+,
!K%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%!K%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%
I%[!gK[$gK%L./.G')%E+(%/*).44(+4(*.8*+,I%[!gK[$gK%L./.G')%E+(%/*).44(+4(*.8*+,
!K%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%!K%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 103 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
^5**-F"5^-:&+44:&')#):&;;&V8R:VSW&=&V8R:VYR&^5**-F"5&1456-".&!"#$%&'%("%)*&+()
I%[!gK[MJK%6&.*1.01'%('/'2*')
!K%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%R%+E%89*)%)';8*+,=%)';8*+,)%[!gK[$j%8+%[!gK[Mg%2*)41.;'%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@)%+E%89*)%)8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K
RK%X';8*+,)%[!gK[$j%8+%[!gK[Mg%)9.11%,+8%.EE';8A%%%%%B!C%U+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BRC%e89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%U(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%B[C%Z9'%2*);+&'(F%+E%E.;8)=%+4*,*+,)=%*,E+(/.8*+,=%2+;7/',8)=%89*,G)=%.,2%.,F%+89'(%/.88'()%2*);+&'(.01'%*,%1*8*G.8*+,=%'>;'48%*,%1*8*G.8*+,%@9*;9%.11'G')%/*).44(+4(*.8*+,%+E%8(.2'%)';('8)%.)%.%;.7)'%+E%.;8*+,K
[!gK[M$K%6441*;.8*+,%.,2%;+,)8(7;8*+,%+E%.;8!&7*-&$-12!3
5+K%6,,K%X8.8K%I%!K![jK%X'&'(.0*1*8F%+E%)8.878'%4(+&*)*+,)
Z9'%4(+&*)*+,)%+E%'&'(F%)8.878'%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.%)8.878'%*)%E+7,2%0F%.%;+7(8%+E%;+/4'8',8%V7(*)2*;8*+,%8+%0'%7,;+,)8*878*+,.1=%89'%('/.*,*,G%4(+&*)*+,)%+E%89'%)8.878'%.('%&.1*2%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%+E%89'%)8.878'%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%&+*2%4(+&*)*+,%89.8%*8%;.,,+8%0'%4(')7/'2%89'%1'G*)1.87('%@+712%9.&'%',.;8'2%89'%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%7,1'))%89'%;+7(8%E*,2)%89.8%89'%&.1*2%4(+&*)*+,)=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
&+*2%+,'H%+(%7,1'))%89'%;+7(8%E*,2)%89.8%89'%&.1*2%4(+&*)*+,)=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K&+*2%+,'H%+(%7,1'))%89'%;+7(8%E*,2)%89.8%89'%&.1*2%4(+&*)*+,)=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
&.1*2%4(+&*)*+,)%+E%89'%)8.878'%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%&+*2%4(+&*)*+,%89.8%*8%;.,,+8%0'%4(')7/'2%89'%1'G*)1.87('%@+712%9.&'%',.;8'2%89'%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%7,1'))%89'%;+7(8%E*,2)%89.8%89'%&.1*2%4(+&*)*+,)=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%
V7(*)2*;8*+,%8+%0'%7,;+,)8*878*+,.1=%89'%('/.*,*,G%4(+&*)*+,)%+E%89'%)8.878'%.('%&.1*2%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%+E%89'%)8.878'%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%V7(*)2*;8*+,%8+%0'%7,;+,)8*878*+,.1=%89'%('/.*,*,G%4(+&*)*+,)%+E%89'%)8.878'%.('%&.1*2%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%+E%89'%)8.878'%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%
Z9'%4(+&*)*+,)%+E%'&'(F%)8.878'%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.%)8.878'%*)%E+7,2%0F%.%;+7(8%+E%;+/4'8',8%V7(*)2*;8*+,%8+%0'%7,;+,)8*878*+,.1=%89'%('/.*,*,G%4(+&*)*+,)%+E%89'%)8.878'%.('%&.1*2%7,1'))%89'%;+7(8%E*,2)%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
&+*2%4(+&*)*+,%89.8%*8%;.,,+8%0'%4(')7/'2%89'%1'G*)1.87('%@+712%9.&'%',.;8'2%89'%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%4(+&*)*+,%89.8%*8%;.,,+8%0'%4(')7/'2%89'%1'G*)1.87('%@+712%9.&'%',.;8'2%89'%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%7,1'))%89'%;+7(8%E*,2)%89.8%89'%&.1*2%4(+&*)*+,)=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%&+*2%+,'H%+(%7,1'))%89'%;+7(8%E*,2)%89.8%89'%&.1*2%4(+&*)*+,)=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
Z9'%4(+&*)*+,)%+E%'&'(F%)8.878'%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.%)8.878'%*)%E+7,2%0F%.%;+7(8%+E%;+/4'8',8%Z9'%4(+&*)*+,)%+E%'&'(F%)8.878'%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.%)8.878'%*)%E+7,2%0F%.%;+7(8%+E%;+/4'8',8%V7(*)2*;8*+,%8+%0'%7,;+,)8*878*+,.1=%89'%('/.*,*,G%4(+&*)*+,)%+E%89'%)8.878'%.('%&.1*2%7,1'))%89'%;+7(8%E*,2)%89'%V7(*)2*;8*+,%8+%0'%7,;+,)8*878*+,.1=%89'%('/.*,*,G%4(+&*)*+,)%+E%89'%)8.878'%.('%&.1*2%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%+E%89'%)8.878'%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%&.1*2%4(+&*)*+,)%+E%89'%)8.878'%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%&+*2%4(+&*)*+,%89.8%*8%;.,,+8%0'%4(')7/'2%89'%1'G*)1.87('%@+712%9.&'%',.;8'2%89'%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%4(+&*)*+,%89.8%*8%;.,,+8%0'%4(')7/'2%89'%1'G*)1.87('%@+712%9.&'%',.;8'2%89'%&.1*2%4(+&*)*+,)%@*89+78%89'%
5+K%6,,K%X8.8K%I%!K![jK%X'&'(.0*1*8F%+E%)8.878'%4(+&*)*+,)5+K%6,,K%X8.8K%I%!K![jK%X'&'(.0*1*8F%+E%)8.878'%4(+&*)*+,)
Z9'%4(+&*)*+,)%+E%'&'(F%)8.878'%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.%)8.878'%*)%E+7,2%0F%.%;+7(8%+E%;+/4'8',8%Z9'%4(+&*)*+,)%+E%'&'(F%)8.878'%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.%)8.878'%*)%E+7,2%0F%.%;+7(8%+E%;+/4'8',8%V7(*)2*;8*+,%8+%0'%7,;+,)8*878*+,.1=%89'%('/.*,*,G%4(+&*)*+,)%+E%89'%)8.878'%.('%&.1*2%7,1'))%89'%;+7(8%E*,2)%89'%V7(*)2*;8*+,%8+%0'%7,;+,)8*878*+,.1=%89'%('/.*,*,G%4(+&*)*+,)%+E%89'%)8.878'%.('%&.1*2%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%+E%89'%)8.878'%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%&.1*2%4(+&*)*+,)%+E%89'%)8.878'%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%
5+K%6,,K%X8.8K%I%!K![jK%X'&'(.0*1*8F%+E%)8.878'%4(+&*)*+,)5+K%6,,K%X8.8K%I%!K![jK%X'&'(.0*1*8F%+E%)8.878'%4(+&*)*+,)
Z9'%4(+&*)*+,)%+E%'&'(F%)8.878'%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.%)8.878'%*)%E+7,2%0F%.%;+7(8%+E%;+/4'8',8%Z9'%4(+&*)*+,)%+E%'&'(F%)8.878'%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.%)8.878'%*)%E+7,2%0F%.%;+7(8%+E%;+/4'8',8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 104 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
^5**-F"5^-:&+44:&')#):&;;&V8R:VSW&=&V8R:VYR&^5**-F"5&1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 105 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
^-4)#4#^-4):&,-$%&+44:&;;&<W=8V=VW8&=&<W=8V=VW>&
1456-".&!"#$%&'%("%)*&+()!"#$
I%JjP![P[jRB!C!&7*-&$-12!3
I%JjP![P[jRBRC!&7*-&$-12!3
I%JjP![P[jRBJC!&7*-&$-12!3
I%JjP![P[jRB[C
B[C%NZ(.2'%)';('8O%/'.,)%*,E+(/.8*+,%+(%;+/478'(%)+E8@.('=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%%%%%%%B.C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'H%.,2
%%%%%%B0C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%JjP![P[jRBJC!&7*-&$-12!3I%JjP![P[jRBJC!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 106 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
^-4)#4#^-4):&,-$%&+44:&;;&<W=8V=VW8&=&<W=8V=VW>&
1456-".&!"#$%&'%("%)*&+()I%JjP![P[jJK%3,V7,;8*&'%('1*'EPP(+F.18F!&7*-&$-12!3
I%JjP![P[j[K%L./.G')
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
I%JjP![P[j$K%U+)8)%.,2%.88+(,'F%E'')!&7*-&$-12!3
I%JjP![P[jMK%-(')'(&.8*+,%+E%)';('8!&7*-&$-12!3
I%JjP![P[jgK%X8.878'%+E%1*/*8.8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%JjP![P[j$K%U+)8)%.,2%.88+(,'F%E'')!&7*-&$-12!3
BRC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%BRC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%
;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%7)'%+E%.%8(.2'%)';('8K
BRC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%
;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%7)'%+E%.%8(.2'%)';('8K
(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%/.F%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%
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
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%7)'%+E%.%8(.2'%)';('8K7,.789+(*T'2%7)'%+E%.%8(.2'%)';('8K
BRC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%BRC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
B!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%/.F%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%/.F%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%
I%JjP![P[j[K%L./.G')I%JjP![P[j[K%L./.G')
B!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%
I%JjP![P[j[K%L./.G')I%JjP![P[j[K%L./.G')
B!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 107 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
^-4)#4#^-4):&,-$%&+44:&;;&<W=8V=VW8&=&<W=8V=VW>&
1456-".&!"#$%&'%("%)*&+()I%JjP![P[j#K%]EE';8%+,%+89'(%1.@!&7*-&$-12!3
I%JjP![P[j"K%W,*E+(/*8F%+E%.441*;.8*+,%.,2%;+,)8(7;8*+,!&7*-&$-12!3
W*(/=*5%-)>-!%&%*-*?-5*+>-@/X"++0/= =%Rg#%-KJ2%[$$=%[#R%BRj!RCK!*)*5&#(+(%,-/+&"$*$-#&$(/&++,-"''*/*$$&5,>
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
W*(/=*5%-)>-!%&%*-*?-5*+>-@/X"++0/=W*(/=*5%-)>-!%&%*-*?-5*+>-@/X"++0/=!*)*5&#(+(%,-/+&"$*$-#&$(/&++,-"''*/*$$&5,>!*)*5&#(+(%,-/+&"$*$-#&$(/&++,-"''*/*$$&5,>W*(/=*5%-)>-!%&%*-*?-5*+>-@/X"++0/=W*(/=*5%-)>-!%&%*-*?-5*+>-@/X"++0/=!*)*5&#(+(%,-/+&"$*$-#&$(/&++,-"''*/*$$&5,>!*)*5&#(+(%,-/+&"$*$-#&$(/&++,-"''*/*$$&5,>
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 108 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
^-4)#4#^-4):&,-$%&+44:&;;&<W=8V=VW8&=&<W=8V=VW>&
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 109 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
P%O"#*U#P%O:&H%G:&')#):&;;&9R=SW8&=&9R=SWR
!"#$%&'%("%)*&+()!"#$
I%#gP$jRB!C!&7*-&$-12!3
I%#gP$jRBRC!&7*-&$-12!3
I%#gP$jRBJC
-'()+,%)9.11%/'.,%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%1*/*8'2%1*.0*1*8F%;+/4.,F=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FH%.,2
I%#gP$jRB[C%
Z(.2'%)';('8%)9.11%/'.,%*,E+(/.8*+,=%*,;172*,G=%078%,+8%1*/*8'2%8+=%.%2(.@*,G=%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%;+2'=%+(%4(+;'))%89.8A%%%%%%%B.C%L'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%S,+@,%8+=%.,2%,+8%0'*,G%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'H%.,2
%%%%%%B0C%3)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
;+/4.,F;+//'(;*.1%',8*8FH%.,2
I%#gP$jRBJC
-'()+,%)9.11%/'.,%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%1*/*8'2%1*.0*1*8F%
I%#gP$jRBJCBJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 110 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
P%O"#*U#P%O:&H%G:&')#):&;;&9R=SW8&=&9R=SWR
!"#$%&'%("%)*&+()I%#gP$jJK%5*).44(+4(*.8*+,H%*,V7,;8*+,H%(+F.18FH%.EE*(/.8*&'%.;8)!&7*-&$-12!3
I%#gP$j[K%5*).44(+4(*.8*+,H%2./.G')
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%
D0'*
I%#gP$j$K%U+7(8%4(+;''2*,G)H%4(')'(&'%)';(';F
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
I%#gP$jMK%X8.878'%+E%1*/*8.8*+,
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%)9.11%0'%0(+7G98%@*89*,%89(''%E+7(%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%)9.11%;+,)8*878'%.%)*,G1'%;1.*/K
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
D0'*
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%
;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%/.F%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%
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
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%9.&*,G%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%9.&*,G%('.)+,%8+%S,+@%+E%89'%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%)9.11%0'%('.)+,%8+%S,+@%+E%89'%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%)9.11%0'%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%/.F%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%/.F%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%
I%#gP$j[K%5*).44(+4(*.8*+,H%2./.G')I%#gP$j[K%5*).44(+4(*.8*+,H%2./.G')
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%9.&*,G%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%9.&*,G%('.)+,%8+%S,+@%+E%89'%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%)9.11%0'%('.)+,%8+%S,+@%+E%89'%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%)9.11%0'%
I%#gP$j[K%5*).44(+4(*.8*+,H%2./.G')I%#gP$j[K%5*).44(+4(*.8*+,H%2./.G')
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%9.&*,G%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%9.&*,G%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 111 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
P%O"#*U#P%O:&H%G:&')#):&;;&9R=SW8&=&9R=SWR
!"#$%&'%("%)*&+()D0'*
D0'*
IB('6-)>-!/0%%$-h+"<<-X0"'%,-h.>-0<-IR"&+(H&%(0'E %[Rj%bKYKR2%M#$=%M"jPM"!%B!"##CKX'&'(.0*1*8F%;1.7)')%0.)*;.11F%7,,';')).(FK
I%#gP$jgK%6441*;.0*1*8F%+E%.;8
Z9'%Z(.2'%X';('8)%6;8%)9.11%,+8%.441F%8+%.,F%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%l71F%"=%!"##K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%l71F%"=%!"##=%)7;9%.;8%.1)+%)9.11%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%)7;9%2.8'K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
IB('6-)>-!/0%%$-h+"<<-X0"'%,-h.>-0<-IR"&+(H&%(0'EIB('6-)>-!/0%%$-h+"<<-X0"'%,-h.>-0<-IR"&+(H&%(0'EX'&'(.0*1*8F%;1.7)')%0.)*;.11F%7,,';')).(FKX'&'(.0*1*8F%;1.7)')%0.)*;.11F%7,,';')).(FKIB('6-)>-!/0%%$-h+"<<-X0"'%,-h.>-0<-IR"&+(H&%(0'EIB('6-)>-!/0%%$-h+"<<-X0"'%,-h.>-0<-IR"&+(H&%(0'EX'&'(.0*1*8F%;1.7)')%0.)*;.11F%7,,';')).(FKX'&'(.0*1*8F%;1.7)')%0.)*;.11F%7,,';')).(FK
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 112 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
P%O"#*U#P%O:&H%G:&')#):&;;&9R=SW8&=&9R=SWR
!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 113 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
P%G#$#P%G:&H%G:&')#):&+44:&;;&YWW+:W8W&=&YWW+:8WW
1456-".&!"#$%&'%("%)*&+()!"#$
I%Mjj6KjJjB!C
N3/4(+4'(%/'.,)O%*,;172')=%@*89+78%1*/*8.8*+,AB.C%Z9'E8HB0C%Q(*0'(FHB;C%5*)('4(')',8.8*+,HB2C%Y*11E71%0('.;9%+(%@*11E71%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';FHB'C%Y*11E71%0('.;9%+(%@*11E71%*,27;'/',8%+E%.%0('.;9%+E%.%278F%*/4+)'2%0F%;+//+,%1.@=%)8.878'=%;+,8(.;8=%1*;',)'=%4(+8';8*&'%+(2'(%+(%+89'(%;+7(8%+(%.2/*,*)8(.8*&'%+(2'(H%.,2BEC%])4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)K
I%Mjj6KjJjBRC!&7*-&$-12!3-#"%-<05-%=*-&..(%(0'-0<Y
B.C%6;?7*)*8*+,%+E%89'%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%0F%*/4(+4'(%/'.,)H
I%Mjj6KjJjB[C!&7*-&$-12!3
I%Mjj6KjJjB$C
NZ(.2'%)';('8O%/'.,)%*,E+(/.8*+,=%*,;172*,G=%@*89+78%1*/*8.8*+,=%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%4(+27;8=%)F)8'/=%4(+;'))=%2')*G,=%4(+8+8F4'=%4(+;'27('=%;+/478'(%4(+G(.//*,G%*,)8(7;8*+,%+(%;+2'%89.8A
%%%%%%B.C%L'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F%89'%4701*;%+(%.,F%+89'(%4'()+,)%@9+%;.,%+08.*,%;+//'(;*.1%+(%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'H%.,2
%%%%%%B0C%3)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
I%Mjj6KJ!BJC
Ne@,'(O%/'.,)%89'%4'()+,%@9+%9+12)%1'G.1%+(%'?7*8.01'%8*81'%8+%.%8(.2'%)';('8K
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%Mjj6KjJjB[C!&7*-&$-12!3I%Mjj6KjJjB[C!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 114 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
P%G#$#P%G:&H%G:&')#):&+44:&;;&YWW+:W8W&=&YWW+:8WW
1456-".&!"#$%&'%("%)*&+()I%Mjj6Kj[jK%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,A%3,V7,;8*&'%('1*'E!"#$%&'%()*+,-(.*'%(/&+-%0-12!3-#"%-<05-%=*-&..(%(0'-0<Y
JK%3,%.44(+4(*.8'%;*(;7/)8.,;')=%89'%;+7(8%/.F%+(2'(%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8K%6)%7)'2%*,%89*)%)70)';8*+,=%N.EE*(/.8*&'%.;8)O%*,;172')=%@*89+78%1*/*8.8*+,=%*))7*,G%.,%*,V7,;8*+,%+(%+(2'(%('?7*(*,G%89.8%.%8(.2'%)';('8%@9*;9%9.)%0'',%/*).44(+4(*.8'2%.,2%4+)8'2=%2*)41.F'2%+(%+89'(@*)'%2*))'/*,.8'2%+,%89'%3,8'(,'8%0'%('/+&'2%E(+/%89'%3,8'(,'8%*//'2*.8'1FK
I%Mjj6Kj$jK%5*).44(+4(*.8*+,A%L./.G')!&7*-&$-12!3-#"%-<05Y
RK%3E%@*11E71=%@.,8+,%+(%(';S1'))%/*).44(+4(*.8*+,%+(%2*)('G.(2%+E%89'%(*G98)%+E%89'%+@,'(%+E%89'%8(.2'%)';('8%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%89'%.@.(2%/.2'%7,2'(%)70)';8*+,%!K
I%Mjj6KjMjK%688+(,'F_)%E'')X&7*-&$-12!3
I%Mjj6KjgjK%-(')'(&.8*+,%+E%)';(';F
3,%.,F%.;8*+,%7,2'(%89*)%:6;8<%;*&*1%+(%;(*/*,.1%.;8*+,=%89'%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'=%@*89+78%1*/*8.8*+,A!K%c(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)HRK%h+12*,G%9'.(*,G)%*,%;./'(.HJK%X'.1*,G%89'%(';+(2)%+E%89'%.;8*+,H[K%L'8'(/*,*,G%89'%,''2%E+(%.,F%*,E+(/.8*+,%('1.8'2%8+%89'%8(.2'%)';('8%0'E+('%.11+@*,G%2*);+&'(FH$K%611+@*,G%89'%+@,'(%+E%89'%8(.2'%)';('8%8+%+08.*,%.%)*G,'2%.G(''/',8%+E%;+,E*2',8*.1*8F%E(+/%.,F%4.(8F%@9+%+08.*,)%S,+@1'2G'%+E%89'%8(.2'%)';('8HMK%e(2'(*,G%.%4'()+,%@9+%+08.*,)%S,+@1'2G'%+E%89'%8(.2'%)';('8%8+%('87(,%8+%89'%+@,'(%+E%89'%8(.2'%)';('8%.,F%@(*8*,G%@9*;9%('E1';8)%+(%;+,8.*,)%89'%8(.2'%)';('8H%.,2gK%e(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4('&*+7)%;+7(8%.44(+&.1K
I%Mjj6Kj#jK%k*/*8.8*+,%+E%.;8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%Mjj6KjMjK%688+(,'F_)%E'')X
89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%89'%.@.(2%/.2'%7,2'(%)70)';8*+,%!K%/*).44(+4(*.8*+,%+(%2*)('G.(2%+E%89'%(*G98)%+E%89'%+@,'(%+E%89'%8(.2'%)';('8%
89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%89'%.@.(2%/.2'%7,2'(%)70)';8*+,%!K%/*).44(+4(*.8*+,%+(%2*)('G.(2%+E%89'%(*G98)%+E%89'%+@,'(%+E%89'%8(.2'%)';('8%%/*).44(+4(*.8*+,%+(%2*)('G.(2%+E%89'%(*G98)%+E%89'%+@,'(%+E%89'%8(.2'%)';('8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
RK%3E%@*11E71=%@.,8+,%+(%(';S1'))RK%3E%@*11E71=%@.,8+,%+(%(';S1'))89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%89'%.@.(2%/.2'%7,2'(%)70)';8*+,%!K89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%89'%.@.(2%/.2'%7,2'(%)70)';8*+,%!K
I%Mjj6Kj$jK%5*).44(+4(*.8*+,A%L./.G')I%Mjj6Kj$jK%5*).44(+4(*.8*+,A%L./.G')!&7*-&$-12!3-#"%-<05Y!&7*-&$-12!3-#"%-<05Y
RK%3E%@*11E71=%@.,8+,%+(%(';S1'))RK%3E%@*11E71=%@.,8+,%+(%(';S1'))
I%Mjj6Kj$jK%5*).44(+4(*.8*+,A%L./.G')I%Mjj6Kj$jK%5*).44(+4(*.8*+,A%L./.G')
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 115 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
P%G#$#P%G:&H%G:&')#):&+44:&;;&YWW+:W8W&=&YWW+:8WW
1456-".&!"#$%&'%("%)*&+()I%Mjj6Kj"jK%]EE';8%+E%;9.48'(%+,%+89'(%1.@%.,2%('/'2*')
!K%]>;'48%.)%+89'(@*)'%4(+&*2'2%*,%)70)';8*+,%R=%89*)%;9.48'(%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%)8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%RK%Z9*)%;9.48'(%2+')%,+8%.EE';8A%%%%%%B.C%U+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%B0C%e89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%B;C%]>;'48%.)%+89'(@*)'%4(+&*2'2%*,%baX%Mjj6KjJ$=%;(*/*,.1%).,;8*+,)=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%%
D0'*
b'&K%a'&K%X8.8K%6,,K%I%jKjRjK%X'&'(.0*1*8F
!K%3E%.,F%4(+&*)*+,%+E%89'%b'&.2.%a'&*)'2%X8.878')=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%baX%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%baX%.('%2';1.('2%8+%0'%)'&'(.01'K%RK%Z9'%*,;17)*+,%+E%.,%'>4('))%2';1.(.8*+,%+E%)'&'(.0*1*8F%*,%89'%',.;8/',8%+E%.,F%4(+&*)*+,%+E%baX%+(%89'%*,;17)*+,%+E%.,F%)7;9%4(+&*)*+,%*,%baX=%2+')%,+8%',9.,;'%89'%)'&'(.0*1*8F%+E%89'%4(+&*)*+,%)+%8('.8'2%+(%2'8(.;8%E(+/%89'%)'&'(.0*1*8F%+E%.,F%+89'(%4(+&*)*+,%+E%baXK
I%Mjj6KjRjK%a'4'.1'2
I%Mjj6Kj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
I%Mjj6KjJ$K%Z9'E8%+E%8(.2'%)';('8)%4(+9*0*8'2H%;(*/*,.1%4',.18*')%8^7(%%*.-<507-/=&5%:
I%Mjj6Kj$$K%5*).44(+4(*.8*+,%.,2%4+)8*,G%+(%2*))'/*,.8*+,%+,%3,8'(,'8A%]EE';86%8(.2'%)';('8%89.8%*)%/*).44(+4(*.8'2%.,2%4+)8'2=%2*)41.F'2%+(%+89'(@*)'%2*))'/*,.8'2%+,%89'%3,8'(,'8%)9.11%0'%2''/'2%8+%('/.*,%.%8(.2'%)';('8%.)%2'E*,'2%*,%baX%Mjj6KjJj%.,2%,+8%8+%9.&'%N;'.)'2%8+%'>*)8O%E+(%89'%47(4+)')%+E%)70)';8*+,%!%+E%baX%Mjj6Kj[j%*EA%%%%%%!K%Z9'%+@,'(=%@*89*,%.%('.)+,.01'%8*/'%.E8'(%2*);+&'(*,G%89.8%89'%8(.2'%)';('8%9.)%0'',%/*).44(+4(*.8'2%.,2%4+)8'2=%2*)41.F'2%+(%+89'(@*)'%2*))'/*,.8'2%+,%89'%3,8'(,'8=%+08.*,)%.,%*,V7,;8*+,%+(%+(2'(%*))7'2%0F%.%;+7(8%('?7*(*,G%89.8%89'%8(.2'%)';('8%0'%('/+&'2%E(+/%89'%3,8'(,'8H%.,2%%%%%%RK%Z9'%8(.2'%)';('8%*)%('/+&'2%E(+/%89'%3,8'(,'8%@*89*,%.%('.)+,.01'%8*/'%.E8'(%89'%*,V7,;8*+,%+(%+(2'(%('?7*(*,G%('/+&.1%+E%89'%8(.2'%)';('8%*)%*))7'2%0F%89'%;+7(8K
I%Mjj6K!jjK%3,.441*;.0*1*8F%+E%;9.48'(%8+%.;8)%@9*;9%+;;7(('2%0'E+('=%+(%0'G.,%0'E+('%.,2%;+,8*,7'%.E8'(=%l71F%!=%!"#gZ9*)%;9.48'(%2+')%,+8%.441F%8+%.%/*).44(+4(*.8*+,%89.8%+;;7(('2%0'E+('%l71F%!=%!"#g=%+(%8+%.%/*).44(+4(*.8*+,%89.8%0'G.,%0'E+('%.,2%;+,8*,7')%.E8'(%l71F%!=%!"#gK
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
RK%Z9'%*,;17)*+,%+E%.,%'>4('))%2';1.(.8*+,%+E%)'&'(.0*1*8F%*,%89'%',.;8/',8%+E%.,F%4(+&*)*+,%+E%baX%+(%89'%*,;17)*+,%+E%.,F%)7;9%4(+&*)*+,%*,%baX=%2+')%,+8%',9.,;'%89'%)'&'(.0*1*8F%+E%89'%4(+&*)*+,%)+%8('.8'2%+(%2'8(.;8%E(+/%89'%)'&'(.0*1*8F%+E%.,F%+89'(%4(+&*)*+,%+E%baXK
RK%Z9'%*,;17)*+,%+E%.,%'>4('))%2';1.(.8*+,%+E%)'&'(.0*1*8F%*,%89'%',.;8/',8%+E%.,F%4(+&*)*+,%+E%baX%+(%89'%*,;17)*+,%+E%.,F%)7;9%4(+&*)*+,%*,%baX=%2+')%,+8%',9.,;'%89'%)'&'(.0*1*8F%+E%89'%4(+&*)*+,%)+%8('.8'2%+(%2'8(.;8%E(+/%89'%)'&'(.0*1*8F%+E%.,F%+89'(%4(+&*)*+,%+E%baXK
89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%baX%.('%2';1.('2%8+%0'%)'&'(.01'K
RK%Z9'%*,;17)*+,%+E%.,%'>4('))%2';1.(.8*+,%+E%)'&'(.0*1*8F%*,%89'%',.;8/',8%+E%.,F%4(+&*)*+,%+E%baX%+(%89'%*,;17)*+,%
9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%baX%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%baX%.('%2';1.('2%8+%0'%)'&'(.01'K9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%baX%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%baX%.('%2';1.('2%8+%0'%)'&'(.01'K
!K%3E%.,F%4(+&*)*+,%+E%89'%b'&.2.%a'&*)'2%X8.878')=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%baX%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-RK%Z9'%*,;17)*+,%+E%.,%'>4('))%2';1.(.8*+,%+E%)'&'(.0*1*8F%*,%89'%',.;8/',8%+E%.,F%4(+&*)*+,%+E%baX%+(%89'%*,;17)*+,%RK%Z9'%*,;17)*+,%+E%.,%'>4('))%2';1.(.8*+,%+E%)'&'(.0*1*8F%*,%89'%',.;8/',8%+E%.,F%4(+&*)*+,%+E%baX%+(%89'%*,;17)*+,%+E%.,F%)7;9%4(+&*)*+,%*,%baX=%2+')%,+8%',9.,;'%89'%)'&'(.0*1*8F%+E%89'%4(+&*)*+,%)+%8('.8'2%+(%2'8(.;8%E(+/%89'%+E%.,F%)7;9%4(+&*)*+,%*,%baX=%2+')%,+8%',9.,;'%89'%)'&'(.0*1*8F%+E%89'%4(+&*)*+,%)+%8('.8'2%+(%2'8(.;8%E(+/%89'%)'&'(.0*1*8F%+E%.,F%+89'(%4(+&*)*+,%+E%baXK)'&'(.0*1*8F%+E%.,F%+89'(%4(+&*)*+,%+E%baXK
!K%3E%.,F%4(+&*)*+,%+E%89'%b'&.2.%a'&*)'2%X8.878')=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%;*(;7/)8.,;'%*)%!K%3E%.,F%4(+&*)*+,%+E%89'%b'&.2.%a'&*)'2%X8.878')=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%baX%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%baX%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%baX%.('%2';1.('2%8+%0'%)'&'(.01'K89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%baX%.('%2';1.('2%8+%0'%)'&'(.01'K
b'&K%a'&K%X8.8K%6,,K%I%jKjRjK%X'&'(.0*1*8Fb'&K%a'&K%X8.8K%6,,K%I%jKjRjK%X'&'(.0*1*8F
!K%3E%.,F%4(+&*)*+,%+E%89'%b'&.2.%a'&*)'2%X8.878')=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%;*(;7/)8.,;'%*)%!K%3E%.,F%4(+&*)*+,%+E%89'%b'&.2.%a'&*)'2%X8.878')=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%baX%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%9'12%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%baX%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%baX%.('%2';1.('2%8+%0'%)'&'(.01'K89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%baX%.('%2';1.('2%8+%0'%)'&'(.01'K
b'&K%a'&K%X8.8K%6,,K%I%jKjRjK%X'&'(.0*1*8Fb'&K%a'&K%X8.8K%6,,K%I%jKjRjK%X'&'(.0*1*8F
!K%3E%.,F%4(+&*)*+,%+E%89'%b'&.2.%a'&*)'2%X8.878')=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%;*(;7/)8.,;'%*)%!K%3E%.,F%4(+&*)*+,%+E%89'%b'&.2.%a'&*)'2%X8.878')=%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,=%89*,G%+(%;*(;7/)8.,;'%*)%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 116 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
P%G#$#P%G:&H%G:&')#):&+44:&;;&YWW+:W8W&=&YWW+:8WW
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 117 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
P%N&[#./*05"%P:[:&H%G:&')#):&;;&<SW=\C8&=&<SW=\C>
1456-".&!"#$%&'%("%)*&+()!"#$
I%J$jPQA!B3C!&7*-&$-12!3
I%J$jPQA!B33C!&7*-&$-12!3
I%J$jPQA!B333C!&7*-&$-12!3
I%J$jPQA!B3mC!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%J$jPQA!B333C!&7*-&$-12!3I%J$jPQA!B333C!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 118 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
P%N&[#./*05"%P:[:&H%G:&')#):&;;&<SW=\C8&=&<SW=\C>
1456-".&!"#$%&'%("%)*&+()I%J$jPQAR%3,V7,;8*&'%a'1*'E!&7*-&$-12!3
I%J$jPQAJ%L./.G')!&7*-&$-12!3
I%J$jPQA[%688+(,'F^)%E'')!&7*-&$-12!3
I%J$jPQA$%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%J$jPQAM%X8.878'%+E%1*/*8.8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%J$jPQA[%688+(,'F^)%E'')!&7*-&$-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%J$jPQAJ%L./.G')I%J$jPQAJ%L./.G')!&7*-&$-12!3!&7*-&$-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 119 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
P%N&[#./*05"%P:[:&H%G:&')#):&;;&<SW=\C8&=&<SW=\C>
1456-".&!"#$%&'%("%)*&+()I%J$jPQAg%]EE';8%+,%+89'(%1.@!&7*-&$-12!3
I%J$jPQA#%W,*E+(/*8F%+E%;+,)8(7;8*+,%.,2%.441*;.8*+,!&7*-&$-12!3
3$$0/(&%*.-J5*$$-)>-!%&%* =%###%6KR2%!RJM=%!R$$%BRjj$CK!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
3$$0/(&%*.-J5*$$-)>-!%&%*3$$0/(&%*.-J5*$$-)>-!%&%*!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>3$$0/(&%*.-J5*$$-)>-!%&%*3$$0/(&%*.-J5*$$-)>-!%&%* =%###%6KR2%!RJM=%!R$$%BRjj$CK=%###%6KR2%!RJM=%!R$$%BRjj$CK!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>!%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 120 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
P%N&[#./*05"%P:[:&H%G:&')#):&;;&<SW=\C8&=&<SW=\C>
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 121 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
P%N&a%"*%IP:a:&')#):&+44:&;;&SYC8S=8&=&SYC8S=>
P%N&a%"*%I&!"#$%&'%("%)*&+()!"#$
I%$MA!$PRK%L'E*,*8*+,)
6)%7)'2%*,%89*)%.;8=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A%N3/4(+4'(%/'.,)O%/'.,)%89'%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.,%'>4('))%+(%*/41*'2%278F%8+%/.*,8.*,%89'%)';(';F%+E=%+(%8+%1*/*8%89'%7)'%+(%2*);1+)7('%+E=%.%8(.2'%)';('8=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)=%.;;'))%89.8%*)%7,.789+(*T'2%+(%'>;''2)%89'%);+4'%+E%.789+(*T.8*+,=%+(%+89'(%/'.,)%89.8%&*+1.8'%.%4'()+,_)%(*G98)%7,2'(%89'%1.@)%+E%89*)%X8.8'K
I%$MA!$PR%
N5*).44(+4(*.8*+,O%/'.,)AB!C%6;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(
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
I%$MA!$PR%D-'()+,D!&7*-&$-12!3
I%$MA!$PR%DZ(.2'%X';('8D
NZ(.2'%)';('8O%/'.,)%*,E+(/.8*+,=%9'12%0F%+,'%+(%/+('%4'+41'=%@*89+78%('G.(2%8+%E+(/=%*,;172*,G%.%E+(/71.=%4.88'(,=%07)*,'))%2.8.%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%2')*G,=%2*.G(./=%2(.@*,G=%*,&',8*+,=%41.,=%4(+;'27('=%4(+8+8F4'%+(%4(+;'))=%89.8A%
%%%%%%B!C%L'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'H%.,2
%%%%%%BRC%3)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK%%
I%$MA!$PR%L'E*,*8*+,)
N-(+4'(%/'.,)O%/'.,)%2*);+&'(F%0F%*,2'4',2',8%*,&',8*+,=%2*);+&'(F%0F%('&'()'%',G*,''(*,G=%2*);+&'(F%7,2'(%.%1*;',)'%E(+/%89'%+@,'(%+E%89'%8(.2'%)';('8=%+0)'(&.8*+,%+E%89'%*,E+(/.8*+,%*,%4701*;%7)'%+(%+,%4701*;%2*)41.F=%+08.*,*,G%89'%8(.2'%)';('8%E(+/%4701*)9'2%1*8'(.87('=%+(%2*);+&'(F%+(%+0)'(&.8*+,%0F%.,F%+89'(%/'.,)%89.8%*)%,+8%*/4(+4'(K
Na'&'()'%',G*,''(*,GO%/'.,)%89'%4(+;'))%+E%)8.(8*,G%@*89%89'%S,+@,%4(+27;8%.,2%@+(S*,G%0.;S@.(2%8+%E*,2%89'%/'89+2%0F%@9*;9%*8%@.)%2'&'1+4'2%)+%1+,G%.)%89'%.;?7*)*8*+,%+E%89'%S,+@,%4(+27;8%@.)%1.@E71%+(%E(+/%)+7(;')%9.&*,G%89'%1'G.1%(*G98%8+%;+,&'F%*8=%)7;9%.)%89'%47(;9.)'%+E%89'%*8'/%+,%89'%+4',%/.(S'8K
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%$MA!$PR%D-'()+,D!&7*-&$-12!3I%$MA!$PR%D-'()+,D!&7*-&$-12!3
S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%89(+7G9%*/4(+4'(%/'.,)K%%%%%%B;C%0'E+('%.%/.8'(*.1%;9.,G'%+E%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%89(+7G9%*/4(+4'(%/'.,)K
B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%
%%%%%%B;C%0'E+('%.%/.8'(*.1%;9.,G'%+E%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%89(+7G9%*/4(+4'(%/'.,)K
B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%
B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%
@.)%2'(*&'2%E(+/%+(%.;?7*('2%89(+7G9%*/4(+4'(%/'.,)H%+(B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
%%%%%%%%%%%%%%%%%%%%%%%%)';(';F%+(%1*/*8%*8)%7)'H%+()';(';F%+(%1*/*8%*8)%7)'H%+()';(';F%+(%1*/*8%*8)%7)'H%+()';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%B;C%0'E+('%.%/.8'(*.1%;9.,G'%+E%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%%%%%%%B;C%0'E+('%.%/.8'(*.1%;9.,G'%+E%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%89(+7G9%*/4(+4'(%/'.,)KS,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%89(+7G9%*/4(+4'(%/'.,)K
%%%%%%B0C%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%89'%S,+@1'2G'%+E%89'%8(.2'%)';('8%%%%%%%B0C%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%89'%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%2'(*&'2%E(+/%+(%.;?7*('2%89(+7G9%*/4(+4'(%/'.,)H%+(@.)%2'(*&'2%E(+/%+(%.;?7*('2%89(+7G9%*/4(+4'(%/'.,)H%+(
B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%
%%%%%%B.C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%%%%%%B.C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%%%%%%B0C%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%89'%S,+@1'2G'%+E%89'%8(.2'%)';('8%%%%%%%B0C%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%89'%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%2'(*&'2%E(+/%+(%.;?7*('2%89(+7G9%*/4(+4'(%/'.,)H%+(@.)%2'(*&'2%E(+/%+(%.;?7*('2%89(+7G9%*/4(+4'(%/'.,)H%+(
B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%
BRC%L*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%+E%89'%8(.2'%)';('8%BRC%L*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%+E%89'%8(.2'%)';('8%0F%.%4'()+,%@9+A0F%.%4'()+,%@9+A
%%%%%%B.C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%%%%%%B.C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%%%%%%B0C%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%89'%S,+@1'2G'%+E%89'%8(.2'%)';('8%%%%%%%B0C%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%89'%S,+@1'2G'%+E%89'%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 122 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
A#.#@%* B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
P%N&a%"*%IP:a:&')#):&+44:&;;&SYC8S=8&=&SYC8S=>
P%N&a%"*%I&!"#$%&'%("%)*&+()I%$MA!$PJK%3,V7,;8*&'%('1*'E%E+(%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,H%.22*8*+,.1%('1*'E%E+(%'>;'48*+,.1%;*(;7/)8.,;')!&7*-&$-12!3
I%$MA!$P[K%6@.(2%+E%2./.G')H%47,*8*&'%2./.G')
.K%]>;'48%8+%89'%'>8',8%89.8%;*(;7/)8.,;')=%*,;172*,G%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%
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
0K%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%47,*8*&'%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%.K%+E%89*)%)';8*+,K
I%$MA!$PMK%688+(,'F_)%E'')%.,2%;+)8)H%0.2%E.*89%1*8*G.8*+,
Z9'%;+7(8%/.F%.@.(2%8+%89'%4('&.*1*,G%4.(8F%('.)+,.01'%.88+(,'F_)%E'')%.,2%;+)8)=%*,;172*,G%.%('.)+,.01'%)7/%8+%;+&'(%89'%)'(&*;'%+E%'>4'(8%@*8,'))')=%*EA%%%%%%.K%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)H%%%%%%0K%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89H%+(%%%%%%;K%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89K
`+(%47(4+)')%+E%89*)%)';8*+,=%N0.2%E.*89O%*)%89.8%@9*;9%*)%7,2'(8.S',%+(%;+,8*,7'2%)+1'1F%8+%9.(.))%+(%/.1*;*+7)1F%*,V7('%.,+89'(=%+(%8+%2'1.F%+(%4(+1+,G%89'%(')+178*+,%+E%89'%1*8*G.8*+,=%+(%89.8%@9*;9%*)%@*89+78%.,F%('.)+,.01'%0.)*)%*,%E.;8%+(%1.@%.,2%,+8%;.4.01'%+E%)744+(8%0F%.%G++2%E.*89%.(G7/',8%E+(%.,%'>8',)*+,=%/+2*E*;.8*+,%+(%('&'().1%+E%'>*)8*,G%1.@K
I%$MA!$PgK%-(')'(&.8*+,%+E%)';(';F
3,%.,%.;8*+,%7,2'(%89*)%.;8=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1%;+,)*)8',8%@*89%89'%a71')%+E%U+7(8%.)%.2+48'2%0F%89'%X74('/'%U+7(8%+E%b'@%l'()'FK%
I%$MA!$P#K%X8.878'%+E%1*/*8.8*+,)H%;+,8*,7*,G%/*).44(+4(*.8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%$MA!$PMK%688+(,'F_)%E'')%.,2%;+)8)H%0.2%E.*89%1*8*G.8*+,
0K%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%47,*8*&'%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%.K%+E%89*)%)';8*+,K0K%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%47,*8*&'%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%.K%+E%89*)%)';8*+,K
.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
0K%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%47,*8*&'%2./.G')%*,%.,%./+7,8%,+8%
.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%
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
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
0K%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%47,*8*&'%2./.G')%*,%.,%./+7,8%,+8%0K%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%47,*8*&'%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%.K%+E%89*)%)';8*+,K'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%.K%+E%89*)%)';8*+,K
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
.K%]>;'48%8+%89'%'>8',8%89.8%;*(;7/)8.,;')=%*,;172*,G.K%]>;'48%8+%89'%'>8',8%89.8%;*(;7/)8.,;')=%*,;172*,G
.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%
I%$MA!$P[K%6@.(2%+E%2./.G')H%47,*8*&'%2./.G')I%$MA!$P[K%6@.(2%+E%2./.G')H%47,*8*&'%2./.G')
.K%]>;'48%8+%89'%'>8',8%89.8%;*(;7/)8.,;')=%*,;172*,G.K%]>;'48%8+%89'%'>8',8%89.8%;*(;7/)8.,;')=%*,;172*,G
.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%
I%$MA!$P[K%6@.(2%+E%2./.G')H%47,*8*&'%2./.G')I%$MA!$P[K%6@.(2%+E%2./.G')H%47,*8*&'%2./.G')
.K%]>;'48%8+%89'%'>8',8%89.8%;*(;7/)8.,;')=%*,;172*,G.K%]>;'48%8+%89'%'>8',8%89.8%;*(;7/)8.,;')=%*,;172*,G
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 123 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
P%N&a%"*%IP:a:&')#):&+44:&;;&SYC8S=8&=&SYC8S=>
P%N&a%"*%I&!"#$%&'%("%)*&+()I%$MA!$P"K%a*G98)%.,2%('/'2*')%2''/'2%)7441'/',8.1H%G+&'(,*,G%1.@
.K%Z9'%(*G98)=%('/'2*')%.,2%4(+9*0*8*+,)%4(+&*2'2%7,2'(%89*)%.;8%.('%*,%.22*8*+,%8+%.,2%;7/71.8*&'%+E%.,F%+89'(%(*G98=%('/'2F%+(%4(+9*0*8*+,%4(+&*2'2%7,2'(%89'%;+//+,%1.@%+(%)8.878+(F%1.@%+E%89*)%X8.8'%.,2%,+89*,G%;+,8.*,'2%9'('*,%)9.11%0'%;+,)8(7'2%8+%2',F=%.0(+G.8'%+(%*/4.*(%.,F%;+//+,%1.@%+(%)8.878+(F%(*G98=%('/'2F%+(%4(+9*0*8*+,%'>;'48%.)%'>4('))1F%4(+&*2'2%*,%)70)';8*+,%0K%+E%89*)%)';8*+,K
0K%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B;CZ9*)%.;8%2*)41.;')%)9.11%)74'()'2'%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K
B;C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%;K%3,%.,F%.;8*+,%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%0(+7G98%.G.*,)8%.%4701*;%',8*8F%+(%4701*;%'/41+F''=%89'%4(+&*)*+,)%+E%89'%Nb'@%l'()'F%Z+(8%U1.*/)%6;8O%BbKlKXK$"A!P!%'8%)'?KC%)9.11%)74'()'2'%.,F%;+,E1*;8*,G%4(+&*)*+,)%+E%89*)%.;8
D0'*
bKlK%X8.8K%6,,K%I%!A!P!jK%-.(8*.1%7,;+,)8*878*+,.1*8F
3E%.,F%8*81'=%)708*81'=%;9.48'(=%.(8*;1'%+(%)';8*+,%+E%89'%a'&*)'2%X8.878')=%+(%+E%.,F%)8.878'%+(%.,F%4(+&*)*+,%89'('+E=%)9.11%0'%2';1.('2%8+%0'%7,;+,)8*878*+,.1=%*,&.1*2%+(%*,+4'(.8*&'=%*,%@9+1'%+(%*,%4.(8=%0F%.%;+7(8%+E%;+/4'8',8%V7(*)2*;8*+,=%)7;9%8*81'=%)708*81'=%;9.48'(=%.(8*;1'=%)';8*+,%+(%4(+&*)*+,%)9.11=%8+%89'%'>8',8%89.8%*8%*)%,+8%7,;+,)8*878*+,.1=%*,&.1*2%+(%*,+4'(.8*&'=%0'%',E+(;'2%.,2%'EE';87.8'2=%.,2%,+%)7;9%2'8'(/*,.8*+,%)9.11%0'%2''/'2%8+%*,&.1*2.8'%+(%/.S'%*,'EE';87.1%89'%('/.*,*,G%8*81')=%)708*81')=%;9.48'()=%.(8*;1')=%)';8*+,)%+(%4(+&*)*+,)K
I%$MA!$P$K%L'E',)')%2''/'2%,'G.8'2
6%4'()+,%@9+%/*).44(+4(*.8')%.%8(.2'%)';('8%)9.11%,+8%7)'%.)%.%2'E',)'%8+%89'%/*).44(+4(*.8*+,%89.8%4(+4'(%/'.,)%8+%.;?7*('%89'%8(.2'%)';('8%'>*)8'2%.8%89'%8*/'%+E%89'%/*).44(+4(*.8*+,K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
2''/'2%8+%*,&.1*2.8'%+(%/.S'%*,'EE';87.1%89'%('/.*,*,G%8*81')=%)708*81')=%;9.48'()=%.(8*;1')=%)';8*+,)%+(%2''/'2%8+%*,&.1*2.8'%+(%/.S'%*,'EE';87.1%89'%('/.*,*,G%8*81')=%)708*81')=%;9.48'()=%.(8*;1')=%)';8*+,)%+(%
;+/4'8',8%V7(*)2*;8*+,=%)7;9%8*81'=%)708*81'=%;9.48'(=%.(8*;1'=%)';8*+,%+(%4(+&*)*+,%)9.11=%8+%89'%'>8',8%89.8%*8%*)%,+8%7,;+,)8*878*+,.1=%*,&.1*2%+(%*,+4'(.8*&'=%0'%',E+(;'2%.,2%'EE';87.8'2=%.,2%,+%)7;9%2'8'(/*,.8*+,%)9.11%0'%2''/'2%8+%*,&.1*2.8'%+(%/.S'%*,'EE';87.1%89'%('/.*,*,G%8*81')=%)708*81')=%;9.48'()=%.(8*;1')=%)';8*+,)%+(%
89'('+E=%)9.11%0'%2';1.('2%8+%0'%7,;+,)8*878*+,.1=%*,&.1*2%+(%*,+4'(.8*&'=%*,%@9+1'%+(%*,%4.(8=%0F%.%;+7(8%+E%;+/4'8',8%V7(*)2*;8*+,=%)7;9%8*81'=%)708*81'=%;9.48'(=%.(8*;1'=%)';8*+,%+(%4(+&*)*+,%)9.11=%8+%89'%'>8',8%89.8%*8%*)%89'('+E=%)9.11%0'%2';1.('2%8+%0'%7,;+,)8*878*+,.1=%*,&.1*2%+(%*,+4'(.8*&'=%*,%@9+1'%+(%*,%4.(8=%0F%.%;+7(8%+E%;+/4'8',8%V7(*)2*;8*+,=%)7;9%8*81'=%)708*81'=%;9.48'(=%.(8*;1'=%)';8*+,%+(%4(+&*)*+,%)9.11=%8+%89'%'>8',8%89.8%*8%*)%
3E%.,F%8*81'=%)708*81'=%;9.48'(=%.(8*;1'%+(%)';8*+,%+E%89'%a'&*)'2%X8.878')=%+(%+E%.,F%)8.878'%+(%.,F%4(+&*)*+,%89'('+E=%)9.11%0'%2';1.('2%8+%0'%7,;+,)8*878*+,.1=%*,&.1*2%+(%*,+4'(.8*&'=%*,%@9+1'%+(%*,%4.(8=%0F%.%;+7(8%+E%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
,+8%7,;+,)8*878*+,.1=%*,&.1*2%+(%*,+4'(.8*&'=%0'%',E+(;'2%.,2%'EE';87.8'2=%.,2%,+%)7;9%2'8'(/*,.8*+,%)9.11%0'%,+8%7,;+,)8*878*+,.1=%*,&.1*2%+(%*,+4'(.8*&'=%0'%',E+(;'2%.,2%'EE';87.8'2=%.,2%,+%)7;9%2'8'(/*,.8*+,%)9.11%0'%2''/'2%8+%*,&.1*2.8'%+(%/.S'%*,'EE';87.1%89'%('/.*,*,G%8*81')=%)708*81')=%;9.48'()=%.(8*;1')=%)';8*+,)%+(%2''/'2%8+%*,&.1*2.8'%+(%/.S'%*,'EE';87.1%89'%('/.*,*,G%8*81')=%)708*81')=%;9.48'()=%.(8*;1')=%)';8*+,)%+(%4(+&*)*+,)K4(+&*)*+,)K
3E%.,F%8*81'=%)708*81'=%;9.48'(=%.(8*;1'%+(%)';8*+,%+E%89'%a'&*)'2%X8.878')=%+(%+E%.,F%)8.878'%+(%.,F%4(+&*)*+,%3E%.,F%8*81'=%)708*81'=%;9.48'(=%.(8*;1'%+(%)';8*+,%+E%89'%a'&*)'2%X8.878')=%+(%+E%.,F%)8.878'%+(%.,F%4(+&*)*+,%89'('+E=%)9.11%0'%2';1.('2%8+%0'%7,;+,)8*878*+,.1=%*,&.1*2%+(%*,+4'(.8*&'=%*,%@9+1'%+(%*,%4.(8=%0F%.%;+7(8%+E%89'('+E=%)9.11%0'%2';1.('2%8+%0'%7,;+,)8*878*+,.1=%*,&.1*2%+(%*,+4'(.8*&'=%*,%@9+1'%+(%*,%4.(8=%0F%.%;+7(8%+E%;+/4'8',8%V7(*)2*;8*+,=%)7;9%8*81'=%)708*81'=%;9.48'(=%.(8*;1'=%)';8*+,%+(%4(+&*)*+,%)9.11=%8+%89'%'>8',8%89.8%*8%*)%;+/4'8',8%V7(*)2*;8*+,=%)7;9%8*81'=%)708*81'=%;9.48'(=%.(8*;1'=%)';8*+,%+(%4(+&*)*+,%)9.11=%8+%89'%'>8',8%89.8%*8%*)%,+8%7,;+,)8*878*+,.1=%*,&.1*2%+(%*,+4'(.8*&'=%0'%',E+(;'2%.,2%'EE';87.8'2=%.,2%,+%)7;9%2'8'(/*,.8*+,%)9.11%0'%,+8%7,;+,)8*878*+,.1=%*,&.1*2%+(%*,+4'(.8*&'=%0'%',E+(;'2%.,2%'EE';87.8'2=%.,2%,+%)7;9%2'8'(/*,.8*+,%)9.11%0'%
bKlK%X8.8K%6,,K%I%!A!P!jK%-.(8*.1%7,;+,)8*878*+,.1*8FbKlK%X8.8K%6,,K%I%!A!P!jK%-.(8*.1%7,;+,)8*878*+,.1*8F
3E%.,F%8*81'=%)708*81'=%;9.48'(=%.(8*;1'%+(%)';8*+,%+E%89'%a'&*)'2%X8.878')=%+(%+E%.,F%)8.878'%+(%.,F%4(+&*)*+,%3E%.,F%8*81'=%)708*81'=%;9.48'(=%.(8*;1'%+(%)';8*+,%+E%89'%a'&*)'2%X8.878')=%+(%+E%.,F%)8.878'%+(%.,F%4(+&*)*+,%89'('+E=%)9.11%0'%2';1.('2%8+%0'%7,;+,)8*878*+,.1=%*,&.1*2%+(%*,+4'(.8*&'=%*,%@9+1'%+(%*,%4.(8=%0F%.%;+7(8%+E%89'('+E=%)9.11%0'%2';1.('2%8+%0'%7,;+,)8*878*+,.1=%*,&.1*2%+(%*,+4'(.8*&'=%*,%@9+1'%+(%*,%4.(8=%0F%.%;+7(8%+E%;+/4'8',8%V7(*)2*;8*+,=%)7;9%8*81'=%)708*81'=%;9.48'(=%.(8*;1'=%)';8*+,%+(%4(+&*)*+,%)9.11=%8+%89'%'>8',8%89.8%*8%*)%;+/4'8',8%V7(*)2*;8*+,=%)7;9%8*81'=%)708*81'=%;9.48'(=%.(8*;1'=%)';8*+,%+(%4(+&*)*+,%)9.11=%8+%89'%'>8',8%89.8%*8%*)%
bKlK%X8.8K%6,,K%I%!A!P!jK%-.(8*.1%7,;+,)8*878*+,.1*8FbKlK%X8.8K%6,,K%I%!A!P!jK%-.(8*.1%7,;+,)8*878*+,.1*8F
3E%.,F%8*81'=%)708*81'=%;9.48'(=%.(8*;1'%+(%)';8*+,%+E%89'%a'&*)'2%X8.878')=%+(%+E%.,F%)8.878'%+(%.,F%4(+&*)*+,%3E%.,F%8*81'=%)708*81'=%;9.48'(=%.(8*;1'%+(%)';8*+,%+E%89'%a'&*)'2%X8.878')=%+(%+E%.,F%)8.878'%+(%.,F%4(+&*)*+,%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 124 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
P%N&a%"*%IP:a:&')#):&+44:&;;&SYC8S=8&=&SYC8S=>
P%N&a%"*%I&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 125 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
P%N&^%b5(-P:^:&')#):&+44:&;;&SR=<+=8&=&SR=<+=R
1456-".&!"#$%&'%("%)*&+()!"#$
I%$gPJ6PRK%L'E*,*8*+,)
6)%7)'2%*,%89'%W,*E+(/%Z(.2'%X';('8)%6;8%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A%
6K%N*/4(+4'(%/'.,)O%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
I%$gPJ6PRBQC!&7*-&$-12!3
I%$gPJ6PRBUC!&7*-&$-12!3
I%$gPJ6PRBLC!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%$gPJ6PRBUC!&7*-&$-12!3I%$gPJ6PRBUC!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 126 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
A#.#@%* B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
P%N&^%b5(-P:^:&')#):&+44:&;;&SR=<+=8&=&SR=<+=R
1456-".&!"#$%&'%("%)*&+()I%$gPJ6PJK%3,V7,;8*&'%('1*'E!&7*-&$-12!3
I%$gPJ6P[K%L./.G')!&7*-&$-12!3
I%$gPJ6P$K%688+(,'F^)%E'')!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%$gPJ6PMK%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%$gPJ6PgK%X8.878'%+E%k*/*8.8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%$gPJ6P$K%688+(,'F^)%E'')!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%$gPJ6P[K%L./.G')I%$gPJ6P[K%L./.G')!&7*-&$-12!3!&7*-&$-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 127 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
P%N&^%b5(-P:^:&')#):&+44:&;;&SR=<+=8&=&SR=<+=R
1456-".&!"#$%&'%("%)*&+()D0'*
D0'*
h&/&-)>-D*B-@*?(/0-;*4%>-0<-J"#+(/-!&<*%, =%[g%-KJ2%[[!=%[[[P[$%BRjjRCK3#$*'/*-0<-450)($(0'-/5*&%*$-B*&A-45*$"74%(0'-&6&('$%-$*)*5&#(+(%,-#"%-$%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>
h&/&-)>-D*B-@*?(/0-;*4%>-0<-J"#+(/-!&<*%,h&/&-)>-D*B-@*?(/0-;*4%>-0<-J"#+(/-!&<*%,3#$*'/*-0<-450)($(0'-/5*&%*$-B*&A-45*$"74%(0'-&6&('$%-$*)*5&#(+(%,-#"%-$%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-3#$*'/*-0<-450)($(0'-/5*&%*$-B*&A-45*$"74%(0'-&6&('$%-$*)*5&#(+(%,-#"%-$%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>
h&/&-)>-D*B-@*?(/0-;*4%>-0<-J"#+(/-!&<*%,h&/&-)>-D*B-@*?(/0-;*4%>-0<-J"#+(/-!&<*%,3#$*'/*-0<-450)($(0'-/5*&%*$-B*&A-45*$"74%(0'-&6&('$%-$*)*5&#(+(%,-#"%-$%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-3#$*'/*-0<-450)($(0'-/5*&%*$-B*&A-45*$"74%(0'-&6&('$%-$*)*5&#(+(%,-#"%-$%&%"%*$-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 128 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
P%N&^%b5(-P:^:&')#):&+44:&;;&SR=<+=8&=&SR=<+=R
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 129 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
P%N&c-"UTW8S&Pc&'%4#)%&\577&'<RRW1456-".&!"#$%&'%("%)*&+()
-(+4+)'2%k'G*)1.8*+,
I%Rg"PbB.C!&7*-&$-12!3
I%Rg"PbB0C
5*).44(+4(*.8*+,%/'.,)A%
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
I%Rg"bB;C
-'()+,%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%1*/*8'2%1*.0*1*8F%;+/4.,F=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FH%
I%Rg"PbB2C
Z(.2'%)';('8%/'.,)%.,F%E+(/%.,2%8F4'%+E%E*,.,;*.1=%07)*,'))=%);*',8*E*;=%8';9,*;.1=%';+,+/*;=%+(%',G*,''(*,G%*,E+(/.8*+,=%*,;172*,G%.%4.88'(,=%41.,=%;+/4*1.8*+,=%4(+G(./%2'&*;'=%E+(/71.=%2')*G,=%4(+8+8F4'=%/'89+2=%8';9,*?7'=%4(+;'))=%4(+;'27('=%4(+G(./=%+(%;+2'=%@9'89'(%8.,G*01'%+(%*,8.,G*01'=%.,2%@9'89'(%+(%9+@%)8+('2=%;+/4*1'2=%+(%/'/+(*.1*T'2%49F)*;.11F=%'1';8(+,*;.11F=%G(.49*;.11F=%49+8+G(.49*;.11F%+(%*,%@(*8*,G=%89.8A
%%%%%%B!C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'H%.,2
%%%%%%BRC%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FH%
I%Rg"bB;C
-'()+,%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%1*/*8'2%1*.0*1*8F%;+/4.,F4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%
.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'H
I%Rg"bB;C
)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%B***C%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%+(%9'(%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'H
%%%%%%%%%%%%B0C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%%%B;C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%%%%%%%%%%%%%B;C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%B***C%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%+(%9'(%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
%%%%%%%%%%%%B.C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%%B0C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%%%B;C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%
%%%%%%B**C%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%+(%9'(%S,+@1'2G'%+E%89'%8(.2'%
%%%%%%%%%%%%B.C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%%B0C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(
B[C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+A%%%%%%B*C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%%%%%%B**C%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%+(%9'(%S,+@1'2G'%+E%89'%8(.2'%
B[C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+A%%%%%%B*C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(B[C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+AB[C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+A
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
%%%%%%B**C%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%+(%9'(%S,+@1'2G'%+E%89'%8(.2'%%%%%%%B**C%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%+(%9'(%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)A)';('8%@.)A%%%%%%%%%%%%B.C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%%B.C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%%B0C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%%%B0C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%%%B;C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%%%%%%%%%%%%%B;C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+()';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%B***C%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%+(%9'(%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%%B***C%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%+(%9'(%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'H.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'H
BJC%(';'*&*,G=%07F*,G=%+(%4+))'))*,G%.%8(.2'%)';('8=%S,+@*,G%89'%)./'%8+%9.&'%0'',%)8+1',%+(%.44(+4(*.8'2=%BJC%(';'*&*,G=%07F*,G=%+(%4+))'))*,G%.%8(.2'%)';('8=%S,+@*,G%89'%)./'%8+%9.&'%0'',%)8+1',%+(%.44(+4(*.8'2=%+08.*,'2=%+(%;+,&'(8'2%@*89+78%.789+(*T.8*+,H%+(%+08.*,'2=%+(%;+,&'(8'2%@*89+78%.789+(*T.8*+,H%+(%B[C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+AB[C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+A%%%%%%B*C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%%%%%%B*C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%%%%%%B**C%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%+(%9'(%S,+@1'2G'%+E%89'%8(.2'%%%%%%%B**C%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%+(%9'(%S,+@1'2G'%+E%89'%8(.2'%
.789+(*T.8*+,H%+(%.789+(*T.8*+,H%+(%BJC%(';'*&*,G=%07F*,G=%+(%4+))'))*,G%.%8(.2'%)';('8=%S,+@*,G%89'%)./'%8+%9.&'%0'',%)8+1',%+(%.44(+4(*.8'2=%BJC%(';'*&*,G=%07F*,G=%+(%4+))'))*,G%.%8(.2'%)';('8=%S,+@*,G%89'%)./'%8+%9.&'%0'',%)8+1',%+(%.44(+4(*.8'2=%+08.*,'2=%+(%;+,&'(8'2%@*89+78%.789+(*T.8*+,H%+(%+08.*,'2=%+(%;+,&'(8'2%@*89+78%.789+(*T.8*+,H%+(%B[C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+AB[C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+A
BRC%2741*;.8*,G=%)S'8;9*,G=%2(.@*,G=%49+8+G(.49*,G=%2+@,1+.2*,G=%741+.2*,G=%;+,;'.1*,G=%.18'(*,G=%2')8(+F*,G=%BRC%2741*;.8*,G=%)S'8;9*,G=%2(.@*,G=%49+8+G(.49*,G=%2+@,1+.2*,G=%741+.2*,G=%;+,;'.1*,G=%.18'(*,G=%2')8(+F*,G=%('41*;.8*,G=%8(.,)/*88*,G=%2'1*&'(*,G=%)',2*,G=%/.*1*,G=%;+//7,*;.8*,G=%+(%;+,&'F*,G%.%8(.2'%)';('8%@*89+78%('41*;.8*,G=%8(.,)/*88*,G=%2'1*&'(*,G=%)',2*,G=%/.*1*,G=%;+//7,*;.8*,G=%+(%;+,&'F*,G%.%8(.2'%)';('8%@*89+78%
BJC%(';'*&*,G=%07F*,G=%+(%4+))'))*,G%.%8(.2'%)';('8=%S,+@*,G%89'%)./'%8+%9.&'%0'',%)8+1',%+(%.44(+4(*.8'2=%BJC%(';'*&*,G=%07F*,G=%+(%4+))'))*,G%.%8(.2'%)';('8=%S,+@*,G%89'%)./'%8+%9.&'%0'',%)8+1',%+(%.44(+4(*.8'2=%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 130 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
P%N&c-"UTW8S&Pc&'%4#)%&\577&'<RRW1456-".&!"#$%&'%("%)*&+()
I%Rg"PeK%3,V7,;8*&'%a'1*'E!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%Rg"P-K%L./.G')!&7*-&$-12!3
I%Rg"PpK%688+(,'F^)%E'')
3E%B.C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%+(%;+,8*,7'2%*,%0.2%E.*89=%B0C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%+(%;+,8*,7'2%*,%0.2%E.*89=%+(%B;C%.%@*11E71%+(%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK%`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
I%Rg"PaK%-(')'(&.8*+,%+E%)';(';F
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
I%Rg"PXK%X8.878'%+E%1*/*8.8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%Rg"PpK%688+(,'F^)%E'')3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%Rg"P-K%L./.G')I%Rg"P-K%L./.G')!&7*-&$-12!3!&7*-&$-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 131 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
P%N&c-"UTW8S&Pc&'%4#)%&\577&'<RRW1456-".&!"#$%&'%("%)*&+()
I%Rg"PZK%]EE';8%+,%+89'(%1.@!&7*-&$-12!3
I%Rg"PWK%W,*E+(/*8F%+E%.441*;.8*+,%.,2%;+,)8(7;8*+,!&7*-&$-12!3
I%Rg"PmK%X'&'(.0*1*8F!&7*-&$-12!3
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
I%Rg"PmK%X'&'(.0*1*8FI%Rg"PmK%X'&'(.0*1*8F!&7*-&$-12!3!&7*-&$-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 132 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
P%N&c-"UTW8S&Pc&'%4#)%&\577&'<RRW1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 133 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
P-")0&,#"-754#P:,:&Q%4:&')#):&+44:&;;&YY=8ST&=&YY=8YT&
!"#$%&'%("%)*&K"-)%()5-4&+()b+8%eEE*;*.11F%62+48'2
D0'*
I%MMP!$RB!C
N5*).44(+4(*.8*+,O%/'.,)%.;?7*)*8*+,=%2*);1+)7('=%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%.789+(*8F%+(%;+,)',8=%7,1'))%)7;9%8(.2'%)';('8%@.)%.((*&'2%.8%0F%*,2'4',2',8%2'&'1+4/',8=%('&'()'%',G*,''(*,G=%+(%@.)%+08.*,'2%E(+/%.,+89'(%4'()+,%@*89%.%(*G98%8+%2*);1+)'%89'%8(.2'%)';('8K
I%MMP!$RBRC!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%MMP!$RBJC
NZ(.2'%)';('8O%/'.,)%07)*,'))%+(%8';9,*;.1%*,E+(/.8*+,=%*,;172*,G%078%,+8%1*/*8'2%8+%.%E+(/71.=%4.88'(,=%4(+G(./=%2'&*;'=%;+/4*1.8*+,%+E%*,E+(/.8*+,=%/'89+2=%8';9,*?7'=%+(%4(+;'))%89.8A%%%%%%%.K%L'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%;+//'(;*.1%&.17'%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+%+(%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%89(+7G9%*,2'4',2',8%2'&'1+4/',8%+(%('&'()'%',G*,''(*,G%0F%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'H%.,2%
%%%%%%0K%3)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
Z9'%'>*)8',;'%+E%.%8(.2'%)';('8%)9.11%,+8%0'%,'G.8'2%/'('1F%0';.7)'%89'%*,E+(/.8*+,%;+/4(*)*,G%89'%8(.2'%)';('8%9.)%.1)+%0'',%2'&'1+4'2=%7)'2=%+(%+@,'2%*,2'4',2',81F%0F%/+('%89.,%+,'%4'()+,=%+(%1*;',)'2%8+%+89'(%4'()+,)K
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%MMP!$RBRC!"#$%&'%()*+,-(.*'%(/&+-%0-12!3I%MMP!$RBRC!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 134 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
P-")0&,#"-754#P:,:&Q%4:&')#):&+44:&;;&YY=8ST&=&YY=8YT&
!"#$%&'%("%)*&K"-)%()5-4&+()I%MMP!$[K%a'/'2*')
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
I%MMP!$[K%a'/'2*')
B0C%3,%.22*8*+,%8+%89'%('1*'E%.789+(*T'2%0F%)70)';8*+,%B.C=%.;87.1%2./.G')%/.F%0'%(';+&'('2=%/'.)7('2%0F%89'%';+,+/*;%1+))%+(%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%@9*;9'&'(%*)%G('.8'(K%B;C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%8(*'(%+E%E.;8%.1)+%/.F%.@.(2%47,*8*&'%2./.G')%*,%*8)%2*);('8*+,K
I%MMP!$[B2C
%3E%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%*E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F)_%E'')%8+%89'%4('&.*1*,G%4.(8FK
IMMP!$MK%-(')'(&.8*+,%+E%)';(';F!"#$%&'%()*+,-(.*'%(/&+
I%MMP!$gK%X8.878'%+E%1*/*8.8*+,)!"#$%&'%()*+,-(.*'%(/&+-#"%-<05Y
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%/7)8%0'%;+//',;'2%@*89*,%89(''%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%;+/41.*,'2%+E%*)%+(%('.)+,.01F%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K%
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%MMP!$[B2C
B;C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%8(*'(%+E%E.;8%.1)+%/.F%.@.(2%47,*8*&'%2./.G')%*,%*8)%
';+,+/*;%1+))%+(%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%@9*;9'&'(%*)%G('.8'(K';+,+/*;%1+))%+(%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%@9*;9'&'(%*)%G('.8'(KB0C%3,%.22*8*+,%8+%89'%('1*'E%.789+(*T'2%0F%)70)';8*+,%B.C=%.;87.1%2./.G')%/.F%0'%(';+&'('2=%/'.)7('2%0F%89'%';+,+/*;%1+))%+(%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%@9*;9'&'(%*)%G('.8'(K
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
B;C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%8(*'(%+E%E.;8%.1)+%/.F%.@.(2%47,*8*&'%2./.G')%*,%*8)%B;C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%8(*'(%+E%E.;8%.1)+%/.F%.@.(2%47,*8*&'%2./.G')%*,%*8)%2*);('8*+,K2*);('8*+,K
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
B0C%3,%.22*8*+,%8+%89'%('1*'E%.789+(*T'2%0F%)70)';8*+,%B.C=%.;87.1%2./.G')%/.F%0'%(';+&'('2=%/'.)7('2%0F%89'%B0C%3,%.22*8*+,%8+%89'%('1*'E%.789+(*T'2%0F%)70)';8*+,%B.C=%.;87.1%2./.G')%/.F%0'%(';+&'('2=%/'.)7('2%0F%89'%';+,+/*;%1+))%+(%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%@9*;9'&'(%*)%G('.8'(K';+,+/*;%1+))%+(%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%@9*;9'&'(%*)%G('.8'(K
B;C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%8(*'(%+E%E.;8%.1)+%/.F%.@.(2%47,*8*&'%2./.G')%*,%*8)%B;C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%8(*'(%+E%E.;8%.1)+%/.F%.@.(2%47,*8*&'%2./.G')%*,%*8)%
I%MMP!$[K%a'/'2*')I%MMP!$[K%a'/'2*')
B0C%3,%.22*8*+,%8+%89'%('1*'E%.789+(*T'2%0F%)70)';8*+,%B.C=%.;87.1%2./.G')%/.F%0'%(';+&'('2=%/'.)7('2%0F%89'%B0C%3,%.22*8*+,%8+%89'%('1*'E%.789+(*T'2%0F%)70)';8*+,%B.C=%.;87.1%2./.G')%/.F%0'%(';+&'('2=%/'.)7('2%0F%89'%';+,+/*;%1+))%+(%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%@9*;9'&'(%*)%G('.8'(K';+,+/*;%1+))%+(%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8=%@9*;9'&'(%*)%G('.8'(KB0C%3,%.22*8*+,%8+%89'%('1*'E%.789+(*T'2%0F%)70)';8*+,%B.C=%.;87.1%2./.G')%/.F%0'%(';+&'('2=%/'.)7('2%0F%89'%B0C%3,%.22*8*+,%8+%89'%('1*'E%.789+(*T'2%0F%)70)';8*+,%B.C=%.;87.1%2./.G')%/.F%0'%(';+&'('2=%/'.)7('2%0F%89'%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 135 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
P-")0&,#"-754#P:,:&Q%4:&')#):&+44:&;;&YY=8ST&=&YY=8YT&
!"#$%&'%("%)*&K"-)%()5-4&+()D0'*
D0'*
!%&%*-)>-Q*## =%$"!%XK]KR2%$j$=%$!!P!R%BRjj[CK!%&%"%*-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>-
I%MMP!$JK%6;8*+,%E+(%/*).44(+4(*.8*+,Z9'%+@,'(%+E%.%8(.2'%)';('8%)9.11%9.&'%('/'2F%0F%;*&*1%.;8*+,%E+(%/*).44(+4(*.8*+,%+E%9*)%8(.2'%)';('8K
I%MMP!$$K%Q7(2',%+E%4(++E5*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%*)%4(*/.%E.;*'%')8.01*)9'2%0F%89'%*,8(+27;8*+,%+E%)70)8.,8*.1%'&*2',;'%89.8%89'%4'()+,%.G.*,)8%@9+/%('1*'E%*)%)+7G98%0+89A%%%%%%B!C%n,+@)%+(%)9+712%9.&'%S,+@,%+E%89'%8(.2'%)';('8H%.,2%%%%%%BRC%h.)%9.2%.%)4';*E*;%+44+(87,*8F%8+%.;?7*('%*8%E+(%2*);1+)7('%+(%7)'%+(%9.)%.;?7*('2=%2*);1+)'2=%+(%7)'2%*8%@*89+78%89'%'>4('))%+(%*/41*'2%;+,)',8%+(%.789+(*8F%+E%89'%+@,'(K
Z9*)%4(*/.%E.;*'%'&*2',;'%*)%('0788'2%0F%89'%*,8(+27;8*+,%+E%)70)8.,8*.1%'&*2',;'%89.8%89'%4'()+,%.G.*,)8%@9+/%('1*'E%*)%)+7G98%.;?7*('2%89'%*,E+(/.8*+,%;+/4(*)*,G%89'%8(.2'%)';('8%0F%*,2'4',2',8%2'&'1+4/',8=%('&'()'%',G*,''(*,G=%+(%*8%@.)%+08.*,'2%E(+/%.,+89'(%4'()+,%@*89%.%(*G98%8+%2*);1+)'%89'%8(.2'%)';('8K%Z9*)%)';8*+,%)9.11%,+8%0'%;+,)8(7'2%8+%2'4(*&'%89'%4'()+,%.G.*,)8%@9+/%('1*'E%*)%)+7G98%+E%.,F%+89'(%2'E',)')%4(+&*2'2%7,2'(%89'%1.@K
II%MMP!$#%P%MMP!MRK%a')'(&'2
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
=%$"!%XK]KR2%$j$=%$!!P!R%BRjj[CK=%$"!%XK]KR2%$j$=%$!!P!R%BRjj[CK!%&%"%*-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>-!%&%"%*-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>-
=%$"!%XK]KR2%$j$=%$!!P!R%BRjj[CK=%$"!%XK]KR2%$j$=%$!!P!R%BRjj[CK!%&%"%*-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>-!%&%"%*-$=0"+.-#*-$*)*5*.-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 136 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
P-")0&,#"-754#P:,:&Q%4:&')#):&+44:&;;&YY=8ST&=&YY=8YT&
!"#$%&'%("%)*&K"-)%()5-4&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 137 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
P-")0&A#U-)#P:A:&,%4):&,-$%&;;&VR=TS:8=W8&=&VR=TS:8=W9
1456-".&!"#$%&'%("%)*&+()!"#$
I%[gPR$K!Pj!B!C!&7*-&$-12!3
I%[gPR$K!Pj!BRC!&7*-&$-12!3
I%[gPR$K!Pj!BJC
N-'()+,O%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%1*/*8'2%1*.0*1*8F%;+/4.,F=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
I%[gPR$K!Pj!B[C!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
I%[gPR$K!Pj!BJC
N-'()+,O%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%1*/*8'2%1*.0*1*8F%;+/4.,F=4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%
I%[gPR$K!Pj!BJCBJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 138 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
P-")0&A#U-)#P:A:&,%4):&,-$%&;;&VR=TS:8=W8&=&VR=TS:8=W9
1456-".&!"#$%&'%("%)*&+()I%[gPR$K!PjRK%3,V7,;8*&'%('1*'E!&7*-&$-12!3
I%[gPR$K!PjJK%L./.G')!&7*-&$-12!3
I%[gPR$K!Pj[K%688+(,'F_)%E'')!&7*-&$-12!3
I%[gPR$K!Pj$K%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%[gPR$K!PjMK%X8.878'%+E%1*/*8.8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%[gPR$K!Pj[K%688+(,'F_)%E'')!&7*-&$-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%[gPR$K!PjJK%L./.G')I%[gPR$K!PjJK%L./.G')!&7*-&$-12!3!&7*-&$-12!3I%[gPR$K!PjJK%L./.G')I%[gPR$K!PjJK%L./.G')
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 139 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
P-")0&A#U-)#P:A:&,%4):&,-$%&;;&VR=TS:8=W8&=&VR=TS:8=W9
1456-".&!"#$%&'%("%)*&+()I%[gPR$K!PjgK%]EE';8%+,%+89'(%1.@!&7*-&$-12!3
D0'*
bKLK%U',8K%U+2'%I%!PjRPRjK%X'&'(.0*1*8F
3,%89'%'&',8%89.8%.,F%;1.7)'=%)',8',;'=%4.(.G(.49=%;9.48'(=%+(%+89'(%4.(8%+E%.,F%8*81'=%*)%.2V72G'2%0F%.,F%;+7(8%+E%;+/4'8',8%+(%E*,.1%V7(*)2*;8*+,%8+%0'%*,&.1*2=%)7;9%V72G/',8%2+')%,+8%.EE';8=%*/4.*(=%,+(%*,&.1*2.8'%.,F%+89'(%;1.7)'=%)',8',;'=%4.(.G(.49=%;9.48'(=%)';8*+,=%+(%4.(8%+E%)7;9%8*81'=%078%*)%;+,E*,'2%*,%*8)%+4'(.8*+,%8+%89'%;1.7)'=%)',8',;'=%4.(.G(.49=%)';8*+,=%+(%4.(8%89'('+E%2*(';81F%*,&+1&'2%*,%89'%;+,8(+&'()F%*,%@9*;9%)7;9%V72G/',8%9.)%0'',%(',2'('2K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
V72G/',8%9.)%0'',%(',2'('2K
+89'(%;1.7)'=%)',8',;'=%4.(.G(.49=%;9.48'(=%)';8*+,=%+(%4.(8%+E%)7;9%8*81'=%078%*)%;+,E*,'2%*,%*8)%+4'(.8*+,%8+%89'%;1.7)'=%)',8',;'=%4.(.G(.49=%)';8*+,=%+(%4.(8%89'('+E%2*(';81F%*,&+1&'2%*,%89'%;+,8(+&'()F%*,%@9*;9%)7;9%
+E%;+/4'8',8%+(%E*,.1%V7(*)2*;8*+,%8+%0'%*,&.1*2=%)7;9%V72G/',8%2+')%,+8%.EE';8=%*/4.*(=%,+(%*,&.1*2.8'%.,F%+89'(%;1.7)'=%)',8',;'=%4.(.G(.49=%;9.48'(=%)';8*+,=%+(%4.(8%+E%)7;9%8*81'=%078%*)%;+,E*,'2%*,%*8)%+4'(.8*+,%8+%89'%+E%;+/4'8',8%+(%E*,.1%V7(*)2*;8*+,%8+%0'%*,&.1*2=%)7;9%V72G/',8%2+')%,+8%.EE';8=%*/4.*(=%,+(%*,&.1*2.8'%.,F%+89'(%;1.7)'=%)',8',;'=%4.(.G(.49=%;9.48'(=%)';8*+,=%+(%4.(8%+E%)7;9%8*81'=%078%*)%;+,E*,'2%*,%*8)%+4'(.8*+,%8+%89'%
3,%89'%'&',8%89.8%.,F%;1.7)'=%)',8',;'=%4.(.G(.49=%;9.48'(=%+(%+89'(%4.(8%+E%.,F%8*81'=%*)%.2V72G'2%0F%.,F%;+7(8%+E%;+/4'8',8%+(%E*,.1%V7(*)2*;8*+,%8+%0'%*,&.1*2=%)7;9%V72G/',8%2+')%,+8%.EE';8=%*/4.*(=%,+(%*,&.1*2.8'%.,F%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
;1.7)'=%)',8',;'=%4.(.G(.49=%)';8*+,=%+(%4.(8%89'('+E%2*(';81F%*,&+1&'2%*,%89'%;+,8(+&'()F%*,%@9*;9%)7;9%;1.7)'=%)',8',;'=%4.(.G(.49=%)';8*+,=%+(%4.(8%89'('+E%2*(';81F%*,&+1&'2%*,%89'%;+,8(+&'()F%*,%@9*;9%)7;9%V72G/',8%9.)%0'',%(',2'('2KV72G/',8%9.)%0'',%(',2'('2K
3,%89'%'&',8%89.8%.,F%;1.7)'=%)',8',;'=%4.(.G(.49=%;9.48'(=%+(%+89'(%4.(8%+E%.,F%8*81'=%*)%.2V72G'2%0F%.,F%;+7(8%3,%89'%'&',8%89.8%.,F%;1.7)'=%)',8',;'=%4.(.G(.49=%;9.48'(=%+(%+89'(%4.(8%+E%.,F%8*81'=%*)%.2V72G'2%0F%.,F%;+7(8%+E%;+/4'8',8%+(%E*,.1%V7(*)2*;8*+,%8+%0'%*,&.1*2=%)7;9%V72G/',8%2+')%,+8%.EE';8=%*/4.*(=%,+(%*,&.1*2.8'%.,F%+E%;+/4'8',8%+(%E*,.1%V7(*)2*;8*+,%8+%0'%*,&.1*2=%)7;9%V72G/',8%2+')%,+8%.EE';8=%*/4.*(=%,+(%*,&.1*2.8'%.,F%+89'(%;1.7)'=%)',8',;'=%4.(.G(.49=%;9.48'(=%)';8*+,=%+(%4.(8%+E%)7;9%8*81'=%078%*)%;+,E*,'2%*,%*8)%+4'(.8*+,%8+%89'%+89'(%;1.7)'=%)',8',;'=%4.(.G(.49=%;9.48'(=%)';8*+,=%+(%4.(8%+E%)7;9%8*81'=%078%*)%;+,E*,'2%*,%*8)%+4'(.8*+,%8+%89'%;1.7)'=%)',8',;'=%4.(.G(.49=%)';8*+,=%+(%4.(8%89'('+E%2*(';81F%*,&+1&'2%*,%89'%;+,8(+&'()F%*,%@9*;9%)7;9%;1.7)'=%)',8',;'=%4.(.G(.49=%)';8*+,=%+(%4.(8%89'('+E%2*(';81F%*,&+1&'2%*,%89'%;+,8(+&'()F%*,%@9*;9%)7;9%
bKLK%U',8K%U+2'%I%!PjRPRjK%X'&'(.0*1*8FbKLK%U',8K%U+2'%I%!PjRPRjK%X'&'(.0*1*8F
3,%89'%'&',8%89.8%.,F%;1.7)'=%)',8',;'=%4.(.G(.49=%;9.48'(=%+(%+89'(%4.(8%+E%.,F%8*81'=%*)%.2V72G'2%0F%.,F%;+7(8%3,%89'%'&',8%89.8%.,F%;1.7)'=%)',8',;'=%4.(.G(.49=%;9.48'(=%+(%+89'(%4.(8%+E%.,F%8*81'=%*)%.2V72G'2%0F%.,F%;+7(8%+E%;+/4'8',8%+(%E*,.1%V7(*)2*;8*+,%8+%0'%*,&.1*2=%)7;9%V72G/',8%2+')%,+8%.EE';8=%*/4.*(=%,+(%*,&.1*2.8'%.,F%+E%;+/4'8',8%+(%E*,.1%V7(*)2*;8*+,%8+%0'%*,&.1*2=%)7;9%V72G/',8%2+')%,+8%.EE';8=%*/4.*(=%,+(%*,&.1*2.8'%.,F%+89'(%;1.7)'=%)',8',;'=%4.(.G(.49=%;9.48'(=%)';8*+,=%+(%4.(8%+E%)7;9%8*81'=%078%*)%;+,E*,'2%*,%*8)%+4'(.8*+,%8+%89'%+89'(%;1.7)'=%)',8',;'=%4.(.G(.49=%;9.48'(=%)';8*+,=%+(%4.(8%+E%)7;9%8*81'=%078%*)%;+,E*,'2%*,%*8)%+4'(.8*+,%8+%89'%
bKLK%U',8K%U+2'%I%!PjRPRjK%X'&'(.0*1*8FbKLK%U',8K%U+2'%I%!PjRPRjK%X'&'(.0*1*8F
3,%89'%'&',8%89.8%.,F%;1.7)'=%)',8',;'=%4.(.G(.49=%;9.48'(=%+(%+89'(%4.(8%+E%.,F%8*81'=%*)%.2V72G'2%0F%.,F%;+7(8%3,%89'%'&',8%89.8%.,F%;1.7)'=%)',8',;'=%4.(.G(.49=%;9.48'(=%+(%+89'(%4.(8%+E%.,F%8*81'=%*)%.2V72G'2%0F%.,F%;+7(8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 140 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
P-")0&A#U-)#P:A:&,%4):&,-$%&;;&VR=TS:8=W8&=&VR=TS:8=W9
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 141 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
M05-M05-&H%G:&,-$%:&+44:&;;&8<<<:Y8&=&8<<<:Y>
1456-".&!"#$%&'%("%)*&+()!"#$
I%!JJJKM!B6C!&7*-&$-12!3
I%!JJJKM!BQC!&7*-&$-12!3
I%!JJJKM!BUC
N-'()+,O%9.)%89'%)./'%/'.,*,G%.)%*,%2*&*)*+,%BUC%+E%)';8*+,%!K$"%+E%89'%a'&*)'2%U+2'%.,2%*,;172')%G+&'(,/',8.1%',8*8*')K
I%!K$"BUC%N-'()+,O%*,;172')%.%,.87(.1%4'()+,%.,%*,2*&*27.1=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.,2%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
I%!JJJKM!BLC
NZ(.2'%)';('8O%/'.,)%*,E+(/.8*+,=%*,;172*,G%89'%@9+1'%+(%.,F%4+(8*+,%+(%49.)'%+E%.,F%);*',8*E*;%+(%8';9,*;.1%*,E+(/.8*+,=%2')*G,=%4(+;'))=%4(+;'27('=%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%*/4(+&'/',8=%+(%.,F%07)*,'))%*,E+(/.8*+,%+(%41.,)=%E*,.,;*.1%*,E+(/.8*+,=%+(%1*)8*,G%+E%,./')=%.22('))')=%+(%8'1'49+,'%,7/0'()=%89.8%).8*)E*')%0+89%+E%89'%E+11+@*,GA
%%%%%%B!C%38%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'K
%%%%%%BRC%38%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
G+&'(,/',8.1%',8*8*')K
I%!JJJKM!BUC
N-'()+,O%9.)%89'%)./'%/'.,*,G%.)%*,%2*&*)*+,%BUC%+E%)';8*+,%!K$"%+E%89'%a'&*)'2%U+2'%.,2%*,;172')%G+&'(,/',8.1%',8*8*')K
I%!JJJKM!BUCBJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 142 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
M05-M05-&H%G:&,-$%:&+44:&;;&8<<<:Y8&=&8<<<:Y>
1456-".&!"#$%&'%("%)*&+()I%!JJJKMR%3,V7,;8*+,)
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
I%!JJJKMJ%L./.G')
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
BQC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%47,*8*&'%+(%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%89(''%8*/')%.,F%.@.(2%/.2'%7,2'(%2*&*)*+,%B6C%+E%89*)%)';8*+,K
I%!JJJKM[%688+(,'F^)%E'')!&7*-&$-12!3
I%!JJJKM$%U+7(8%4(')'(&*,G%+E%8(.2'%)';('8!&7*-&$-12!3
I%!JJJKMM%k*/*8.8*+,%+E%.;8*+,)
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%)9.11%0'%;+//',;'2%@*89*,%89(''%E+7(%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%!JJJKM[%688+(,'F^)%E'')!&7*-&$-12!3
BQC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%47,*8*&'%+(%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%89(''%8*/')
/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
BQC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%47,*8*&'%+(%'>'/41.(F%2./.G')%*,%.,%
;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%89.8%*)%'?7*8.01'%7,2'(%89'%;*(;7/)8.,;')%;+,)*2'(*,G%89'%1+))%8+%89'%;+/41.*,.,8=%89'%0','E*8%8+%89'%/*).44(+4(*.8+(=%+(%0+89=/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%89.8%*)%'?7*8.01'%7,2'(%89'%;*(;7/)8.,;')%;+,)*2'(*,G%89'%1+))%8+%89'%;+/41.*,.,8=%89'%0','E*8%8+%89'%/*).44(+4(*.8+(=%+(%0+89=
*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%/.F%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%
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
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%89.8%*)%'?7*8.01'%7,2'(%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%89.8%*)%'?7*8.01'%7,2'(%89'%;*(;7/)8.,;')%;+,)*2'(*,G%89'%1+))%8+%89'%;+/41.*,.,8=%89'%0','E*8%8+%89'%/*).44(+4(*.8+(=%+(%0+89=89'%;*(;7/)8.,;')%;+,)*2'(*,G%89'%1+))%8+%89'%;+/41.*,.,8=%89'%0','E*8%8+%89'%/*).44(+4(*.8+(=%+(%0+89=/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
BQC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%47,*8*&'%+(%'>'/41.(F%2./.G')%*,%.,%BQC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%47,*8*&'%+(%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%./+7,8%,+8%'>;''2*,G%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
B6C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B6C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*,%.%;*&*1%.;8*+,%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*,%.%;*&*1%.;8*+,%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%/.F%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%/.F%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%
I%!JJJKMJ%L./.G')I%!JJJKMJ%L./.G')
B6C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B6C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*,%.%;*&*1%.;8*+,%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*,%.%;*&*1%.;8*+,%B6C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B6C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 143 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
M05-M05-&H%G:&,-$%:&+44:&;;&8<<<:Y8&=&8<<<:Y>
1456-".&!"#$%&'%("%)*&+()I%!JJJKMg%a'/'2*')!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%!JJJKM#%U+,)8(7;8*+,%+E%.;8!&7*-&$-12!3
e9*+%a'&K%U+2'%6,,K%I%!K$j%X'&'(.0*1*8F%+E%)8.878+(F%4(+&*)*+,)
3E%.,F%4(+&*)*+,%+E%.%)';8*+,%+E%89'%a'&*)'2%U+2'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%)';8*+,%+(%('1.8'2%)';8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%.('%)'&'(.01'K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%.('%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%)';8*+,%+(%('1.8'2%)';8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%.('%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%)';8*+,%+(%('1.8'2%)';8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%.('%
3E%.,F%4(+&*)*+,%+E%.%)';8*+,%+E%89'%a'&*)'2%U+2'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%)';8*+,%+(%('1.8'2%)';8*+,)%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
)'&'(.01'K)'&'(.01'K
3E%.,F%4(+&*)*+,%+E%.%)';8*+,%+E%89'%a'&*)'2%U+2'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%3E%.,F%4(+&*)*+,%+E%.%)';8*+,%+E%89'%a'&*)'2%U+2'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%)';8*+,%+(%('1.8'2%)';8*+,)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%)';8*+,%+(%('1.8'2%)';8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%.('%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%.('%
e9*+%a'&K%U+2'%6,,K%I%!K$j%X'&'(.0*1*8F%+E%)8.878+(F%4(+&*)*+,)e9*+%a'&K%U+2'%6,,K%I%!K$j%X'&'(.0*1*8F%+E%)8.878+(F%4(+&*)*+,)
3E%.,F%4(+&*)*+,%+E%.%)';8*+,%+E%89'%a'&*)'2%U+2'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%3E%.,F%4(+&*)*+,%+E%.%)';8*+,%+E%89'%a'&*)'2%U+2'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%)';8*+,%+(%('1.8'2%)';8*+,)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%)';8*+,%+(%('1.8'2%)';8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%.('%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%.('%
e9*+%a'&K%U+2'%6,,K%I%!K$j%X'&'(.0*1*8F%+E%)8.878+(F%4(+&*)*+,)e9*+%a'&K%U+2'%6,,K%I%!K$j%X'&'(.0*1*8F%+E%)8.878+(F%4(+&*)*+,)
3E%.,F%4(+&*)*+,%+E%.%)';8*+,%+E%89'%a'&*)'2%U+2'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%3E%.,F%4(+&*)*+,%+E%.%)';8*+,%+E%89'%a'&*)'2%U+2'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 144 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
M05-M05-&H%G:&,-$%:&+44:&;;&8<<<:Y8&=&8<<<:Y>
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 145 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
MU7#0-.#MU7#:&'):&+44:&)5):&R9Z&;;&9S&=&>S&1456-".&!"#$%&'%("%)*&+()
!"#$
I%#MB!C!&7*-&$-12!3
I%#MBRC!&7*-&$-12!3
I%#MBJC!&7*-&$-12!3
I%#MB[C!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%#MBJC!&7*-&$-12!3I%#MBJC!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 146 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
MU7#0-.#MU7#:&'):&+44:&)5):&R9Z&;;&9S&=&>S&1456-".&!"#$%&'%("%)*&+()
I%#gK%3,V7,;8*+,)PPU+7(8%+(2'()!&7*-&$-12!3
I%##K%L./.G')!&7*-&$-12!3
I%#"K%688+(,'F^)%E'')!&7*-&$-12!3
I%"jK%5'.,)%+E%4(')'(&*,G%8(.2'%)';('8)
3,%.,%.;8*+,%0(+7G98%47()7.,8%8+%89'%4(+&*)*+,)%+E%89'%W,*E+(/%Z(.2'%X';('8)%6;8=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)%47()7.,8%8+%89'%4(+&*)*+,)%+E%X';8*+,%JRjJ%+E%Z*81'%!R%+E%89'%eS1.9+/.%X8.878')=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
I%"!K%k*/*8.8*+,%+E%.;8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%#"K%688+(,'F^)%E'')!&7*-&$-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%##K%L./.G')I%##K%L./.G')!&7*-&$-12!3!&7*-&$-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 147 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
MU7#0-.#MU7#:&'):&+44:&)5):&R9Z&;;&9S&=&>S&1456-".&!"#$%&'%("%)*&+()
I%"RK%e4'(.8*+,%.,2%'EE';8%+E%.;8PP]>'/48*+,)!&7*-&$-12!3
I%"JK%6441*;.8*+,%.,2%;+,)8(7;8*+,%+E%.;8!&7*-&$-12!3
eS1.K%X8K%6,,K%8*8K%g$%I%!!.K%U+,)8(7;8*+,%+E%)8.878')PPX'&'(.0*1*8F
3,%89'%;+,)8(7;8*+,%+E%89'%)8.878')%+E%89*)%)8.8'=%89'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2A
!K%`+(%.,F%.;8%',.;8'2%+,%+(%.E8'(%l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k'G*)1.87('%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%%%%%%0K%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%.;8=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
RK%`+(%.;8)%',.;8'2%4(*+(%8+%l71F%!=%!"#"=%@9'89'(%+(%,+8%)7;9%.;8)%@'('%',.;8'2%@*89%.,%'>4('))%4(+&*)*+,%E+(%)'&'(.0*1*8F=%*8%*)%89'%*,8',8%+E%89'%eS1.9+/.%k'G*)1.87('%89.8%89'%.;8%+(%.,F%4+(8*+,%+E%89'%.;8%+(%.441*;.8*+,%+E%89'%.;8%)9.11%0'%)'&'(.01'%7,1'))A%%%%%%.K%89'%;+,)8(7;8*+,%+E%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%89'%.;8%@+712%0'%*,;+,)*)8',8%@*89%89'%/.,*E')8%*,8',8%+E%89'%k'G*)1.87('H%%%%%%0K%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%+E%89'%.;8%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89%.,2%)+%2'4',2',8%74+,%89'%&+*2%4(+&*)*+,)%89.8%89'%;+7(8%;.,,+8%4(')7/'%89'%k'G*)1.87('%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%%%%%%;K%89'%;+7(8%E*,2)%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
I%"[K%]>'/48*+,)Z9'%W,*E+(/%Z(.2'%X';('8)%6;8!%)9.11%,+8%0'%;+,)8(7'2%8+%.441FA%%%%%%!K%8+%.%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'%+E%89*)%.;8H%+(%%%%%%%RK%@*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'%+E%89*)%.;8=%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'%+E%89*)%.;8K
I%"$K%a'4'.1'2
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
%%%%%%0K%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%+E%89'%.;8%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89%.,2%)+%
89'%.;8%)9.11%0'%)'&'(.01'%7,1'))A%%%%%%.K%89'%;+,)8(7;8*+,%+E%89'%4(+&*)*+,)%+(%.441*;.8*+,%+E%89'%.;8%@+712%0'%*,;+,)*)8',8%@*89%89'%/.,*E')8%*,8',8%+E%89'%k'G*)1.87('H
RK%`+(%.;8)%',.;8'2%4(*+(%8+%l71F%!=%!"#"=%@9'89'(%+(%,+8%)7;9%.;8)%@'('%',.;8'2%@*89%.,%'>4('))%4(+&*)*+,%E+(%)'&'(.0*1*8F=%*8%*)%89'%*,8',8%+E%89'%eS1.9+/.%k'G*)1.87('%89.8%89'%.;8%+(%.,F%4+(8*+,%+E%89'%.;8%+(%.441*;.8*+,%+E%89'%.;8%)9.11%0'%)'&'(.01'%7,1'))A
('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%%%%%%0K%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%.;8=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
2'4',2',8%74+,=%89'%&+*2%4(+&*)*+,)%89.8%89'%;+7(8%;.,,+8%4(')7/'%89'%k'G*)1.87('%@+712%9.&'%',.;8'2%89'%2'4',2',8%74+,=%89'%&+*2%4(+&*)*+,)%89.8%89'%;+7(8%;.,,+8%4(')7/'%89'%k'G*)1.87('%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%%%%%%0K%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%.;8=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%
.;8%)9.11%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+(%.441*;.8*+,%+E%89'%.;8%*)%E+7,2%8+%0'%7,;+,)8*878*+,.1%.,2%&+*2=%89'%('/.*,*,G%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%.;8%)9.11%('/.*,%&.1*2=%7,1'))%89'%;+7(8%E*,2)A%%%%%%.K%89'%&.1*2%4(+&*)*+,)%+(%.441*;.8*+,%+E%89'%.;8%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%&+*2%4(+&*)*+,)%89.8%89'%;+7(8%;.,,+8%4(')7/'%89'%k'G*)1.87('%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(
.;8%)9.11%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+(%.441*;.8*+,%+E%89'%.;8%*)%E+7,2%8+%0'%7,;+,)8*878*+,.1%.,2%&+*2=%89'%('/.*,*,G%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%.;8%)9.11%('/.*,%&.1*2=%7,1'))%89'%;+7(8%E*,2)A%%%%%%.K%89'%&.1*2%4(+&*)*+,)%+(%.441*;.8*+,%+E%89'%.;8%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%
!K%`+(%.,F%.;8%',.;8'2%+,%+(%.E8'(%l71F%!=%!"#"=%7,1'))%89'('%*)%.%4(+&*)*+,%*,%89'%.;8%89.8%89'%.;8%+(%.,F%4+(8*+,%89'('+E%+(%89'%.441*;.8*+,%+E%89'%.;8%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%'&'(F%.;8%+(%.441*;.8*+,%+E%89'%.;8%)9.11%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+(%.441*;.8*+,%+E%89'%.;8%*)%E+7,2%8+%0'%7,;+,)8*878*+,.1%.,2%&+*2=%89'%
!K%`+(%.,F%.;8%',.;8'2%+,%+(%.E8'(%l71F%!=%!"#"=%7,1'))%89'('%*)%.%4(+&*)*+,%*,%89'%.;8%89.8%89'%.;8%+(%.,F%4+(8*+,%!K%`+(%.,F%.;8%',.;8'2%+,%+(%.E8'(%l71F%!=%!"#"=%7,1'))%89'('%*)%.%4(+&*)*+,%*,%89'%.;8%89.8%89'%.;8%+(%.,F%4+(8*+,%
3,%89'%;+,)8(7;8*+,%+E%89'%)8.878')%+E%89*)%)8.8'=%89'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2A
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
89'('+E%+(%89'%.441*;.8*+,%+E%89'%.;8%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%'&'(F%.;8%+(%.441*;.8*+,%+E%89'%89'('+E%+(%89'%.441*;.8*+,%+E%89'%.;8%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%'&'(F%.;8%+(%.441*;.8*+,%+E%89'%.;8%)9.11%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+(%.441*;.8*+,%+E%89'%.;8%*)%E+7,2%8+%0'%7,;+,)8*878*+,.1%.,2%&+*2=%89'%.;8%)9.11%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+(%.441*;.8*+,%+E%89'%.;8%*)%E+7,2%8+%0'%7,;+,)8*878*+,.1%.,2%&+*2=%89'%('/.*,*,G%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%.;8%)9.11%('/.*,%&.1*2=%7,1'))%89'%;+7(8%E*,2)A('/.*,*,G%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%.;8%)9.11%('/.*,%&.1*2=%7,1'))%89'%;+7(8%E*,2)A%%%%%%.K%89'%&.1*2%4(+&*)*+,)%+(%.441*;.8*+,%+E%89'%.;8%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%%%%%%%.K%89'%&.1*2%4(+&*)*+,)%+(%.441*;.8*+,%+E%89'%.;8%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%&+*2%4(+&*)*+,)%89.8%89'%;+7(8%;.,,+8%4(')7/'%89'%k'G*)1.87('%@+712%9.&'%',.;8'2%89'%2'4',2',8%74+,=%89'%&+*2%4(+&*)*+,)%89.8%89'%;+7(8%;.,,+8%4(')7/'%89'%k'G*)1.87('%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%%%%%%0K%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%.;8=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%%%%%%%0K%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%.;8=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
3,%89'%;+,)8(7;8*+,%+E%89'%)8.878')%+E%89*)%)8.8'=%89'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2A3,%89'%;+,)8(7;8*+,%+E%89'%)8.878')%+E%89*)%)8.8'=%89'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2A
!K%`+(%.,F%.;8%',.;8'2%+,%+(%.E8'(%l71F%!=%!"#"=%7,1'))%89'('%*)%.%4(+&*)*+,%*,%89'%.;8%89.8%89'%.;8%+(%.,F%4+(8*+,%!K%`+(%.,F%.;8%',.;8'2%+,%+(%.E8'(%l71F%!=%!"#"=%7,1'))%89'('%*)%.%4(+&*)*+,%*,%89'%.;8%89.8%89'%.;8%+(%.,F%4+(8*+,%89'('+E%+(%89'%.441*;.8*+,%+E%89'%.;8%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%'&'(F%.;8%+(%.441*;.8*+,%+E%89'%89'('+E%+(%89'%.441*;.8*+,%+E%89'%.;8%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%'&'(F%.;8%+(%.441*;.8*+,%+E%89'%
eS1.K%X8K%6,,K%8*8K%g$%I%!!.K%U+,)8(7;8*+,%+E%)8.878')PPX'&'(.0*1*8FeS1.K%X8K%6,,K%8*8K%g$%I%!!.K%U+,)8(7;8*+,%+E%)8.878')PPX'&'(.0*1*8F
3,%89'%;+,)8(7;8*+,%+E%89'%)8.878')%+E%89*)%)8.8'=%89'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2A3,%89'%;+,)8(7;8*+,%+E%89'%)8.878')%+E%89*)%)8.8'=%89'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2A
!K%`+(%.,F%.;8%',.;8'2%+,%+(%.E8'(%l71F%!=%!"#"=%7,1'))%89'('%*)%.%4(+&*)*+,%*,%89'%.;8%89.8%89'%.;8%+(%.,F%4+(8*+,%!K%`+(%.,F%.;8%',.;8'2%+,%+(%.E8'(%l71F%!=%!"#"=%7,1'))%89'('%*)%.%4(+&*)*+,%*,%89'%.;8%89.8%89'%.;8%+(%.,F%4+(8*+,%
eS1.K%X8K%6,,K%8*8K%g$%I%!!.K%U+,)8(7;8*+,%+E%)8.878')PPX'&'(.0*1*8FeS1.K%X8K%6,,K%8*8K%g$%I%!!.K%U+,)8(7;8*+,%+E%)8.878')PPX'&'(.0*1*8F
3,%89'%;+,)8(7;8*+,%+E%89'%)8.878')%+E%89*)%)8.8'=%89'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2A3,%89'%;+,)8(7;8*+,%+E%89'%)8.878')%+E%89*)%)8.8'=%89'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2A
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 148 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
MU7#0-.#MU7#:&'):&+44:&)5):&R9Z&;;&9S&=&>S&1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 149 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
M"%@-4M":&H%G:&')#):&+44:&;;&YVY:VY8&=&YVY:VRS
1456-".&!"#$%&'%("%)*&+()!"#$
I%M[MK[M!B!C
N3/4(+4'(%/'.,)O%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)K%a'&'()'%',G*,''(*,G%.,2%*,2'4',2',8%2'&'1+4/',8%.1+,'%)9.11%,+8%0'%;+,)*2'('2%*/4(+4'(%/'.,)K
I%M[MK[M!BRC!&7*-&$-12!3
I%M[MK[M!BJC!&7*-&$-12!3
I%M[MK[M!B[C
NZ(.2'%)';('8O%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%2(.@*,G=%;+)8%2.8.=%;7)8+/'(%1*)8=%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'%+(%4(+;'))%89.8A%%%%%%%B.C%L'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+%89'%4701*;%+(%8+%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'H%.,2%%%%%%%B0C%3)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK%%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%M[MK[M!BJC!&7*-&$-12!3I%M[MK[M!BJC!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 150 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
M"%@-4M":&H%G:&')#):&+44:&;;&YVY:VY8&=&YVY:VRS
1456-".&!"#$%&'%("%)*&+()I%M[MK[MJK%],V+*,*,G%/*).44(+4(*.8*+,H%4.F/',8%+E%(+F.18*')H%.EE*(/.8*&'%.;8)!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%M[MK[M$K%5*).44(+4(*.8*+,H%2./.G')
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
BJC%W4+,%.%E*,2*,G%+E%@*11E71%+(%/.1*;*+7)%/*).44(+4(*.8*+,=%47,*8*&'%2./.G')%/.F%0'%.@.(2'2%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,)%B!C%.,2%BRC%+E%89*)%)';8*+,K
I%M[MK[MgK%688+(,'F%E'')!&7*-&$-12!3
I%M[MK[M"K%Z(.2'%)';('8H%4(')'(&.8*+,H%/'89+2)!&7*-&$-12!3
I%M[MK[g!K%U+//',;'/',8%+E%.;8*+,H%1*/*8.8*+,!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%M[MK[MgK%688+(,'F%E'')!&7*-&$-12!3
,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,)%B!C%.,2%BRC%+E%89*)%)';8*+,K
('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%
BJC%W4+,%.%E*,2*,G%+E%@*11E71%+(%/.1*;*+7)%/*).44(+4(*.8*+,=%47,*8*&'%2./.G')%/.F%0'%.@.(2'2%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,)%B!C%.,2%BRC%+E%89*)%)';8*+,K
.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%
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
BRC%L./.G')%/.F%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,=%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))=%078%)9.11%,+8%0'%1'))%89.,%.%('.)+,.01'%(+F.18F%E+(%89'%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8
89'%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K
BRC%L./.G')%/.F%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,=%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%
/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%0F%.%2'E',2.,8%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%89'%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%0F%.%2'E',2.,8%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%B!C%6%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%.2'?7.8'%8+%;+/4',).8'%E+(%/*).44(+4(*.8*+,=%7,1'))%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%0F%.%2'E',2.,8%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
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
BJC%W4+,%.%E*,2*,G%+E%@*11E71%+(%/.1*;*+7)%/*).44(+4(*.8*+,=%47,*8*&'%2./.G')%/.F%0'%.@.(2'2%*,%.,%./+7,8%BJC%W4+,%.%E*,2*,G%+E%@*11E71%+(%/.1*;*+7)%/*).44(+4(*.8*+,=%47,*8*&'%2./.G')%/.F%0'%.@.(2'2%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
B!C%6%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%.2'?7.8'%8+%;+/4',).8'%E+(%/*).44(+4(*.8*+,=%7,1'))%.%B!C%6%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%.2'?7.8'%8+%;+/4',).8'%E+(%/*).44(+4(*.8*+,=%7,1'))%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%0F%.%2'E',2.,8%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%0F%.%2'E',2.,8%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%89'%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K89'%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'K
I%M[MK[M$K%5*).44(+4(*.8*+,H%2./.G')I%M[MK[M$K%5*).44(+4(*.8*+,H%2./.G')
B!C%6%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%.2'?7.8'%8+%;+/4',).8'%E+(%/*).44(+4(*.8*+,=%7,1'))%.%B!C%6%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%.2'?7.8'%8+%;+/4',).8'%E+(%/*).44(+4(*.8*+,=%7,1'))%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%0F%.%2'E',2.,8%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%0F%.%2'E',2.,8%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%
I%M[MK[M$K%5*).44(+4(*.8*+,H%2./.G')I%M[MK[M$K%5*).44(+4(*.8*+,H%2./.G')
B!C%6%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%.2'?7.8'%8+%;+/4',).8'%E+(%/*).44(+4(*.8*+,=%7,1'))%.%B!C%6%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%.2'?7.8'%8+%;+/4',).8'%E+(%/*).44(+4(*.8*+,=%7,1'))%.%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 151 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
M"%@-4M":&H%G:&')#):&+44:&;;&YVY:VY8&=&YVY:VRS
1456-".&!"#$%&'%("%)*&+()I%M[MK[gJK%U+,E1*;8*,G%8+(8=%(')8*878*+,=%+(%('/'2*')%0F%+89'(%1.@H%'>;17)*+,)H%1*/*8'2%*//7,*8F
B!C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%BRC%+E%89*)%)';8*+,=%eaX%M[MK[M!%8+%M[MK[g$%)74'()'2'%;+,E1*;8*,G%8+(8=%(')8*878*+,%+(%+89'(%1.@%+E%e('G+,%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K
BRC%eaX%M[MK[M!%8+%M[MK[g$%)9.11%,+8%.EE';8A%%%%%%B.C%U+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%B0C%e89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%B;C%U(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%%B2C%6,F%2'E',)'=%*//7,*8F%+(%1*/*8.8*+,%+E%1*.0*1*8F%.EE+(2'2%4701*;%0+2*')=%89'*(%+EE*;'()=%'/41+F'')%+(%.G',8)%7,2'(%eaX%JjKRMj%8+%JjKJjjK
BJC%b+8@*89)8.,2*,G%.,F%+89'(%4(+&*)*+,%*,%eaX%M[MK[M!%8+%M[MK[g$=%4701*;%0+2*')%.,2%89'*(%+EE*;'()=%'/41+F'')%.,2%.G',8)%.('%*//7,'%E(+/%.,F%;1.*/%+(%.;8*+,%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%89.8%*)%0.)'2%+,%89'%2*);1+)7('%+(%('1'.)'%+E%*,E+(/.8*+,%*,%+0'2*',;'%8+%+(%*,%G++2%E.*89%('1*.,;'%+,%.,F%+(2'(%+E%2*);1+)7('%*))7'2%47()7.,8%8+%eaX%!"RK[!j%8+%!"RK["j%+(%+,%89'%.2&*;'%+E%.,%.88+(,'F%.789+(*T'2%8+%.2&*)'%89'%4701*;%0+2F=%*8)%+EE*;'()=%'/41+F'')%+(%.G',8)K
I%M[MK[g$B!CK%6441*;.8*+,%.,2%;+,)8(7;8*+,H%)9+(8%8*81'H%*,&.1*2*8F!&7*-&$-12!3
I%M[MK[g$BJCK%6441*;.8*+,%.,2%;+,)8(7;8*+,H%)9+(8%8*81'H%*,&.1*2*8F!&7*-&$-12!3
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
I%M[MK[g$BJCK%6441*;.8*+,%.,2%;+,)8(7;8*+,H%)9+(8%8*81'H%*,&.1*2*8FI%M[MK[g$BJCK%6441*;.8*+,%.,2%;+,)8(7;8*+,H%)9+(8%8*81'H%*,&.1*2*8F!&7*-&$-12!3!&7*-&$-12!3I%M[MK[g$BJCK%6441*;.8*+,%.,2%;+,)8(7;8*+,H%)9+(8%8*81'H%*,&.1*2*8FI%M[MK[g$BJCK%6441*;.8*+,%.,2%;+,)8(7;8*+,H%)9+(8%8*81'H%*,&.1*2*8F
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 152 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
M"%@-4M":&H%G:&')#):&+44:&;;&YVY:VY8&=&YVY:VRS
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 153 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
K%44*I7G#45#8T&K#:&')#):$&,-4*:&')#):&+44:&;;&S<W8&=&S<W9
1456-".&!"#$%&'%("%)*&+()&!"#$
I%$JjRK%L'E*,*8*+,)
Z9'%E+11+@*,G%@+(2)%.,2%49(.)')%@9',%7)'2%*,%89*)%;9.48'(%)9.11%9.&'%89'%/'.,*,G)%G*&',%8+%89'/%*,%89*)%)';8*+,%7,1'))%89'%;+,8'>8%;1'.(1F%*,2*;.8')%+89'(@*)'A%
N3/4(+4'(%/'.,)KO%%3,;172')=%078%*)%,+8%1*/*8'2%8+=%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)K
I%$JjRK%D5*).44(+4(*.8*+,D!&7*-&$-12!3
I%$JjRK%D-'()+,D!&7*-&$-12!3
I%$JjRK%DZ(.2'%)';('8D
3,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%2(.@*,G=%4.88'(,=%;+/4*1.8*+,%*,;172*,G%.%;7)8+/'(%1*)8=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'%+(%4(+;'))%89.8A
%%%%%%B!C%L'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'K%%%%%%%BRC%3)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
I%$JjRK%NY*11E71%.,2%/.1*;*+7)KO%
X7;9%*,8',8*+,.1%.;8)%+(%G(+))%,'G1';8%+E%278F%.)%8+%'&*,;'%.%(';S1'))%*,2*EE'(',;'%+E%89'%(*G98)%+E%+89'()%+,%89'%4.(8%+E%89'%@(+,G2+'(=%.,2%.,%',8*('%@.,8%+E%;.('%)+%.)%8+%(.*)'%89'%4(')7/48*+,%89.8%89'%4'()+,%.8%E.718%*)%;+,);*+7)%+E%89'%;+,)'?7',;')%+E%9*)%;.('1')),'))K
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%$JjRK%D-'()+,D!&7*-&$-12!3I%$JjRK%D-'()+,D!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 154 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
A#.#@%* B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
K%44*I7G#45#8T&K#:&')#):$&,-4*:&')#):&+44:&;;&S<W8&=&S<W9
1456-".&!"#$%&'%("%)*&+()&I%$JjJK%3,V7,;8*&'%('1*'E!&7*-&$-12!3
I%$Jj[K%L./.G')!&7*-&$-12!3
I%$Jj$K%688+(,'F%E'')
6%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F%E'')=%'>4',)')%.,2%;+)8)%8+%89'%4('&.*1*,G%4.(8FA%%%%%%%B!C%*E%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89H%%%%%%%BRC%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89H%+(%%%%%%%BJC%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)K
I%$JjMK%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%$JjgK%X8.878'%+E%1*/*8.8*+,)
6,%.;8*+,%7,2'(%89*)%;9.48'(%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%89(''%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%@.)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%̀ +(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K%
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%$Jj$K%688+(,'F%E'')3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%$Jj[K%L./.G')I%$Jj[K%L./.G')!&7*-&$-12!3!&7*-&$-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 155 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
K%44*I7G#45#8T&K#:&')#):$&,-4*:&')#):&+44:&;;&S<W8&=&S<W9
1456-".&!"#$%&'%("%)*&+()&I%$Jj#K%]EE';8%+,%+89'(%1.@!&7*-&$-12!3
D0'*
!%-.K%X8.8K%.,2%U+,)K%X8.8K%6,,K%I%!"R$K%U+,)8*878*+,.1%;+,)8(7;8*+,%+E%)8.878')
Z9'%4(+&*)*+,)%+E%'&'(F%)8.878'%)9.11%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.,F%)8.878'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%('/.*,2'(%+E%89'%)8.878'=%.,2%89'%.441*;.8*+,%+E%)7;9%4(+&*)*+,%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')=%)9.11%,+8%0'%.EE';8'2%89'('0F=%7,1'))%89'%;+7(8%E*,2)%89.8%89'%&.1*2%4(+&*)*+,)%+E%89'%)8.878'%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2%74+,=%89'%&+*2%4(+&*)*+,%+(%.441*;.8*+,=%89.8%*8%;.,,+8%0'%4(')7/'2%89'%c','(.1%6))'/01F%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%7,1'))%89'%;+7(8%E*,2)%89.8%89'%('/.*,*,G%&.1*2%4(+&*)*+,)=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
4(+&*)*+,%+(%.441*;.8*+,=%89.8%*8%;.,,+8%0'%4(')7/'2%89'%c','(.1%6))'/01F%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%7,1'))%89'%;+7(8%E*,2)%89.8%89'%('/.*,*,G%&.1*2%4(+&*)*+,)=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
4(+&*)*+,%+(%.441*;.8*+,=%89.8%*8%;.,,+8%0'%4(')7/'2%89'%c','(.1%6))'/01F%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%7,1'))%89'%;+7(8%E*,2)%89.8%89'%('/.*,*,G%&.1*2%4(+&*)*+,)=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')=%)9.11%,+8%0'%.EE';8'2%89'('0F=%7,1'))%89'%;+7(8%E*,2)%89.8%89'%&.1*2%4(+&*)*+,)%+E%89'%)8.878'%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2%74+,=%89'%&+*2%4(+&*)*+,%+(%.441*;.8*+,=%89.8%*8%;.,,+8%0'%4(')7/'2%89'%c','(.1%6))'/01F%@+712%9.&'%',.;8'2%89'%('/.*,*,G%
.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%('/.*,2'(%+E%89'%)8.878'=%.,2%89'%.441*;.8*+,%+E%)7;9%4(+&*)*+,%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')=%)9.11%,+8%0'%.EE';8'2%89'('0F=%7,1'))%89'%;+7(8%E*,2)%89.8%89'%&.1*2%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%('/.*,2'(%+E%89'%)8.878'=%.,2%89'%.441*;.8*+,%+E%)7;9%4(+&*)*+,%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')=%)9.11%,+8%0'%.EE';8'2%89'('0F=%7,1'))%89'%;+7(8%E*,2)%89.8%89'%&.1*2%
Z9'%4(+&*)*+,)%+E%'&'(F%)8.878'%)9.11%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.,F%)8.878'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%('/.*,2'(%+E%89'%)8.878'=%.,2%89'%.441*;.8*+,%+E%)7;9%4(+&*)*+,%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
4(+&*)*+,)%+E%89'%)8.878'%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2%74+,=%89'%&+*2%4(+&*)*+,)%+E%89'%)8.878'%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2%74+,=%89'%&+*2%4(+&*)*+,%+(%.441*;.8*+,=%89.8%*8%;.,,+8%0'%4(')7/'2%89'%c','(.1%6))'/01F%@+712%9.&'%',.;8'2%89'%('/.*,*,G%4(+&*)*+,%+(%.441*;.8*+,=%89.8%*8%;.,,+8%0'%4(')7/'2%89'%c','(.1%6))'/01F%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%7,1'))%89'%;+7(8%E*,2)%89.8%89'%('/.*,*,G%&.1*2%4(+&*)*+,)=%)8.,2*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%&+*2%+,'H%+(%7,1'))%89'%;+7(8%E*,2)%89.8%89'%('/.*,*,G%&.1*2%4(+&*)*+,)=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8K
Z9'%4(+&*)*+,)%+E%'&'(F%)8.878'%)9.11%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.,F%)8.878'%+(%89'%.441*;.8*+,%89'('+E%8+%Z9'%4(+&*)*+,)%+E%'&'(F%)8.878'%)9.11%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.,F%)8.878'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%('/.*,2'(%+E%89'%)8.878'=%.,2%89'%.441*;.8*+,%+E%)7;9%4(+&*)*+,%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%('/.*,2'(%+E%89'%)8.878'=%.,2%89'%.441*;.8*+,%+E%)7;9%4(+&*)*+,%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')=%)9.11%,+8%0'%.EE';8'2%89'('0F=%7,1'))%89'%;+7(8%E*,2)%89.8%89'%&.1*2%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')=%)9.11%,+8%0'%.EE';8'2%89'('0F=%7,1'))%89'%;+7(8%E*,2)%89.8%89'%&.1*2%4(+&*)*+,)%+E%89'%)8.878'%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2%74+,=%89'%&+*2%4(+&*)*+,)%+E%89'%)8.878'%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2%74+,=%89'%&+*2%
!%-.K%X8.8K%.,2%U+,)K%X8.8K%6,,K%I%!"R$K%U+,)8*878*+,.1%;+,)8(7;8*+,%+E%)8.878')!%-.K%X8.8K%.,2%U+,)K%X8.8K%6,,K%I%!"R$K%U+,)8*878*+,.1%;+,)8(7;8*+,%+E%)8.878')
Z9'%4(+&*)*+,)%+E%'&'(F%)8.878'%)9.11%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.,F%)8.878'%+(%89'%.441*;.8*+,%89'('+E%8+%Z9'%4(+&*)*+,)%+E%'&'(F%)8.878'%)9.11%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.,F%)8.878'%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%('/.*,2'(%+E%89'%)8.878'=%.,2%89'%.441*;.8*+,%+E%)7;9%4(+&*)*+,%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%('/.*,2'(%+E%89'%)8.878'=%.,2%89'%.441*;.8*+,%+E%)7;9%4(+&*)*+,%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')=%)9.11%,+8%0'%.EE';8'2%89'('0F=%7,1'))%89'%;+7(8%E*,2)%89.8%89'%&.1*2%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')=%)9.11%,+8%0'%.EE';8'2%89'('0F=%7,1'))%89'%;+7(8%E*,2)%89.8%89'%&.1*2%
!%-.K%X8.8K%.,2%U+,)K%X8.8K%6,,K%I%!"R$K%U+,)8*878*+,.1%;+,)8(7;8*+,%+E%)8.878')!%-.K%X8.8K%.,2%U+,)K%X8.8K%6,,K%I%!"R$K%U+,)8*878*+,.1%;+,)8(7;8*+,%+E%)8.878')
Z9'%4(+&*)*+,)%+E%'&'(F%)8.878'%)9.11%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.,F%)8.878'%+(%89'%.441*;.8*+,%89'('+E%8+%Z9'%4(+&*)*+,)%+E%'&'(F%)8.878'%)9.11%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.,F%)8.878'%+(%89'%.441*;.8*+,%89'('+E%8+%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 156 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
K%44*I7G#45#8T&K#:&')#):$&,-4*:&')#):&+44:&;;&S<W8&=&S<W9
1456-".&!"#$%&'%("%)*&+()&
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 157 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
H0-$%&D*7#4$8>SY&H:D:&Q%4:&L#N*&+44:&;;&Y=V8=8&=&Y=V8=88
1456-".&!"#$%&'%("%)*&+()!"#$
I%MP[!P!B!C!&7*-&$-12!3
I%MP[!P!BRC!&7*-&$-12!3
I%MP[!P!BJC!&7*-&$-12!3
I%MP[!P!B[C!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%MP[!P!BJC!&7*-&$-12!3I%MP[!P!BJC!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 158 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
H0-$%&D*7#4$8>SY&H:D:&Q%4:&L#N*&+44:&;;&Y=V8=8&=&Y=V8=88
1456-".&!"#$%&'%("%)*&+()I%MP[!PRK%3,V7,;8*&'%('1*'E!&7*-&$-12!3
I%MP[!PJK%L./.G')!&7*-&$-12!3
I%MP[!P[K%688+(,'F_)%E'')!&7*-&$-12!3
I%MP[!P$K%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%MP[!PMK%X8.878'%+E%1*/*8.8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%MP[!P[K%688+(,'F_)%E'')!&7*-&$-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%MP[!PJK%L./.G')I%MP[!PJK%L./.G')!&7*-&$-12!3!&7*-&$-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 159 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
H0-$%&D*7#4$8>SY&H:D:&Q%4:&L#N*&+44:&;;&Y=V8=8&=&Y=V8=88
1456-".&!"#$%&'%("%)*&+()I%MP[!PgK%]EE';8%+,%+89'(%1.@!&7*-&$-12!3
I%MP[!P#K%W,*E+(/*8F%+E%.441*;.8*+,%.,2%;+,)8(7;8*+,!&7*-&$-12!3
I%MP[!P!jK%X'&'(.0*1*8F!&7*-&$-12!3
I%MP[!P!!K%Z*/'%+E%8.S*,G%'EE';8
Z9*)%;9.48'(%8.S')%'EE';8%+,%l71F%!=%!"#M=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%l71F%!=%!"#MK%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%l71F%!=%!"#M=%89'%;9.48'(%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%l71F%!=%!"#MK%%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
I%MP[!P!jK%X'&'(.0*1*8FI%MP[!P!jK%X'&'(.0*1*8F!&7*-&$-12!3!&7*-&$-12!3I%MP[!P!jK%X'&'(.0*1*8FI%MP[!P!jK%X'&'(.0*1*8F
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 160 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
H0-$%&D*7#4$8>SY&H:D:&Q%4:&L#N*&+44:&;;&Y=V8=8&=&Y=V8=88
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 161 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
'-F)0&,#"-754#':,:&,-$%&+44:&;;&<>=9=8W&=&<>=9=8<W
'-F)0&,#"-754#&!"#%&'%("%)*&+()!"#$
I%J"P#PRjB!C%
N3/4(+4'(%/'.,)O%*,;172'%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%278*')%*/4+)'2%0F%89'%;+//+,%1.@=%)8.878'=%;+,8(.;8=%1*;',)'=%4(+8';8*&'%+(2'(=%+(%+89'(%;+7(8%+(%.2/*,*)8(.8*&'%+(2'(=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)K
I%J"P#PRjBRC%!&7*-&$-12!3-#"%-<05-%=*-<0++0B('6Y
3..(%(0'&+-450)($(0'-&..*.-&$-<(5$%-('-+($%YB.C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%0F%*/4(+4'(%/'.,)H%
3..(%(0'&+-B05.$-&..*.-('%0-$*/0'.-/+&"$*-('-$"#$*/%(0'-$%&5%('6-B(%=-S&%-%=*-%(7*-0<-.($/+0$"5*-05-"$*E-A'*B-05-=&.-5*&$0'-%0-A'0B-%=&%-=($-A'0B+*.6*-0<-%=*-%5&.*-$*/5*%-B&$SY
B;CB**CBQC%.;?7*('2%0F%/*)8.S'%+(%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
I%J"P#PRjB[C!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%J"P#PRjB$C
NZ(.2'%)';('8O%/'.,)A
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
I%J"P#jPRjBJC%
Ne@,'(O%/'.,)%89'%4'()+,%+(%',8*8F%*,%@9+/%+(%*,%@9*;9%(*G98E71%1'G.1%+(%'?7*8.01'%8*81'%8+%89'%8(.2'%)';('8%*)%('4+)'2K
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%J"P#PRjB[C!"#$%&'%()*+,-(.*'%(/&+-%0-12!3I%J"P#PRjB[C!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
B;CB**CBQC%.;?7*('2%0F%/*)8.S'%+(B;CB**CBQC%.;?7*('2%0F%/*)8.S'%+(B;CB**CBQC%.;?7*('2%0F%/*)8.S'%+(B;CB**CBQC%.;?7*('2%0F%/*)8.S'%+(
3..(%(0'&+-B05.$-&..*.-('%0-$*/0'.-/+&"$*-('-$"#$*/%(0'-$%&5%('6-B(%=-S&%-%=*-%(7*-0<-.($/+0$"5*-05-"$*E-A'*B-3..(%(0'&+-B05.$-&..*.-('%0-$*/0'.-/+&"$*-('-$"#$*/%(0'-$%&5%('6-B(%=-S&%-%=*-%(7*-0<-.($/+0$"5*-05-"$*E-A'*B-05-=&.-5*&$0'-%0-A'0B-%=&%-=($-A'0B+*.6*-0<-%=*-%5&.*-$*/5*%-B&$SY05-=&.-5*&$0'-%0-A'0B-%=&%-=($-A'0B+*.6*-0<-%=*-%5&.*-$*/5*%-B&$SY
B;CB**CBQC%.;?7*('2%0F%/*)8.S'%+(B;CB**CBQC%.;?7*('2%0F%/*)8.S'%+(%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 162 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
'-F)0&,#"-754#':,:&,-$%&+44:&;;&<>=9=8W&=&<>=9=8<W
'-F)0&,#"-754#&!"#%&'%("%)*&+()I%J"P#P$jK%3,V7,;8*+,)%.G.*,)8%.;87.1%+(%89('.8','2%/*).44(+4(*.8*+,)K
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
BQC%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%0'E+('%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K
BUC%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
I%J"P#P[jK%a';+&'(F%+E%.;87.1%2./.G')H%'>'/41.(F%2./.G')K
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
I%J"P#P#jK%Q.2%E.*89H%.@.(2%+E%.88+(,'F_)%E'')K!&7*-&$-12!3
I%J"P#PMjK%-(')'(&.8*+,%+E%)';(';F%27(*,G%2*);+&'(F%4(+;''2*,G)%+E%;*&*1%.;8*+,)H%)70)8.,8*.1%,''2%2'E*,'2KX0'%&('$-%=*-<"++-12!3-450)($(0'-&'.-$"#$%&'%(&+-&..(%(0'$-.(/%&%('6-%5*&%7*'%-0<-%5&.*-$*/5*%$>-!**-a-bNVOVdc_hVi`-_('-S3..(%(0'$-CCS-/*++-#*+0B`>
I%J"P#PgjK%Z*/'%1*/*8%E+(%0(*,G*,G%.;8*+,K!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%J"P#P#jK%Q.2%E.*89H%.@.(2%+E%.88+(,'F_)%E'')K!&7*-&$-12!3
3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%W4+,%.%E*,2*,G%+E%@*11E71=%@.,8+,=%+(%(';S1'))%2*)('G.(2%+E%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%W4+,%.%E*,2*,G%+E%@*11E71=%@.,8+,=%+(%(';S1'))%2*)('G.(2%+E%89'%41.*,8*EE_)%(*G98)=.@.(2%/.2'%7,2'(%)70)';8*+,%B6CK
/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%W4+,%.%E*,2*,G%+E%@*11E71=%@.,8+,=%+(%(';S1'))%2*)('G.(2%+E%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%W4+,%.%E*,2*,G%+E%@*11E71=%@.,8+,=%+(%(';S1'))%2*)('G.(2%+E%
;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
*,'?7*8.01'%.,2%/.F%E+(/%89'%0.)*)%E+(%('27;*,G%/+,'8.(F%(';+&'(FK
%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%
*,'?7*8.01'%.,2%/.F%E+(/%89'%0.)*)%E+(%('27;*,G%/+,'8.(F%(';+&'(FK
%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%
%2./.G')%E+(%/*).44(+4(*.8*+,%+E%8(.2'%)';('8)K%6%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%0'E+('%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%/.F%(',2'(%E711%/+,'8.(F%(';+&'(F%*,'?7*8.01'%.,2%/.F%E+(/%89'%0.)*)%E+(%('27;*,G%/+,'8.(F%(';+&'(FK
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%6%;+/41.*,.,8%*)%',8*81'2%8+%%2./.G')%E+(%/*).44(+4(*.8*+,%+E%8(.2'%)';('8)K%6%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%6%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%6%;+/41.*,.,8%*)%',8*81'2%8+%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%6%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%6%;+/41.*,.,8%*)%',8*81'2%8+%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
0'E+('%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%/.F%(',2'(%E711%/+,'8.(F%(';+&'(F%0'E+('%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%/.F%(',2'(%E711%/+,'8.(F%(';+&'(F%*,'?7*8.01'%.,2%/.F%E+(/%89'%0.)*)%E+(%('27;*,G%/+,'8.(F%(';+&'(FK*,'?7*8.01'%.,2%/.F%E+(/%89'%0.)*)%E+(%('27;*,G%/+,'8.(F%(';+&'(FK
BQC%L./.G')%BQC%L./.G')%;.,%/.F;.,%/.F;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%6%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%6%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%6%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%6%;+/41.*,.,8%*)%',8*81'2%8+%
.;87.1.;87.1%2./.G')%E+(%/*).44(+4(*.8*+,%+E%8(.2'%)';('8)K%6%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%%2./.G')%E+(%/*).44(+4(*.8*+,%+E%8(.2'%)';('8)K%6%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%0'E+('%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%/.F%(',2'(%E711%/+,'8.(F%(';+&'(F%0'E+('%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%/.F%(',2'(%E711%/+,'8.(F%(';+&'(F%
I%J"P#P[jK%a';+&'(F%+E%.;87.1%2./.G')H%'>'/41.(F%2./.G')KI%J"P#P[jK%a';+&'(F%+E%.;87.1%2./.G')H%'>'/41.(F%2./.G')K
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%6%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%6%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%6%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%6%;+/41.*,.,8%*)%',8*81'2%8+%
I%J"P#P[jK%a';+&'(F%+E%.;87.1%2./.G')H%'>'/41.(F%2./.G')KI%J"P#P[jK%a';+&'(F%+E%.;87.1%2./.G')H%'>'/41.(F%2./.G')K
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 163 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
'-F)0&,#"-754#':,:&,-$%&+44:&;;&<>=9=8W&=&<>=9=8<W
'-F)0&,#"-754#&!"#%&'%("%)*&+()I%J"P#P!!jK%U9.48'(_)%'EE';8%+,%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F%.,2%+89'(%1.@)H%'EE';8%+,%+89'(%('/'2*')K
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
BUC%6,F%.,2%.11%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%+(%74+,%4(+8';8*+,%.G.*,)8%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%.('%G+&'(,'2%0F%89'%(71')%+E%4(+;'27('=%(71')%+E%'&*2',;'=%('G71.8*+,)=%.,2%89'%;+//+,%1.@%.441*;.01'%8+%89'%.2/*,*)8(.8*&'%1.@%8(*07,.1%+(%;+7(8%@9'('%89'%.;8*+,%*)%E*1'2K
D0'*
I%J"P#P!RjK%X'&'(.0*1*8FK!&7*-&$-12!3
II%J"P#P!%P%J"P#P"%q%J"P#P!!%a'4'.1'2
I%J"P#PJj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jBQC%.,2%BUCK
I%J"P#P"j%q%I%J"P#P!jjK%U(*/*,.1%4(+&*)*+,)%+/*88'2%E(+/%;9.(8
I%J"P#P!JjK%a'8(+.;8*&'%.441*;.8*+,%+E%;9.48'(KZ9*)%;9.48'(%2+')%,+8%.441F%8+%.%/*).44(+4(*.8*+,%+;;7((*,G%0'E+('%l71F%!=%!""g=%+(%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%0'E+('%l71F%!=%!""gK
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
I%J"P#P!RjK%X'&'(.0*1*8FKI%J"P#P!RjK%X'&'(.0*1*8FK!&7*-&$-12!3!&7*-&$-12!3I%J"P#P!RjK%X'&'(.0*1*8FKI%J"P#P!RjK%X'&'(.0*1*8FK
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 164 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
'-F)0&,#"-754#':,:&,-$%&+44:&;;&<>=9=8W&=&<>=9=8<W
'-F)0&,#"-754#&!"#%&'%("%)*&+()I%J"P#PMjBQPl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`C%3,E+(/.8*+,%4(+27;'2%47()7.,8%8+%89*)%)';8*+,%/.F%+,1F%0'%2*);1+)'2%8+%4'()+,)%*2',8*E*'2%*,%89'%@(*88',%4(+8';8*&'%+(2'(%+E%89'%;+7(8%.,2%/.F%0'%7)'2%+(%2*);1+)'2%+,1F%*,%89'%.;8*+,%*,%@9*;9%*8%*)%4(+27;'2K%k*8*G.8*+,P)9.(*,G%+(2'()%4'(8.*,*,G%8+%8(.2'%)';('8%*,E+(/.8*+,%/7)8%,+8%0'%',8'('2%0F%89'%;+7(8K%%%%%%BcC%6%4'()+,%(';'*&*,G%8(.2'%)';('8%*,E+(/.8*+,%47()7.,8%8+%89*)%)';8*+,%*)%)70V';8%8+%89'%V7(*)2*;8*+,%+E%89'%;+7(8)%+E%89*)%X8.8'K%%%%%%Bh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lC%Z9*)%)';8*+,%.441*')%8+%.,F%;*&*1%.;8*+,%0(+7G98%@*89*,%+(%@*89+78%89*)%X8.8'%@9'('%2*);+&'(F%*)%)+7G98%+E%8(.2'%)';('8%*,E+(/.8*+,%4(')',8%*,%89*)%X8.8'K
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
8(.2'%)';('8%*,E+(/.8*+,%4(')',8%*,%89*)%X8.8'K%%%%%%BlC%Z9*)%)';8*+,%.441*')%8+%.,F%;*&*1%.;8*+,%0(+7G98%@*89*,%+(%@*89+78%89*)%X8.8'%@9'('%2*);+&'(F%*)%)+7G98%+E%8(.2'%)';('8%*,E+(/.8*+,%4(')',8%*,%89*)%X8.8'K
8(.2'%)';('8%*,E+(/.8*+,=%+(%'>;'(48)%89'('E(+/=%/7)8%0'%('87(,'2%8+%89'%9+12'(%+E%89'%8(.2'%)';('8)%.8%89'%
%%%%%%BlC%Z9*)%)';8*+,%.441*')%8+%.,F%;*&*1%.;8*+,%0(+7G98%@*89*,%+(%@*89+78%89*)%X8.8'%@9'('%2*);+&'(F%*)%)+7G98%+E%8(.2'%)';('8%*,E+(/.8*+,%4(')',8%*,%89*)%X8.8'K
%%%%%%B3C%611%8(.2'%)';('8%*,E+(/.8*+,%.,2%.,F%;+4*')=%2741*;.8')=%+(%+89'(%@(*8*,G)%@9*;9%('E1';8%+(%;+,8.*,%89'%8(.2'%)';('8%*,E+(/.8*+,=%+(%'>;'(48)%89'('E(+/=%/7)8%0'%('87(,'2%8+%89'%9+12'(%+E%89'%8(.2'%)';('8)%.8%89'%
@9'('%8(.2'%)';('8%*,E+(/.8*+,%*)%2*);7))'2=%4(')',8'2=%+(%+89'(@*)'%/.2'%S,+@,%8+%.,F%4.(8F%,+8%.1('.2F%7,2'(%.%;+,E*2',8*.1*8F%.G(''/',8%@*89%89'%8(.2'%)';('8%+@,'(K%%%%%%B3C%611%8(.2'%)';('8%*,E+(/.8*+,%.,2%.,F%;+4*')=%2741*;.8')=%+(%+89'(%@(*8*,G)%@9*;9%('E1';8%+(%;+,8.*,%89'%8(.2'%)';('8%*,E+(/.8*+,=%+(%'>;'(48)%89'('E(+/=%/7)8%0'%('87(,'2%8+%89'%9+12'(%+E%89'%8(.2'%)';('8)%.8%89'%
@9'('%8(.2'%)';('8%*,E+(/.8*+,%*)%2*);7))'2=%4(')',8'2=%+(%+89'(@*)'%/.2'%S,+@,%8+%.,F%4.(8F%,+8%.1('.2F%7,2'(%.%;+,E*2',8*.1*8F%.G(''/',8%@*89%89'%8(.2'%)';('8%+@,'(K
;+,E*2',8*.1*8F%.G(''/',8)%E(+/%.11%4.(8*')%89.8%.('%4(')',8%*,%89'%;+7(8(++/%+(%.('%4.(8F%8+%.,F%4(+;'27(')%@9'('%8(.2'%)';('8%*,E+(/.8*+,%*)%2*);7))'2=%4(')',8'2=%+(%+89'(@*)'%/.2'%S,+@,%8+%.,F%4.(8F%,+8%.1('.2F%;+,E*2',8*.1*8F%.G(''/',8)%E(+/%.11%4.(8*')%89.8%.('%4(')',8%*,%89'%;+7(8(++/%+(%.('%4.(8F%8+%.,F%4(+;'27(')%
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
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lC%Z9*)%)';8*+,%.441*')%8+%.,F%;*&*1%.;8*+,%0(+7G98%@*89*,%+(%@*89+78%89*)%X8.8'%@9'('%2*);+&'(F%*)%)+7G98%+E%%%%%%%BlC%Z9*)%)';8*+,%.441*')%8+%.,F%;*&*1%.;8*+,%0(+7G98%@*89*,%+(%@*89+78%89*)%X8.8'%@9'('%2*);+&'(F%*)%)+7G98%+E%8(.2'%)';('8%*,E+(/.8*+,%4(')',8%*,%89*)%X8.8'K8(.2'%)';('8%*,E+(/.8*+,%4(')',8%*,%89*)%X8.8'K8(.2'%)';('8%*,E+(/.8*+,%4(')',8%*,%89*)%X8.8'K8(.2'%)';('8%*,E+(/.8*+,%4(')',8%*,%89*)%X8.8'K
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
9'.(*,G=%89'%+@,'(%+E%89'%4(+27;'2%8(.2'%)';('8%*,E+(/.8*+,%*)%.11+@'2%8+%+08.*,%*,2*&*27.11F%)*G,'2%9'.(*,G=%89'%+@,'(%+E%89'%4(+27;'2%8(.2'%)';('8%*,E+(/.8*+,%*)%.11+@'2%8+%+08.*,%*,2*&*27.11F%)*G,'2%;+,E*2',8*.1*8F%.G(''/',8)%E(+/%.11%4.(8*')%89.8%.('%4(')',8%*,%89'%;+7(8(++/%+(%.('%4.(8F%8+%.,F%4(+;'27(')%;+,E*2',8*.1*8F%.G(''/',8)%E(+/%.11%4.(8*')%89.8%.('%4(')',8%*,%89'%;+7(8(++/%+(%.('%4.(8F%8+%.,F%4(+;'27(')%@9'('%8(.2'%)';('8%*,E+(/.8*+,%*)%2*);7))'2=%4(')',8'2=%+(%+89'(@*)'%/.2'%S,+@,%8+%.,F%4.(8F%,+8%.1('.2F%@9'('%8(.2'%)';('8%*,E+(/.8*+,%*)%2*);7))'2=%4(')',8'2=%+(%+89'(@*)'%/.2'%S,+@,%8+%.,F%4.(8F%,+8%.1('.2F%7,2'(%.%;+,E*2',8*.1*8F%.G(''/',8%@*89%89'%8(.2'%)';('8%+@,'(K7,2'(%.%;+,E*2',8*.1*8F%.G(''/',8%@*89%89'%8(.2'%)';('8%+@,'(K%%%%%%B3C%611%8(.2'%)';('8%*,E+(/.8*+,%.,2%.,F%;+4*')=%2741*;.8')=%+(%+89'(%@(*8*,G)%@9*;9%('E1';8%+(%;+,8.*,%89'%%%%%%%B3C%611%8(.2'%)';('8%*,E+(/.8*+,%.,2%.,F%;+4*')=%2741*;.8')=%+(%+89'(%@(*8*,G)%@9*;9%('E1';8%+(%;+,8.*,%89'%
%%%%%%BhC%Y9',%*,E+(/.8*+,%4(+27;'2%47()7.,8%8+%89*)%)';8*+,%*)%2*);7))'2%+(%+89'(@*)'%2*);1+)'2%.8%.%8(*.1%+(%%%%%%%BhC%Y9',%*,E+(/.8*+,%4(+27;'2%47()7.,8%8+%89*)%)';8*+,%*)%2*);7))'2%+(%+89'(@*)'%2*);1+)'2%.8%.%8(*.1%+(%9'.(*,G=%89'%+@,'(%+E%89'%4(+27;'2%8(.2'%)';('8%*,E+(/.8*+,%*)%.11+@'2%8+%+08.*,%*,2*&*27.11F%)*G,'2%9'.(*,G=%89'%+@,'(%+E%89'%4(+27;'2%8(.2'%)';('8%*,E+(/.8*+,%*)%.11+@'2%8+%+08.*,%*,2*&*27.11F%)*G,'2%;+,E*2',8*.1*8F%.G(''/',8)%E(+/%.11%4.(8*')%89.8%.('%4(')',8%*,%89'%;+7(8(++/%+(%.('%4.(8F%8+%.,F%4(+;'27(')%;+,E*2',8*.1*8F%.G(''/',8)%E(+/%.11%4.(8*')%89.8%.('%4(')',8%*,%89'%;+7(8(++/%+(%.('%4.(8F%8+%.,F%4(+;'27(')%@9'('%8(.2'%)';('8%*,E+(/.8*+,%*)%2*);7))'2=%4(')',8'2=%+(%+89'(@*)'%/.2'%S,+@,%8+%.,F%4.(8F%,+8%.1('.2F%@9'('%8(.2'%)';('8%*,E+(/.8*+,%*)%2*);7))'2=%4(')',8'2=%+(%+89'(@*)'%/.2'%S,+@,%8+%.,F%4.(8F%,+8%.1('.2F%
%%%%%%BcC%6%4'()+,%(';'*&*,G%8(.2'%)';('8%*,E+(/.8*+,%47()7.,8%8+%89*)%)';8*+,%*)%)70V';8%8+%89'%V7(*)2*;8*+,%+E%89'%%%%%%%BcC%6%4'()+,%(';'*&*,G%8(.2'%)';('8%*,E+(/.8*+,%47()7.,8%8+%89*)%)';8*+,%*)%)70V';8%8+%89'%V7(*)2*;8*+,%+E%89'%
%%%%%%BhC%Y9',%*,E+(/.8*+,%4(+27;'2%47()7.,8%8+%89*)%)';8*+,%*)%2*);7))'2%+(%+89'(@*)'%2*);1+)'2%.8%.%8(*.1%+(%%%%%%%BhC%Y9',%*,E+(/.8*+,%4(+27;'2%47()7.,8%8+%89*)%)';8*+,%*)%2*);7))'2%+(%+89'(@*)'%2*);1+)'2%.8%.%8(*.1%+(%9'.(*,G=%89'%+@,'(%+E%89'%4(+27;'2%8(.2'%)';('8%*,E+(/.8*+,%*)%.11+@'2%8+%+08.*,%*,2*&*27.11F%)*G,'2%9'.(*,G=%89'%+@,'(%+E%89'%4(+27;'2%8(.2'%)';('8%*,E+(/.8*+,%*)%.11+@'2%8+%+08.*,%*,2*&*27.11F%)*G,'2%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 165 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
'-F)0&A#U-)#':A:&,-$565%$&L#N*&;;&<R=T>=8&=&<R=T>=88
1456-".&!"#$%&'%("%)*&+()!"#$
I%JgPR"P!K%L'E*,*8*+,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'%Z'(/)%7)'2%*,%89*)%;9.48'(%/'.,A%
B!C%N3/4(+4'(=O%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9=%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
I%JgPR"P!BRC!&7*-&$-12!3
I%JgPR"P!BJC
N-'()+,=O%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%1*/*8'2%1*.0*1*8F%;+/4.,F=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,=%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FH
I%JgPR"P!B[C!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,=%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FH
I%JgPR"P!BJC
N-'()+,=O%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%1*/*8'2%1*.0*1*8F%;+/4.,F=.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,=%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%
I%JgPR"P!BJCBJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 166 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
'-F)0&A#U-)#':A:&,-$565%$&L#N*&;;&<R=T>=8&=&<R=T>=88
1456-".&!"#$%&'%("%)*&+()I%JgPR"PRK%3,V7,;8*&'%('1*'E!&7*-&$-12!3
I%JgPR"PJK%L./.G')!&7*-&$-12!3
I%JgPR"P[K%688+(,'F_)%E'')!&7*-&$-12!3
I%JgPR"P$K%-(')'(&.8*+,%+E%X';(';F!&7*-&$-12!3
I%JgPR"PMK%X8.878'%+E%1*/*8.8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%JgPR"P[K%688+(,'F_)%E'')!&7*-&$-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%JgPR"PJK%L./.G')I%JgPR"PJK%L./.G')!&7*-&$-12!3!&7*-&$-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 167 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
'-F)0&A#U-)#':A:&,-$565%$&L#N*&;;&<R=T>=8&=&<R=T>=88
1456-".&!"#$%&'%("%)*&+()I%JgPR"PgK%]EE';8%+,%+89'(%1.@!&7*-&$-12!3
I%JgPR"P#K%W,*E+(/*8F%+E%.441*;.8*+,%.,2%;+,)8(7;8*+,!&7*-&$-12!3
!%&%*-*?-5*+>-@(++$-)>-Q(+.*5 =%[R%bKYKR2%#"!=%#"g%B!"$jCKX0"5%-=&$-&-."%,-%0-$*)*5-$%&%"%*-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>
I%JgPR"P!jK%a')'(&'2
I%JgPR"P!!K%Z*/'%+E%8.S*,G%'EE';8Z9*)%;9.48'(%8.S')%'EE';8%+,%l71F%!=%!"##=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89*)%;9.48'(%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
!%&%*-*?-5*+>-@(++$-)>-Q(+.*5!%&%*-*?-5*+>-@(++$-)>-Q(+.*5X0"5%-=&$-&-."%,-%0-$*)*5-$%&%"%*-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>X0"5%-=&$-&-."%,-%0-$*)*5-$%&%"%*-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>!%&%*-*?-5*+>-@(++$-)>-Q(+.*5!%&%*-*?-5*+>-@(++$-)>-Q(+.*5 =%[R%bKYKR2%#"!=%#"g%B!"$jCK=%[R%bKYKR2%#"!=%#"g%B!"$jCKX0"5%-=&$-&-."%,-%0-$*)*5-$%&%"%*-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>X0"5%-=&$-&-."%,-%0-$*)*5-$%&%"%*-B=*'-40$$(#+*-&'.-/0'$($%*'%-B(%=-+*6($+&%()*-('%*'%>
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 168 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
'-F)0&A#U-)#':A:&,-$565%$&L#N*&;;&<R=T>=8&=&<R=T>=88
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 169 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
!%44%**%%!%44:&,-$%:&+44:&;;&VR=TS=8RW8&=&VR=TS=8RW>
1456-".&!"#$%&'%("%)*&+()!"#$
I%[gPR$P!gjRB!C!&7*-&$-12!3
I%[gPR$P!gjRBRC!&7*-&$-12!3
I%[gPR$P!gjRBJC!&7*-&$-12!3
I%[gPR$P!gjRB[C
NZ(.2'%)';('8O%/'.,)%*,E+(/.8*+,=%@*89+78%('G.(2%8+%E+(/=%*,;172*,G=%078%,+8%1*/*8'2%8+=%8';9,*;.1=%,+,8';9,*;.1%+(%E*,.,;*.1%2.8.=%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%+(%41.,%89.8A%%%%%%%B6C%L'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'H%.,2
%%%%%%BQC%3)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%[gPR$P!gjRBJC!&7*-&$-12!3I%[gPR$P!gjRBJC!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 170 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
!%44%**%%!%44:&,-$%:&+44:&;;&VR=TS=8RW8&=&VR=TS=8RW>
1456-".&!"#$%&'%("%)*&+()I%[gPR$P!gjJK%3,V7,;8*+,)H%;+,2*8*+,.1%E787('%7)'
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
I%[gPR$P!gj[K%L./.G')%E+(%/*).44(+4(*.8*+,!"#$%&'%()*+,-(.*'%(/&+
I%[gPR$P!gj$K%688+(,'F_)%E'')!&7*-&$-12!3
I%[gPR$P!gjMK%-(')'(&*,G%)';(';F%+E%.11'G'2%8(.2'%)';('8)!&7*-&$-12!3
I%[gPR$P!gjgK%X8.878'%+E%1*/*8.8*+,)
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%89(''%BJC%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(=%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'=%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%0F%.,F%4'()+,%;+,)8*878')%.%)*,G1'%;1.*/%.G.*,)8%89.8%4'()+,=%078%89*)%)';8*+,%)9.11%0'%.441*'2%)'4.(.8'1F%8+%.,F%;1.*/%.G.*,)8%'.;9%+89'(%4'()+,%@9+%(';'*&')%.%8(.2'%)';('8%E(+/%.,+89'(%4'()+,%@9+%/*).44(+4(*.8'2%89.8%8(.2'%)';('8K
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%[gPR$P!gj$K%688+(,'F_)%E'')!&7*-&$-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%[gPR$P!gj[K%L./.G')%E+(%/*).44(+4(*.8*+,I%[gPR$P!gj[K%L./.G')%E+(%/*).44(+4(*.8*+,!"#$%&'%()*+,-(.*'%(/&+!"#$%&'%()*+,-(.*'%(/&+I%[gPR$P!gj[K%L./.G')%E+(%/*).44(+4(*.8*+,I%[gPR$P!gj[K%L./.G')%E+(%/*).44(+4(*.8*+,
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 171 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
!%44%**%%!%44:&,-$%:&+44:&;;&VR=TS=8RW8&=&VR=TS=8RW>
1456-".&!"#$%&'%("%)*&+()I%[gPR$P!gj#K%U+,E1*;8*,G%('/'2*')
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%4.(8%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%)8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%B0C%Z9*)%4.(8%2+')%,+8%.EE';8A%%%%%%B!C%U+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%4(+&*2'2=%89.8%.%;+,8(.;87.1%278F%8+%/.*,8.*,%)';(';F%+(%1*/*8%7)'%+E%.%8(.2'%)';('8%)9.11%,+8%0'%2''/'2%8+%0'%&+*2%+(%7,',E+(;'.01'%)+1'1F%E+(%1.;S%+E%27(.8*+,.1%+(%G'+G(.49*;.1%1*/*8.8*+,%+,%89'%278FH%%%%%%BRC%e89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%%BJC%U(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K
B;C%3,%,+%'&',8%)9.11%.%@(*88',%;+,8(.;8%0'%('?7*('2%8+%/.*,8.*,%.,%.;8*+,%+(%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8%4(+&',%7,2'(%89*)%4.(8K
I%[gPR$P!gj"K%6441*;.8*+,%.,2%;+,)8(7;8*+,!&7*-&$-12!3
Z',,K%U+2'K%6,,K%I%!PJP!!jK%X'&'(.0*1*8F
38%*)%9'('0F%2';1.('2%89.8%89'%)';8*+,)=%;1.7)')=%)',8',;')%.,2%4.(8)%+E%89'%Z',,'))''%U+2'%.('%)'&'(.01'=%.('%,+8%/.88'()%+E%/787.1%'))',8*.1%*,27;'/',8=%.,2%.,F%+E%89'/%)9.11%0'%'>);*,2'2%*E%89'%;+2'%@+712%+89'(@*)'%0'%7,;+,)8*878*+,.1%+(%*,'EE';8*&'K%3E%.,F%+,'%B!C%+(%/+('%)';8*+,)=%;1.7)')=%)',8',;')%+(%4.(8)%)9.11%E+(%.,F%('.)+,%0'%?7')8*+,'2%*,%.,F%;+7(8=%.,2%)9.11%0'%.2V72G'2%7,;+,)8*878*+,.1%+(%*,&.1*2=%)7;9%V72G/',8%)9.11%,+8%.EE';8=%*/4.*(%+(%*,&.1*2.8'%89'%('/.*,*,G%4(+&*)*+,)%89'('+E=%078%)9.11%0'%;+,E*,'2%*,%*8)%+4'(.8*+,%8+%89'%)4';*E*;%4(+&*)*+,%+(%4(+&*)*+,)%)+%9'12%7,;+,)8*878*+,.1%+(%*,&.1*2=%.,2%89'%*,.441*;.0*1*8F%+(%*,&.1*2*8F%+E%.,F%)';8*+,=%;1.7)'=%)',8',;'%+(%4.(8%*,%.,F%+,'%B!C%+(%/+('%*,)8.,;')%)9.11%,+8%0'%8.S',%8+%.EE';8%+(%4('V72*;'%*,%.,F%@.F%*8)%.441*;.0*1*8F%+(%&.1*2*8F%*,%.,F%+89'(%*,)8.,;'K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
.,F%@.F%*8)%.441*;.0*1*8F%+(%&.1*2*8F%*,%.,F%+89'(%*,)8.,;'K.,F%@.F%*8)%.441*;.0*1*8F%+(%&.1*2*8F%*,%.,F%+89'(%*,)8.,;'K
.EE';8=%*/4.*(%+(%*,&.1*2.8'%89'%('/.*,*,G%4(+&*)*+,)%89'('+E=%078%)9.11%0'%;+,E*,'2%*,%*8)%+4'(.8*+,%8+%89'%)4';*E*;%4(+&*)*+,%+(%4(+&*)*+,)%)+%9'12%7,;+,)8*878*+,.1%+(%*,&.1*2=%.,2%89'%*,.441*;.0*1*8F%+(%*,&.1*2*8F%+E%.,F%)';8*+,=%;1.7)'=%)',8',;'%+(%4.(8%*,%.,F%+,'%B!C%+(%/+('%*,)8.,;')%)9.11%,+8%0'%8.S',%8+%.EE';8%+(%4('V72*;'%*,%.,F%@.F%*8)%.441*;.0*1*8F%+(%&.1*2*8F%*,%.,F%+89'(%*,)8.,;'K
.EE';8=%*/4.*(%+(%*,&.1*2.8'%89'%('/.*,*,G%4(+&*)*+,)%89'('+E=%078%)9.11%0'%;+,E*,'2%*,%*8)%+4'(.8*+,%8+%89'%)4';*E*;%4(+&*)*+,%+(%4(+&*)*+,)%)+%9'12%7,;+,)8*878*+,.1%+(%*,&.1*2=%.,2%89'%*,.441*;.0*1*8F%+(%*,&.1*2*8F%+E%.,F%)';8*+,=%;1.7)'=%)',8',;'%+(%4.(8%*,%.,F%+,'%B!C%+(%/+('%*,)8.,;')%)9.11%,+8%0'%8.S',%8+%.EE';8%+(%4('V72*;'%*,%
0'%7,;+,)8*878*+,.1%+(%*,'EE';8*&'K%3E%.,F%+,'%B!C%+(%/+('%)';8*+,)=%;1.7)')=%)',8',;')%+(%4.(8)%)9.11%E+(%.,F%('.)+,%0'%?7')8*+,'2%*,%.,F%;+7(8=%.,2%)9.11%0'%.2V72G'2%7,;+,)8*878*+,.1%+(%*,&.1*2=%)7;9%V72G/',8%)9.11%,+8%.EE';8=%*/4.*(%+(%*,&.1*2.8'%89'%('/.*,*,G%4(+&*)*+,)%89'('+E=%078%)9.11%0'%;+,E*,'2%*,%*8)%+4'(.8*+,%8+%89'%
,+8%/.88'()%+E%/787.1%'))',8*.1%*,27;'/',8=%.,2%.,F%+E%89'/%)9.11%0'%'>);*,2'2%*E%89'%;+2'%@+712%+89'(@*)'%0'%7,;+,)8*878*+,.1%+(%*,'EE';8*&'K%3E%.,F%+,'%B!C%+(%/+('%)';8*+,)=%;1.7)')=%)',8',;')%+(%4.(8)%)9.11%E+(%.,F%,+8%/.88'()%+E%/787.1%'))',8*.1%*,27;'/',8=%.,2%.,F%+E%89'/%)9.11%0'%'>);*,2'2%*E%89'%;+2'%@+712%+89'(@*)'%0'%7,;+,)8*878*+,.1%+(%*,'EE';8*&'K%3E%.,F%+,'%B!C%+(%/+('%)';8*+,)=%;1.7)')=%)',8',;')%+(%4.(8)%)9.11%E+(%.,F%
38%*)%9'('0F%2';1.('2%89.8%89'%)';8*+,)=%;1.7)')=%)',8',;')%.,2%4.(8)%+E%89'%Z',,'))''%U+2'%.('%)'&'(.01'=%.('%,+8%/.88'()%+E%/787.1%'))',8*.1%*,27;'/',8=%.,2%.,F%+E%89'/%)9.11%0'%'>);*,2'2%*E%89'%;+2'%@+712%+89'(@*)'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
('.)+,%0'%?7')8*+,'2%*,%.,F%;+7(8=%.,2%)9.11%0'%.2V72G'2%7,;+,)8*878*+,.1%+(%*,&.1*2=%)7;9%V72G/',8%)9.11%,+8%('.)+,%0'%?7')8*+,'2%*,%.,F%;+7(8=%.,2%)9.11%0'%.2V72G'2%7,;+,)8*878*+,.1%+(%*,&.1*2=%)7;9%V72G/',8%)9.11%,+8%.EE';8=%*/4.*(%+(%*,&.1*2.8'%89'%('/.*,*,G%4(+&*)*+,)%89'('+E=%078%)9.11%0'%;+,E*,'2%*,%*8)%+4'(.8*+,%8+%89'%.EE';8=%*/4.*(%+(%*,&.1*2.8'%89'%('/.*,*,G%4(+&*)*+,)%89'('+E=%078%)9.11%0'%;+,E*,'2%*,%*8)%+4'(.8*+,%8+%89'%)4';*E*;%4(+&*)*+,%+(%4(+&*)*+,)%)+%9'12%7,;+,)8*878*+,.1%+(%*,&.1*2=%.,2%89'%*,.441*;.0*1*8F%+(%*,&.1*2*8F%+E%.,F%)4';*E*;%4(+&*)*+,%+(%4(+&*)*+,)%)+%9'12%7,;+,)8*878*+,.1%+(%*,&.1*2=%.,2%89'%*,.441*;.0*1*8F%+(%*,&.1*2*8F%+E%.,F%)';8*+,=%;1.7)'=%)',8',;'%+(%4.(8%*,%.,F%+,'%B!C%+(%/+('%*,)8.,;')%)9.11%,+8%0'%8.S',%8+%.EE';8%+(%4('V72*;'%*,%)';8*+,=%;1.7)'=%)',8',;'%+(%4.(8%*,%.,F%+,'%B!C%+(%/+('%*,)8.,;')%)9.11%,+8%0'%8.S',%8+%.EE';8%+(%4('V72*;'%*,%.,F%@.F%*8)%.441*;.0*1*8F%+(%&.1*2*8F%*,%.,F%+89'(%*,)8.,;'K.,F%@.F%*8)%.441*;.0*1*8F%+(%&.1*2*8F%*,%.,F%+89'(%*,)8.,;'K
38%*)%9'('0F%2';1.('2%89.8%89'%)';8*+,)=%;1.7)')=%)',8',;')%.,2%4.(8)%+E%89'%Z',,'))''%U+2'%.('%)'&'(.01'=%.('%38%*)%9'('0F%2';1.('2%89.8%89'%)';8*+,)=%;1.7)')=%)',8',;')%.,2%4.(8)%+E%89'%Z',,'))''%U+2'%.('%)'&'(.01'=%.('%,+8%/.88'()%+E%/787.1%'))',8*.1%*,27;'/',8=%.,2%.,F%+E%89'/%)9.11%0'%'>);*,2'2%*E%89'%;+2'%@+712%+89'(@*)'%,+8%/.88'()%+E%/787.1%'))',8*.1%*,27;'/',8=%.,2%.,F%+E%89'/%)9.11%0'%'>);*,2'2%*E%89'%;+2'%@+712%+89'(@*)'%0'%7,;+,)8*878*+,.1%+(%*,'EE';8*&'K%3E%.,F%+,'%B!C%+(%/+('%)';8*+,)=%;1.7)')=%)',8',;')%+(%4.(8)%)9.11%E+(%.,F%0'%7,;+,)8*878*+,.1%+(%*,'EE';8*&'K%3E%.,F%+,'%B!C%+(%/+('%)';8*+,)=%;1.7)')=%)',8',;')%+(%4.(8)%)9.11%E+(%.,F%('.)+,%0'%?7')8*+,'2%*,%.,F%;+7(8=%.,2%)9.11%0'%.2V72G'2%7,;+,)8*878*+,.1%+(%*,&.1*2=%)7;9%V72G/',8%)9.11%,+8%('.)+,%0'%?7')8*+,'2%*,%.,F%;+7(8=%.,2%)9.11%0'%.2V72G'2%7,;+,)8*878*+,.1%+(%*,&.1*2=%)7;9%V72G/',8%)9.11%,+8%
Z',,K%U+2'K%6,,K%I%!PJP!!jK%X'&'(.0*1*8FZ',,K%U+2'K%6,,K%I%!PJP!!jK%X'&'(.0*1*8F
38%*)%9'('0F%2';1.('2%89.8%89'%)';8*+,)=%;1.7)')=%)',8',;')%.,2%4.(8)%+E%89'%Z',,'))''%U+2'%.('%)'&'(.01'=%.('%38%*)%9'('0F%2';1.('2%89.8%89'%)';8*+,)=%;1.7)')=%)',8',;')%.,2%4.(8)%+E%89'%Z',,'))''%U+2'%.('%)'&'(.01'=%.('%,+8%/.88'()%+E%/787.1%'))',8*.1%*,27;'/',8=%.,2%.,F%+E%89'/%)9.11%0'%'>);*,2'2%*E%89'%;+2'%@+712%+89'(@*)'%,+8%/.88'()%+E%/787.1%'))',8*.1%*,27;'/',8=%.,2%.,F%+E%89'/%)9.11%0'%'>);*,2'2%*E%89'%;+2'%@+712%+89'(@*)'%0'%7,;+,)8*878*+,.1%+(%*,'EE';8*&'K%3E%.,F%+,'%B!C%+(%/+('%)';8*+,)=%;1.7)')=%)',8',;')%+(%4.(8)%)9.11%E+(%.,F%0'%7,;+,)8*878*+,.1%+(%*,'EE';8*&'K%3E%.,F%+,'%B!C%+(%/+('%)';8*+,)=%;1.7)')=%)',8',;')%+(%4.(8)%)9.11%E+(%.,F%
Z',,K%U+2'K%6,,K%I%!PJP!!jK%X'&'(.0*1*8FZ',,K%U+2'K%6,,K%I%!PJP!!jK%X'&'(.0*1*8F
38%*)%9'('0F%2';1.('2%89.8%89'%)';8*+,)=%;1.7)')=%)',8',;')%.,2%4.(8)%+E%89'%Z',,'))''%U+2'%.('%)'&'(.01'=%.('%38%*)%9'('0F%2';1.('2%89.8%89'%)';8*+,)=%;1.7)')=%)',8',;')%.,2%4.(8)%+E%89'%Z',,'))''%U+2'%.('%)'&'(.01'=%.('%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 172 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
!%44%**%%!%44:&,-$%:&+44:&;;&VR=TS=8RW8&=&VR=TS=8RW>
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 173 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
!%b#*!%b:&,5G:&K"#(:&d&H%.&,-$%&+44:&;;&8<V+:WW8&=&8<V+:WW9
!%b#*&1456-".&!"#$%&'%("%)*&+()!"#$
I%!J[6KjjRK%L'E*,*8*+,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'%3,%89*)%;9.48'(A
BRC%N3/4(+4'(%/'.,)O%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%8+%1*/*8%7)'=%+(%8+%4(+9*0*8%2*);+&'(F%+E%.%8(.2'%)';('8=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)K
I%!J[6KjjRBJC!&7*-&$-12!3
Z'>K%c+&K%U+2'%6,,K%IJ!!Kjj$BRC%
N-'()+,O%means%*,;172')%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%+(G.,*T.8*+,=%G+&'(,/',8%+(%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%.,2%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
I%!J[6KjjRBMC
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
I%!J[6KjjRK%L'E*,*8*+,)
B!C%NU1.*/.,8O%/'.,)%.%4.(8F%)''S*,G%8+%(';+&'(%2./.G')%7,2'(%89*)%;9.48'(=%*,;172*,G%.%41.*,8*EE=%;+7,8'(;1.*/.,8=%;(+))P;1.*/.,8=%+(%89*(2P4.(8F%41.*,8*EEK%3,%.,%.;8*+,%*,%@9*;9%.%4.(8F%)''S)%(';+&'(F%+E%2./.G')%7,2'(%89*)%;9.48'(%+,%0'9.1E%+E%.,+89'(%4'()+,=%N;1.*/.,8O%*,;172')%0+89%89.8%+89'(%4'()+,%.,2%89'%4.(8F%)''S*,G%(';+&'(F%+E%2./.G')K
B[C%N-(+4'(%/'.,)O%/'.,)%2*);+&'(F%0F%*,2'4',2',8%2'&'1+4/',8=%('&'()'%',G*,''(*,G%7,1'))%4(+9*0*8'2=%+(%.,F%+89'(%/'.,)%89.8%*)%,+8%*/4(+4'(K
B$C%Na'&'()'%',G*,''(*,GO%/'.,)%89'%4(+;'))%+E%)872F*,G=%.,.1FT*,G=%+(%2*).))'/01*,G%.%4(+27;8%+(%2'&*;'%8+%2*);+&'(%*8)%2')*G,=%)8(7;87('=%;+,)8(7;8*+,=%+(%)+7(;'%;+2'%4(+&*2'2%89.8%89'%4(+27;8%+(%2'&*;'%@.)%.;?7*('2%1.@E711F%+(%E(+/%.%4'()+,%9.&*,G%89'%1'G.1%(*G98%8+%;+,&'F%*8K
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
)702*&*)*+,%+(%.G',;F=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%.,2%.,F%+89'(%1'G.1%;+//'(;*.1%',8*8FK;+//'(;*.1%',8*8FK
Z'>K%c+&K%U+2'%6,,K%IJ!!Kjj$BRC%
N-'()+,O%)702*&*)*+,%+(%.G',;F=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%.,2%.,F%+89'(%1'G.1%
Z'>K%c+&K%U+2'%6,,K%IJ!!Kjj$BRC%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 174 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
!%b#*!%b:&,5G:&K"#(:&d&H%.&,-$%&+44:&;;&8<V+:WW8&=&8<V+:WW9
!%b#*&1456-".&!"#$%&'%("%)*&+()I%!J[6KjjJK%3,V7,;8*&'%a'1*'E!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%!J[6Kjj[K%L./.G')
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
I%!J[6Kjj$K%688+(,'F_)%`'')!&7*-&$-12!3
I%!J[6KjjMK%-(')'(&.8*+,%+E%X';(';F
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
Z'>K%U*&K%-(.;K%U+2'%6,,K%I%!MKj!jK%5*).44(+4(*.8*+,%+E%Z(.2'%X';('8)!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%!J[6Kjj$K%688+(,'F_)%`'')!&7*-&$-12!3
%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%
X70)';8*+,%B.CK
%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%
/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%
/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%+(%%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%+(%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
B0CB0CE.;8%E*,2'(E.;8%E*,2'(X70)';8*+,%B.CKX70)';8*+,%B.CK
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=%.%;1.*/.,8*,%1*'7%+E%*,V7,;8*&'%('1*'E=%.%;1.*/.,8*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%
I%!J[6Kjj[K%L./.G')I%!J[6Kjj[K%L./.G')
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%3,%.22*8*+,%8+%+(%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 175 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
!%b#*!%b:&,5G:&K"#(:&d&H%.&,-$%&+44:&;;&8<V+:WW8&=&8<V+:WW9
!%b#*&1456-".&!"#$%&'%("%)*&+()I%!J[6KjjgK%]EE';8%+,%e89'(%k.@!&7*-&$-12!3
I%!J[6Kjj#K%W,*E+(/*8F%+E%6441*;.8*+,%.,2%U+,)8(7;8*+,!&7*-&$-12!3
Z'>K%c+&K%U+2'%6,,K%I%J!!KjJRK%X'&'(.0*1*8F%+E%X8.878')
B.C%3E%.,F%)8.878'%;+,8.*,)%.%4(+&*)*+,%E+(%)'&'(.0*1*8F=%89.8%4(+&*)*+,%4('&.*1)%*,%*,8'(4('8*,G%89.8%)8.878'K
B0C%3E%.,F%)8.878'%;+,8.*,)%.%4(+&*)*+,%E+(%,+,)'&'(.0*1*8F=%89.8%4(+&*)*+,%4('&.*1)%*,%*,8'(4('8*,G%89.8%)8.878'K
B;C%3,%.%)8.878'%89.8%2+')%,+8%;+,8.*,%.%4(+&*)*+,%E+(%)'&'(.0*1*8F%+(%,+,)'&'(.0*1*8F=%*E%.,F%4(+&*)*+,%+E%89'%)8.878'%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%)8.878'%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89'%)8.878'%.('%)'&'(.01'K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89'%)8.878'%.('%)'&'(.01'K.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89'%)8.878'%.('%)'&'(.01'K
B;C%3,%.%)8.878'%89.8%2+')%,+8%;+,8.*,%.%4(+&*)*+,%E+(%)'&'(.0*1*8F%+(%,+,)'&'(.0*1*8F=%*E%.,F%4(+&*)*+,%+E%89'%)8.878'%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%)8.878'%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89'%)8.878'%.('%)'&'(.01'K
B;C%3,%.%)8.878'%89.8%2+')%,+8%;+,8.*,%.%4(+&*)*+,%E+(%)'&'(.0*1*8F%+(%,+,)'&'(.0*1*8F=%*E%.,F%4(+&*)*+,%+E%89'%)8.878'%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%)8.878'%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%
B0C%3E%.,F%)8.878'%;+,8.*,)%.%4(+&*)*+,%E+(%,+,)'&'(.0*1*8F=%89.8%4(+&*)*+,%4('&.*1)%*,%*,8'(4('8*,G%89.8%)8.878'K
B;C%3,%.%)8.878'%89.8%2+')%,+8%;+,8.*,%.%4(+&*)*+,%E+(%)'&'(.0*1*8F%+(%,+,)'&'(.0*1*8F=%*E%.,F%4(+&*)*+,%+E%89'%
B0C%3E%.,F%)8.878'%;+,8.*,)%.%4(+&*)*+,%E+(%,+,)'&'(.0*1*8F=%89.8%4(+&*)*+,%4('&.*1)%*,%*,8'(4('8*,G%89.8%)8.878'KB0C%3E%.,F%)8.878'%;+,8.*,)%.%4(+&*)*+,%E+(%,+,)'&'(.0*1*8F=%89.8%4(+&*)*+,%4('&.*1)%*,%*,8'(4('8*,G%89.8%)8.878'K
B.C%3E%.,F%)8.878'%;+,8.*,)%.%4(+&*)*+,%E+(%)'&'(.0*1*8F=%89.8%4(+&*)*+,%4('&.*1)%*,%*,8'(4('8*,G%89.8%)8.878'K
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-B;C%3,%.%)8.878'%89.8%2+')%,+8%;+,8.*,%.%4(+&*)*+,%E+(%)'&'(.0*1*8F%+(%,+,)'&'(.0*1*8F=%*E%.,F%4(+&*)*+,%+E%89'%B;C%3,%.%)8.878'%89.8%2+')%,+8%;+,8.*,%.%4(+&*)*+,%E+(%)'&'(.0*1*8F%+(%,+,)'&'(.0*1*8F=%*E%.,F%4(+&*)*+,%+E%89'%)8.878'%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%)8.878'%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%)8.878'%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%)8.878'%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89'%)8.878'%.('%)'&'(.01'K.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89'%)8.878'%.('%)'&'(.01'K
B.C%3E%.,F%)8.878'%;+,8.*,)%.%4(+&*)*+,%E+(%)'&'(.0*1*8F=%89.8%4(+&*)*+,%4('&.*1)%*,%*,8'(4('8*,G%89.8%)8.878'KB.C%3E%.,F%)8.878'%;+,8.*,)%.%4(+&*)*+,%E+(%)'&'(.0*1*8F=%89.8%4(+&*)*+,%4('&.*1)%*,%*,8'(4('8*,G%89.8%)8.878'K
B0C%3E%.,F%)8.878'%;+,8.*,)%.%4(+&*)*+,%E+(%,+,)'&'(.0*1*8F=%89.8%4(+&*)*+,%4('&.*1)%*,%*,8'(4('8*,G%89.8%)8.878'KB0C%3E%.,F%)8.878'%;+,8.*,)%.%4(+&*)*+,%E+(%,+,)'&'(.0*1*8F=%89.8%4(+&*)*+,%4('&.*1)%*,%*,8'(4('8*,G%89.8%)8.878'K
Z'>K%c+&K%U+2'%6,,K%I%J!!KjJRK%X'&'(.0*1*8F%+E%X8.878')Z'>K%c+&K%U+2'%6,,K%I%J!!KjJRK%X'&'(.0*1*8F%+E%X8.878')
B.C%3E%.,F%)8.878'%;+,8.*,)%.%4(+&*)*+,%E+(%)'&'(.0*1*8F=%89.8%4(+&*)*+,%4('&.*1)%*,%*,8'(4('8*,G%89.8%)8.878'KB.C%3E%.,F%)8.878'%;+,8.*,)%.%4(+&*)*+,%E+(%)'&'(.0*1*8F=%89.8%4(+&*)*+,%4('&.*1)%*,%*,8'(4('8*,G%89.8%)8.878'K
B0C%3E%.,F%)8.878'%;+,8.*,)%.%4(+&*)*+,%E+(%,+,)'&'(.0*1*8F=%89.8%4(+&*)*+,%4('&.*1)%*,%*,8'(4('8*,G%89.8%)8.878'KB0C%3E%.,F%)8.878'%;+,8.*,)%.%4(+&*)*+,%E+(%,+,)'&'(.0*1*8F=%89.8%4(+&*)*+,%4('&.*1)%*,%*,8'(4('8*,G%89.8%)8.878'K
Z'>K%c+&K%U+2'%6,,K%I%J!!KjJRK%X'&'(.0*1*8F%+E%X8.878')Z'>K%c+&K%U+2'%6,,K%I%J!!KjJRK%X'&'(.0*1*8F%+E%X8.878')
B.C%3E%.,F%)8.878'%;+,8.*,)%.%4(+&*)*+,%E+(%)'&'(.0*1*8F=%89.8%4(+&*)*+,%4('&.*1)%*,%*,8'(4('8*,G%89.8%)8.878'KB.C%3E%.,F%)8.878'%;+,8.*,)%.%4(+&*)*+,%E+(%)'&'(.0*1*8F=%89.8%4(+&*)*+,%4('&.*1)%*,%*,8'(4('8*,G%89.8%)8.878'K
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 176 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
!%b#*!%b:&,5G:&K"#(:&d&H%.&,-$%&+44:&;;&8<V+:WW8&=&8<V+:WW9
!%b#*&1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 177 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
1)#01)#0&,-$%&+44:&;;&8<=TV=8&=&8<=TV=>
1456-".&!"#$%&'%("%)*&+()!"#$
I%!JPR[PRB!C!&7*-&$-12!3
I%!JPR[PRBRC!&7*-&$-12!3
I%!JPR[PRBJC!&7*-&$-12!3
I%!JPR[PRB[C!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%!JPR[PRBJC!&7*-&$-12!3I%!JPR[PRBJC!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 178 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
1)#01)#0&,-$%&+44:&;;&8<=TV=8&=&8<=TV=>
1456-".&!"#$%&'%("%)*&+()I%!JPR[PJK%3,V7,;8*&'%('1*'E!&7*-&$-12!3
I%!JPR[P[K%L./.G')!&7*-&$-12!3
I%!JPR[P$K%688+(,'F)_%E'')!&7*-&$-12!3
I%!JPR[PMK%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%!JPR[PgK%X8.878'%+E%1*/*8.8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%!JPR[P$K%688+(,'F)_%E'')!&7*-&$-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%!JPR[P[K%L./.G')I%!JPR[P[K%L./.G')!&7*-&$-12!3!&7*-&$-12!3
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 179 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
1)#01)#0&,-$%&+44:&;;&8<=TV=8&=&8<=TV=>
1456-".&!"#$%&'%("%)*&+()I%!JPR[P#K%]EE';8%+,%+89'(%1.@!&7*-&$-12!3
I%!JPR[P"K%W,*E+(/*8F%+E%.441*;.8*+,%.,2%;+,)8(7;8*+,!&7*-&$-12!3
!%&%*-)>-U04*$ =%"#j%-KR2%!"!=%!"M%B!"""CKX8.878'%)9+712%0'%)'&'('2%@9',%4+))*01'%.,2%;+,)*)8',8%@*89%1'G*)1.8*&'%*,8',8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
=%"#j%-KR2%!"!=%!"M%B!"""CK=%"#j%-KR2%!"!=%!"M%B!"""CKX8.878'%)9+712%0'%)'&'('2%@9',%4+))*01'%.,2%;+,)*)8',8%@*89%1'G*)1.8*&'%*,8',8KX8.878'%)9+712%0'%)'&'('2%@9',%4+))*01'%.,2%;+,)*)8',8%@*89%1'G*)1.8*&'%*,8',8K
=%"#j%-KR2%!"!=%!"M%B!"""CK=%"#j%-KR2%!"!=%!"M%B!"""CKX8.878'%)9+712%0'%)'&'('2%@9',%4+))*01'%.,2%;+,)*)8',8%@*89%1'G*)1.8*&'%*,8',8KX8.878'%)9+712%0'%)'&'('2%@9',%4+))*01'%.,2%;+,)*)8',8%@*89%1'G*)1.8*&'%*,8',8K
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 180 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
1)#01)#0&,-$%&+44:&;;&8<=TV=8&=&8<=TV=>
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 181 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
B%".-4)B):&')#):&+44:&)5):&>Z&;;&VYW8&=&VYW>
!"#$
I%[Mj!K%L'E*,*8*+,)!"#$%&'%()*+,-(.*'%(/&+-#"%-<05Y
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'%6)%7)'2%*,%89*)%;9.48'(A%
I%[Mj!BRC!&7*-&$-12!3
m8K%X8.8K%6,,K%8*8K%!%I%!R#
N-'()+,O%)9.11%*,;172'%.,F%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%/7,*;*4.1*8F=%89'%X8.8'%+E%m'(/+,8%+(%.,F%2'4.(8/',8=%.G',;F=%+(%)702*&*)*+,%+E%89'%X8.8'=%.,2%.,F%4.(8,'()9*4=%7,*,;+(4+(.8'2%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
I%[Mj!BJC!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
m'(/+,8%+(%.,F%2'4.(8/',8=%.G',;F=%+(%)702*&*)*+,%+E%89'%X8.8'=.))+;*.8*+,=%
m8K%X8.8K%6,,K%8*8K%!%I%!R#
N-'()+,O%)9.11%*,;172'%.,F%,.87(.1%4'()+,=%;+(4+(.8*+,=%m'(/+,8%+(%.,F%2'4.(8/',8=%.G',;F=%+(%)702*&*)*+,%+E%89'%X8.8'=
m8K%X8.8K%6,,K%8*8K%!%I%!R#BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 182 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
B%".-4)B):&')#):&+44:&)5):&>Z&;;&VYW8&=&VYW>
I%[MjRK%3,V7,;8*&'%('1*'E!&7*-&$-12!3
I%[MjJK%L./.G')
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
I%[MjJB[C
6%;+7(8%)9.11%.@.(2%.%)70)8.,8*.11F%4('&.*1*,G%4.(8F%9*)%+(%9'(%;+)8)%.,2%E'')=%*,;172*,G%('.)+,.01'%.88+(,'F_)%E'')=%*,%.,%.;8*+,%0(+7G98%47()7.,8%8+%89*)%;9.48'(K
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
I%[Mj$K%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
m8K%X8.8%6,,K%8*8%!R%I%$RJK%Z(.2'%)';('8)
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%+E%8(.2'%)';('8)%7,2'(%"%mKXK6K%;9.48'(%![J%)9.11%0'%;+//',;'2%@*89*,%89(''%)*>%F'.()%.E8'(%89'%;.7)'%+E%.;8*+,%.;;(7')=%.,2%,+8%.E8'(K%Z9'%;.7)'%+E%.;8*+,%)9.11%0'%2''/'2%8+%.;;(7'%.)%+E%89'%2.8'%89'%/*).44(+4(*.8*+,%@.)%2*);+&'('2%+(%('.)+,.01F%)9+712%9.&'%0'',%2*);+&'('2K`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%[MjJB[C
%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%47,*8*&'%2./.G')%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
7)'%+E%.%8(.2'%)';('8K
%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%47,*8*&'%2./.G')%
;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%%%%%BJC%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%
;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%%%%%BJC%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%
%%%%%BRC%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%B.CB!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
%%%%%BRC%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%%%%%%BRC%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%%%%%BJC%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%%%%%%BJC%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K7)'%+E%.%8(.2'%)';('8K
B0C%3E%B0C%3E%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
B.CB!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B.CB!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%%%%%BRC%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%%%%%%BRC%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%
I%[MjJK%L./.G')I%[MjJK%L./.G')
B.CB!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B.CB!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%B.CB!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B.CB!C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 183 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
B%".-4)B):&')#):&+44:&)5):&>Z&;;&VYW8&=&VYW>
I%[MjgK%]EE';8%+,%+89'(%1.@!&7*-&$-12!3
I%[Mj#K%W,*E+(/*8F%+E%.441*;.8*+,%.,2%;+,)8(7;8*+,!&7*-&$-12!3
m8K%X8.8K%6,,K%8*8K%!=%I%R!$K%X'&'(.0*1*8F%+E%4(+&*)*+,)
Z9'%4(+&*)*+,)%+E%.,F%.;8%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.,%.;8%*)%*,&.1*2=%+(%*E%.,F%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%89'%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K
II%[Mj[%q%[MjMK%a')'(&'2
I%[Mj"K%Z*/'%+E%8.S*,G%'EE';8Z9*)%;9.48'(%)9.11%8.S'%'EE';8%+,%l71F%!=%!""M=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%;9.48'(%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%89'%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%89'%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K
Z9'%4(+&*)*+,)%+E%.,F%.;8%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.,%.;8%*)%*,&.1*2=%+(%*E%.,F%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%89'%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
Z9'%4(+&*)*+,)%+E%.,F%.;8%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.,%.;8%*)%*,&.1*2=%+(%*E%.,F%.441*;.8*+,%89'('+E%8+%.,F%Z9'%4(+&*)*+,)%+E%.,F%.;8%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.,%.;8%*)%*,&.1*2=%+(%*E%.,F%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%89'%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%89'%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,KG*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K
m8K%X8.8K%6,,K%8*8K%!=%I%R!$K%X'&'(.0*1*8F%+E%4(+&*)*+,)m8K%X8.8K%6,,K%8*8K%!=%I%R!$K%X'&'(.0*1*8F%+E%4(+&*)*+,)
Z9'%4(+&*)*+,)%+E%.,F%.;8%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.,%.;8%*)%*,&.1*2=%+(%*E%.,F%.441*;.8*+,%89'('+E%8+%.,F%Z9'%4(+&*)*+,)%+E%.,F%.;8%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.,%.;8%*)%*,&.1*2=%+(%*E%.,F%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%89'%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%89'%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,KG*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K
m8K%X8.8K%6,,K%8*8K%!=%I%R!$K%X'&'(.0*1*8F%+E%4(+&*)*+,)m8K%X8.8K%6,,K%8*8K%!=%I%R!$K%X'&'(.0*1*8F%+E%4(+&*)*+,)
Z9'%4(+&*)*+,)%+E%.,F%.;8%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.,%.;8%*)%*,&.1*2=%+(%*E%.,F%.441*;.8*+,%89'('+E%8+%.,F%Z9'%4(+&*)*+,)%+E%.,F%.;8%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%.,%.;8%*)%*,&.1*2=%+(%*E%.,F%.441*;.8*+,%89'('+E%8+%.,F%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 184 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
B%".-4)B):&')#):&+44:&)5):&>Z&;;&VYW8&=&VYW>
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 185 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
B5"@545#B#:&,-$%&+44:&;;&S>:8=<<Y&=&S>:8=<V<
1456-".&!"#$%&'%("%)*&+()!"#$
I%$"K!PJJMK%
N3/4(+4'(%/'.,)O%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%7)'%+E%.%;+/478'(%+(%;+/478'(%,'8@+(S%@*89+78%.789+(*8F=%0('.;9%+E%.%278F%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)K
I%$"K!PJJMK%
N5*).44(+4(*.8*+,O%/'.,)A
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j`-=&$-#**'-/=&'6*.-%0-&-$"#$*/%(0'-0<-k_#`-&$-0440$*.-%0-&-$"#$*/%(0'-0<-k>`
I%$"K!PJJMK%N-'()+,D!&7*-&$-12!3
I%$"K!PJJMK%NZ(.2'%)';('8D!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%$"K!PJJMK%N-'()+,D!&7*-&$-12!3I%$"K!PJJMK%N-'()+,D!&7*-&$-12!3
%0-&-$"#$*/%(0'-0<-k_#`-&$-0440$*.-%0-&-$"#$*/%(0'-0<-k>`
0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%6;?7*('2%0F%.;;*2',8%+(%/*)8.S'K%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%6;?7*('2%0F%.;;*2',8%+(%/*)8.S'K%%0-&-$"#$*/%(0'-0<-k_#`-&$-0440$*.-%0-&-$"#$*/%(0'-0<-k>`
0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%6;?7*('2%0F%.;;*2',8%+(%/*)8.S'K%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%6;?7*('2%0F%.;;*2',8%+(%/*)8.S'K%%0-&-$"#$*/%(0'-0<-k_#`-&$-0440$*.-%0-&-$"#$*/%(0'-0<-k>`
%%%%%%%%%BRC%6;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%%%%%%%%%BJC%L'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%
0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%
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
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
)';(';F%+(%1*/*8%*8)%7)'H%+()';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%%%%%%%%%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%6;?7*('2%0F%.;;*2',8%+(%/*)8.S'K%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%6;?7*('2%0F%.;;*2',8%+(%/*)8.S'K%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%6;?7*('2%0F%.;;*2',8%+(%/*)8.S'K%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%6;?7*('2%0F%.;;*2',8%+(%/*)8.S'K%%0-&-$"#$*/%(0'-0<-k_#`-&$-0440$*.-%0-&-$"#$*/%(0'-0<-k>`%0-&-$"#$*/%(0'-0<-k_#`-&$-0440$*.-%0-&-$"#$*/%(0'-0<-k>`
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
%%%%%.K%W)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%%%%%.K%W)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%%%%%0K%68%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%0K%68%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%B!C%L'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%B!C%L'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%BRC%6;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%%%%%%%%%BRC%6;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H
RK%L*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+RK%L*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%.K%W)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%%%%%.K%W)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%%%%%0K%68%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%0K%68%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 186 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
A#.#@%* B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
B5"@545#B#:&,-$%&+44:&;;&S>:8=<<Y&=&S>:8=<V<
1456-".&!"#$%&'%("%)*&+()I%$"K!PJJgK%3,V7,;8*&'%('1*'E!&7*-&$-12!3
I%$"K!PJJ#K%L./.G')
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iJ$j=jjj%@9*;9'&'(%./+7,8%*)%1'))K
I%$"K!PJJ#K!K%688+(,'F)_%E'')
3E%89'%;+7(8%2'8'(/*,')%89.8%%%%%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%+(%%%%%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%%%%B**C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F)_%E'')%8+%89'%4('&.*1*,G%4.(8FK
I%$"K!PJJ"K%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%$"K!PJ[jK%X8.878'%+E%1*/*8.8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%$"K!PJJ#K!K%688+(,'F)_%E'')
QK%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%47,*8*&'%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%6%+E%89*)%)';8*+,=%+(%iJ$j=jjj%@9*;9'&'(%./+7,8%*)%1'))
4(+&'%.%G('.8'(%./+7,8%+E%2./.G')%0F%+89'(%/'89+2)%+E%/'.)7('/',8=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%;.,%0'%/'.)7('2%'>;17)*&'1F/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%3E%.%;+/41.*,.,8%*)%7,.01'%8+%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%3E%.%;+/41.*,.,8%*)%7,.01'%8+%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%3E%.%;+/41.*,.,8%*)%7,.01'%8+%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%3E%.%;+/41.*,.,8%*)%7,.01'%8+%4(+&'%.%G('.8'(%./+7,8%+E%2./.G')%0F%+89'(%/'89+2)%+E%/'.)7('/',8=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%;.,%0'%/'.)7('2%'>;17)*&'1F
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
%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%
/*).44(+4(*.8'2%8(.2'%)';('8%9.)%/.2'%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%*,%9*)%4+)*8*+,%4(*+(%8+%9.&*,G%'*89'(%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%89'%/*).44(+4(*.8*+,%.,2%89'%;+7(8%2'8'(/*,')%89.8%.%/+,'8.(F%(';+&'(F%
%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=/*).44(+4(*.8'2%8(.2'%)';('8%9.)%/.2'%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%*,%9*)%4+)*8*+,%4(*+(%8+%9.&*,G%'*89'(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%89'%/*).44(+4(*.8*+,%.,2%89'%;+7(8%2'8'(/*,')%89.8%.%/+,'8.(F%(';+&'(F%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%89'%/*).44(+4(*.8*+,%.,2%89'%;+7(8%2'8'(/*,')%89.8%.%/+,'8.(F%(';+&'(F%@+712%0'%*,'?7*8.01'=@+712%0'%*,'?7*8.01'=*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%3E%.%;+/41.*,.,8%*)%7,.01'%8+%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%3E%.%;+/41.*,.,8%*)%7,.01'%8+%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%3E%.%;+/41.*,.,8%*)%7,.01'%8+%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%3E%.%;+/41.*,.,8%*)%7,.01'%8+%4(+&'%.%G('.8'(%./+7,8%+E%2./.G')%0F%+89'(%/'89+2)%+E%/'.)7('/',8=%89'%2./.G')%;.7)'2%0F%4(+&'%.%G('.8'(%./+7,8%+E%2./.G')%0F%+89'(%/'89+2)%+E%/'.)7('/',8=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%;.,%0'%/'.)7('2%'>;17)*&'1F/*).44(+4(*.8*+,%;.,%0'%/'.)7('2%'>;17)*&'1F/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=/*).44(+4(*.8'2%8(.2'%)';('8%9.)%/.2'%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%*,%9*)%4+)*8*+,%4(*+(%8+%9.&*,G%'*89'(%/*).44(+4(*.8'2%8(.2'%)';('8%9.)%/.2'%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%*,%9*)%4+)*8*+,%4(*+(%8+%9.&*,G%'*89'(%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%89'%/*).44(+4(*.8*+,%.,2%89'%;+7(8%2'8'(/*,')%89.8%.%/+,'8.(F%(';+&'(F%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%89'%/*).44(+4(*.8*+,%.,2%89'%;+7(8%2'8'(/*,')%89.8%.%/+,'8.(F%(';+&'(F%
I%$"K!PJJ#K%L./.G')I%$"K!PJJ#K%L./.G')
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 187 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
B5"@545#B#:&,-$%&+44:&;;&S>:8=<<Y&=&S>:8=<V<
1456-".&!"#$%&'%("%)*&+()I%$"K!PJ[!K%]EE';8%+,%+89'(%1.@!&7*-&$-12!3
D0'*
m.K%U+2'%6,,K%I%!PR[JK%X'&'(.0*1*8F
Z9'%4(+&*)*+,)%+E%.;8)%+E%89'%c','(.1%6))'/01F%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%89.8%.('%9'12%*,&.1*2%)9.11%,+8%.EE';8%89'%&.1*2*8F%+E%+89'(%.;8)=%4(+&*)*+,)=%+(%.441*;.8*+,)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,)K%Z9'%4(+&*)*+,)%+E%.11%.;8)=%'>;'48%E+(%89'%8*81'%+E%89'%.;8=%.('%)'&'(.01'%7,1'))%B*C%89'%.;8%)4';*E*;.11F%4(+&*2')%89.8%*8)%4(+&*)*+,)%.('%,+8%)'&'(.01'H%+(%B**C%*8%*)%.44.(',8%89.8%8@+%+(%/+('%.;8)%+(%4(+&*)*+,)%/7)8%+4'(.8'%*,%.;;+(2%@*89%+,'%.,+89'(K
I%$"K!PJ[RK%a'4'.1'2
I%$"K!PJ[JK%Z*/'%+E%8.S*,G%'EE';8Z9*)%;9.48'(%)9.11%0';+/'%'EE';8*&'%+,%l71F%!=%!"#M=%.,2%)9.11%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%;9.48'(%.1)+%)9.11%,+8%.441F%8+%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
8@+%+(%/+('%.;8)%+(%4(+&*)*+,)%/7)8%+4'(.8'%*,%.;;+(2%@*89%+,'%.,+89'(K8@+%+(%/+('%.;8)%+(%4(+&*)*+,)%/7)8%+4'(.8'%*,%.;;+(2%@*89%+,'%.,+89'(K
@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,)K%Z9'%4(+&*)*+,)%+E%.11%.;8)=%'>;'48%E+(%89'%8*81'%+E%89'%.;8=%.('%)'&'(.01'%7,1'))%B*C%89'%.;8%)4';*E*;.11F%4(+&*2')%89.8%*8)%4(+&*)*+,)%.('%,+8%)'&'(.01'H%+(%B**C%*8%*)%.44.(',8%89.8%8@+%+(%/+('%.;8)%+(%4(+&*)*+,)%/7)8%+4'(.8'%*,%.;;+(2%@*89%+,'%.,+89'(K
.('%9'12%*,&.1*2%)9.11%,+8%.EE';8%89'%&.1*2*8F%+E%+89'(%.;8)=%4(+&*)*+,)=%+(%.441*;.8*+,)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,)K%Z9'%4(+&*)*+,)%+E%.11%.;8)=%'>;'48%E+(%89'%8*81'%+E%89'%.;8=%.('%.('%9'12%*,&.1*2%)9.11%,+8%.EE';8%89'%&.1*2*8F%+E%+89'(%.;8)=%4(+&*)*+,)=%+(%.441*;.8*+,)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,)K%Z9'%4(+&*)*+,)%+E%.11%.;8)=%'>;'48%E+(%89'%8*81'%+E%89'%.;8=%.('%
Z9'%4(+&*)*+,)%+E%.;8)%+E%89'%c','(.1%6))'/01F%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%89.8%.('%9'12%*,&.1*2%)9.11%,+8%.EE';8%89'%&.1*2*8F%+E%+89'(%.;8)=%4(+&*)*+,)=%+(%.441*;.8*+,)%89.8%;.,%0'%G*&',%'EE';8%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
)'&'(.01'%7,1'))%B*C%89'%.;8%)4';*E*;.11F%4(+&*2')%89.8%*8)%4(+&*)*+,)%.('%,+8%)'&'(.01'H%+(%B**C%*8%*)%.44.(',8%89.8%)'&'(.01'%7,1'))%B*C%89'%.;8%)4';*E*;.11F%4(+&*2')%89.8%*8)%4(+&*)*+,)%.('%,+8%)'&'(.01'H%+(%B**C%*8%*)%.44.(',8%89.8%8@+%+(%/+('%.;8)%+(%4(+&*)*+,)%/7)8%+4'(.8'%*,%.;;+(2%@*89%+,'%.,+89'(K8@+%+(%/+('%.;8)%+(%4(+&*)*+,)%/7)8%+4'(.8'%*,%.;;+(2%@*89%+,'%.,+89'(K
Z9'%4(+&*)*+,)%+E%.;8)%+E%89'%c','(.1%6))'/01F%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%89.8%Z9'%4(+&*)*+,)%+E%.;8)%+E%89'%c','(.1%6))'/01F%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%89.8%.('%9'12%*,&.1*2%)9.11%,+8%.EE';8%89'%&.1*2*8F%+E%+89'(%.;8)=%4(+&*)*+,)=%+(%.441*;.8*+,)%89.8%;.,%0'%G*&',%'EE';8%.('%9'12%*,&.1*2%)9.11%,+8%.EE';8%89'%&.1*2*8F%+E%+89'(%.;8)=%4(+&*)*+,)=%+(%.441*;.8*+,)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,)K%Z9'%4(+&*)*+,)%+E%.11%.;8)=%'>;'48%E+(%89'%8*81'%+E%89'%.;8=%.('%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,)K%Z9'%4(+&*)*+,)%+E%.11%.;8)=%'>;'48%E+(%89'%8*81'%+E%89'%.;8=%.('%)'&'(.01'%7,1'))%B*C%89'%.;8%)4';*E*;.11F%4(+&*2')%89.8%*8)%4(+&*)*+,)%.('%,+8%)'&'(.01'H%+(%B**C%*8%*)%.44.(',8%89.8%)'&'(.01'%7,1'))%B*C%89'%.;8%)4';*E*;.11F%4(+&*2')%89.8%*8)%4(+&*)*+,)%.('%,+8%)'&'(.01'H%+(%B**C%*8%*)%.44.(',8%89.8%
m.K%U+2'%6,,K%I%!PR[JK%X'&'(.0*1*8Fm.K%U+2'%6,,K%I%!PR[JK%X'&'(.0*1*8F
Z9'%4(+&*)*+,)%+E%.;8)%+E%89'%c','(.1%6))'/01F%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%89.8%Z9'%4(+&*)*+,)%+E%.;8)%+E%89'%c','(.1%6))'/01F%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%89.8%.('%9'12%*,&.1*2%)9.11%,+8%.EE';8%89'%&.1*2*8F%+E%+89'(%.;8)=%4(+&*)*+,)=%+(%.441*;.8*+,)%89.8%;.,%0'%G*&',%'EE';8%.('%9'12%*,&.1*2%)9.11%,+8%.EE';8%89'%&.1*2*8F%+E%+89'(%.;8)=%4(+&*)*+,)=%+(%.441*;.8*+,)%89.8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,)K%Z9'%4(+&*)*+,)%+E%.11%.;8)=%'>;'48%E+(%89'%8*81'%+E%89'%.;8=%.('%@*89+78%89'%*,&.1*2%4(+&*)*+,)%+(%.441*;.8*+,)K%Z9'%4(+&*)*+,)%+E%.11%.;8)=%'>;'48%E+(%89'%8*81'%+E%89'%.;8=%.('%
m.K%U+2'%6,,K%I%!PR[JK%X'&'(.0*1*8Fm.K%U+2'%6,,K%I%!PR[JK%X'&'(.0*1*8F
Z9'%4(+&*)*+,)%+E%.;8)%+E%89'%c','(.1%6))'/01F%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%89.8%Z9'%4(+&*)*+,)%+E%.;8)%+E%89'%c','(.1%6))'/01F%+(%89'%.441*;.8*+,%89'('+E%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%89.8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 188 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
B5"@545#B#:&,-$%&+44:&;;&S>:8=<<Y&=&S>:8=<V<
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 189 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
e#*054@)-4e#*0:&H%G:&,-$%&+44:&;;&8>:8W9:W8W&=&8>:8W9:>VW
1456-".&!"#$%&'%("%)*&+()!"g"
I%!"K!j#Kj!jK%L'E*,*8*+,)!"#$%&'%()*+,-(.*'%(/&+-#"%-<05Y
W,1'))%89'%;+,8'>8%;1'.(1F%('?7*(')%+89'(@*)'=%89'%2'E*,*8*+,)%)'8%E+(89%*,%89*)%)';8*+,%.441F%89(+7G9+78%89*)%;9.48'(K%%
I%!"K!j#Kj!jBRC!&7*-&$-12!3
I%!"K!j#Kj!jBJC!&7*-&$-12!3
I%!"K!j#Kj!jB[C!&7*-&$-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%!"K!j#Kj!jBJC!&7*-&$-12!3I%!"K!j#Kj!jBJC!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 190 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
e#*054@)-4e#*0:&H%G:&,-$%&+44:&;;&8>:8W9:W8W&=&8>:8W9:>VW
1456-".&!"#$%&'%("%)*&+()I%"K!j#KjRjK%a'/'2*')%E+(%/*).44(+4(*.8*+,PP3,V7,;8*+,=%(+F.18F
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
I%!"K!j#KjJjK%a'/'2*')%E+(%/*).44(+4(*.8*+,PPL./.G')
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
I%!"K!j#Kj[jK%6@.(2%+E%.88+(,'F_)%E'')!&7*-&$-12!3
I%!"K!j#Kj$jK%U+7(8%+(2'()%8+%4(')'(&'%)';(';F%+E%.11'G'2%8(.2'%)';('8)!&7*-&$-12!3
I%!"K!j#KjMjK%6;8*+,)%E+(%/*).44(+4(*.8*+,PPZ*/'%1*/*8.8*+,!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%!"K!j#Kj[jK%6@.(2%+E%.88+(,'F_)%E'')!&7*-&$-12!3
BRC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%89'%2./.G')%.@.(2'2%7,2'(%)70)';8*+,%B!CK
7)'%+E%.%8(.2'%)';('8K%7)'%+E%.%8(.2'%)';('8K%
BRC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
*)%',8*81'2%8+%/.F*)%',8*81'2%8+%/.F*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%*)%',8*81'2%8+%/.F%(';+&'(%2./.G')%E+(%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%2./.G')%E+(3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%7)'%+E%.%8(.2'%)';('8K%7)'%+E%.%8(.2'%)';('8K%7)'%+E%.%8(.2'%)';('8K%
BRC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%BRC%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%89'%2./.G')%.@.(2'2%7,2'(%)70)';8*+,%B!CK,+8%'>;''2*,G%8@*;'%89'%2./.G')%.@.(2'2%7,2'(%)70)';8*+,%B!CK
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%*,V7,;8*&'%('1*'E=*,V7,;8*&'%('1*'E=%.%;+/41.*,.,8%%.%;+/41.*,.,8%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,K
I%!"K!j#KjJjK%a'/'2*')%E+(%/*).44(+4(*.8*+,PPL./.G')I%!"K!j#KjJjK%a'/'2*')%E+(%/*).44(+4(*.8*+,PPL./.G')
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%%3,%.22*8*+,%8+%+(%*,%1*'7%+E%
I%!"K!j#KjJjK%a'/'2*')%E+(%/*).44(+4(*.8*+,PPL./.G')I%!"K!j#KjJjK%a'/'2*')%E+(%/*).44(+4(*.8*+,PPL./.G')
]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 191 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
e#*054@)-4e#*0:&H%G:&,-$%&+44:&;;&8>:8W9:W8W&=&8>:8W9:>VW
1456-".&!"#$%&'%("%)*&+()I%!"K!j#K"jjK%]EE';8%+E%;9.48'(%+,%+89'(%1.@
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
I%!"K!j#K"!jK%U+,)8(7;8*+,%+E%7,*E+(/%.;8!&7*-&$-12!3
I%!"K!j#K"[jK%X'&'(.0*1*8FPP!"#!%;%R#M
3E%.,F%4(+&*)*+,%+E%89*)%.;8%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'%89'%('/.*,2'(%+E%89'%.;8%+(%89'%.441*;.8*+,%+E%89'%4(+&*)*+,%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')%*)%,+8%.EE';8'2K
!"K!j#K"JjK%]EE';8*&'%2.8'PP6441*;.8*+,PP!"#!%;%R#M
Z9*)%;9.48'(%8.S')%'EE';8%+,%l.,7.(F%!=%!"#R=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'%89'%('/.*,2'(%+E%89'%.;8%+(%89'%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'%89'%('/.*,2'(%+E%89'%.;8%+(%89'%.441*;.8*+,%+E%89'%4(+&*)*+,%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')%*)%,+8%.EE';8'2K
,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'%89'%('/.*,2'(%+E%89'%.;8%+(%89'%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'%89'%('/.*,2'(%+E%89'%.;8%+(%89'%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'%89'%('/.*,2'(%+E%89'%.;8%+(%89'%
3E%.,F%4(+&*)*+,%+E%89*)%.;8%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
.441*;.8*+,%+E%89'%4(+&*)*+,%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')%*)%,+8%.EE';8'2K.441*;.8*+,%+E%89'%4(+&*)*+,%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')%*)%,+8%.EE';8'2K
3E%.,F%4(+&*)*+,%+E%89*)%.;8%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%3E%.,F%4(+&*)*+,%+E%89*)%.;8%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'%89'%('/.*,2'(%+E%89'%.;8%+(%89'%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'%89'%('/.*,2'(%+E%89'%.;8%+(%89'%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'%89'%('/.*,2'(%+E%89'%.;8%+(%89'%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'%89'%('/.*,2'(%+E%89'%.;8%+(%89'%.441*;.8*+,%+E%89'%4(+&*)*+,%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')%*)%,+8%.EE';8'2K.441*;.8*+,%+E%89'%4(+&*)*+,%8+%+89'(%4'()+,)%+(%;*(;7/)8.,;')%*)%,+8%.EE';8'2K
I%!"K!j#K"[jK%X'&'(.0*1*8FPP!"#!%;%R#MI%!"K!j#K"[jK%X'&'(.0*1*8FPP!"#!%;%R#M
3E%.,F%4(+&*)*+,%+E%89*)%.;8%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%3E%.,F%4(+&*)*+,%+E%89*)%.;8%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'%89'%('/.*,2'(%+E%89'%.;8%+(%89'%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'%89'%('/.*,2'(%+E%89'%.;8%+(%89'%
I%!"K!j#K"[jK%X'&'(.0*1*8FPP!"#!%;%R#MI%!"K!j#K"[jK%X'&'(.0*1*8FPP!"#!%;%R#M
3E%.,F%4(+&*)*+,%+E%89*)%.;8%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%3E%.,F%4(+&*)*+,%+E%89*)%.;8%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 192 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
e#*054@)-4e#*0:&H%G:&,-$%&+44:&;;&8>:8W9:W8W&=&8>:8W9:>VW
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 193 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
e%*)&B5"@545#e:&B#:&,-$%&+44:&;;&VR=TT=8&=&VR=TT=8W
1456-".&!"#$%&'%("%)*&+()!"#$
I%[gPRRP!B.C!&7*-&$-12!3
I%[gPRRP!B0C!&7*-&$-12!3
I%[gPRRP!B;C!&7*-&$-12!3
I%[gPRRP!B;C!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%[gPRRP!B;C!&7*-&$-12!3I%[gPRRP!B;C!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 194 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
A#.#@%* B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
e%*)&B5"@545#e:&B#:&,-$%&+44:&;;&VR=TT=8&=&VR=TT=8W
1456-".&!"#$%&'%("%)*&+()I%[gPRRPRK%3,V7,;8*&'%('1*'E!&7*-&$-12!3
I%[gPRRPJK%L./.G')
B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%/.F%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%89'%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%+;;7()=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
I%[gPRRP[K%688+(,'F_)%E'')!&7*-&$-12!3
I%[gPRRP$K%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%[gPRRPMK%X8.878'%+E%1*/*8.8*+,)!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%[gPRRP[K%688+(,'F_)%E'')!&7*-&$-12!3
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%+;;7()=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CKB0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%+;;7()=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%+;;7()=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%
('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%;.,%/.F;.,%/.F('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%;+/478*,G%.;87.1%1+))K%3,%1*'7%+E%2./.G')%/'.)7('2%0F%.,F%+89'(%/'89+2)=%89'%2./.G')%;.7)'2%0F%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%/*).44(+4(*.8*+,%/.F%0'%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(_)%7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K7,.789+(*T'2%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8K
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%+;;7()=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%+;;7()=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%(';+&'(%2./.G')%E+(%/*).44(+4(*.8*+,K%L./.G')%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%/*).44(+4(*.8*+,%.,2%89'%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%/*).44(+4(*.8*+,%
I%[gPRRPJK%L./.G')I%[gPRRPJK%L./.G')
B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+/41.*,.,8%*)%',8*81'2%8+%B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 195 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
e%*)&B5"@545#e:&B#:&,-$%&+44:&;;&VR=TT=8&=&VR=TT=8W
1456-".&!"#$%&'%("%)*&+()I%[gPRRPgK%]EE';8%+,%+89'(%1.@!&7*-&$-12!3
I%[gPRRP#K%W,*E+(/*8F%+E%.441*;.8*+,%.,2%;+,)8(7;8*+,!&7*-&$-12!3
YK%m.K%U+2'%6,,K%I%RPRP!jK%a71')%E+(%;+,)8(7;8*+,%+E%)8.878')
Z9'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2%*,%89'%;+,)8(7;8*+,%+E%)8.878')=%7,1'))%.%2*EE'(',8%*,8',8%+,%89'%4.(8%+E%89'%k'G*)1.87('%0'%.44.(',8%E(+/%89'%;+,8'>8
B;;C%W,1'))%89'('%*)%.%4(+&*)*+,%*,%.%)';8*+,=%.(8*;1'%+(%;9.48'(%+E%89*)%;+2'%)4';*EF*,G%89.8%89'%4(+&*)*+,)%89'('+E%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%'&'(F%)';8*+,=%.(8*;1'%+(%;9.48'(%+E%89*)%;+2'=%@9'89'(%',.;8'2%0'E+('%+(%)70)'?7',8%8+%89'%'EE';8*&'%2.8'%+E%89*)%)702*&*)*+,=%)9.11%0'%)'&'(.01'%)+%89.8%*E%.,F%4(+&*)*+,%+E%.,F%)7;9%)';8*+,=%.(8*;1'%+(%;9.48'(%*)%9'12%8+%0'%7,;+,)8*878*+,.1%+(%&+*2=%89'%('/.*,*,G%4(+&*)*+,)%+E%)7;9%)';8*+,=%.(8*;1'%+(%;9.48'(%)9.11%('/.*,%&.1*2=%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%7,;+,)8*878*+,.1%+(%&+*2%4(+&*)*+,%89.8%89'%;+7(8%;.,,+8%4(')7/'%89'%k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
I%[gPRRP!jK%Z*/'%+E%8.S*,G%'EE';8
Z9*)%.(8*;1'%8.S')%'EE';8%+,%89'%E*()8%2.F%+E%l71F=%+,'%89+7).,2%,*,'%97,2('2%'*G98FP)*>=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,)%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'%+(%8+%/*).44(+4(*.8*+,)%@9*;9%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'%.,2%;+,8*,7'%4.)8%89'%'EE';8*&'%2.8'K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
*8)%+@,%)'&'(.0*1*8F%;1.7)'H
)702*&*)*+,K%Z9'%4(+&*)*+,)%+E%89*)%)702*&*)*+,%)9.11%0'%E711F%.441*;.01'%8+%.11%E787('%./',2/',8)%+(%.22*8*+,)%8+%89*)%;+2'=%@*89%1*S'%'EE';8%.)%*E%89'%4(+&*)*+,)%+E%89*)%)702*&*)*+,%@'('%)'8%E+(89%*,%'>8',)+%*,%'&'(F%)7;9%./',2/',8%+(%.22*8*+,%.,2%@'('%('',.;8'2%.)%.%4.(8%89'('+E=%7,1'))%)7;9%./',2/',8%+(%.22*8*+,%;+,8.*,)%
*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8A%-(+&*2'2=%Z9.8%*E%.,F%)7;9%)';8*+,=%.(8*;1'%+(%;9.48'(%+E%89*)%;+2'%9.)%*8)%+@,%)'&'(.0*1*8F%;1.7)'=%89',%)7;9%)'&'(.0*1*8F%;1.7)'%)9.11%G+&'(,%.,2%;+,8(+1%@*89%(')4';8%8+%)7;9%)';8*+,=%.(8*;1'%+(%;9.48'(%*,%1*'7%+E%89'%4(+&*)*+,)%+E%89*)%)702*&*)*+,K%Z9'%4(+&*)*+,)%+E%89*)%)702*&*)*+,%)9.11%0'%E711F%.441*;.01'%8+%.11%E787('%./',2/',8)%+(%.22*8*+,)%
)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%7,;+,)8*878*+,.1%+(%&+*2%4(+&*)*+,%89.8%89'%;+7(8%;.,,+8%4(')7/'%89'%k'G*)1.87('%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%7,;+,)8*878*+,.1%+(%&+*2%+,'=%+(%7,1'))%89'%;+7(8%E*,2)%89'%('/.*,*,G%&.1*2%4(+&*)*+,)=%)8.,2*,G%.1+,'=%.('%*,;+/41'8'%.,2%.('%*,;.4.01'%+E%0'*,G%'>';78'2%*,%.;;+(2.,;'%@*89%89'%1'G*)1.8*&'%*,8',8A%-(+&*2'2=%Z9.8%*E%
4(+&*)*+,)%+E%)7;9%)';8*+,=%.(8*;1'%+(%;9.48'(%)9.11%('/.*,%&.1*2=%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%.('%4(+&*)*+,)%+E%)7;9%)';8*+,=%.(8*;1'%+(%;9.48'(%)9.11%('/.*,%&.1*2=%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%7,;+,)8*878*+,.1%+(%&+*2%4(+&*)*+,%89.8%89'%;+7(8%;.,,+8%4(')7/'%89'%k'G*)1.87('%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%
89'('+E%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%'&'(F%)';8*+,=%.(8*;1'%+(%;9.48'(%+E%89*)%;+2'=%@9'89'(%',.;8'2%0'E+('%+(%)70)'?7',8%8+%89'%'EE';8*&'%2.8'%+E%89*)%)702*&*)*+,=%)9.11%0'%)'&'(.01'%)+%89.8%*E%.,F%4(+&*)*+,%+E%.,F%)7;9%)';8*+,=%.(8*;1'%+(%;9.48'(%*)%9'12%8+%0'%7,;+,)8*878*+,.1%+(%&+*2=%89'%('/.*,*,G%4(+&*)*+,)%+E%)7;9%)';8*+,=%.(8*;1'%+(%;9.48'(%)9.11%('/.*,%&.1*2=%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%7,;+,)8*878*+,.1%+(%&+*2%4(+&*)*+,%
89'('+E%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%'&'(F%)';8*+,=%.(8*;1'%+(%;9.48'(%+E%89*)%;+2'=%@9'89'(%',.;8'2%0'E+('%+(%)70)'?7',8%8+%89'%'EE';8*&'%2.8'%+E%89*)%)702*&*)*+,=%)9.11%0'%)'&'(.01'%)+%89.8%*E%.,F%4(+&*)*+,%+E%.,F%)7;9%)';8*+,=%.(8*;1'%+(%;9.48'(%*)%9'12%8+%0'%7,;+,)8*878*+,.1%+(%&+*2=%89'%('/.*,*,G%
B;;C%W,1'))%89'('%*)%.%4(+&*)*+,%*,%.%)';8*+,=%.(8*;1'%+(%;9.48'(%+E%89*)%;+2'%)4';*EF*,G%89.8%89'%4(+&*)*+,)%89'('+E%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%'&'(F%)';8*+,=%.(8*;1'%+(%;9.48'(%+E%89*)%;+2'=%@9'89'(%
Z9'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2%*,%89'%;+,)8(7;8*+,%+E%)8.878')=%7,1'))%.%2*EE'(',8%*,8',8%+,%89'%4.(8%+E%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
B;;C%W,1'))%89'('%*)%.%4(+&*)*+,%*,%.%)';8*+,=%.(8*;1'%+(%;9.48'(%+E%89*)%;+2'%)4';*EF*,G%89.8%89'%4(+&*)*+,)%B;;C%W,1'))%89'('%*)%.%4(+&*)*+,%*,%.%)';8*+,=%.(8*;1'%+(%;9.48'(%+E%89*)%;+2'%)4';*EF*,G%89.8%89'%4(+&*)*+,)%89'('+E%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%'&'(F%)';8*+,=%.(8*;1'%+(%;9.48'(%+E%89*)%;+2'=%@9'89'(%89'('+E%)9.11%,+8%0'%)'&'(.01'=%89'%4(+&*)*+,)%+E%'&'(F%)';8*+,=%.(8*;1'%+(%;9.48'(%+E%89*)%;+2'=%@9'89'(%',.;8'2%0'E+('%+(%)70)'?7',8%8+%89'%'EE';8*&'%2.8'%+E%89*)%)702*&*)*+,=%)9.11%0'%)'&'(.01'%)+%89.8%*E%.,F%',.;8'2%0'E+('%+(%)70)'?7',8%8+%89'%'EE';8*&'%2.8'%+E%89*)%)702*&*)*+,=%)9.11%0'%)'&'(.01'%)+%89.8%*E%.,F%4(+&*)*+,%+E%.,F%)7;9%)';8*+,=%.(8*;1'%+(%;9.48'(%*)%9'12%8+%0'%7,;+,)8*878*+,.1%+(%&+*2=%89'%('/.*,*,G%4(+&*)*+,%+E%.,F%)7;9%)';8*+,=%.(8*;1'%+(%;9.48'(%*)%9'12%8+%0'%7,;+,)8*878*+,.1%+(%&+*2=%89'%('/.*,*,G%4(+&*)*+,)%+E%)7;9%)';8*+,=%.(8*;1'%+(%;9.48'(%)9.11%('/.*,%&.1*2=%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%.('%4(+&*)*+,)%+E%)7;9%)';8*+,=%.(8*;1'%+(%;9.48'(%)9.11%('/.*,%&.1*2=%7,1'))%89'%;+7(8%E*,2)%89'%&.1*2%4(+&*)*+,)%.('%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%7,;+,)8*878*+,.1%+(%&+*2%4(+&*)*+,%)+%'))',8*.11F%.,2%*,)'4.(.01F%;+,,';8'2%@*89=%.,2%)+%2'4',2',8%74+,=%89'%7,;+,)8*878*+,.1%+(%&+*2%4(+&*)*+,%89.8%89'%;+7(8%;.,,+8%4(')7/'%89'%k'G*)1.87('%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%89.8%89'%;+7(8%;.,,+8%4(')7/'%89'%k'G*)1.87('%@+712%9.&'%',.;8'2%89'%('/.*,*,G%&.1*2%4(+&*)*+,)%@*89+78%89'%7,;+,)8*878*+,.1%+(%&+*2%+,'=%+(%7,1'))%89'%;+7(8%E*,2)%89'%('/.*,*,G%&.1*2%4(+&*)*+,)=%)8.,2*,G%.1+,'=%.('%7,;+,)8*878*+,.1%+(%&+*2%+,'=%+(%7,1'))%89'%;+7(8%E*,2)%89'%('/.*,*,G%&.1*2%4(+&*)*+,)=%)8.,2*,G%.1+,'=%.('%
Z9'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2%*,%89'%;+,)8(7;8*+,%+E%)8.878')=%7,1'))%.%2*EE'(',8%*,8',8%+,%89'%4.(8%+E%Z9'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2%*,%89'%;+,)8(7;8*+,%+E%)8.878')=%7,1'))%.%2*EE'(',8%*,8',8%+,%89'%4.(8%+E%89'%k'G*)1.87('%0'%.44.(',8%E(+/%89'%;+,8'>889'%k'G*)1.87('%0'%.44.(',8%E(+/%89'%;+,8'>8
B;;C%W,1'))%89'('%*)%.%4(+&*)*+,%*,%.%)';8*+,=%.(8*;1'%+(%;9.48'(%+E%89*)%;+2'%)4';*EF*,G%89.8%89'%4(+&*)*+,)%B;;C%W,1'))%89'('%*)%.%4(+&*)*+,%*,%.%)';8*+,=%.(8*;1'%+(%;9.48'(%+E%89*)%;+2'%)4';*EF*,G%89.8%89'%4(+&*)*+,)%
YK%m.K%U+2'%6,,K%I%RPRP!jK%a71')%E+(%;+,)8(7;8*+,%+E%)8.878')YK%m.K%U+2'%6,,K%I%RPRP!jK%a71')%E+(%;+,)8(7;8*+,%+E%)8.878')
Z9'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2%*,%89'%;+,)8(7;8*+,%+E%)8.878')=%7,1'))%.%2*EE'(',8%*,8',8%+,%89'%4.(8%+E%Z9'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2%*,%89'%;+,)8(7;8*+,%+E%)8.878')=%7,1'))%.%2*EE'(',8%*,8',8%+,%89'%4.(8%+E%89'%k'G*)1.87('%0'%.44.(',8%E(+/%89'%;+,8'>889'%k'G*)1.87('%0'%.44.(',8%E(+/%89'%;+,8'>8
YK%m.K%U+2'%6,,K%I%RPRP!jK%a71')%E+(%;+,)8(7;8*+,%+E%)8.878')YK%m.K%U+2'%6,,K%I%RPRP!jK%a71')%E+(%;+,)8(7;8*+,%+E%)8.878')
Z9'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2%*,%89'%;+,)8(7;8*+,%+E%)8.878')=%7,1'))%.%2*EE'(',8%*,8',8%+,%89'%4.(8%+E%Z9'%E+11+@*,G%(71')%)9.11%0'%+0)'(&'2%*,%89'%;+,)8(7;8*+,%+E%)8.878')=%7,1'))%.%2*EE'(',8%*,8',8%+,%89'%4.(8%+E%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 196 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
e%*)&B5"@545#e:&B#:&,-$%&+44:&;;&VR=TT=8&=&VR=TT=8W
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 197 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
e5*(-4*54e5*:&')#):&+44:&;&8<V:>W&1456-".&!"#$%&'%("%)*&+()
!"#$
I%!J[K"jB!C%L'E*,*8*+,)
3,%89*)%)';8*+,=%7,1'))%;+,8'>8%('?7*(')%+89'(@*)'A
B.C%N3/4(+4'(%/'.,)O%*,;172')%')4*+,.G'=%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,%.,2%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)K
I%!J[K"jBRC%5*).44(+4(*.8*+,X0.(<(*.-&$-&/%(0'&#+*-/0'."/%-5&%=*5-%=&'-&-.*<('(%(0'
D5*).44(+4(*.8*+,D%/'.,)A%b+%4'()+,=%*,;172*,G%89'%)8.8'=%/.F%/*).44(+4(*.8'%+(%89('.8',%8+%/*).44(+4(*.8'%.%8(.2'%)';('8%0F%2+*,G%.,F%+E%89'%E+11+@*,GA
B.C%6;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%6;?7*(*,G%89'%8(.2'%)';('8%+E%.,+89'(%0F%/'.,)%@9*;9%89'%4'()+,%S,+@)%+(%9.)%('.)+,%8+%S,+@%;+,)8*878'%*/4(+4'(%/'.,)K
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
Y*)K%X8.8K%6,,K%I%""jKj!BRMC
N-'()+,O%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%*,;172')%.11%4.(8,'()9*4)=%.))+;*.8*+,)%%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8F%.,2%0+2*')%4+1*8*;%+(%;+(4+(.8'K
I%!J[K"jB!CB;C!&7*-&$-12!3
I%!J[K"jB!CB0C
B0C%Na'.2*1F%.);'(8.*,.01'O%*,E+(/.8*+,%2+')%,+8%*,;172'%*,E+(/.8*+,%.;;'))*01'%89(+7G9%.%1*;',)'%.G(''/',8%+(%0F%.,%'/41+F''%7,2'(%.%;+,E*2',8*.1*8F%.G(''/',8%@*89%9*)%+(%9'(%'/41+F'(K
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
.))+;*.8*+,)%;+//'(;*.1%',8*8F%.,2%0+2*')%4+1*8*;%+(%;+(4+(.8';+//'(;*.1%',8*8F%.,2%0+2*')%4+1*8*;%+(%;+(4+(.8'
Y*)K%X8.8K%6,,K%I%""jKj!BRMC
N-'()+,O%.))+;*.8*+,)%
%%%%%%%%2K%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%
Y*)K%X8.8K%6,,K%I%""jKj!BRMC
L'(*&'2L'(*&'2 L'(*&*,G%*8*8)%)';(';F%+(%1*/*8%*8)%7)'K
Q'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%Q'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%
L'(*&*,G%*86;?7*(*,G%*86;?7*(*,G%*8
L'(*&*,G%*8%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%
%%%%RK%68%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9'%+(%)9'%+08.*,'2%S,+@1'2G'%+E%89'%8(.2'%)';('8%89(+7G9%.,F%+E%89'%E+11+@*,G%/'.,)A%
%E(+/%+(%89(+7G9%.%4'()+,%@9+%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8K6;?7*(*,G%*8%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'K
%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%
%%%%!K%W)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8K%%%%RK%68%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9'%+(%)9'%+08.*,'2%S,+@1'2G'%+E%89'%8(.2'%)';('8%89(+7G9%.,F%+E%89'%E+11+@*,G%/'.,)A%
%E(+/%+(%89(+7G9%.%4'()+,%@9+%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8K
L*);1+)*,G%+(%7)*,G%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%.%8(.2'%)';('8%+E%.,+89'(%*E%89'%4'()+,%2*2%.,F%+E%89'%
%%%%!K%W)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8K%%%%RK%68%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9'%+(%)9'%+08.*,'2%S,+@1'2G'%+E%89'%
L*);1+)*,G%+(%7)*,G%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%.%8(.2'%)';('8%+E%.,+89'(%*E%89'%4'()+,%2*2%.,F%+E%89'%L*);1+)*,G%+(%7)*,G%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%.%8(.2'%)';('8%+E%.,+89'(%*E%89'%4'()+,%2*2%.,F%+E%89'%*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%
L*);1+)*,G%+(%7)*,G%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%.%8(.2'%)';('8%+E%.,+89'(%*E%89'%4'()+,%2*2%.,F%+E%89'%
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
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
*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%L*);1+)*,G%+(%7)*,G%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%.%8(.2'%)';('8%+E%.,+89'(%*E%89'%4'()+,%2*2%.,F%+E%89'%L*);1+)*,G%+(%7)*,G%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%.%8(.2'%)';('8%+E%.,+89'(%*E%89'%4'()+,%2*2%.,F%+E%89'%
%%%%!K%W)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8K%%%%!K%W)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8K
S,+@)%+(%9.)%('.)+,%8+%S,+@%;+,)8*878'%*/4(+4'(%/'.,)KS,+@)%+(%9.)%('.)+,%8+%S,+@%;+,)8*878'%*/4(+4'(%/'.,)K
*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%L*);1+)*,G%+(%7)*,G%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%.%8(.2'%)';('8%+E%.,+89'(%*E%89'%4'()+,%2*2%.,F%+E%89'%L*);1+)*,G%+(%7)*,G%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%.%8(.2'%)';('8%+E%.,+89'(%*E%89'%4'()+,%2*2%.,F%+E%89'%
6;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%6;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%6;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%6;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%6;?7*(*,G%89'%8(.2'%)';('8%+E%.,+89'(%0F%/'.,)%@9*;9%89'%4'()+,%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%6;?7*(*,G%89'%8(.2'%)';('8%+E%.,+89'(%0F%/'.,)%@9*;9%89'%4'()+,%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%6;?7*(*,G%89'%8(.2'%)';('8%+E%.,+89'(%0F%/'.,)%@9*;9%89'%4'()+,%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%6;?7*(*,G%89'%8(.2'%)';('8%+E%.,+89'(%0F%/'.,)%@9*;9%89'%4'()+,%S,+@)%+(%9.)%('.)+,%8+%S,+@%;+,)8*878'%*/4(+4'(%/'.,)KS,+@)%+(%9.)%('.)+,%8+%S,+@%;+,)8*878'%*/4(+4'(%/'.,)K
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 198 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
e5*(-4*54e5*:&')#):&+44:&;&8<V:>W&1456-".&!"#$%&'%("%)*&+()
I%!J[K"jBJC%3,V7,;8*&'%('1*'E
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
%%%%%%RK%]>;'48%.)%4(+&*2'2%*,%)702K%J=%74+,%.441*;.8*+,%8+%89'%;+7(8=%89'%;+7(8%)9.11%8'(/*,.8'%.,%*,V7,;8*+,%@9',%.%8(.2'%)';('8%;'.)')%8+%'>*)8K%078=%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2
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
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%89'%;+7(8%/.F%+(2'(%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8KI%!J[K"jB[C%L./.G')K!"#$%&'%()*+,-(.*'%(/&+-%0-12!3-#"%-<05Y
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
B0C%3E%.%&*+1.8*+,%+E%)70K%BRC%*)%@*11E71%.,2%/.1*;*+7)=%89'%;+7(8%/.F%.@.(2%47,*8*&'%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%7,2'(%4.(K%B.CK
I%!J[K"jB[CB;C!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%!J[K"jB$C%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
Y*)K%X8.8K%6,,K%I%#"JK$!BRCK%6;8*+,%E+(%@(+,GE71%8.S*,G%+E%4'()+,.1%4(+4'(8F!&7*-&$-12!3
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%!J[K"jB[CB;C!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
'>;''2*,G%8@*;'%.,F%.@.(2%7,2'(%4.(K%B.CK
89'%('.)+,.01'%(+F.18FK
B0C%3E%.%&*+1.8*+,%+E%)70K%BRC%*)%@*11E71%.,2%/.1*;*+7)=%89'%;+7(8%/.F%.@.(2%47,*8*&'%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%7,2'(%4.(K%B.CK
89'%;+/41.*,.,8%;.,,+8%0F%.,F%+89'(%/'89+2%+E%/'.)7('/',8%4(+&'%.,%./+7,8%+E%2./.G')%@9*;9%'>;''2)%89'%;+/41.*,.,8%;.,,+8%0F%.,F%+89'(%/'89+2%+E%/'.)7('/',8%4(+&'%.,%./+7,8%+E%2./.G')%@9*;9%'>;''2)%89'%('.)+,.01'%(+F.18FK
+E=%*,V7,;8*&'%('1*'E%7,2'(%)70K%BJCK%L./.G')%/.F%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%89'%&*+1.8*+,%.,2%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%&*+1.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%L./.G')%
'>;17)*&'1F%0F%89'%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%&*+1.8*+,%+E%)70K%BRC%'>;17)*&'1F%0F%89'%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%&*+1.8*+,%+E%)70K%BRC%'>;17)*&'1F89'%;+/41.*,.,8%;.,,+8%0F%.,F%+89'(%/'89+2%+E%/'.)7('/',8%4(+&'%.,%./+7,8%+E%2./.G')%@9*;9%'>;''2)%
+E=%*,V7,;8*&'%('1*'E%7,2'(%)70K%BJCK%L./.G')%/.F%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%89'%&*+1.8*+,%.,2%7,V7)8%',(*;9/',8%;.7)'2%0F%89'%&*+1.8*+,%89.8%*)%,+8%8.S',%*,8+%.;;+7,8%*,%;+/478*,G%.;87.1%1+))K%L./.G')%
%0F%89'%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%&*+1.8*+,%+E%)70K%BRC%
('.)+,%8+%S,+@%+E%.%&*+1.8*+,%+E%)70K%BRC%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+7(8%/.F%.@.(2%2./.G')%8+%89'%;+/41.*,.,8%E+(%.%&*+1.8*+,%+E%)70K%BRCK%6%;+7(8%/.F%.@.(2%2./.G')%*,%.22*8*+,%8+=%+(%*,%1*'7%+E=%*,V7,;8*&'%('1*'E%7,2'(%)70K%BJCK%L./.G')%/.F%*,;172'%0+89%89'%.;87.1%1+))%;.7)'2%0F%89'%&*+1.8*+,%.,2%
B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%.%&*+1.8*+,%+E%)70K%BRC%(',2'()%.%/+,'8.(F%(';+&'(F%*,'?7*8.01'=%.%;+7(8%/.F%.@.(2%B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
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
B0C%3E%.%&*+1.8*+,%+E%)70K%BRC%*)%@*11E71%.,2%/.1*;*+7)=%89'%;+7(8%/.F%.@.(2%47,*8*&'%2./.G')%*,%.,%./+7,8%,+8%B0C%3E%.%&*+1.8*+,%+E%)70K%BRC%*)%@*11E71%.,2%/.1*;*+7)=%89'%;+7(8%/.F%.@.(2%47,*8*&'%2./.G')%*,%.,%./+7,8%,+8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
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
I%!J[K"jB[C%L./.G')KI%!J[K"jB[C%L./.G')K!"#$%&'%()*+,-(.*'%(/&+-%0-12!3-#"%-<05Y!"#$%&'%()*+,-(.*'%(/&+-%0-12!3-#"%-<05Y
B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%B.C%]>;'48%8+%89'%'>8',8%89.8%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%89'%;+7(8%/.F%+(2'(%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8KB;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%89'%;+7(8%/.F%+(2'(%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8K
!"#$%&'%()*+,-(.*'%(/&+-%0-12!3-#"%-<05Y!"#$%&'%()*+,-(.*'%(/&+-%0-12!3-#"%-<05Y
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 199 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%%%%%%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%%%%%%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(%%%%%BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
e5*(-4*54e5*:&')#):&+44:&;&8<V:>W&1456-".&!"#$%&'%("%)*&+()
I%!J[K"jBMC%]EE';8%+,%+89'(%1.@)!"#$%&'%()*+,-(.*'%(/&+-%0-12!3
I%!J[K"jBgC%W,*E+(/*8F%+E%.441*;.8*+,%.,2%;+,)8(7;8*+,
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K%Z9*)%)';8*+,%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%/.S'%7,*E+(/%89'%1.@%('1.8*,G%8+%/*).44(+4(*.8*+,%+E%8(.2'%)';('8)%./+,G%)8.8')%',.;8*,G%)70)8.,8*.11F%*2',8*;.1%1.@)K
Y*)K%X8.8K%6,,K%I%""jKjj!K%U+,)8(7;8*+,%+E%1.@)H%(71')%E+(
B!!C%X'&'(.0*1*8FK%Z9'%4(+&*)*+,)%+E%89'%)8.878')%.('%)'&'(.01'K%Z9'%4(+&*)*+,)%+E%.,F%)'))*+,%1.@%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%89'%)8.878')%+(%+E%.%)'))*+,%1.@%*)%*,&.1*2=%+(%*E%89'%.441*;.8*+,%+E%'*89'(%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K
)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%89'%)8.878')%+(%+E%.%)'))*+,%1.@%*)%*,&.1*2=%+(%*E%89'%.441*;.8*+,%+E%'*89'(%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%89'%)8.878')%+(%+E%.%)'))*+,%1.@%*)%*,&.1*2=%+(%*E%89'%.441*;.8*+,%+E%'*89'(%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%
B!!C%X'&'(.0*1*8FK%Z9'%4(+&*)*+,)%+E%89'%)8.878')%.('%)'&'(.01'K%Z9'%4(+&*)*+,)%+E%.,F%)'))*+,%1.@%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%89'%)8.878')%+(%+E%.%)'))*+,%1.@%*)%*,&.1*2=%+(%*E%89'%.441*;.8*+,%+E%'*89'(%8+%.,F%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,KG*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K
B!!C%X'&'(.0*1*8FK%Z9'%4(+&*)*+,)%+E%89'%)8.878')%.('%)'&'(.01'K%Z9'%4(+&*)*+,)%+E%.,F%)'))*+,%1.@%.('%B!!C%X'&'(.0*1*8FK%Z9'%4(+&*)*+,)%+E%89'%)8.878')%.('%)'&'(.01'K%Z9'%4(+&*)*+,)%+E%.,F%)'))*+,%1.@%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%89'%)8.878')%+(%+E%.%)'))*+,%1.@%*)%*,&.1*2=%+(%*E%89'%.441*;.8*+,%+E%'*89'(%8+%.,F%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%89'%)8.878')%+(%+E%.%)'))*+,%1.@%*)%*,&.1*2=%+(%*E%89'%.441*;.8*+,%+E%'*89'(%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,KG*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,K
Y*)K%X8.8K%6,,K%I%""jKjj!K%U+,)8(7;8*+,%+E%1.@)H%(71')%E+(Y*)K%X8.8K%6,,K%I%""jKjj!K%U+,)8(7;8*+,%+E%1.@)H%(71')%E+(
B!!C%X'&'(.0*1*8FK%Z9'%4(+&*)*+,)%+E%89'%)8.878')%.('%)'&'(.01'K%Z9'%4(+&*)*+,)%+E%.,F%)'))*+,%1.@%.('%B!!C%X'&'(.0*1*8FK%Z9'%4(+&*)*+,)%+E%89'%)8.878')%.('%)'&'(.01'K%Z9'%4(+&*)*+,)%+E%.,F%)'))*+,%1.@%.('%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%89'%)8.878')%+(%+E%.%)'))*+,%1.@%*)%*,&.1*2=%+(%*E%89'%.441*;.8*+,%+E%'*89'(%8+%.,F%)'&'(.01'K%3E%.,F%4(+&*)*+,%+E%89'%)8.878')%+(%+E%.%)'))*+,%1.@%*)%*,&.1*2=%+(%*E%89'%.441*;.8*+,%+E%'*89'(%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%4'()+,%+(%;*(;7/)8.,;'%*)%*,&.1*2=%)7;9%*,&.1*2*8F%)9.11%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%@9*;9%;.,%0'%
Y*)K%X8.8K%6,,K%I%""jKjj!K%U+,)8(7;8*+,%+E%1.@)H%(71')%E+(Y*)K%X8.8K%6,,K%I%""jKjj!K%U+,)8(7;8*+,%+E%1.@)H%(71')%E+(
B!!C%X'&'(.0*1*8FK%Z9'%4(+&*)*+,)%+E%89'%)8.878')%.('%)'&'(.01'K%Z9'%4(+&*)*+,)%+E%.,F%)'))*+,%1.@%.('%B!!C%X'&'(.0*1*8FK%Z9'%4(+&*)*+,)%+E%89'%)8.878')%.('%)'&'(.01'K%Z9'%4(+&*)*+,)%+E%.,F%)'))*+,%1.@%.('%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110617-500-8670
[email protected] 200 of 204
Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
e5*(-4*54e5*:&')#):&+44:&;&8<V:>W&1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 201 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
1!'+&B%"*5-4&+$-/)%$&&
!"#$%&'()*+,
A%6545)5-4C-('./01'%.,2%3/4(+4'(%5'.,)
6)%7)'2%*,%89*)%:6;8<=%7,1'))%89'%;+,8'>8%('?7*(')%+89'(@*)'A
B!C%D3/4(+4'(%/'.,)D%*,;172')%89'E8=%0(*0'(F=%/*)('4(')',8.8*+,=%0('.;9%+(%*,27;'/',8%+E%.%0('.;9%+E%.%278F%8+%/.*,8.*,%)';(';F=%+(%')4*+,.G'%89(+7G9%'1';8(+,*;%+(%+89'(%/'.,)H
A%6545)5-4C5*).44(+P4(*.8*+,
BRC%D5*).44(+4(*.8*+,D%/'.,)A%
B*C%.;?7*)*8*+,%+E%.%8(.2'%)';('8%+E%.,+89'(%0F%.%4'()+,%@9+%S,+@)%+(%9.)%('.)+,%8+%S,+@%89.8%89'%8(.2'%)';('8%@.)%.;?7*('2%0F%*/4(+4'(%/'.,)H%+(%
B**C%2*);1+)7('%+(%7)'%+E%.%8(.2'%)';('8%+E%.,+89'(%@*89+78%'>4('))%+(%*/41*'2%;+,)',8%0F%.%4'()+,%@9+%%%%%%B6C%7)'2%*/4(+4'(%/'.,)%8+%.;?7*('%S,+@1'2G'%+E%89'%8(.2'%)';('8H%+(%
%%%%%BQC%.8%89'%8*/'%+E%2*);1+)7('%+(%7)'=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%9*)%S,+@1'2G'%+E%89'%8(.2'%)';('8%@.)%%%%%%%%%%%B3C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%9.2%78*1*T'2%*/4(+4'(%/'.,)%8+%.;?7*('%*8H%%%%%%%%%%%B33C%.;?7*('2%7,2'(%;*(;7/)8.,;')%G*&*,G%(*)'%8+%.%278F%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%%%%%%%%%%B333C%2'(*&'2%E(+/%+(%89(+7G9%.%4'()+,%@9+%+@'2%.%278F%8+%89'%4'()+,%)''S*,G%('1*'E%8+%/.*,8.*,%*8)%)';(';F%+(%1*/*8%*8)%7)'H%+(%
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%.,2%89.8%S,+@1'2G'%+E%*8%9.2%0'',%.;?7*('2%0F%.;;*2',8%+(%/*)8.S'K
A%6545)5-4C-'()+,
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
A%6545)5-4CZ(.2'%X';('8
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%8';9,*?7'=%+(%4(+;'))=%89.8A%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%2*);1+)7('%+(%7)'=%.,2%
%%%%%B**C%*)%89'%)70V';8%+E%'EE+(8)%89.8%.('%('.)+,.01'%7,2'(%89'%;*(;7/)8.,;')%8+%/.*,8.*,%*8)%)';(';FK
A%6545)5-4*&4-)&54&1!'+
eI-.54@eI-:&')#):&+44:&8>RR&;;&VW=TV=8W8&=&VW=TV=88W
1456-".&!"#$%&'%("%)*&+()!"#$
I%[jPR[P!j!B.C!&7*-&$-12!3
I%[jPR[P!j!B0C!&7*-&$-12!3
I%[jPR[P!j!B;C!&7*-&$-12!3
I%[jPR[P!j!B2C!&7*-&$-12!3
I%[jPR[P!j!B&C
NZ9*)%.;8O%/'.,)%YKXK%[jPR[P!j!%89(+7G9%[jPR[P!!jK
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%0'*,G%('.2*1F%.);'(8.*,.01'%0F%4(+4'(%/'.,)%0F=%+89'(%4'()+,)%@9+%;.,%+08.*,%';+,+/*;%&.17'%E(+/%*8)%%%%%%B*C%2'(*&')%*,2'4',2',8%';+,+/*;%&.17'=%.;87.1%+(%4+8',8*.1=%E(+/%,+8%0'*,G%G','(.11F%S,+@,%8+=%.,2%,+8%
B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%B[C%DZ(.2'%)';('8D%/'.,)%*,E+(/.8*+,=%*,;172*,G%.%E+(/71.=%4.88'(,=%;+/4*1.8*+,=%4(+G(./=%2'&*;'=%/'89+2=%
I%[jPR[P!j!B;C!&7*-&$-12!3I%[jPR[P!j!B;C!&7*-&$-12!3
BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%BJC%D-'()+,D%/'.,)%.%,.87(.1%4'()+,=%;+(4+(.8*+,=%07)*,'))%8(7)8=%')8.8'=%8(7)8=%4.(8,'()9*4=%.))+;*.8*+,=%V+*,8%&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK&',87('=%G+&'(,/',8=%G+&'(,/',8.1%)702*&*)*+,%+(%.G',;F=%+(%.,F%+89'(%1'G.1%+(%;+//'(;*.1%',8*8FK
%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%%%%%%BUC%0'E+('%.%/.8'(*.1%;9.,G'%+E%9*)%:+(%9'(<%4+)*8*+,=%S,'@%+(%9.2%('.)+,%8+%S,+@%89.8%*8%@.)%.%8(.2'%)';('8%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110 617-500-8670 [email protected]
Page 202 of 204Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
D4EF4()5G%&H%75%6
B.C%6;87.1%+(%89('.8','2%/*).44(+4(*.8*+,%/.F%0'%',V+*,'2K%W4+,%.441*;.8*+,%8+%89'%;+7(8=%.,%*,V7,;8*+,%)9.11%0'%8'(/*,.8'2%@9',%89'%8(.2'%)';('8%9.)%;'.)'2%8+%'>*)8=%078%89'%*,V7,;8*+,%/.F%0'%;+,8*,7'2%E+(%.,%.22*8*+,.1%('.)+,.01'%4'(*+2%+E%8*/'%*,%+(2'(%8+%'1*/*,.8'%;+//'(;*.1%.2&.,8.G'%89.8%+89'(@*)'%@+712%0'%2'(*&'2%E(+/%89'%/*).44(+4(*.8*+,K%
B0C%3,%'>;'48*+,.1%;*(;7/)8.,;')=%.,%*,V7,;8*+,%/.F%;+,2*8*+,%E787('%7)'%74+,%4.F/',8%+E%.%('.)+,.01'%(+F.18F%E+(%,+%1+,G'(%89.,%89'%4'(*+2%+E%8*/'%E+(%@9*;9%7)'%;+712%9.&'%0'',%4(+9*0*8'2K%]>;'48*+,.1%;*(;7/)8.,;')%*,;172'=%078%.('%,+8%1*/*8'2%8+=%.%/.8'(*.1%.,2%4('V72*;*.1%;9.,G'%+E%4+)*8*+,%4(*+(%8+%.;?7*(*,G%S,+@1'2G'%+(%('.)+,%8+%S,+@%+E%/*).44(+4(*.8*+,%89.8%(',2'()%.%4(+9*0*8*&'%*,V7,;8*+,%*,'?7*8.01'K%
B;C%3,%.44(+4(*.8'%;*(;7/)8.,;')=%.EE*(/.8*&'%.;8)%8+%4(+8';8%.%8(.2'%)';('8%/.F%0'%;+/4'11'2%0F%;+7(8%+(2'(K
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
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%,+8%'>;''2*,G%8@*;'%.,F%.@.(2%/.2'%7,2'(%)70)';8*+,%B.CK
+))-"4%IJ*&2%%*
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%.88+(,'F^)%E'')%8+%89'%4('&.*1*,G%4.(8FK
K"%*%"G#)5-4&-6&'%("%(I
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%/'.,)=%@9*;9%/.F%*,;172'%G(.,8*,G%4(+8';8*&'%+(2'()%*,%;+,,';8*+,%@*89%2*);+&'(F%4(+;''2*,G)=%9+12*,G%*,P;./'(.%9'.(*,G)=%)'.1*,G%89'%(';+(2)%+E%89'%.;8*+,=%.,2%+(2'(*,G%.,F%4'()+,%*,&+1&'2%*,%89'%1*8*G.8*+,%,+8%8+%2*);1+)'%.,%.11'G'2%8(.2'%)';('8%@*89+78%4(*+(%;+7(8%.44(+&.1K
')#)F)%&-6&L5.5)#)5-4*
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%J%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
eI-.54@eI-:&')#):&+44:&8>RR&;;&VW=TV=8W8&=&VW=TV=88W
1456-".&!"#$%&'%("%)*&+()I%[jPR[P!jRK%3,V7,;8*&'%('1*'E!&7*-&$-12!3
I%[jPR[P!jJK%L./.G')!&7*-&$-12!3
I%[jPR[P!j[K%688+(,'F_)%E'')!&7*-&$-12!3
I%[jPR[P!j$K%-(')'(&.8*+,%+E%)';(';F!&7*-&$-12!3
I%[jPR[P!jMK%X8.878'%+E%1*/*8.8*+,)
6,%.;8*+,%E+(%/*).44(+4(*.8*+,%/7)8%0'%0(+7G98%@*89*,%89(''%BJC%E+7(%B[C%F'.()%.E8'(%89'%/*).44(+4(*.8*+,%*)%2*);+&'('2%+(%0F%89'%'>'(;*)'%+E%('.)+,.01'%2*1*G',;'%)9+712%9.&'%0'',%2*);+&'('2K%`+(%89'%47(4+)')%+E%89*)%)';8*+,=%.%;+,8*,7*,G%/*).44(+4(*.8*+,%;+,)8*878')%.%)*,G1'%;1.*/K
3,%.,%.;8*+,%7,2'(%89*)%:6;8<=%.%;+7(8%)9.11%4(')'(&'%89'%)';(';F%+E%.,%.11'G'2%8(.2'%)';('8%0F%('.)+,.01'%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%[jPR[P!j[K%688+(,'F_)%E'')!&7*-&$-12!3
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%/'.)7('2%0F%*/4+)*8*+,%+E%1*.0*1*8F%E+(%.%('.)+,.01'%(+F.18F%E+(%.%/*).44(+4(*.8+(^)%7,.789+(*T'2%2*);1+)7('%+(%
B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%B0C%3E%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%'>'/41.(F%2./.G')%*,%.,%./+7,8%
3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%3E%B*C%.%;1.*/%+E%/*).44(+4(*.8*+,%*)%/.2'%*,%0.2%E.*89=%B**C%.%/+8*+,%8+%8'(/*,.8'%.,%*,V7,;8*+,%*)%/.2'%+(%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%(')*)8'2%*,%0.2%E.*89=%+(%B***C%@*11E71%.,2%/.1*;*+7)%/*).44(+4(*.8*+,%'>*)8)=%89'%;+7(8%/.F%.@.(2%('.)+,.01'%
I%[jPR[P!jJK%L./.G')I%[jPR[P!jJK%L./.G')!&7*-&$-12!3!&7*-&$-12!3I%[jPR[P!jJK%L./.G')I%[jPR[P!jJK%L./.G')
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110617-500-8670
[email protected] 203 of 204
Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
?66%()&-4&M)0%"&L#N
B.C%]>;'48%.)%4(+&*2'2%*,%)70)';8*+,%B0C=%89*)%:6;8<%2*)41.;')%;+,E1*;8*,G%8+(8=%(')8*878*+,.(F=%.,2%+89'(%1.@%+E%89*)%X8.8'%4(+&*2*,G%;*&*1%('/'2*')%E+(%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
B0C%Z9*)%:6;8<%2+')%,+8%.EE';8A%B!C%;+,8(.;87.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%BRC%+89'(%;*&*1%('/'2*')%89.8%.('%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8H%+(BJC%;(*/*,.1%('/'2*')=%@9'89'(%+(%,+8%0.)'2%74+,%/*).44(+4(*.8*+,%+E%.%8(.2'%)';('8K%
1456-".5)I&-6&+//75(#)5-4$&,-4*)"F()5-4
Z9*)%:6;8<%)9.11%0'%.441*'2%.,2%;+,)8(7'2%8+%'EE';87.8'%*8)%G','(.1%47(4+)'%8+%/.S'%7,*E+(/%89'%1.@%@*89%(')4';8%8+%89'%)70V';8%+E%89*)%:6;8<%./+,G%)8.8')%',.;8*,G%*8K
'%G%"#O575)I 3E%.,F%4(+&*)*+,%+E%89*)%:6;8<%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;')%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%:6;8<%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%89*)%:6;8<%.('%)'&'(.01'K%
C'-+(*"-0<-&.04%('6-%=($-450)($(0'E-&-7&F05(%,-0<-$%&%*$-=&)*-*?($%('6-6*'*5&+-$*)*5&#(+(%,-$%&%"%*$>-G05-%=*$*-$%&%*$-%=*-$%&%"%*-($-450)(.*.-B(%=0"%-&''0%&%(0'-&'.-%=*-/*++-($-7&5A*.-,*++0B>
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-$"77&5(H*$-%=*-*?($%('6-+&B-&'.-%=*-/*++-($-7&5A*.-5*.>
+$$5)5-4*&-"&P-)%*&3,;172*,G%DZ*/'%+E%Z.S*,G%]EE';8D%@9'('%4(+&*2'2%*,%)8.878+(F%8'>8K
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
eI-.54@eI-:&')#):&+44:&8>RR&;;&VW=TV=8W8&=&VW=TV=88W
1456-".&!"#$%&'%("%)*&+()I%[jPR[P!jgK%]EE';8%+,%+89'(%1.@!&7*-&$-12!3
I%[jPR[P!j#K%W,*E+(/*8F%+E%.441*;.8*+,%.,2%;+,)8(7;8*+,!&7*-&$-12!3
YF+K%X8.8K%6,,K%I%#P!P!jJK%a71')%+E%;+,)8(7;8*+,%E+(%)8.878')
B&***C%3E%.,F%4(+&*)*+,%+E%.,F%.;8%',.;8'2%0F%89'%YF+/*,G%1'G*)1.87('%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%.,F%)7;9%.;8%.('%)'&'(.01'H
I%[jPR[P!!jK%Z*/'%+E%8.S*,G%'EE';8
Z9*)%.;8%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%l71F%!=%RjjMK%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%l71F%!=%RjjM=%89'%.;8%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%l71F%!=%RjjMK
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%'EE';8*&'%2.8'K%Y*89%(')4';8%8+%.%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%0'G.,%4(*+(%8+%89'%'EE';8*&'%2.8'=%89'%:6;8<%.1)+%2+')%,+8%.441F%8+%89'%;+,8*,7*,G%/*).44(+4(*.8*+,%89.8%+;;7()%.E8'(%89'%'EE';8*&'%2.8'K%
Z9*)%:6;8<%8.S')%'EE';8%+,%ddddddddddddddd=%.,2%2+')%,+8%.441F%8+%/*).44(+4(*.8*+,%+;;7((*,G%4(*+(%8+%89'%
;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%.,F%)7;9%.;8%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%.,F%)7;9%.;8%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%.,F%)7;9%.;8%
B&***C%3E%.,F%4(+&*)*+,%+E%.,F%.;8%',.;8'2%0F%89'%YF+/*,G%1'G*)1.87('%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%.;8%@9*;9%
G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-G05-%=0$*-$%&%*$-%=&%-&++0B-6*'*5&+-$*)*5&#(+(%,-%=50"6=-/&$*-+&BE-/(%&%(0'-($-450)(.*.-%0-&-/&$*-%=&%-
.('%)'&'(.01'H.('%)'&'(.01'H
B&***C%3E%.,F%4(+&*)*+,%+E%.,F%.;8%',.;8'2%0F%89'%YF+/*,G%1'G*)1.87('%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%B&***C%3E%.,F%4(+&*)*+,%+E%.,F%.;8%',.;8'2%0F%89'%YF+/*,G%1'G*)1.87('%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%.;8%@9*;9%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%.,F%)7;9%.;8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%.,F%)7;9%.;8%
YF+K%X8.8K%6,,K%I%#P!P!jJK%a71')%+E%;+,)8(7;8*+,%E+(%)8.878')YF+K%X8.8K%6,,K%I%#P!P!jJK%a71')%+E%;+,)8(7;8*+,%E+(%)8.878')
B&***C%3E%.,F%4(+&*)*+,%+E%.,F%.;8%',.;8'2%0F%89'%YF+/*,G%1'G*)1.87('%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%B&***C%3E%.,F%4(+&*)*+,%+E%.,F%.;8%',.;8'2%0F%89'%YF+/*,G%1'G*)1.87('%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%.;8%@9*;9%;*(;7/)8.,;'%*)%9'12%*,&.1*2=%89'%*,&.1*2*8F%2+')%,+8%.EE';8%+89'(%4(+&*)*+,)%+(%.441*;.8*+,)%+E%89'%.;8%@9*;9%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%.,F%)7;9%.;8%;.,%0'%G*&',%'EE';8%@*89+78%89'%*,&.1*2%4(+&*)*+,%+(%.441*;.8*+,=%.,2%8+%89*)%',2%89'%4(+&*)*+,)%+E%.,F%)7;9%.;8%
YF+K%X8.8K%6,,K%I%#P!P!jJK%a71')%+E%;+,)8(7;8*+,%E+(%)8.878')YF+K%X8.8K%6,,K%I%#P!P!jJK%a71')%+E%;+,)8(7;8*+,%E+(%)8.878')
B&***C%3E%.,F%4(+&*)*+,%+E%.,F%.;8%',.;8'2%0F%89'%YF+/*,G%1'G*)1.87('%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%B&***C%3E%.,F%4(+&*)*+,%+E%.,F%.;8%',.;8'2%0F%89'%YF+/*,G%1'G*)1.87('%+(%*8)%.441*;.8*+,%8+%.,F%4'()+,%+(%
© 2016 Beck Reed RidenAll Rights Reserved !"#$%&'%("%)*&+()*
,-./#"%$&)-&)0%&1!'+
Not Intended As Legal Advice
Russell Beck Beck Reed Riden LLP 155 Federal Street, Suite 1302 Boston, MA 02110617-500-8670
[email protected] 204 of 204
Current as of 8/14/16
2%$3')#)% 1456-".&!"#$%&'%("%)*&+()
+$$5)5-4*&DD
D4&Q%4%"#7$&147%**&M)0%"N5*%&'/%(565%$
K-L5**'-/*++$-.*'0%*-12!3-MNOP-)*5$(0'>-
K-Q=(%*-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-*R"()&+*'%-%0-%=*-&7*'.*.-MNOP-12!3>-Q=(+*-%=*-*?&/%-B05.('6-&'.-<057&%%('6-7&,-.(<<*5E-%=*5*-($-'0-7&%*5(&+-$"#$%&'%()*-.(<<*5*'/*>-Q=*5*-&-$%&%"%05,-450)($(0'-($-7&5A*.-&$-S!&7*-&$-12!3S-7('05-%*?%"&+-05-<057&%%('6-.(<<*5*'/*$-7&,-*?($%>-Q=*5*-%=*$*-.(<<*5*'/*$-&5*-705*-450'0"'/*.E-#"%-$%(++-.0-'0%-45*$*'%-$"#$%&'%()*-.($%('/%(0'$-<507-%=*-12!3E-%=*-/*++$-&5*-7&5A*.-S!"#$%&'%()*+,-(.*'%(/&+-%0-12!3>S
K-T*++0B-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-($-&-$"#$%&'%()*+,-70.(<(*.-)*5$(0'-0<-%=*-12!3>-C'-45&/%(/*-$07*-0<-%=*$*-70.(<(/&%(0'$-7&,-"+%(7&%*+,-#*-('$(6'(<(/&'%>-C'-0%=*5-/&$*$E-%=*-$"#$%&'%()*-.(<<*5*'/*$-5*R"(5*-&%%*'%(0'>-U&'6"&6*-('-%=*-,*++0B-/*++$-($-&''0%&%*.-%0-('.(/&%*-=0B-(%-)&5(*$-<507-%=*-MNOP-12!3E-%=0"6=-'0'V$"#$%&'%()*-&'.-7('05-)&5(&%(0'$-7&,-'0%-#*-&''0%&%*.>
K-W*.-/*++$-('.(/&%*-%=&%-%=*-5*$4*/%()*-450)($(0'-.0*$-'0%-*?($%-05-0%=*5B($*-($-$(6'(<(/&'%+,-.(<<*5*'%-<507-%=*-12!3>-2=*$*-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-4&5%(/"+&5-12!3-$*/%(0'>-X*++$-5*$*5)*.-<05-&..(%(0'&+-('<057&%(0'-&5*-&+$0-7&5A*.-5*.>
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-344+(/&#+*-$%&%*-$%&%"%*-05-/(%&%(0'-($-('-70$%-('$%&'/*$-450)(.*.-�)*>
3''0%&%(0'$Y-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-MN]N-12!3E-#"%-'0%-(%$-+&%*5-&7*'.7*'%$>-2=*$*-$%&%*$-B(++-=&)*-$(6'(<(/&'%-.(<<*5*'/*$-('-%=*(5-SC'F"'/%()*-W*+(*<ES-S;&7&6*$ES-&'.-SI<<*/%-0'-^%=*5-U&BS-$*/%(0'$-_('-4&5%(/"+&5`>
eI-.54@eI-:&')#):&+44:&8>RR&;;&VW=TV=8W8&=&VW=TV=88W
1456-".&!"#$%&'%("%)*&+()
&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-3++-&''0%&%(0'$-/074&5*-%=*-$%&%*Z$-+&'6"&6*-%0-%=*-&7*'.*.-MNOP-12!3>-\0B*)*5E-&-'"7#*5-0<-$%&%*$-=&)*-&.04%*.-%=*-05(6('&+-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-
K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-K1'.*5+('*.-%*?%-($-+&'6"&6*-%=&%-=&$-#**'-('/+".*.-('-&-$%&%*Z$-$%&%"%*E-#"%-.0*$-'0%-*?($%-('-%=*-12!3>-2*?%-%=&%-($-$%5(/A*'-%=50"6=-
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-
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
450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-450)($(0'$-&5*-6*'*5&++,-'0%-&''0%&%*.>-X*++$-&5*-7&5A*.-5*.-B=*5*-'0-$%&%*-+&B-450)($(0'-=&$-#**'-(.*'%(<(*.-%=&%-/055*$40'.$-%0-&-
($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>($-+&'6"&6*-('/+".*.-B(%=('-%=*-12!3-%=&%-&-$%&%*-=&$-07(%%*.-<507-(%$-$%&%"%*>
K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-K-3''0%&%(0'$-&5*-45(7&5(+,-('%*'.*.-%0-.*'0%*-$"#$%&'%()*E-5&%=*5-%=&'-%*?%"&+E-.(<<*5*'/*$>-3$-$"/=E-$07*-$7&++-.(<<*5*'/*$-('-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-4=5&$('6E-4"'/%"&%(0'E-&'.-<057&%%('6-=&)*-'0%-#**'-'0%*.>-C'-$07*-/&$*$E-B=*5*-(.*'%(<(*.E-&''0%&%(0'$-&5*-*'%(5*+,-$"#$%&'%()*-&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>&'.-('.(/&%*-0'+,-B=*5*-&-$%&%*[$-450)($(0'-.(<<*5$-('-7*&'('6-<507-&-/055*$40'.('6-450)($(0'-('-%=*-12!3>
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
K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-K-!07*-$%&%*$-=&)*-07(%%*.-$4*/(<(/-12!3-450)($(0'$-<507-%=*(5-)*5$(0'E-&$-%=*-450)($(0'-B0"+.-#*-5*."'.&'%-0<-*?($%('6-$%&%*-+&B>-