your role in ensuring equitable reviews
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Your Role in Ensuring Equitable Reviews. 2014 AmeriCorps External Review Training. Training Objectives. By the end of this training, you should be able to: Describe the Review Participants’ responsibilities in ensuring a fair and equitable review - PowerPoint PPT PresentationTRANSCRIPT
Your Role in Ensuring Equitable Reviews
2014 AmeriCorps External Review Training
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Training ObjectivesBy the end of this training, you should be able to:¨ Describe the Review Participants’ responsibilities
in ensuring a fair and equitable review¨ Outline the steps to take if you identify a
potential Conflict of Interest¨ Explain examples of potential bias¨ List proper disposal methods for all confidential
materials¨ State the purpose of the “Confidentiality and
Conflict of Interest Statement” for Review Participants
¨ Discuss the recognition and value of diversity in programs
¨ Discuss the importance of page limits for applications
Preview of Assessment Questions(Multiple Choice)¨ You find yourself reviewing an application in
which your organization will be a sub-recipient of an applicant organization. This is an example of:
(Short Answer)¨ Briefly state your responsibility in ensuring equity
in reviews in the following areas: Page Limits, Program Models, and Bias.
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Equity in the External Review¨ Ensuring that each application receives
consideration through a fair and equitable process that preserves the transparency and integrity of the grant application review
¨ Understanding the Selection Criteria and Standards Assessing the sections and applying ratings
appropriately Balancing the value of your expertise, professional
opinion Appreciating the variety and diversity of programs Utilizing the Review Rubric Using only the materials given to you; not considering
outside information or factors (reputation, knowledge of organization, hyperlinks)
¨ Shared responsibility as a Review Participant Conflicts of Interest, Bias, & Confidentiality Page limits
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Conflict of Interest¨ Conflict between private interests and official
responsibilities¨ CNCS considers both direct and indirect COIs¨ Consider those around you in your daily lives
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Examples of Conflicts of Interest:Direct and Indirect
¨ You are assigned to review an application for an organization for which: Your business colleague is serving on the Board of
Directors Your sister has been volunteering for 10 years You provided consulting services in 2011 Your daughter has applied for employment You are currently employed by an applicant/affiliate
organization Your friend’s business could benefit financially Your organization will be a sub-recipient of an applicant
organization You no longer work for the applicant org as of 2005, but
were employed there for 15 years
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Importance of Reporting COIs¨ Ensure a fair and equitable review for each
application¨ Preserving the integrity of the External Review
process
¨ If you have any questions or think a conflict may exist, immediately contact your Panel Coordinator and GARP Liaison
¨ CNCS will determine the appropriate steps, if any, regarding your COI concern
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Understanding Potential Bias¨ What is bias?
A preference or inclination that may inhibit impartial judgment Can be for or against
¨ Examples of potential bias can include: Agreements/disagreements with methods or models in the
program without basis Favor or dislike of the author or applicant Consideration of outside information (positive or negative) that
is not included in the application¨ How should instances of bias be handled?
Often will be flagged by another participant (based on keen observations)
Return to assessment and provide facts only to reconsider assessment
Exercise consideration and respect, remove emotions Possible recusal from review of that application
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Confidential Information
Applicant Confidentiality
• Applicant names• Applicant business
information and financial data
• Details about the proposed program
• Review comments and review ratings
Participant Confidentiality
• Identity of Review Participants during the review
• The link between Reviewers and their comments
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Proper Handling of Confidential Items
Reviewer Names
All Review Notes
All Applications
Review Artifacts
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Confidentiality & COI StatementProcess and Purpose
Read the Confidentiality and COI Form
Sign and return to CNCS
Receive the applications
Flag any potential COIs (after start of review)
Maintain appropriate confidentiality
To ensure you are aware of your responsibility
To verify shared understanding and expectations for CNCS Standards in External Reviews
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Diversity in Programs
Focus Areas Types of Organizations
Scope of Proposed Project/
Program Size
Program Model Target Population
Page Limits
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15 Page Application Narrative Limit
• Budget• Performance Measures• Evaluation Plan Narrative, or• Required Supplementary
Materials
The narrative page limit DOES NOT include:
The narrative page limit includes:• SF 424 Facesheet• Executive Summary• Program Design • Organizational Capability • Cost Effectiveness and Budget
Adequacy
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Wrap Up¨ Describe Review Participant and CNCS
responsibility in Conflict of Interest (COI)¨ Restate steps to take if you identify a potential
COI¨ Understand examples of potential Bias¨ List proper disposal methods for all confidential
materials¨ Understand the purpose of the Confidentiality
and Conflict of Interest Statement for Review Participants
¨ Recognize and value the importance of Diversity in Programs and Page Limits
Understanding the CNCS Grant Application Review
Process
2014 AmeriCorps External Review Training
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Training Objectives
¨ Identify the steps in the life cycle of CNCS competitive grants
¨ Describe the steps of the CNCS External Review process
¨ Define the roles and responsibilities of Review Participants
¨ Describe eGrants and how it is used
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Overview of the CNCS Grant-Making Process
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Corporation for National and Community Service
¨ Created in 1993, and expanded opportunities for Americans to serve their communities through national service
¨ Nation’s largest grant maker supporting service and volunteering
¨ Engages millions of Americans of all ages and backgrounds in service each year through its programs
¨ Promotes United We Serve: www.serve.gov ¨ For more information, please review the CNCS
Strategic plan: http://go.usa.gov/Z6eF
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Signed on April 21, 2009, the Serve America Act went into effect on October 1, 2009
More information on the Serve America Act can be found at:http://go.usa.gov/Z6tT Edward M. Kennedy Serve America Act
2009
Corporation for National and Community Service
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Close Out
Competitive Grant Life Cycle
Monitor &Administer
Grant Award Grants Notification of
AwardsCNCS Award
Decision
Receive Applications
Solicit Applicants &External Reviewers
Plan for Grant Competitions
Congress Appropriates Funding
REVIEW APPLICATIONS
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Overview of the Grant Application Review Process
(GARP)
Send final IRFs (Word doc) to GARP Liaision
Enter IRFs and AFSs in eGrants
Complete evaluation
External Review Process
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Read the application Provide a rating for each
element (R) Comment on significant
strengths and weaknesses (R) PC reviews & provides
Feedback
Edit Individual Reviewer Forms (IRFs) (R)
Compile Applicant Feedback Summaries (AFS) (PC)
Receive Feedback on AFS from Program Officer Liaison
Submit FinalIndividual Reviewer
Forms (IRFs)
Participate inPanel Discussions Assess Applications
Review Applications for COI
Download Assigned Applications
Review Training Materials
Complete Close Out Process
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Roles and Responsibilities¨ Review Participants:
External Reviewer Conducts assessments of and provides ratings for each application Participates in Panel Discussions Completes high-quality Individual Reviewer Forms (IRFs) Incorporates PC Feedback to improve IRF Three Reviewers on the Panel. At least one Reviewer will have
Evaluation experience. Panel Coordinator
Manages panel logistics and facilitates the Panel Discussions Provides feedback to each Reviewer on every IRF Completes the Applicant Feedback Summary for each application
discussed Compiles the Justification of Evidence Level and Quality form Completes Panel Coordinator Notes for each application
Roles and Responsibilities (cont.)¨ Grant Application Review Process (GARP)
Liaison Primary contact for process-related guidance and logistical
support Checks with each Reviewer and PC on review progress to assist
¨ Program Officer Liaison (POL) Provides CNCS programmatic expertise and guidance Available as a resource for clarification of Criteria and
Standards Reviews the Applicant Feedback Summaries to ensure
comments relate to Selection Criteria
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Key Review Forms¨ Individual Reviewer Form (IRF)
Captures the External Reviewers’ assessments and the significant strengths and weaknesses identified in an application
Completed by External Reviewers for each application
¨ Applicant Feedback Summary Compilation of the External Reviewers’ comments
for Applicant Feedback (Strengths and Weaknesses from each IRF)
Compiled by the Panel Coordinator¨ Justification of Evidence Level and
Quality Prepared by Panel Coordinator after the IRFs are
final Informs Internal Review (not for Applicant
Feedback)
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eGrants You will access eGrants at three junctures in the Review—¨ Download applications
¨ Enter banking information
¨ Enter review results (in addition to the final Word product)
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Expectations of Review Participants
¨ Review all orientation and training materials 2014 AmeriCorps Peer Review Handbook Orientation Sessions Notice of Federal Funding Opportunity (NOFO)
¨ Report any actual or potential Conflicts of Interest (COI) and comply with confidentiality expectations
¨ Produce high-quality review products¨ Be responsive to requests from the GARP Liaison
and POL¨ Satisfactorily complete all Review Participant
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Wrap Up and ReviewYou should now be able to:¨ Identify the steps in the life cycle of CNCS
competitive grants¨ Describe the steps of the CNCS External Review
process¨ Define the roles and responsibilities of Review
Participants¨ Describe eGrants and how it is used
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Assessment¨ To check for understanding and verify that you
have completed this orientation session, please complete the Assessment at the following link: https://www.surveymonkey.com/s/equitablereview
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