your investment account statement - j.p. morgan · your investment account statement page 2 your...

Your Investment Account StatementPAGE 1

Your Investment Account Statement

INVESTMENT PRODUCTS: • NOT FDIC INSURED • NO BANK GUARANTEE • MAY LOSE VALUE

For illustrative purposes only.


Your account statement gives you a comprehensive view of your investment accounts at J.P. Morgan, organized into the following sections:

• Account overview page

• Account summary pages — Assets vs. liabilities — Asset allocation — Cash flow summary

• Individual account information

• Holdings — Mutual funds — Multi-currency

• Activity

• Retirement account information

• Important information

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Introduction


Your statement at-a-glanceConsolidated summary of all your investment accounts

Important Message

STATEMENT SUMMARY MANAGED BROKERAGE RETIREMENT BROKERAGERETIREMENT MANAGED IMPORTANT INFORMATION

Portfolio Value(May 2016 to April 2018)

For Questions, Call Advisor Team

Consolidated Investment StatementPortfolio Value

Customer Service(800) 690 4557

These accounts are held in custody at JPMorgan Chase Bank, N.A. (“the Bank”) or at J.P. Morgan Clearing Corp. (“JPMCC”), member Financial Regulatory Authority (“FINRA”), NYSE, and Securities Insurance Protection Corporation (“SIPC”). Assets in your investment management account managed by the Bank are segregated in custody in your name, but not covered by FDIC or SIPC insuranceprograms. See individual account statement detail within for more information. These statements SHOULD NOT BE USED for tax reporting purposes.

For more messages, see page 43

New York Branch 123 Main Street New York, NY 10010

Your Broker/Dealer is J.P. MORGAN SECURITIES LLC, 4 Chase Metrotech Center, Brooklyn, New York 11245-0001

Copy mailed to third parties - see page 42

If you have any questions about your statement or concerns about your account,please call us at the toll free number provided above.

Statement Period Ending April 30, 2018

-$250,000

$0

$250,000

$500,000

$750,000

$1,000,000

(800) 888 8888

More contact information on page 41

www.jpmorgansecurities.com

Jonathan AndersonAnne JohnsonTimothy Smith

Apr18

Jul16

Oct16

Jan17

Apr17

Jul17

Oct17

Jan18

Account Description Last Month This Month

Managed (2) 406,796.00 424,049.60

Brokerage 50,000.00 50,401.00

Retirement Managed (2) 379,259.85 396,951.61

Retirement Brokerage 11,231.67 11,714.60

PORTFOLIO VALUE 2, 3 $847,287.52 $883,116.81This Statement Summary is provided for informational purposes and includes assets at different entities.See the Summary of Accounts on page 5 for footnotes and more detail.

JOHN DOE123 W 25TH ST APARTMENT 100ANYTOWN, NY 90001

00005 BDS 001 001 30512 - NNNNNNNNNNNN

Legal disclaimers appear here.

Please read the "Important Information" section of your statement for recent updates and disclosures.

Financial Advisor and Service Team information

Account value graph displays changes in your market value (rolling two years)

Accounts are organized by type (i.e., Brokerage, Managed, Retirement). Navigation tabs indicate which section you are reviewing


Consolidated summariesConsolidated summary of all your investment accounts

Consolidated Cash Flow Summary

Consolidated Asset Allocation Summary

Consolidated Assets and Liabilities Summary

Asset Allocation


Please read the important disclosures at the end of the statement. For questions, please call (800) 690 4557.

Opening Cash Balance $29,181.27 $30,579.34

Total Credits 902.43 1,787.73

Total Debits (2,214.08) (4,497.45)

CLOSING CASH BALANCE

Net Cash Activity ($1,311.65) ($2,709.72)

$27,869.62 $27,869.62

Description This Month Year-to-Date

Equities 274,041.46 282,959.31 8,917.85 +3.25

Fixed Income 253,416.47 259,304.63 5,888.16 +2.32

Diversified Strategies 84,337.98 86,888.90 2,550.92

Cash & Sweep Funds 29,181.27 27,869.62 (1,311.65)

DescriptionMarket Value

Last MonthMarket Value

This MonthTotal

Change ($)

Alternative Assets 152,512.46 165,173.96 12,661.50

TOTAL $847,287.52 $883,116.81 $35,829.29

TotalChange (%)

+3.02

Specialty Assets 39,348.80 44,300.49 4,951.69 +12.58

Other 14,449.08 16,619.90 2,170.82 +15.02

-4.49

+8.30

+4.22

“Opening Cash Balance” and “Closing Cash Balance” include Sweep Funds.

Transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Activity Detail.

John Doe Statement Period Ending: April 30, 2018

Fixed Income48.3%

AlternativeAssets3.1%

DiversifiedStrategies

2.1%

SpecialtyAssets5.1%

Other5.1%

The allocation percentage is derived from net positive market values only.

Cash & Sweep Funds

9.1%

Equities27.2%

Net Accrued Income 117.4033.50

TOTAL PORTFOLIO VALUE $883,116.81$847,287.52

Description This MonthLast Month

Total Assets 883,197.93847,328.08

Total Liabilities (81.12)(40.56)

Total Portfolio Value with Accruals $883,234.21$847,321.02

GO PAPERLESS.Visit www.jpmorganonline.com to enroll in paperless statements.

Asset and liability summaries

Allocation of holdings displayed as a chart

Cash flow summary


Consolidated summaries: Gain/Loss

Unrealized Gain / Loss Summary Realized Gain / Loss SummaryManaged Account

Tax Withheld Summary



This Period

Short-Term Gain

Short-Term Net Gain / Loss

80.07

Short-Term Loss (162.49)

9,586.20Long-Term Gain

($84.42)

Long-Term Loss (6,018.48)

Long-Term Net Gain / Loss $3,567.72

TOTAL UNREALIZED GAIN / LOSS ** $3,485.30#

Description

Unrealized Gain / Loss represents Gain / Loss data since the date of acquisition.

** Wash sale adjustments (disallowed losses) are reflected in these totals.# This value excludes transactions for which cost basis is not available.

Short-Term Gain

Short-Term Net Gain / Loss

880.07 1,941.04

Short-Term Loss (162.49) (605.08)

Short Term Disallowed Loss 0.00 300.89

0.00 962.81Long-Term Gain

$717.58 $1,335.96

Long-Term Loss 0.00 (11.24)

Long Term Disallowed Loss 0.00 0.00

Long-Term Net Gain / Loss $0.00 ($951.57)

TOTAL REALIZED GAIN / LOSS ** $717.58# $384.39#

Description This Period Year-to-Date

Realized gain/loss information is provided for transactions in your account as of the trade date and excludes transactions where cost basis information has not been provided or is unavailable.

Gain/loss calculations do not include adjustments for wash sales that may have occurred on the last business day of this statement period. These wash sale adjustments, if any, will be reflected on your next statement.

Cost basis and realized gain/loss on statements are provided for informational purposes only and should not be used for tax purposes or otherwise relied upon without assitance of your tax advisor.

** Wash sale adjustments (disallowed losses) are reflected in these totals.# This value excludes transactions for which cost basis is not available.

U.S. Tax 200.00 300.00


ADV Personal (Acct # A12345678) John Doe Statement Period: April 1 - April 30, 2018

Gain/Loss summary for each account by month:

• Long- and short-term

• Unrealized and realized (also year-to-date)

Any taxes withheld will be displayed here


Consolidated summaries: Value

Summary of Accounts (continued)



121-21212 BENEFICIARY IRA - INDIVIDUAL John Doe

Retirement Brokerage33

Total Value

11,231.67 0.00 103.69 (515.41)

$11,231.67 $0.00 $103.69 ($515.41)

11,714.60894.65

$11,714.60$894.65

A10020030 ROTH IRAJane Doe

Retirement Managed (continued)*

Total Value

228,005.18 0.00 302.10 (771.45)

$379,259.85 $0.00 $435.59 ($1,464.38)

242,811.6015,275.77

$396,951.61$18,720.55

TOTAL PORTFOLIO VALUE 2, 3 $847,287.52 $0.00 $768.68 ($2,436.33) $883,116.81$37,496.43

PageNo. Account Description

Account Number

Net Deposits & Withdrawals Income

Account ValueLast Month

Change inInvestment Value

Account ValueThis MonthFees1

This is your Primary Account for the household. It is used to determine the mailing address for this statement and should be referenced when you have an inquiry. There was no activity for this account this period, so a statement has not been included. A statement for this account will be included when there is account activity or at quarter end.Statement delivered to you electronically.Account and management fees are included. Trade related fees charged by brokers and commissions impact the total cost or proceeds of your trades and are not included here.This portfolio includes one or more unpriced securities that are not reflected in the Portfolio and Account Values.Important information regarding Alternative Assets including pricing and source of valuations is provided in the “Messages” section of Important Information.

1

*

23

Important Information43 Go to this section for Contact Information, Messages, and Important Information about your statements

Brokerage accounts are non-discretionary and all investment decisions are made by the client. For these accounts, J.P. Morgan Securities LLC (“JPMS”) does not provide advice on asset allocations, nor do its personnel take discretion over any client accounts. Such advice and services are provided exclusively for Managed Accounts, at either JPMS or the Bank.


Summary of Accounts (continued)



121-21212 BENEFICIARY IRA - INDIVIDUAL John Doe

Retirement Brokerage33

Total Value

11,231.67 0.00 103.69 (515.41)

$11,231.67 $0.00 $103.69 ($515.41)

11,714.60894.65

$11,714.60$894.65

A10020030 ROTH IRAJane Doe

Retirement Managed (continued)*

Total Value

228,005.18 0.00 302.10 (771.45)

$379,259.85 $0.00 $435.59 ($1,464.38)

242,811.6015,275.77

$396,951.61$18,720.55

TOTAL PORTFOLIO VALUE 2, 3 $847,287.52 $0.00 $768.68 ($2,436.33) $883,116.81$37,496.43

PageNo. Account Description

Account Number

Net Deposits & Withdrawals Income

Account ValueLast Month

Change inInvestment Value

Account ValueThis MonthFees1

This is your Primary Account for the household. It is used to determine the mailing address for this statement and should be referenced when you have an inquiry. There was no activity for this account this period, so a statement has not been included. A statement for this account will be included when there is account activity or at quarter end.Statement delivered to you electronically.Account and management fees are included. Trade related fees charged by brokers and commissions impact the total cost or proceeds of your trades and are not included here.This portfolio includes one or more unpriced securities that are not reflected in the Portfolio and Account Values.Important information regarding Alternative Assets including pricing and source of valuations is provided in the “Messages” section of Important Information.

1

*

23

Important Information43 Go to this section for Contact Information, Messages, and Important Information about your statements

Brokerage accounts are non-discretionary and all investment decisions are made by the client. For these accounts, J.P. Morgan Securities LLC (“JPMS”) does not provide advice on asset allocations, nor do its personnel take discretion over any client accounts. Such advice and services are provided exclusively for Managed Accounts, at either JPMS or the Bank.


Page numbers indicate where account information can be found within the statement

Symbol tells you which statements can be delivered electronically

Your summary of accounts lists all investment accounts with:

• Current value

• Change in value, income and fees


Account activity detail

Cash Flow SummaryAssets and Liabilities Summary

Income Summary

Managed Account



Opening Cash Balance

Trade & Investment Activity

$25,105.26 $42,926.79

Total Credits

1,882.62 38,939.22

Income 228.40 598.83

Cash Deposits 0.00 820.95

Sweep Program Activity 288.78 288.78

Fees 1 0.00 28.78

Fees 1 (178.02) (712.08)

Tax Withheld 0.00 0.00

Miscellaneous 266.51 1,012.19

(387.02) (21,054.52)Trade & Investment Activity

$2,665.31 $41,688.75

Total Debits ($765.04) ($27,045.92)

Income 0.00 (498.41)

Cash Withdrawals 0.00 (210.00)Sweep Program Activity 0.00 (215.00)

Tax Withheld (200.00) (970.00)

Miscellaneous 0.00 (3,385.91)

CLOSING CASH BALANCE

Net Cash Activity $1,900.27 $14,642.83

$27,005.53 $57,569.62


Long Cash and Sweep Funds

TOTAL ACCOUNT VALUE

27,869.6225,105.26

$274,176.99$256,795.49

Description This PeriodPrevious Period

Long Market Value 246,307.37235,591.48

Total Assets $274,176.99$260,696.74

Total Liabilities $0.00($3,901.25)

Total Account Value with Accruals $276,677.17$257,801.09

Margin Loan / Debit Balance 0.00(1,900.81)

Short Market Value 0.00(2,000.44)

Short Accrued Income 0.000.10

Long Accrued Income 2,500.181,000.50

Dividends

Interest 0.45 0.45

227.55 597.78

TOTAL INCOME $228.40 $598.83

Total Income from Taxable Investments $228.00 $598.38

Dividends 0.25 0.25

Interest 0.15 0.05

Distributions 0.00 0.05

Substitute Payments 0.00 0.05

Miscellaneous 0.00 0.05

Distributions 0.00 0.05

Substitute Payments 0.00 0.05

Miscellaneous 0.00 0.05

Total Income from Non-Taxable Investments $0.40 $0.45


Taxable and Non-taxable income classifications are based on the characteristics of the underlying securities and not the taxable status of the account.


“Opening Cash Balance” and “Closing Cash Balance” include Sweep Funds.

1 Account and management fees are included. Trade related fees charged by brokers and commissions impact the total cost or proceeds of your trades and are not included here.

Assets and liabilities give you a total picture of your investment accounts

Income summary across both taxable and non-taxable accounts

Cash flow summary presents a balance sheet view of cash activity categorized by credits and debits


Individual account summary

Account NumberA12345678

Statement Period

April 1 to April 30, 2018 Last Statement: March 31, 2018

Account Activity SummarySTRATIS

Manager: Capital Group Private ClientGlobal Equity

Account Value(May 2016 to April 2018)

Account Value:

Beginning Account Value

Deposits (Cash & Securities)

Withdrawals (Cash & Securities)

Income

Fees 1

Change In Investment Value

ENDING ACCOUNT VALUE 2, 3

Account Value With Accruals

Description

Net Accrued Income

$256,795.49 $206,140.34

0.00 28,761.00

228.40 598.83

0.00 (18,640.00)

(178.02) (712.08)

17,331.12 58,028.90

$274,176.99 $274,176.99

$274,177.17 $274,177.17

Year-to-Date

Net Deposits / Withdrawals $0.00 $10,121.00

This Period

0.18 0.18

$274,177.17

-$100,000

$0

$100,000

$200,000

$300,000

$400,000

JOHN DOE123 W 25TH ST

APARTMENT 100 ANYTOWN, NY 90001

1 Account and management fees are included. Trade related fees charged by brokers and commissions impact the total cost or proceeds of your trades and are not included here.

2 This portfolio includes one or more unpriced securities that are not reflected in the Portfolio and Account Values.

3 Important information regarding Alternative Assets including pricing and source of valuations is provided in the “Messages” section of Important Information.

Apr18

Jul16

Oct16

Jan17

Apr17

Jul17

Oct17

Jan18


Account is held at JPMorgan Chase Bank, N.A., (“the Bank”) member FDIC. Assets in your investment management account managed by the Bank are segregated in custody in your name, but not covered by FDIC or SIPC insurance programs. The statement SHOULD NOT Legal disclaimers appear here. BE USED for tax reporting purposes. Please read the important disclosures at the end of the statement.For questions, please call JPMS (800) 690 4557.

Investment Products are: -Not insured by FDIC-Not a deposit or other obligation of, or guaranteed by, JPMorgan Chase Bank, N.A. or any of its affiliates-Subject to investment risks, including possible loss of the principal amount invested

Month End Closing Method: First In, First Out (FIFO)

Overview of individual account activity

Managed account strategy name and manager

Account Value graph displays historical investment values over time


Account holdings

Holdings



The total cost basis for each security position and the unrealized gain/loss are provided solely for your convenience and may not be used for tax purposes or otherwise relied upon. If you have questions related to the tax treatment of your investments, please consult your tax advisor. Unrealized gain/loss total reflects only those positions for which a cost basis is available or has been provided. J.P. Morgan has not, and cannot, validate the cost basis of positions reported by you or your agent, and displayed solely for your convenience. Information on this statement related to cost and gain/loss calculations does not include adjustments for wash sales that may have occurred on last business day of this statement period. These wash sale adjustments, if any, will be reflected on your next statement.

AGERE SYSTEMS INCEST YIELD: 2.07%Symbol : AGR

108.00131

50.00058.000

05 May 201007 Jul 2014

EQUITIES

QuantityAcquisitionDateDescription

CASH & SWEEP FUNDS

JPMORGAN TR II MUNI MONEY MKTFD MORGAN SECURITY SYMBOL ISMJMXXSymbol: QAAPQ

QuantityDescription1,900.5

Price

Price

1.00

TOTAL CASH & SWEEP FUNDS

AcquisitionDate

TOTAL EQUITIES --

$21.66

$1,041.12 $909.00# $132.12

BLACKROCK OPPORTUNITIESPORTFOLIOSymbol : BMCIX

105.077

9.64

35.2912 Jan 2011

See additional footnotes on the last page of the Holdings section.

VERIZON COMMUNICATIONS WYETH EST YIELD: 1.21%Symbol : WYE

402.003 --71.58

5,917.44 54.47#M

300.002102.001

4,416.001,501.44 54.47

11 Nov 201022 Nov 2010

1,446.97#

N/AProvide1,446.97 LT

N/A14.19

3.60#* DD

14.7202

300.6006535.105

3,555.00426.03

3,255.00380.00

300.0046.03

11.8011.90

JPM INTL VALUE FD - SELEST YIELD: 3.60%Symbol : JIESX

335.78885 143.45--

3,981.03 3,635.00 346.0311.85

LTST

AA

A

Long TermShort Term

11.85

--21.66

132.121,041.12

482.00559.12

65.4370.00

909.00

420.83488.16

UnrealizedGain/LossMarket Value

Accrued Income

Est. Annual Inc.Cost Basis

STLT482.00

559.12

9.64

Unit Cost

UnrealizedGain/LossMarket Value Cost Basis

1,900.55

$1,900.55

Accrued Income

Est. Annual Inc.

3,732.31 3,635.00 97.31 ----

35.29 LT

Unit Cost

* A large number of tax lots exist for the securities denoted with an asterisk. Individual tax lots are available from your advisor.# This value excludes transactions for which cost basis is not available.

Beneficiary IRA - Individual (Acct # 121-21212) John Doe Statement Period: April 1 - April 30, 2018

Holdings lists all account positions as of the last business day of the statement:

• Organized by asset class

• Based on trade date


Account holdings: Fixed income securities

Managed Account


CONNECTICUT ST G/O -0- CPN C/A 5.50% COLLEGE SVGS PLAN SER A DATED DATE 05/19/93 ORIGINAL ISSUE DISCOUNT DUE 06/15/2018 RATING: MOODY AA3 S&P: AA EST YIELD: 3.47%CUSIP: 20772EAJ2

127.07--

----

265.6821,093.6882.00117 Mar 2015

25 Aug 201420 Sep 2014

FIXED INCOME

CONNECTICUT ST G/O COLL SVGS PLAN-0-CPN 6.90% C/A SER-B DATED DATE 11/14/89 ORIGINAL ISSUE DISCOUNT DUE 11/01/2019 RATING: MOODY AA3 S&P: AACUSIP: 207726TL4

650.010 2,741.0056,753.00

500.005 2,109.0043,656.00150.005 633.0013,097.00

257.24

87.31

QuantityUnrealizedGain/LossMarket Value

AcquisitionDate

Accrued Income

Est. Annual Inc.Unit Cost

257.24

87.31

Price

20,828.00

54,012.00

41,458.0012,464.00

Cost BasisDescription

ST

STST

B


Bonds, ETFs and fixed income mutual funds will appear here in alphabetical order

Includes current yield


Account holdings: Mutual funds


QuantityAcquisitionDate

Accrued Inc. USD

Price USD Market Value USD Cost Basis USD Unit Cost USD Unrealized G/L USD Est. Annual Inc. USDDescription

FIXED INCOME

BLACKROCK HIGH YIELD BOND PORTFOLIO CLASS K ESTYIELD: 5.76% CAP GAINREINVESTSYMBOL: BRHYX

5,464.86 42,899.11 7.81 208.1642,690.957.85



STRATIS

--5,445.29

11 May 2012 N 4,179.08 32,805.76 32,513.23 7.78 292.54 LT129.79 * 987.41 988.58 (1.17) ST

Market Value vs. Purchases Investment Gain/Loss

42,899.1110,385.88

32,513.23

1,285.78 * 10,093.35 10,177.73 7.92 (83.21) LT**

* A large number of tax lots exist for the securities denoted with an asterisk. Individual tax lots are available by calling the appropriate number on the front of this statement.

ST REINVESTLT REINVEST

LORD ABBETT INVT TRSHORT DURATION INCOME FD CL F3 YIELD: 3.92% CAP GAIN REINVESTSYMBOL: LOLDX

31,590.70 135,524.08 4.42 (3,999.52) LT139,523.604.29 --5,307.29

11 May 2012

Market Value vs. Purchases Cumulative Cash Distributions Investment Gain/Loss

135,524.08

2,328.97

139,523.606,328.49

DOUBLELINE FDS TR TOTAL RETURN BD FD CL I EST YIELD: 3.76% CAP GAIN REINVESTSYMBOL: DBLTX

13,785.55 147,505.44 10.87149,847.8310.70 --5,445.29

03 May 2016 10,746.92 127,091.99 130,428.97 10.87

LT REINVEST 38.64 ** 413.45 418.86 10.84

Market Value vs. Purchases Cumulative Cash Distributions Investment Gain/Loss

147,505.44

4,032.81

149,428.975,956.34

(2,342.39)

(2,336.98) LT

(5.41) LT


03 Jun 2016 3,000.00 20,000.00 19,000.00 10.87 (1,000.00) LT

HoldingsThe total cost basis for each security position and the unrealized gain/loss are provided solely for your convenience and may not be used for tax purposes or otherwise relied upon. If you have questions related to the tax treatment of your investments, please consult your tax advisor. Unrealized gain/loss total reflects only those positions for which a cost basis is available or has been provided. J.P. Morgan has not, and cannot, validate the cost basis of positions reported by you or your agent, and displayed solely for your convenience. Information on this statement related to cost and gain/loss calculations does not include adjustments for wash sales that may have occurred on transactions pending settlement. These wash sale adjustments, if any, will be reflected on your next statement.

For Mutual Funds, itemized cost basis displays each purchase, the aggregation of long term and short term investments, and/or the aggregation of long term and short term positions which origination cannot be determined, noted as 'Other'. For Mutual Funds, Market Value vs. Purchases is provided to assist you in comparing your total purchase, excluding reinvested distributions, with the current market value of the position. For Mutual Funds which you choose not to reinvest distributions, 'Cumulative Cash Distributions' is displayed to assist you in monitoring the position. This Cumulative Cash Distributions will only reflect cash distributions made after January 1, 2018. Investment Gain/Loss calculates the difference between your cost of Purchases from the current value of the fund, plus Cumulative Cash Distributions. In any Mutual Fund tax lot is noted 'Other' or cost basis is not available. Investment Gain/Loss will display 'Not Available.'Investment Gain/Loss display is for informational purposes only as does not reflect your total unrealized gain or loss, nor should it be used for tax purposes.

Investment Gain/Loss compares the difference between:

• Total purchases (excluding reinvestments), plus cash distributions

• Current value of the fund’s shares (including reinvestments)

Unrealized G/L (Gain/Loss) compares:

• Total cost of all fund purchases (including shares acquired through dividend reinvestment) with current market value

Cumulative Cash Distributions includes income and capital gain distributions received


Multi-currency

Asset Allocation by Currency

British Pound GBP 165,481.34 1.24050000

Indonesian Rupiah IDR 307,919.40 0.00007493

Australian Dollar AUD 230,939.55 0.76675000

TOTAL US$ NET EQUITY

Currency AccountISO Currency

CodeNet Equity -

Local Currency

23.07

Philippine Peso PHP -128,299.75 0.01690440 -2,168.83

Singapore Dollar SGD 153,959.70 0.71357214 109,861.35

Thailand Baht THB 76,979.85 0.02862869 2,219.23

177,072.90

U.S Dollar USD 1,719,216.65 1.00000000 1,719,216.65

$2,211,504.17

FX RateNetEquity -

US Dollar

US Dollar67%

British Pound7.3%

IndonesianRupiah12.1%

Australian Dollar9%

Singapore Dollar6.1%

ThailandBaht3.1%



STRATIS


205,279.60Value of positions are displayed in local currency and U.S. dollar equivalent


Account activity


Managed AccountUS DOLLAR ACTIVITY

TRADE AND INVESTMENT ACTIVITY

$11,063.37

$10,033.37 $1,882.62TOTAL TRADE AND INVESTMENT ACTIVITY

($11.14) $22.44Total Interest

$2,692.25Total Securities Bought & Sold

($100.10) $2,895.25Total Other Investment Activity

($184.13)Total U.S. Tax Withheld

Total 871m Tax Withheld ($10.00) $20.00

Realized Gain/Loss USDLocal CurrencyLocal CurrencyLocal Currency

Price USD

Description

Trade Date

Settle Date Quantity

Transaction

Closing Method Local Currency

Cost USD Proceeds USD Cost Basis USD

25 Apr 201828 Apr 2018

EUROCURRENCY CONTRACTSecurity Number : 9306225

FX (10525.32) (10765.32)

2,800 162.2524 Apr 201828 Apr 2018

(35)DIREXION SHS ETF TRUNSOLICITED LT GAIN $162.25Symbol : NUGT

SOLDLC

85.25

1.02

2,962.25

07 Apr 201811 Apr 2018

3BOUGHT 99.3505 (298.05)LOWER COLO RIV AUTH TEXTRANSM REF REV BDS 2015 DUE 05/15/2029 03.250% MN 15 DISCRETIONARY ORDER MSRB REQUIRES YOU TO HAVE BEEN INFORMED OF MATERIAL INFORMATION KNOWNCUSIP : 54811BMY4

DEPOSITS AND WITHDRAWALS

Date

Cash

Transaction Description

PRIVILEGED ACCESSACH DEPOSIT TO ACCOUNT

6 Apr 2018 FUND WIRED

Withdrawal Value

2,012.00

Deposit ValueDate Cleared

10 Apr 2018

INSURANCE PAYMT ACH REF # 0000000002ACH TRACE # 000000000000002

PRE-AUTHORIZEDDEBIT

(863.04)15 Apr 2018

($863.04) $2,012.00TOTAL CASH DEPOSITS AND WITHDRAWALS

18 Apr 2018

( ! ) IMPORTANT - Part of your distribution includes a return of capital. Any distribution that represents a return of capital reduces the estimated per share value shown on your account statement.




Includes all activity that occurred during the month grouped by:

• Trade and investment

• Income

• Cash deposits and withdrawals

• Fees

• Realized Gain/Loss

Transactions are displayed chronologically


Retirement accounts

Asset Allocation Summary

Asset Allocation



Beneficiary IRA - Individual (Acct # 121-21212)

Equities 62,700.00 65,835.00 3,135.00

TOTAL ACCOUNT VALUE $220,000.00 $227,150.00 $7,150.00

+5.00

+3.25

Fixed Income 122,100.00 125,763.00 3,663.00 +3.00

Fixed Income55.5%

Cash & Sweep Funds

16.0%

REQUIRED MINIMUM DISTRIBUTIONOur records indicate that you are now age 70 ½ or older or will turn age 70 ½ this year. We will therefore inform the IRS that you are required to take minimum distributions from your IRA. You must receive your required minimum distribution (“RMD”) no later than April 1 of the year following the year in which you attain age 70 ½, and then by December 31 each year thereafter. If you attain age 70 ½ this year and choose to delay taking this year’s RMD, you must still satisfy your RMD for next year by December 31.

Distributions

0.00

0.00

Rollovers 0.00

(50.05)Federal Tax Withheld

(1,968.55)

RMD REMAINING

State Tax Withheld (5.34)

REQUIRED MINIMUM DISTRIBUTION (UNIFORM LIFE)

DescriptionTax Year 2018(Year-To-Date)

$6,573.79

$8,597.73

0.00

0.00

SEP Contributions

0.000.00

0.00

0.00

(2,000.00)

0.00

Retirement Contribution & Distribution Summary Tax Year 2017

Cash & Sweep Funds 35,200.00 35,552.00 352.00 +1.00

DescriptionMarket Value

Previous PeriodMarket Value

This PeriodTotal

Change ($)Total

Change (%)

Contributions

Catch-Up Contributions

Equities28.5%

The allocation percentage is derived from net positive market values only.

John Doe Statement Period: April 1 - April 30, 2018

Displays contributions and distributions

If you are required to take a minimum distribution, a reminder message will appear in this section


Important information


Additional Contact Information

For questions, please call (800) 690 4557.

Important Information

JOHN DOE (103-45678) ROTH IRA (100-20030)

Jonathan Jones (212) 456 7890

Jane Smith (212) 456 7890

EMPLOYER SPONSORED RETIREMENT PLAN (800-10005)

J.P. Morgan Securities LLCMember FINRA and SIPC131 South Dearborn Street, IL1-0291 4th FloorChicago, IL, 60603-5506(800) 690 4557

Custodian

J.P. Morgan Securities LLCMember FINRA and SIPC131 South Dearborn Street, IL1-0291 4th Floor Chicago, IL, 60603-5506(800) 776 6061

David Adams(212) 456 7890

JPMS LLC NO RECORD/KEEP EMPLOYER (800-50085)TENANTS IN COMMON (445-54455)JPMS LLC IRA (330-03300)BENEFICIARY IRA - INDIVIDUAL (121-21212)

Jonathan Jones (212) 456 7890

Jane Smith (212) 456 7890

J.P. Morgan Securities LLCMember FINRA and SIPC131 South Dearborn Street, IL1-0291 4th FloorChicago, IL, 60603-5506(800) 392 5749

Fred Odgen(212) 456 7890

Account(s)

JOHN DOE (A12345678)

ROTH IRA (A10020030)

Contact Jonathan Jones (212) 456 7890

Jane Smith (212) 456 7890

JPMorgan Chase BankMember FDIC131 South Dearborn Street, IL1-0291 4th Floor Chicago, IL, 60603-5506(800) 690 4557www.jpmorgansecurities.com

Client Services (800) 776 6061


Additional team members who can assist you with day-to-day activities for your account

Contains account updates, notices and disclosures

If you are sending copies of statements to additional people, their names and addresses will be shown here

IMPORTANT INFORMATIONAll information presented is purely for illustrative purposes only. The information presented is fictional, and may not be representative of individual experiences. All company, strategy, securities referenced are shown for illustrative purposes only, and are not intended as a recommendation or endorsement by J.P. Morgan in this context. Information is not a guarantee of future results or success.

“J.P. Morgan Securities” is a brand name for a wealth management business conducted by JPMorgan Chase & Co. and certain subsidiaries. Investment products and services, such as brokerage and advisory accounts, are offered through J.P. Morgan Securities LLC (“JPMS”), a member of FINRA and SIPC. JPMorgan Chase Bank, N.A. and its affiliates (collectively “JPMCB”) offer investment products, which may include bank-managed accounts and custody, as part of its trust and fiduciary services. JPMCB and JPMS are affiliated companies under the common control of JPMorgan Chase & Co. Products not available in all states.

© 2018 JPMorgan Chase & Co. All rights reserved. PB-18-CC-1228

INVESTMENT PRODUCTS: • NOT FDIC INSURED • NO BANK GUARANTEE • MAY LOSE VALUE